united states district court southern district of new … · their undersigned counsel, shall move...
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UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK
ELMO SHROPSHIRE, INDIVIDUALLY AND AS A MEMBER OF “ELMO & PATSY”; ON BEHALF OF HIMSELF AND ALL OTHERS SIMILARLY SITUATED, Plaintiffs, v. SONY MUSIC ENTERTAINMENT, A Delaware General Partnership, Defendant. ______________________________________ “THE YOUNGBLOODS” (Perry Miller p/k/a Jesse Colin Young; Lowell Levinger; Jerry Corbitt; Mina Bauer, the widow of Joe Bauer; and manager Stuart Kutchins, On Behalf Of Itself And All Others Similarly Situated, Plaintiffs, v. BMG MUSIC, Defendant.
) ) ) ) ) ) ) ) ) ) ))))) ) ) ) ) ) ) ) ) ) ) ) ) ) ) ) )
06 Civ. 3252 (GBD) (KNF) ECF CASE Case No. 07 Civ. 2394 (GBD) (KNF) ECF CASE
PLEASE TAKE NOTICE that Defendants Sony BMG Music Entertainment and
BMG Music (together, “SME”), pursuant to the Orders and Final Judgments dated October 4,
2012 in the above-captioned matters (the “Final Judgments”), and upon the accompanying
Declaration of Ian Dee and the exhibits thereto, and all prior papers and proceedings herein, by
their undersigned counsel, shall move this Court, before the Honorable George B. Daniels,
Courtroom 21D at the Daniel Patrick Moynihan United States Courthouse, 500 Pearl Street, New
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York, New York, as soon as counsel may be heard, for Class Distribution Orders: (1) approving
SME’s determination of the Authorized Past Claimants under the Stipulations (as that term is
defined in the Final Judgments) and the allocation of the Past Settlement Relief thereto; (2)
directing distribution of the Past Settlement Relief to Authorized Past Claimants; (3) adopting
SME’s identification of claims that should be wholly or partially rejected; (4) precluding further
claims for Past Settlement Relief; and (5) releasing and discharging all persons involved in the
review, verification, calculation, tabulation, or any other aspect of the processing of the Claim
Forms submitted herein, or otherwise involved in the administration or taxation of the Past
Settlement Relief, from any and all claims arising out of such involvement.
Dated: New York, New York March 24, 2014 COVINGTON & BURLING LLP By: /s/ Jonathan M. Sperling Jonathan M. Sperling The New York Times Building 620 8th Avenue New York, NY 10018 (212) 841-1000 [email protected] Attorneys for Defendant Sony BMG Music Entertainment TO: Brian D. Caplan Jonathan Ross CAPLAN & ROSS, LLP Gerald B. Weiner PROBSTEIN, WEINER & BUTLER Tom Cohen LAW OFFICES OF THOMAS A. COHEN Paul Andrejkovics MILLBERG LLP Attorneys for Plaintiffs
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UNITED STATES DISTRICT COURTSOUTHERN DISTRICT OF NEW YORK
ELMO SHROPSHIRE, INDIVIDUALLY AND AS A MEMBER OF “ELMO & PATSY”; ON BEHALF OF HIMSELF AND ALL OTHERS SIMILARLY SITUATED,
Plaintiffs,
v.
SONY MUSIC ENTERTAINMENT, A Delaware General Partnership,
Defendant.______________________________________
“THE YOUNGBLOODS” (Perry Miller p/k/a Jesse Colin Young; Lowell Levinger; Jerry Corbitt; Mina Bauer, the widow of Joe Bauer; and manager Stuart Kutchins, On Behalf Of Itself And All Others Similarly Situated,
Plaintiffs,
v.
BMG MUSIC,
Defendant.
)))))))))))))))))))))))))))))))
06 Civ. 3252 (GBD) (KNF)
ECF CASE
Case No. 07 Civ. 2394 (GBD) (KNF)
ECF CASE
DECLARATION OF IAN DEE
1. I am Vice-President, Business Administration for Sony Music Entertainment
(together with BMG Music, “SME”), located at 550 Madison Avenue, New York, New York,
10022.
2. I make this declaration in support of SME’s application for Class Distribution
Orders: (1) approving SME’s determination of the Authorized Past Claimants under the
Settlements and the allocation of the Past Settlement Relief thereto; (2) directing distribution of
the Past Settlement Relief to Authorized Past Claimants; (3) adopting SME’s identification of
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claims that should be wholly or partially rejected; (4) precluding further claims for Past
Settlement Relief; and (5) releasing and discharging all persons involved in the review,
verification, calculation, tabulation, or any other aspect of the processing of the Claim Forms
submitted herein, or otherwise involved in the administration or taxation of the Past Settlement
Relief, from any and all claims arising out of such involvement. Capitalized terms used and not
defined herein have the meaning set forth in the Amended Stipulations and Agreements of
Settlement dated May 24, 2012 (the “Stipulations”).
3. A settlement of the above-captioned actions was proposed pursuant the
Stipulations. This Court entered the Amended Preliminary Order for Notice and Hearing in
Connection with Settlement Proceedings (the “Preliminary Order”) on June 1, 2012,
preliminarily approving the Stipulations and directing that notice of the proposed settlements be
given to the members of the Class. SME distributed the Court-approved Notice and Claim Form
and Amended Notice and Claim Form to the members of the Class. As scheduled in the
Preliminary Order, a hearing was held on October 4, 2012 to consider the settlements pursuant to
the Stipulations. By Orders and Final Judgments entered October 4, 2012, this Court approved
the Settlements as fair, reasonable, and adequate, and directed SME’s counsel and Class Counsel
to administer the Stipulations in accordance with their terms.
PROCEDURES FOLLOWED IN ACCEPTING AND REJECTING CLAIMS
4. Under the terms of the Stipulations, Class Members were required to submit a
Claim Form in order to obtain their share of the Past Settlement Relief. The Claim Form
required Class Members to answer certain questions about their agreements with SME, and
directed Class Members who did not have copies of their contract(s) to request copies of them
through the website www.digitaldownloadclasssettlement.com. The Claim Form further directed
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Class Members to mail their Claim Forms to: SME and Arista Music Class Settlements, P.O.
Box 43060, Providence, RI 02940-3060.
5. SME used the following procedures to respond to requests for copies of contracts:
a. As described in the Declaration of Jeannine Andreis previously filed on August 3,
2012, SME hired the firm of Kurtzman Carson Consultants LLC (“KCC”) to,
among other things, establish the website
www.digitaldownloadclasssettlement.com. KCC also established a toll-free
telephone number and trained the staff members of the KCC Call Center in the
details of the settlement, including the process for requesting copies of contracts.
b. Contract requests submitted through www.digitaldownloadclasssettlement.com
were conveyed electronically directly to SME. KCC also informed SME of
contract requests that were made via the toll-free telephone number or otherwise.
c. Upon receiving a contract request, SME reviewed its files for the requesting
artist’s contracts. Any contracts found were sent in .pdf format via e-mail to the
requesting party. If no contracts were found, the e-mail would so state. If SME
did not have a valid e-mail address for the requestor, SME sent hard copies of the
contract(s) by FedEx, registered, or regular mail to the address provided by the
requestor or in SME’s files.
d. SME maintained a spreadsheet noting each contract request received and the date
SME responded to it.
6. SME used the following procedures to process the Claim Forms and
correspondence submitted in this matter to SME and Arista Music Class Settlements, P.O. Box
43060, Providence, RI 02940-3060:
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a. KCC maintained the P.O. Box; collected and sorted incoming mail; uploaded
electronic copies of Claim Form submissions, including envelopes, to an FTP site
accessible by SME; and forwarded other incoming mail electronically to SME
and/or its counsel.
b. Upon receiving Claim Forms from KCC, SME recorded the information from
each Claim Form, including the postmark date—or, if unavailable, date of receipt
by KCC—in a computerized spreadsheet.
7. SME used the following procedures to evaluate the facial validity of the Claim
Forms it received:
a. SME reviewed each Claim Form to confirm that it had been mailed by the later of
July 5, 2012 or 45 days from the claimant’s receipt of contracts from SME
pursuant to a timely request for them, as set forth in the Stipulations. Claim forms
with a missing or illegible postmark were deemed timely if received by KCC
within 7 days of the applicable deadline.
b. SME further reviewed each Claim Form to confirm that it indicated on its face
that: (i) the contract(s) in question met the definition of Class Contracts set forth
in the Stipulations (Questions 1-7); and (ii) the Claim Form was submitted by an
artist, company, or producer that signed a recording contract with SME, or by
someone authorized to act on their behalf (Question 8).
c. Pursuant to the Stipulations, Claim Forms that did not meet the qualifications
described in the preceding paragraph were deemed invalid and rejected. If such
Claim Forms indicated that the claimant wished to request copies of her contracts,
SME treated the Claim Forms as contract requests and responded to them as such.
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In all other cases, SME mailed the claimant a letter describing to the claimant the
defect(s) with the Claim Form, and explaining the procedure available to the
claimant for challenging SME’s determination pursuant to the Stipulations. A
copy of each letter was also sent to Class Counsel.
8. SME used the following procedures to evaluate and respond to the facially-valid
Claim Forms it received:
a. For each facially-valid Claim Form, SME identified and collected the relevant
contracts for review. For Claim Forms that did not specify particular contracts,
SME identified and collected all contracts in SME’s files relating to the particular
artist, company, or producer.
b. SME reviewed each contract to determine whether it met the definition of Class
Contract set forth in the Stipulations, and whether the claimant was otherwise an
Authorized Past Claimant. SME confirmed, for example, that the claimant had
not previously granted SME a release for the entire period of January 1, 2004
through December 31, 2010. See Paragraph 2(b).
c. For Authorized Past Claimants, SME determined the total number of downloads
of recordings attributable to that claimant’s Class Contract(s) that have been sold
in the United States by SME on Apple’s iTunes Store from inception through
December 31, 2010. Artists, companies, or producers with at least 28,500 such
downloads were also determined to be Authorized Future Claimants.1
1 Pursuant to Paragraph 11(b) of the Stipulations, parties may submit Claim Forms for Prospective Settlement Relief through April 6, 2014. SME will apply for a separate Determination Order in connection with the Prospective Settlement Relief.
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d. SME responded to each facially-valid Claim Form by letter informing the
claimant whether she was an Authorized Past Claimant or Authorized Future
Claimant. The letter identified the agreements that SME determined were Class
Contracts. Where applicable, the letter also identified any of the claimant’s
contracts that SME determined were not Class Contracts, and explained why. If
the Claim Form had been submitted too late to qualify for Past Settlement Relief,
the letter so stated. For Authorized Past Claimants who were not also Authorized
Future Claimants, the letter also explained how they could become eligible for
Prospective Settlement Relief in the future. See Stipulations Paragraph 16(b)(2).
Finally, the letter explained the procedure available to the claimant for
challenging SME’s determination pursuant to the Stipulations. A copy of each
letter was also sent to Class Counsel.
9. SME kept detailed records of the intake, review, and responses to Claim Forms
described above.
10. Attached hereto as Exhibit A are copies of form letters that SME used in
responding to Claim Forms. Most responses closely followed the forms, but SME also
customized them as needed to address issues particular to individual claims.
11. In response to these letters, SME received notice from 25 claimants contesting
SME’s rejection of their claims.2 SME reviewed each of these responses, and any
2 The numbers contained in this paragraph and the three following paragraphs are with respect to claimants who submitted claim forms prior to January 4, 2013, which was 45 days from SME’s last response to a timely request for contracts. The numbers thus capture all claimants who potentially were eligible to participate in the Past Settlement Relief, since any claim form submitted after that date was necessarily outside the deadline for submitting a claim in connection with Past Settlement Relief. As mentioned above, SME will apply for a separate (continued…)
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documentation submitted with them. In some cases, SME sought to contact the claimant to
request clarification or additional information. Following this process, SME responded in
writing to each written notice, some of which were resolved in the claimant’s favor. SME is not
aware of any claimants who intend to seek court review of its determinations.
12. In addition to challenges from individual claimants, Class Counsel disputed some
of SME’s determinations. Class Counsel and SME discussed these issues, all of which have
been resolved to the parties’ mutual satisfaction.
ACCEPTED AND REJECTED CLAIMS
13. A total of 1253 Claim Forms have been submitted with respect to 7073 persons or
entities. From these Claim Forms, a total of 108 persons or entities have been determined to be
Authorized Past Claimants.
14. A total of 1153 Claim Forms were rejected in whole or in part. Submitted
herewith as Exhibit B is a schedule listing these Claim Forms, the artist or entity on whose behalf
they were submitted, and the reason(s) for the rejection.
Determination Order in connection with the Prospective Settlement Relief. That application will address all claimants who submit claim forms through the final deadline of April 6, 2014.3 Some claimants submitted multiple claim forms under different names or with respect to different contracts, and in some cases multiple claimants submitted claim forms with respect to the same or similarly-named persons or entities. Where such claim forms qualified for Past Settlement Relief, SME attributed each such claim form to the appropriate single person or entity. SME may not have done so in some instances where such claim forms did not qualify for Past Settlement Relief in any event.
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DISTRIBUTION OF PAST SETTLEMENT RELIEFAMONG AUTHORIZED PAST CLAIMANTS
15. SME used the following procedures to prepare a proposed accounting of
payments and credits to Authorized Past Claimants for the Past Settlement Relief, pursuant to
Paragraphs 16(a)(1) and 16(a)(2) of the Stipulations:
a. For each Authorized Past Claimant, SME determined: (i) the total number of
downloads sold in the United States by SME on Apple’s iTunes Store from
inception through December 31, 2010 attributable to the Authorized Past
Claimant’s Class Contracts with Sony Music Entertainment (“Sony Class
Contracts”) and Class Contracts with BMG Music (“BMG Class Contracts”),
respectively; and (ii) the total revenue from such permanent digital downloads
attributable to the Authorized Past Claimant’s Sony and BMG Class Contracts.4
b. For Authorized Past Claimants with at least 28,500 total downloads attributable to
Sony Class Contracts, SME calculated the Authorized Past Claimant’s
proportionate share of the Past Settlement Relief set forth in Paragraph 8(a)(1) of
the Sony Settlement Agreement by dividing: (i) the Authorized Past Claimant’s
total revenue from permanent digital downloads of recordings attributable to Sony
Class Contracts; by (ii) the total revenue from permanent digital downloads of
recordings attributable to all Authorized Past Claimants from all of their Sony
4 In accordance with Paragraph 16(a)(1) of the Settlements, revenue from permanent digital downloads of recordings attributed to Class Contracts was in all cases limited to Sales in the United States through Apple’s iTunes Store through December 31, 2010, less any such revenue attributable to any period before December 31, 2010 for which the Authorized Past Claimant has provided SME with a release.
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Class Contracts. The resulting proposed schedule of payments to these
Authorized Past Claimants is attached as Exhibit C.
c. For Authorized Past Claimants with fewer than 28,500 downloads attributable to
Sony Class Contracts, SME calculated the Authorized Past Claimant’s share of
the Past Settlement Relief set forth in Paragraph 8(a)(2) of the Sony settlement by
dividing the Past Settlement Relief equally among all Authorized Past Claimants
with fewer than 28,500 total downloads of recordings attributable to Sony Class
Contracts and sold in the United States by SME on Apple’s iTunes Store from
inception through December 31, 2010. There were 28 such Authorized Past
Claimants, with $6,830 allocated to each. The resulting proposed schedule of
payments to these Authorized Past Claimants is attached as Exhibit D.
d. For Authorized Past Claimants with at least 28,500 total downloads attributable to
BMG Class Contracts, SME calculated the Authorized Past Claimant’s
proportionate share of the Past Settlement Relief set forth in Paragraph 8(a)(1) of
the BMG Settlement Agreement by dividing: (i) the Authorized Past Claimant’s
total revenue from permanent digital downloads of recordings attributable to
BMG Class Contracts; by (ii) the total revenue from permanent digital downloads
of recordings attributable to all Authorized Past Claimants from all of their BMG
Class Contracts. The resulting proposed schedule of payments to these
Authorized Past Claimants is attached as Exhibit E.
e. For Authorized Past Claimants with fewer than 28,500 downloads attributable to
BMG Class Contracts, SME calculated the Authorized Past Claimant’s share of
the Past Settlement Relief set forth in Paragraph 8(a)(2) of the BMG settlement by
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dividing the Past Settlement Relief equally among all Authorized Past Claimants
with fewer than 28,500 total downloads of recordings attributable to BMG Class
Contracts and sold in the United States by SME on Apple’s iTunes Store from
inception through December 31, 2010. There were 20 such Authorized Past
Claimants, with $5,438 allocated to each. The resulting proposed schedule of
payments to these Authorized Past Claimants is attached as Exhibit F.
16. In order to allow the final distribution of the Past Settlement Relief, it is necessary
to bar any further claims against the Past Settlement Relief, including any claims by claimants
who submitted claim forms after January 4, 2013, and to provide that all persons involved in the
review, verification, calculation, tabulation, or any other aspect of the processing of the claims
submitted herein, or otherwise involved in the administration of the Past Settlement Relief be
released and discharged from any and all claims arising out of such involvement.
CONCLUSION
17. For the foregoing reasons, it is respectfully requested that this Court enter an
Order: (1) approving SME’s determination of the Authorized Past Claimants under the
settlements and the allocation of the Past Settlement Relief thereto; (2) directing distribution of
the Past Settlement Relief to Authorized Past Claimants; (3) adopting SME’s identification of
claims that should be wholly or partially rejected; (4) precluding further claims for Past
Settlement Relief; and (5) releasing and discharging all persons involved in the review,
verification, calculation, tabulation, or any other aspect of the processing of the Claim Forms
submitted herein, or otherwise involved in the administration or taxation of the Past Settlement
Relief, from any and all claims arising out of such involvement. A proposed Order is attached as
Exhibit G.
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EXHIBIT A
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Sony Music Entertainment (“SME”) has received your claim form related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has determined that you are not an Authorized Past Claimant or Authorized Future Claimant. This means that you have not submitted a valid claim form for the Past Settlement Relief or Prospective Settlement Relief described on pages 2-3 of the Amended Notice of Pendency of Class Actions (available at www.DigitalDownloadClassSettlement.com). SME made this determination because:
Your claim form was not submitted by the later of July 5, 2012 or 45 days from your receipt of contracts from SME in response to a timely request for them, and therefore was too late to qualify for Past Settlement Relief.
Your claim form did not indicate that the original contract or any of its amendments is dated after 1975.
Your claim form did not indicate that the original contract was dated before 2002.
Your claim form did not indicate that the contract or any of its amendments specify that the record label will pay 50% of its receipts from any licenses or leases to third parties.
Your claim form indicated that your contract specifies a royalty rate for digital downloads.
Your responses to claim form questions 8A-D indicated that you are not an authorized representative of the artist (individual or band), producer, or company that signed a recording contract with SME or BMG Music (now known as Arista).
You did not sign your claim form and affirm under penalty of perjury that the information it contains is true and correct to the best of your information and belief.
Your claim form was submitted on behalf of a person or entity that is affiliated with or related to SME or BMG Music (now known as Arista).
Based on the terms of the relevant contract(s), there may be additional reasons why you do not qualify as an Authorized Past Claimant or Authorized Future Claimant, which SME reserves the right to assert.
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
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* * *
You have a right to contest SME’s determination if you desire. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
Claim Form ID Number: XXXXXXXXX XXXXXXXX XSony Music Entertainment 550 Madison Avenue, New York, NY 10022
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Dear Ms. / Mr.:
Sony Music Entertainment (“SME”) has received your claim form related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has made the following determination:
SME has determined that each agreement, as amended, listed below (to the exclusion of any other agreements you may have) is not a Class Contract as described on page 1 of the Amended Notice of Pendency of Class Actions (available at www.DigitalDownloadClassSettlement.com). This means that you do not have a valid claim for the Past Settlement Relief or Prospective Settlement Relief with respect to the following agreement(s):
- Agreement dated as of xxxxx between xxxxx and xxxxxxxxxxxxxxx
- Agreement dated as of xxxxx between xxxxx and xxxxxxxxxxxxxxx
- Agreement dated as of xxxxx between xxxxx and xxxxxxxxxxxxxxx
SME made this determination because:
Your claim form was not submitted by the later of July 5, 2012 or 45 days from your receipt of contracts from SME in response to a timely request for them, and therefore was too late to qualify for Past Settlement Relief.
Your claim form was not submitted on behalf of all Class Members who are parties to the relevant Class Contract(s).
Your claim form was not submitted on behalf of an artist (individual or band), producer, or company that signed a recording contract with SME or BMG Music (now known as Arista).
Neither your contract nor any of its amendments is dated after 1975.
Neither your contract nor any of its amendments is dated before 2002.
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 4 of 29
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Your contract was not entered into with CBS Records or SME or with BMG Music (now known as Arista), including their unincorporated divisions and business units, their United States subsidiaries, and any predecessor in interest to any of them, other than Provident Label Group, LLC (including its subsidiaries) and Sony Music Entertainment US Latin LLC, or any predecessor in interest to Provident Label Group, LLC, Sony Music Entertainment US Latin LLC, or their respective subsidiaries.
Your contract is not currently held by SME or BMG Music (now known as Arista), including its unincorporated divisions and business units and United States subsidiaries, other than Provident Label Group, LLC or its subsidiaries, Sony Music Entertainment US Latin LLC, or any predecessor in interest to Provident Label Group, LLC, Sony Music Entertainment US Latin LLC, or their respective subsidiaries.
Your contract does not contain a clause providing that SME or BMG Music (now known as Arista) will pay 50% of SME’s net receipts in respect of any Master Recording leased or licensed by SME to a third party.
Your contract contains a clause capping the amount to be paid under the clause providing that SME or BMG Music (now known as Arista) will pay 50% of its net receipts in respect of any Master Recording leased or licensed by SME or Arista to a third party.
Your contract contains an express rate for digital exploitations.
Your contract was modified to include an express rate for digital exploitations or to make any change to the clause providing that SME or BMG Music (now known as Arista) will pay 50% of its net receipts in respect of any Master Recording leased or licensed by SME or Arista to a third party.
The contracting party or parties have provided SME or BMG Music (now known as Arista) with a release of claims relating to payment of royalties on downloads or ringtones covering the entire period from January 1, 2004 through December 31, 2010.
Based on the terms of the relevant contract(s), there may be additional reasons why you do not qualify as an Authorized Past Claimant or Authorized Future Claimant, which SME reserves the right to assert.
You have a right to contest SME’s determination if you desire. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
Claim Form ID Number: xxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 5 of 29
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For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
Claim Form ID Number: xxxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 6 of 29
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Dear Mr. / Ms.:
Sony Music Entertainment (“SME”) has received your claim form related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has made the following determinations:
1. SME has determined that each agreement listed below, as amended, (to the exclusion of any other agreements you may have) has been deemed a Class Contract as described on page 1 of the Amended Notice of Pendency of Class Actions (available at www.DigitalDownloadClassSettlement.com). This means that you have a valid claim for the Past Settlement Relief and Prospective Settlement Relief described on pages 2-3 of the Amended Notice of Pendency of Class Actions solely with respect to the following agreement(s):
- Agreement dated ____ between ____________ and ____________
2. SME has determined that each agreement listed below, as amended, (to the exclusion of any other agreements you may have) is not a Class Contract. This means that you do not have a valid claim for the Past Settlement Relief or Prospective Settlement Relief with respect to the following agreement(s).
- Agreement dated ___________ between ________ and ______________
SME made this determination because:
Your claim form was not submitted by the later of July 5, 2012 or 45 days from your receipt of contracts from SME in response to a timely request for them, and therefore was too late to qualify for Past Settlement Relief.
Your claim form was not submitted on behalf of all Class Members who are parties to the relevant Class Contract(s).
Your claim form was not submitted on behalf of an artist (individual or band), producer, or company that signed a recording contract with SME or BMG Music (now known as Arista).
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 7 of 29
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Neither your contract nor any of its amendments is dated after 1975.
Neither your contract nor any of its amendments is dated before 2002.
Your contract was not entered into with CBS Records or SME or with BMG Music (now known as Arista), including their unincorporated divisions and business units, their United States subsidiaries, and any predecessor in interest to any of them, other than Provident Label Group, LLC (including its subsidiaries) and Sony Music Entertainment US Latin LLC, or any predecessor in interest to Provident Label Group, LLC, Sony Music Entertainment US Latin LLC, or their respective subsidiaries.
Your contract is not currently held by SME or BMG Music (now known as Arista), including its unincorporated divisions and business units and United States subsidiaries, other than Provident Label Group, LLC or its subsidiaries, Sony Music Entertainment US Latin LLC, or any predecessor in interest to Provident Label Group, LLC, Sony Music Entertainment US Latin LLC, or their respective subsidiaries.
Your contract does not contain a clause providing that SME or BMG Music (now known as Arista) will pay 50% of SME’s net receipts in respect of any Master Recording leased or licensed by SME to a third party.
Your contract contains a clause capping the amount to be paid under the clause providing that SME or BMG Music (now known as Arista) will pay 50% of its net receipts in respect of any Master Recording leased or licensed by SME or Arista to a third party.
Your contract contains an express rate for digital exploitations.
Your contract was modified to include an express rate for digital exploitations or to make any change to the clause providing that SME or BMG Music (now known as Arista) will pay 50% of its net receipts in respect of any Master Recording leased or licensed by SME or Arista to a third party.
The contracting party or parties have provided SME or BMG Music (now known as Arista) with a release of claims relating to payment of royalties on downloads or ringtones covering the entire period from January 1, 2004 through December 31, 2010.
Based on the terms of the relevant contract(s), there may be additional reasons why you do not qualify as an Authorized Past Claimant or Authorized Future Claimant, which SME reserves the right to assert.
You have a right to contest SME’s determination if you desire. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
Claim Form ID Number: xxxxxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 8 of 29
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For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
Claim Form ID Number: xxxxxxxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 9 of 29
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Dear Mr. / Ms.:
Sony Music Entertainment (“SME”) has received your two claim forms related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has made the following determinations:
SME has determined that your agreement(s) with SME or BMG Music (now known as Arista), as amended, have been deemed Class Contract(s) as described on page 1 of the Amended Notice of Pendency of Class Actions (available at www.DigitalDownloadClassSettlement.com). This means that you have a valid claim for the Past Settlement Reliefdescribed on pages 2-3 of the Amended Notice of Pendency of Class Actions.
SME has determined, however, that you are not an Authorized Future Claimant in connection with this agreement.SME made this determination because you had fewer than 28,500 total downloads of recordings attributable to the Class Contract and sold in the United States by SME or BMG Music (now known as Arista) on Apple’s iTunes Store from inception through December 31, 2010. This means that you do not qualify for the Prospective Settlement Relief described at page 3 of the Amended Notice of Pendency of Class Actions.
You may become eligible for Prospective Settlement Relief in the future if: (1) you have at least $18,000 of royalty earnings attributable to Sales in the United States of any such recordings on Apple’s iTunes Store within any two consecutive royalty accounting periods after January 1, 2011; and (2) you timely notify SME or Arista of this, and of your right to Prospective Settlement Relief, in writing. Your notice will be timely if it is submitted within the period in which your contract permits you to object to royalty accountings for the later of the two consecutive royalty accounting periods.
Claim Form ID Number: xxxxxxxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 10 of 29
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You have a right to contest SME’s determination. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
Claim Form ID Number: xxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 11 of 29
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Dear Ms. / Mr. :
Sony Music Entertainment (“SME”) has received your claim form related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has made the following determination:
SME has determined that each agreement listed below, as amended, (to the exclusion of any other agreements you may have) has been deemed a Class Contract as described on page 1 of the Amended Notice of Pendency of Class Actions (available at www.DigitalDownloadClassSettlement.com). This means that you have a valid claim for the Past Settlement Relief and Prospective Settlement Relief described on pages 2-3 of the Amended Notice of Pendency of Class Actions solely with respect to the following agreement(s):
- Agreement dated as of _______ between _______ and __________.
- Agreement dated as of _______ between _______ and __________.
You have a right to contest SME’s determination that you are not a party to any Class Contracts other than the contract(s) listed above if you desire. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
Claim Form ID Number: xxxxxxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 12 of 29
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For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
Claim Form ID Number: xxxxxxxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 13 of 29
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Dear Mr. / Ms.:
Sony Music Entertainment (“SME”) has received your two claim forms related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has made the following determinations:
1. SME has determined that each agreement listed below (to the exclusion of any other agreements you may have) has been deemed a Class Contract as described on page 1 of the Amended Notice of Pendency of Class Actions (available at www.DigitalDownloadClassSettlement.com). This means that you have a valid claim for the Past Settlement Relief described on pages 2-3 of the Amended Notice of Pendency of Class Actions solely with respect to the following agreement(s):
- Agreement dated as of __________ between ___________ and ______________.
SME has determined, however, that you are not an Authorized Future Claimant in connection with this agreement.SME made this determination because you had fewer than 28,500 total downloads of recordings attributable to the Class Contract and sold in the United States by SME or BMG Music (now known as Arista) on Apple’s iTunes Store from inception through December 31, 2010. This means that you do not qualify for the Prospective Settlement Relief described at page 3 of the Amended Notice of Pendency of Class Actions.
You may become eligible for Prospective Settlement Relief in the future if: (1) you have at least $18,000 of royalty earnings attributable to Sales in the United States of any such recordings on Apple’s iTunes Store within any two consecutive royalty accounting periods after January 1, 2011; and (2) you timely notify SME or Arista of this, and of your right to Prospective Settlement Relief, in writing. Your notice will be timely if it is submitted within the period in which your contract permits you to object to royalty accountings for the later of the two consecutive royalty accounting periods.
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 14 of 29
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You have a right to contest SME’s determination that you are not a party to any Class Contracts other than the contract(s) listed above if you desire. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
Claim Form ID Number: xxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 15 of 29
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Dear Mr. / Ms.:
Sony Music Entertainment (“SME”) has received your two claim forms related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has made the following determinations:
1. SME has determined that each agreement listed below, as amended, (to the exclusion of any other agreements you may have) has been deemed a Class Contract as described on page 1 of the Amended Notice of Pendency of Class Actions (available at www.DigitalDownloadClassSettlement.com). This means that you have a valid claim for the Past Settlement Relief described on pages 2-3 of the Amended Notice of Pendency of Class Actions solely with respect to the following agreement(s):
- Agreement dated as of __________ between ___________ and ______________.
SME has determined, however, that you are not an Authorized Future Claimant in connection with this agreement.SME made this determination because you had fewer than 28,500 total downloads of recordings attributable to the Class Contract and sold in the United States by SME or BMG Music (now known as Arista) on Apple’s iTunes Store from inception through December 31, 2010. This means that you do not qualify for the Prospective Settlement Relief described at page 3 of the Amended Notice of Pendency of Class Actions.
You may become eligible for Prospective Settlement Relief in the future if: (1) you have at least $18,000 of royalty earnings attributable to Sales in the United States of any such recordings on Apple’s iTunes Store within any two consecutive royalty accounting periods after January 1, 2011; and (2) you timely notify SME or Arista of this, and of your right to Prospective Settlement Relief, in writing. Your notice will be timely if it is submitted within the period in which your contract permits you to object to royalty accountings for the later of the two consecutive royalty accounting periods.
Claim Form ID Number: xxxxxxxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 16 of 29
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2. SME has determined that each agreement listed below, as amended, (to the exclusion of any other agreements you may have) is not a Class Contract. This means that you do not have a valid claim for the Past Settlement Relief or Prospective Settlement Relief with respect to the following agreement(s).
- Agreement dated ___________ between ________ and ______________
SME made this determination because:
Your claim form was not submitted by the later of July 5, 2012 or 45 days from your receipt of contracts from SME in response to a timely request for them, and therefore was too late to qualify for Past Settlement Relief.
Your claim form was not submitted on behalf of all Class Members who are parties to the relevant Class Contract(s).
Your claim form was not submitted on behalf of an artist (individual or band), producer, or company that signed a recording contract with SME or BMG Music (now known as Arista).
Neither your contract nor any of its amendments is dated after 1975.
Neither your contract nor any of its amendments is dated before 2002.
Your contract was not entered into with CBS Records or SME or with BMG Music (now known as Arista), including their unincorporated divisions and business units, their United States subsidiaries, and any predecessor in interest to any of them, other than Provident Label Group, LLC (including its subsidiaries) and Sony Music Entertainment US Latin LLC, or any predecessor in interest to Provident Label Group, LLC, Sony Music Entertainment US Latin LLC, or their respective subsidiaries.
Your contract is not currently held by SME or BMG Music (now known as Arista), including its unincorporated divisions and business units and United States subsidiaries, other than Provident Label Group, LLC or its subsidiaries, Sony Music Entertainment US Latin LLC, or any predecessor in interest to Provident Label Group, LLC, Sony Music Entertainment US Latin LLC, or their respective subsidiaries.
Your contract does not contain a clause providing that SME or BMG Music (now known as Arista) will pay 50% of SME’s net receipts in respect of any Master Recording leased or licensed by SME to a third party.
Your contract contains a clause capping the amount to be paid under the clause providing that SME or BMG Music (now known as Arista) will pay 50% of its net receipts in respect of any Master Recording leased or licensed by SME or Arista to a third party.
Your contract contains an express rate for digital exploitations.
Your contract was modified to include an express rate for digital exploitations or to make any change to the clause providing that SME or BMG Music (now known as Arista) will pay 50% of its net receipts in respect of any Master Recording leased or licensed by SME or Arista to a third party.
The contracting party or parties have provided SME or BMG Music (now known as Arista) with a release of claims relating to payment of royalties on downloads or ringtones covering the entire period from January 1, 2004 through December 31, 2010.
Claim Form ID Number: xxxxxxxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 17 of 29
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Based on the terms of the relevant contract(s), there may be additional reasons why you do not qualify as an Authorized Past Claimant or Authorized Future Claimant, which SME reserves the right to assert.
You have a right to contest SME’s determination if you desire. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
Claim Form ID Number: xxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 18 of 29
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Dear Mr. / Ms. :
Sony Music Entertainment (“SME”) has received your seven claim forms related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has made the following determinations:
A. SME has determined that you are not an Authorized Past Claimant. This means that you are not entitled to receive any portion of the Past Settlement Relief described at pages 2-3 of the Amended Notice of Pendency of Class Actions (available at www. DigitalDownloadClassSettlement.com). SME made this determination because your claim form was not submitted by the later of July 5, 2012 or 45 days from your receipt of contracts from SME in response to a timely request for them.
B. SME has determined that you are an Authorized Future Claimant in connection with the agreements listed below, as amended, (to the exclusion of any other agreements you may have):
- Agreement dated _________ between _________ and _____________
- Agreement dated _________ between _________ and _____________
- Agreement dated _________ between _________ and _____________
- Agreement dated _________ between _________ and _____________
- Agreement dated _________ between _________ and _____________
- Agreement dated _________ between _________ and _____________
- Agreement dated _________ between _________ and _____________
- Agreement dated _________ between _________ and _____________
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 19 of 29
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- Agreement dated _________ between _________ and _____________
- Agreement dated _________ between _________ and _____________
- Agreement dated _________ between _________ and _____________
C. SME has determined that each agreement listed below, as amended, is not a Class Contract. This means that you do not have a valid claim for the Past Settlement Relief or Prospective Settlement Relief with respect to the following agreement(s):
- Agreement dated _________ between _________ and _____________
SME made this determination because these contracts do not contain a clause providing that SME or BMG Music (now known as Arista) will pay 50% of SME’s net receipts in respect of any Master Recording leased or licensed by SME to a third party.
- Agreement dated _________ between _________ and _____________
SME made this determination because neither your contract nor any of its amendments is dated before 2002.
Based on the terms of the relevant contract(s), there may be additional reasons why you do not qualify as an Authorized Past Claimant or Authorized Future Claimant, which SME reserves the right to assert.
You have a right to contest SME’s determination if you desire. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
CLAIM FORM ID: xxxxxxxxxxxxxxxxxxxxxx
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 20 of 29
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For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
CLAIM FORM ID: xxxxxxxxxxxxxxxxxxxxxx
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 21 of 29
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Dear Mr. / Ms.:
Sony Music Entertainment (“SME”) has received your seven claim forms related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has made the following determinations:
A. SME has determined that you are not an Authorized Past Claimant. This means that you are not entitled to receive any portion of the Past Settlement Relief described at pages 2-3 of the Amended Notice of Pendency of Class Actions (available at www. DigitalDownloadClassSettlement.com). SME made this determination because your claim form was not submitted by the later of July 5, 2012 or 45 days from your receipt of contracts from SME in response to a timely request for them.
B. SME has determined that you are an Authorized Future Claimant in connection with each agreement listed below, as amended, (to the exclusion of any other agreements you may have):
- Agreement dated _________ between _________ and _____________
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 22 of 29
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You have a right to contest SME’s determination that you are not a party to any Class Contracts other than the contract(s) listed above if you desire. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
CLAIM FORM ID: xxxxxxxxxxxxxxxxxxxxxx
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 23 of 29
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Dear Mr. / Ms.:
Sony Music Entertainment (“SME”) has received your claim form related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has made the following determinations:
SME has determined that each agreement, as amended, listed below (to the exclusion of any other agreements you may have) has been deemed a Class Contract as described on page 1 of the Amended Notice of Pendency of Class Actions (available at www.DigitalDownloadClassSettlement.com):
- Agreement dated _________ between _________ and _____________
However, SME has determined that you are not an Authorized Past Claimant. This means that you are not entitled to receive any portion of the Past Settlement Relief described at pages 2-3 of the Amended Notice of Pendency of Class Actions (available at www. DigitalDownloadClassSettlement.com). SME made this determination because your claim form was not submitted by the later of July 5, 2012 or 45 days from your receipt of contracts from SME in response to a timely request for them.
SME has also determined that you are not an Authorized Future Claimant. SME made this determination because you had fewer than 28,500 total downloads of recordings attributable to the Class Contract and sold in the United States by SME or BMG Music (now known as Arista) on Apple’s iTunes Store from inception through December 31, 2010. This means that you do not qualify for the Prospective Settlement Relief described at page 3 of the Amended Notice of Pendency of Class Actions.
You may become eligible for Prospective Settlement Relief in the future if: (1) you have at least $18,000 of royalty earnings attributable to Sales in the United States of any such recordings on Apple’s iTunes Store within any two consecutive royalty accounting periods after January 1, 2011; and (2) you timely notify SME or Arista of this, and of your right to Prospective Settlement Relief, in writing. Your notice will be timely if it is submitted within the period in which your contract permits you to object to royalty accountings for the later of the two consecutive royalty accounting periods.
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 24 of 29
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You have a right to contest SME’s determination that you are not a party to any Class Contracts other than the contract(s) listed above if you desire. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
CLAIM FORM ID: xxxxxxxxxxxxxxxxxxxxxx
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 25 of 29
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Dear Mr. / Ms.:
Sony Music Entertainment (“SME”) has received your claim form related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has determined that you are not an Authorized Past Claimant or Authorized Future Claimant. This means that you have not submitted a valid claim form for the Past Settlement Relief or Prospective Settlement Relief described on pages 2-3 of the Amended Notice of Pendency of Class Actions (available at www.DigitalDownloadClassSettlement.com). SME made this determination because:
Your claim form was not submitted by the later of July 5, 2012 or 45 days from your receipt of contracts from SME in response to a timely request for them, and therefore was too late to qualify for Past Settlement Relief.
Your claim form was not submitted on behalf of all Class Members who are parties to the relevant Class Contract(s).
Your claim form was not submitted on behalf of an artist (individual or band), producer, or company that signed a recording contract with SME or BMG Music (now known as Arista).
Neither your contract nor any of its amendments is dated after 1975.
Neither your contract nor any of its amendments is dated before 2002.
Your contract was not entered into with CBS Records or SME or with BMG Music (now known as Arista), including their unincorporated divisions and business units, their United States subsidiaries, and any predecessor in interest to any of them, other than Provident Label Group, LLC (including its subsidiaries) and Sony Music Entertainment US Latin LLC, or any predecessor in interest to Provident Label Group, LLC, Sony Music Entertainment US Latin LLC, or their respective subsidiaries.
Your contract is not currently held by SME or BMG Music (now known as Arista), including its unincorporated divisions and business units and United States subsidiaries, other than Provident Label Group, LLC or its subsidiaries, Sony Music Entertainment US Latin LLC, or any predecessor in interest to Provident Label Group, LLC, Sony Music Entertainment US Latin LLC, or their respective subsidiaries.
Your contract does not contain a clause providing that SME or BMG Music (now known as Arista) will pay 50% of SME’s net receipts in respect of any Master Recording leased or licensed by SME to a third party.
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 26 of 29
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Your contract contains a clause capping the amount to be paid under the clause providing that SME or BMG Music (now known as Arista) will pay 50% of its net receipts in respect of any Master Recording leased or licensed by SME or Arista to a third party.
Your contract contains an express rate for digital exploitations.
Your contract was modified to include an express rate for digital exploitations or to make any change to the clause providing that SME or BMG Music (now known as Arista) will pay 50% of its net receipts in respect of any Master Recording leased or licensed by SME or Arista to a third party.
The contracting party or parties have provided SME or BMG Music (now known as Arista) with a release of claims relating to payment of royalties on downloads or ringtones covering the entire period from January 1, 2004 through December 31, 2010.
Based on the terms of the relevant contract(s), there may be additional reasons why you do not qualify as an Authorized Past Claimant or Authorized Future Claimant, which SME reserves the right to assert.
You have a right to contest SME’s determination if you desire. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
Claim Form ID Number: XXXXXXXXXXXXXXXXSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 27 of 29
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SONY MUSIC
[DATE] VIA E-MAIL
[ADDRESS]
Re: ARTIST NAME (CLAIM FORM ID XXXXXXXXX_XXXXXXXX_X)
Dear Ms. / Mr.:
Sony Music Entertainment (“SME”) has received your claim form related to the class settlements in Shropshire v. Sony Music Entertainment, 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music, 07 Civ. 2394 (GBD) (KNF).
This letter is being sent to notify you that SME has determined that you are not an Authorized Past Claimant or Authorized Future Claimant. This means that you have not submitted a valid claim form for the Past Settlement Relief or Prospective Settlement Relief described on pages 2-3 of the Amended Notice of Pendency of Class Actions (available at www.DigitalDownloadClassSettlement.com).
SME made this determination because you are not a recording artist or producer (or a successor to a recording artist or producer that is a party to a Class Contract).
Based on the terms of the relevant contract(s), there may be additional reasons why you do not qualify as an Authorized Past Claimant or Authorized Future Claimant, which SME reserves the right to assert.
Sony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 28 of 29
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You have a right to contest SME’s determination if you desire. To do so, you must comply with Paragraph 19(e) of the Stipulation and Agreements of Settlement. (Copies of the Stipulation and Agreements of Settlement are available in the “Court Documents” sections of the website www.DigitalDownloadClassSettlement.com.) Paragraph 19(e) requires, among other things, that you serve upon SME a notice and statement of reasons indicating your grounds for contesting the determination along with any supporting documentation, and requesting a review thereof. You must serve the notice and statement within twenty (20) days of the date of this letter. The notice and statement should be sent to the following address:
SME and Arista Music Class SettlementsP.O. Box 43060
Providence, RI 02940-3060
SME will perform the requested review and will inform you whether it has determined that you are or are not an Authorized Past Claimant or an Authorized Future Claimant, as applicable.
For more information, you may contact Class Counsel:
Brian D. CaplanCaplan & Ross, LLP270 Madison Avenue, 13th FloorNew York, New York 10016Telephone: (212) 973-2376e-mail address: [email protected]
-or-
Tom CohenLaw Offices of Thomas A. Cohen591 Redwood Highway, Suite 2320Mill Valley, California 94941Telephone: (415) 777-1997e-mail address: [email protected]
You also have the right to consult with your own attorney, at your own expense, before deciding how best to proceed.
Sincerely,
Sony Music Entertainment
Claim Form ID Number: xxxxxxxxxxxxxxxxxxxxSony Music Entertainment 550 Madison Avenue, New York, NY 10022
Case 1:07-cv-02394-GBD -KNF Document 136-1 Filed 03/24/14 Page 29 of 29
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EXHIBIT B
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 1 of 26
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Page 1 of 25
Name on Claim Form Reason(s) for Determination311 Claim invalid based upon contractual review
(Estate of) Paul L. DavisUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
976, Inc. f/s/o Moses Barrett, III p/k/a/ "Petey Pablo" Claim form invalid on its faceAaron Smith - Ragamuffin Band - Rich Mullins Claim invalid based upon contractual reviewAdalberto Terrazas Rocha a/k/a Beto Terrazas Claim invalid based upon contractual reviewAdam Cohen Claim invalid based upon contractual reviewAdrian Santalla Claim form invalid on its faceAerosmith /Shirley/ Caveman Productions Oh Yeah (illegible) Claim form invalid on its faceAerosmith/Shirley - Devil's - Nine Claim form invalid on its face
Air SupplyClaim invalid with respect to some contracts based upon contractual review
Al Caiola Claim form invalid on its faceAl Cohn Claim form invalid on its faceAl Hibbler Claim form invalid on its faceAl Hirt Claim form invalid on its faceAl Hirt Claim form invalid on its faceAl Mckay Claim invalid based upon contractual reviewAl West Production Claim form invalid on its faceAl West Production Inc Claim form invalid on its faceAl West Production Inc Claim form invalid on its faceAl West Production, Inc Claim form invalid on its faceAl West Productions, Inc. Claim form invalid on its faceAl West Publishing Claim form invalid on its faceAlex Cantrall Claim form invalid on its faceAlex de Grassi Claim invalid based upon contractual reviewAlex Greggs Claim form invalid on its faceAlexander Brailowsky Claim form invalid on its faceAlfred Affronti p/k/a Alzo Claim form invalid on its faceAlfred Newman Claim form invalid on its faceAlice In Chains Claim invalid based upon contractual reviewAlvin West Claim form invalid on its faceAlvin West Claim form invalid on its faceAlvin West Claim form invalid on its faceAlvin West Claim form invalid on its faceAlvin West Claim form invalid on its faceAmerie Inc. - Amerie LP1 - LP3 Claim form invalid on its faceAndrea Paschal Claim form invalid on its faceAndreao Heard p/k/a Fanatic Claim form invalid on its faceAndrew Peterson Claim form invalid on its faceAndy Griffith Claim form invalid on its faceAndy Johns Claim invalid based upon contractual reviewAngels Of Venice/Carol Tatum dba Angels Of Venice Claim form invalid on its faceAngie Stone / Nyrraw Productions Claim form invalid on its faceAnita Kerr Claim invalid based upon contractual reviewAnna Moffo (Sarnoff) [Estate of Anna Moffo Sarnoff] Claim form invalid on its faceAnna Moffo (Sarnoff) [Estate of Anna Moffo Sarnoff] Claim form invalid on its faceAnointed Claim form invalid on its faceAnthony L. Ray aka Sir Mix-A-Lot Untimely with respect to past reliefArhoolie Records Claim form invalid on its faceARK Records Inc / Mr. Jeff Johnson Claim form invalid on its faceARK Records Inc. (Jeff Johnson) Claim form invalid on its faceArmelia McQueen Claim form invalid on its faceArt Farmer Claim form invalid on its faceArthur Ferrante (Ferrante & Teicher) Claim form invalid on its face
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 2 of 26
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Page 2 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Arthur GarfunkelClaim invalid with respect to some contracts based on contractual review
Arthur Murray, Inc. Claim form invalid on its faceArthur Rubinstein Claim invalid based upon contractual reviewArthur Rubinstein Claim invalid based upon contractual reviewArthur Rubinstein Claim invalid based upon contractual reviewArthur Rubinstein Claim invalid based upon contractual reviewArtist: Dexter Gordon, Producer: Nils Winther, Label: SteepleChase
Untimely with respect to past relief; claim invalid based upon contractual review
Ashley Hamilton Claim form invalid on its face
Asleep At The WheelClaim invalid with respect to some contracts based on contractual review
Atlanta International Records - Dottie Peoples Claim form invalid on its faceAtlanta International Records - Dottie Peoples - Wow Gospel 1999 Claim form invalid on its faceAtlanta International Records-Dottie Peoples-Wow Gospel 2000-God Can, God Will Claim form invalid on its faceAtlanta International Records-Dottie Peoples-Wow Gospel 2003 Claim form invalid on its faceAverage White Band Claim form invalid on its faceBarbra Streisand Claim form invalid on its faceBecoming Jane Films Ltd Claim form invalid on its faceBen Folds Claim form invalid on its faceBen Folds Five Claim form invalid on its faceBen Tankard Claim form invalid on its faceBernard Ebbinghouse Claim form invalid on its faceBessie Smith Claim form invalid on its faceBessie Smith Claim form invalid on its faceBessie Smith Claim form invalid on its faceBeyonce & Nels / Nyrraw Entertainment Claim form invalid on its faceBH Productions Inc. Claim form invalid on its faceBig Sister Claim invalid based upon contractual reviewBill Cooley Claim form invalid on its faceBill Drescher - Rick Springfield / Carman Productions / Lethal Ron Corp Claim form invalid on its faceBill Ham, BH Associates dba Lone Wolf Productions fso ZZ Top
Claim invalid with respect to some contracts based on contractual review
Bill Ham, BH Associates dba Lone Wolf Productions fso ZZ Top Tribute
Claim invalid with respect to some contracts based on contractual review
Bill Ham, BH Associates, LLC fso Clint BlackClaim invalid with respect to some contracts based on contractual review
Billy Gaines Claim form invalid on its faceBilly Gilman / SME 105362101 Claim invalid based upon contractual reviewBilly Nicholls Claim invalid based upon contractual reviewBilly Ray Cyrus Claim invalid based upon contractual reviewBilly Swan Claim form invalid on its faceBilly Swan Claim form invalid on its faceBlind Boy Fuller Claim form invalid on its faceBlood, Sweat, and Tears Claim form invalid on its face
Boaz Watson (Lead Vocalist of Midnight Star)Untimely with respect to past relief; claim invalid based upon contractual review
Bob Brookmeyer Claim form invalid on its faceBob Power Claim invalid based upon contractual reviewBob Power Claim invalid based upon contractual reviewBones Howe AKA Dayton B. Howe Claim form invalid on its faceBones Production AKA Dayton B. Howe Claim form invalid on its faceBones Production AKA Dayton B. Howe/ Bones Howe Claim form invalid on its faceBones Productions Inc. Claim form invalid on its faceBoris Kroyt of the Budapest String Quartet Claim form invalid on its faceBoris Kroyt of the Budapest String Quartet Claim form invalid on its face
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Page 3 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Boss (Lichelle Marie Laws) Claim form invalid on its face
Boston Symphony Orchestra, Inc.Claim invalid with respect to some contracts based on contractual review
Boston Symphony Orchestra, Inc.Claim invalid with respect to some contracts based on contractual review
Brendan O'Brien Claim form invalid on its faceBrendan O'Brien Claim form invalid on its faceBrendan O'Brien Claim form invalid on its faceBrendan O'Brien Claim form invalid on its faceBrendan O'Brien Claim form invalid on its faceBrendan O'Brien Claim form invalid on its faceBrendan O'Brien Claim form invalid on its faceBrendan O'Brien Claim form invalid on its faceBrendan O'Brien Claim form invalid on its faceBritney Spears Claim invalid based upon contractual reviewBrooks & Dunn Claim form invalid on its faceBrowncat, Inc. on behalf of Widespread Panic Claim form invalid on its faceBruce Robison Claim invalid based upon contractual reviewBuddy Clark Claim form invalid on its faceBuddy Rich Claim form invalid on its faceBulldog Productions f/s/o Ben Sidran Claim invalid based upon contractual reviewBulldog Productions f/s/o Ben Sidran Claim invalid based upon contractual reviewBullet For My Valentine/Apocalyptica Claim form invalid on its faceBurl Ives/ Wayfarer Gemini, Inc. Claim form invalid on its faceByrds - Michael Clarke Claim form invalid on its faceByrds - Michael Clarke Claim form invalid on its faceByrds - Michael Clarke Claim form invalid on its faceByrds - Michael Clarke Claim form invalid on its faceCaedmon's Call Claim form invalid on its faceCalvin Newborn Claim form invalid on its faceCamille de Rück - Kastafior Cypres Claim form invalid on its faceCandido Abellaado "Lolly" Vasquez Vegas Claim form invalid on its faceCarl Smith Claim form invalid on its faceCarlos Kleiber Claim form invalid on its faceCarman Productions, Inc. Claim invalid based upon contractual reviewCarmen McRae Claim form invalid on its faceCarmen McRae (Artist) Claim form invalid on its faceCarolyn Imbrie, Handwritten on claim form: "Johnny Maestro and the Brooklyn Bridge Group INC." Claim form invalid on its face
Castle Rock EntertainmentSoundtrack agreement, claimant not recording artists or producer
Castle Rock EntertainmentSoundtrack agreement, claimant not recording artists or producer
Castle Rock EntertainmentSoundtrack agreement, claimant not recording artists or producer
Castle Rock EntertainmentSoundtrack agreement, claimant not recording artists or producer
Castle Rock Entertainment Inc.Soundtrack agreement, claimant not recording artists or producer
Castle Rock Pictures, IncSoundtrack agreement, claimant not recording artists or producer
Caveman Prod (Aerosmith/Shirley - Nine Lives TP) Claim form invalid on its faceCaveman Productions w Marshall/Tou Claim form invalid on its faceCaveman Productions/ Kevin Shirley/ Soil, Forest Claim form invalid on its faceCelia Cruz Claim invalid based upon contractual reviewCesar Rosas p/k/a Los Super Seven Claim form invalid on its faceChad Royce/Charles M. Royce Jr. Claim form invalid on its face
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Page 4 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Chaf Enterprises, Inc./ChayanneUntimely with respect to past relief; claim invalid based upon contractual review
Charles Calello Claim form invalid on its faceCharles Strouse (All American: The Musical) Claim form invalid on its faceCharles Strouse (Annie: OC) Claim form invalid on its faceCharles Strouse (Rags: The Musical) Claim form invalid on its faceCharley Pride Claim form invalid on its faceCharlie L. Byrd Claim form invalid on its faceCharlie Lee Byrd Claim form invalid on its faceCharlie Rouse Claim form invalid on its faceCheap Trick Claim form invalid on its faceCheap Trick Claim form invalid on its faceChen Qigang Claim form invalid on its faceChet Atkins Claim form invalid on its faceChet Atkins Claim form invalid on its face
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chicago Symphony OrchestraClaim invalid with respect to some contracts based on contractual review
Chopp Shop (SeanC/Exec Pro/Xecut LP2) Claim form invalid on its faceChopp Shop Ent (Raekwon 3) Claim form invalid on its faceChopp Shop Ent / Raekwon 3 Claim form invalid on its faceChopp Shop Ent. Inc. - Sean C. / Exec Pro/ Xecut LP2 Claim form invalid on its faceChris Christian (Dionne Warwick, Willie Nelson, Vanessa Williams) Claim invalid based upon contractual reviewChris Ellis Claim form invalid on its faceChris Martin Claim form invalid on its faceChris O'Connor P/K/A Primitive Radio Gods Claim invalid based upon contractual reviewChris Proctor Claim form invalid on its faceChris Proctor Claim form invalid on its face
Chuck GreenbergClaim invalid with respect to some contracts based upon contractual review
Ciani - Ciani-Musica Inc. for Suzanne CianiClaim invalid with respect to some contracts based upon contractual review
Clark Terry Claim form invalid on its faceClassicberry Limited Claim form invalid on its face
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 5 of 26
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Page 5 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Claude Bolling Claim form invalid on its faceClaus Ogerman Claim invalid based upon contractual reviewClaus Ogerman Claim invalid based upon contractual reviewClaus Ogerman Claim invalid based upon contractual reviewClif Magness d/b/a Blue Iron Productions Claim invalid based upon contractual reviewCoifraner - Jaquares Producer - Ladanyi Productions (CB 9100) BMG MX Now Lady Laura Grayson, Inc. Claim invalid based upon contractual reviewColeman Hawkins Claim form invalid on its faceColin Wolfe Claim invalid based upon contractual reviewCorrosion of Conformity Claim form invalid on its faceCosta Rola Music LLC DBA Luna Music Claim invalid based upon contractual reviewCouch And Madison Partners-Anita Ward-Ring My Bell Claim form invalid on its faceCouch And Madison-Mahalia Jackson Claim form invalid on its faceCraig Leon / Atlas Realisations Music Claim form invalid on its face
Crescent Moon Records, LLCClaim invalid with respect to some contracts based on contractual review
Cristian-Estefan t/p Azul Claim invalid based upon contractual review
Cristian-Estefan T/P Mi Vida Claim invalid based upon contractual review
Cristy Lane Claim form invalid on its face
Cristy Lane Claim form invalid on its faceCristy Lane Claim form invalid on its faceCristy Lane Claim form invalid on its faceCristy Lane Claim form invalid on its faceCristy Lane Claim form invalid on its faceCristy Lane LS Records Claim form invalid on its face
Crossbow Flute Holding AGClaim invalid with respect to some contracts based on contractual review
Crystal Rose Records c/o Crystal Rose Productions, Inc. Claim form invalid on its faceCurb Records, Inc. RE: LeAnn Rimes Claim form invalid on its faceCurb Records, Inc. RE: Tim McGraw Claim form invalid on its faceCurtis Fuller Claim form invalid on its faceCurtis Stigers Claim form invalid on its faceCynthia Darlene Combs-Watts Claim form invalid on its faceCynthia H. Magill Claim form invalid on its faceCyril Jordan (Flamin' Groovies) Claim form invalid on its faceCyril Pahinui / Charmagne Love Claim form invalid on its faceD. Haddon Claim form invalid on its faceD. Hollister Claim form invalid on its faceDalos Entertainment, Inc. Claim form invalid on its faceDaman Claim form invalid on its faceDamascus Kafumbe Claim form invalid on its faceDamaso Perez Prado Claim form invalid on its faceDame Myra Hess Claim form invalid on its faceDamien Dame Claim form invalid on its faceDan Siegel Claim form invalid on its faceDana Stinson pka Rockwilder Claim form invalid on its faceDana Stinson w/ Amil Claim form invalid on its faceDanacord Records Claim form invalid on its faceDanial E. Hartman Claim form invalid on its faceDarkchild Entertainment, Inc. f/s/o Rodney Jerkins Claim invalid based upon contractual review
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Page 6 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Daryl L. Simmons Claim form invalid on its faceDaryl Simmons Claim form invalid on its faceDaryl Simmons Claim form invalid on its faceDaryl Simmons Claim form invalid on its faceDave Fortman Claim form invalid on its faceDavid Conley Claim form invalid on its faceDavid Hidalgo and Mike Halby Claim form invalid on its faceDavid Hidalgo p/k/a Los Super Seven Claim form invalid on its faceDavid Warren Ellefson Claim invalid based upon contractual review
David ZinmanClaim invalid with respect to some contracts based on contractual review
David ZinmanClaim invalid with respect to some contracts based on contractual review
David ZinmanClaim invalid with respect to some contracts based on contractual review
David ZinmanClaim invalid with respect to some contracts based on contractual review
David ZinmanClaim invalid with respect to some contracts based on contractual review
David ZinmanClaim invalid with respect to some contracts based on contractual review
Dawn Atkinson Claim invalid based upon contractual reviewDe Line Pictures, Inc. Claim form invalid on its faceDeborah Cox Claim form invalid on its faceDel Records, LLC Claim invalid based upon contractual reviewDennis J. Miccolis Claim form invalid on its faceDennis Lambert (Haven Records, Inc., Tuneworks Records, Inc.) Claim invalid based upon contractual reviewDennis Lambert (Haven Records, Inc., Tuneworks Records, Inc.) Claim invalid based upon contractual reviewDennis Lambert (Tuneworks Records, Inc., Haven Records, Inc.) Claim invalid based upon contractual reviewDennis Lambert (Tuneworks Records, Inc., Haven Records, Inc.) Claim invalid based upon contractual reviewDennis Lambert (Tuneworks Records, Inc., Haven Records, Inc.) Claim invalid based upon contractual reviewDennis Lambert (Tuneworks Records, Inc., Haven Records, Inc.) Claim invalid based upon contractual reviewDennis Lambert (Tuneworks Records, Inc., Haven Records, Inc.) Claim invalid based upon contractual reviewDennis Lambert (Tuneworks Records, Inc., Haven Records, Inc.) Claim invalid based upon contractual reviewDesert Prophet (Big Time Rush LP1, D. Sharpe TP) Claim form invalid on its faceDestefano Inc. (Lee DeWyze) Claim form invalid on its faceDeStefano WC - D Archuleta LP2 Claim form invalid on its faceDeStefano WC - Hey Monday LP2 Claim form invalid on its faceDeStefano WC - Lee Dewyze Claim form invalid on its faceDestiny's Child Claim form invalid on its faceDexter Gordon Claim form invalid on its face
Diana KingClaim invalid with respect to some contracts based on contractual review
Diana King & Think Like A Girl Music Inc.Claim invalid with respect to some contracts based on contractual review
Dick Glasser aka Richard Glasser Claim invalid based upon contractual reviewDick Glasser aka Richard Glasser Claim invalid based upon contractual reviewDick Halligan Claim form invalid on its faceDino Conte / Contract R00003872 Claim form invalid on its faceDirty Dozen Brass Band Claim form invalid on its face
Divine Mill Records, Inc.Claim invalid with respect to some contracts based on contractual review
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 7 of 26
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Page 7 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Divine Mill Records, Inc., furnishing the services of Next Claim invalid based upon contractual reviewDivine Mill Records, Inc., furnishing the services of RL Claim invalid based upon contractual reviewDivine Mill, Inc., furnishing the services of Koffee Brown Claim invalid based upon contractual reviewDivine Mill, Inc., furnishing the services of Midwikid Claim invalid based upon contractual reviewDivine Mill, Inc., furnishing the services of Rayne a/k/a Tha Rayne Claim invalid based upon contractual reviewDolores Tickner Claim invalid based upon contractual reviewDolores Tickner Claim invalid based upon contractual reviewDolores Tickner Claim invalid based upon contractual reviewDolores Tickner Claim invalid based upon contractual reviewDon Cherry Claim form invalid on its faceDonna Summer Claim form invalid on its faceDonnie D. Productions Claim invalid based upon contractual reviewDoris Day Claim form invalid on its faceDottie Peoples - Atlanta International Records Claim form invalid on its faceDottie Peoples - Atlanta International Records - Wow Gospel 1998 Claim form invalid on its faceDottie West Claim form invalid on its faceDoug J. Brooks Claim form invalid on its faceDoughboy Beatz/ BPB Music Group Claim form invalid on its faceDrake M. Levin (Paul Revere & The Raiders) Claim form invalid on its face
Dreamland RecordsUntimely with respect to past relief; claim invalid based upon contractual review
Duane Edward Baron Claim form invalid on its faceEarl Thomas Conley Claim form invalid on its faceEd Gerhard/ Edward Gerhard Music Claim form invalid on its faceEddie Condon Claim form invalid on its faceEddie Condon Claim form invalid on its faceEddie Montgomery & Troy Gentry / SME 104992101 Claim invalid based upon contractual review
Eddie Murphy / Aquil FudgeUntimely with respect to past relief; claim invalid based upon contractual review
Eddy Offord, Producer, BAND: 311 Claim form invalid on its faceEddy Raven Claim invalid based upon contractual reviewEdward Garvin Futch pka Eddy Raven Claim invalid based upon contractual reviewElgin Lumpkin - Ginuwine Claim form invalid on its faceElmo Partners ("Journey") Claim form invalid on its faceElson Music Vision, Inc./Europe Claim form invalid on its faceEmanuele Ruffinengo Claim form invalid on its faceEmil Tchakarov Claim form invalid on its faceEmilio Estefan (As Producer) Customized response to address various issues
Emory Gordy, Jr. / Pauldin County Productions Claim form invalid on its faceEnrico Caruso Claim form invalid on its faceEnrico Caruso Claim form invalid on its faceEnrico Caruso Claim form invalid on its faceEnrico Caruso Claim form invalid on its faceEnrico Caruso Claim form invalid on its faceEnrico Caruso Claim form invalid on its faceEnrico Caruso (Multiple submissions with identical information) Claim form invalid on its faceEnrico Caruso (Multiple submissions with identical information) Claim form invalid on its faceEnrico Caruso (Multiple submissions) Claim form invalid on its faceEric Beall producer for Samantha Fox / Brenda K. Starr / Martha Wash Claim invalid based upon contractual reviewErskine Hawkins Claim form invalid on its face
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 8 of 26
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Page 8 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
EST of Richard Rodgers & Oscar ("Sound of Music 1998"), Hammerstein II Claim form invalid on its faceEstefan Enterprises, Inc. Customized response to address various issues
Etta JamesClaim invalid with respect to some contracts based on contractual review
Etta JamesClaim invalid with respect to some contracts based on contractual review
Etta JamesClaim invalid with respect to some contracts based on contractual review
Etta JamesClaim invalid with respect to some contracts based on contractual review
Etta JamesClaim invalid with respect to some contracts based on contractual review
Etta JamesClaim invalid with respect to some contracts based on contractual review
Etta JamesClaim invalid with respect to some contracts based on contractual review
Etta JamesClaim invalid with respect to some contracts based on contractual review
Etta JamesClaim invalid with respect to some contracts based on contractual review
Etta JamesClaim invalid with respect to some contracts based on contractual review
Etta JamesClaim invalid with respect to some contracts based on contractual review
Euphorbia Productions, Ltd. (see also Kurt Munkacsi) Claim invalid based upon contractual reviewEvdon Music, Inc. f/s/o Noah "40" Shebib w/ Alicia Keys Claim form invalid on its faceEvdon Music, Inc. f/s/o Noah "40" Shebib w/ Jamie Foxx Claim form invalid on its face
Eve 6Claim invalid with respect to some contracts based on contractual review
Evgeny KissinUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
Evgeny KissinUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
Evgeny KissinUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
Evgeny KissinUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
ExileClaim invalid with respect to some contracts based on contractual review
F-5 Productions Claim form invalid on its faceF-5 Productions Claim form invalid on its faceF-5 Productions Claim form invalid on its faceF-5 Productions Claim form invalid on its faceF-5 Productions Claim form invalid on its faceF5 Productions Inc - Xzibit Claim form invalid on its faceF-5 Productions Inc w Beyonce LP1 Claim form invalid on its faceF-5 Productions Inc w Cash Ray - Jakpur Claim form invalid on its faceF-5 Productions Inc w Cassidy LP1 Claim form invalid on its faceF-5 Productions Inc w Christina Aguilera Claim form invalid on its faceF-5 Productions Inc w Destiny's Child LP4 Claim form invalid on its faceF-5 Productions Inc w Erick Sermon LP1 Claim form invalid on its faceF-5 Productions Inc w Kelis Claim form invalid on its faceF-5 Productions Inc w Kelly Rowland LP2 Claim form invalid on its faceF-5 Productions Inc w Mystikal Claim form invalid on its faceF-5 Productions Inc w Solange Claim form invalid on its faceF-5 Productions Inc w Tha Liks Claim form invalid on its faceF-5 Productions Inc. Claim form invalid on its face
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 9 of 26
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Page 9 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
F-5 Productions Inc. Claim form invalid on its faceF-5 Productions Inc. Claim form invalid on its faceF-5 Productions Inc. Claim form invalid on its faceFabulous Thunderbirds Claim form invalid on its faceFat's Waller Claim form invalid on its faceFats Waller & Rythem Claim form invalid on its faceFelton Jarvis Claim form invalid on its faceFeuer & Martin (RF: Feuer & Martin) Claim form invalid on its face
FFHUntimely with respect to past relief; claim invalid based upon contractual review
Five Stairsteps Claim form invalid on its faceFlo & Eddie Claim form invalid on its faceFloyd The Locsmif/Producer Claim form invalid on its faceFollies Claim form invalid on its face
Foreign Imported Productions & Publishing, Inc. Customized response to address various issuesForever One Productions/ Dino Conte Claim form invalid on its faceFrances Bourne Claim invalid based upon contractual reviewFrank Guarrera Claim form invalid on its faceFrank Yankovic, America's Polka King Claim form invalid on its faceFritz Kreisler Claim form invalid on its faceFuel Claim form invalid on its faceG.Q. Opted out of classGalactic Claim form invalid on its faceGavriel Aminov Claim form invalid on its faceGeorge Alexander (Flamin Groovies) Claim form invalid on its faceGeorge E. Powell Claim form invalid on its faceGeorge Melachrino Claim form invalid on its faceGerald Wolfe Claim form invalid on its faceGerry Mulligan Claim form invalid on its faceGerry Mulligan Claim form invalid on its faceGerry Mulligan Claim form invalid on its faceGiant Claim form invalid on its faceGlamorous Music Prod. Inc. (see Claus Ogerman) Claim invalid based upon contractual reviewGlenn Miller Claim form invalid on its faceGlenn Miller Claim form invalid on its faceGloria Estefan Customized response to address various issues
Golden Films Finance Corporation IVSoundtrack agreement, claimant not recording artists or producer
Golden Films Finance Corporation IV and Diane Eskenazi
Soundtrack agreement, claimant not recording artists or producer
Golden Films InternationalSoundtrack agreement, claimant not recording artists or producer
Golschmann Claim form invalid on its faceGongu Roach obo Cory McKay pka Cormega Claim form invalid on its faceGongu Roach obo Dave Atkinson Claim form invalid on its faceGongu Roach obo Jermain Baxter pka Nature Claim form invalid on its faceGongu Roach obo Raymond Scott pka Almighty ROS/Made Men Claim form invalid on its faceGordon Raphael aka Halpern Claim form invalid on its faceG-Q (Paul Service - Band Member) Opted out of classGrand Ole Opry, LLC Claim form invalid on its faceGreater Vision Claim form invalid on its faceGreg Ladanyi - Cruzados/ Ladanyi & Wachtel (see comments for additional artist names) Claim invalid based upon contractual review
Greg Ladanyi (Producer) For Jeff Healey - Laura Grayson-Ladanyi, Lady Laura Grayson, Inc. Claim invalid based upon contractual reviewGreg Ladanyi Church/ Ladanyi TP (Lady Laura Grayson, Inc.) Claim invalid based upon contractual review
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 10 of 26
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Page 10 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Greg Ladanyi Essentials (Lady Laura Grayson, Inc. c/o Laura Grayson Ladanyi) Claim invalid based upon contractual reviewGreg Ladanyi Prod. Clannad Laura Grayson-Ladanyi, Lady Laura Grayson, Inc. Claim invalid based upon contractual reviewGregor Piatigorsky Claim form invalid on its faceGregory A. Buren DBA Funk Daddy Claim form invalid on its face
Grupo Intenso c/o Rogelio CamposUntimely with respect to past relief; claim invalid based upon contractual review
Guy Clark Claim form invalid on its faceH. Headley Claim form invalid on its faceHal McIntyre Claim form invalid on its faceHank Crawford Claim form invalid on its faceHarold Kirchstein AKA Henri Rene Claim form invalid on its faceHarry Connick, Jr. Claim invalid based upon contractual reviewHarry Maslin Claim form invalid on its faceHarry Maslin Claim form invalid on its faceHarry Maslin Claim form invalid on its faceHarry Maslin Claim form invalid on its faceHarry Maslin Claim form invalid on its faceHarry Maslin Claim form invalid on its faceHarry Maslin Claim form invalid on its faceHarry Maslin Claim form invalid on its faceHeat Makers Inc - Green, G/ Ghostface Claim form invalid on its faceHeat Makers Inc - PLEP Claim form invalid on its faceHeat Makers Inc. - Lil Flip Claim form invalid on its faceHeather Headley - Fine Gold Productions Claim form invalid on its faceHeather Headley / Steven "Lenky" Marsden (Producer) Claim form invalid on its faceHEC Enterprises LTD Claim form invalid on its faceHelen Baylor - Claim Form 1 of 2 Claim invalid based upon contractual reviewHelen Baylor - Claim Form 2 of 2 Claim invalid based upon contractual reviewHendrix, Jackson & Sutherland (from Jackson) Claim form invalid on its faceHendrix, Jackson & Sutherland (from Sutherland) Claim form invalid on its faceHenry D. Haynes (Homer of Homer & Jethro) Claim form invalid on its faceHenry D. Haynes, Homer & Jethro Claim form invalid on its faceHenry D. Haynes, Homer & Jethro Claim form invalid on its faceHenry Krieger Claim form invalid on its faceHerb Lane Claim invalid based upon contractual review
Hiroshima, Inc.Claim invalid with respect to some contracts based on contractual review
Holli & Christi Banks Claim form invalid on its faceHopsack & Silk Productions, Inc. f/s/o Nickolas Ashford and Valerie Simpson Claim invalid based upon contractual reviewHudson Records, Inc. Claim form invalid on its faceHugh Masekela Claim form invalid on its faceHugh Padgham - Huge Productions LTD: Producer Claim form invalid on its faceHumperdinck/Hasselhoff/Gaynor/Robey/The Brown Family/Silver Blue Productions/Silver Blue Music/Oceans Blue Music
Claim invalid with respect to some contracts based on contractual review
Hydroponic Music DBA 311 Claim invalid based upon contractual reviewIcon Distribution, Inc. Claim form invalid on its faceIHT Records LTD Claim invalid based upon contractual reviewIl Egales-Estefan T/P On Time Claim invalid based upon contractual reviewIll City Entertainment, Inc. (The Cutthroats) Management
Claim invalid with respect to some contracts based on contractual review
Infinity Records Claim invalid based upon contractual reviewIra N. Smith Claim form invalid on its faceIra Tucker & The Dixie Hummingbirds Claim form invalid on its faceJ. J. Johnson Claim form invalid on its face
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 11 of 26
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Page 11 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
J. Marty Stuart Claim form invalid on its faceJace Everett Claim form invalid on its faceJack (Jacob) Gold Claim form invalid on its faceJack Cassidy Claim form invalid on its face
Jalacy Jay Hawkins aka "Screamin Jay" Hawkins Claim form invalid on its face
James FranksUntimely with respect to past relief; claim invalid based upon contractual review
James GalwayClaim invalid with respect to some contracts based on contractual review
James Hollihan Claim invalid based upon contractual reviewJames McMurtry Claim form invalid on its faceJames Richard Gallagher Claim form invalid on its faceJamie Foxx Claim form invalid on its faceJamie Record Co. Claim form invalid on its faceJanie Fricke Claim form invalid on its face
Janis IanUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
Janis IanUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
Janis IanUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
Janis IanUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
Janis IanUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
Janis IanUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
Janis IanUntimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
Jason Klein - Producer Claim form invalid on its faceJawan Harris Claim # SMI-110454501 Claim form invalid on its faceJed Cappelli Claim form invalid on its faceJeff Buckley Claim form invalid on its faceJeff Lorber Claim form invalid on its faceJennifer Hudson Claim form invalid on its faceJennifer Vyvyan Claim form invalid on its faceJerome Hines Claim form invalid on its faceJerome Hines Claim form invalid on its face
Jerome RobbinsClaim invalid with respect to some contracts based on contractual review
Jeronimo M. Lozano Claim form invalid on its face
Jerry Bock Enterprises/Bock IP LLCContract request submitted on claim form; treated as contract request
Jerry Rivera (Vuela Muy Alto) Claim invalid based upon contractual reviewJerry Wexler (Producer) Claim form invalid on its faceJessica Cristina Diaz Claim invalid based upon contractual reviewJill Corey Claim form invalid on its faceJim Nabors Claim form invalid on its faceJimmy Castor Claim form invalid on its faceJimmy Dickens Claim form invalid on its face
Jimmy Ienner Claim form invalid on its faceJimmy Simpson Producer for GQ Claim invalid based upon contractual reviewJoan Weber Claim form invalid on its faceJoan Weber Claim form invalid on its faceJodav Productions Inc. (The Nutcracker Company) Claim form invalid on its faceJoe Carrier Claim form invalid on its face
Joe SatrianiClaim invalid with respect to some contracts based on contractual review
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Page 12 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Joel Zoss (D/B/A Catalan Publishing Company) Claim form invalid on its faceJohn Barbata of Jefferson Starship Claim form invalid on its faceJohn Boylan Claim invalid based upon contractual reviewJohn Boylan Claim invalid based upon contractual reviewJohn Bucchino Claim invalid based upon contractual reviewJohn Hartford Claim form invalid on its faceJohn Kirby and His Orchestra Claim form invalid on its faceJohn Reardon (also J.R. Reardon) Claim form invalid on its face
John T.Williams (CONDUCTOR)Untimely with respect to past relief; claim invalid based upon contractual review
John T.Williams (CONDUCTOR)Untimely with respect to past relief; claim invalid based upon contractual review
John T.Williams (CONDUCTOR)Untimely with respect to past relief; claim invalid based upon contractual review
John William (Bill) Lloyd Claim invalid based upon contractual review
John Williams (Guitarist)Claim invalid with respect to some contracts based on contractual review
John Williams (Guitarist)Claim invalid with respect to some contracts based on contractual review
Johnnie Taylor Claim form invalid on its faceJohnnie Taylor (Schiffvon Taylor Brown) Claim form invalid on its faceJohnny "J" Klock Work Entertainment Corp. Claim form invalid on its faceJohnny "J" Klock Work Entertainment Corp. Claim form invalid on its faceJohnny "J" Klock Work Entertainment Corp. Claim form invalid on its face
Johnny DuncanClaim invalid with respect to some contracts based on contractual review
Johnny DuncanClaim invalid with respect to some contracts based on contractual review
Johnny DuncanClaim invalid with respect to some contracts based on contractual review
Johnny Hartman Claim form invalid on its faceJohnny Maestro and The Brooklyn Bridge Claim form invalid on its faceJohnny Maestro and The Brooklyn Bridge (Note: 2 Claim Forms submitted) Claim form invalid on its faceJohnny Mandel d/b/a Shadow Productions Claim form invalid on its face
Johnny Richard DuncanClaim invalid with respect to some contracts based on contractual review
Johnny Shuggie Otis Claim form invalid on its faceJon H. Lucien - Zemajo Music Claim form invalid on its faceJon Secada Customized response to address various issuesJoseph A. Beck Claim form invalid on its faceJoseph Cook Claim form invalid on its faceJoseph Firrantello aka Joe Farrell Claim form invalid on its faceJoseph V. Ruvio - The Brooklyn Bridge Claim form invalid on its faceJSM, Inc. (Vendor # 5015694) Claim form invalid on its faceJudith Lynn Stillman Claim form invalid on its faceJudith Raskin Claim form invalid on its faceJuggernaut Music Inc. Claim form invalid on its faceJulian Casablancas/Brian Sperber Claim form invalid on its faceKC Porter Claim form invalid on its faceKC Porter Claim form invalid on its faceKC Porter Claim form invalid on its faceKC Porter Claim form invalid on its faceKC Porter Claim form invalid on its faceKC Porter Claim form invalid on its faceKeith Kane, Matthew Scannell and Ed Toth PKA "Vertical Horizon"
Untimely with respect to past relief; claim invalid with respect to some contracts based upon contractual review
Keith Miller Claim invalid based upon contractual review
Keith Thomas, Yellow Elephant Music, Inc., Untimely with respect to past relief; claim invalid based upon contractual review
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Page 13 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Kelly Rowland Claim invalid based upon contractual reviewKenneth C. Burns, Homer & Jethro Claim form invalid on its faceKenneth Karpe Claim form invalid on its faceKevin Beamish dba Kevin Beamish Prod., Inc./On The Green Prod., Inc./Producer RE: REO Speedwagon Claim invalid based upon contractual reviewKevin J Gaffney (Pearson/Prentice Hall/Bonds: "Listen to This") Claim form invalid on its faceKevin Kline Claim form invalid on its faceKevin Shirley (Black Crowes, Iron Maiden) Claim form invalid on its faceKevin Shirley (Journey) Claim form invalid on its face
Kim Hill or Kimberly Lynn HillUntimely with respect to past relief; claim invalid based upon contractual review
Kim Patton Johnston aka Kim McLean Claim form invalid on its faceKing Record Co., Ltd. Claim form invalid on its faceKingdom Records, Inc. Claim form invalid on its faceKlock Work Entertainment Corp. Claim form invalid on its faceKristin Chenoweth Claim form invalid on its faceKruger Organisation Inc. Claim form invalid on its faceKurt Masur Claim form invalid on its faceKurt Munkacsi Claim invalid based upon contractual reviewKurt Munkacsi (vendor #1203373) Claim invalid based upon contractual reviewKyle A. West Claim form invalid on its faceLaMarquis Jefferson Claim form invalid on its faceLAMP LLC d/b/a Ahn Trio Claim form invalid on its faceLara St. John Claim form invalid on its faceLaraine Perri Productions Claim form invalid on its faceLarry Butler Prod Inc Claim form invalid on its faceLarry Campbell Claim form invalid on its faceLarry Campbell Claim form invalid on its faceLarry Campbell Claim form invalid on its faceLarry Campbell Claim form invalid on its faceLarry Clinton Claim form invalid on its faceLarry Cox Claim form invalid on its faceLarry Cox, Producer Jefferson Starship Claim form invalid on its faceLarry Cox, Producer Jefferson Starship Claim form invalid on its faceLarry Greene Claim form invalid on its faceLawrence Martin Jr. Claim invalid based upon contractual reviewLawrence Tibbett Claim form invalid on its faceLawrence Tibbett Claim form invalid on its faceLeJam Productions, Inc. Claim form invalid on its face
LennonUntimely with respect to past relief; claim invalid based upon contractual review
LennonUntimely with respect to past relief; claim invalid based upon contractual review
Leo Kottke Claim form invalid on its faceLeonard Petze Claim form invalid on its faceLeonard Rose - Cellist Claim form invalid on its faceLeRoy Larson / Banjar Records Claim form invalid on its faceLeslie E. Cauchi Claim form invalid on its faceLeslie E. Cauchi Claim form invalid on its faceLeslie Uggams Claim form invalid on its face
Levosia Entertainment, LLCUntimely with respect to past relief; claim invalid based upon contractual review
Levosia Entertainment, LLCUntimely with respect to past relief; claim invalid based upon contractual review
Lillian A. Lopez-Jackson Claim form invalid on its faceLiona Boyd Claim form invalid on its faceLittle Big Town / SME 106342901 Claim invalid based upon contractual reviewLooking Glass Claim form invalid on its face
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 14 of 26
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Page 14 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Lorimar Productions Inc.Soundtrack agreement, claimant not recording artists or producer
Los Angeles Philharmonic Association Claim form invalid on its faceLos Gamma Claim invalid based upon contractual reviewLos Marineros Del Norte c/o Juan Urias Claim form invalid on its faceLou Monte (signed by Ray Monte) Claim form invalid on its faceLouis E. Gottlieb "The Limeliters" Claim form invalid on its faceLouisiana LeRoux, Leon Medica Claim invalid based upon contractual reviewLove As Laughter Claim form invalid on its faceLove Jones Claim form invalid on its faceLove Luther / Warryn Campbell Claim form invalid on its faceLoverboy Claim form invalid on its faceLS Records Cristy Lane and Cristy Lane LS Records Claim form invalid on its faceLS Records Cristy Lane and Cristy Lane LS Records Claim form invalid on its faceLucille Starr/The Canadian Sweethearts Claim form invalid on its faceLuther Marshall Simmons Claim form invalid on its faceLuther Vandross Claim form invalid on its faceLutz Kirchhof, Liuto Concertato Claim form invalid on its faceMalaco Records - King Floyd Claim form invalid on its faceMalaco Records - The Mississippi Mass Choir - Revend Jones Moore Claim form invalid on its faceMalaco Records - Various Claim form invalid on its faceMalaco Records -The Mississippi Mass Choir Claim form invalid on its faceMalaco Records, Mahalia Jackson, James Cleveland, Lou Rawls Claim form invalid on its faceMalaco Records-AIK-Maurette Brown-Clark "It Ain't Over" Claim form invalid on its face
Malcolm GeorgeContract request submitted on claim form; treated as contract request
Malcolm George 2629-4 Claim form invalid on its faceMalik Pendleton Claim form invalid on its faceManish Man Claim form invalid on its faceManny Albam Claim form invalid on its faceManny Hadlock for Gordon Rapheal Claim form invalid on its faceMaratone AB Claim form invalid on its faceMarc Shaiman Claim form invalid on its faceMario Claim form invalid on its faceMario Lanza Claim form invalid on its faceMario Lanza Claim form invalid on its faceMark Heimermann Claim form invalid on its faceMark Morris (Moose) Charlap (Dec'd) 1974, Sandy Stewart-Charlap-ADM. Estate of Moose Charlap Customized response to address various issuesMarlene Dietrich Claim form invalid on its faceMartin Casey Claim form invalid on its faceMartin D. Robinson p/k/a Marty Robbins Claim form invalid on its faceMartin Dodd/Bullet For My Valentine/Apocalyptica Claim form invalid on its faceMartin Sandberg pka Max Martin Claim form invalid on its faceMarty Casey Claim form invalid on its face
Martyn Buchwald pka Marty Balin (Jefferson Airplane, Jefferson Starship, Marty Balin Band) Claim form invalid on its faceMartyn J. Buchwald pka Marty Balin Claim form invalid on its face
Mary Chapin CarpenterClaim invalid with respect to some contracts based on contractual review
Mary Macgregor Claim form invalid on its faceMary Mary / Nyrraw Productions, Nyrraw Entertainment Claim form invalid on its face
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 15 of 26
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Page 15 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Matthew Serletic/ Melisna Productions Claim form invalid on its faceMatthew Sweet (Artist) Greg Leisz (Producer) Claim form invalid on its face
Matthew WilderClaim invalid with respect to some contracts based on contractual review
Matthew Wilder/ Hallelujah Productions Inc.Claim invalid with respect to some contracts based on contractual review
Matthew Wilder/ Hallelujah Productions Inc.Claim invalid with respect to some contracts based on contractual review
Maurette Brown Clark-Atlanta International Records Claim form invalid on its faceMaurice Abravanel Claim form invalid on its faceMCG Records, Inc. Claim form invalid on its faceMeco Monardo Claim form invalid on its face
Melissa ManchesterClaim invalid with respect to some contracts based on contractual review
Men At WorkClaim invalid with respect to some contracts based on contractual review
Merry Clayton Claim form invalid on its faceMewg Music Inc. (Floyd Lieberman) Claim invalid based upon contractual reviewMiami Sound Machine Customized response to address various issuesMichael Clute Claim form invalid on its faceMichael Clute Claim form invalid on its faceMichael Clute Claim form invalid on its faceMichael Clute Claim form invalid on its faceMichael Clute Claim form invalid on its faceMichael Clute Claim form invalid on its faceMichael Jackson & The Jacksons Claim form invalid on its faceMichael Jay (Producer) / Martika (Artist) Claim form invalid on its faceMichael O'Brien Claim invalid based upon contractual reviewMichael Stokes, Magic Lady Claim invalid based upon contractual reviewMichelle Williams Claim invalid based upon contractual reviewMiddle of the Road Claim form invalid on its faceMieczyslaw Horszowski Claim form invalid on its faceMighty M Productions, LTD. -NOW- Wavemaker Music Group Inc. (Morrie Brown) Claim invalid based upon contractual review
Mike Chapman d/b/a Dreamland RecordsUntimely with respect to past relief; claim invalid based upon contractual review
Mike Chapman d/b/a Dreamland RecordsUntimely with respect to past relief; claim invalid based upon contractual review
Mike Curb Productions f/s/o Michael Lloyd and/or Heaven Produtions and/or Heaven Productions Inc., Curb Records f/s/o Michael Lloyd and/or Heaven Productions and/or Heaven Produtions Inc Claim form invalid on its faceMiles Davis Properties, LLC f/k/a Miles Davis - Estate of Miles Davis Claim invalid based upon contractual reviewMiles Davis Properties, LLC f/k/a Miles Davis - Estate of Miles Davis Claim invalid based upon contractual reviewMiles Davis Properties, LLC f/k/a Miles Davis - Estate of Miles Davis Claim invalid based upon contractual reviewMilt Jackson Claim form invalid on its faceMilt Jackson Claim form invalid on its faceMobb Deep Claim form invalid on its faceMonster Taxi & Magic Sauce Claim form invalid on its faceMontfort Productions, Alan Jay Lerner, Camelot Company Claim form invalid on its faceMonty Powell (Producer) Claim form invalid on its face
Mormon Tabernacle ChoirClaim invalid with respect to some contracts based on contractual review
Mormon Tabernacle ChoirClaim invalid with respect to some contracts based on contractual review
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Page 16 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Morton Gould Claim form invalid on its faceMorton Gould Claim form invalid on its faceMorton Gould Claim form invalid on its faceMott The Hoople Claim form invalid on its faceMott The Hoople Claim form invalid on its faceMountain Claim form invalid on its faceMr. Palani Vaughan (Artist/Owner) Nakahili Productions (Record-Label/Music-Publisher) Claim form invalid on its faceMuff Winwood (Producer) Claim form invalid on its faceMunch Charles (first name Charles) Claim form invalid on its faceMuriel Anderson Claim form invalid on its faceMurray Forbes Somerville Claim form invalid on its faceMusic Centre of te Neth. Radio and Television Claim form invalid on its faceMusic Production Inc (Sir Georg Solti) Claim form invalid on its faceMusica International, INC for Suzanne Ciani Claim invalid based upon contractual reviewMusica International, INC for Suzanne Ciani Claim invalid based upon contractual reviewMusica International, INC for Suzanne Ciani Claim invalid based upon contractual reviewMusica International, Inc. for Suzanne Ciani Claim invalid based upon contractual reviewMusica International, Inc. for Suzanne Ciani Claim invalid based upon contractual reviewMyron Cohen Claim form invalid on its faceMystikal LLC Claim form invalid on its faceNaborly Productions Claim form invalid on its faceNarada Michael Walden/Perfection Light Productions/Tarpan Studios Claim invalid based upon contractual reviewNarada Michael Walden/Perfection Light Productions/Tarpan Studios Claim invalid based upon contractual reviewNat Stuckey (Nathan Wright Stuckey II) Claim form invalid on its faceNathan W. Stuckey or Nat Stuckey Claim form invalid on its faceNational Artists Mgmt Co. Claim form invalid on its faceNeil Dorfsman Claim form invalid on its faceNellie McKay Claim form invalid on its faceNew Dawn Productions LTD. For the services of "The Sweet" Claim form invalid on its faceNew Jeru Ent., Neje Pub, Nicholaus Loftin Claim form invalid on its face
New Line Productions, IncSoundtrack agreement, claimant not recording artists or producer
New Line Productions, IncSoundtrack agreement, claimant not recording artists or producer
New Line Productions, IncSoundtrack agreement, claimant not recording artists or producer
New Line Productions, IncSoundtrack agreement, claimant not recording artists or producer
New Line Productions, IncSoundtrack agreement, claimant not recording artists or producer
New Line Productions, IncSoundtrack agreement, claimant not recording artists or producer
New Line Productions, IncSoundtrack agreement, claimant not recording artists or producer
New Line Productions, IncSoundtrack agreement, claimant not recording artists or producer
New Line Productions, IncSoundtrack agreement, claimant not recording artists or producer
Next Claim invalid based upon contractual reviewNicholas Danby Claim form invalid on its face
Nicholas DanbyContract request submitted on claim form; treated as contract request
Nicholas Dante Claim form invalid on its faceNicholaus Loftin p/k/a/ Nick "Fury" d/b/a New Jeru Ent. Inc. Claim form invalid on its faceNicholaus Loftin, New Jeru Ent. Claim form invalid on its faceNick Lachey Claim form invalid on its face
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 17 of 26
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Page 17 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Nightmare Productions, Inc. / NM Productions, Inc. ("Journey") Claim form invalid on its faceNKOTBSB Claim form invalid on its faceNKOTBSB Enterprises, LLC Claim form invalid on its face
Noel Browne Claim form invalid on its faceNomota, LLC (Journey) Claim form invalid on its faceNorman Mershon Claim form invalid on its faceNorthside Partners dba Muscle Shoals fso Men Of Standard Claim form invalid on its faceNWR LLC, Successor to Westside Independent Music Publishing LLC Claim form invalid on its face
Obi Nwobosi Claim form invalid on its face
Ofra HarnoyClaim invalid with respect to some contracts based on contractual review
Ofra HarnoyClaim invalid with respect to some contracts based on contractual review
Ofra HarnoyClaim invalid with respect to some contracts based on contractual review
Oji Pierce Claim form invalid on its faceOscar Brown, Jr. Claim form invalid on its faceOscar Levant and/or Estate of Oscar Levant Claim form invalid on its faceOscar Levant and/or Estate of Oscar Levant Claim form invalid on its faceO-Town Claim form invalid on its faceOut of Pocket Productions Limited Claim form invalid on its facePablo Montero-Estefan-Que Voy Claim invalid based upon contractual review
Pacific Gas & Electric Claim form invalid on its faceParallel Film Productions LTD And Nitrate Strummer LTD Claim form invalid on its face
Past, Present, Future Productions Inc. Claim form invalid on its facePat Vegas aka Redbone Claim form invalid on its face
Patti SmithClaim invalid with respect to some contracts based on contractual review
Patty Lee Ramey aka Patty LovelessClaim invalid with respect to some contracts based on contractual review
Paul AnkaClaim invalid with respect to some contracts based on contractual review
Paul AnkaClaim invalid with respect to some contracts based on contractual review
Paul Anka c/o Paul Anka ProductionsClaim invalid with respect to some contracts based on contractual review
Paul Anka ProductionsClaim invalid with respect to some contracts based on contractual review
Paul Sullivan Claim form invalid on its facePaula Campbell / Nyrraw Music Productions Claim form invalid on its facePavarotti Claim form invalid on its facePeach Claim form invalid on its facePearl Jam, a general partnership and its successors in interest
Claim invalid with respect to some contracts based on contractual review
Perry Como, The Como Legacy, LLC Claim form invalid on its face
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Page 18 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Peter Asher Claim invalid based upon contractual reviewPeter Scholes Claim form invalid on its facePeter Solley Claim invalid based upon contractual reviewPetey Pablo Claim form invalid on its face
Phil CoulterClaim invalid with respect to some contracts based on contractual review
Phil CoulterClaim invalid with respect to some contracts based on contractual review
Phil CoulterClaim invalid with respect to some contracts based on contractual review
Phil CoulterClaim invalid with respect to some contracts based on contractual review
Phil CoulterClaim invalid with respect to some contracts based on contractual review
Phil CoulterClaim invalid with respect to some contracts based on contractual review
Phil Ramone, Inc. Claim form invalid on its facePhil Ramone, Inc. Claim form invalid on its facePhil Ramone, Inc. Claim form invalid on its facePhil Ramone, Inc. Claim form invalid on its facePhil Ramone, Inc. Claim form invalid on its facePhil Ramone, Inc. Claim form invalid on its facePhil Ramone, Inc. Claim form invalid on its facePhil Ramone, Inc. Claim form invalid on its facePhil Ramone, Inc. Claim form invalid on its facePhil Wainman Claim form invalid on its facePhil Wainman - Producer of Bay City Rollers Claim form invalid on its facePhillip Stewart The Rip Chords Claim form invalid on its face
Placido DomingoClaim invalid with respect to some contracts based on contractual review
Platinum Tones Productions Claim form invalid on its facePoco Claim form invalid on its facePoco - FM Management - Kemgmc Inc. Claim form invalid on its facePogologo Corp Claim form invalid on its face
Portola Entertainment GroupSoundtrack agreement, claimant not recording artists or producer
Prodigy Claim form invalid on its faceQuiet Riot Claim invalid based upon contractual reviewQuiet Riot/Pasha Records-Spencer Proffer Untimely with respect to past reliefQuinton J. Banks, Windswept Pacific Claim invalid based upon contractual reviewR.J. Productions f/s/o Rodney Jerkins Claim invalid based upon contractual reviewRachel Portman Claim invalid based upon contractual reviewRachmaninoff, Serge Claim form invalid on its faceRachmaninoff, Serge/Natalie Wanamaker Claim form invalid on its face
Rage Against The MachineClaim invalid with respect to some contracts based on contractual review
Ralph Mace Claim form invalid on its faceRami Yacoub pka Rami Claim form invalid on its face
Ray BakerClaim invalid with respect to some contracts based on contractual review
Ray Baker ProductionsClaim invalid with respect to some contracts based on contractual review
Ray Benson Claim form invalid on its faceRay Bryant Claim form invalid on its faceRBI Music Corp Claim invalid based upon contractual reviewRed House Records Claim form invalid on its faceRelentless LLC - Bow wow (P) Entourage Claim form invalid on its faceRelentless LLC - Fantasia LP2/ Tone Mason Claim form invalid on its faceRH Holding Corp "Carousel" Claim invalid based upon contractual reviewRH Holding Corp "Me and Juliet" Rodgers & Hammerstein Claim invalid based upon contractual review
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Page 19 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
RH Holding Corp "Sound of Music" (1959) Rodgers & Hammerstein Claim form invalid on its faceRH Holding Corp ("Cinderella") Rodgers Richard & EST of Oscar Hammerstein Claim invalid based upon contractual reviewRH Holding Corp ("Flower Drum Song") Claim form invalid on its faceRH Holding Corp ("Oklahoma") Claim invalid based upon contractual reviewRH Holding Corp ("South Pacific") Claim invalid based upon contractual reviewRH Holding Corp ("The King And I") Claim form invalid on its faceRH Holding Corp/Richard Rodgers/"Do I Hear A Waltz"? Claim form invalid on its faceRHI Entertainment Inc. Claim form invalid on its faceRichard Barone Claim invalid based upon contractual reviewRichard Chertoff Claim form invalid on its face
Richard Macioce, Handwritten on claim form "Johnny Maestro and the Brooklyn Bridge, INC." Claim form invalid on its faceRichard Perry Claim invalid based upon contractual reviewRichard Perry Claim invalid based upon contractual reviewRichard Perry Claim invalid based upon contractual reviewRichard Perry Claim invalid based upon contractual reviewRichard Ranno for Starz Claim form invalid on its faceRichard Tucker Claim form invalid on its faceRichard Tucker Claim form invalid on its faceRichard Tucker Claim form invalid on its face
Ricky SkaggsClaim invalid with respect to some contracts based on contractual review
Robbie Nevil, Inc. Claim invalid based upon contractual reviewRobby Salinas Claim invalid based upon contractual reviewRobert (Rob) A. Frazier Claim form invalid on its face
Robert Downey Jr c/o "C33 Inc." Claim invalid with respect to some contracts based on contractual review
Robert Downey Jr. (Amended to be King Cody, Inc.)
Claim invalid with respect to some contracts based on contractual review
Robert Levin Claim form invalid on its faceRobert Mersey Claim form invalid on its faceRobin Thicke Claim invalid based upon contractual reviewRobinson Amusements, Inc. (Producer Richard Robinson) Claim invalid based upon contractual reviewRockmasters International Network, Inc. Claim form invalid on its faceRodgers Fam PNSHP ("Sound of Music" Film) Claim form invalid on its faceRoditis Music f/s/o Emanuel Kiriakou w/ Whitney Houston New Tricky & Eman TP Claim form invalid on its faceRoditis Music Inc w Archuleta, D LP1 Claim form invalid on its faceRoditis Music Inc w Archuleta, D LP2 Claim form invalid on its faceRoditis Music Inc w Archuleta, D. Xmas Claim form invalid on its faceRoditis Music Inc w Bigtime Rush LP1 Claim form invalid on its faceRoditis Music Inc w Bigtime Rush LP2 Claim form invalid on its faceRoditis Music Inc w BSB LP6 Claim form invalid on its faceRoditis Music Inc w BSB LP7 Claim form invalid on its faceRoditis Music Inc w Celine Dion Claim form invalid on its faceRoditis Music Inc w Clay Aiken LP2 Claim form invalid on its faceRoditis Music Inc w Hot Chelle Rae LP2 Claim form invalid on its faceRoditis Music Inc w Jordin Sparks LP 1 Claim form invalid on its faceRoditis Music Inc w Katharine McPhee LP1 Claim form invalid on its faceRoditis Music Inc w Nick Lachey LP1 Claim form invalid on its faceRoditis Music Inc w NKOTBSB Claim form invalid on its faceRoditis Music Inc w Roy L LP1 Claim form invalid on its faceRoditis Music Inc w Ryan, B Claim form invalid on its faceRoditis Music Inc. Claim form invalid on its faceRoditis Music Inc. Claim form invalid on its faceRoditis/Kiriakou Claim form invalid on its face
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Page 20 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Roditis/Music Inc. Claim form invalid on its faceRoger McGuinn Claim form invalid on its faceRoger McGuinn Claim form invalid on its faceRoger McGuinn Claim form invalid on its faceRoger McGuinn Claim form invalid on its face
Roger WhittakerClaim invalid with respect to some contracts based on contractual review
Ron Aniello Claim form invalid on its faceRon Aniello Claim form invalid on its faceRon Aniello Claim form invalid on its faceRon Fair Claim form invalid on its faceRound Wound Sound, Inc./Leo Kottke/Bilt Publishing Claim form invalid on its faceRound Wound Sound, Inc./Leo Kottke/Bilt Publishing Claim form invalid on its faceRound Wound Sound, Inc./Leo Kottke/Bilt Publishing Claim form invalid on its faceRoundabout Theatre Company, Inc. Claim form invalid on its faceRoxanne Shante / Lolita Gooden Claim form invalid on its faceRoy Meriwether Trio Claim form invalid on its faceRubben Studdard / Warryn Campbell Claim form invalid on its faceRuby Braff Claim form invalid on its faceRudy Sarzo Claim invalid based upon contractual reviewRuss Taff Claim invalid based upon contractual reviewRussell Oberlin Claim form invalid on its faceRuth Laredo Claim form invalid on its faceRyo Kawasaki Claim form invalid on its faceRyuichi Sakamoto Claim invalid based upon contractual reviewSammy Hagar Opted out of classSamuel Brown Claim form invalid on its face
Savage GardenUntimely with respect to past relief; claim invalid based upon contractual review
Savage GardenUntimely with respect to past relief; claim invalid based upon contractual review
Savoy Records, Inc. - Donnie McClurkin - New York Restoration - Wow Gospel 1998 Claim form invalid on its faceScott Hendricks/Sherry More Claim form invalid on its faceScott Hendricks/Sherry More Claim form invalid on its faceScott Hendricks/Sherry More Claim form invalid on its faceScott Hendricks/Sherry More Claim form invalid on its faceScott Hendricks/Sherry More Claim form invalid on its faceScott P Mann Claim form invalid on its faceScrap Arts Music c/o Gregory Kozak Claim form invalid on its faceSean Paul Henriques Claim form invalid on its faceSeymour Stein for & on behalf of Blue Horizon Records, Sire Records Claim form invalid on its faceShanice / Nyrraw Entertainment Claim form invalid on its face
Shawn ColvinClaim invalid with respect to some contracts based on contractual review
Shawn M. Smith Claim invalid based upon contractual reviewShawn Smith Claim invalid based upon contractual review
Shel Silverstein, Grapefruit Productions, Inc.Claim invalid with respect to some contracts based on contractual review
Shirley - Cavemen Productions - Aerosmith Nine Lives Claim form invalid on its faceShirley K / Cavemen Producers - Journey (illegible) Claim form invalid on its faceShirley Kevin/ Caveman Productions - Iron Maiden, Journey, Black Crowes Claim form invalid on its faceShirley/ Caveman Productions/ Iron Maiden Claim form invalid on its faceSir Malcolm Sargent Claim form invalid on its face
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Page 21 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Skeeter Davis Claim form invalid on its faceSkeeter Davis Claim form invalid on its faceSkeeter Davis (Of The Davis Sisters) Claim form invalid on its faceSkip Drinkwater (aka Edward Drinkwater) 2EMBU Productions (aka Brooke Productions) Claim form invalid on its faceSlayer Claim invalid based upon contractual reviewSlayer Claim invalid based upon contractual reviewSoil / Soild Inc. Claim invalid based upon contractual reviewSolange Knowles Claim invalid based upon contractual reviewSony Pictures - Sony Pictures Home Ent. Gospel Soundtrack Claim form invalid on its faceSony Pictures: A&M Rec-Adams/Mirr Claim form invalid on its faceSony Pictures: L7/ I Know What You, etc. Claim form invalid on its faceSony Pictures: Mr Deeds ST-Columbia Pictures/ Sony Pictures Ent. Inc-Jjfp Claim form invalid on its faceSony Pictures: Nota/Avoca Productions Overrid, etc. Claim form invalid on its face
Sony Pictures: Pink Try This/ Columbia Pic, etc. Claim form invalid on its faceSony Pictures: Quantum of Solace OST, etc. Claim form invalid on its faceSony Pictures: Screen Gems, Inc./ Burlesque Sdtk-Sony Override/ Country Strong Sdtk-Screen Gem Claim form invalid on its faceSony Pictures: Sing-Off Xmas Album, etc. Claim form invalid on its faceSony Pictures: Sony Pictures Entertainment, etc. Claim form invalid on its faceSony Pictures: Sony Pictures Entertainment, etc. Claim form invalid on its faceSony Pictures: This Christmas Sndtk, etc. Claim form invalid on its faceSony Pictures: Tiam Soundtrack Claim form invalid on its faceSony Pictures: XXX State of the Union Claim form invalid on its faceSoul Music / Warryn Campbell Claim form invalid on its faceSound Of The City Music Group Claim form invalid on its faceSpeaks / Nyrraw Entertainment Claim form invalid on its faceSPJ Productions US LLC f/s/o Mr. Sean Paul Claim form invalid on its faceSPJ Productions US LLC f/s/o Mr. Sean Paul Henriques Claim form invalid on its faceSquawk Untimely with respect to past reliefStacy L. Merida D/B/A/ The Merida Group Claim form invalid on its face
Stanley HollowayUntimely with respect to past relief; claim invalid based upon contractual review
Starsong Productions F/S/O Steve Barri Claim form invalid on its faceStay Tuned Productions Inc. Claim form invalid on its faceStay Tuned Productions Inc. Claim form invalid on its faceStephen Ferrara Claim form invalid on its faceStephen Ferrera Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its faceStephen Sondheim Claim form invalid on its face
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Page 22 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Stephen Sondheim Claim form invalid on its faceSteve Fishell Claim invalid based upon contractual reviewSteve Fishell Claim invalid based upon contractual review
Steve Lipson c/o Near Perfect Productions LTD. Claim form invalid on its face
Steve Lipson c/o Near Perfect Productions Ltd. Claim form invalid on its faceSteve Lipson c/o Near Perfect Productions Ltd. For Producing Sophie B. Hawkins Claim form invalid on its faceSteve Perry Claim invalid based upon contractual reviewSteve Vai Claim form invalid on its faceSteven Mercurio Claim form invalid on its faceSteven Miller Claim form invalid on its faceStevie Ray Vaughan Claim form invalid on its face
Stone GossardContract request submitted on claim form; treated as contract request
Straight Story, Inc.Soundtrack agreement, claimant not recording artists or producer
Stray Cats Claim invalid based upon contractual reviewStuttgarter Kammerorchester e.v. (Stuttgart Chamber Orchestra) Claim form invalid on its faceSub Pop Records/ Pigeonhed and Sub Pop Records/ Vue Claim invalid based upon contractual reviewSub Pop Records/ Pigeonhed and Sub Pop Records/ Vue Claim invalid based upon contractual reviewSuccession of Sidney Bechet Claim form invalid on its face
Sue E. DodgeUntimely with respect to past relief; claim invalid based upon contractual review
Sugar SRL Claim form invalid on its faceSugarhouse Music Claim form invalid on its faceSusan Narucki Claim form invalid on its faceSylvia (RCA Recording Artist aka Sylvia Allen, and as Sylvia Rutledge, and as Sylvia Hutton Claim form invalid on its faceSylvia Bennett Smith Claim form invalid on its faceSynicate (SIC) of Sound, Garrie Thompson, Duane Music Inc. Claim form invalid on its faceTafelmusik Baroque Orchestra Claim invalid based upon contractual reviewTaj Mahal Claim form invalid on its faceTara Enterprises LTD. Or Tara Music Company LTD. Claim form invalid on its faceTaylor Dayne Claim form invalid on its faceTchaikovsky Chamber Orch. Lazar Gosman Claim form invalid on its faceTerry McBride Producer Ronnie Dunn - Solo LP and Wade Hayes - Claim form invalid on its faceTerry Melcher Claim invalid based upon contractual reviewThe Astronauts Claim form invalid on its face
The BongosUntimely with respect to past relief; claim invalid based upon contractual review
The Brothers Four/ John F. Paine Claim form invalid on its faceThe Buckinghams Claim form invalid on its faceThe Calling Claim form invalid on its face
The ChieftainsClaim invalid with respect to some contracts based on contractual review
The ClashUntimely with respect to past relief; claim invalid based upon contractual review
The Collins Kids - Larry And Lorrie Collins Claim form invalid on its faceThe Jeff Beck Group Claim form invalid on its faceThe Johnson Family Singers Claim form invalid on its faceThe Lemon Pipers/ William E. Albaugh Claim form invalid on its faceThe Lemon Pipers/ William E. Albaugh Claim form invalid on its faceThe Matrix Music Productions Claim form invalid on its face
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Page 23 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
The OutfieldClaim invalid with respect to some contracts based on contractual review
The Outfield (John Spinks - Tony Lewis)Claim invalid with respect to some contracts based on contractual review
The Outlaws - Prod Bill Szymczyk Claim form invalid on its faceThe Outlaws - Prod Bill Szymczyk Claim form invalid on its faceThe Percy Bady / Warryn Campbell Claim form invalid on its faceThe Pointer Sisters (June Pointer) Claim form invalid on its faceThe Pointer Sisters (June Pointer) Claim form invalid on its faceThe Pointer Sisters (June Pointer) Claim form invalid on its face
The Producing Office, Inc./Aged In Wood, LLC Claim form invalid on its faceThe Remains Claim form invalid on its faceThe Shaggs Claim form invalid on its faceThe Statler Brothers Claim form invalid on its faceThe Strokes Claim form invalid on its faceThe Teen Kings Claim form invalid on its faceThe Temper Trap Claim form invalid on its faceThe Velvets (Virgil Johnson) Claim form invalid on its faceThom Panunzio - Producer Claim invalid based upon contractual reviewThom Panunzio - Producer (Jeff Healy - Artist) Claim form invalid on its faceThomas Fats Waller Claim form invalid on its faceThomas Fats Waller Claim form invalid on its faceThomas Fats Waller Claim form invalid on its face
Thozachs Enterprises, Ltd., Thomas Z. Shepard Claim form invalid on its face
Thozachs Enterprises, Ltd., Thomas Z. Shepard Claim form invalid on its face
Thozachs Enterprises, Ltd., Thomas Z. Shepard Claim form invalid on its face
Thozachs Enterprises, Ltd., Thomas Z. Shepard Claim form invalid on its faceThree 6 Mafia Claim invalid based upon contractual reviewThree Piece Productions, Inc Claim invalid based upon contractual reviewTimeless Entertainment Corp Claim form invalid on its faceTinesha Purviance p/k/a "Wish" Claim form invalid on its faceTKO Inc, The Kruger Organisation Inc. Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Dowd Productions Claim form invalid on its faceTom Grant Claim form invalid on its faceTom Pierson Claim form invalid on its faceTommy Dorsey Claim form invalid on its faceTommy Dorsey Claim form invalid on its faceTommy Dorsey Claim form invalid on its faceTommy Dorsey Claim form invalid on its faceTommy Dorsey Claim form invalid on its faceTonight Limited Partnership Claim form invalid on its faceTony Platt Platinum Tones Productions Claim form invalid on its face
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Page 24 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
Tormenta Claim invalid based upon contractual reviewToto / David Hungate Customized response to address various issuesTower of Power Claim form invalid on its faceTrevor Jones + Contemporary Media Productions Ltd. Claim invalid based upon contractual reviewTSOP (The Sound Of Phila.) Gamble Records-Samuel Brown-The Intruders Claim form invalid on its faceUltimate Vandross Claim form invalid on its faceUnbeleevable Entertainment c/o Robert Crawford Claim form invalid on its faceUsher Claim form invalid on its faceValley Entertainment Inc. Claim form invalid on its faceVan Cliburn Claim form invalid on its faceVelma Records, Inc. Claim form invalid on its faceVictor Borge Claim form invalid on its faceW. Murphy Claim form invalid on its faceW. Williams / Nyrraw Entertainment Claim form invalid on its faceWally Gagel Claim form invalid on its faceWally Gagel and Xandy Barry dba / Wax LTD. Claim form invalid on its faceWard Publishing aka Ward Productions Inc. Claim form invalid on its faceWarner Bros. a division of Time Warner Entertainment Company
Soundtrack agreement, claimant not recording artists or producer
Warner Bros. a division of Time Warner Entertainment Company
Soundtrack agreement, claimant not recording artists or producer
Warner Bros. a division of Time Warner Entertainment Company
Soundtrack agreement, claimant not recording artists or producer
Warner Bros. a division of Time Warner Entertainment Company
Soundtrack agreement, claimant not recording artists or producer
Warner Bros. a division of Time Warner Entertainment Company
Soundtrack agreement, claimant not recording artists or producer
Warner Bros. a division of Time Warner Entertainment Company
Soundtrack agreement, claimant not recording artists or producer
Warner Bros. a division of Time Warner Entertainment Company
Soundtrack agreement, claimant not recording artists or producer
Warner Bros. a division of Time Warner Entertainment Company L.P.
Soundtrack agreement, claimant not recording artists or producer
Warner Bros. a division of Time Warner Entertainment Company L.P.
Soundtrack agreement, claimant not recording artists or producer
Warner Bros. Inc.Soundtrack agreement, claimant not recording artists or producer
Warner Bros. Inc.Soundtrack agreement, claimant not recording artists or producer
Warrior Entertainment fso Frank Aversa Claim form invalid on its faceWax LTD Claim form invalid on its faceWayne Shorter and Joe Zawinul, P/K/A/ "Weather Report"
Claim invalid with respect to some contracts based on contractual review
Wheatus Claim form invalid on its face
Whole Oates Enterprises, A General Partnership Consisting of Daryl Hall and John Oates
Claim invalid with respect to some contracts based on contractual review
Wild Country Inc., Randy Owen, Jeff Cook, Teddy Gentry Claim form invalid on its faceWild Country Inc., Randy Owen, Jeff Cook, Teddy Gentry Claim form invalid on its faceWill Smith Claim invalid based upon contractual reviewWilliam J. Dixon aka Willie Dixon Claim form invalid on its faceWilliam McEachern (Odyssey) Claim form invalid on its faceWing It, Inc. Claim invalid based upon contractual reviewWoody Shaw Claim form invalid on its faceWu Tang Clan Customized response to address various issuesWu Tang Clan Customized response to address various issues
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Page 25 of 25
Name on Claim Form Reason(s) for Determination
Claim Forms Rejected In Whole or In Part
Pursuant to Amended Stipulations and Agreements of Settlement dated May 24, 2012 in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF) and Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
X-Scape / Nyrraw Entertainment Claim form invalid on its faceYankovic, Weird Al/Thomas Lee Claim form invalid on its faceYanni (John Yanni Christopher) Claim invalid based upon contractual review
Yellow Elephant Music, Inc.Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc.Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc.Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc.Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc.Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc.Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc.Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc.Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc.Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc.Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc.Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc. f/s/o Keith ThomasUntimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc., f/s/o Keith ThomasUntimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc., f/s/o Keith ThomasUntimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc., f/s/o Keith ThomasUntimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc., f/s/o Keith ThomasUntimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc., f/s/o Keith ThomasUntimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc., f/s/o Keith ThomasUntimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc., f/s/o Keith ThomasUntimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc., f/s/o Keith ThomasUntimely with respect to past relief; claim invalid based upon contractual review
Yellow Elephant Music, Inc./Yellow Elephant Music, Inc. f/s/o Keith Thomas
Untimely with respect to past relief; claim invalid based upon contractual review
Yellow Rose Productions, Inc. Claim form invalid on its faceYoad Nevo Claim form invalid on its faceYvon Andre (Tabou Combo) Claim form invalid on its faceZombie Nation, Florian Senfter Claim form invalid on its face
Case 1:07-cv-02394-GBD -KNF Document 136-2 Filed 03/24/14 Page 26 of 26
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EXHIBIT C
Case 1:07-cv-02394-GBD -KNF Document 136-3 Filed 03/24/14 Page 1 of 2
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Authorized Past Claimant
Wholesale Value Attributable to
Claimant's Class Contracts
Percent of Total Revenue
Attributable to all Claimants’ Class
Contracts
Total Amount of SONY Past
Settlement Relief
SONY Past Settlement
Allocation to Claimant
Andre Kostelanetz $20,287 0.11% $3,251,250 $3,705.50Art Garfunkel $93,815 0.53% $3,251,250 $17,135.68Boston Symphony Orchestra, Inc. $185,265 1.04% $3,251,250 $33,839.38Branford Marsalis $55,837 0.31% $3,251,250 $10,198.85Cheryl Lynn $258,994 1.46% $3,251,250 $47,306.27Chicago Symphony Orchestra $14,217 0.08% $3,251,250 $2,596.79Crescent Moon Records, Inc. $49,937 0.28% $3,251,250 $9,121.19Cypress Hill $1,461,834 8.21% $3,251,250 $267,009.71Diana King $30,558 0.17% $3,251,250 $5,581.54Elmo & Patsy $140,952 0.79% $3,251,250 $25,745.44Exile $66,186 0.37% $3,251,250 $12,089.13Firehouse $262,763 1.48% $3,251,250 $47,994.69Gloria Estefan $731,697 4.11% $3,251,250 $133,647.33Gregg Allman $114,156 0.64% $3,251,250 $20,851.04Gregory Abbott $55,486 0.31% $3,251,250 $10,134.74Hiroshima $58,906 0.33% $3,251,250 $10,759.41Joe Satriani $491,345 2.76% $3,251,250 $89,746.09John Williams (Guitarist) $119,702 0.67% $3,251,250 $21,864.04Mad Season $165,169 0.93% $3,251,250 $30,168.77Mary Chapin Carpenter $301,098 1.69% $3,251,250 $54,996.73Matthew Wilder $44,785 0.25% $3,251,250 $8,180.16Men At Work $776,147 4.36% $3,251,250 $141,766.29Midori Goto $22,348 0.13% $3,251,250 $4,081.95Mike Watt $25,014 0.14% $3,251,250 $4,568.91New Kids On The Block $771,847 4.34% $3,251,250 $140,980.88Patti Scialfa $60,867 0.34% $3,251,250 $11,117.60Patty Loveless $243,210 1.37% $3,251,250 $44,423.26Pearl Jam $4,318,883 24.26% $3,251,250 $788,860.91Placido Domingo $63,611 0.36% $3,251,250 $11,618.80Rage Against The Machine $3,934,264 22.10% $3,251,250 $718,608.74Ray Baker $20,857 0.12% $3,251,250 $3,809.61Ricky Skaggs $131,359 0.74% $3,251,250 $23,993.24Ricky Van Shelton $117,624 0.66% $3,251,250 $21,484.48Scandal $271,299 1.52% $3,251,250 $49,553.83Shawn Colvin $351,267 1.97% $3,251,250 $64,160.29Shel Silverstein $42,266 0.24% $3,251,250 $7,720.05The Hooters $222,489 1.25% $3,251,250 $40,638.49The Outfield $775,623 4.36% $3,251,250 $141,670.58Truecom A.G. (Dave Mason) $157,436 0.88% $3,251,250 $28,756.30Weather Report $127,406 0.72% $3,251,250 $23,271.21Wild Cherry $643,250 3.61% $3,251,250 $117,492.13TOTALS:* $17,800,056 100.00% $3,251,250
Sony Proposed Accounting of Payments and Credits to Authorized Past Claimants With 28,500 or More Qualifying Downloads
Pursuant to Stipulation in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF)
* Total Sony Past Settlement Allocation is rounded to the nearest dollar.
Case 1:07-cv-02394-GBD -KNF Document 136-3 Filed 03/24/14 Page 2 of 2
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EXHIBIT D
Case 1:07-cv-02394-GBD -KNF Document 136-4 Filed 03/24/14 Page 1 of 2
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Authorized Past Claimant SONY Past Settlement Allocation to Claimant*
Anthony Burger $6,830.36Asleep At The Wheel $6,830.36Carl Jackson $6,830.36Carlo Bergonzi $6,830.36Champaign $6,830.36Chris Spheeris $6,830.36Daryl Hall Productions $6,830.36David Zinman $6,830.36Flavor Unit Records $6,830.36Fred Astaire $6,830.36Gene Watson $6,830.36Ian Hunter $6,830.36Ill City Entertainment (Cutthroats) $6,830.36Jackie Moore $6,830.36Johnny Duncan $6,830.36Keith Stegall $6,830.36Ken Mellons $6,830.36Mormon Tabernacle Choir $6,830.36Paul Anka $6,830.36Philharmonia Virtuosi(Westchester Arts Council) $6,830.36Red Alert $6,830.36Robert Downey Jr. $6,830.36Roy Eaton $6,830.36Rozalla $6,830.36Soul Assassins, Inc. $6,830.36The Waverly Consort, Inc. $6,830.36Tom Chapin (Sundance) $6,830.36Trevor Pinnock $6,830.36TOTAL: $191,250
Sony Proposed Accounting of Payments and Credits to Authorized Past Claimants
With Fewer Than 28,500 Qualifying
Pursuant to Stipulation in Shropshire v. Sony Music Entertainment , 06 Civ. 3252 (GBD) (KNF)
* Allocation was determined by dividing the total amount of Sony Past Settlement Relief ($191,250) by the total number of Authorized Past Claimants with fewer than 28,500 qualifying downloads (28). Total Sony Past Settlement Allocation is rounded to the nearest dollar.
Case 1:07-cv-02394-GBD -KNF Document 136-4 Filed 03/24/14 Page 2 of 2
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EXHIBIT E
Case 1:07-cv-02394-GBD -KNF Document 136-5 Filed 03/24/14 Page 1 of 2
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Authorized Past Claimant
Wholesale Value Attributable to
Claimant's Class Contracts
Percent of Total Revenue
Attributable to all Claimants’ Class
Contracts
Total Amount of BMG Past
Settlement Relief
BMG Past Settlement
Allocation to Claimant
Ace of Base $131,571 1.443% $1,848,750 $26,668.50Air Supply $947,163 10.384% $1,848,750 $191,983.15Alabama $2,016,371 22.107% $1,848,750 $408,703.96Boston Symphony Orchestra, Inc. $83,095 0.911% $1,848,750 $16,842.76Clint Black $707,797 7.760% $1,848,750 $143,465.38Diamond Rio $810,995 8.892% $1,848,750 $164,382.88DJ Jazzy Jeff & The Fresh Prince $695,699 7.627% $1,848,750 $141,013.20Etta James $114,839 1.259% $1,848,750 $23,277.04Eve 6 $474,410 5.201% $1,848,750 $96,159.51Grease Broadway Cast Album $52,435 0.575% $1,848,750 $10,628.20Hall & Oates $39,874 0.437% $1,848,750 $8,082.17James Galway $80,803 0.886% $1,848,750 $16,378.19Jascha Heifetz $83,798 0.919% $1,848,750 $16,985.25John Gorka $24,303 0.266% $1,848,750 $4,926.04Krokus $125,910 1.380% $1,848,750 $25,521.05Melissa Manchester $127,504 1.398% $1,848,750 $25,844.15Morrie Brown $32,901 0.361% $1,848,750 $6,668.80Patti Smith/ Patti Smith Group $306,206 3.357% $1,848,750 $62,065.76Placido Domingo $38,652 0.424% $1,848,750 $7,834.48Steve Ripley p/k/a The Tractors $55,746 0.611% $1,848,750 $11,299.31The Chieftains $250,640 2.748% $1,848,750 $50,802.93The Tommy Company $34,591 0.379% $1,848,750 $7,011.35The Youngbloods $204,200 2.239% $1,848,750 $41,389.88Toni Braxton $981,384 10.760% $1,848,750 $198,919.51Youngbloodz $652,538 7.154% $1,848,750 $132,264.78ZZ Top $47,519 0.521% $1,848,750 $9,631.76TOTALS:* $9,120,944 100.000% $1,848,750
BMG Proposed Accounting of Payments and Credits to Authorized Past Claimants With 28,500 or More Qualifying Downloads
Pursuant to Stipulation in Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
* Total BMG Past Settlement Allocation is rounded to the nearest dollar.
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EXHIBIT F
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Authorized Past Claimant
BMG Past Settlement
Allocation to Claimant*
Abra Moore $5,437.50Asleep At The Wheel $5,437.50Ben Sidran $5,437.50
Bigboro Records Corp. c/o Jeff Lane LLC $5,437.50Chuck Greenberg (Shadowfax) $5,437.50Divine Mill Records $5,437.50Exile $5,437.50Helen O'Connell $5,437.50Hiroshima $5,437.50Jennifer Warnes $5,437.50Jerome Robbins $5,437.50Ken Mellons $5,437.50Maighread Ni Dhomhnaill $5,437.50Ofra Harnoy $5,437.50Phil Coulter $5,437.50Ricky Skaggs $5,437.50Roger Whittaker $5,437.50San Francisco Symphony $5,437.50Skip Ewing $5,437.50Suzanne Ciani $5,437.50TOTAL: $108,750
BMG Proposed Accounting of Payments and Credits to Authorized Past Claimants With Fewer Than 28,500 Qualifying Downloads
Pursuant to Stipulation in Youngbloods v. BMG Music , 07 Civ. 2394 (GBD) (KNF)
* Allocation was determined by dividing the total amount of BMG Past Settlement Relief ($108,750) by the total number of Authorized Past Claimants with fewer than 28,500 qualifying downloads (20).
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EXHIBIT G
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UNITED STATES DISTRICT COURTSOUTHERN DISTRICT OF NEW YORK
ELMO SHROPSHIRE, INDIVIDUALLY AND AS A MEMBER OF “ELMO & PATSY”; ON BEHALF OF HIMSELF AND ALL OTHERS SIMILARLY SITUATED,
Plaintiffs,
v.
SONY MUSIC ENTERTAINMENT, A Delaware General Partnership,
Defendant.______________________________________
“THE YOUNGBLOODS” (Perry Miller p/k/a Jesse Colin Young; Lowell Levinger; Jerry Corbitt; Mina Bauer, the widow of Joe Bauer; and manager Stuart Kutchins, On Behalf Of Itself And All Others Similarly Situated,
Plaintiffs,
v.
BMG MUSIC,
Defendant.
)))))))))))))))))))))))))))))))
06 Civ. 3252 (GBD) (KNF)
ECF CASE
Case No. 07 Civ. 2394 (GBD) (KNF)
ECF CASE
CLASS DISTRIBUTION ORDER
Defendants, on notice to Class Counsel, moved this Court for an order approving the
distribution of the Past Settlement Relief pursuant to the Settlements finally approved by Orders
and Final Judgments dated October 4, 2012 in the above-captioned class actions (the “Actions”),
and the Court having considered all the materials and arguments submitted in support of the
motion, including the Declaration of Ian Dee in Support of Motion for Class Distribution Order
(the “Dee Declaration”), submitted therewith;
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NOW, THEREFORE, IT IS HEREBY ORDERED THAT:
1. This Order incorporates by reference the definitions in the Amended Stipulations
and Agreements of Settlement dated May 24, 2012 (the “Stipulations”) and the Dee Declaration,
and all terms used herein shall have the same meanings as set forth in the Stipulations or in the
Dee Declaration.
2. This Court has jurisdiction over the subject matter of the Actions and over all
parties to the Actions, including all Class Members.
3. Defendants’ motion for Class Distribution Orders is APPROVED. Accordingly,
Defendants’ determinations of Authorized Past Claimants set forth in Exhibits C-F to the Dee
Declaration are adopted; Defendants’ recommendations to wholly or partially reject the claims
set forth in Exhibit B to the Dee Declaration are adopted; any other claims with respect to the
Past Settlement Relief, including those submitted after January 4, 2013, are rejected; and
Defendants are directed to distribute the Past Settlement Relief as set forth in Exhibits C-F to the
Dee Declaration and Paragraph 8(a) of the Stipulations.
4. No further Claim Forms for Past Settlement Relief may be accepted, and no
further adjustments to any claims for Past Settlement Relief or may be made for any reason, after
the date of this Order. All Class Members, whether or not they receive payment from the Past
Settlement Relief, are hereby barred from making any further claims against the Past Settlement
Relief beyond the amount allocated to them as Authorized Past Claimants.
5. All persons involved in the review, verification, calculation, tabulation, or any
other aspect of the processing of the Claim Forms submitted herein, or otherwise involved in the
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administration or taxation of the Past Settlement Relief, are hereby released and discharged from
any and all claims arising out of such involvement.
6. This Court retains jurisdiction to consider any further applications concerning the
administration of the Settlements, and such other and further relief as this Court deems
appropriate.
Dated: New York, New York_______________, 2014
___________________________________Honorable George B. DanielsUNITED STATES DISTRICT JUDGE
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