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UNITED STATES DISTRICT COURT

Western District of Washington United States Courthouse

Seattle, Washington 98101

Thomas S. Zilly Senior Judge

June 28, 2007

Committee on Financial Disclosure

Administrative Office of the U.S. Courts

One Columbus Circle, N.E., Suite 2-301

Washington, D.C. 20544

Re: Amendment to the 2007 Financial Disclosure Report

Dear Sir:

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Attached to this letter is an Amended Financial Disclosure Report dated June I 0,

2008 for the calendar year 2007. The Amended Report responds to your letter of June 3,

2008, and is amended as follows: __, = = c:o

(1) Part VII, page 5:

Line 24 - B(2) add None;

Line 25 - B(2) add None.

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Very truly yours, fT1

En els

POSITION NAME OF ORGANIZATION/ENTITY

PARTIES AND TERMS

U) c-'.'

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:u I i

9

3.

5.

AO JO Rev. 112008

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2007

1. Pers<>n Rep<>rting (last name, first, middle initial) 2. C<>urt <>r Organizati<>o

ZILLY, Thomas S United States District Court

4. Title (Article III judges indicate active or senior status; Sa. Rep<> rt Type (check appropriate type) magistrate judges indicate full- or part-time)

D Nomination, Date

Senior District Judge D Initial [Z] Annual

Sb. [Z] Amended Report

D Final

Report Required by the Ethics in Government Act of I 978 (5 USC. app. §§ 101-1 I I)

3. Date <>f Report

06/09/2008

6. Reporting Peri<>d

01/01/2007

t<>

12/31/2007

7. Chambers or Office Address 8. On the basis <>f the informatfon contained in this Report and any modificaticms pertaining thereto, it is, in my opinion, in compliance

700 Stewart Street with applicable laws and regulations.

Suite 15229 Seattle WA 98101

Reviewing Officer

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

Date

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

[Z] NONE (No reportable positions.)

1.

2.

4.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[Z] NONE (No reportable agreements.)

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1.

2.

3.

SOURCE

SOURCE AND TYPE

INCOME

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

3.

3.

4.

4.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 2 of7 ZILL Y, Thomas S 06/09/2008

IIJ, NON-INVESTMENT IN COME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

A. Filer's Non-Investment Income

[2J NONE (No reportable non-investment income.)

AND TYPE (yours, not spouse's)

I.

2.

4.

B. Spouse's Non-Investment Income (Dollar amount not required except for honoraria.)

- If you were married during any portion oft/le reporting year, complete this section.

D NONE (No reportable non-investment income.)

I. 2007 Income from glass art sales.

2.2007 Income from State Public Disclosure Commission

JV. REIMBURSEMENTS -transportation, /odging,food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

12.J NONE (No reportable reimbursements.)

I.

2.

3.

5.

SOURCE DESCRIPTION

CREDITOR DESCRIPTION

VALUE

VALUE CODE

3.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 3of7 06/09/2008ZILL Y, Thomas S

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

[Z] NONE (No reportable gifts.)

I.

2.

4.

5.

VJ. LJABJLJTJES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[Z] NONE (No reportable liabilities.)

I.

2.

3.

4.

5.

------ --------·-,·-----·

4.

5.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 4 of7 06/09/2008ZILLY, Thomas S

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; see PP· 14-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including t rust assets)

Place "(X)" after each asset

exempt from prior disclosure

B. C. D.

Income during Gross value at end of Transactions during reporting period

reporting period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Code I div., rent, Code 2 Method buy, sell, Month- Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private

(Q-W) t ransaction)

1. Berkshire Hathaway None M T

2. AADV M.M. Fund/Key Bank A Interest J T

Partial Sell I 1/07 L F3. Microsoft E Dividend 0 T

Merck Co. A Dividend K T

First Washington Pershing - Acct Gen. B Interest K T Money Market Fund CLB

6. OHTA DBA Whispering Pines c Rent J w

7. Trust I D Interest N T See Note I

8. Trust 2 D Interest M T See Note I

9. Wal-Mart Stores Inc. A Dividend K T

10. Intel Corp. A Dividend K T

11. Hewlett-Packard Company A Dividend L T

12. Amgen Incorporated None L T

13. Microvision None J T

14. Amazon.com Inc. None K T

15. Intl Business Machines (IBM) A Dividend K T

16. United Parcel Service B A Dividend K T

17. Yahoo None K T

I. Income Gain Codes: A =$1,000 or less 8=$1.00! -$2,500 c =$2,501 -$5,000 D=$5,00l -$15,000 E=$15,00I -$50,000

{See Columns Bl and D4) F 450,001 - $100,000 G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000 H2 =More than $5,000,000

2. Value Codes J =$15,000 or I= K =$15,001 -$50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$25,000,00 I -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V her W =Estimated

27.

(2)

D.


Page 5of7 ZILL Y, Thomas S 06/09/2008

VII. INVESTMENTS and TRUSTS - income, va1ue, transactwns r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.J


A DeS<:ription of Assets

(including trust assets)

B. c.

Income during Gross value at end of Transactions during reporting


(I) (I) (2) (I) (2) (3) (4)

period

Amount Type (e.g., Value Value Type (e.g., Date Value Gain Code I div., rent, Code2 Method buy, sell, Month- Code 2 Code I (A-H) or int.) (J-P) Code 3 redemption) Day (J-P) (A-H)

(Q-W)

(5) Identity of

exempt from pn or diS<:losure


buyer/seller

(if private

transaction)

18. Schwab MM B Interest K T

1 9 . Key Bank Account A Interest J T

20. Trust 3 A Interest M T See note I

21. Enterplus Res FDTR D Interest L T

,

22. Martek Biosciences None J T

23. Starbucks Corp.

24. United Natural Foods Inc.

25. Titanium Metals

26. Suntech Pwd

TGC Inds. Inc.

28. ETFC

29. FFIV

None L T partial sell l l/07 K A

None sell l l/07 J A

None sell 11/07 J A

None K T buy l l/07 K

None J T

None J T buy I l/07 J

None K T buy I l/07 K

I. Income Gain Codes· A =$I ,000 or less

(See Colwnns B l and D4) F =$50,001 - $100,000

2. Value Codes J =$15,000 or less

(See Columns CI and D3) N =$250,001 - $500,000

PJ =$25,000.001 - $50,000,000

3. Value Method Codes Q ""Appraisal

(See Column C2) U =Book Value

B =$1.001 -$2,500 c =$2,501 - $5,000 D =$5,001 - $15,000 E =$I 5,00 I · $50,000

G =$100,001 - $1,000,000 HI =$1 .000,001 - $5,000,000 H2 =More than $5,000.000

K =$15,001 - $50,000 L =$50,001 - $100,000 M =$I 00,00 I - $250,000

0 =$500,001 -$1;000,000 Pt =$1,000,001 - $5.000,000 P2 =$5,000,001 - $25,000,000

R =Cost (Real Estate Only)

V =Other

P4 =More than $50,000,000

S =Assessment

W =Estimated

T =Cash Market

s t


Page 6 of7 06/09/2008ZILLY, Thomas S

VIIl. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicateparto/Reporl)

Note I: beneficiary only of Trust I, 2 and 3. Trusts held interest in various stocks. Reporting individual's - received income from Trusts. Total income from all Trusts had value code D.

FINANCIAL DISCLOSURE REPORT

Page 7of7

Name of Person Reporting

ZILLY, Thomas S 06/09/ZOvv

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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m vovernmenl Act o; I Y 115 Rev. 112008 FOR CALENDAR YEAR 2007 (5 USC. app. §§ 101-111)

1. Person Reporting (last name, firs middle initial)

ZILLY, Thomas S

2. Court or Organization

United States District Court

3. Date of Report

04/16/2008

4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

Senior District Judge

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [Z] Annual D Final

6. Reporting Period

01/01/2007 to

12/31/2007 Sb. D Amende<l Report

7. Chambers or Office Address

700 Stewart Street Suite 15229 Seattle WA 98101

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of filing instructions.)

[Z] NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I.

2.

3.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[Z] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

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Page 2of7

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ZILLY, Thomas S

III. N 0 N-INVES TMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 instructions.)

04/16/2008

A. Filer's Non-Investment Income

[2J NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

INCOME (yours, not spouse's)

2.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this sectio1c

(Dollar amount not required except for honoraria.)

0 NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2007 Income from glass art sales.

2.2007 Income from State Public Disclosure Commission

3.

IV. REIMBURSEMENTS - transportation, lodging.food, entertainment

(Includes those to spouse and dependent children. see pp. 25-27 of filing instructions.)

[2J NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

3.

4.

5.

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P::ige,3of7 ZILL Y, Thomas S

V• GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

[2J NONE (No reportable gifts.)

SOURCE DESCRIPTION

l.

2.

04116/2008

VALUE

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[2J NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

1.

VALUE CODE

2.

3.

4.

5.

'------------------------------------------------------ --------····---------�

ff'...1. ANLIAL IJI LLU UKJ!, KJ!,YVlU

04/16/2008ZILLY, Thomas S Page 4of7

VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc1udes those of spouse and dependent children; see PP· 34-60 of filing instructions.)

0 NONE (No reportable income, assets, ur transactions.)

I.

2.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

A.



Place 11(X)11 after each asset


Berkshire Hathaway

AADV M.M. Fund/Key Bank

Microsoft

Merck Co.

First Washington Pershing - Acct Gen. Money Market Fund CLB

OHTA OBA Whispering Pines

Trust I

Trust 2

Wal-Mart Stores Inc.

Intel Corp.

Hewlett-Packard Company

Amgen Incorporated

Microvision

Amazon.com Inc.

Intl Business Machines (IBM)

United Parcel Service B

Yahoo

I. income Gain Codes: A =$1,000 or less

(See Columns Bl and D4) F =$50,001 - $100,000

2. Value Codes J =$15,000 or less

(See Columns Cl and DJ) N =$250,001 - $500,000

B. C.

Income during Gross value at end of


(I) (2) (I) (2) ( l) Amount Type (e.g., Value Value Type (e.g., Code 1 div., rent, Code 2 Method buy, sell, (A-HJ or int) (J-P) Code3 redemption)

(Q-W)

None M T

A Interest J T

E Dividend 0 T Partial Sell

A Dividend K T

B Interest K T

c Rent J w

D Interest N T

D Interest M T

A Dividend K T

A Dividend K T

A Dividend L T

None L T

None J T

None K T

A Dividend K T

A Dividend K T

None K T

B =$1,001 -$2,500 c =$2,501 -$5,000

G =$100,001 -$1,000,000 HI =$1,000,001 -$5,000,000

L450,001-$100,000K =$15,00 I - $50,000

0 =$500,001 -$1,000,000

P3 =$25,000,001 - $50,000,000

Pl =$1,000,001-$5,000,000

P4 =More than $50,000,000

S =Assessment 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only)

(See Column C2) U =Book Value V =Other W =Estimated

D.

Transactions during reporting period

(2) (3) (4) Date Value Gain

Month - Code 2 Code l

Day (J-P ) (A-H)

11/07 L F

D =$5,001 - $15,000

H2 =More than $5,000,000

M =$100,001 -$250,000

P2 =$5,000,001 -$25,000,000

T ""Cash Market

(5) Identity of

buyer/seller

(if private

transaction)

See Note I

See Note I

E =$15,00I-$50,000

,.,......-: I

t d hildr n; 3 ing instructions.)) 1:< l /

Transactions r ... Od , .'-.. ',P' !lW)3

rrv'/

(5)

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Page.5 of 7 ·ZILL Y, Thomas s 0

VII. INVESTMENTS and TRUSTS - income, value, ransacti ns (includes those of spouse and see PP·


18.

19.

20.

21.

22.

23.

24.

25.

26.

27.

28.

29.

A.





Schwab MM

Key Bank Account

Trust 3

Enterplus Res FDTR

Martek Biosciences

Starbucks Corp.

United Natural Foods Inc.

Titanium Metals

Suntech Pwd

TGC Inds. Inc.

ETFC

FFIV

B.

Income during

reporting period

(I) Amount Code l

(A-H)

B

A

A

D

(2) Type (e.g.,

div., ren or int.)

Interest

Interest

Interest

Interest

None

None

None

None

None

None

c

Gross value at end of dunng re

reporting period

( l ) (2) ( l )

Value Type (e.g.,

Code 2 buy, sell,

(J-P) redemption)

T

T

M T

L T

T

L T partial sell

sell

sell

K T buy

T

T buy

K T buy

(2) Date

Month-

Day

11/07

11/07

11107

I 1/07

11107

11/07

(3) Value

Code 2

(J-P)

K

K

K

(4) Gain Identity of

Code l buyer/seller (A-H) (ifprivale

transaction)

See note I

A

A

A

I. Income Gain Codes: A =$1,000 or less B =$1.001 -$2,500 c =$2,501 - $5,000

(See Columns BJ and D4) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001 - $5,000,000

2. Value Codes J =$15,000 or less K=$15,00I - $50,000 L =$50,001 -$100,000

(See Columns CI and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000

P3 =$25,000.001 - $50,000,000 P4 oo:More than $50,000,000

3. Value Method Codes Q ==Appraisal R =Cost (Real Estate Only) S =Assessment (See Column C2) lJ =Book Value V =-Other W=Estimatcd

D =$5,001 -$15.000 E =$15.001 -$50,000

H2 =More Ihan $5,000,000

M =$100,001 -$250,000

P2 =$5,000,001 - $25,000,000

T =Cash Market

I: from

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofReporl)

Note beneficiary only of Trust I, 2 and 3_ Trusts held interest in various stocks. Reporting individual's ..received income from Trusts. Total income all Trusts had value code D.

F1NANCIAL DISCLOSURE REPORT

Page 7 of7

U•aea1 ••pan

ZILLY, Thalllal S 04/1612008

IX. CERTIFICATION.

I certify that all tnlonnatton zjven aboV1 (hidudln111Dfonu1tion peml11h1s U> my 1pD11te &.tld minor or 1hpe11dcnt chllclren, if tny) 1J accurate, tnu, and complete to the beJt of my 1011>wlc.tge .ad JJ1llB!, and that any mfll!1ll1tton aot nporUd w11 witlihdd becnac It m1t applicable statutory provWoiu ptnnhttns 11on-illiclo111rL

I further certify that 11rt1ed In com• ftom outtlde employment .uul hanotarla and the a.ca1p11nce of 11H'h whJcb bave bean ttported ua h1 co111pHance with tbt providon1 of S U,S.C. alJJI· § 501 et, 1eq., 5 U.S.C. t 7353, and .Judklal Conrar1oct reg11Jallon1.

NOTE; MllY INDIVIDUAL WHO KNOWINGLY AND WJLF'lJLL Y FALSIFIES ORF AILS TO FILE 'mlS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS {!I U.S.C. app, § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Dbclosure Administrative Office ofthe United States Courts Suite 2-301 Ono Columbua Circle, N.E. Washington, D.C. 20544

united states district court - judicial watch · 2019. 7. 26. · report required by the ethics in...

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