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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-07237 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Investment Funds 100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE) ROBERT BURNS, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110 CC: BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036 (NAME AND ADDRESS OF AGENT FOR SERVICE) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000 DATE OF FISCAL YEAR END: 02/28, 04/30, 07/31, 08/31, 09/30 DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020 Putnam Capital Opportunities Fund The fund did not vote proxies relating to portfolio securities during the period covered by this report Putnam Government Money Market Fund

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Page 1: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

INVESTMENT COMPANY ACT FILE NUMBER: 811-07237

EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Investment Funds

100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110

(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)

ROBERT BURNS, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110

CC:

BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036

(NAME AND ADDRESS OF AGENT FOR SERVICE)

REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000

DATE OF FISCAL YEAR END: 02/28, 04/30, 07/31, 08/31, 09/30

DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020

Putnam Capital Opportunities Fund

The fund did not vote proxies relating to portfolio securities during the period covered by this report

Putnam Government Money Market Fund

Page 2: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

The fund did not vote proxies relating to portfolio securities during the period covered by this report

Putnam Growth Opportunities Fund

ADOBE INC. Meeting Date: APR 09, 2020 Record Date: FEB 12, 2020 Meeting Type: ANNUALTicker: ADBE

Security ID: 00724F101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Amy L. Banse Management For For

1b Elect Director Frank A. Calderoni Management For For

1c Elect Director James E. Daley Management For For

1d Elect Director Laura B. Desmond Management For For

1e Elect Director Charles M. Geschke Management For For

1f Elect Director Shantanu Narayen Management For For

1g Elect Director Kathleen Oberg Management For For

1h Elect Director Dheeraj Pandey Management For For

1i Elect Director David A. Ricks Management For For

1j Elect Director Daniel L. Rosensweig Management For For

1k Elect Director John E. Warnock Management For For

2 Amend Qualified Employee Stock Purchase Plan Management For For

3 Ratify KPMG LLP as Auditors Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

5 Report on Gender Pay Gap Shareholder Against Against

AIA GROUP LIMITED Meeting Date: MAY 29, 2020 Record Date: MAY 25, 2020 Meeting Type: ANNUAL

Page 3: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Ticker: 1299

Security ID: Y002A1105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Final Dividend Management For For

3 Elect Edmund Sze-Wing Tse as Director Management For For

4 Elect Jack Chak-Kwong So as Director Management For For

5 Elect Mohamed Azman Yahya Director Management For For

6Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix

Their RemunerationManagement For For

7AApprove Issuance of Equity or Equity-Linked Securities without Preemptive

RightsManagement For For

7B Authorize Repurchase of Issued Share Capital Management For For

8

Approve New Share Option Scheme and Terminate Existing Share Option

SchemeManagement For For

AMAZON.COM, INC. Meeting Date: MAY 27, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUALTicker: AMZN

Security ID: 023135106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Jeffrey P. Bezos Management For For

1b Elect Director Rosalind G. Brewer Management For For

1c Elect Director Jamie S. Gorelick Management For For

1d Elect Director Daniel P. Huttenlocher Management For For

1e Elect Director Judith A. McGrath Management For For

1f Elect Director Indra K. Nooyi Management For For

1g Elect Director Jonathan J. Rubinstein Management For For

1h Elect Director Thomas O. Ryder Management For For

1i Elect Director Patricia Q. Stonesifer Management For For

Page 4: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1j Elect Director Wendell P. Weeks Management For For

2 Ratify Ernst & Young LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Management For Against

5 Report on Management of Food Waste Shareholder Against Against

6Report on Customers' Use of its Surveillance and Computer Vision Products

or Cloud-Based ServicesShareholder Against For

7Report on Potential Human Rights Impacts of Customers' Use of

RekognitionShareholder Against Against

8 Report on Products Promoting Hate Speech and Sales of Offensive Products Shareholder Against For

9 Require Independent Board Chairman Shareholder Against Against

10 Report on Global Median Gender/Racial Pay Gap Shareholder Against Against

11

Report on Reducing Environmental and Health Harms to Communities of

ColorShareholder Against Against

12 Report on Viewpoint Discrimination Shareholder Against Against

13 Report on Promotion Velocity Shareholder Against Against

14 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For

15 Human Rights Risk Assessment Shareholder Against Against

16 Report on Lobbying Payments and Policy Shareholder Against Against

AMERICAN TOWER CORPORATION Meeting Date: MAY 18, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: AMT

Security ID: 03027X100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Thomas A. Bartlett Management For For

1b Elect Director Raymond P. Dolan Management For For

1c Elect Director Robert D. Hormats Management For For

1d Elect Director Gustavo Lara Cantu Management For For

1e Elect Director Grace D. Lieblein Management For For

Page 5: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1f Elect Director Craig Macnab Management For For

1g Elect Director JoAnn A. Reed Management For For

1h Elect Director Pamela D.A. Reeve Management For For

1i Elect Director David E. Sharbutt Management For For

1j Elect Director Bruce L. Tanner Management For For

1k Elect Director Samme L. Thompson Management For For

2 Ratify Deloitte & Touche LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Report on Political Contributions and Expenditures Shareholder Against Against

5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against

APPLE INC. Meeting Date: FEB 26, 2020 Record Date: JAN 02, 2020 Meeting Type: ANNUALTicker: AAPL

Security ID: 037833100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director James Bell Management For For

1b Elect Director Tim Cook Management For For

1c Elect Director Al Gore Management For For

1d Elect Director Andrea Jung Management For For

1e Elect Director Art Levinson Management For For

1f Elect Director Ron Sugar Management For For

1g Elect Director Sue Wagner Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Proxy Access Amendments Shareholder Against Against

5Assess Feasibility of Including Sustainability as a Performance Measure for

Senior Executive CompensationShareholder Against Against

6 Report on Freedom of Expression and Access to Information Policies Shareholder Against Against

Page 6: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

CHARTER COMMUNICATIONS, INC. Meeting Date: APR 28, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUALTicker: CHTR

Security ID: 16119P108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director W. Lance Conn Management For Against

1b Elect Director Kim C. Goodman Management For Against

1c Elect Director Craig A. Jacobson Management For Against

1d Elect Director Gregory B. Maffei Management For Against

1e Elect Director John D. Markley, Jr. Management For Against

1f Elect Director David C. Merritt Management For Against

1g Elect Director James E. Meyer Management For Against

1h Elect Director Steven A. Miron Management For Against

1i Elect Director Balan Nair Management For Against

1j Elect Director Michael A. Newhouse Management For Against

1k Elect Director Mauricio Ramos Management For Against

1l Elect Director Thomas M. Rutledge Management For Against

1m Elect Director Eric L. Zinterhofer Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

4 Require Independent Board Chairman Shareholder Against Against

CHIPOTLE MEXICAN GRILL, INC. Meeting Date: MAY 19, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUALTicker: CMG

Security ID: 169656105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Albert S. Baldocchi Management For For

Page 7: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1.1 Elect Director Albert S. Baldocchi Management For For

1.2 Elect Director Patricia Fili-Krushel Management For For

1.3 Elect Director Neil W. Flanzraich Management For For

1.4 Elect Director Robin Hickenlooper Management For For

1.5 Elect Director Scott Maw Management For For

1.6 Elect Director Ali Namvar Management For For

1.7 Elect Director Brian Niccol Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

4 Adopt Share Retention Policy For Senior Executives Shareholder Against Against

5 Require Independent Board Chair Shareholder Against For

6 Report on Employment-Related Arbitration Shareholder Against For

7 Provide Right to Act by Written Consent Shareholder Against Against

COSTAR GROUP, INC. Meeting Date: JUN 03, 2020 Record Date: APR 08, 2020 Meeting Type: ANNUALTicker: CSGP

Security ID: 22160N109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Michael R. Klein Management For For

1b Elect Director Andrew C. Florance Management For For

1c Elect Director Laura Cox Kaplan Management For For

1d Elect Director Michael J. Glosserman Management For For

1e Elect Director John W. Hill Management For For

1f Elect Director Robert W. Musslewhite Management For For

1g Elect Director Christopher J. Nassetta Management For For

1h Elect Director Louise S. Sams Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

Page 8: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

DANAHER CORPORATION Meeting Date: MAY 05, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: DHR

Security ID: 235851102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Linda Hefner Filler Management For For

1.2 Elect Director Thomas P. Joyce, Jr. Management For For

1.3 Elect Director Teri List-Stoll Management For Against

1.4 Elect Director Walter G. Lohr, Jr. Management For Against

1.5 Elect Director Jessica L. Mega Management For For

1.6 Elect Director Pardis C. Sabeti Management For For

1.7 Elect Director Mitchell P. Rales Management For For

1.8 Elect Director Steven M. Rales Management For For

1.9 Elect Director John T. Schwieters Management For Against

1.10 Elect Director Alan G. Spoon Management For Against

1.11 Elect Director Raymond C. Stevens Management For For

1.12 Elect Director Elias A. Zerhouni Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against

DASSAULT SYSTEMES SA Meeting Date: MAY 26, 2020 Record Date: MAY 22, 2020 Meeting Type: ANNUAL/SPECIALTicker: DSY

Security ID: F2457H472

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Consolidated Financial Statements and Statutory Reports Management For For

Page 9: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

2 Approve Consolidated Financial Statements and Statutory Reports Management For For

3 Approve Allocation of Income and Dividends of EUR 0.70 per Share Management For For

4

Approve Auditors' Special Report on Related-Party Transactions Mentioning

the Absence of New TransactionsManagement For For

5 Approve Remuneration Policy of Corporate Officers Management For For

6 Approve Compensation of Charles Edelstenne, Chairman of the Board Management For For

7 Approve Compensation of Bernard Charles, Vice-Chairman and CEO Management For Against

8 Approve Compensation Report of Corporate Officers Management For For

9 Reelect Marie-Helene Habert-Dassault as Director Management For For

10 Reelect Laurence Lescourret as Director Management For For

11Approve Remuneration of Directors in the Aggregate Amount of EUR

800,000Management For For

12 Authorize Repurchase of Up to 5 Million Shares Management For For

13 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For

14 Amend Articles 14, 16 and 19 of Bylaws to Comply with Legal Changes Management For For

15 Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plans Management For Against

16 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For

17 Delegate Power to the Board to Carry Mergers by Absorption Management For Against

18Pursuant to Item 17 Above, Delegate Power to the Board to Issue Shares in

Connection with Mergers by AbsorptionManagement For Against

19 Delegate Power to the Board to Carry Spin-Off Agreements Management For Against

20

Pursuant to Item 19 Above, Delegate Power to the Board to Issue Shares in

Connection with Spin-Off AgreementsManagement For Against

21 Delegate Power to the Board to Acquire Certain Assets of Another Company Management For Against

22

Pursuant to Item 21 Above, Delegate Power to the Board to Issue Shares in

Connection with AcquisitionsManagement For Against

23 Authorize Filing of Required Documents/Other Formalities Management For For

DEXCOM, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: DXCM

Page 10: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Security ID: 252131107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Richard A. Collins Management For For

1b Elect Director Mark G. Foletta Management For For

1c Elect Director Eric J. Topol Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

DOCUSIGN, INC. Meeting Date: MAY 29, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: DOCU

Security ID: 256163106

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Cynthia Gaylor Management For Withhold

1.2 Elect Director S. Steven Singh Management For Withhold

2 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

EDENRED SA Meeting Date: MAY 07, 2020 Record Date: MAY 05, 2020 Meeting Type: ANNUAL/SPECIALTicker: EDEN

Security ID: F3192L109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Consolidated Financial Statements and Statutory Reports Management For For

3 Approve Allocation of Income and Dividends of EUR 0.70 per Share Management For For

4 Approve Stock Dividend Program Management For For

5 Reelect Jean-Paul Bailly as Director Management For For

Page 11: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

5 Reelect Jean-Paul Bailly as Director Management For For

6 Reelect Dominique D Hinnin as Director Management For For

7 Elect Alexandre de Juniac as Director Management For For

8 Approve Remuneration Policy of Chairman and CEO Management For For

9 Approve Remuneration Policy of Board Members Management For For

10

Approve Remuneration of Directors in the Aggregate Amount of EUR

700,000Management For For

11 Approve Compensation Report of Corporate Officers Management For For

12 Approve Compensation of Bertrand Dumazy, Chairman and CEO Management For For

13

Approve Auditors' Special Report on Related-Party Transactions Mentioning

the Absence of New ConventionsManagement For For

14 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

15 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For

16Authorize Issuance of Equity or Equity-Linked Securities with Preemptive

Rights up to Aggregate Nominal Amount of EUR 160,515,205Management For For

17Authorize Issuance of Equity or Equity-Linked Securities without Preemptive

Rights up to Aggregate Nominal Amount of EUR 24,320,485Management For For

18Approve Issuance of Equity or Equity-Linked Securities for Qualified

Investors, up to Aggregate Nominal Amount of EUR 24,320,485Management For For

19Authorize Board to Increase Capital in the Event of Additional Demand

Related to Delegation Submitted to Shareholder Vote AboveManagement For For

20Authorize Capital Increase of up to 5 Percent of Issued Capital for

Contributions in KindManagement For For

21Authorize Capitalization of Reserves of Up to EUR 160,515,205 for Bonus

Issue or Increase in Par ValueManagement For For

22 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For

23

Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock

Plans Within Performance Conditions AttachedManagement For For

24 Amend Article 15 of Bylaws Re: Board Deliberation Management For For

25

Amend Articles 1, 3, 4, 5, 7, 8, 9, 10, 12, 13, 14, 16, 17, 18, 19, 20, 21, 22, 23,

24, 26, 27 of Bylaws to Comply with Legal ChangesManagement For For

26 Authorize Filing of Required Documents/Other Formalities Management For For

Page 12: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

EDWARDS LIFESCIENCES CORPORATION Meeting Date: MAY 07, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: EW

Security ID: 28176E108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Michael A. Mussallem Management For For

1b Elect Director Kieran T. Gallahue Management For Against

1c Elect Director Leslie S. Heisz Management For For

1d Elect Director William J. Link Management For For

1e Elect Director Steven R. Loranger Management For For

1f Elect Director Martha H. Marsh Management For For

1g Elect Director Ramona Sequeira Management For For

1h Elect Director Nicholas J. Valeriani Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Approve Non-Employee Director Omnibus Stock Plan Management For For

4 Approve Stock Split Management For For

5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

6 Provide Right to Act by Written Consent Shareholder Against Against

ESTEE LAUDER COMPANIES INC. Meeting Date: NOV 15, 2019 Record Date: SEP 16, 2019 Meeting Type: ANNUALTicker: EL

Security ID: 518439104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Ronald S. Lauder Management For Abstain

2 Elect William P. Lauder Management For Abstain

3 Elect Richard D. Parsons Management For Abstain

4 Elect Lynn Forester de Rothschild Management For Abstain

5 Elect Jennifer Tejada Management For Abstain

Page 13: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

5 Elect Jennifer Tejada Management For Abstain

6 Elect Richard F. Zannino Management For Abstain

7 Ratification of Auditor Management For For

8 Advisory Vote on Executive Compensation Management For For

9 Amendment to the 2002 Share Incentive Plan Management For For

FACEBOOK, INC. Meeting Date: MAY 27, 2020 Record Date: APR 03, 2020 Meeting Type: ANNUALTicker: FB

Security ID: 30303M102

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Peggy Alford Management For For

1.2 Elect Director Marc L. Andreessen Management For Withhold

1.3 Elect Director Andrew W. Houston Management For For

1.4 Elect Director Nancy Killefer Management For For

1.5 Elect Director Robert M. Kimmitt Management For Withhold

1.6 Elect Director Sheryl K. Sandberg Management For For

1.7 Elect Director Peter A. Thiel Management For Withhold

1.8 Elect Director Tracey T. Travis Management For For

1.9 Elect Director Mark Zuckerberg Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Approve Non-Employee Director Compensation Policy Management For Against

4 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For

5 Require Independent Board Chair Shareholder Against For

6 Require a Majority Vote for the Election of Directors Shareholder Against For

7 Report on Political Advertising Shareholder Against For

8Require Independent Director Nominee with Human and/or Civil Rights

ExperienceShareholder Against Against

9 Report on Civil and Human Rights Risk Assessment Shareholder Against Against

10 Report on Online Child Sexual Exploitation Shareholder Against For

Page 14: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

10 Report on Online Child Sexual Exploitation Shareholder Against For

11 Report on Median Gender/Racial Pay Gap Shareholder Against Against

FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: MAY 28, 2020 Record Date: APR 01, 2020 Meeting Type: ANNUALTicker: FIS

Security ID: 31620M106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Lee Adrean Management For For

1b Elect Director Ellen R. Alemany Management For For

1c Elect Director Lisa A. Hook Management For For

1d Elect Director Keith W. Hughes Management For For

1e Elect Director Gary L. Lauer Management For For

1f Elect Director Gary A. Norcross Management For For

1g Elect Director Louise M. Parent Management For For

1h Elect Director Brian T. Shea Management For For

1i Elect Director James B. Stallings, Jr. Management For For

1j Elect Director Jeffrey E. Stiefler Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

IDEXX LABORATORIES, INC. Meeting Date: MAY 06, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: IDXX

Security ID: 45168D104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Rebecca M. Henderson Management For For

1b Elect Director Lawrence D. Kingsley Management For For

1c Elect Director Sophie V. Vandebroek Management For For

Page 15: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1c Elect Director Sophie V. Vandebroek Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

INTUITIVE SURGICAL, INC. Meeting Date: APR 23, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUALTicker: ISRG

Security ID: 46120E602

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Craig H. Barratt Management For For

1b Elect Director Joseph C. Beery Management For For

1c Elect Director Gary S. Guthart Management For For

1d Elect Director Amal M. Johnson Management For For

1e Elect Director Don R. Kania Management For For

1f Elect Director Amy L. Ladd Management For For

1g Elect Director Keith R. Leonard, Jr. Management For For

1h Elect Director Alan J. Levy Management For For

1i Elect Director Jami Dover Nachtsheim Management For For

1j Elect Director Mark J. Rubash Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Amend Omnibus Stock Plan Management For For

5 Eliminate Supermajority Vote Requirement Management For For

6 Provide Right to Call Special Meeting Management For For

IQVIA HOLDINGS INC. Meeting Date: APR 06, 2020 Record Date: FEB 12, 2020 Meeting Type: ANNUALTicker: IQV

Security ID: 46266C105

Page 16: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Carol J. Burt Management For For

1.2 Elect Director Colleen A. Goggins Management For For

1.3 Elect Director Ronald A. Rittenmeyer Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

LINDE PLC Meeting Date: JUL 26, 2019 Record Date: APR 29, 2019 Meeting Type: ANNUALTicker: LIN

Security ID: 74005P104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Wolfgang Reitzle Management For For

2 Elect Stephen F. Angel Management For For

3 Elect Ann-Kristin Achleitner Management For For

4 Elect Clemens A.H. Borsig Management For For

5 Elect Nance K. Dicciani Management For For

6 Elect Thomas Enders Management For For

7 Elect Franz Fehrenbach Management For For

8 Elect Edward G. Galante Management For For

9 Elect Larry D. McVay Management For For

10 Elect Victoria Ossadnik Management For For

11 Elect Martin H. Richenhagen Management For For

12 Elect Robert L. Wood Management For For

13 Ratification of PricewaterhouseCoopers Management For For

14 Authority to Set Auditor's Fees Management For For

15 Authority to Set Price Range for Re-Issuance of Treasury Shares Management For For

16 Advisory Vote on Executive Compensation Management For For

17 Frequency of Advisory Vote on Executive Compensation Management 1 Year

1

Page 17: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

17 Frequency of Advisory Vote on Executive Compensation Management 1 Year

1

Year

LIVE NATION ENTERTAINMENT, INC. Meeting Date: JUN 03, 2020 Record Date: APR 07, 2020 Meeting Type: ANNUALTicker: LYV

Security ID: 538034109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Maverick Carter Management For Against

1.2 Elect Director Ariel Emanuel Management For Against

1.3 Elect Director Ping Fu Management For Against

1.4 Elect Director Jeffrey T. Hinson Management For Against

1.5 Elect Director Chad Hollingsworth Management For For

1.6 Elect Director James Iovine Management For Against

1.7 Elect Director James S. Kahan Management For Against

1.8 Elect Director Gregory B. Maffei Management For Against

1.9 Elect Director Randall T. Mays Management For Against

1.10 Elect Director Michael Rapino Management For Against

1.11 Elect Director Mark S. Shapiro Management For Against

1.12 Elect Director Dana Walden Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

LONDON STOCK EXCHANGE GROUP PLC Meeting Date: APR 21, 2020 Record Date: APR 17, 2020 Meeting Type: ANNUALTicker: LSE

Security ID: G5689U103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Final Dividend Management For For

Page 18: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

2 Approve Final Dividend Management For For

3 Approve Remuneration Report Management For For

4 Approve Remuneration Policy Management For For

5 Re-elect Jacques Aigrain as Director Management For For

6 Re-elect Marshall Bailey as Director Management For For

7 Re-elect Kathleen DeRose as Director Management For For

8 Re-elect Cressida Hogg as Director Management For For

9 Re-elect Raffaele Jerusalmi as Director Management For For

10 Re-elect Stephen O'Connor as Director Management For For

11 Re-elect Val Rahmani as Director Management For For

12 Re-elect Don Robert as Director Management For For

13 Re-elect David Schwimmer as Director Management For For

14 Re-elect Andrea Sironi as Director Management For For

15 Re-elect David Warren as Director Management For For

16 Elect Dominic Blakemore as Director Management For For

17 Reappoint Ernst & Young LLP as Auditors Management For For

18 Authorise Board to Fix Remuneration of Auditors Management For For

19 Authorise Issue of Equity Management For For

20 Authorise EU Political Donations and Expenditure Management For For

21 Approve Deferred Bonus Plan Management For For

22 Authorise Issue of Equity without Pre-emptive Rights Management For For

23Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

24 Authorise Market Purchase of Ordinary Shares Management For For

25 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

LONZA GROUP AG Meeting Date: APR 28, 2020 Record Date: Meeting Type: ANNUALTicker: LONN

Security ID: H50524133

Page 19: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For

Did

Not

Vote

2 Approve Remuneration Report Management For

Did

Not

Vote

3 Approve Discharge of Board and Senior Management Management For

Did

Not

Vote

4 Approve Allocation of Income and Dividends of CHF 2.75 per Share Management For

Did

Not

Vote

5.1.1 Reelect Werner Bauer as Director Management For

Did

Not

Vote

5.1.2 Reelect Albert Baehny as Director Management For

Did

Not

Vote

5.1.3 Reelect Angelica Kohlmann as Director Management For

Did

Not

Vote

5.1.4 Reelect Christoph Maeder as Director Management For

Did

Not

Vote

5.1.5 Reelect Barbara Richmond as Director Management For

Did

Not

Vote

5.1.6 Reelect Juergen Steinemann as Director Management For

Did

Not

Vote

5.1.7 Reelect Olivier Verscheure as Director Management For

Did

Not

Vote

5.2.1 Elect Dorothee Deuring as Director Management For

Did

Not

Page 20: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

5.2.1 Elect Dorothee Deuring as Director Management For

Not

Vote

5.2.2 Elect Moncef Slaoui as Director Management For

Did

Not

Vote

5.3 Reelect Albert Baehny as Board Chairman Management For

Did

Not

Vote

5.4.1Reappoint Angelica Kohlmann as Member of the Nomination and

Compensation CommitteeManagement For

Did

Not

Vote

5.4.2Reappoint Christoph Maeder as Member of the Nomination and

Compensation Committee

Management For

Did

Not

Vote

5.4.3Reappoint Juergen Steinemann as Member of the Nomination and

Compensation Committee

Management For

Did

Not

Vote

6 Ratify KPMG Ltd as Auditors Management For

Did

Not

Vote

7 Designate ThomannFischer as Independent Proxy Management For

Did

Not

Vote

8 Approve Remuneration of Directors in the Amount of CHF 2.9 Million Management For

Did

Not

Vote

9.1Approve Fixed Remuneration of Executive Committee in the Amount of CHF

5.8 Million for the Period July 1, 2020 - June 30, 2021

Management For

Did

Not

Vote

9.2Approve Variable Short-Term Remuneration of Executive Committee in the

Amount of CHF 4 Million for Fiscal 2019

Management For

Did

Not

Vote

9.3Approve Variable Long-Term Remuneration of Executive Committee in the

Amount of CHF 12 Million for Fiscal 2020

Management For

Did

Not

Vote

10 Transact Other Business (Voting) Management For

Did

Not

Page 21: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

10 Transact Other Business (Voting) Management ForNot

Vote

LULULEMON ATHLETICA INC. Meeting Date: JUN 03, 2020 Record Date: APR 08, 2020 Meeting Type: ANNUALTicker: LULU

Security ID: 550021109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Michael Casey Management For For

1b Elect Director Glenn Murphy Management For For

1c Elect Director David M. Mussafer Management For For

1d Elect Director Stephanie Ferris Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Adopt Policy to Eliminate the Sale of Items Containing Down Feathers Shareholder Against Against

MASTERCARD INCORPORATED Meeting Date: JUN 16, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUALTicker: MA

Security ID: 57636Q104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Richard Haythornthwaite Management For For

1b Elect Director Ajay Banga Management For For

1c Elect Director Richard K. Davis Management For For

1d Elect Director Steven J. Freiberg Management For For

1e Elect Director Julius Genachowski Management For For

1f Elect Director Choon Phong Goh Management For For

1g Elect Director Merit E. Janow Management For For

1h Elect Director Oki Matsumoto Management For For

Page 22: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1h Elect Director Oki Matsumoto Management For For

1i Elect Director Youngme Moon Management For For

1j Elect Director Rima Qureshi Management For For

1k Elect Director Jose Octavio Reyes Lagunes Management For For

1l Elect Director Gabrielle Sulzberger Management For For

1m Elect Director Jackson Tai Management For For

1n Elect Director Lance Uggla Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

MERCK & CO., INC. Meeting Date: MAY 26, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUALTicker: MRK

Security ID: 58933Y105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Leslie A. Brun Management For For

1b Elect Director Thomas R. Cech Management For For

1c Elect Director Mary Ellen Coe Management For For

1d Elect Director Pamela J. Craig Management For For

1e Elect Director Kenneth C. Frazier Management For For

1f Elect Director Thomas H. Glocer Management For For

1g Elect Director Risa J. Lavizzo-Mourey Management For For

1h Elect Director Paul B. Rothman Management For For

1i Elect Director Patricia F. Russo Management For For

1j Elect Director Christine E. Seidman Management For For

1k Elect Director Inge G. Thulin Management For For

1l Elect Director Kathy J. Warden Management For For

1m Elect Director Peter C. Wendell Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

Page 23: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Provide Right to Act by Written Consent Shareholder Against Against

5 Report on Corporate Tax Savings Allocation Shareholder Against Against

MICROSOFT CORPORATION Meeting Date: DEC 04, 2019 Record Date: OCT 08, 2019 Meeting Type: ANNUALTicker: MSFT

Security ID: 594918104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect William H. Gates III Management For For

2 Elect Reid G. Hoffman Management For For

3 Elect Hugh F. Johnston Management For For

4 Elect Teri L. List-Stoll Management For For

5 Elect Satya Nadella Management For For

6 Elect Sandra E. Peterson Management For For

7 Elect Penny S. Pritzker Management For For

8 Elect Charles W. Scharf Management For For

9 Elect Arne M. Sorenson Management For For

10 Elect John W. Stanton Management For For

11 Elect John W. Thompson Management For For

12 Elect Emma N. Walmsley Management For For

13 Elect Padmasree Warrior Management For For

14 Advisory Vote on Executive Compensation Management For For

15 Ratification of Auditor Management For For

16

Shareholder Proposal Regarding Report on Non-Management Employee

Representation on the BoardShareholder Against Against

17 Shareholder Proposal Regarding Median Gender Pay Equity Report Shareholder Against Against

NETFLIX, INC. Meeting Date: JUN 04, 2020 Record Date: APR 08, 2020

Page 24: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Meeting Type: ANNUALTicker: NFLX

Security ID: 64110L106

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1a Elect Director Reed Hastings Management For Withhold

1b Elect Director Jay C. Hoag Management For Withhold

1c Elect Director Mathias Dopfner Management For Withhold

2 Ratify Ernst & Young LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

4 Approve Omnibus Stock Plan Management For For

5 Report on Political Contributions Shareholder Against For

6 Adopt Simple Majority Vote Shareholder Against For

7 Report on Risks of Omitting Viewpoint and Ideology from EEO Policy Shareholder Against Against

NIKE, INC. Meeting Date: SEP 19, 2019 Record Date: JUL 19, 2019 Meeting Type: ANNUALTicker: NKE

Security ID: 654106103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Alan B. Graf, Jr. Management For For

1.2 Elect Peter B. Henry Management For For

1.3 Elect Michelle Peluso Management For For

2 Advisory Vote on Executive Compensation Management For For

3 Ratification of Auditor Management For For

NORTHROP GRUMMAN CORPORATION Meeting Date: MAY 20, 2020 Record Date: MAR 24, 2020 Meeting Type: ANNUALTicker: NOC

Security ID: 666807102

Page 25: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Kathy J. Warden Management For For

1.2 Elect Director Marianne C. Brown Management For For

1.3 Elect Director Donald E. Felsinger Management For For

1.4 Elect Director Ann M. Fudge Management For For

1.5 Elect Director Bruce S. Gordon Management For For

1.6 Elect Director William H. Hernandez Management For For

1.7 Elect Director Madeleine A. Kleiner Management For For

1.8 Elect Director Karl J. Krapek Management For For

1.9 Elect Director Gary Roughead Management For For

1.10 Elect Director Thomas M. Schoewe Management For For

1.11 Elect Director James S. Turley Management For For

1.12 Elect Director Mark A. Welsh, III Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Report on Human Rights Impact Assessment Shareholder Against Against

5Reduce Ownership Threshold for Shareholders to Request Action by Written

ConsentShareholder Against Against

NVIDIA CORPORATION Meeting Date: JUN 09, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUALTicker: NVDA

Security ID: 67066G104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Robert K. Burgess Management For For

1b Elect Director Tench Coxe Management For For

1c Elect Director Persis S. Drell Management For For

1d Elect Director Jen-Hsun Huang Management For For

1e Elect Director Dawn Hudson Management For For

Page 26: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1e Elect Director Dawn Hudson Management For For

1f Elect Director Harvey C. Jones Management For For

1g Elect Director Michael G. McCaffery Management For For

1h Elect Director Stephen C. Neal Management For For

1i Elect Director Mark L. Perry Management For For

1j Elect Director A. Brooke Seawell Management For For

1k Elect Director Mark A. Stevens Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Amend Omnibus Stock Plan Management For For

5 Amend Qualified Employee Stock Purchase Plan Management For For

OPORTUN FINANCIAL CORPORATION Meeting Date: JUN 03, 2020 Record Date: APR 15, 2020 Meeting Type: ANNUALTicker: OPRT

Security ID: 68376D104

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1a Elect Director Jo Ann Barefoot Management For Withhold

1b Elect Director David Strohm Management For Withhold

2 Ratify Deloitte & Touche, LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Advisory Vote on Say on Pay Frequency Management One YearOne

Year

PAYPAL HOLDINGS, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUALTicker: PYPL

Security ID: 70450Y103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Rodney C. Adkins Management For For

Page 27: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1a Elect Director Rodney C. Adkins Management For For

1b Elect Director Jonathan Christodoro Management For For

1c Elect Director John J. Donahoe Management For For

1d Elect Director David W. Dorman Management For For

1e Elect Director Belinda J. Johnson Management For For

1f Elect Director Gail J. McGovern Management For For

1g Elect Director Deborah M. Messemer Management For For

1h Elect Director David M. Moffett Management For For

1i Elect Director Ann M. Sarnoff Management For For

1j Elect Director Daniel H. Schulman Management For For

1k Elect Director Frank D. Yeary Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Provide Right to Act by Written Consent Shareholder Against Against

5 Adopt Human and Indigenous People's Rights Policy Shareholder Against Against

PLANET FITNESS, INC. Meeting Date: APR 30, 2020 Record Date: MAR 03, 2020 Meeting Type: ANNUALTicker: PLNT

Security ID: 72703H101

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Stephen Spinelli, Jr. Management For Withhold

1.2 Elect Director Enshalla Anderson Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

REGENERON PHARMACEUTICALS, INC. Meeting Date: JUN 12, 2020 Record Date: APR 14, 2020 Meeting Type: ANNUAL

Page 28: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Ticker: REGN

Security ID: 75886F107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director N. Anthony Coles Management For For

1b Elect Director Joseph L. Goldstein Management For For

1c Elect Director Christine A. Poon Management For For

1d Elect Director P. Roy Vagelos Management For For

1e Elect Director Huda Y. Zoghbi Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Amend Omnibus Stock Plan Management For Against

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

RINGCENTRAL, INC. Meeting Date: JUN 05, 2020 Record Date: APR 24, 2020 Meeting Type: ANNUALTicker: RNG

Security ID: 76680R206

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1a Elect Director Vladimir Shmunis Management For For

1b Elect Director Kenneth Goldman Management For Withhold

1c Elect Director Michelle McKenna Management For For

1d Elect Director Godfrey Sullivan Management For For

1e Elect Director Robert Theis Management For For

1f Elect Director Allan Thygesen Management For For

1g Elect Director Neil Williams Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

ROPER TECHNOLOGIES, INC. Meeting Date: JUN 08, 2020 Record Date: APR 13, 2020

Page 29: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Meeting Type: ANNUALTicker: ROP

Security ID: 776696106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Shellye L. Archambeau Management For For

1.2 Elect Director Amy Woods Brinkley Management For For

1.3 Elect Director John F. Fort, III Management For For

1.4 Elect Director L. Neil Hunn Management For For

1.5 Elect Director Robert D. Johnson Management For For

1.6 Elect Director Robert E. Knowling, Jr. Management For For

1.7 Elect Director Wilbur J. Prezzano Management For For

1.8 Elect Director Laura G. Thatcher Management For For

1.9 Elect Director Richard F. Wallman Management For For

1.10 Elect Director Christopher Wright Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Approve Non-Employee Director Compensation Plan Management For For

S&P GLOBAL INC. Meeting Date: MAY 13, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: SPGI

Security ID: 78409V104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Marco Alvera Management For For

1.2 Elect Director William J. Amelio Management For For

1.3 Elect Director William D. Green Management For For

1.4 Elect Director Charles E. Haldeman, Jr. Management For For

1.5 Elect Director Stephanie C. Hill Management For For

1.6 Elect Director Rebecca J. Jacoby Management For For

1.7 Elect Director Monique F. Leroux Management For Against

Page 30: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1.7 Elect Director Monique F. Leroux Management For Against

1.8 Elect Director Maria R. Morris Management For For

1.9 Elect Director Douglas L. Peterson Management For For

1.10 Elect Director Edward B. Rust, Jr. Management For For

1.11 Elect Director Kurt L. Schmoke Management For For

1.12 Elect Director Richard E. Thornburgh Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Provide Directors May Be Removed With or Without Cause Management For For

4 Ratify Ernst & Young LLP as Auditors Management For For

SALESFORCE.COM, INC. Meeting Date: JUN 11, 2020 Record Date: APR 16, 2020 Meeting Type: ANNUALTicker: CRM

Security ID: 79466L302

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Marc Benioff Management For For

1b Elect Director Craig Conway Management For For

1c Elect Director Parker Harris Management For For

1d Elect Director Alan Hassenfeld Management For For

1e Elect Director Neelie Kroes Management For For

1f Elect Director Colin Powell Management For For

1g Elect Director Sanford Robertson Management For For

1h Elect Director John V. Roos Management For For

1i Elect Director Robin Washington Management For For

1j Elect Director Maynard Webb Management For For

1k Elect Director Susan Wojcicki Management For For

2 Amend Omnibus Stock Plan Management For Against

3 Amend Qualified Employee Stock Purchase Plan Management For For

4 Ratify Ernst & Young LLP as Auditors Management For For

5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

Page 31: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

6 Provide Right to Act by Written Consent Shareholder Against Against

SEATTLE GENETICS, INC. Meeting Date: MAY 15, 2020 Record Date: MAR 19, 2020 Meeting Type: ANNUALTicker: SGEN

Security ID: 812578102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director David W. Gryska Management For For

1.2 Elect Director John A. Orwin Management For For

1.3 Elect Director Alpna H. Seth Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Omnibus Stock Plan Management For For

4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

TARGET CORPORATION Meeting Date: JUN 10, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUALTicker: TGT

Security ID: 87612E106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Douglas M. Baker, Jr. Management For For

1b Elect Director George S. Barrett Management For For

1c Elect Director Brian C. Cornell Management For For

1d Elect Director Calvin Darden Management For For

1e Elect Director Robert L. Edwards Management For For

1f Elect Director Melanie L. Healey Management For For

1g Elect Director Donald R. Knauss Management For For

1h Elect Director Monica C. Lozano Management For For

1i Elect Director Mary E. Minnick Management For For

Page 32: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1i Elect Director Mary E. Minnick Management For For

1j Elect Director Kenneth L. Salazar Management For Against

1k Elect Director Dmitri L. Stockton Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Approve Omnibus Stock Plan Management For For

TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 23, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: TXN

Security ID: 882508104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Mark A. Blinn Management For For

1b Elect Director Todd M. Bluedorn Management For For

1c Elect Director Janet F. Clark Management For For

1d Elect Director Carrie S. Cox Management For For

1e Elect Director Martin S. Craighead Management For For

1f Elect Director Jean M. Hobby Management For For

1g Elect Director Michael D. Hsu Management For For

1h Elect Director Ronald Kirk Management For For

1i Elect Director Pamela H. Patsley Management For For

1j Elect Director Robert E. Sanchez Management For For

1k Elect Director Richard k. Templeton Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

THE BOEING COMPANY Meeting Date: APR 27, 2020 Record Date: FEB 27, 2020 Meeting Type: ANNUALTicker: BA

Page 33: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Security ID: 097023105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Robert A. Bradway Management For For

1b Elect Director David L. Calhoun Management For For

1c Elect Director Arthur D. Collins, Jr. Management For Against

1d Elect Director Edmund P. Giambastiani, Jr. Management For Against

1e Elect Director Lynn J. Good Management For For

1f Elect Director Nikki R. Haley - Withdrawn Resolution Management None None

1g Elect Director Akhil Johri Management For For

1h Elect Director Lawrence W. Kellner Management For For

1i Elect Director Caroline B. Kennedy Management For For

1j Elect Director Steven M. Mollenkopf Management For For

1k Elect Director John M. Richardson Management For For

1l Elect Director Susan C. Schwab Management For Against

1m Elect Director Ronald A. Williams Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Require Director Nominee Qualifications Shareholder Against Against

5 Report on Lobbying Payments and Policy Shareholder Against For

6 Require Independent Board Chairman Shareholder Against For

7 Provide Right to Act by Written Consent Shareholder Against Against

8 Adopt Share Retention Policy For Senior Executives Shareholder Against Against

9 Increase Disclosure of Compensation Adjustments Shareholder Against Against

THE COOPER COMPANIES, INC. Meeting Date: MAR 18, 2020 Record Date: JAN 23, 2020 Meeting Type: ANNUALTicker: COO

Security ID: 216648402

Proposal No Proposal Proposed By Management Vote

Page 34: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Recommendation Cast1.1 Elect Director A. Thomas Bender Management For For

1.2 Elect Director Colleen E. Jay Management For For

1.3 Elect Director William A. Kozy Management For For

1.4 Elect Director Jody S. Lindell Management For For

1.5 Elect Director Gary S. Petersmeyer Management For For

1.6 Elect Director Allan E. Rubenstein Management For For

1.7 Elect Director Robert S. Weiss Management For For

1.8 Elect Director Albert G. White, III Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Approve Non-Employee Director Omnibus Stock Plan Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

THE HOME DEPOT, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: HD

Security ID: 437076102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Gerard J. Arpey Management For For

1b Elect Director Ari Bousbib Management For For

1c Elect Director Jeffery H. Boyd Management For For

1d Elect Director Gregory D. Brenneman Management For For

1e Elect Director J. Frank Brown Management For For

1f Elect Director Albert P. Carey Management For For

1g Elect Director Helena B. Foulkes Management For For

1h Elect Director Linda R. Gooden Management For For

1i Elect Director Wayne M. Hewett Management For For

1j Elect Director Manuel Kadre Management For For

1k Elect Director Stephanie C. Linnartz Management For For

1l Elect Director Craig A. Menear Management For For

Page 35: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1l Elect Director Craig A. Menear Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Shareholder Written Consent Provisions Shareholder Against Against

5 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder Against For

6 Adopt Share Retention Policy For Senior Executives Shareholder Against Against

7 Report on Congruency Political Analysis and Electioneering Expenditures Shareholder Against For

THE SHERWIN-WILLIAMS COMPANY Meeting Date: APR 22, 2020 Record Date: FEB 27, 2020 Meeting Type: ANNUALTicker: SHW

Security ID: 824348106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Kerrii B. Anderson Management For For

1.2 Elect Director Arthur F. Anton Management For For

1.3 Elect Director Jeff M. Fettig Management For For

1.4 Elect Director Richard J. Kramer Management For For

1.5 Elect Director Susan J. Kropf Management For For

1.6 Elect Director John G. Morikis Management For For

1.7 Elect Director Christine A. Poon Management For For

1.8 Elect Director Michael H. Thaman Management For For

1.9 Elect Director Matthew Thornton, III Management For For

1.10 Elect Director Steven H. Wunning Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

TRANSDIGM GROUP INCORPORATED Meeting Date: OCT 03, 2019 Record Date: AUG 16, 2019 Meeting Type: SPECIALTicker: TDG

Page 36: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Security ID: 893641100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approval of the 2019 Stock Option Plan Management For For

TRANSDIGM GROUP INCORPORATED Meeting Date: JUN 29, 2020 Record Date: MAY 04, 2020 Meeting Type: ANNUALTicker: TDG

Security ID: 893641100

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director David Barr Management For For

1.2 Elect Director William Dries *Withdrawn Resolution* Management None None

1.3 Elect Director Mervin Dunn Management For Withhold

1.4 Elect Director Michael S. Graff Management For Withhold

1.5 Elect Director Sean P. Hennessy Management For Withhold

1.6 Elect Director W. Nicholas Howley Management For For

1.7 Elect Director Raymond F. Laubenthal Management For For

1.8 Elect Director Gary E. McCullough Management For For

1.9 Elect Director Michele Santana Management For For

1.10 Elect Director Robert J. Small Management For Withhold

1.11 Elect Director John Staer Management For For

1.12 Elect Director Kevin Stein Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify Ernst & Young LLP as Auditors Management For For

4 Adopt Quantitative Company-wide GHG Goals Shareholder Against For

UNION PACIFIC CORPORATION Meeting Date: MAY 14, 2020 Record Date: MAR 20, 2020 Meeting Type: ANNUALTicker: UNP

Page 37: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Security ID: 907818108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Andrew H. Card, Jr. Management For For

1b Elect Director William J. DeLaney Management For For

1c Elect Director David B. Dillon Management For For

1d Elect Director Lance M. Fritz Management For For

1e Elect Director Deborah C. Hopkins Management For For

1f Elect Director Jane H. Lute Management For For

1g Elect Director Michael R. McCarthy Management For For

1h Elect Director Thomas F. McLarty, III Management For For

1i Elect Director Bhavesh V. Patel Management For For

1j Elect Director Jose H. Villarreal Management For For

1k Elect Director Christopher J. Williams Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Require Independent Board Chairman Shareholder Against Against

5 Report on Climate Change Shareholder Against Against

UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 01, 2020 Record Date: APR 07, 2020 Meeting Type: ANNUALTicker: UNH

Security ID: 91324P102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Richard T. Burke Management For For

1b Elect Director Timothy P. Flynn Management For For

1c Elect Director Stephen J. Hemsley Management For For

1d Elect Director Michele J. Hooper Management For For

1e Elect Director F. William McNabb, III Management For For

1f Elect Director Valerie C. Montgomery Rice Management For For

Page 38: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1f Elect Director Valerie C. Montgomery Rice Management For For

1g Elect Director John H. Noseworthy Management For For

1h Elect Director Glenn M. Renwick Management For For

1i Elect Director David S. Wichmann Management For For

1j Elect Director Gail R. Wilensky Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Approve Omnibus Stock Plan Management For For

5

Require Shareholder Approval of Bylaw Amendments Adopted by the Board

of DirectorsShareholder Against Against

VERTEX PHARMACEUTICALS INCORPORATED Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUALTicker: VRTX

Security ID: 92532F100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Sangeeta N. Bhatia Management For For

1.2 Elect Director Lloyd Carney Management For For

1.3 Elect Director Alan Garber Management For For

1.4 Elect Director Terrence Kearney Management For For

1.5 Elect Director Reshma Kewalramani Management For For

1.6 Elect Director Yuchun Lee Management For For

1.7 Elect Director Jeffrey M. Leiden Management For For

1.8 Elect Director Margaret G. McGlynn Management For For

1.9 Elect Director Diana McKenzie Management For For

1.10 Elect Director Bruce I. Sachs Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Report on Lobbying Payments and Policy Shareholder Against For

Page 39: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

WALMART INC. Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUALTicker: WMT

Security ID: 931142103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Cesar Conde Management For For

1b Elect Director Timothy P. Flynn Management For For

1c Elect Director Sarah J. Friar Management For For

1d Elect Director Carla A. Harris Management For For

1e Elect Director Thomas W. Horton Management For For

1f Elect Director Marissa A. Mayer Management For For

1g Elect Director C. Douglas McMillon Management For For

1h Elect Director Gregory B. Penner Management For For

1i Elect Director Steven S Reinemund Management For For

1j Elect Director S. Robson Walton Management For For

1k Elect Director Steuart L. Walton Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

4 Amend Qualified Employee Stock Purchase Plan Management For For

5 Report on Impacts of Single-Use Plastic Bags Shareholder Against For

6 Report on Supplier Antibiotics Use Standards Shareholder Against Against

7 Adopt Policy to Include Hourly Associates as Director Candidates Shareholder Against Against

8 Report on Strengthening Prevention of Workplace Sexual Harassment Shareholder Against For

WASTE CONNECTIONS, INC. Meeting Date: MAY 15, 2020 Record Date: MAR 19, 2020 Meeting Type: ANNUAL/SPECIALTicker: WCN

Security ID: 94106B101

Management Vote

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Proposal No Proposal Proposed By Recommendation Cast

1.1 Elect Director Ronald J. Mittelstaedt Management For For

1.2 Elect Director Edward E. "Ned" Guillet Management For For

1.3 Elect Director Michael W. Harlan Management For For

1.4 Elect Director Larry S. Hughes Management For For

1.5 Elect Director Worthing F. Jackman Management For For

1.6 Elect Director Elise L. Jordan Management For For

1.7 Elect Director Susan "Sue" Lee Management For For

1.8 Elect Director William J. Razzouk Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their

RemunerationManagement For For

4 Approve Qualified Employee Stock Purchase Plan Management For For

WORLDPAY INC. Meeting Date: JUL 24, 2019 Record Date: JUN 03, 2019 Meeting Type: SPECIALTicker: WP

Security ID: 981558109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Merger Management For For

2 Advisory Vote on Golden Parachutes Management For Against

3 Right to Adjourn Meeting Management For For

Putnam International Capital Opportunities Fund

ADMIRAL GROUP PLC Meeting Date: APR 30, 2020 Record Date: APR 28, 2020 Meeting Type: ANNUALTicker: ADM

Page 41: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Security ID: G0110T106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Final Dividend Management For For

4 Re-elect David Stevens as Director Management For For

5 Re-elect Geraint Jones as Director Management For For

6 Re-elect Annette Court as Director Management For For

7 Re-elect Jean Park as Director Management For For

8 Re-elect George Manning Rountree as Director Management For For

9 Re-elect Owen Clarke as Director Management For For

10 Re-elect Justine Roberts as Director Management For For

11 Re-elect Andrew Crossley as Director Management For For

12 Re-elect Michael Brierley as Director Management For For

13 Re-elect Karen Green as Director Management For For

14 Reappoint Deloitte LLP as Auditors Management For For

15 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For

16 Amend Discretionary Free Share Scheme Management For For

17 Authorise EU Political Donations and Expenditure Management For For

18 Authorise Issue of Equity Management For For

19 Authorise Issue of Equity without Pre-emptive Rights Management For For

20

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

21 Authorise Market Purchase of Ordinary Shares Management For For

22 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

AMANO CORP. Meeting Date: JUN 26, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 6436

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Security ID: J01302108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Allocation of Income, with a Final Dividend of JPY 56 Management For For

2.1 Elect Director Ninomiya, Kirihito Management For For

2.2 Elect Director Tazo, Fujinori Management For For

3.1 Appoint Statutory Auditor Morita, Masahiko Management For Against

3.2 Appoint Statutory Auditor Sasaya, Yasuhiro Management For Against

APPLUS SERVICES SA Meeting Date: MAY 28, 2020 Record Date: MAY 22, 2020 Meeting Type: ANNUALTicker: APPS

Security ID: E0534T106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Consolidated and Standalone Financial Statements Management For For

2 Approve Non-Financial Information Statement Management For For

3 Approve Allocation of Income Management For For

4 Approve Discharge of Board Management For For

5 Renew Appointment of Deloitte as Auditor Management For For

6 Reelect Nicolas Villen Jimenez as Director Management For For

7 Authorize Share Repurchase Program Management For For

8

Authorize Increase in Capital up to 50 Percent via Issuance of Equity or

Equity-Linked Securities, Excluding Preemptive Rights of up to 20 PercentManagement For For

9

Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other

Debt Securities up to EUR 300 Million with Exclusion of Preemptive Rights

up to 20 Percent of Capital

Management For For

10 Advisory Vote on Remuneration Report Management For For

11 Authorize Board to Ratify and Execute Approved Resolutions Management For For

ASHTEAD GROUP PLC Meeting Date: SEP 10, 2019

Page 43: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Record Date: Meeting Type: ANNUALTicker: AHT

Security ID: G05320109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Remuneration Report (Advisory) Management For For

3 Remuneration Policy (Binding) Management For For

4 Final Dividend Management For For

5 Elect Paul A. Walker Management For For

6 Elect Brendan Horgan Management For For

7 Elect Michael R. Pratt Management For For

8 Elect Angus Cockburn Management For For

9 Elect Lucinda Riches Management For For

10 Elect Tanya Fratto Management For For

11 Elect Lindsley Ruth Management For For

12 Appointment of Auditor Management For For

13 Authority to Set Auditor's Fees Management For For

14 Authority to Issue Shares w/ Preemptive Rights Management For For

15 Authority to Issue Shares w/o Preemptive Rights Management For For

16

Authority to Issue Shares w/o Preemptive Rights (Specified Capital

Investment)Management For For

17 Authority to Repurchase Shares Management For For

18 Authority to Set General Meeting Notice Period at 14 Days Management For Against

19 Non-Voting Meeting Note Management N/A N/A

BREEDON GROUP PLC Meeting Date: SEP 09, 2019 Record Date: Meeting Type: SPECIALTicker: BREE

Security ID: G1320X101

Page 44: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Change of Domicile to UK (Amendment to Articles) Management For For

BREEDON GROUP PLC Meeting Date: MAY 22, 2020 Record Date: MAY 20, 2020 Meeting Type: ANNUALTicker: BREE

Security ID: G1320X101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Authorise Board to Fix Remuneration of Auditors Management For For

4 Elect Carol Hui as Director Management For For

5 Elect Moni Mannings as Director Management For For

6 Elect Clive Watson as Director Management For For

7 Re-elect Amit Bhatia as Director Management For For

8 Re-elect Pat Ward as Director Management For For

9 Re-elect Rob Wood as Director Management For For

10 Authorise Issue of Equity Management For For

11 Authorise Issue of Equity without Pre-emptive Rights Management For For

12

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

13 Authorise Market Purchase of Ordinary Shares Management For For

BRICKWORKS LIMITED Meeting Date: NOV 26, 2019 Record Date: NOV 22, 2019 Meeting Type: ANNUALTicker: BKW

Security ID: Q17659105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

Page 45: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1 Non-Voting Meeting Note Management N/A N/A

2 Remuneration Report Management For For

3 Equity Grant (MD Lindsay Patridge) Management For For

4 Re-elect Michael J. Millner Management For Against

5 Re-elect Robert J. Webster Management For Against

6 Elect Malcolm Bundey Management For Against

7 Non-Voting Agenda Item Management N/A N/A

8 Board Spill Resolution Management Against Against

CAIRN ENERGY PLC Meeting Date: MAY 14, 2020 Record Date: MAY 12, 2020 Meeting Type: ANNUALTicker: CNE

Security ID: G17528269

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Remuneration Policy Management For For

4 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For

5 Authorise Board to Fix Remuneration of Auditors Management For For

6 Re-elect Ian Tyler as Director Management For For

7 Re-elect Keith Lough as Director Management For For

8 Re-elect Peter Kallos as Director Management For For

9 Re-elect Nicoletta Giadrossi as Director Management For For

10 Elect Alison Wood as Director Management For For

11 Elect Catherine Krajicek as Director Management For For

12 Re-elect Simon Thomson as Director Management For For

13 Re-elect James Smith as Director Management For For

14 Authorise Issue of Equity Management For For

15 Authorise Issue of Equity without Pre-emptive Rights Management For For

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Page 46: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

16

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

17 Authorise Market Purchase of Ordinary Shares Management For For

18 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED Meeting Date: JAN 17, 2020 Record Date: JAN 13, 2020 Meeting Type: SPECIALTicker: 570

Security ID: Y1507S107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1

Approve New Master Purchase Agreement, Annual Caps and Related

TransactionsManagement For For

2

Approve New Master Supply Agreement, Annual Caps and Related

TransactionsManagement For For

CHINA TRADITIONAL CHINESE MEDICINE HOLDINGS CO. LIMITED Meeting Date: JUN 19, 2020 Record Date: JUN 15, 2020 Meeting Type: ANNUALTicker: 570

Security ID: Y1507S107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Final Dividend Management For For

3a1 Elect Yang Wenming as Director Management For For

3a2 Elect Wang Kan as Director Management For For

3a3 Elect Yu Tze Shan Hailson as Director Management For For

3a4 Elect Qin Ling as Director Management For For

3b Authorize Board to Fix Remuneration of Directors Management For For

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix

Their RemunerationManagement For For

Page 47: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

CI FINANCIAL CORP. Meeting Date: JUN 18, 2020 Record Date: MAY 01, 2020 Meeting Type: ANNUALTicker: CIX

Security ID: 125491100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director William E. Butt Management For For

1.2 Elect Director Brigette Chang-Addorisio Management For For

1.3 Elect Director William T. Holland Management For For

1.4 Elect Director Kurt MacAlpine Management For For

1.5 Elect Director David P. Miller Management For For

1.6 Elect Director Tom P. Muir Management For For

1.7 Elect Director Sheila A. Murray Management For For

1.8 Elect Director Paul J. Perrow Management For For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their

RemunerationManagement For For

3 Advisory Vote on Executive Compensation Approach Management For For

CLINIGEN GROUP PLC Meeting Date: NOV 26, 2019 Record Date: Meeting Type: ANNUALTicker: CLIN

Security ID: G2R22L107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Remuneration Report (Advisory) Management For For

3 Final Dividend Management For For

4 Elect Alan K. Boyd Management For For

5 Elect Nick Keher Management For For

6 Elect Peter V. Allen Management For For

Page 48: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

6 Elect Peter V. Allen Management For For

7 Elect Shaun Chilton Management For For

8 Elect John Hartup Management For For

9 Elect Ian J. Nicholson Management For For

10 Elect Anne Hyland Management For For

11 Appointment of Auditor Management For For

12 Authority to Set Auditor's Fees Management For For

13 Authorisation of Political Donations Management For For

14 Authority to Issue Shares w/ Preemptive Rights Management For For

15 Authority to Issue Shares w/o Preemptive Rights Management For For

16Authority to Issue Shares w/o Preemptive Rights (Specified Capital

Investment)Management For For

COMPUGROUP MEDICAL SE Meeting Date: MAY 13, 2020 Record Date: APR 21, 2020 Meeting Type: ANNUALTicker: COP

Security ID: D15813211

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-

Voting)Management None None

2 Approve Allocation of Income and Dividends of EUR 0.50 per Share Management For For

3 Approve Discharge of Management Board for Fiscal 2019 Management For For

4 Approve Discharge of Supervisory Board for Fiscal 2019 Management For For

5 Ratify KPMG AG as Auditors for Fiscal 2020 Management For For

6.1 Elect Klaus Esser to the Supervisory Board Management For Against

6.2 Elect Daniel Gotthardt to the Supervisory Board Management For Against

6.3 Elect Ulrike Handel to the Supervisory Board Management For Against

6.4 Elect Thomas Seifert to the Supervisory Board Management For Against

7 Change of Corporate Form to KGaA Management For For

8.1

Elect Philipp von Ilberg to the Supervisory Board of CompuGroup Medical

SE & Co. KGaA

Management For For

Page 49: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

SE & Co. KGaA

8.2

Elect Ulrike Handel to the Supervisory Board of CompuGroup Medical SE

& Co. KGaAManagement For For

8.3

Elect Bettina Volkens to the Supervisory Board of CompuGroup Medical SE

& Co. KGaAManagement For For

8.4

Elect Mathias Stoermer to the Supervisory Board of CompuGroup Medical

SE & Co. KGaAManagement For For

8.5

Elect Martin Koehrmann to the Supervisory Board of CompuGroup Medical

SE & Co. KGaAManagement For For

8.6

Elect Michael Fuchs to the Supervisory Board of CompuGroup Medical SE

& Co. KGaAManagement For For

CONSTELLATION SOFTWARE INC. Meeting Date: MAY 08, 2020 Record Date: APR 01, 2020 Meeting Type: ANNUALTicker: CSU

Security ID: 21037X100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Jeff Bender Management For For

1.2 Elect Director Lawrence Cunningham Management For For

1.3 Elect Director Susan Gayner Management For For

1.4 Elect Director Robert Kittel Management For For

1.5 Elect Director Mark Leonard Management For For

1.6 Elect Director Paul McFeeters Management For For

1.7 Elect Director Mark Miller Management For For

1.8 Elect Director Lori O'Neill Management For For

1.9 Elect Director Stephen R. Scotchmer Management For For

1.10 Elect Director Robin Van Poelje Management For For

1.11 Elect Director Dexter Salna Management For For

2Approve KPMG LLP as Auditors and Authorize Board to Fix Their

RemunerationManagement For For

3 Advisory Vote on Executive Compensation Approach Management For For

Page 50: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

3 Advisory Vote on Executive Compensation Approach Management For For

CTCI CORP. Meeting Date: MAY 28, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUALTicker: 9933

Security ID: Y18229107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Business Operations Report and Financial Statements Management For For

2 Approve Plan on Profit Distribution Management For For

3 Approve Cash Distribution from Legal Reserve Management For For

4 Approve Amendments to Articles of Association Management For For

5.1

Elect John T.Yu, a Representative of CTCI Development Corporation, with

SHAREHOLDER NO.00045509 as Non-independent DirectorManagement For For

5.2

Elect Michael Yang, a Representative of CTCI Development Corporation,

with SHAREHOLDER NO.00045509 as Non-independent DirectorManagement For For

5.3

Elect Quintin Wu, with SHAREHOLDER NO.A103105XXX as Non-

independent DirectorManagement For For

5.4

Elect Johnny Shih, with SHAREHOLDER NO.A126461XXX as Non-

independent DirectorManagement For For

5.5

Elect Yancey Hai, with SHAREHOLDER NO.D100708XXX as Non-

independent DirectorManagement For For

5.6

Elect An Ping Chang, a Representative of TAIWAN CEMENT Corporation,

with SHAREHOLDER NO.00080690 as Non-independent DirectorManagement For For

5.7

Elect Paul Chen, a Representative of CTCI Foundation, with

SHAREHOLDER NO.00000004 as Non-independent DirectorManagement For For

5.8

Elect Wenent Pan, with SHAREHOLDER NO.J100291XXX as Non-

independent DirectorManagement For For

5.9

Elect Yen Shiang Shih with SHAREHOLDER NO.B100487XXX as

Independent DirectorManagement For For

5.10

Elect Frank Fan, with SHAREHOLDER NO.H102124XXX as Independent

DirectorManagement For For

5.11

Elect Jack Huang with SHAREHOLDER NO.A100320XXX as Independent

Director

Management For For

Page 51: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

5.11

Director

Management For For

5.12Elect Yi Fang Chen with SHAREHOLDER NO.Q200040XXX as

Independent DirectorManagement For For

6Approve Release of Restrictions of Competitive Activities of Newly

Appointed Directors and RepresentativesManagement For For

CTS EVENTIM AG & CO. KGAA Meeting Date: JUN 19, 2020 Record Date: MAY 28, 2020 Meeting Type: ANNUALTicker: EVD

Security ID: D1648T108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1

Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-

Voting)Management None None

2 Accept Financial Statements and Statutory Reports for Fiscal 2019 Management For For

3 Approve Allocation of Income and Omission of Dividends Management For For

4 Approve Discharge of Personally Liable Partner for Fiscal 2019 Management For For

5 Approve Discharge of Supervisory Board for Fiscal 2019 Management For For

6 Ratify KPMG AG as Auditors for Fiscal 2020 Management For For

7

Authorize Share Repurchase Program and Reissuance or Cancellation of

Repurchased SharesManagement For For

8 Approve Decrease in Size of Supervisory Board to Three Members Management For For

9 Amend Articles Re: Participation Requirements Management For For

DAIHO CORP. Meeting Date: JUN 26, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 1822

Security ID: J09177106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Allocation of Income, with a Final Dividend of JPY 100 Management For For

2 Elect Director Osumi, Kenichi Management For For

Page 52: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

2 Elect Director Osumi, Kenichi Management For For

DAISEKI CO., LTD. Meeting Date: MAY 28, 2020 Record Date: FEB 29, 2020 Meeting Type: ANNUALTicker: 9793

Security ID: J10773109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Allocation of Income, with a Final Dividend of JPY 33 Management For For

2

Amend Articles to Authorize Internet Disclosure of Shareholder Meeting

Materials - Amend Provisions on Number of Directors - Amend Provisions

on Director Titles - Remove All Provisions on Advisory Positions

Management For For

3.1 Elect Director Ito, Hiroyuki Management For Against

3.2 Elect Director Hashira, Hideki Management For Against

3.3 Elect Director Yamamoto, Tetsuya Management For Against

3.4 Elect Director Amano, Koji Management For Against

3.5 Elect Director Ito, Yasuo Management For Against

4.1 Elect Director and Audit Committee Member Sahashi, Norikazu Management For Against

4.2 Elect Director and Audit Committee Member Mizuno, Nobukatsu Management For Against

4.3 Elect Director and Audit Committee Member Kako, Mitsuyo Management For Against

5 Approve Bonus Related to Retirement Bonus System Abolition Management For For

6

Approve Fixed Cash Compensation Ceiling and Restricted Stock Plan for

Directors Who Are Not Audit Committee MembersManagement For Against

7 Approve Director Retirement Bonus Management For For

DALATA HOTEL GROUP PLC Meeting Date: APR 29, 2020 Record Date: APR 27, 2020 Meeting Type: ANNUALTicker: DHG

Security ID: G2630L100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

Page 53: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Remuneration Policy Management For For

4a Re-elect John Hennessy as Director Management For For

4b Re-elect Patrick McCann as Director Management For For

4c Re-elect Stephen McNally as Director Management For For

4d Re-elect Dermot Crowley as Director Management For For

4e Re-elect Robert Dix as Director Management For For

4f Re-elect Alf Smiddy as Director Management For For

4g Re-elect Margaret Sweeney as Director Management For For

4h Elect Elizabeth McMeikan as Director Management For For

4i Elect Shane Casserly as Director Management For For

5 Authorise Board to Fix Remuneration of Auditors Management For For

6 Authorise Issue of Equity Management For For

7 Authorise Issue of Equity without Pre-emptive Rights Management For For

8Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

9 Authorise Market Purchase of Ordinary Shares Management For For

10 Authorise Re-allotment of Treasury Shares Management For For

11 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

DART GROUP PLC Meeting Date: SEP 05, 2019 Record Date: Meeting Type: ANNUALTicker: DTG

Security ID: G2657C132

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Final Dividend Management For For

3 Elect Richard Green Management For Against

4 Elect Philip Meeson Management For Against

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5 Elect Stephen Heapy Management For Against

6 Elect Mark Laurence Management For Against

7 Appointment of Auditor Management For For

8 Authority to Set Auditor's Fees Management For For

9 Authority to Issue Shares w/ Preemptive Rights Management For For

10 Authority to Issue Shares w/o Preemptive Rights Management For For

11

Authority to Issue Shares w/o Preemptive Rights (Specified Capital

Investment)Management For For

12 Authority to Repurchase Shares Management For For

DASSAULT AVIATION SA Meeting Date: MAY 12, 2020 Record Date: MAY 08, 2020 Meeting Type: ANNUAL/SPECIALTicker: AM

Security ID: F24539102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Consolidated Financial Statements and Statutory Reports Management For For

3 Approve Allocation of Income and Absence of Dividends Management For For

4 Approve Compensation of Directors Management For Against

5 Approve Compensation of Eric Trappier, Chairman and CEO Management For Against

6 Approve Compensation of Loik Segalen, Vice-CEO Management For Against

7 Approve Remuneration Policy of Directors Management For For

8 Approve Remuneration Policy of Chairman and CEO Management For Against

9 Approve Remuneration Policy of Vice-CEO Management For Against

10 Reelect Catherine Dassault as Director Management For Against

11 Reelect Mathilde Lemoine as Director Management For For

12 Appoint PricewaterhouseCoopers as Auditor Management For For

13 Renew Appointment of Mazars as Auditor Management For For

14 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For Against

15 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For

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15 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For

16 Amend Article 13 of Bylaws Re: Employee Representative Management For For

17 Amend Article 25 of Bylaws Re: Appointment of Alternate Auditor Management For For

DIASORIN SPA Meeting Date: JUN 10, 2020 Record Date: JUN 01, 2020 Meeting Type: ANNUALTicker: DIA

Security ID: T3475Y104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements, Statutory Reports, and Allocation of Income Management For For

2.1 Approve Remuneration Policy Management For Against

2.2 Approve Second Section of the Remuneration Report Management For For

3 Approve Stock Option Plan Management For For

4 Authorize Share Repurchase Program and Reissuance of Repurchased Shares Management For For

ADeliberations on Possible Legal Action Against Directors if Presented by

ShareholdersManagement None Against

DOMINO'S PIZZA GROUP PLC Meeting Date: JUL 01, 2019 Record Date: JUN 27, 2019 Meeting Type: ORDINARYTicker: DOM

Security ID: G28113101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Amendment to Borrowing Powers (Articles of Association) Management For For

DOMINO'S PIZZA GROUP PLC Meeting Date: MAY 22, 2020 Record Date: MAY 20, 2020 Meeting Type: SPECIALTicker: DOM

Security ID: G28113101

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1

Approve Matters Relating to the Disposal by the Company of its 71% Interest

in the Share Capital of DP Norway AS to Pizza Holding AS and EYJA

Fjarfestingafelag III EHF

Management For For

DOMINO'S PIZZA GROUP PLC Meeting Date: JUN 17, 2020 Record Date: JUN 15, 2020 Meeting Type: ANNUALTicker: DOM

Security ID: G28113101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For

3 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For

4 Re-elect Colin Halpern as Director Management For For

5 Re-elect Kevin Higgins as Director Management For For

6 Elect Ian Bull as Director Management For For

7 Elect Elias Diaz Sese as Director Management For For

8 Elect Usman Nabi as Director Management For For

9 Elect Matt Shattock as Director Management For For

10 Elect Dominic Paul as Director Management For For

11 Approve Remuneration Report Management For For

12 Authorise Issue of Equity Management For For

13 Authorise EU Political Donations and Expenditure Management For For

14 Authorise Issue of Equity without Pre-emptive Rights Management For For

15

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

16 Authorise Market Purchase of Ordinary Shares Management For For

17 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

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EDELWEISS FINANCIAL SERVICES LIMITED Meeting Date: JUL 25, 2019 Record Date: JUL 18, 2019 Meeting Type: ANNUALTicker: EDELWEISS

Security ID: Y22490208

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Allocation of Profits/Dividends Management For For

3 Elect Rashesh Shah Management For For

4 Elect Venkatchalam Arakoni Ramaswamy Management For For

5 Elect Ashok Kini Management For For

6 Elect Ashima Goyal Management For For

7 Elect Anita M. George Management For For

8 Appoint Himanshu Kaji (Executive Director); Approve Remuneration Management For Against

9 Non-Voting Meeting Note Management N/A N/A

ELITE MATERIAL CO., LTD. Meeting Date: JUN 18, 2020 Record Date: APR 17, 2020 Meeting Type: ANNUALTicker: 2383

Security ID: Y2290G102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements Management For For

2 Approve Plan on Profit Distribution Management For For

EURAZEO SE Meeting Date: APR 30, 2020 Record Date: APR 28, 2020 Meeting Type: ANNUAL/SPECIALTicker: RF

Security ID: F3296A108

Proposal No Proposal Proposed By Management Vote

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Recommendation Cast1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Allocation of Income and Absence of Dividends Management For For

3 Approve Consolidated Financial Statements and Statutory Reports Management For For

4 Approve Auditors' Special Report on Related-Party Transactions Management For Against

5 Reelect Jean-Charles Decaux as Supervisory Board Member Management For Against

6 Reelect Georges Pauget as Supervisory Board Member Management For For

7 Reelect Victoire de Margerie as Supervisory Board Member Management For For

8 Reelect Roland du Luart as Supervisory Board Member Management For For

9 Approve Remuneration Policy of Members of Supervisory Board Management For For

10 Approve Remuneration Policy of Members of Management Board Management For For

11 Approve Compensation Report of Corporate Officers Management For For

12Approve Compensation of Michel David-Weill, Chairman of the Supervisory

BoardManagement For For

13Approve Compensation of Virginie Morgon, Chairman of the Management

BoardManagement For Against

14Approve Compensation of Philippe Audouin, Member of Management

BoardManagement For Against

15 Approve Compensation of Nicolas Huet, Member of Management Board Management For Against

16 Approve Compensation of Olivier Millet, Member of Management Board Management For Against

17 Renew Appointment of PricewaterhouseCoopers Audit as Auditor Management For For

18 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For Against

19Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue

or Increase in Par ValueManagement For Against

20Authorize Issuance of Equity or Equity-Linked Securities with Preemptive

Rights up to Aggregate Nominal Amount of EUR 110 MillionManagement For For

21Authorize Issuance of Equity or Equity-Linked Securities without

Preemptive Rights up to Aggregate Nominal Amount of EUR 24 MillionManagement For For

22Approve Issuance of Equity or Equity-Linked Securities for Private

PlacementsManagement For For

23Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital

Pursuant to Issue Authority without Preemptive RightsManagement For For

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24Authorize Board to Increase Capital in the Event of Additional Demand

Related to Delegation Submitted to Shareholder Vote AboveManagement For For

25Authorize Capital Increase of up to 10 Percent of Issued Capital for

Contributions in KindManagement For For

26

Set Total Limit for Capital Increase to Result from Issuance Requests Under

Items 20-25 at EUR 110 Million and from All Issuance Requests without

Preemptive Rights Above at EUR 24 Million

Management For For

27Amend Article 13 of Bylaws Re: Board Members Deliberation via Written

ConsultationManagement For For

28Amend Article 25 of Bylaws Re: Extra Dividend for Long Term Registered

SharesManagement For Against

29Amend Articles 11, 15, 20 and 21 of Bylaws to Comply with Legal Changes

Re: Supervisory and Management BoardsManagement For For

30 Authorize Filing of Required Documents/Other Formalities Management For For

EURONEXT N.V. Meeting Date: OCT 08, 2019 Record Date: SEP 10, 2019 Meeting Type: SPECIALTicker: ENX

Security ID: N3113K397

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A N/A

2 Non-Voting Agenda Item Management N/A N/A

3 Elect Nathalie Rachou Management For Against

4 Elect Morten Thorsrud Management For Against

5 Elect Stephane Boujnah Management For For

6 Elect Havard Abrahamsen Management For For

7 Elect Simone Huis in 't Veld Management For For

8 Amendments to Remuneration Policy Management For For

9 Non-Voting Agenda Item Management N/A N/A

10 Non-Voting Agenda Item Management N/A N/A

11 Non-Voting Meeting Note Management N/A N/A

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11 Non-Voting Meeting Note Management N/A N/A

EURONEXT NV Meeting Date: MAY 14, 2020 Record Date: APR 16, 2020 Meeting Type: ANNUALTicker: ENX

Security ID: N3113K397

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Open Meeting Management None None

2 Presentation by CEO Management None None

3.a Receive Explanation on Company's Reserves and Dividend Policy Management None None

3.b Adopt Remuneration Report Management For For

3.c Adopt Financial Statements Management For For

3.d Approve Dividends of EUR 1.59 Per Share Management For For

3.e Approve Discharge of Management Board Management For For

3.f Approve Discharge of Supervisory Board Management For For

4.a Reelect Dick Sluimers to Supervisory Board Management For Against

5.a Elect Oivind Amundsen to Management Board Management For For

5.b Elect Georges Lauchard to Management Board Management For For

6 Approve Remuneration Policy for Management Board Management For Against

7 Approve Remuneration Policy for Supervisory Board Management For For

8 Ratify Ernst & Young as Auditors Management For For

9.a Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital Management For For

9.b Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For

10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

11Authorize Management or Supervisory Board to Grant Rights to French

BeneficiariesManagement For For

12 Other Business (Non-Voting) Management None None

13 Close Meeting Management None None

FAIRFAX FINANCIAL HOLDINGS LIMITED

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Meeting Date: APR 16, 2020 Record Date: MAR 06, 2020 Meeting Type: ANNUALTicker: FFH

Security ID: 303901102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Anthony F. Griffiths Management For For

1.2 Elect Director Robert J. Gunn Management For For

1.3 Elect Director Karen L. Jurjevich Management For For

1.4 Elect Director R. William McFarland Management For For

1.5 Elect Director Christine N. McLean Management For For

1.6 Elect Director Timothy R. Price Management For For

1.7 Elect Director Brandon W. Sweitzer Management For For

1.8 Elect Director Lauren C. Templeton Management For For

1.9 Elect Director Benjamin P. Watsa Management For For

1.10 Elect Director V. Prem Watsa Management For For

1.11 Elect Director William C. Weldon Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

FOMENTO DE CONSTRUCCIONES Y CONTRATAS SA Meeting Date: JUN 02, 2020 Record Date: MAY 28, 2020 Meeting Type: ANNUALTicker: FCC

Security ID: E52236143

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Approve Consolidated and Standalone Financial Statements Management For For

1.2 Approve Discharge of Board Management For For

1.3 Approve Non-Financial Information Statement Management For For

1.4 Approve Allocation of Income Management For For

2 Appoint Ernst & Young as Auditor Management For For

3.1 Amend Article 28 Re: Board Size Management For For

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3.2 Fix Number of Directors at 14 Management For For

4.1 Reelect Dominum Desga SA as Director Management For Against

4.2 Reelect Juan Rodriguez Torres as Director Management For Against

4.3 Reelect Alfonso Salem Slim as Director Management For Against

4.4 Reelect Antonio Gomez Garcia as Director Management For Against

5.1 Allow Juan Rodriguez Torres to Be Involved in Other Companies Management For For

5.2 Allow Alfonso Salem Slim to Be Involved in Other Companies Management For For

5.3 Allow Antonio Gomez Garcia to Be Involved in Other Companies Management For For

6 Approve Scrip Dividends Management For For

7.1 Approve Remuneration of Directors Management For For

7.2 Advisory Vote on Remuneration Report Management For For

8 Authorize Company to Call EGM with 15 Days' Notice Management For Against

9 Authorize Board to Ratify and Execute Approved Resolutions Management For For

GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA Meeting Date: JUN 25, 2020 Record Date: JUN 19, 2020 Meeting Type: ANNUALTicker: OPAP

Security ID: X3232T104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Management of Company and Grant Discharge to Auditors Management For For

3 Approve Auditors and Fix Their Remuneration Management For For

4 Authorize Board to Participate in Companies with Similar Business Interests Management For For

5 Advisory Vote on Remuneration Report Management For For

6 Amend Company Articles Management For For

7 Approve Allocation of Income and Dividends Management For For

8Approve Annual Bonus by Means of Profit Distribution to Executives and

Key PersonnelManagement For For

9Approve Profit Distribution to Executives and Key Personnel Under the

Long-Term Incentive Plan 2017-2019

Management For For

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Long-Term Incentive Plan 2017-2019

10 Approve New Long-Term Incentive Plan Management For For

HELLENIC EXCHANGES-ATHENS STOCK EXCHANGE SA Meeting Date: MAY 29, 2020 Record Date: MAY 22, 2020 Meeting Type: ANNUALTicker: EXAE

Security ID: X3247C104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Allocation of Income and Dividends Management For For

3 Approve Discharge of Board and Auditors Management For For

4 Approve Director Remuneration for 2019 Management For For

5 Pre-approve Director Remuneration for 2020 Management For For

6 Approve Auditors and Fix Their Remuneration Management For For

7 Approve Remuneration Report Management For For

8 Authorize Board to Participate in Companies with Similar Business Interests Management For For

9 Approve Reduction in Issued Share Capital via Decrease of Par Value Management For For

HELLENIC EXCHANGES-ATHENS STOCK EXCHANGE SA Meeting Date: JUN 05, 2020 Record Date: MAY 22, 2020 Meeting Type: SPECIALTicker: EXAE

Security ID: X3247C104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Reduction in Issued Share Capital via Decrease of Par Value Management For For

HOME CAPITAL GROUP INC. Meeting Date: MAY 13, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUAL

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Ticker: HCG

Security ID: 436913107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Yousry Bissada Management For For

1.2 Elect Director Robert J. Blowes Management For For

1.3 Elect Director Paul W. Derksen Management For For

1.4 Elect Director Paul G. Haggis Management For For

1.5 Elect Director Alan R. Hibben Management For For

1.6 Elect Director Susan E. Hutchison Management For For

1.7 Elect Director Claude R. Lamoureux Management For For

1.8 Elect Director James H. Lisson Management For For

1.9 Elect Director Hossein Rahnama Management For For

1.10 Elect Director Lisa L. Ritchie Management For For

1.11 Elect Director Sharon H. Sallows Management For For

2

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their

RemunerationManagement For For

3 Advisory Vote on Executive Compensation Approach Management For For

I-SENS, INC. Meeting Date: MAR 27, 2020 Record Date: DEC 31, 2019 Meeting Type: ANNUALTicker: 099190

Security ID: Y4R77D105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Allocation of Income Management For For

2 Appoint Hwangbo Hyeon as Internal Auditor Management For For

3 Approve Total Remuneration of Inside Directors and Outside Directors Management For Against

4 Authorize Board to Fix Remuneration of Internal Auditor(s) Management For Against

5 Approve Stock Option Grants Management For For

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I-SENS, INC. Meeting Date: MAY 27, 2020 Record Date: APR 27, 2020 Meeting Type: SPECIALTicker: 099190

Security ID: Y4R77D105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Lee Hong as Outside Director Management For Against

KAUFMAN & BROAD SA Meeting Date: MAY 05, 2020 Record Date: MAY 01, 2020 Meeting Type: ANNUAL/SPECIALTicker: KOF

Security ID: F5375H102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Allocation of Income and Dividends of EUR 1.75 per Share Management For For

3 Approve Consolidated Financial Statements and Statutory Reports Management For For

4Approve Auditors' Special Report on Related-Party Transactions Mentioning

the Absence of New TransactionsManagement For For

5 Approve Remuneration Policy of Chairman and CEO Management For For

6 Approve Remuneration Policy of Directors Management For For

7 Approve Compensation of Chairman and CEO Management For For

8 Approve Compensation Report of Corporate Officers Management For For

9 Ratify Appointment of Andre Martinez as Director Management For For

10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

11 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For

12 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For

13 Authorize up to 250,000 Shares for Use in Restricted Stock Plans Management For For

14 Amend Article 10 of Bylaws Re: Shareholder Employee Representatives Management For For

15 Amend Article 10 of Bylaws Re: Employee Representatives Management For For

16 Amend Article 24 of Bylaws Re: Dividends Management For Against

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16 Amend Article 24 of Bylaws Re: Dividends Management For Against

17 Amend Article 7 of Bylaws Re: Shareholding Disclosure Thresholds Management For Against

18 Amend Article 11 of Bylaws Re: Chairman of the Board and Lead Director Management For For

19Amend Article 12 of Bylaws Re: Board Members Deliberation via Written

ConsultationManagement For For

20 Amend Article 16 of Bylaws Re: Censors Remuneration Management For For

21 Authorize Filing of Required Documents/Other Formalities Management For For

KYUDENKO CORP. Meeting Date: JUN 25, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 1959

Security ID: J38425104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Nishimura, Matsuji Management For For

1.2 Elect Director Sato, Naofumi Management For For

1.3 Elect Director Takei, Hideki Management For For

1.4 Elect Director Ishibashi, Kazuyuki Management For For

1.5 Elect Director Jono, Masaaki Management For For

1.6 Elect Director Yamamoto, Yasuhiro Management For For

1.7 Elect Director Kashima, Yasuhiro Management For For

1.8 Elect Director Fukui, Keizo Management For For

1.9 Elect Director Hokahori, Takahiro Management For For

1.10 Elect Director Suyama, Kazuhiro Management For For

1.11 Elect Director Watanabe, Akiyoshi Management For For

1.12 Elect Director Kuratomi, Sumio Management For For

2.1 Appoint Statutory Auditor Ogata, Isamu Management For Against

2.2 Appoint Statutory Auditor Uriu, Michiaki Management For Against

MEGACABLE HOLDINGS SAB DE CV Meeting Date: APR 23, 2020 Record Date: APR 08, 2020

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Meeting Type: ANNUALTicker: MEGACPO

Security ID: P652AE117

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve CEO's Report Management For For

2 Receive Directors' Opinions on CEO's Report Management For For

3 Approve Board of Directors' Report Management For For

4 Approve Reports of Corporate Practices and Audit Committees Chairmen Management For For

5 Approve Allocation of Income Management For For

6 Approve Repurchase Transactions of CPOs Management For For

7 Set Maximum Amount of Share Repurchase Reserve Management For For

8 Elect or Ratify Directors, Secretary and their Respective Alternates Management For Against

9 Classification of Principal and Alternate Board Members' Independence Management For Against

10Elect or Ratify Chairman of Audit Committee and Corporate Practices

CommitteeManagement For Against

11Approve Remuneration of Directors, Secretary, and Members of Audit and

Corporate Practices CommitteesManagement For For

12 Authorize Board to Ratify and Execute Approved Resolutions Management For For

MELCO INTERNATIONAL DEVELOPMENT LIMITED Meeting Date: JUN 05, 2020 Record Date: JUN 01, 2020 Meeting Type: ANNUALTicker: 200

Security ID: Y59683188

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Final Dividend Management For For

3a1 Elect John William Crawford as Director Management For For

3a2 Elect Ho, Lawrence Yau Lung as Director Management For For

3a3 Elect Chung Yuk Man as Director Management For For

3a4 Elect Ng Ching Wo as Director Management For Against

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3a4 Elect Ng Ching Wo as Director Management For Against

3b Authorize Board to Fix Remuneration of Directors Management For Against

4Approve Ernst & Young as Auditor and Authorize Board to Fix Their

RemunerationManagement For Against

5 Authorize Repurchase of Issued Share Capital Management For For

6.1Approve Issuance of Equity or Equity-Linked Securities without Preemptive

RightsManagement For For

6.2 Authorize Reissuance of Repurchased Shares Management For Against

MELCO INTERNATIONAL DEVELOPMENT LIMITED Meeting Date: JUN 05, 2020 Record Date: JUN 01, 2020 Meeting Type: SPECIALTicker: 200

Security ID: Y59683188

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Amend Share Option Scheme Management For Against

METAWATER CO., LTD. Meeting Date: JUN 23, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 9551

Security ID: J4231P107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Nakamura, Yasushi Management For For

1.2 Elect Director Kato, Akira Management For For

1.3 Elect Director Okuda, Noboru Management For For

1.4 Elect Director Yamaguchi, Kenji Management For For

1.5 Elect Director Sakabe, Susumu Management For For

1.6 Elect Director Matsumura, Motofumi Management For For

1.7 Elect Director Sue, Keiichiro Management For For

1.8 Elect Director Aizawa, Kaoru Management For For

1.9 Elect Director Kosao, Fumiko Management For For

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1.9 Elect Director Kosao, Fumiko Management For For

MINEBEA MITSUMI, INC. Meeting Date: JUN 26, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 6479

Security ID: J42884130

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Kainuma, Yoshihisa Management For For

1.2 Elect Director Moribe, Shigeru Management For For

1.3 Elect Director Iwaya, Ryozo Management For For

1.4 Elect Director Tsuruta, Tetsuya Management For For

1.5 Elect Director None, Shigeru Management For For

1.6 Elect Director Kagami, Michiya Management For For

1.7 Elect Director Yoshida, Katsuhiko Management For For

1.8 Elect Director Aso, Hiroshi Management For For

1.9 Elect Director Murakami, Koshi Management For For

1.10 Elect Director Matsumura, Atsuko Management For For

1.11 Elect Director Haga, Yuko Management For For

1.12 Elect Director Matsuoka, Takashi Management For For

2 Approve Trust-Type Equity Compensation Plan Management For For

MINERAL RESOURCES LIMITED Meeting Date: NOV 20, 2019 Record Date: NOV 18, 2019 Meeting Type: ANNUALTicker: MIN

Security ID: Q60976109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A N/A

2 Remuneration Report Management For For

3 Re-elect Kelvin E. Flynn Management For For

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3 Re-elect Kelvin E. Flynn Management For For

4 Re-elect XI Xi Management For For

5 Non-Voting Agenda Item Management N/A N/A

6 Board Spill Management Against Against

MOTOR OIL (HELLAS) CORINTH REFINERIES SA Meeting Date: JUN 17, 2020 Record Date: JUN 11, 2020 Meeting Type: ANNUALTicker: MOH

Security ID: X55904100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Management of Company and Grant Discharge to Auditors Management For For

3 Elect Directors (Bundled) Management For Against

4 Elect Members of Audit Committee (Bundled) Management For For

5 Approve Allocation of Income and Dividends Management For For

6 Approve Auditors and Fix Their Remuneration Management For For

7 Approve Director Remuneration Management For For

8 Approve Advance Payments for Directors Management For For

9 Approve Profit Sharing to Directors and Key Personnel Management For Against

10 Authorize Share Repurchase Program Management For For

11 Amend Remuneration Policy Management For For

12 Advisory Vote on Remuneration Report Management For Against

NEXITY SA Meeting Date: MAY 19, 2020 Record Date: MAY 15, 2020 Meeting Type: ANNUAL/SPECIALTicker: NXI

Security ID: F6527B126

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

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2 Approve Discharge of Directors Management For For

3 Approve Allocation of Income and Dividends of EUR 2.00 per Share Management For For

4 Approve Consolidated Financial Statements and Statutory Reports Management For For

5 Approve Auditors' Special Report on Related-Party Transactions Management For For

6 Reelect Luce Gendry as Director Management For For

7 Reelect Jean-Pierre Denis as Director Management For For

8 Reelect Jerome Grivet as Director Management For Against

9 Reelect Magali Smets as Director Management For For

10 Elect Luc Touchet as Representative of Employee Shareholders to the Board Management For For

11Elect Jean-Paul Belot as Representative of Employee Shareholders to the

BoardManagement For Against

12 Renew Appointment of KPMG Audit IS as Auditor Management For For

13 Renew Appointment of Mazars as Auditor Management For For

14 Approve Compensation Report Management For For

15 Approve Compensation of Alain Dinin, Chairman of the Board Management For For

16 Approve Compensation of Jean-Philippe Ruggieri, CEO Management For For

17 Approve Compensation of Julien Carmona, Vice-CEO Management For For

18 Approve Remuneration Policy of Directors Management For For

19 Approve Remuneration Policy of Chairman of the Board Management For For

20 Approve Remuneration Policy of CEO Management For For

21 Approve Remuneration Policy of Vice-CEO Management For Against

22 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For Against

23 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For

24 Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Management For Against

25

Exclude Possibility to Use Authorizations of Capital Issuances under Items

26-31 in the Event of a Public Tender OfferManagement For For

26Authorize Issuance of Equity or Equity-Linked Securities with Preemptive

Rights up to 25 Percent of Issued CapitalManagement For Against

27Authorize Issuance of Equity or Equity-Linked Securities without

Preemptive Rights up to 25 Percent of Issued CapitalManagement For Against

28Approve Issuance of Equity or Equity-Linked Securities for Private

Placements, up to 10 Percent of Issued Capital

Management For Against

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28

Placements, up to 10 Percent of Issued Capital

Management For Against

29

Authorize Board to Increase Capital in the Event of Additional Demand

Related to Delegation Submitted to Shareholder Vote Above Under Items

26-28

Management For Against

30Authorize Capitalization of Reserves of Up to 25 Percent for Bonus Issue or

Increase in Par ValueManagement For Against

31 Authorize Capital Increase of Up to 10 Percent for Future Exchange Offers Management For Against

32 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For

33Set Total Limit for Capital Increase to Result from Issuance Requests Under

Items 26-31 at 25 Percent of Issued CapitalManagement For For

34 Amend Article 11 of Bylaws Re: Employee Representatives Management For For

35

Amend Article 14 of Bylaws Re: Board Members Deliberation via Written

ConsultationManagement For For

36 Amend Article 16 of Bylaws Re: Age Limit of CEO Management For For

37 Amend Articles of Bylaws to Comply with Legal Changes Management For For

38 Authorize Filing of Required Documents/Other Formalities Management For For

NOMAD FOODS LIMITED Meeting Date: JUN 17, 2020 Record Date: APR 24, 2020 Meeting Type: ANNUALTicker: NOMD

Security ID: G6564A105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Martin Ellis Franklin Management For Against

1.2 Elect Director Noam Gottesman Management For Against

1.3 Elect Director Ian G.H. Ashken Management For For

1.4 Elect Director Stefan Descheemaeker Management For For

1.5 Elect Director Jeremy Isaacs Management For For

1.6 Elect Director James E. Lillie Management For For

1.7 Elect Director Stuart M. MacFarlane Management For For

1.8 Elect Director Lord Myners of Truro Management For Against

1.9 Elect Director Victoria Parry Management For Against

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1.9 Elect Director Victoria Parry Management For Against

1.10 Elect Director Simon White Management For For

1.11 Elect Director Samy Zekhout Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

OPEN HOUSE CO., LTD. Meeting Date: DEC 18, 2019 Record Date: SEP 30, 2019 Meeting Type: ANNUALTicker: 3288

Security ID: J3072G101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A N/A

2 Allocation of Profits/Dividends Management For For

3 Amendments to Articles Management For For

4 Elect Kazumi Ido as Alternate Statutory Auditor Management For For

PAGEGROUP PLC Meeting Date: JUN 04, 2020 Record Date: JUN 02, 2020 Meeting Type: ANNUALTicker: PAGE

Security ID: G68668105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Policy Management For For

3 Approve Remuneration Report Management For For

4 Re-elect David Lowden as Director Management For For

5 Re-elect Simon Boddie as Director Management For For

6 Re-elect Patrick De Smedt as Director Management For For

7 Re-elect Steve Ingham as Director Management For For

8 Re-elect Kelvin Stagg as Director Management For For

9 Re-elect Michelle Healy as Director Management For For

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10 Re-elect Sylvia Metayer as Director Management For For

11 Re-elect Angela Seymour-Jackson as Director Management For For

12 Reappoint Ernst & Young LLP as Auditors Management For For

13 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For

14 Authorise Issue of Equity Management For For

15 Authorise EU Political Donations and Expenditure Management For For

16 Authorise Issue of Equity without Pre-emptive Rights Management For For

17 Authorise Market Purchase of Ordinary Shares Management For For

18 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

PALTAC CORP. Meeting Date: JUN 23, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 8283

Security ID: J6349W106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Mikita, Kunio Management For For

1.2 Elect Director Kasutani, Seiichi Management For For

1.3 Elect Director Noma, Masahiro Management For For

1.4 Elect Director Moriya, Akiyoshi Management For For

1.5 Elect Director Shimada, Masaharu Management For For

1.6 Elect Director Yogo, Katsutoshi Management For For

1.7 Elect Director Oishi, Kaori Management For For

1.8 Elect Director Asada, Katsumi Management For For

2.1 Appoint Statutory Auditor Kanaoka, Yukihiro Management For Against

2.2 Appoint Statutory Auditor Kotera, Yohei Management For Against

RIGHTMOVE PLC Meeting Date: MAY 04, 2020 Record Date: APR 30, 2020 Meeting Type: ANNUAL

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Ticker: RMV

Security ID: G7565D106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Remuneration Policy Management For For

4 Approve Final Dividend (Resolution Withdrawn) Management None None

5 Reappoint KPMG LLP as Auditors Management For For

6 Authorise Board to Fix Remuneration of Auditors Management For For

7 Elect Andrew Fisher as Director Management For For

8 Elect Amit Tiwari as Director Management For For

9 Re-elect Peter Brooks-Johnson as Director Management For For

10 Re-elect Robyn Perriss as Director Management For For

11 Re-elect Jacqueline de Rojas as Director Management For For

12 Re-elect Rakhi Goss-Custard as Director Management For For

13 Re-elect Andrew Findlay as Director Management For For

14 Re-elect Lorna Tilbian as Director Management For For

15 Authorise Issue of Equity Management For For

16 Authorise Issue of Equity without Pre-emptive Rights Management For For

17Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

18 Authorise Market Purchase of Ordinary Shares Management For For

19 Authorise EU Political Donations and Expenditure Management For For

20 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

21 Approve Performance Share Plan Management For For

ROYAL UNIBREW A/S Meeting Date: APR 15, 2020 Record Date: APR 08, 2020 Meeting Type: ANNUALTicker: RBREW

Security ID: K8390X122

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Receive Report of Board Management None None

2 Accept Financial Statements and Statutory Reports Management For

Did

Not

Vote

3 Approve Discharge of Management and Board Management For

Did

Not

Vote

4 Approve Allocation of Income and Omission of Dividends Management For

Did

Not

Vote

5

Approve Remuneration of Directors in the Amount of DKK 1.1 Million for

Chairman, DKK 665,000 for Vice Chairman and DKK 380,000 for Other

Directors; Approve Remuneration for Committee Work

Management For

Did

Not

Vote

6.1 Approve DKK 1.5 Million Reduction in Share Capital via Share Cancellation Management For

Did

Not

Vote

6.2 Authorize Share Repurchase Program Management For

Did

Not

Vote

6.3 Amend Articles Re: Editorial Changes of Article 5 Management For

Did

Not

Vote

6.4Amend Articles Re: Voting on the Company's Remuneration Report at

Annual General MeetingsManagement For

Did

Not

Vote

6.5Approve Guidelines for Incentive-Based Compensation for Executive

Management and BoardManagement For

Did

Not

Vote

6.6 Authorize Interim Dividends Management For

Did

Not

Vote

7.a Reelect Walther Thygesen as Director Management For

Did

Not

Vote

Did

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7.b Reelect Jais Valeur as Director Management For

Did

Not

Vote

7.c Reelect Floris van Woerkom as Director Management For

Did

Not

Vote

7.d Reelect Christian Sagild as Director Management For

Did

Not

Vote

7.e Reelect Catharina Stackelberg-Hammaren as Director Management For

Did

Not

Vote

7.f Reelect Heidi Kleinbach-Sauter as Director Management For

Did

Not

Vote

8 Ratify KPMG as Auditors Management For

Did

Not

Vote

9 Other Business Management None None

RYANAIR HOLDINGS PLC Meeting Date: SEP 19, 2019 Record Date: AUG 12, 2019 Meeting Type: ANNUALTicker: RY4C

Security ID: 783513203

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Remuneration Report (Advisory) Management For For

3 Elect David Bonderman Management For For

4 Elect Roisin Brennan Management For For

5 Elect Michael E. Cawley Management For For

6 Elect Emer Daly Management For For

7 Elect Stan McCarthy Management For For

8 Elect Kyran McLaughlin Management For Against

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8 Elect Kyran McLaughlin Management For Against

9 Elect Howard Millar Management For For

10 Elect Dick Milliken Management For For

11 Elect Michael O'Brien Management For For

12 Elect Michael O'Leary Management For For

13 Elect Julie O'Neill Management For For

14 Elect Louise Phelan Management For Against

15 Authority to Set Auditor's Fees Management For For

16 Authority to Issue Shares w/ Preemptive Rights Management For For

17 Authority to Issue Shares w/o Preemptive Rights Management For For

18 Authority to Repurchase Shares Management For For

19 2019 Long-Term Incentive Plan Management For For

SANWA HOLDINGS CORP. Meeting Date: JUN 24, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 5929

Security ID: J6858G104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Allocation of Income, with a Final Dividend of JPY 17 Management For For

2.1 Elect Director Takayama, Toshitaka Management For Against

2.2 Elect Director Takayama, Yasushi Management For Against

2.3 Elect Director Fujisawa, Hiroatsu Management For Against

2.4 Elect Director Yamazaki, Hiroyuki Management For Against

2.5 Elect Director Takayama, Meiji Management For Against

2.6 Elect Director Yokota, Masanaka Management For Against

3.1 Elect Director and Audit Committee Member Zaima, Teiko Management For Against

3.2 Elect Director and Audit Committee Member Yonezawa, Tsunekatsu Management For Against

3.3 Elect Director and Audit Committee Member Gokita, Akira Management For Against

4 Elect Alternate Director and Audit Committee Member Yokota, Masanaka Management For For

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SARANA MENARA NUSANTARA TBK Meeting Date: DEC 16, 2019 Record Date: NOV 21, 2019 Meeting Type: SPECIALTicker: TOWR

Security ID: Y71369113

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Election of Directors and Commissioners(Slate) Management For For

SCHRODERS PLC Meeting Date: APR 30, 2020 Record Date: APR 28, 2020 Meeting Type: ANNUALTicker: SDR

Security ID: G78602136

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Final Dividend Management For For

3 Approve Remuneration Report Management For For

4 Approve Remuneration Policy Management For For

5 Approve Long Term Incentive Plan Management For For

6 Approve Deferred Award Plan Management For For

7 Elect Matthew Westerman as Director Management For For

8 Elect Claire Fitzalan as Director Management For For

9 Re-elect Michael Dobson as Director Management For For

10 Re-elect Peter Harrison as Director Management For For

11 Re-elect Richard Keers as Director Management For For

12 Re-elect Ian King as Director Management For For

13 Re-elect Sir Damon Buffini as Director Management For For

14 Re-elect Rhian Davies as Director Management For For

15 Re-elect Rakhi Goss-Custard as Director Management For For

16 Re-elect Deborah Waterhouse as Director Management For For

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16 Re-elect Deborah Waterhouse as Director Management For For

17 Re-elect Leonie Schroder as Director Management For For

18 Reappoint Ernst & Young LLP as Auditors Management For For

19 Authorise the Audit and Risk Committee to Fix Remuneration of Auditors Management For For

20 Approve EU Political Donations and Expenditure Management For For

21 Authorise Issue of Equity Management For For

22 Authorise Issue of Equity without Pre-emptive Rights Management For For

23 Authorise Market Purchase of Non-Voting Ordinary Shares Management For For

24 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

SINO-AMERICAN SILICON PRODUCTS, INC. Meeting Date: JUN 24, 2020 Record Date: APR 24, 2020 Meeting Type: ANNUALTicker: 5483

Security ID: Y8022X107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Business Operations Report and Financial Statements Management For For

2 Approve Plan on Profit Distribution Management For For

3 Approve Amendments to Articles of Association Management For Against

4

Approve Issuance of Marketable Securities via Public Offering or Private

PlacementManagement For For

5.1

Elect Ming-kung Lu, with SHAREHOLDER NO.0003561 as Non-

independent DirectorManagement For Against

5.2

Elect Tan-liang Yao, with SHAREHOLDER NO.0003591 as Non-

independent DirectorManagement For Against

5.3

Elect Hsiu-lan Hsu, with SHAREHOLDER NO.0003592 as Non-

independent DirectorManagement For Against

5.4

Elect Wen-huei Tsai, with SHAREHOLDER NO.0003585 as Non-

independent DirectorManagement For Against

5.5

Elect Feng-ming Chang, with SHAREHOLDER NO.0003236 as Non-

independent DirectorManagement For Against

5.6

Elect a Representative of Kai-chiang Company, with SHAREHOLDER

NO.0190223 as Non-independent Director

Management For Against

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5.6

NO.0190223 as Non-independent Director

Management For Against

5.7Elect a Representative of Kun-chang Investment Company, with

SHAREHOLDER NO.0143753 as Non-independent DirectorManagement For Against

5.8Elect Chin-tang Liu, with SHAREHOLDER NO.L121461XXX as

Independent DirectorManagement For Against

5.9Elect Hao-chung Kuo, with SHAREHOLDER NO.A120640XXX as

Independent DirectorManagement For Against

5.10Elect Shao-lun Li, with SHAREHOLDER NO.Y100907XXX as Independent

DirectorManagement For Against

6Approve Release of Restrictions of Competitive Activities of Newly

Appointed Directors and RepresentativesManagement For Against

SOLASTO CORP. Meeting Date: JUN 25, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 6197

Security ID: J76165109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Fujikawa, Yoshikazu Management For For

1.2 Elect Director Tamai, Masumi Management For For

1.3 Elect Director Fukushima, Shigeru Management For For

1.4 Elect Director Kawanishi, Masateru Management For For

1.5 Elect Director Une, Tsutomu Management For For

1.6 Elect Director Kubota, Yukio Management For For

1.7 Elect Director Uchida, Kanitsu Management For For

1.8 Elect Director Nishikawa, Kuniko Management For For

2.1 Appoint Statutory Auditor Nishino, Masami Management For Against

2.2 Appoint Statutory Auditor Tanaka, Miho Management For Against

3 Appoint Alternate Statutory Auditor Fukushima, Kanae Management For Against

TECHNOPRO HOLDINGS, INC. Meeting Date: SEP 27, 2019

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Record Date: JUN 30, 2019 Meeting Type: ANNUALTicker: 6028

Security ID: J82251109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A N/A

2 Allocation of Profits/Dividends Management For For

3 Amendments to Articles Management For For

4 Elect Yasuji Nishio Management For For

5 Elect Gaku Shimaoka Management For For

6 Elect Koichiro Asai Management For For

7 Elect Takeshi Yagi Management For For

8 Elect Toshihiro Hagiwara Management For For

9 Elect Tsunehiro Watabe Management For For

10 Elect Kazuhiko Yamada Management For For

11 Elect Harumi Sakamoto Management For For

12 Elect Hitoshi Madarame Management For For

13 Elect Akira Mikami Management For For

THE BERKELEY GROUP HOLDINGS PLC Meeting Date: SEP 06, 2019 Record Date: Meeting Type: ANNUALTicker: BKG

Security ID: G1191G120

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Remuneration Policy (Binding) Management For For

3 Remuneration Report (Advisory) Management For For

4 Elect Tony Pidgley Management For For

5 Elect Rob Perrins Management For For

6 Elect Richard J. Stearn Management For For

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6 Elect Richard J. Stearn Management For For

7 Elect Karl Whiteman Management For For

8 Elect Sean Ellis Management For For

9 Elect John Armitt Management For For

10 Elect Alison Nimmo Management For For

11 Elect Veronica Wadley Management For For

12 Elect Glyn A. Barker Management For For

13 Elect Adrian David Man Kiu LI Management For Against

14 Elect Andy Myers Management For For

15 Elect Diana Brightmore-Armour Management For For

16 Elect Justin Tibaldi Management For For

17 Elect Paul Vallone Management For For

18 Elect Peter Vernon Management For For

19 Elect Rachel Downey Management For For

20 Appointment of Auditor Management For For

21 Authority to Set Auditor's Fees Management For For

22 Authority to Issue Shares w/ Preemptive Rights Management For For

23 Non-Voting Agenda Item Management N/A N/A

24 Authority to Issue Shares w/o Preemptive Rights Management For For

25Authority to Issue Shares w/o Preemptive Rights (Specified Capital

Investment)Management For For

26 Authority to Repurchase Shares Management For For

27 Authorisation of Political Donations Management For For

28 Authority to Set General Meeting Notice Period at 14 Days Management For Against

29 Amendment to 2011 Long-Term Incentive Plan Management For For

THERMADOR GROUPE SA Meeting Date: APR 06, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUAL/SPECIALTicker: THEP

Security ID: F91651194

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Consolidated Financial Statements and Statutory Reports Management For For

3 Approve Allocation of Income and Dividends of EUR 1.80 per Share Management For For

4 Elect Noemie Gonin as Director Management For For

5 Elect Yves Ruget as Director Management For For

6 Elect Lionel Gres as Director Management For For

7Approve Remuneration Policy of Chairman and CEO, Vice-CEOs and

DirectorsManagement For Against

8 Approve Compensation of Guillaume Robin, Chairman and CEO Management For For

9 Approve Compensation of Patricia Mavigner, Vice-CEO Management For For

10 Approve Auditors' Special Report on Related-Party Transactions Management For For

11 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

12Amend Articles 14 and 17 of Bylaws Re: Age Limit of Chairman of the

Board, CEO, Vice-CEOs and DirectorsManagement For Against

13Authorize Capitalization of Reserves of Up to EUR 2 Million for Bonus

Issue or Increase in Par ValueManagement For Against

14 Authorize Filing of Required Documents/Other Formalities Management For For

TRAINLINE PLC Meeting Date: JUN 25, 2020 Record Date: JUN 23, 2020 Meeting Type: ANNUALTicker: TRN

Security ID: G8992Y119

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Remuneration Policy Management For For

4 Amend Performance Share Plan Management For For

5 Elect Brian McBride as Director Management For For

6 Elect Clare Gilmartin as Director Management For For

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6 Elect Clare Gilmartin as Director Management For For

7 Elect Duncan Tatton-Brown as Director Management For For

8 Elect Kjersti Wiklund as Director Management For For

9 Elect Shaun McCabe as Director Management For For

10 Appoint KPMG LLP as Auditors Management For For

11 Authorise Board to Fix Remuneration of Auditors Management For For

12 Authorise EU Political Donations and Expenditure Management For For

13 Authorise Issue of Equity Management For For

14 Authorise Issue of Equity without Pre-emptive Rights Management For For

15

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

16 Authorise Market Purchase of Ordinary Shares Management For For

17 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

VIEWORKS CO., LTD. Meeting Date: MAR 25, 2020 Record Date: DEC 31, 2019 Meeting Type: ANNUALTicker: 100120

Security ID: Y9330U108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements Management For For

2 Approve Appropriation of Income Management For For

3 Amend Articles of Incorporation Management For For

4.1 Elect Kim Hoo-sik as Inside Director Management For Against

4.2 Elect Seo Gyeong-yeol as Inside Director Management For Against

4.3 Elect Lim Jae-hui as Inside Director Management For Against

5 Approve Total Remuneration of Inside Directors and Outside Directors Management For For

6 Authorize Board to Fix Remuneration of Internal Auditor(s) Management For For

VIVO ENERGY PLC Meeting Date: MAY 20, 2020

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Record Date: MAY 18, 2020 Meeting Type: ANNUALTicker: VVO

Security ID: G9375M102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Final Dividend Management For Abstain

4 Re-elect John Daly as Director Management For For

5 Re-elect Christian Chammas as Director Management For For

6 Re-elect Johan Depraetere as Director Management For For

7 Re-elect Gawad Abaza as Director Management For For

8 Re-elect Carol Arrowsmith as Director Management For For

9 Re-elect Thembalihle Hixonia Nyasulu as Director Management For For

10 Re-elect Christopher Rogers as Director Management For For

11 Re-elect Javed Ahmed as Director Management For For

12 Re-elect Temitope Lawani as Director Management For For

13 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For

14 Authorise the Audit and Risk Committee to Fix Remuneration of Auditors Management For For

15 Authorise Issue of Equity Management For For

16 Authorise Issue of Equity without Pre-emptive Rights Management For For

17

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

18 Authorise Market Purchase of Ordinary Shares Management For For

19 Authorise EU Political Donations and Expenditure Management For For

20 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

Putnam International Growth Fund

A-LIVING SERVICES CO., LTD.

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Meeting Date: MAR 17, 2020 Record Date: FEB 14, 2020 Meeting Type: SPECIALTicker: 3319

Security ID: Y0038M100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Amend Articles of Association Management For For

A-LIVING SERVICES CO., LTD. Meeting Date: MAR 17, 2020 Record Date: FEB 14, 2020 Meeting Type: SPECIALTicker: 3319

Security ID: Y0038M100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve CMIG PM Agreement and Related Transactions Management For For

A-LIVING SERVICES CO., LTD. Meeting Date: MAY 15, 2020 Record Date: APR 14, 2020 Meeting Type: ANNUALTicker: 3319

Security ID: Y0038M100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve 2019 Report of the Board of Directors Management For For

2 Approve 2019 Report of the Supervisory Committee Management For For

3 Approve 2019 Audited Consolidated Financial Statements Management For For

4 Approve 2019 Annual Report Management For For

5 Approve 2020 Annual Financial Budget Management For For

6 Approve Final Dividend Management For For

7.1 Elect Chan Cheuk Hung as Director Management For For

7.2 Elect Huang Fengchao as Director Management For For

7.3 Elect Li Dalong as Director Management For For

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7.4 Elect Wei Xianzhong as Director Management For For

7.5 Elect Yue Yuan as Director Management For For

7.6 Elect Wan Kam To as Director Management For For

7.7 Elect Wong Chui Ping Cassie as Director Management For For

7.8 Elect Wang Peng as Director Management For For

8.1 Elect Shi Zhengyu as Supervisor Management For For

8.2 Elect Wang Gonghu as Supervisor Management For For

8.3 Elect Wang Shao as Supervisor Management For For

9 Authorize Board to Fix Remuneration of Directors Management For For

10 Authorize Supervisory Committee to Fix Remuneration of Supervisors Management For For

11

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix

Their RemunerationManagement For For

12

Approve Issuance of Equity or Equity-Linked Securities without Preemptive

Rights for Domestic Shares/Unlisted Foreign Shares/H SharesManagement For For

13 Approve Expansion of Business Scope Management For For

14 Amend Articles of Association Management For For

AIRBUS SE Meeting Date: APR 16, 2020 Record Date: MAR 19, 2020 Meeting Type: ANNUALTicker: AIR

Security ID: N0280G100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Open Meeting Management None None

2.1 Discussion on Company's Corporate Governance Structure Management None None

2.2 Receive Report on Business and Financial Statements Management None None

2.3 Receive Explanation on Company's Reserves and Dividend Policy Management None None

3 Discussion of Agenda Items Management None None

4.1 Adopt Financial Statements Management For For

4.2 Approve Allocation of Income and Dividends of EUR of 1.80 per Share Management None None

4.3 Approve Discharge of Non-Executive Members of the Board of Directors Management For Against

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4.3 Approve Discharge of Non-Executive Members of the Board of Directors Management For Against

4.4 Approve Discharge of Executive Members of the Board of Directors Management For Against

4.5 Ratify Ernst & Young as Auditors Management For For

4.6 Adopt Remuneration Policy Management For For

4.7 Approve Remuneration Report Containing Remuneration Policy Management For For

4.8 Elect Mark Dunkerley as Non-Executive Director Management For For

4.9 Elect Stephan Gemkow as Non-Executive Director Management For For

4.10 Reelect Ralph D. Crosby, Jr. as Non-Executive Director Management For For

4.11 Reelect Lord Drayson (Paul) as Non-Executive Director Management For For

4.12Grant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital

and Exclude Preemptive Rights Re: ESOP and LTIP PlansManagement For For

4.13Grant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital

and Exclude Preemptive Rights Re: Company FundingManagement For For

4.14 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

4.15 Approve Cancellation of Repurchased Shares Management For For

5 Close Meeting Management None None

ARITZIA INC. Meeting Date: JUL 10, 2019 Record Date: MAY 24, 2019 Meeting Type: ANNUALTicker: ATZ

Security ID: 04045U102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Brian Hill Management For For

1.2 Elect Jennifer Wong Management For For

1.3 Elect Aldo Bensadoun Management For For

1.4 Elect John E. Currie Management For For

1.5 Elect Ryan Holmes Management For For

1.6 Elect David Labistour Management For For

1.7 Elect John Montalbano Management For For

1.8 Elect Marni Payne Management For For

1.9 Elect Glen T. Senk Management For For

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1.9 Elect Glen T. Senk Management For For

1.10 Elect Marcia Smith Management For For

2 Appointment of Auditor and Authority to Set Fees Management For For

ASHTEAD GROUP PLC Meeting Date: SEP 10, 2019 Record Date: Meeting Type: ANNUALTicker: AHT

Security ID: G05320109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Remuneration Report (Advisory) Management For For

3 Remuneration Policy (Binding) Management For For

4 Final Dividend Management For For

5 Elect Paul A. Walker Management For For

6 Elect Brendan Horgan Management For For

7 Elect Michael R. Pratt Management For For

8 Elect Angus Cockburn Management For For

9 Elect Lucinda Riches Management For For

10 Elect Tanya Fratto Management For For

11 Elect Lindsley Ruth Management For For

12 Appointment of Auditor Management For For

13 Authority to Set Auditor's Fees Management For For

14 Authority to Issue Shares w/ Preemptive Rights Management For For

15 Authority to Issue Shares w/o Preemptive Rights Management For For

16Authority to Issue Shares w/o Preemptive Rights (Specified Capital

Investment)Management For For

17 Authority to Repurchase Shares Management For For

18 Authority to Set General Meeting Notice Period at 14 Days Management For Against

19 Non-Voting Meeting Note Management N/A N/A

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ASML HOLDING NV Meeting Date: APR 22, 2020 Record Date: MAR 25, 2020 Meeting Type: ANNUALTicker: ASML

Security ID: N07059202

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Open Meeting Management None None

2 Discuss the Company's Business, Financial Situation and Sustainability Management None None

3.a Approve Remuneration Report Management For For

3.b Adopt Financial Statements and Statutory Reports Management For For

3.c Receive Clarification on Company's Reserves and Dividend Policy Management None None

3.d Approve Dividends of EUR 2.40 Per Share Management For For

4.a Approve Discharge of Management Board Management For For

4.b Approve Discharge of Supervisory Board Management For For

5 Approve Number of Shares for Management Board Management For For

6Approve Certain Adjustments to the Remuneration Policy for Management

BoardManagement For For

7 Approve Remuneration Policy for Supervisory Board Management For For

8.a Announce Vacancies on the Supervisory Board Management None None

8.b Opportunity to Make Recommendations Management None None

8.cAnnounce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and

D.M. Durcan to Supervisory BoardManagement None None

8.d Reelect A.P. (Annet) Aris to Supervisory Board Management For For

8.e Elect D.M. (Mark) Durcan to Supervisory Board Management For For

8.f Elect D.W.A. (Warren) East to Supervisory Board Management For For

8.g Receive Information on the Composition of the Supervisory Board Management None None

9 Ratify KPMG as Auditors Management For For

10.aGrant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for

General PurposesManagement For For

10.b

Authorize Board to Exclude Preemptive Rights from Share Issuances under

Item 10.a Management For For

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10.cGrant Board Authority to Issue or Grant Rights to Subscribe for Ordinary

Shares Up to 5 Percent in Case of Merger or AcquisitionManagement For For

10.dAuthorize Board to Exclude Preemptive Rights from Share Issuances under

Item 10.cManagement For For

11.a Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

11.b Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital Management For For

12 Authorize Cancellation of Repurchased Shares Management For For

13 Other Business (Non-Voting) Management None None

14 Close Meeting Management None None

ASTRAZENECA PLC Meeting Date: APR 29, 2020 Record Date: APR 27, 2020 Meeting Type: ANNUALTicker: AZN

Security ID: G0593M107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Dividends Management For For

3 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For

4 Authorise Board to Fix Remuneration of Auditors Management For For

5a Re-elect Leif Johansson as Director Management For For

5b Re-elect Pascal Soriot as Director Management For For

5c Re-elect Marc Dunoyer as Director Management For For

5d Re-elect Genevieve Berger as Director Management For For

5e Re-elect Philip Broadley as Director Management For For

5f Re-elect Graham Chipchase as Director Management For For

5g Elect Michel Demare as Director Management For For

5h Re-elect Deborah DiSanzo as Director Management For For

5i Re-elect Sheri McCoy as Director Management For For

5j Re-elect Tony Mok as Director Management For For

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5j Re-elect Tony Mok as Director Management For For

5k Re-elect Nazneen Rahman as Director Management For For

5l Re-elect Marcus Wallenberg as Director Management For For

6 Approve Remuneration Report Management For For

7 Approve Remuneration Policy Management For For

8 Authorise EU Political Donations and Expenditure Management For For

9 Authorise Issue of Equity Management For For

10 Authorise Issue of Equity without Pre-emptive Rights Management For For

11

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

12 Authorise Market Purchase of Ordinary Shares Management For For

13 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

14 Approve Performance Share Plan Management For For

CENOVUS ENERGY INC. Meeting Date: APR 29, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: CVE

Security ID: 15135U109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

2.1 Elect Director Keith M. Casey Management For For

2.2 Elect Director Susan F. Dabarno Management For For

2.3 Elect Director Jane E. Kinney Management For For

2.4 Elect Director Harold N. Kvisle Management For For

2.5 Elect Director Steven F. Leer Management For For

2.6 Elect Director M. George Lewis Management For For

2.7 Elect Director Keith A. MacPhail Management For For

2.8 Elect Director Richard J. Marcogliese Management For For

2.9 Elect Director Claude Mongeau Management For For

2.10 Elect Director Alexander J. Pourbaix Management For For

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2.11 Elect Director Rhonda I. Zygocki Management For For

3 Advisory Vote on Executive Compensation Approach Management For For

CHINA MOBILE LIMITED Meeting Date: MAY 20, 2020 Record Date: MAY 13, 2020 Meeting Type: ANNUALTicker: 941

Security ID: Y14965100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Final Dividend Management For For

3 Elect Wang Yuhang as Director Management For For

4.1 Elect Paul Chow Man Yiu as Director Management For For

4.2 Elect Stephen Yiu Kin Wah as Director Management For For

5Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian

LLP as Auditors and Authorize Board to Fix Their RemunerationManagement For For

6 Authorize Repurchase of Issued Share Capital Management For For

7Approve Issuance of Equity or Equity-Linked Securities without Preemptive

RightsManagement For For

8 Authorize Reissuance of Repurchased Shares Management For Against

9 Adopt Share Option Scheme and Related Transactions Management For For

CHINA WATER AFFAIRS GROUP LIMITED Meeting Date: SEP 06, 2019 Record Date: SEP 03, 2019 Meeting Type: ANNUALTicker: 0855

Security ID: G21090124

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A N/A

2 Non-Voting Meeting Note Management N/A N/A

3 Accounts and Reports Management For For

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3 Accounts and Reports Management For For

4 Allocation of Profits/Dividends Management For For

5 Elect DING Bin Management For For

6 Elect ZHAO Hai Hu Management For For

7 Elect ONG King Keung Management For Against

8 Elect SIU Chi Ming Management For Against

9 Directors' Fees Management For For

10 Appointment of Auditor and Authority to Set Fees Management For For

11 Authority to Issue Shares w/o Preemptive Rights Management For For

12 Authority to Repurchase Shares Management For For

13 Authority to Issue Repurchased Shares Management For Against

CLINIGEN GROUP PLC Meeting Date: NOV 26, 2019 Record Date: Meeting Type: ANNUALTicker: CLIN

Security ID: G2R22L107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Remuneration Report (Advisory) Management For For

3 Final Dividend Management For For

4 Elect Alan K. Boyd Management For For

5 Elect Nick Keher Management For For

6 Elect Peter V. Allen Management For For

7 Elect Shaun Chilton Management For For

8 Elect John Hartup Management For For

9 Elect Ian J. Nicholson Management For For

10 Elect Anne Hyland Management For For

11 Appointment of Auditor Management For For

12 Authority to Set Auditor's Fees Management For For

13 Authorisation of Political Donations Management For For

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13 Authorisation of Political Donations Management For For

14 Authority to Issue Shares w/ Preemptive Rights Management For For

15 Authority to Issue Shares w/o Preemptive Rights Management For For

16Authority to Issue Shares w/o Preemptive Rights (Specified Capital

Investment)Management For For

COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Meeting Date: MAR 15, 2020 Record Date: FEB 19, 2020 Meeting Type: ANNUAL/SPECIALTicker: COMI

Security ID: 201712205

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Board Report on Company Operations for FY 2019 Management For

Did

Not

Vote

2 Approve Auditors' Report on Company Financial Statements for FY 2019 Management For

Did

Not

Vote

3 Accept Financial Statements and Statutory Reports for FY 2019 Management For

Did

Not

Vote

4Approve Allocation of Income for FY 2019 and Authorize Board to Fix and

Distribute Employees' Share in the Company's ProfitsManagement For

Did

Not

Vote

5Authorize Capital Issuances for Use in Employee Stock Purchase Plan and

Amend Articles 6 and 7 of Bylaws AccordinglyManagement For

Did

Not

Vote

6Authorize Capitalization of Reserves for Bonus Issue Re: 1:3 and Amend

Articles 6 and 7 to reflect the Increase of CapitalManagement For

Did

Not

Vote

7 Approve Discharge of Directors for FY 2019 Management For

Did

Not

Vote

8 Ratify Auditors and Fix Their Remuneration for FY 2020 Management For

Did

Not

Vote

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Vote

9.1 Elect Amin Al Arab as Director Management For

Did

Not

Vote

9.2 Elect Hussein Abaza as Director Management For

Did

Not

Vote

9.3 Elect Bijan Khosrowshahi as Director Management For

Did

Not

Vote

9.4 Elect Amani Abou Zeid as Director Management For

Did

Not

Vote

9.5 Elect Magda Habib as Director Management For

Did

Not

Vote

9.6 Elect Paresh Sukthankar as Director Management For

Did

Not

Vote

9.7 Elect Rajeev Kakar as Director Management For

Did

Not

Vote

9.8 Elect Sherif Samy as Director Management For

Did

Not

Vote

10 Approve Remuneration of Directors for FY 2020 Management For

Did

Not

Vote

11 Approve Remuneration of Audit Committee for FY 2020 Management For

Did

Not

Vote

12 Approve Charitable Donations for FY 2019 and 2020 Management For

Did

Not

Vote

1 Authorize Issuance of Bonds or Subordinated Loans of EGP 15 Billion Management For

Did

Not

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1 Authorize Issuance of Bonds or Subordinated Loans of EGP 15 Billion Management ForNot

Vote

COMPASS GROUP PLC Meeting Date: FEB 06, 2020 Record Date: FEB 04, 2020 Meeting Type: ANNUALTicker: CPG

Security ID: G23296208

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Final Dividend Management For For

4 Elect Karen Witts as Director Management For For

5 Re-elect Dominic Blakemore as Director Management For For

6 Re-elect Gary Green as Director Management For For

7 Re-elect Carol Arrowsmith as Director Management For For

8 Re-elect John Bason as Director Management For For

9 Re-elect Stefan Bomhard as Director Management For For

10 Re-elect John Bryant as Director Management For For

11 Re-elect Anne-Francoise Nesmes as Director Management For For

12 Re-elect Nelson Silva as Director Management For For

13 Re-elect Ireena Vittal as Director Management For For

14 Re-elect Paul Walsh as Director Management For For

15 Reappoint KPMG LLP as Auditors Management For For

16 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For

17 Authorise EU Political Donations and Expenditure Management For For

18 Approve Payment of Fees to Non-executive Directors Management For For

19 Authorise Issue of Equity Management For For

20 Authorise Issue of Equity without Pre-emptive Rights Management For For

21Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital Investment

Management For For

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Acquisition or Other Capital Investment

22 Authorise Market Purchase of Ordinary Shares Management For For

23Authorise the Company to Call General Meeting with 14 Working Days'

NoticeManagement For Against

CONSTELLATION SOFTWARE INC. Meeting Date: MAY 08, 2020 Record Date: APR 01, 2020 Meeting Type: ANNUALTicker: CSU

Security ID: 21037X100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Jeff Bender Management For For

1.2 Elect Director Lawrence Cunningham Management For For

1.3 Elect Director Susan Gayner Management For For

1.4 Elect Director Robert Kittel Management For For

1.5 Elect Director Mark Leonard Management For For

1.6 Elect Director Paul McFeeters Management For For

1.7 Elect Director Mark Miller Management For For

1.8 Elect Director Lori O'Neill Management For For

1.9 Elect Director Stephen R. Scotchmer Management For For

1.10 Elect Director Robin Van Poelje Management For For

1.11 Elect Director Dexter Salna Management For For

2Approve KPMG LLP as Auditors and Authorize Board to Fix Their

RemunerationManagement For For

3 Advisory Vote on Executive Compensation Approach Management For For

DAIKIN INDUSTRIES LTD. Meeting Date: JUN 26, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 6367

Security ID: J10038115

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Allocation of Income, with a Final Dividend of JPY 80 Management For For

2 Amend Articles to Reduce Directors' Term Management For For

3.1 Elect Director Inoue, Noriyuki Management For For

3.2 Elect Director Togawa, Masanori Management For For

3.3 Elect Director Terada, Chiyono Management For For

3.4 Elect Director Kawada, Tatsuo Management For For

3.5 Elect Director Makino, Akiji Management For For

3.6 Elect Director Torii, Shingo Management For For

3.7 Elect Director Tayano, Ken Management For For

3.8 Elect Director Minaka, Masatsugu Management For For

3.9 Elect Director Tomita, Jiro Management For For

3.10 Elect Director Kanwal Jeet Jawa Management For For

3.11 Elect Director Matsuzaki, Takashi Management For For

4 Appoint Statutory Auditor Nagashima, Toru Management For Against

5 Appoint Alternate Statutory Auditor Ono, Ichiro Management For Against

6 Approve Compensation Ceiling for Directors Management For For

DART GROUP PLC Meeting Date: SEP 05, 2019 Record Date: Meeting Type: ANNUALTicker: DTG

Security ID: G2657C132

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Final Dividend Management For For

3 Elect Richard Green Management For Against

4 Elect Philip Meeson Management For Against

5 Elect Stephen Heapy Management For Against

6 Elect Mark Laurence Management For Against

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6 Elect Mark Laurence Management For Against

7 Appointment of Auditor Management For For

8 Authority to Set Auditor's Fees Management For For

9 Authority to Issue Shares w/ Preemptive Rights Management For For

10 Authority to Issue Shares w/o Preemptive Rights Management For For

11Authority to Issue Shares w/o Preemptive Rights (Specified Capital

Investment)Management For For

12 Authority to Repurchase Shares Management For For

DIAGEO PLC Meeting Date: SEP 19, 2019 Record Date: Meeting Type: ANNUALTicker: DGE

Security ID: G42089113

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Remuneration Report (Advisory) Management For For

3 Final Dividend Management For For

4 Elect Debra A. Crew Management For For

5 Elect Evan Mervyn Davies Management For For

6 Elect Javier Ferran Management For For

7 Elect Susan Kilsby Management For Against

8 Elect HO Kwon Ping Management For Against

9 Elect Nicola Mendelsohn Management For For

10 Elect Ivan Menezes Management For For

11 Elect Kathryn A. Mikells Management For For

12 Elect Alan Stewart Management For For

13 Appointment of Auditor Management For For

14 Authority to Set Auditor's Fees Management For For

15 Authorisation of Political Donations Management For For

16 Authority to Issue Shares w/ Preemptive Rights Management For For

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17 Irish Sharesave Scheme Management For For

18 Authority to Issue Shares w/o Preemptive Rights Management For For

19 Authority to Repurchase Shares Management For For

20 Authority to Set General Meeting Notice Period at 14 Days Management For Against

21 Adoption of New Articles of Association Management For For

22 Non-Voting Meeting Note Management N/A N/A

DOMINO'S PIZZA GROUP PLC Meeting Date: JUL 01, 2019 Record Date: JUN 27, 2019 Meeting Type: ORDINARYTicker: DOM

Security ID: G28113101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Amendment to Borrowing Powers (Articles of Association) Management For For

GRIEG SEAFOOD ASA Meeting Date: MAR 25, 2020 Record Date: Meeting Type: SPECIALTicker: GSF

Security ID: R28594100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting Management For

Did

Not

Vote

2 Approve Notice of Meeting and Agenda Management For

Did

Not

Vote

3Approve Transaction with Related Party; Approve Acquisition of Shares in

Grieg Newfoundland ASManagement For

Did

Not

Vote

GVC HOLDINGS PLC

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Meeting Date: FEB 06, 2020 Record Date: FEB 04, 2020 Meeting Type: SPECIALTicker: GVC

Security ID: G427A6103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1Approve Relocation of Tax Residency to the United Kingdom; Adopt New

Articles of AssociationManagement For For

HDFC BANK LIMITED Meeting Date: JUL 12, 2019 Record Date: JUL 05, 2019 Meeting Type: ANNUALTicker: HDFCBANK

Security ID: Y3119P174

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports (Standalone) Management For For

2 Accounts and Reports (Consolidated) Management For For

3 Allocation of Profits/Dividends Management For For

4 Elect Srikanth Nadhamuni Management For For

5 Appointment of Auditor and Authority to Set Fees Management For For

6 Ratification of Additional Fees of Statutory Auditor Management For For

7 Elect Sanjiv Sachar Management For For

8 Elect Sandeep Parekh Management For For

9 Elect M.D. Ranganath Management For For

10Related Party Transactions (Housing Development Finance Corporation

Limited)Management For For

11 Related Party Transactions (HDB Finance Services Limited) Management For For

12 Authority to Issue Debt Instruments Management For For

13 Stock Split Management For For

14 Amendments to Memorandum (Capital Clause) Management For For

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HEINEKEN NV Meeting Date: APR 23, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUALTicker: HEIA

Security ID: N39427211

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.a Receive Report of Management Board (Non-Voting) Management None None

1.b Approve Remuneration Report Management For For

1.c Adopt Financial Statements Management For For

1.d Receive Explanation on Dividend Policy Management None None

1.e Approve Dividends of EUR 1.68 Per Share Management For For

1.f Approve Discharge of Management Board Management For For

1.g Approve Discharge of Supervisory Board Management For For

2.a Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

2.b Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Management For For

2.c

Authorize Board to Exclude Preemptive Rights from Share Issuances under

Item 2.bManagement For For

3 Approve Remuneration Policy for Management Board Management For For

4 Approve Remuneration Policy for Supervisory Board Management For For

5 Ratify Deloitte as Auditors Management For For

6.aAmend Articles 7, 9, 10, 12, 13 Paragraph 1 and Article 18 of the Articles of

AssociationManagement For For

6.b Amend Article 13 Paragraph 10 of the Articles of Association Management For Against

7 Elect Dolf van den Brink to Management Board Management For For

8 Reelect Pamela Mars Wright to Supervisory Board Management For Against

9 Close Meeting Management None None

IRB-BRASIL RESSEGUROS S.A. Meeting Date: JUL 31, 2019 Record Date: Meeting Type: SPECIALTicker: IRBR3

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Security ID: P5876C106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A TNA

2 Amendments to Articles Management For TNA

3 Extend Board Term Length Management For TNA

4 Elect Ivan de Souza Monteiro Management For TNA

5 Non-Voting Meeting Note Management N/A TNA

6 Non-Voting Meeting Note Management N/A TNA

7 Non-Voting Meeting Note Management N/A TNA

IRB-BRASIL RESSEGUROS S.A. Meeting Date: SEP 19, 2019 Record Date: Meeting Type: SPECIALTicker: IRBR3

Security ID: P5876C106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A TNA

2 Elect Thais Ricarte Peters as Alternate Supervisory Council Member Management For TNA

3 Election of Supervisory Council Management For TNA

4 Stock Split Management For TNA

5 Amendments to Articles 5 (Reconciliation of Share Capital) Management For TNA

6 Non-Voting Meeting Note Management N/A TNA

7 Non-Voting Meeting Note Management N/A TNA

KERRY GROUP PLC Meeting Date: APR 30, 2020 Record Date: APR 28, 2020 Meeting Type: ANNUALTicker: KRZ

Security ID: G52416107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

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1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Final Dividend Management For For

3a Re-elect Gerry Behan as Director Management For For

3b Re-elect Dr Hugh Brady as Director Management For For

3c Re-elect Gerard Culligan as Director Management For For

3d Re-elect Dr Karin Dorrepaal as Director Management For For

3e Re-elect Joan Garahy as Director Management For For

3f Re-elect Marguerite Larkin as Director Management For For

3g Re-elect Tom Moran as Director Management For For

3h Re-elect Con Murphy as Director Management For For

3i Re-elect Christopher Rogers as Director Management For For

3j Re-elect Edmond Scanlon as Director Management For For

3k Re-elect Philip Toomey as Director Management For For

4 Authorise Board to Fix Remuneration of Auditors Management For For

5 Approve Remuneration Report Management For For

6 Authorise Issue of Equity Management For For

7 Authorise Issue of Equity without Pre-emptive Rights Management For For

8

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Specified Capital InvestmentManagement For For

9 Authorise Market Purchase of A Ordinary Shares Management For For

KONINKLIJKE DSM NV Meeting Date: MAY 08, 2020 Record Date: APR 10, 2020 Meeting Type: ANNUALTicker: DSM

Security ID: N5017D122

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Open Meeting Management None None

2 Receive Report of Management Board (Non-Voting) Management None None

3 Approve Remuneration Report Management For For

4 Adopt Financial Statements Management For For

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4 Adopt Financial Statements Management For For

5.a Receive Explanation on Company's Reserves and Dividend Policy Management None None

5.b Approve Dividends of EUR 2.40 Per Share Management For For

6.a Approve Discharge of Management Board Management For For

6.b Approve Discharge of Supervisory Board Management For For

7.a Reelect Rob Routs to Supervisory Board Management For For

7.b Reelect Eileen Kennedy to Supervisory Board Management For For

7.c Reelect Pradeep Pant to Supervisory Board Management For For

7.d Elect Thomas Leysen to Supervisory Board Management For For

8 Ratify KPMG as Auditors Management For For

9.aGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and

Exclude Pre-emptive RightsManagement For For

9.bGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in

Connection with a Rights IssueManagement For For

10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

11 Approve Reduction in Share Capital through Cancellation of Shares Management For For

12 Other Business (Non-Voting) Management None None

13 Close Meeting Management None None

LONZA GROUP AG Meeting Date: APR 28, 2020 Record Date: Meeting Type: ANNUALTicker: LONN

Security ID: H50524133

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For

Did

Not

Vote

2 Approve Remuneration Report Management For

Did

Not

Vote

3 Approve Discharge of Board and Senior Management Management For

Did

Not

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3 Approve Discharge of Board and Senior Management Management ForNot

Vote

4 Approve Allocation of Income and Dividends of CHF 2.75 per Share Management For

Did

Not

Vote

5.1.1 Reelect Werner Bauer as Director Management For

Did

Not

Vote

5.1.2 Reelect Albert Baehny as Director Management For

Did

Not

Vote

5.1.3 Reelect Angelica Kohlmann as Director Management For

Did

Not

Vote

5.1.4 Reelect Christoph Maeder as Director Management For

Did

Not

Vote

5.1.5 Reelect Barbara Richmond as Director Management For

Did

Not

Vote

5.1.6 Reelect Juergen Steinemann as Director Management For

Did

Not

Vote

5.1.7 Reelect Olivier Verscheure as Director Management For

Did

Not

Vote

5.2.1 Elect Dorothee Deuring as Director Management For

Did

Not

Vote

5.2.2 Elect Moncef Slaoui as Director Management For

Did

Not

Vote

5.3 Reelect Albert Baehny as Board Chairman Management For

Did

Not

Vote

5.4.1Reappoint Angelica Kohlmann as Member of the Nomination and

Management For

Did

Not

Page 109: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

5.4.1Reappoint Angelica Kohlmann as Member of the Nomination and

Compensation CommitteeManagement For

Not

Vote

5.4.2Reappoint Christoph Maeder as Member of the Nomination and

Compensation CommitteeManagement For

Did

Not

Vote

5.4.3Reappoint Juergen Steinemann as Member of the Nomination and

Compensation CommitteeManagement For

Did

Not

Vote

6 Ratify KPMG Ltd as Auditors Management For

Did

Not

Vote

7 Designate ThomannFischer as Independent Proxy Management For

Did

Not

Vote

8 Approve Remuneration of Directors in the Amount of CHF 2.9 Million Management For

Did

Not

Vote

9.1Approve Fixed Remuneration of Executive Committee in the Amount of CHF

5.8 Million for the Period July 1, 2020 - June 30, 2021Management For

Did

Not

Vote

9.2Approve Variable Short-Term Remuneration of Executive Committee in the

Amount of CHF 4 Million for Fiscal 2019Management For

Did

Not

Vote

9.3Approve Variable Long-Term Remuneration of Executive Committee in the

Amount of CHF 12 Million for Fiscal 2020Management For

Did

Not

Vote

10 Transact Other Business (Voting) Management For

Did

Not

Vote

NESTLE SA Meeting Date: APR 23, 2020 Record Date: Meeting Type: ANNUALTicker: NESN

Security ID: H57312649

Page 110: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Accept Financial Statements and Statutory Reports Management For

Did

Not

Vote

1.2 Approve Remuneration Report Management For

Did

Not

Vote

2 Approve Discharge of Board and Senior Management Management For

Did

Not

Vote

3 Approve Allocation of Income and Dividends of CHF 2.70 per Share Management For

Did

Not

Vote

4.1.a Reelect Paul Bulcke as Director and Board Chairman Management For

Did

Not

Vote

4.1.b Reelect Ulf Schneider as Director Management For

Did

Not

Vote

4.1.c Reelect Henri de Castries as Director Management For

Did

Not

Vote

4.1.d Reelect Renato Fassbind as Director Management For

Did

Not

Vote

4.1.e Reelect Ann Veneman as Director Management For

Did

Not

Vote

4.1.f Reelect Eva Cheng as Director Management For

Did

Not

Vote

4.1.g Reelect Patrick Aebischer as Director Management For

Did

Not

Vote

4.1.h Reelect Ursula Burns as Director Management For

Did

Not

Page 111: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

4.1.h Reelect Ursula Burns as Director Management For Not

Vote

4.1.i Reelect Kasper Rorsted as Director Management For

Did

Not

Vote

4.1.j Reelect Pablo Isla as Director Management For

Did

Not

Vote

4.1.k Reelect Kimberly Ross as Director Management For

Did

Not

Vote

4.1.l Reelect Dick Boer as Director Management For

Did

Not

Vote

4.1.m Reelect Dinesh Paliwal as Director Management For

Did

Not

Vote

4.2 Elect Hanne Jimenez de Mora as Director Management For

Did

Not

Vote

4.3.1 Appoint Patrick Aebischer as Member of the Compensation Committee Management For

Did

Not

Vote

4.3.2 Appoint Ursula Burns as Member of the Compensation Committee Management For

Did

Not

Vote

4.3.3 Appoint Pablo Isla as Member of the Compensation Committee Management For

Did

Not

Vote

4.3.4 Appoint Dick Boer as Member of the Compensation Committee Management For

Did

Not

Vote

4.4 Ratify Ernst & Young AG as Auditors Management For

Did

Not

Vote

Did

Page 112: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

4.5 Designate Hartmann Dreyer as Independent Proxy Management For

Did

Not

Vote

5.1 Approve Remuneration of Directors in the Amount of CHF 10 Million Management For

Did

Not

Vote

5.2Approve Remuneration of Executive Committee in the Amount of CHF 55

MillionManagement For

Did

Not

Vote

6Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of

Repurchased Shares

Management For

Did

Not

Vote

7 Transact Other Business (Voting) Management Against

Did

Not

Vote

NOVARTIS AG Meeting Date: FEB 28, 2020 Record Date: Meeting Type: ANNUALTicker: NOVN

Security ID: H5820Q150

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For

Did

Not

Vote

2 Approve Discharge of Board and Senior Management Management For

Did

Not

Vote

3 Approve Allocation of Income and Dividends of CHF 2.95 per Share Management For

Did

Not

Vote

4Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of

Repurchased SharesManagement For

Did

Not

Vote

5.1 Approve Remuneration of Directors in the Amount of CHF 9 Million Management For

Did

Not

Page 113: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

5.1 Approve Remuneration of Directors in the Amount of CHF 9 Million Management For

Not

Vote

5.2Approve Maximum Remuneration of Executive Committee in the Amount of

CHF 93 Million

Management For

Did

Not

Vote

5.3 Approve Remuneration Report Management For

Did

Not

Vote

6.1 Reelect Joerg Reinhardt as Director and Board Chairman Management For

Did

Not

Vote

6.2 Reelect Nancy Andrews as Director Management For

Did

Not

Vote

6.3 Reelect Ton Buechner as Director Management For

Did

Not

Vote

6.4 Reelect Patrice Bula as Director Management For

Did

Not

Vote

6.5 Reelect Srikant Datar as Director Management For

Did

Not

Vote

6.6 Reelect Elizabeth Doherty as Director Management For

Did

Not

Vote

6.7 Reelect Ann Fudge as Director Management For

Did

Not

Vote

6.8 Reelect Frans van Houten as Director Management For

Did

Not

Vote

6.9 Reelect Andreas von Planta as Director Management For

Did

Not

Vote

6.10 Reelect Charles Sawyers as Director Management For

Did

Not

Page 114: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

6.10 Reelect Charles Sawyers as Director Management ForNot

Vote

6.11 Reelect Enrico Vanni as Director Management For

Did

Not

Vote

6.12 Reelect William Winters as Director Management For

Did

Not

Vote

6.13 Elect Bridgette Heller as Director Management For

Did

Not

Vote

6.14 Elect Simon Moroney as Director Management For

Did

Not

Vote

7.1 Reappoint Patrice Bula as Member of the Compensation Committee Management For

Did

Not

Vote

7.2 Reappoint Srikant Datar as Member of the Compensation Committee Management For

Did

Not

Vote

7.3 Reappoint Enrico Vanni as Member of the Compensation Committee Management For

Did

Not

Vote

7.4 Reappoint William Winters as Member of the Compensation Committee Management For

Did

Not

Vote

7.5 Appoint Bridgette Heller as Member of the Compensation Committee Management For

Did

Not

Vote

8 Ratify PricewaterhouseCoopers AG as Auditors Management For

Did

Not

Vote

9 Designate Peter Zahn as Independent Proxy Management For

Did

Not

Vote

Did

Page 115: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

10 Transact Other Business (Voting) Management For

Did

Not

Vote

NXP SEMICONDUCTORS N.V. Meeting Date: MAY 27, 2020 Record Date: APR 29, 2020 Meeting Type: ANNUALTicker: NXPI

Security ID: N6596X109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Adopt Financial Statements and Statutory Reports Management For For

2 Approve Discharge of Board Members Management For For

3a Elect Kurt Sievers as Executive Director Management For For

3b Reelect Peter Bonfield as Non-Executive Director Management For For

3c Reelect Kenneth A. Goldman as Non-Executive Director Management For For

3d Reelect Josef Kaeser as Non-Executive Director Management For For

3e Reelect Lena Olving as Non-Executive Director Management For For

3f Reelect Peter Smitham as Non-Executive Director Management For For

3g Reelect Julie Southern as Non-Executive Director Management For For

3h Reelect Jasmin Staiblin as Non-Executive Director Management For For

3i Reelect Gregory Summe as Non-Executive Director Management For For

3j Reelect Karl-Henrik Sundstrom as Non-Executive Director Management For For

4 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Management For For

5 Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For

6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

7 Approve Cancellation of Ordinary Shares Management For For

8 Ratify Ernst & Young Accountants LLP as Auditors Management For For

9

Approve Remuneration of the Members and Chairs of the Audit Committee,

Compensation Committee, and the Nominating and Governance Committee

of the Board

Management For For

10 Amend Articles to Establish Quorum Requirement Management For For

11 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

Page 116: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

11 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

12 Advisory Vote on Say on Pay Frequency Management One YearOne

Year

OPEN HOUSE CO., LTD. Meeting Date: DEC 18, 2019 Record Date: SEP 30, 2019 Meeting Type: ANNUALTicker: 3288

Security ID: J3072G101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A N/A

2 Allocation of Profits/Dividends Management For For

3 Amendments to Articles Management For For

4 Elect Kazumi Ido as Alternate Statutory Auditor Management For For

PALTAC CORP. Meeting Date: JUN 23, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 8283

Security ID: J6349W106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Mikita, Kunio Management For For

1.2 Elect Director Kasutani, Seiichi Management For For

1.3 Elect Director Noma, Masahiro Management For For

1.4 Elect Director Moriya, Akiyoshi Management For For

1.5 Elect Director Shimada, Masaharu Management For For

1.6 Elect Director Yogo, Katsutoshi Management For For

1.7 Elect Director Oishi, Kaori Management For For

1.8 Elect Director Asada, Katsumi Management For For

2.1 Appoint Statutory Auditor Kanaoka, Yukihiro Management For Against

2.2 Appoint Statutory Auditor Kotera, Yohei Management For Against

Page 117: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. Meeting Date: APR 09, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: 2318

Security ID: Y69790106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve 2019 Report of the Board of Directors Management For For

2 Approve 2019 Report of the Supervisory Committee Management For For

3 Approve 2019 Annual Report and Its Summary Management For For

4 Approve 2019 Financial Statements and Statutory Reports Management For For

5 Approve 2019 Profit Distribution Plan and Distribution of Final Dividends Management For For

6

Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and

PricewaterhouseCoopers as International Auditor and Authorize Board to Fix

Their Remuneration

Management For For

7Approve 2019 Performance Evaluation of Independent Non-Executive

DirectorsManagement For For

8 Approve Issuance of Debt Financing Instruments Management For For

9Approve Issuance of Equity or Equity-Linked Securities without Preemptive

Rights for H SharesManagement For For

10 Amend Articles of Association Management For For

11 Elect Lu Min as Director Shareholder For For

PRUDENTIAL PLC Meeting Date: OCT 15, 2019 Record Date: Meeting Type: ORDINARYTicker: PRU

Security ID: G72899100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Demerger Management For Against

2 Elect Yok Tak Amy Yip Management For For

3 Non-Voting Meeting Note Management N/A N/A

Page 118: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

3 Non-Voting Meeting Note Management N/A N/A

PT BANK TABUNGAN PENSIUNAN NASIONAL SYARIAH TBK Meeting Date: SEP 02, 2019 Record Date: AUG 08, 2019 Meeting Type: SPECIALTicker: BTPS

Security ID: Y713AP104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Election of Commissioners (Slate) Management For Against

2 Authority to Repurchase Shares Management For For

PT BANK TABUNGAN PENSIUNAN NASIONAL SYARIAH TBK Meeting Date: APR 16, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: BTPS

Security ID: Y713AP104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1Approve Financial Statements, Statutory Reports, and Discharge of Directors

and CommissionersManagement For For

2 Approve Allocation of Income Management For For

3

Approve Remuneration of Directors, Commissioners and Sharia Supervisory

BoardManagement For For

4 Approve Auditors and Authorize Board to Fix Their Remuneration Management For For

5 Amend Articles of Association Management For Against

6 Elect Directors, Commissioners and Sharia Supervisory Board Management For Against

QBE INSURANCE GROUP LIMITED Meeting Date: MAY 07, 2020 Record Date: MAY 05, 2020 Meeting Type: ANNUALTicker: QBE

Security ID: Q78063114

Management Vote

Page 119: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Proposal No Proposal Proposed By Recommendation Cast

2 Approve Remuneration Report Management For For

3Approve Grant of Conditional Rights Under the 2020 QBE LTI Plan to

Patrick ReganManagement For For

4a Elect K Lisson as Director Management For For

4b Elect M Wilkins as Director Management For For

5a

Approve the Amendments to the Company's Constitution Promoted by

Market Forces and Australian EthicalShareholder Against Against

5b Approve Exposure Reduction Targets Shareholder Against Against

6aApprove the Amendments to the Company's Constitution Promoted by The

Colong Foundation for Wilderness LtdShareholder Against Against

6b Approve QBE World Heritage Policy Shareholder Against Against

RELIANCE INDUSTRIES LTD. Meeting Date: AUG 12, 2019 Record Date: AUG 05, 2019 Meeting Type: ANNUALTicker: RELIANCE

Security ID: Y72596102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A N/A

2 Accounts and Reports (Standalone) Management For For

3 Accounts and Reports (Consolidated) Management For For

4 Allocation of Profits/Dividends Management For For

5 Elect Pawan Kumar Kapil Management For For

6 Elect Nita M. Ambani Management For For

7

Reappointment of P.M.S. Prasad (Executive Director); Approve

RemunerationManagement For For

8 Elect Raminder Singh Gujral Management For For

9 Elect Arundhati Bhattacharya Management For For

10 Authority to Set Cost Auditors Fees Management For For

Page 120: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

SAFARICOM PLC Meeting Date: AUG 30, 2019 Record Date: AUG 29, 2019 Meeting Type: ANNUALTicker: SCOM

Security ID: V74587102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A N/A

2 Accounts and Reports Management For For

3 Final Dividend Management For For

4 Special Dividend Management For For

5 Elect Bitange Ndemo Management For Against

6 Elect Rose Ogega Management For Against

7 Election of Audit Committee Members (Bitange Ndemo) Management For For

8 Election of Audit Committee Members (Esther Koimett) Management For For

9 Election of Audit Committee Members (Mohamed Joosub) Management For For

10 Election of Audit Committee Members (Till Streichert) Management For For

11 Election of Audit Committee Members (Rose Ogega) Management For For

12 Remuneration Report Management For For

13 Appointment of Auditor and Authority to Set Fees Management For Against

14 Transaction of Other Business Management For Against

15 Amendments to Article 89 (Board Size) Management For For

SONY CORP. Meeting Date: JUN 26, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 6758

Security ID: J76379106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Amend Articles to Change Company Name Management For For

2.1 Elect Director Yoshida, Kenichiro Management For For

2.2 Elect Director Totoki, Hiroki Management For For

Page 121: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

2.2 Elect Director Totoki, Hiroki Management For For

2.3 Elect Director Sumi, Shuzo Management For For

2.4 Elect Director Tim Schaaff Management For For

2.5 Elect Director Matsunaga, Kazuo Management For For

2.6 Elect Director Oka, Toshiko Management For For

2.7 Elect Director Akiyama, Sakie Management For For

2.8 Elect Director Wendy Becker Management For For

2.9 Elect Director Hatanaka, Yoshihiko Management For For

2.10 Elect Director Adam Crozier Management For For

2.11 Elect Director Kishigami, Keiko Management For For

2.12 Elect Director Joseph A. Kraft Jr Management For For

3 Approve Stock Option Plan Management For For

TENCENT HOLDINGS LIMITED Meeting Date: MAY 13, 2020 Record Date: MAY 07, 2020 Meeting Type: ANNUALTicker: 700

Security ID: G87572163

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Final Dividend Management For For

3a Elect Lau Chi Ping Martin as Director Management For Against

3b Elect Charles St Leger Searle as Director Management For Against

3c Elect Ke Yang as Director Management For Against

3d Authorize Board to Fix Remuneration of Directors Management For For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix

Their RemunerationManagement For For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive

RightsManagement For Against

6 Authorize Repurchase of Issued Share Capital Management For For

7 Authorize Reissuance of Repurchased Shares Management For Against

Page 122: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

8

Amend the Existing Amended and Restated Memorandum of Association

and Articles of Association and Adopt Second Amended and Restated

Memorandum of Association and Articles of Association

Management For For

TMX GROUP LIMITED Meeting Date: MAY 12, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUAL/SPECIALTicker: X

Security ID: 87262K105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1Approve KPMG LLP as Auditors and Authorize Board to Fix Their

RemunerationManagement For For

2a Elect Director Luc Bertrand Management For For

2b Elect Director Nicolas Darveau-Garneau Management For For

2c Elect Director Christian Exshaw Management For For

2d Elect Director Marie Giguere Management For For

2e Elect Director Martine Irman Management For For

2f Elect Director Harry Jaako Management For For

2g Elect Director William Linton Management For For

2h Elect Director Jean Martel Management For For

2i Elect Director Gerri Sinclair Management For For

2j Elect Director Kevin Sullivan Management For For

2k Elect Director Eric Wetlaufer Management For For

2l Elect Director Charles Winograd Management For For

3 Amend Stock Option Plan Management For For

4 Advisory Vote on Executive Compensation Approach Management For For

TOKYO SEIMITSU CO., LTD. Meeting Date: JUN 22, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 7729

Page 123: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Security ID: J87903100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Allocation of Income, with a Final Dividend of JPY 38 Management For For

2.1 Elect Director Yoshida, Hitoshi Management For Against

2.2 Elect Director Kimura, Ryuichi Management For Against

2.3 Elect Director Kawamura, Koichi Management For Against

2.4 Elect Director Endo, Akihiro Management For Against

2.5 Elect Director Tomoeda, Masahiro Management For Against

2.6 Elect Director Hokida, Takahiro Management For Against

2.7 Elect Director Wolfgang Bonatz Management For Against

2.8 Elect Director Saito, Shozo Management For Against

2.9 Elect Director Inoue, Naomi Management For Against

3 Elect Director and Audit Committee Member Takamasu, Kiyoshi Management For Against

4 Approve Stock Option Plan Management For For

TOYOTA INDUSTRIES CORP. Meeting Date: JUN 09, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 6201

Security ID: J92628106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Toyoda, Tetsuro Management For For

1.2 Elect Director Onishi, Akira Management For For

1.3 Elect Director Sasaki, Kazue Management For For

1.4 Elect Director Sasaki, Takuo Management For For

1.5 Elect Director Mizuno, Yojiro Management For For

1.6 Elect Director Ishizaki, Yuji Management For For

1.7 Elect Director Sumi, Shuzo Management For For

1.8 Elect Director Yamanishi, Kenichiro Management For For

1.9 Elect Director Kato, Mitsuhisa Management For For

Page 124: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1.9 Elect Director Kato, Mitsuhisa Management For For

2.1 Appoint Statutory Auditor Mizuno, Akihisa Management For Against

2.2 Appoint Statutory Auditor Watanabe, Toru Management For Against

3 Appoint Alternate Statutory Auditor Furusawa, Hitoshi Management For Against

4 Approve Annual Bonus Management For For

UNILEVER NV Meeting Date: APR 30, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUALTicker: UNA

Security ID: N8981F289

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Discussion of the Annual Report and Accounts for the 2019 Financial Year Management None None

2 Approve Financial Statements and Allocation of Income Management For For

3 Approve Remuneration Report Management For For

4 Approve Discharge of Executive Directors Management For For

5 Approve Discharge of Non-Executive Directors Management For For

6 Reelect N Andersen as Non-Executive Director Management For For

7 Reelect L Cha as Non-Executive Director Management For For

8 Reelect V Colao as Non-Executive Director Management For For

9 Reelect J Hartmann as Non-Executive Director Management For For

10 Reelect A Jope as Executive Director Management For For

11 Reelect A Jung as Non-Executive Director Management For For

12 Reelect S Kilsby as Non-Executive Director Management For For

13 Reelect S Masiyiwa as Non-Executive Director Management For For

14 Reelect Y Moon as Non-Executive Director Management For For

15 Reelect G Pitkethly as Executive Director Management For For

16 Reelect J Rishton as Director Management For For

17 Reelect F Sijbesma as Director Management For For

18 Ratify KPMG as Auditors Management For For

19 Grant Board Authority to Issue Shares Management For For

Page 125: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

20Authorize Board to Exclude Preemptive Rights from Share Issuances for

General Corporate PurposesManagement For For

21

Authorize Board to Exclude Preemptive Rights from Share Issuances for

Acquisition or Specified Capital Investment Purposes Management For For

22 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

23 Approve Reduction in Share Capital through Cancellation of Ordinary Shares Management For For

YANDEX N.V. Meeting Date: DEC 20, 2019 Record Date: NOV 22, 2019 Meeting Type: SPECIALTicker: YNDX

Security ID: N97284108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Prior Approval of Amendments to Articles Management For For

2 Amendments to Articles (Bundled) Management For For

3 Repurchase the Priority Share Management For For

4 Elect Alexey Komissarov Management For For

5 Elect Aleksei A. Yakovitskiy Management For For

6 Cancellation of Class C Ordinary Shares Management For For

Putnam PanAgora Managed Futures Strategy

The fund did not vote proxies relating to portfolio securities during the period covered by this report

Putnam PanAgora Market Neutral Fund

The fund did not vote proxies relating to portfolio securities during the period covered by this report

Putnam PanAgora Risk Parity Fund

Page 126: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

The fund did not vote proxies relating to portfolio securities during the period covered by this report

Putnam Research Fund

3M COMPANY Meeting Date: MAY 12, 2020 Record Date: MAR 17, 2020 Meeting Type: ANNUALTicker: MMM

Security ID: 88579Y101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Thomas "Tony" K. Brown Management For For

1b Elect Director Pamela J. Craig Management For For

1c Elect Director David B. Dillon Management For For

1d Elect Director Michael L. Eskew Management For For

1e Elect Director Herbert L. Henkel Management For For

1f Elect Director Amy E. Hood Management For For

1g Elect Director Muhtar Kent Management For For

1h Elect Director Dambisa F. Moyo Management For For

1i Elect Director Gregory R. Page Management For For

1j Elect Director Michael F. Roman Management For For

1k Elect Director Patricia A. Woertz Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Consider Pay Disparity Between Executives and Other Employees Shareholder Against Against

ABBOTT LABORATORIES Meeting Date: APR 24, 2020 Record Date: FEB 26, 2020 Meeting Type: ANNUALTicker: ABT

Page 127: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Security ID: 002824100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Robert J. Alpern Management For For

1.2 Elect Director Roxanne S. Austin Management For For

1.3 Elect Director Sally E. Blount Management For For

1.4 Elect Director Robert B. Ford Management For For

1.5 Elect Director Michelle A. Kumbier Management For For

1.6 Elect Director Edward M. Liddy Management For For

1.7 Elect Director Darren W. McDew Management For For

1.8 Elect Director Nancy McKinstry Management For For

1.9 Elect Director Phebe N. Novakovic Management For For

1.10 Elect Director William A. Osborn Management For For

1.11 Elect Director Daniel J. Starks Management For For

1.12 Elect Director John G. Stratton Management For For

1.13 Elect Director Glenn F. Tilton Management For For

1.14 Elect Director Miles D. White Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Report on Lobbying Payments and Policy Shareholder Against Against

5 Increase Disclosure of Compensation Adjustments Shareholder Against Against

6Require Shareholder Approval of Bylaw Amendments Adopted by the Board

of DirectorsShareholder Against Against

7 Adopt Simple Majority Vote Shareholder Against For

ABBVIE INC. Meeting Date: MAY 08, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: ABBV

Security ID: 00287Y109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

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1.1 Elect Director Robert J. Alpern Management For For

1.2 Elect Director Edward M. Liddy Management For For

1.3 Elect Director Melody B. Meyer Management For For

1.4 Elect Director Frederick H. Waddell Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Eliminate Supermajority Vote Requirement Management For For

5 Report on Lobbying Payments and Policy Shareholder Against Against

6 Require Independent Board Chairman Shareholder Against Against

7

Report on Integrating Risks Related to Drug Pricing into Senior Executive

CompensationShareholder Against Against

ACTIVISION BLIZZARD, INC. Meeting Date: JUN 11, 2020 Record Date: APR 15, 2020 Meeting Type: ANNUALTicker: ATVI

Security ID: 00507V109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Reveta Bowers Management For For

1b Elect Director Robert Corti Management For For

1c Elect Director Hendrik Hartong, III Management For For

1d Elect Director Brian Kelly Management For For

1e Elect Director Robert Kotick Management For For

1f Elect Director Barry Meyer Management For For

1g Elect Director Robert Morgado Management For For

1h Elect Director Peter Nolan Management For For

1i Elect Director Dawn Ostroff Management For For

1j Elect Director Casey Wasserman Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Report on Political Contributions Disclosure Shareholder Against For

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4 Report on Political Contributions Disclosure Shareholder Against For

ADOBE INC. Meeting Date: APR 09, 2020 Record Date: FEB 12, 2020 Meeting Type: ANNUALTicker: ADBE

Security ID: 00724F101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Amy L. Banse Management For For

1b Elect Director Frank A. Calderoni Management For For

1c Elect Director James E. Daley Management For For

1d Elect Director Laura B. Desmond Management For For

1e Elect Director Charles M. Geschke Management For For

1f Elect Director Shantanu Narayen Management For For

1g Elect Director Kathleen Oberg Management For For

1h Elect Director Dheeraj Pandey Management For For

1i Elect Director David A. Ricks Management For For

1j Elect Director Daniel L. Rosensweig Management For For

1k Elect Director John E. Warnock Management For For

2 Amend Qualified Employee Stock Purchase Plan Management For For

3 Ratify KPMG LLP as Auditors Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

5 Report on Gender Pay Gap Shareholder Against Against

ADVANCE AUTO PARTS, INC. Meeting Date: MAY 15, 2020 Record Date: MAR 18, 2020 Meeting Type: ANNUALTicker: AAP

Security ID: 00751Y106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director John F. Bergstrom Management For For

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1a Elect Director John F. Bergstrom Management For For

1b Elect Director Brad W. Buss Management For For

1c Elect Director John F. Ferraro Management For For

1d Elect Director Thomas R. Greco Management For For

1e Elect Director Jeffrey J. Jones, II Management For For

1f Elect Director Eugene I. Lee, Jr. Management For For

1g Elect Director Sharon L. McCollam Management For For

1h Elect Director Douglas A. Pertz Management For For

1i Elect Director Nigel Travis Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Provide Right to Act by Written Consent Shareholder Against Against

ALBEMARLE CORPORATION Meeting Date: MAY 05, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: ALB

Security ID: 012653101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

2a Elect Director Mary Lauren Brlas Management For For

2b Elect Director Luther C. Kissam, IV Management For For

2c Elect Director J. Kent Masters Management For For

2d Elect Director Glenda J. Minor Management For For

2e Elect Director James J. O'Brien Management For For

2f Elect Director Diarmuid B. O'Connell Management For For

2g Elect Director Dean L. Seavers Management For For

2h Elect Director Gerald A. Steiner Management For For

2i Elect Director Holly A. Van Deursen Management For For

2j Elect Director Alejandro D. Wolff Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

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ALLERGAN PLC Meeting Date: OCT 14, 2019 Record Date: SEP 16, 2019 Meeting Type: SPECIALTicker: AGN

Security ID: G0177J108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Scheme of Arrangement Management For For

2 Approve Scheme of Arrangement Management For For

3 Cancellation of Shares Management For For

4 Application of Reserves Management For For

5 Amendment to Articles Management For For

6 Advisory Vote on Golden Parachutes Management For For

7 Right to Adjourn Meeting Management For For

ALPHABET INC. Meeting Date: JUN 03, 2020 Record Date: APR 07, 2020 Meeting Type: ANNUALTicker: GOOGL

Security ID: 02079K305

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Larry Page Management For For

1.2 Elect Director Sergey Brin Management For For

1.3 Elect Director Sundar Pichai Management For For

1.4 Elect Director John L. Hennessy Management For For

1.5 Elect Director Frances H. Arnold Management For For

1.6 Elect Director L. John Doerr Management For Withhold

1.7 Elect Director Roger W. Ferguson Jr. Management For For

1.8 Elect Director Ann Mather Management For Withhold

1.9 Elect Director Alan R. Mulally Management For Withhold

1.10 Elect Director K. Ram Shiram Management For Withhold

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1.10 Elect Director K. Ram Shiram Management For Withhold

1.11 Elect Director Robin L. Washington Management For Withhold

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Amend Omnibus Stock Plan Management For Against

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

5 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For

6 Report on Arbitration of Employment-Related Claims Shareholder Against For

7 Establish Human Rights Risk Oversight Committee Shareholder Against For

8

Require Shareholder Approval of Bylaw Amendments Adopted by the

Board of DirectorsShareholder Against Against

9

Assess Feasibility of Including Sustainability as a Performance Measure for

Senior Executive CompensationShareholder Against For

10 Report on Takedown Requests Shareholder Against For

11 Require a Majority Vote for the Election of Directors Shareholder Against For

12 Report on Gender/Racial Pay Gap Shareholder Against Against

13Require Independent Director Nominee with Human and/or Civil Rights

ExperienceShareholder Against For

14 Report on Whistleblower Policies and Practices Shareholder Against Against

ALTRIA GROUP, INC. Meeting Date: MAY 14, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: MO

Security ID: 02209S103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director John T. Casteen, III Management For For

1b Elect Director Dinyar S. Devitre Management For For

1c Elect Director Thomas F. Farrell, II Management For For

1d Elect Director Debra J. Kelly-Ennis Management For For

1e Elect Director W. Leo Kiely, III Management For For

1f Elect Director Kathryn B. McQuade Management For For

1g Elect Director George Munoz Management For For

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1g Elect Director George Munoz Management For For

1h Elect Director Mark E. Newman Management For For

1i Elect Director Nabil Y. Sakkab Management For For

1j Elect Director Virginia E. Shanks Management For For

1k Elect Director Howard A. Willard, III *Withdrawn Resolution* Management None None

2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

4 Approve Omnibus Stock Plan Management For For

5 Report on Lobbying Payments and Policy Shareholder Against For

6 Report on Underage Tobacco Prevention Policies Shareholder Against For

AMAZON.COM, INC. Meeting Date: MAY 27, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUALTicker: AMZN

Security ID: 023135106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Jeffrey P. Bezos Management For For

1b Elect Director Rosalind G. Brewer Management For For

1c Elect Director Jamie S. Gorelick Management For For

1d Elect Director Daniel P. Huttenlocher Management For For

1e Elect Director Judith A. McGrath Management For For

1f Elect Director Indra K. Nooyi Management For For

1g Elect Director Jonathan J. Rubinstein Management For For

1h Elect Director Thomas O. Ryder Management For For

1i Elect Director Patricia Q. Stonesifer Management For For

1j Elect Director Wendell P. Weeks Management For For

2 Ratify Ernst & Young LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Management For Against

5 Report on Management of Food Waste Shareholder Against Against

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5 Report on Management of Food Waste Shareholder Against Against

6

Report on Customers' Use of its Surveillance and Computer Vision Products

or Cloud-Based ServicesShareholder Against For

7

Report on Potential Human Rights Impacts of Customers' Use of

RekognitionShareholder Against Against

8 Report on Products Promoting Hate Speech and Sales of Offensive Products Shareholder Against For

9 Require Independent Board Chairman Shareholder Against Against

10 Report on Global Median Gender/Racial Pay Gap Shareholder Against Against

11Report on Reducing Environmental and Health Harms to Communities of

ColorShareholder Against Against

12 Report on Viewpoint Discrimination Shareholder Against Against

13 Report on Promotion Velocity Shareholder Against Against

14 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For

15 Human Rights Risk Assessment Shareholder Against Against

16 Report on Lobbying Payments and Policy Shareholder Against Against

AMEREN CORPORATION Meeting Date: MAY 07, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: AEE

Security ID: 023608102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Warner L. Baxter Management For For

1b Elect Director Cynthia J. Brinkley Management For For

1c Elect Director Catherine S. Brune Management For For

1d Elect Director J. Edward Coleman Management For For

1e Elect Director Ward H. Dickson Management For For

1f Elect Director Noelle K. Eder Management For For

1g Elect Director Ellen M. Fitzsimmons Management For For

1h Elect Director Rafael Flores Management For For

1i Elect Director Richard J. Harshman Management For For

1j Elect Director Craig S. Ivey Management For For

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1j Elect Director Craig S. Ivey Management For For

1k Elect Director James C. Johnson Management For For

1l Elect Director Steven H. Lipstein Management For For

1m Elect Director Stephen R. Wilson Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Require Independent Board Chairman Shareholder Against Against

AMERICAN ELECTRIC POWER COMPANY, INC. Meeting Date: APR 21, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: AEP

Security ID: 025537101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Nicholas K. Akins Management For For

1.2 Elect Director David J. Anderson Management For For

1.3 Elect Director J. Barnie Beasley, Jr. Management For For

1.4 Elect Director Ralph D. Crosby, Jr. Management For For

1.5 Elect Director Art A. Garcia Management For For

1.6 Elect Director Linda A. Goodspeed Management For For

1.7 Elect Director Thomas E. Hoaglin Management For For

1.8 Elect Director Sandra Beach Lin Management For For

1.9 Elect Director Margaret M. McCarthy Management For For

1.10 Elect Director Richard C. Notebaert Management For For

1.11 Elect Director Stephen S. Rasmussen Management For For

1.12 Elect Director Oliver G. Richard, III Management For For

1.13 Elect Director Sara Martinez Tucker Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

Page 136: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

AMERICAN INTERNATIONAL GROUP, INC. Meeting Date: MAY 13, 2020 Record Date: MAR 18, 2020 Meeting Type: ANNUALTicker: AIG

Security ID: 026874784

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director W. Don Cornwell Management For For

1b Elect Director Brian Duperreault Management For For

1c Elect Director John H. Fitzpatrick Management For For

1d Elect Director William G. Jurgensen Management For For

1e Elect Director Christopher S. Lynch Management For For

1f Elect Director Henry S. Miller Management For For

1g Elect Director Linda A. Mills Management For For

1h Elect Director Thomas F. Motamed Management For For

1i Elect Director Peter R. Porrino Management For For

1j Elect Director Amy L. Schioldager Management For For

1k Elect Director Douglas M. Steenland Management For For

1l Elect Director Therese M. Vaughan Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Securities Transfer Restrictions Management For For

4 Ratify NOL Rights Plan (NOL Pill) Management For For

5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against

AMGEN INC. Meeting Date: MAY 19, 2020 Record Date: MAR 20, 2020 Meeting Type: ANNUALTicker: AMGN

Security ID: 031162100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Wanda M. Austin Management For For

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1a Elect Director Wanda M. Austin Management For For

1b Elect Director Robert A. Bradway Management For For

1c Elect Director Brian J. Druker Management For For

1d Elect Director Robert A. Eckert Management For For

1e Elect Director Greg C. Garland Management For For

1f Elect Director Fred Hassan Management For For

1g Elect Director Charles M. Holley, Jr. Management For For

1h Elect Director Tyler Jacks Management For For

1i Elect Director Ellen J. Kullman Management For For

1j Elect Director Ronald D. Sugar Management For For

1k Elect Director R. Sanders Williams Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

4 Require Independent Board Chairman Shareholder Against Against

ANGLO AMERICAN PLC Meeting Date: MAY 05, 2020 Record Date: MAY 01, 2020 Meeting Type: ANNUALTicker: AAL

Security ID: G03764134

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Final Dividend Management For For

3 Elect Hixonia Nyasulu as Director Management For For

4 Elect Nonkululeko Nyembezi as Director Management For For

5 Re-elect Ian Ashby as Director Management For For

6 Re-elect Marcelo Bastos as Director Management For For

7 Re-elect Stuart Chambers as Director Management For For

8 Re-elect Mark Cutifani as Director Management For For

9 Re-elect Byron Grote as Director Management For For

10 Re-elect Tony O'Neill as Director Management For For

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10 Re-elect Tony O'Neill as Director Management For For

11 Re-elect Stephen Pearce as Director Management For For

12 Re-elect Jim Rutherford as Director Management For For

13 Re-elect Anne Stevens as Director Management For For

14 Appoint PricewaterhouseCoopers LLP as Auditors Management For For

15 Authorise Board to Fix Remuneration of Auditors Management For For

16 Approve Remuneration Policy Management For For

17 Approve Remuneration Report Management For For

18 Approve Long Term Incentive Plan Management For For

19 Approve Bonus Share Plan Management For For

20 Authorise Issue of Equity Management For For

21 Authorise Issue of Equity without Pre-emptive Rights Management For For

22 Authorise Market Purchase of Ordinary Shares Management For For

23 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

APPLE INC. Meeting Date: FEB 26, 2020 Record Date: JAN 02, 2020 Meeting Type: ANNUALTicker: AAPL

Security ID: 037833100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director James Bell Management For For

1b Elect Director Tim Cook Management For For

1c Elect Director Al Gore Management For For

1d Elect Director Andrea Jung Management For For

1e Elect Director Art Levinson Management For For

1f Elect Director Ron Sugar Management For For

1g Elect Director Sue Wagner Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Proxy Access Amendments Shareholder Against Against

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4 Proxy Access Amendments Shareholder Against Against

5

Assess Feasibility of Including Sustainability as a Performance Measure for

Senior Executive CompensationShareholder Against Against

6 Report on Freedom of Expression and Access to Information Policies Shareholder Against Against

ARAMARK Meeting Date: JAN 29, 2020 Record Date: DEC 09, 2019 Meeting Type: ANNUALTicker: ARMK

Security ID: 03852U106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Susan M. Cameron Management For For

1b Elect Director Greg Creed Management For For

1c Elect Director Calvin Darden Management For For

1d Elect Director Richard W. Dreiling Management For Against

1e Elect Director Irene M. Esteves Management For For

1f Elect Director Daniel J. Heinrich Management For For

1g Elect Director Paul C. Hilal Management For For

1h Elect Director Karen M. King Management For For

1i Elect Director Stephen I. Sadove Management For Against

1j Elect Director Arthur B. Winkleblack Management For For

1k Elect Director John J. Zillmer Management For Against

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Omnibus Stock Plan Management For Against

5Permit Shareholders to Call a Special Meeting of Shareholders and Delete

Certain Obsolete ProvisionsManagement For For

ASSURED GUARANTY LTD. Meeting Date: MAY 06, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUAL

Page 140: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Ticker: AGO

Security ID: G0585R106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Francisco L. Borges Management For For

1b Elect Director G. Lawrence Buhl Management For For

1c Elect Director Dominic J. Frederico Management For For

1d Elect Director Bonnie L. Howard Management For For

1e Elect Director Thomas W. Jones Management For For

1f Elect Director Patrick W. Kenny Management For For

1g Elect Director Alan J. Kreczko Management For For

1h Elect Director Simon W. Leathes Management For For

1i Elect Director Michael T. O'Kane Management For For

1j Elect Director Yukiko Omura Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to

Fix Their RemunerationManagement For For

4aa Elect Howard W. Albert as Director of Assured Guaranty Re Ltd Management For For

4ab Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd Management For For

4ac Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd Management For For

4ad Elect Gary Burnet as Director of Assured Guaranty Re Ltd Management For For

4ae Elect Ling Chow as Director of Assured Guaranty Re Ltd Management For For

4af Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd Management For For

4ag Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd Management For For

4ah Elect Walter A. Scott as Director of Assured Guaranty Re Ltd Management For For

4B Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd Management For For

AVERY DENNISON CORPORATION Meeting Date: APR 23, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: AVY

Security ID: 053611109

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Bradley A. Alford Management For For

1b Elect Director Anthony K. Anderson Management For For

1c Elect Director Peter K. Barker Management For For

1d Elect Director Mark J. Barrenechea Management For For

1e Elect Director Mitchell R. Butier Management For For

1f Elect Director Ken C. Hicks Management For For

1g Elect Director Andres A. Lopez Management For For

1h Elect Director Patrick T. Siewert Management For For

1i Elect Director Julia A. Stewart Management For For

1j Elect Director Martha N. Sullivan Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

AXA SA Meeting Date: JUN 30, 2020 Record Date: JUN 26, 2020 Meeting Type: ANNUAL/SPECIALTicker: CS

Security ID: F06106102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Consolidated Financial Statements and Statutory Reports Management For For

3 Approve Allocation of Income and Dividends of EUR 0.73 per Share Management For For

4 Approve Compensation of Corporate Officers Management For For

5 Approve Compensation of Denis Duverne, Chairman of the Board Management For For

6 Approve Compensation of Thomas Buberl, CEO Management For For

7 Approve Remuneration Policy of CEO Management For For

8 Approve Remuneration Policy of Chairman of the Board Management For For

9 Approve Remuneration Policy of Directors Management For For

10Approve Auditors' Special Report on Related-Party Transactions Mentioning

Management For For

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10Approve Auditors' Special Report on Related-Party Transactions Mentioning

the Absence of New TransactionsManagement For For

11 Reelect Angelien Kemna as Director Management For For

12 Reelect Irene Dorner as Director Management For For

13 Elect Isabel Hudson as Director Management For For

14 Elect Antoine Gosset-Grainville as Director Management For For

15 Elect Marie-France Tschudin as Director Management For For

16 Elect Helen Browne as Director Shareholder For For

A Elect Jerome Amouyal as Director Shareholder Against Against

B Elect Constance Reschke as Director Shareholder Against Against

C Elect Bamba Sall as Director Shareholder Against Against

D Elect Bruno Guy-Wasier as Director Shareholder Against Against

E Elect Timothy Leary as Director Shareholder Against Against

F Elect Ashitkumar Shah as Director Shareholder Against Against

17 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

18 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For

19

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

Reserved for Employees of the Group's SubsidiariesManagement For For

20 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For

21 Amend Article 10 of Bylaws Re: Employee Representatives Management For For

22 Authorize Filing of Required Documents/Other Formalities Management For For

BALL CORPORATION Meeting Date: APR 29, 2020 Record Date: MAR 05, 2020 Meeting Type: ANNUALTicker: BLL

Security ID: 058498106

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director John A. Hayes Management For Withhold

1.2 Elect Director Cathy D. Ross Management For Withhold

1.3 Elect Director Betty Sapp Management For For

1.4 Elect Director Stuart A. Taylor, II Management For Withhold

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1.4 Elect Director Stuart A. Taylor, II Management For Withhold

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

BANK OF AMERICA CORPORATION Meeting Date: APR 22, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: BAC

Security ID: 060505104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Sharon L. Allen Management For For

1b Elect Director Susan S. Bies Management For For

1c Elect Director Jack O. Bovender, Jr. Management For For

1d Elect Director Frank P. Bramble, Sr. Management For For

1e Elect Director Pierre J.P. de Weck Management For For

1f Elect Director Arnold W. Donald Management For For

1g Elect Director Linda P. Hudson Management For For

1h Elect Director Monica C. Lozano Management For For

1i Elect Director Thomas J. May Management For For

1j Elect Director Brian T. Moynihan Management For For

1k Elect Director Lionel L. Nowell, III Management For For

1l Elect Director Denise L. Ramos Management For For

1m Elect Director Clayton S. Rose Management For For

1n Elect Director Michael D. White Management For For

1o Elect Director Thomas D. Woods Management For For

1p Elect Director R. David Yost Management For For

1q Elect Director Maria T. Zuber Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Amend Proxy Access Right Shareholder Against Against

5 Provide Right to Act by Written Consent Shareholder Against Against

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5 Provide Right to Act by Written Consent Shareholder Against Against

6 Report on Gender Pay Gap Shareholder Against Against

7

Review of Statement of the Purpose of a Corporation and Report on

Recommended Changes to Governance Documents, Policies, and PracticesShareholder Against Against

BAXTER INTERNATIONAL INC. Meeting Date: MAY 05, 2020 Record Date: MAR 12, 2020 Meeting Type: ANNUALTicker: BAX

Security ID: 071813109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Jose "Joe" E. Almeida Management For For

1b Elect Director Thomas F. Chen Management For For

1c Elect Director John D. Forsyth Management For For

1d Elect Director James R. Gavin, III Management For For

1e Elect Director Peter S. Hellman Management For For

1f Elect Director Michael F. Mahoney Management For For

1g Elect Director Patricia B. Morrrison Management For For

1h Elect Director Stephen N. Oesterle Management For For

1i Elect Director Cathy R. Smith Management For For

1j Elect Director Thomas T. Stallkamp Management For For

1k Elect Director Albert P.L. Stroucken Management For For

1l Elect Director Amy A. Wendell Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Require Independent Board Chair Shareholder Against Against

5 Provide Right to Act by Written Consent Shareholder Against Against

BERKSHIRE HATHAWAY INC. Meeting Date: MAY 02, 2020 Record Date: MAR 04, 2020

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Meeting Type: ANNUALTicker: BRK.B

Security ID: 084670702

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Warren E. Buffett Management For For

1.2 Elect Director Charles T. Munger Management For For

1.3 Elect Director Gregory E. Abel Management For For

1.4 Elect Director Howard G. Buffett Management For For

1.5 Elect Director Stephen B. Burke Management For For

1.6 Elect Director Kenneth I. Chenault Management For For

1.7 Elect Director Susan L. Decker Management For For

1.8 Elect Director David S. Gottesman Management For For

1.9 Elect Director Charlotte Guyman Management For For

1.10 Elect Director Ajit Jain Management For For

1.11 Elect Director Thomas S. Murphy Management For For

1.12 Elect Director Ronald L. Olson Management For Withhold

1.13 Elect Director Walter Scott, Jr. Management For For

1.14 Elect Director Meryl B. Witmer Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Advisory Vote on Say on Pay Frequency Management Three YearsOne

Year

4 Adopt a Policy on Board Diversity Shareholder Against Against

BIOGEN INC. Meeting Date: JUN 03, 2020 Record Date: APR 06, 2020 Meeting Type: ANNUALTicker: BIIB

Security ID: 09062X103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Alexander J. Denner Management For For

1b Elect Director Caroline D. Dorsa Management For For

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1b Elect Director Caroline D. Dorsa Management For For

1c Elect Director William A. Hawkins Management For For

1d Elect Director Nancy L. Leaming Management For For

1e Elect Director Jesus B. Mantas Management For For

1f Elect Director Richard C. Mulligan Management For For

1g Elect Director Robert W. Pangia Management For For

1h Elect Director Stelios Papadopoulos Management For For

1i Elect Director Brian S. Posner Management For For

1j Elect Director Eric K. Rowinsky Management For For

1k Elect Director Stephen A. Sherwin Management For For

1l Elect Director Michel Vounatsos Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

BOOKING HOLDINGS INC. Meeting Date: JUN 04, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUALTicker: BKNG

Security ID: 09857L108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Timothy M. Armstrong Management For For

1.2 Elect Director Jeffery H. Boyd Management For For

1.3 Elect Director Glenn D. Fogel Management For For

1.4 Elect Director Mirian M. Graddick-Weir Management For For

1.5 Elect Director Wei Hopeman Management For For

1.6 Elect Director Robert J. Mylod, Jr. Management For For

1.7 Elect Director Charles H. Noski Management For For

1.8 Elect Director Nicholas J. Read Management For For

1.9 Elect Director Thomas E. Rothman Management For For

1.10 Elect Director Bob van Dijk Management For For

1.11 Elect Director Lynn M. Vojvodich Management For For

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1.11 Elect Director Lynn M. Vojvodich Management For For

1.12 Elect Director Vanessa A. Wittman Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Provide Right to Act by Written Consent Shareholder Against Against

BOSTON SCIENTIFIC CORPORATION Meeting Date: MAY 07, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: BSX

Security ID: 101137107

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1a Elect Director Nelda J. Connors Management For Withhold

1b Elect Director Charles J. Dockendorff Management For For

1c Elect Director Yoshiaki Fujimori Management For Withhold

1d Elect Director Donna A. James Management For For

1e Elect Director Edward J. Ludwig Management For For

1f Elect Director Stephen P. MacMillan Management For For

1g Elect Director Michael F. Mahoney Management For For

1h Elect Director David J. Roux Management For For

1i Elect Director John E. Sununu Management For For

1j Elect Director Ellen M. Zane Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Omnibus Stock Plan Management For For

4 Ratify Ernst & Young LLP as Auditors Management For For

5

Report on Non-Management Employee Representation on the Board of

DirectorsShareholder Against Against

BP PLC Meeting Date: MAY 27, 2020 Record Date: MAY 22, 2020 Meeting Type: ANNUAL

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Ticker: BP

Security ID: G12793108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Remuneration Policy Management For For

4(a) Elect Bernard Looney as Director Management For For

4(b) Re-elect Brian Gilvary as Director Management For For

4(c) Re-elect Dame Alison Carnwath as Director Management For For

4(d) Re-elect Pamela Daley as Director Management For For

4(e) Re-elect Sir Ian Davis as Director Management For For

4(f) Re-elect Dame Ann Dowling as Director Management For For

4(g) Re-elect Helge Lund as Director Management For For

4(h) Re-elect Melody Meyer as Director Management For For

4(i) Re-elect Brendan Nelson as Director Management For For

4(j) Re-elect Paula Reynolds as Director Management For For

4(k) Re-elect Sir John Sawers as Director Management For For

5 Reappoint Deloitte LLP as Auditors Management For For

6 Authorise Audit Committee to Fix Remuneration of Auditors Management For For

7 Approve Executive Directors' Incentive Plan Management For For

8 Authorise EU Political Donations and Expenditure Management For For

9 Authorise Issue of Equity Management For For

10 Authorise Issue of Equity without Pre-emptive Rights Management For For

11Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

12 Authorise Market Purchase of Ordinary Shares Management For For

13 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

BRISTOL-MYERS SQUIBB COMPANY Meeting Date: MAY 05, 2020 Record Date: MAR 16, 2020

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Meeting Type: ANNUALTicker: BMY

Security ID: 110122108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1A Elect Director Peter J. Arduini Management For For

1B Elect Director Robert Bertolini Management For For

1C Elect Director Michael W. Bonney Management For Against

1D Elect Director Giovanni Caforio Management For For

1E Elect Director Matthew W. Emmens Management For For

1F Elect Director Julia A. Haller Management For For

1G Elect Director Dinesh C. Paliwal Management For For

1H Elect Director Theodore R. Samuels Management For For

1I Elect Director Vicki L. Sato Management For For

1J Elect Director Gerald L. Storch Management For For

1K Elect Director Karen H. Vousden Management For For

1L Elect Director Phyllis R. Yale Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Require Independent Board Chairman Shareholder Against For

5 Provide Right to Act by Written Consent Shareholder Against Against

BURLINGTON STORES, INC. Meeting Date: MAY 20, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUALTicker: BURL

Security ID: 122017106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Ted English Management For For

1.2 Elect Director Jordan Hitch Management For For

1.3 Elect Director Mary Ann Tocio Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

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2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Advisory Vote on Say on Pay Frequency Management One YearOne

Year

CAIRN ENERGY PLC Meeting Date: MAY 14, 2020 Record Date: MAY 12, 2020 Meeting Type: ANNUALTicker: CNE

Security ID: G17528269

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Remuneration Policy Management For For

4 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For

5 Authorise Board to Fix Remuneration of Auditors Management For For

6 Re-elect Ian Tyler as Director Management For For

7 Re-elect Keith Lough as Director Management For For

8 Re-elect Peter Kallos as Director Management For For

9 Re-elect Nicoletta Giadrossi as Director Management For For

10 Elect Alison Wood as Director Management For For

11 Elect Catherine Krajicek as Director Management For For

12 Re-elect Simon Thomson as Director Management For For

13 Re-elect James Smith as Director Management For For

14 Authorise Issue of Equity Management For For

15 Authorise Issue of Equity without Pre-emptive Rights Management For For

16

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

17 Authorise Market Purchase of Ordinary Shares Management For For

18 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

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CARMAX, INC. Meeting Date: JUN 23, 2020 Record Date: APR 17, 2020 Meeting Type: ANNUALTicker: KMX

Security ID: 143130102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Peter J. Bensen Management For For

1b Elect Director Ronald E. Blaylock Management For For

1c Elect Director Sona Chawla Management For For

1d Elect Director Thomas J. Folliard Management For For

1e Elect Director Shira Goodman Management For For

1f Elect Director Robert J. Hombach Management For For

1g Elect Director David W. McCreight Management For For

1h Elect Director William D. Nash Management For For

1i Elect Director Mark F. O'Neil Management For For

1j Elect Director Pietro Satriano Management For For

1k Elect Director Marcella Shinder Management For For

1l Elect Director Mitchell D. Steenrod Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Omnibus Stock Plan Management For For

CENOVUS ENERGY INC. Meeting Date: APR 29, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: CVE

Security ID: 15135U109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

2.1 Elect Director Keith M. Casey Management For For

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2.1 Elect Director Keith M. Casey Management For For

2.2 Elect Director Susan F. Dabarno Management For For

2.3 Elect Director Jane E. Kinney Management For For

2.4 Elect Director Harold N. Kvisle Management For For

2.5 Elect Director Steven F. Leer Management For For

2.6 Elect Director M. George Lewis Management For For

2.7 Elect Director Keith A. MacPhail Management For For

2.8 Elect Director Richard J. Marcogliese Management For For

2.9 Elect Director Claude Mongeau Management For For

2.10 Elect Director Alexander J. Pourbaix Management For For

2.11 Elect Director Rhonda I. Zygocki Management For For

3 Advisory Vote on Executive Compensation Approach Management For For

CHARTER COMMUNICATIONS, INC. Meeting Date: APR 28, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUALTicker: CHTR

Security ID: 16119P108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director W. Lance Conn Management For Against

1b Elect Director Kim C. Goodman Management For Against

1c Elect Director Craig A. Jacobson Management For Against

1d Elect Director Gregory B. Maffei Management For Against

1e Elect Director John D. Markley, Jr. Management For Against

1f Elect Director David C. Merritt Management For Against

1g Elect Director James E. Meyer Management For Against

1h Elect Director Steven A. Miron Management For Against

1i Elect Director Balan Nair Management For Against

1j Elect Director Michael A. Newhouse Management For Against

1k Elect Director Mauricio Ramos Management For Against

1l Elect Director Thomas M. Rutledge Management For Against

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1l Elect Director Thomas M. Rutledge Management For Against

1m Elect Director Eric L. Zinterhofer Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

4 Require Independent Board Chairman Shareholder Against Against

CHIPOTLE MEXICAN GRILL, INC. Meeting Date: MAY 19, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUALTicker: CMG

Security ID: 169656105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Albert S. Baldocchi Management For For

1.2 Elect Director Patricia Fili-Krushel Management For For

1.3 Elect Director Neil W. Flanzraich Management For For

1.4 Elect Director Robin Hickenlooper Management For For

1.5 Elect Director Scott Maw Management For For

1.6 Elect Director Ali Namvar Management For For

1.7 Elect Director Brian Niccol Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

4 Adopt Share Retention Policy For Senior Executives Shareholder Against Against

5 Require Independent Board Chair Shareholder Against For

6 Report on Employment-Related Arbitration Shareholder Against For

7 Provide Right to Act by Written Consent Shareholder Against Against

CHURCH & DWIGHT CO., INC. Meeting Date: APR 30, 2020 Record Date: MAR 03, 2020 Meeting Type: ANNUALTicker: CHD

Security ID: 171340102

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director James R. Craigie Management For For

1b Elect Director Bradley C. Irwin Management For For

1c Elect Director Penry W. Price Management For For

1d Elect Director Janet S. Vergis Management For For

1e Elect Director Arthur B. Winkleblack Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Provide Right to Call Special Meeting Management For For

4 Eliminate Supermajority Vote Requirement to Amend Certain Provisions Management For For

5 Approve Advance Notice Requirement Management For For

6 Ratify Deloitte & Touche LLP as Auditors Management For For

CIGNA CORPORATION Meeting Date: APR 22, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: CI

Security ID: 125523100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director David M. Cordani Management For For

1.2 Elect Director William J. DeLaney Management For For

1.3 Elect Director Eric J. Foss Management For For

1.4 Elect Director Elder Granger Management For For

1.5 Elect Director Isaiah Harris, Jr. Management For For

1.6 Elect Director Roman Martinez, IV Management For For

1.7 Elect Director Kathleen M. Mazzarella Management For For

1.8 Elect Director Mark B. McClellan Management For For

1.9 Elect Director John M. Partridge Management For For

1.10 Elect Director William L. Roper Management For For

1.11 Elect Director Eric C. Wiseman Management For For

1.12 Elect Director Donna F. Zarcone Management For For

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1.12 Elect Director Donna F. Zarcone Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against

5 Report on Gender Pay Gap Shareholder Against Against

CISCO SYSTEMS, INC. Meeting Date: DEC 10, 2019 Record Date: OCT 11, 2019 Meeting Type: ANNUALTicker: CSCO

Security ID: 17275R102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect M. Michele Burns Management For For

2 Elect Wesley G. Bush Management For For

3 Elect Michael D. Capellas Management For For

4 Elect Mark Garrett Management For For

5 Elect Kristina M. Johnson Management For For

6 Elect Roderick C. McGeary Management For For

7 Elect Charles H. Robbins Management For For

8 Elect Arun Sarin Management For For

9 Elect Brenton L. Saunders Management For For

10 Elect Carol B. Tome Management For For

11 Advisory Vote on Executive Compensation Management For For

12 Ratification of Auditor Management For For

13 Shareholder Proposal Regarding Independent Board Chair Shareholder Against Against

CITIGROUP INC. Meeting Date: APR 21, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: C

Security ID: 172967424

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Michael L. Corbat Management For For

1b Elect Director Ellen M. Costello Management For For

1c Elect Director Grace E. Dailey Management For For

1d Elect Director Barbara J. Desoer Management For For

1e Elect Director John C. Dugan Management For For

1f Elect Director Duncan P. Hennes Management For For

1g Elect Director Peter B. Henry Management For For

1h Elect Director S. Leslie Ireland Management For For

1i Elect Director Lew W. (Jay) Jacobs, IV Management For For

1j Elect Director Renee J. James Management For For

1k Elect Director Gary M. Reiner Management For For

1l Elect Director Diana L. Taylor Management For For

1m Elect Director James S. Turley Management For For

1n Elect Director Deborah C. Wright Management For For

1o Elect Director Alexander R. Wynaendts Management For For

1p Elect Director Ernesto Zedillo Ponce de Leon Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Omnibus Stock Plan Management For For

5 Amend Proxy Access Right Shareholder Against Against

6 Review on Governance Documents Shareholder Against Against

7 Report on Lobbying Payments and Policy Shareholder Against Against

CLARIVATE ANALYTICS PLC Meeting Date: MAY 07, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: CCC

Security ID: G21810109

Proposal No Proposal Proposed By Management Vote

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Recommendation Cast1a Elect Director Sheryl von Blucher Management For For

1b Elect Director Jane Okun Bomba Management For For

1c Elect Director Balakrishnan S. Iyer Management For For

1d Elect Director Richard W. Roedel Management For For

2 Change Company Name to Clarivate Plc Management For For

3 Amend Memorandum and Articles of Association Management For Against

4 Authorise Market Purchase of Ordinary Shares Management For Against

5 Authorise Market Purchase of Ordinary Shares from Private Equity Sponsors Management For Against

6 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

COSTAR GROUP, INC. Meeting Date: JUN 03, 2020 Record Date: APR 08, 2020 Meeting Type: ANNUALTicker: CSGP

Security ID: 22160N109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Michael R. Klein Management For For

1b Elect Director Andrew C. Florance Management For For

1c Elect Director Laura Cox Kaplan Management For For

1d Elect Director Michael J. Glosserman Management For For

1e Elect Director John W. Hill Management For For

1f Elect Director Robert W. Musslewhite Management For For

1g Elect Director Christopher J. Nassetta Management For For

1h Elect Director Louise S. Sams Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

DANAHER CORPORATION Meeting Date: MAY 05, 2020 Record Date: MAR 09, 2020

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Meeting Type: ANNUALTicker: DHR

Security ID: 235851102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Linda Hefner Filler Management For For

1.2 Elect Director Thomas P. Joyce, Jr. Management For For

1.3 Elect Director Teri List-Stoll Management For Against

1.4 Elect Director Walter G. Lohr, Jr. Management For Against

1.5 Elect Director Jessica L. Mega Management For For

1.6 Elect Director Pardis C. Sabeti Management For For

1.7 Elect Director Mitchell P. Rales Management For For

1.8 Elect Director Steven M. Rales Management For For

1.9 Elect Director John T. Schwieters Management For Against

1.10 Elect Director Alan G. Spoon Management For Against

1.11 Elect Director Raymond C. Stevens Management For For

1.12 Elect Director Elias A. Zerhouni Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against

DASSAULT SYSTEMES SA Meeting Date: MAY 26, 2020 Record Date: MAY 22, 2020 Meeting Type: ANNUAL/SPECIALTicker: DSY

Security ID: F2457H472

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Consolidated Financial Statements and Statutory Reports Management For For

3 Approve Allocation of Income and Dividends of EUR 0.70 per Share Management For For

4

Approve Auditors' Special Report on Related-Party Transactions Mentioning

the Absence of New Transactions

Management For For

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the Absence of New Transactions

5 Approve Remuneration Policy of Corporate Officers Management For For

6 Approve Compensation of Charles Edelstenne, Chairman of the Board Management For For

7 Approve Compensation of Bernard Charles, Vice-Chairman and CEO Management For Against

8 Approve Compensation Report of Corporate Officers Management For For

9 Reelect Marie-Helene Habert-Dassault as Director Management For For

10 Reelect Laurence Lescourret as Director Management For For

11

Approve Remuneration of Directors in the Aggregate Amount of EUR

800,000Management For For

12 Authorize Repurchase of Up to 5 Million Shares Management For For

13 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For

14 Amend Articles 14, 16 and 19 of Bylaws to Comply with Legal Changes Management For For

15 Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plans Management For Against

16 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For

17 Delegate Power to the Board to Carry Mergers by Absorption Management For Against

18

Pursuant to Item 17 Above, Delegate Power to the Board to Issue Shares in

Connection with Mergers by AbsorptionManagement For Against

19 Delegate Power to the Board to Carry Spin-Off Agreements Management For Against

20Pursuant to Item 19 Above, Delegate Power to the Board to Issue Shares in

Connection with Spin-Off AgreementsManagement For Against

21 Delegate Power to the Board to Acquire Certain Assets of Another Company Management For Against

22Pursuant to Item 21 Above, Delegate Power to the Board to Issue Shares in

Connection with AcquisitionsManagement For Against

23 Authorize Filing of Required Documents/Other Formalities Management For For

DEERE & COMPANY Meeting Date: FEB 26, 2020 Record Date: DEC 31, 2019 Meeting Type: ANNUALTicker: DE

Security ID: 244199105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Samuel R. Allen Management For For

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1a Elect Director Samuel R. Allen Management For For

1b Elect Director Alan C. Heuberger Management For For

1c Elect Director Charles O. Holliday, Jr. Management For For

1d Elect Director Dipak C. Jain Management For For

1e Elect Director Michael O. Johanns Management For For

1f Elect Director Clayton M. Jones Management For For

1g Elect Director John C. May Management For For

1h Elect Director Gregory R. Page Management For For

1i Elect Director Sherry M. Smith Management For For

1j Elect Director Dmitri L. Stockton Management For For

1k Elect Director Sheila G. Talton Management For For

2Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain

DisputesManagement For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Approve Omnibus Stock Plan Management For For

5 Ratify Deloitte & Touche LLP as Auditors Management For For

6 Disclose Board Qualifications Matrix Shareholder Against For

DOMINION ENERGY, INC. Meeting Date: MAY 06, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUALTicker: D

Security ID: 25746U109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director James A. Bennett Management For For

1b Elect Director Helen E. Dragas Management For For

1c Elect Director James O. Ellis, Jr. Management For For

1d Elect Director Thomas F. Farrell, II Management For For

1e Elect Director D. Maybank Hagood Management For For

1f Elect Director John W. Harris Management For For

1g Elect Director Ronald W. Jibson Management For For

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1g Elect Director Ronald W. Jibson Management For For

1h Elect Director Mark J. Kington Management For For

1i Elect Director Joseph M. Rigby Management For For

1j Elect Director Pamela J. Royal Management For For

1k Elect Director Robert H. Spilman, Jr. Management For For

1l Elect Director Susan N. Story Management For For

1m Elect Director Michael E. Szymanczyk Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Require Independent Board Chairman Shareholder Against For

5 Provide Right to Act by Written Consent Shareholder Against Against

DOW INC. Meeting Date: APR 09, 2020 Record Date: FEB 12, 2020 Meeting Type: ANNUALTicker: DOW

Security ID: 260557103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Samuel R. Allen Management For For

1b Elect Director Ajay Banga Management For For

1c Elect Director Jacqueline K. Barton Management For For

1d Elect Director James A. Bell Management For For

1e Elect Director Wesley G. Bush Management For For

1f Elect Director Richard K. Davis Management For For

1g Elect Director Jeff M. Fettig Management For For

1h Elect Director Jim Fitterling Management For For

1i Elect Director Jacqueline C. Hinman Management For For

1j Elect Director Jill S. Wyant Management For For

1k Elect Director Daniel W. Yohannes Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Advisory Vote on Say on Pay Frequency Management One Year Abstain

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4 Ratify Deloitte & Touche LLP as Auditors Management For For

DUPONT DE NEMOURS, INC. Meeting Date: MAY 27, 2020 Record Date: APR 06, 2020 Meeting Type: ANNUALTicker: DD

Security ID: 26614N102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Amy G. Brady Management For For

1b Elect Director Edward D. Breen Management For For

1c Elect Director Ruby R. Chandy Management For For

1d Elect Director Franklin K. Clyburn, Jr. Management For For

1e Elect Director Terrence R. Curtin Management For For

1f Elect Director Alexander M. Cutler Management For For

1g Elect Director Eleuthere I. du Pont Management For For

1h Elect Director Rajiv L. Gupta Management For For

1i Elect Director Luther C. Kissam Management For For

1j Elect Director Frederick M. Lowery Management For For

1k Elect Director Raymond J. Milchovich Management For For

1l Elect Director Steven M. Sterin Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Approve Omnibus Stock Plan Management For For

4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

5 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against

6 Approve Creation of an Employee Board Advisory Position Shareholder Against Against

DXC TECHNOLOGY COMPANY Meeting Date: AUG 15, 2019 Record Date: JUN 18, 2019 Meeting Type: ANNUALTicker: DXC

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Security ID: 23355L106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Mukesh Aghi Management For For

2 Elect Amy E. Alving Management For For

3 Elect David L. Herzog Management For For

4 Elect Sachin S. Lawande Management For For

5 Elect J. Michael Lawrie Management For For

6 Elect Mary L. Krakauer Management For For

7 Elect Julio A. Portalatin Management For For

8 Elect Peter Rutland Management For For

9 Elect Michael J. Salvino Management For For

10 Elect Manoj P. Singh Management For For

11 Elect Robert F. Woods Management For For

12 Ratification of Auditor Management For For

13 Advisory Vote on Executive Compensation Management For For

E*TRADE FINANCIAL CORPORATION Meeting Date: MAY 07, 2020 Record Date: MAR 11, 2020 Meeting Type: ANNUALTicker: ETFC

Security ID: 269246401

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Richard J. Carbone Management For For

1b Elect Director Robert J. Chersi Management For For

1c Elect Director Jaime W. Ellertson Management For For

1d Elect Director James P. Healy Management For For

1e Elect Director Kevin T. Kabat Management For For

1f Elect Director James Lam Management For For

1g Elect Director Rodger A. Lawson Management For For

1h Elect Director Shelley B. Leibowitz Management For For

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1h Elect Director Shelley B. Leibowitz Management For For

1i Elect Director Michael A. Pizzi Management For For

1j Elect Director Rebecca Saeger Management For For

1k Elect Director Donna L. Weaver Management For For

1l Elect Director Joshua A. Weinreich Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Adopt Simple Majority Vote Shareholder None For

EASTMAN CHEMICAL COMPANY Meeting Date: MAY 07, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: EMN

Security ID: 277432100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Humberto P. Alfonso Management For For

1.2 Elect Director Brett D. Begemann Management For For

1.3 Elect Director Mark J. Costa Management For For

1.4 Elect Director Edward L. Doheny, II Management For For

1.5 Elect Director Julie F. Holder Management For For

1.6 Elect Director Renee J. Hornbaker Management For For

1.7 Elect Director Kim Ann Mink Management For For

1.8 Elect Director James J. O'Brien Management For For

1.9 Elect Director David W. Raisbeck Management For For

1.10 Elect Director Charles K. Stevens, III Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Provide Right to Act by Written Consent Shareholder Against Against

EATON CORPORATION PLC Meeting Date: APR 22, 2020 Record Date: FEB 24, 2020

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Meeting Type: ANNUALTicker: ETN

Security ID: G29183103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Craig Arnold Management For For

1b Elect Director Christopher M. Connor Management For For

1c Elect Director Michael J. Critelli Management For For

1d Elect Director Richard H. Fearon Management For For

1e Elect Director Olivier Leonetti Management For For

1f Elect Director Deborah L. McCoy Management For For

1g Elect Director Silvio Napoli Management For For

1h Elect Director Gregory R. Page Management For For

1i Elect Director Sandra Pianalto Management For For

1j Elect Director Lori J. Ryerkerk Management For For

1k Elect Director Gerald B. Smith Management For For

1l Elect Director Dorothy C. Thompson Management For For

2 Approve Omnibus Stock Plan Management For For

3

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their

RemunerationManagement For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

5 Authorize Issue of Equity with Pre-emptive Rights Management For For

6 Authorize Issue of Equity without Pre-emptive Rights Management For For

7 Authorize Share Repurchase of Issued Share Capital Management For For

ECOLAB INC. Meeting Date: MAY 07, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: ECL

Security ID: 278865100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Douglas M. Baker, Jr. Management For For

Page 166: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

1a Elect Director Douglas M. Baker, Jr. Management For For

1b Elect Director Shari L. Ballard Management For For

1c Elect Director Barbara J. Beck Management For For

1d Elect Director Jeffrey M. Ettinger Management For For

1e Elect Director Arthur J. Higgins Management For For

1f Elect Director Michael Larson Management For For

1g Elect Director David W. MacLennan Management For For

1h Elect Director Tracy B. McKibben Management For For

1i Elect Director Lionel L. Nowell, III Management For For

1j Elect Director Victoria J. Reich Management For For

1k Elect Director Suzanne M. Vautrinot Management For For

1l Elect Director John J. Zillmer Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Proxy Access Right Shareholder Against Against

ELECTRONIC ARTS INC. Meeting Date: AUG 08, 2019 Record Date: JUN 14, 2019 Meeting Type: ANNUALTicker: EA

Security ID: 285512109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Leonard S. Coleman, Jr. Management For For

2 Elect Jay C. Hoag Management For For

3 Elect Jeffrey T. Huber Management For For

4 Elect Lawrence F. Probst III Management For For

5 Elect Talbott Roche Management For For

6 Elect Richard A. Simonson Management For For

7 Elect Luis A. Ubinas Management For For

8 Elect Heidi J. Ueberroth Management For For

9 Elect Andrew Wilson Management For For

Page 167: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

9 Elect Andrew Wilson Management For For

10 Advisory Vote on Executive Compensation Management For For

11 Ratification of Auditor Management For For

12 Approval of the 2019 Equity Incentive Plan Management For For

13 Amendment Regarding Shareholders Ability to Call Special Meetings Management For For

14 Shareholder Proposal Regarding Right to Call a Special Meeting Shareholder Against For

EXELON CORPORATION Meeting Date: APR 28, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: EXC

Security ID: 30161N101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Anthony Anderson Management For For

1b Elect Director Ann Berzin Management For For

1c Elect Director Laurie Brlas Management For For

1d Elect Director Christopher M. Crane Management For For

1e Elect Director Yves C. de Balmann Management For For

1f Elect Director Nicholas DeBenedictis Management For For

1g Elect Director Linda P. Jojo Management For For

1h Elect Director Paul Joskow Management For For

1i Elect Director Robert J. Lawless Management For For

1j Elect Director John Richardson Management For For

1k Elect Director Mayo Shattuck, III Management For For

1l Elect Director John F. Young Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Approve Omnibus Stock Plan Management For For

FACEBOOK, INC. Meeting Date: MAY 27, 2020

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Record Date: APR 03, 2020 Meeting Type: ANNUALTicker: FB

Security ID: 30303M102

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Peggy Alford Management For For

1.2 Elect Director Marc L. Andreessen Management For Withhold

1.3 Elect Director Andrew W. Houston Management For For

1.4 Elect Director Nancy Killefer Management For For

1.5 Elect Director Robert M. Kimmitt Management For Withhold

1.6 Elect Director Sheryl K. Sandberg Management For For

1.7 Elect Director Peter A. Thiel Management For Withhold

1.8 Elect Director Tracey T. Travis Management For For

1.9 Elect Director Mark Zuckerberg Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Approve Non-Employee Director Compensation Policy Management For Against

4 Approve Recapitalization Plan for all Stock to Have One-vote per Share Shareholder Against For

5 Require Independent Board Chair Shareholder Against For

6 Require a Majority Vote for the Election of Directors Shareholder Against For

7 Report on Political Advertising Shareholder Against For

8

Require Independent Director Nominee with Human and/or Civil Rights

ExperienceShareholder Against Against

9 Report on Civil and Human Rights Risk Assessment Shareholder Against Against

10 Report on Online Child Sexual Exploitation Shareholder Against For

11 Report on Median Gender/Racial Pay Gap Shareholder Against Against

FEDEX CORPORATION Meeting Date: SEP 23, 2019 Record Date: JUL 29, 2019 Meeting Type: ANNUALTicker: FDX

Security ID: 31428X106

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect John A. Edwardson Management For For

2 Elect Marvin R. Ellison Management For For

3 Elect Susan Patricia Griffith Management For For

4 Elect John Chris Inglis Management For For

5 Elect Kimberly A. Jabal Management For For

6 Elect Shirley Ann Jackson Management For For

7 Elect R. Brad Martin Management For For

8 Elect Joshua Cooper Ramo Management For For

9 Elect Susan C. Schwab Management For For

10 Elect Frederick W. Smith Management For For

11 Elect David P. Steiner Management For For

12 Elect Paul S. Walsh Management For Against

13 Advisory Vote on Executive Compensation Management For Against

14 Approval of the 2019 Omnibus Stock Incentive Plan Management For For

15 Ratification of Auditor Management For For

16 Shareholder Proposal Regarding Lobbying Report Shareholder Against For

17

Shareholder Proposal Regarding Report on Non-Management Employee

Representation on the BoardShareholder Against Against

FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: JUL 24, 2019 Record Date: JUN 03, 2019 Meeting Type: SPECIALTicker: FIS

Security ID: 31620M106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Stock Issuance for Merger Management For For

2 Increase of Authorized Common Stock Management For For

3 Right to Adjourn Meeting Management For For

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FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: MAY 28, 2020 Record Date: APR 01, 2020 Meeting Type: ANNUALTicker: FIS

Security ID: 31620M106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Lee Adrean Management For For

1b Elect Director Ellen R. Alemany Management For For

1c Elect Director Lisa A. Hook Management For For

1d Elect Director Keith W. Hughes Management For For

1e Elect Director Gary L. Lauer Management For For

1f Elect Director Gary A. Norcross Management For For

1g Elect Director Louise M. Parent Management For For

1h Elect Director Brian T. Shea Management For For

1i Elect Director James B. Stallings, Jr. Management For For

1j Elect Director Jeffrey E. Stiefler Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

FISERV, INC. Meeting Date: MAY 14, 2020 Record Date: MAR 18, 2020 Meeting Type: ANNUALTicker: FISV

Security ID: 337738108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Frank J. Bisignano Management For For

1.2 Elect Director Alison Davis Management For For

1.3 Elect Director Henrique de Castro Management For For

1.4 Elect Director Harry F. DiSimone Management For For

1.5 Elect Director Dennis F. Lynch Management For For

1.6 Elect Director Heidi G. Miller Management For For

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1.6 Elect Director Heidi G. Miller Management For For

1.7 Elect Director Scott C. Nuttall Management For For

1.8 Elect Director Denis J. O'Leary Management For For

1.9 Elect Director Doyle R. Simons Management For For

1.10 Elect Director Jeffery W. Yabuki Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Report on Political Contributions Shareholder Against For

FORTUNE BRANDS HOME & SECURITY, INC. Meeting Date: APR 28, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: FBHS

Security ID: 34964C106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Nicholas I. Fink Management For For

1b Elect Director A. D. David Mackay Management For For

1c Elect Director David M. Thomas Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

FREEPORT-MCMORAN INC. Meeting Date: JUN 03, 2020 Record Date: APR 08, 2020 Meeting Type: ANNUALTicker: FCX

Security ID: 35671D857

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Richard C. Adkerson Management For For

1.2 Elect Director Gerald J. Ford Management For For

1.3 Elect Director Lydia H. Kennard Management For For

1.4 Elect Director Dustan E. McCoy Management For For

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1.4 Elect Director Dustan E. McCoy Management For For

1.5 Elect Director John J. Stephens Management For For

1.6 Elect Director Frances Fragos Townsend Management For For

2 Ratify Ernst & Young LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

GAMING AND LEISURE PROPERTIES, INC. Meeting Date: JUN 11, 2020 Record Date: APR 06, 2020 Meeting Type: ANNUALTicker: GLPI

Security ID: 36467J108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Peter M. Carlino Management For For

1.2 Elect Director Carol ("Lili") Lynton Management For For

1.3 Elect Director Joseph W. Marshall, III Management For For

1.4 Elect Director James B. Perry Management For For

1.5 Elect Director Barry F. Schwartz Management For For

1.6 Elect Director Earl C. Shanks Management For For

1.7 Elect Director E. Scott Urdang Management For For

2 Amend Omnibus Stock Plan Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

GARRETT MOTION INC. Meeting Date: MAY 28, 2020 Record Date: APR 03, 2020 Meeting Type: ANNUALTicker: GTX

Security ID: 366505105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Courtney M. Enghauser Management For For

1b Elect Director Carsten J. Reinhardt Management For For

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1b Elect Director Carsten J. Reinhardt Management For For

1c Elect Director Jerome Stoll Management For For

2 Ratify Deloitte SA as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

GENERAL DYNAMICS CORPORATION Meeting Date: MAY 06, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: GD

Security ID: 369550108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director James S. Crown Management For For

1b Elect Director Rudy F. deLeon Management For For

1c Elect Director Cecil D. Haney Management For For

1d Elect Director Mark M. Malcolm Management For For

1e Elect Director James N. Mattis Management For For

1f Elect Director Phebe N. Novakovic Management For For

1g Elect Director C. Howard Nye Management For For

1h Elect Director William A. Osborn Management For For

1i Elect Director Catherine B. Reynolds Management For For

1j Elect Director Laura J. Schumacher Management For For

1k Elect Director John G. Stratton Management For For

1l Elect Director Peter A. Wall Management For For

2 Ratify KPMG LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For

GENERAL ELECTRIC COMPANY Meeting Date: MAY 05, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: GE

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Security ID: 369604103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Director Sebastien Bazin Management For For

2 Elect Director Ashton Carter Management For For

3 Elect Director H. Lawrence Culp, Jr. Management For For

4 Elect Director Francisco D'Souza Management For For

5 Elect Director Edward Garden Management For For

6 Elect Director Thomas W. Horton Management For For

7 Elect Director Risa Lavizzo-Mourey Management For For

8 Elect Director Catherine Lesjak Management For For

9 Elect Director Paula Rosput Reynolds Management For For

10 Elect Director Leslie Seidman Management For For

11 Elect Director James Tisch Management For For

12 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

13 Ratify KPMG LLP as Auditors Management For For

14 Require Independent Board Chairman Shareholder Against Against

HASBRO, INC. Meeting Date: MAY 14, 2020 Record Date: MAR 18, 2020 Meeting Type: ANNUALTicker: HAS

Security ID: 418056107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Kenneth A. Bronfin Management For For

1.2 Elect Director Michael R. Burns Management For For

1.3 Elect Director Hope F. Cochran Management For For

1.4 Elect Director Crispin H. Davis Management For For

1.5 Elect Director John A. Frascotti Management For For

1.6 Elect Director Lisa Gersh Management For For

1.7 Elect Director Brian D. Goldner Management For For

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1.7 Elect Director Brian D. Goldner Management For For

1.8 Elect Director Alan G. Hassenfeld Management For For

1.9 Elect Director Tracy A. Leinbach Management For For

1.10 Elect Director Edward M. Philip Management For For

1.11 Elect Director Richard S. Stoddart Management For For

1.12 Elect Director Mary Beth West Management For For

1.13 Elect Director Linda K. Zecher Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Omnibus Stock Plan Management For For

4 Ratify KPMG LLP as Auditor Management For For

HILTON WORLDWIDE HOLDINGS INC. Meeting Date: JUN 05, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUALTicker: HLT

Security ID: 43300A203

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Christopher J. Nassetta Management For For

1b Elect Director Jonathan D. Gray Management For For

1c Elect Director Charlene T. Begley Management For For

1d Elect Director Melanie L. Healey Management For For

1e Elect Director Raymond E. Mabus, Jr. Management For For

1f Elect Director Judith A. McHale Management For For

1g Elect Director John G. Schreiber Management For For

1h Elect Director Elizabeth A. Smith Management For For

1i Elect Director Douglas M. Steenland Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

Page 176: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

HONEYWELL INTERNATIONAL INC. Meeting Date: APR 27, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUALTicker: HON

Security ID: 438516106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1A Elect Director Darius Adamczyk Management For For

1B Elect Director Duncan B. Angove Management For For

1C Elect Director William S. Ayer Management For For

1D Elect Director Kevin Burke Management For For

1E Elect Director D. Scott Davis Management For For

1F Elect Director Linnet F. Deily Management For For

1G Elect Director Deborah Flint Management For For

1H Elect Director Judd Gregg Management For For

1I Elect Director Clive Hollick Management For For

1J Elect Director Grace D. Lieblein Management For For

1K Elect Director Raymond T. Odierno Management For For

1L Elect Director George Paz Management For For

1M Elect Director Robin L. Washington Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditor Management For For

4Require Shareholder Approval of Bylaw Amendments Adopted by the Board

of DirectorsShareholder Against Against

5 Report on Lobbying Payments and Policy Shareholder Against Against

HP INC. Meeting Date: MAY 12, 2020 Record Date: MAR 25, 2020 Meeting Type: ANNUALTicker: HPQ

Security ID: 40434L105

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Aida M. Alvarez Management For For

1.2 Elect Director Shumeet Banerji Management For For

1.3 Elect Director Robert R. Bennett Management For For

1.4 Elect Director Charles "Chip" V. Bergh Management For For

1.5 Elect Director Stacy Brown-Philpot Management For For

1.6 Elect Director Stephanie A. Burns Management For For

1.7 Elect Director Mary Anne Citrino Management For For

1.8 Elect Director Richard L. Clemmer Management For For

1.9 Elect Director Enrique Lores Management For For

1.10 Elect Director Yoky Matsuoka Management For For

1.11 Elect Director Stacey Mobley Management For For

1.12 Elect Director Subra Suresh Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Approve Qualified Employee Stock Purchase Plan Management For For

5 Provide Right to Act by Written Consent Shareholder Against Against

INTERCONTINENTAL EXCHANGE, INC. Meeting Date: MAY 15, 2020 Record Date: MAR 17, 2020 Meeting Type: ANNUALTicker: ICE

Security ID: 45866F104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Sharon Y. Bowen Management For For

1b Elect Director Charles R. Crisp Management For For

1c Elect Director Duriya M. Farooqui Management For For

1d Elect Director Jean-Marc Forneri Management For For

1e Elect Director The Right Hon. the Lord Hague of Richmond Management For For

1f Elect Director Frederick W. Hatfield Management For For

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1f Elect Director Frederick W. Hatfield Management For For

1g Elect Director Thomas E. Noonan Management For For

1h Elect Director Frederic V. Salerno Management For For

1i Elect Director Jeffrey C. Sprecher Management For For

1j Elect Director Judith A. Sprieser Management For For

1k Elect Director Vincent Tese Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

INTUITIVE SURGICAL, INC. Meeting Date: APR 23, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUALTicker: ISRG

Security ID: 46120E602

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Craig H. Barratt Management For For

1b Elect Director Joseph C. Beery Management For For

1c Elect Director Gary S. Guthart Management For For

1d Elect Director Amal M. Johnson Management For For

1e Elect Director Don R. Kania Management For For

1f Elect Director Amy L. Ladd Management For For

1g Elect Director Keith R. Leonard, Jr. Management For For

1h Elect Director Alan J. Levy Management For For

1i Elect Director Jami Dover Nachtsheim Management For For

1j Elect Director Mark J. Rubash Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Amend Omnibus Stock Plan Management For For

5 Eliminate Supermajority Vote Requirement Management For For

6 Provide Right to Call Special Meeting Management For For

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JOHNSON & JOHNSON Meeting Date: APR 23, 2020 Record Date: FEB 25, 2020 Meeting Type: ANNUALTicker: JNJ

Security ID: 478160104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Mary C. Beckerle Management For For

1b Elect Director D. Scott Davis Management For For

1c Elect Director Ian E. L. Davis Management For For

1d Elect Director Jennifer A. Doudna Management For For

1e Elect Director Alex Gorsky Management For For

1f Elect Director Marillyn A. Hewson Management For For

1g Elect Director Hubert Joly Management For For

1h Elect Director Mark B. McClellan Management For For

1i Elect Director Anne M. Mulcahy Management For For

1j Elect Director Charles Prince Management For For

1k Elect Director A. Eugene Washington Management For For

1l Elect Director Mark A. Weinberger Management For For

1m Elect Director Ronald A. Williams Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4

Amend Certificate of Incorporation to Permit Removal of Directors With or

Without CauseManagement For For

5 Require Independent Board Chair Shareholder Against Against

6 Report on Governance Measures Implemented Related to Opioids Shareholder Against Against

JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 04, 2020 Record Date: JAN 02, 2020 Meeting Type: ANNUALTicker: JCI

Security ID: G51502105

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Jean Blackwell Management For For

1b Elect Director Pierre Cohade Management For For

1c Elect Director Michael E. Daniels Management For For

1d Elect Director Juan Pablo del Valle Perochena Management For For

1e Elect Director W. Roy Dunbar Management For For

1f Elect Director Gretchen R. Haggerty Management For For

1g Elect Director Simone Menne Management For For

1h Elect Director George R. Oliver Management For For

1i Elect Director Jurgen Tinggren Management For For

1j Elect Director Mark Vergnano Management For For

1k Elect Director R. David Yost Management For For

1l Elect Director John D. Young Management For For

2a Ratify PricewaterhouseCoopers LLP as Auditors Management For For

2b Authorize Board to Fix Remuneration of Auditors Management For For

3 Authorize Market Purchases of Company Shares Management For For

4 Determine Price Range for Reissuance of Treasury Shares Management For For

5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

6 Approve the Directors' Authority to Allot Shares Management For For

7 Approve the Disapplication of Statutory Pre-Emption Rights Management For For

LEVI STRAUSS & CO. Meeting Date: JUL 10, 2019 Record Date: MAY 17, 2019 Meeting Type: ANNUALTicker: LEVI

Security ID: 52736R102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Troy Alstead Management For For

1.2 Elect Charles V. Bergh Management For For

1.3 Elect Robert A. Eckert Management For For

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1.3 Elect Robert A. Eckert Management For For

1.4 Elect Patricia Salas Pineda Management For For

2 Advisory Vote on Executive Compensation Management For For

3 Frequency of Advisory Vote on Executive Compensation Management 1 Year1

Year

4 Ratification of Auditor Management For For

LEVI STRAUSS & CO. Meeting Date: APR 08, 2020 Record Date: FEB 14, 2020 Meeting Type: ANNUALTicker: LEVI

Security ID: 52736R102

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Jill Beraud Management For Withhold

1.2 Elect Director Spencer C. Fleischer Management For Withhold

1.3 Elect Director Christopher J. McCormick Management For Withhold

1.4 Elect Director Stephen C. Neal Management For Withhold

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

LINDE PLC Meeting Date: JUL 26, 2019 Record Date: APR 29, 2019 Meeting Type: ANNUALTicker: LIN

Security ID: 74005P104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Wolfgang Reitzle Management For For

2 Elect Stephen F. Angel Management For For

3 Elect Ann-Kristin Achleitner Management For For

4 Elect Clemens A.H. Borsig Management For For

5 Elect Nance K. Dicciani Management For For

6 Elect Thomas Enders Management For For

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6 Elect Thomas Enders Management For For

7 Elect Franz Fehrenbach Management For For

8 Elect Edward G. Galante Management For For

9 Elect Larry D. McVay Management For For

10 Elect Victoria Ossadnik Management For For

11 Elect Martin H. Richenhagen Management For For

12 Elect Robert L. Wood Management For For

13 Ratification of PricewaterhouseCoopers Management For For

14 Authority to Set Auditor's Fees Management For For

15 Authority to Set Price Range for Re-Issuance of Treasury Shares Management For For

16 Advisory Vote on Executive Compensation Management For For

17 Frequency of Advisory Vote on Executive Compensation Management 1 Year

1

Year

LIVE NATION ENTERTAINMENT, INC. Meeting Date: JUN 03, 2020 Record Date: APR 07, 2020 Meeting Type: ANNUALTicker: LYV

Security ID: 538034109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Maverick Carter Management For Against

1.2 Elect Director Ariel Emanuel Management For Against

1.3 Elect Director Ping Fu Management For Against

1.4 Elect Director Jeffrey T. Hinson Management For Against

1.5 Elect Director Chad Hollingsworth Management For For

1.6 Elect Director James Iovine Management For Against

1.7 Elect Director James S. Kahan Management For Against

1.8 Elect Director Gregory B. Maffei Management For Against

1.9 Elect Director Randall T. Mays Management For Against

1.10 Elect Director Michael Rapino Management For Against

1.11 Elect Director Mark S. Shapiro Management For Against

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1.11 Elect Director Mark S. Shapiro Management For Against

1.12 Elect Director Dana Walden Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

LIVENT CORPORATION Meeting Date: APR 29, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: LTHM

Security ID: 53814L108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Paul W. Graves Management For For

1b Elect Director Andrea E. Utecht Management For For

1c Elect Director Christina Lampe-Onnerud Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

4 Declassify the Board of Directors Management For For

5 Eliminate Supermajority Vote Requirements Management For For

LULULEMON ATHLETICA INC. Meeting Date: JUN 03, 2020 Record Date: APR 08, 2020 Meeting Type: ANNUALTicker: LULU

Security ID: 550021109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Michael Casey Management For For

1b Elect Director Glenn Murphy Management For For

1c Elect Director David M. Mussafer Management For For

1d Elect Director Stephanie Ferris Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

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3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Adopt Policy to Eliminate the Sale of Items Containing Down Feathers Shareholder Against Against

MASTERCARD INCORPORATED Meeting Date: JUN 16, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUALTicker: MA

Security ID: 57636Q104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Richard Haythornthwaite Management For For

1b Elect Director Ajay Banga Management For For

1c Elect Director Richard K. Davis Management For For

1d Elect Director Steven J. Freiberg Management For For

1e Elect Director Julius Genachowski Management For For

1f Elect Director Choon Phong Goh Management For For

1g Elect Director Merit E. Janow Management For For

1h Elect Director Oki Matsumoto Management For For

1i Elect Director Youngme Moon Management For For

1j Elect Director Rima Qureshi Management For For

1k Elect Director Jose Octavio Reyes Lagunes Management For For

1l Elect Director Gabrielle Sulzberger Management For For

1m Elect Director Jackson Tai Management For For

1n Elect Director Lance Uggla Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

MEDTRONIC PLC Meeting Date: DEC 06, 2019 Record Date: OCT 10, 2019 Meeting Type: ANNUALTicker: MDT

Security ID: G5960L103

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Richard H. Anderson Management For For

2 Elect Craig Arnold Management For For

3 Elect Scott C. Donnelly Management For For

4 Elect Andrea J. Goldsmith Management For For

5 Elect Randall J. Hogan, III Management For For

6 Elect Omar Ishrak Management For For

7 Elect Michael O. Leavitt Management For Against

8 Elect James T. Lenehan Management For For

9 Elect Geoffrey Straub Martha Management For For

10 Elect Elizabeth G. Nabel Management For For

11 Elect Denise M. O'Leary Management For For

12 Elect Kendall J. Powell Management For For

13 Appointment of Auditor and Authority to Set Fees Management For For

14 Advisory Vote on Executive Compensation Management For For

15 Authority to Issue Shares w/ Preemptive Rights Management For For

16 Authority to Issue Shares w/o Preemptive Rights Management For For

17 Authority to Repurchase Shares Management For For

MERCK & CO., INC. Meeting Date: MAY 26, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUALTicker: MRK

Security ID: 58933Y105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Leslie A. Brun Management For For

1b Elect Director Thomas R. Cech Management For For

1c Elect Director Mary Ellen Coe Management For For

1d Elect Director Pamela J. Craig Management For For

1e Elect Director Kenneth C. Frazier Management For For

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1e Elect Director Kenneth C. Frazier Management For For

1f Elect Director Thomas H. Glocer Management For For

1g Elect Director Risa J. Lavizzo-Mourey Management For For

1h Elect Director Paul B. Rothman Management For For

1i Elect Director Patricia F. Russo Management For For

1j Elect Director Christine E. Seidman Management For For

1k Elect Director Inge G. Thulin Management For For

1l Elect Director Kathy J. Warden Management For For

1m Elect Director Peter C. Wendell Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Provide Right to Act by Written Consent Shareholder Against Against

5 Report on Corporate Tax Savings Allocation Shareholder Against Against

MICROSOFT CORPORATION Meeting Date: DEC 04, 2019 Record Date: OCT 08, 2019 Meeting Type: ANNUALTicker: MSFT

Security ID: 594918104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect William H. Gates III Management For For

2 Elect Reid G. Hoffman Management For For

3 Elect Hugh F. Johnston Management For For

4 Elect Teri L. List-Stoll Management For For

5 Elect Satya Nadella Management For For

6 Elect Sandra E. Peterson Management For For

7 Elect Penny S. Pritzker Management For For

8 Elect Charles W. Scharf Management For For

9 Elect Arne M. Sorenson Management For For

10 Elect John W. Stanton Management For For

11 Elect John W. Thompson Management For For

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11 Elect John W. Thompson Management For For

12 Elect Emma N. Walmsley Management For For

13 Elect Padmasree Warrior Management For For

14 Advisory Vote on Executive Compensation Management For For

15 Ratification of Auditor Management For For

16

Shareholder Proposal Regarding Report on Non-Management Employee

Representation on the BoardShareholder Against Against

17 Shareholder Proposal Regarding Median Gender Pay Equity Report Shareholder Against Against

MONDELEZ INTERNATIONAL, INC. Meeting Date: MAY 13, 2020 Record Date: MAR 12, 2020 Meeting Type: ANNUALTicker: MDLZ

Security ID: 609207105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Lewis W.K. Booth Management For For

1.2 Elect Director Charles E. Bunch Management For For

1.3 Elect Director Debra A. Crew Management For For

1.4 Elect Director Lois D. Juliber Management For For

1.5 Elect Director Peter W. May Management For For

1.6 Elect Director Jorge S. Mesquita Management For For

1.7 Elect Director Fredric G. Reynolds Management For For

1.8 Elect Director Christiana S. Shi Management For For

1.9 Elect Director Patrick T. Siewert Management For For

1.10 Elect Director Michael A. Todman Management For For

1.11 Elect Director Jean-Francois M. L. van Boxmeer Management For For

1.12 Elect Director Dirk Van de Put Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Consider Pay Disparity Between Executives and Other Employees Shareholder Against Against

Page 188: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

NETEASE, INC. Meeting Date: SEP 13, 2019 Record Date: JUL 31, 2019 Meeting Type: ANNUALTicker: NTES

Security ID: 64110W102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect William Lei Ding Management For Against

2 Elect Alice Cheng Management For Against

3 Elect Denny Lee Management For Against

4 Elect Joseph Tong Management For Against

5 Elect Lun Feng Management For Against

6 Elect Michael Leung Management For Against

7 Elect Michael Tong Management For Against

8 Appointment of Auditor Management For For

NETFLIX, INC. Meeting Date: JUN 04, 2020 Record Date: APR 08, 2020 Meeting Type: ANNUALTicker: NFLX

Security ID: 64110L106

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1a Elect Director Reed Hastings Management For Withhold

1b Elect Director Jay C. Hoag Management For Withhold

1c Elect Director Mathias Dopfner Management For Withhold

2 Ratify Ernst & Young LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

4 Approve Omnibus Stock Plan Management For For

5 Report on Political Contributions Shareholder Against For

6 Adopt Simple Majority Vote Shareholder Against For

7 Report on Risks of Omitting Viewpoint and Ideology from EEO Policy Shareholder Against Against

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7 Report on Risks of Omitting Viewpoint and Ideology from EEO Policy Shareholder Against Against

NEXTERA ENERGY, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: NEE

Security ID: 65339F101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Sherry S. Barrat Management For For

1b Elect Director James L. Camaren Management For For

1c Elect Director Kenneth B. Dunn Management For For

1d Elect Director Naren K. Gursahaney Management For For

1e Elect Director Kirk S. Hachigian Management For For

1f Elect Director Toni Jennings Management For For

1g Elect Director Amy B. Lane Management For For

1h Elect Director David L. Porges Management For For

1i Elect Director James L. Robo Management For For

1j Elect Director Rudy E. Schupp Management For For

1k Elect Director John L. Skolds Management For For

1l Elect Director William H. Swanson Management For For

1m Elect Director Darryl L. Wilson Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Report on Political Contributions Shareholder Against Against

5 Provide Right to Act by Written Consent Shareholder Against Against

NIKE, INC. Meeting Date: SEP 19, 2019 Record Date: JUL 19, 2019 Meeting Type: ANNUALTicker: NKE

Security ID: 654106103

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Alan B. Graf, Jr. Management For For

1.2 Elect Peter B. Henry Management For For

1.3 Elect Michelle Peluso Management For For

2 Advisory Vote on Executive Compensation Management For For

3 Ratification of Auditor Management For For

NORTHROP GRUMMAN CORPORATION Meeting Date: MAY 20, 2020 Record Date: MAR 24, 2020 Meeting Type: ANNUALTicker: NOC

Security ID: 666807102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Kathy J. Warden Management For For

1.2 Elect Director Marianne C. Brown Management For For

1.3 Elect Director Donald E. Felsinger Management For For

1.4 Elect Director Ann M. Fudge Management For For

1.5 Elect Director Bruce S. Gordon Management For For

1.6 Elect Director William H. Hernandez Management For For

1.7 Elect Director Madeleine A. Kleiner Management For For

1.8 Elect Director Karl J. Krapek Management For For

1.9 Elect Director Gary Roughead Management For For

1.10 Elect Director Thomas M. Schoewe Management For For

1.11 Elect Director James S. Turley Management For For

1.12 Elect Director Mark A. Welsh, III Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Report on Human Rights Impact Assessment Shareholder Against Against

5Reduce Ownership Threshold for Shareholders to Request Action by Written

ConsentShareholder Against Against

Page 191: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

NRG ENERGY, INC. Meeting Date: APR 30, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: NRG

Security ID: 629377508

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director E. Spencer Abraham Management For For

1b Elect Director Antonio Carrillo Management For For

1c Elect Director Matthew Carter, Jr. Management For For

1d Elect Director Lawrence S. Coben Management For For

1e Elect Director Heather Cox Management For For

1f Elect Director Mauricio Gutierrez Management For For

1g Elect Director Paul W. Hobby Management For For

1h Elect Director Alexandra Pruner Management For For

1i Elect Director Anne C. Schaumburg Management For For

1j Elect Director Thomas H. Weidemeyer Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

NVIDIA CORPORATION Meeting Date: JUN 09, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUALTicker: NVDA

Security ID: 67066G104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Robert K. Burgess Management For For

1b Elect Director Tench Coxe Management For For

1c Elect Director Persis S. Drell Management For For

1d Elect Director Jen-Hsun Huang Management For For

1e Elect Director Dawn Hudson Management For For

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1e Elect Director Dawn Hudson Management For For

1f Elect Director Harvey C. Jones Management For For

1g Elect Director Michael G. McCaffery Management For For

1h Elect Director Stephen C. Neal Management For For

1i Elect Director Mark L. Perry Management For For

1j Elect Director A. Brooke Seawell Management For For

1k Elect Director Mark A. Stevens Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Amend Omnibus Stock Plan Management For For

5 Amend Qualified Employee Stock Purchase Plan Management For For

NXP SEMICONDUCTORS N.V. Meeting Date: MAY 27, 2020 Record Date: APR 29, 2020 Meeting Type: ANNUALTicker: NXPI

Security ID: N6596X109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Adopt Financial Statements and Statutory Reports Management For For

2 Approve Discharge of Board Members Management For For

3a Elect Kurt Sievers as Executive Director Management For For

3b Reelect Peter Bonfield as Non-Executive Director Management For For

3c Reelect Kenneth A. Goldman as Non-Executive Director Management For For

3d Reelect Josef Kaeser as Non-Executive Director Management For For

3e Reelect Lena Olving as Non-Executive Director Management For For

3f Reelect Peter Smitham as Non-Executive Director Management For For

3g Reelect Julie Southern as Non-Executive Director Management For For

3h Reelect Jasmin Staiblin as Non-Executive Director Management For For

3i Reelect Gregory Summe as Non-Executive Director Management For For

3j Reelect Karl-Henrik Sundstrom as Non-Executive Director Management For For

4 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Management For For

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4 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Management For For

5 Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For

6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

7 Approve Cancellation of Ordinary Shares Management For For

8 Ratify Ernst & Young Accountants LLP as Auditors Management For For

9

Approve Remuneration of the Members and Chairs of the Audit Committee,

Compensation Committee, and the Nominating and Governance Committee

of the Board

Management For For

10 Amend Articles to Establish Quorum Requirement Management For For

11 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

12 Advisory Vote on Say on Pay Frequency Management One YearOne

Year

OPORTUN FINANCIAL CORPORATION Meeting Date: JUN 03, 2020 Record Date: APR 15, 2020 Meeting Type: ANNUALTicker: OPRT

Security ID: 68376D104

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1a Elect Director Jo Ann Barefoot Management For Withhold

1b Elect Director David Strohm Management For Withhold

2 Ratify Deloitte & Touche, LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

PACKAGING CORPORATION OF AMERICA Meeting Date: MAY 05, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: PKG

Security ID: 695156109

Proposal No Proposal Proposed By Management Vote

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Recommendation Cast1.1 Elect Director Cheryl K. Beebe Management For For

1.2 Elect Director Duane C. Farrington Management For For

1.3 Elect Director Donna A. Harman Management For For

1.4 Elect Director Mark W. Kowlzan Management For For

1.5 Elect Director Robert C. Lyons Management For For

1.6 Elect Director Thomas P. Maurer Management For For

1.7 Elect Director Samuel M. Mencoff Management For For

1.8 Elect Director Roger B. Porter Management For For

1.9 Elect Director Thomas S. Souleles Management For For

1.10 Elect Director Paul T. Stecko Management For For

1.11 Elect Director James D. Woodrum Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Amend Omnibus Stock Plan Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

PARTNERS GROUP HOLDING AG Meeting Date: MAY 13, 2020 Record Date: Meeting Type: ANNUALTicker: PGHN

Security ID: H6120A101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For

Did

Not

Vote

2 Approve Allocation of Income and Dividends of CHF 25.50 per Share Management For

Did

Not

Vote

3 Approve Discharge of Board and Senior Management Management For

Did

Not

Vote

Amend Articles Re: Remuneration of the Board of Directors and Executive

Did

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4Amend Articles Re: Remuneration of the Board of Directors and Executive

Committee

Management For

Did

Not

Vote

5 Approve Remuneration Report Management For

Did

Not

Vote

6.1

Approve Short-Term Remuneration of Directors in the Amount of CHF 3

Million Management For

Did

Not

Vote

6.2Approve Long-Term Remuneration of Directors in the Amount of CHF 4.5

MillionManagement For

Did

Not

Vote

6.3Approve Technical Non-Financial Remuneration of Directors in the Amount

of CHF 5.7 Million

Management For

Did

Not

Vote

6.4Approve Short-Term Remuneration of Executive Committee in the Amount of

CHF 7.5 Million

Management For

Did

Not

Vote

6.5Approve Long-Term Remuneration of Executive Committee in the Amount of

CHF 16.5 Million

Management For

Did

Not

Vote

6.6Approve Technical Non-Financial Remuneration of Executive Committee in

the Amount of CHF 10,000Management For

Did

Not

Vote

7.1.1 Elect Steffen Meister as Director and as Board Chairman Management For

Did

Not

Vote

7.1.2 Elect Marcel Erni as Director Management For

Did

Not

Vote

7.1.3 Elect Alfred Gantner as Director Management For

Did

Not

Vote

7.1.4 Elect Lisa Hook as Director Management For

Did

Not

Vote

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7.1.5 Elect Grace del Rosario-Castano as Director Management For

Did

Not

Vote

7.1.6 Elect Martin Strobel as Director Management For

Did

Not

Vote

7.1.7 Elect Eric Strutz as Director Management For

Did

Not

Vote

7.1.8 Elect Urs Wietlisbach as Director Management For

Did

Not

Vote

7.2.1Appoint Lisa Hook as Member of the Nomination and Compensation

CommitteeManagement For

Did

Not

Vote

7.2.2Appoint Grace del Rosario-Castano as Member of the Nomination and

Compensation CommitteeManagement For

Did

Not

Vote

7.2.3Appoint Martin Strobel as Member of the Nomination and Compensation

Committee

Management For

Did

Not

Vote

7.3 Designate Hotz & Goldmann as Independent Proxy Management For

Did

Not

Vote

7.4 Ratify KPMG AG as Auditors Management For

Did

Not

Vote

8 Transact Other Business (Voting) Management For

Did

Not

Vote

PEPSICO, INC. Meeting Date: MAY 06, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: PEP

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Security ID: 713448108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Shona L. Brown Management For For

1b Elect Director Cesar Conde Management For For

1c Elect Director Ian Cook Management For For

1d Elect Director Dina Dublon Management For For

1e Elect Director Richard W. Fisher Management For For

1f Elect Director Michelle Gass Management For For

1g Elect Director Ramon L. Laguarta Management For For

1h Elect Director David C. Page Management For For

1i Elect Director Robert C. Pohlad Management For For

1j Elect Director Daniel Vasella Management For For

1k Elect Director Darren Walker Management For For

1l Elect Director Alberto Weisser Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against

5 Report on Sugar and Public Health Shareholder Against Against

PFIZER INC. Meeting Date: APR 23, 2020 Record Date: FEB 25, 2020 Meeting Type: ANNUALTicker: PFE

Security ID: 717081103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Ronald E. Blaylock Management For For

1.2 Elect Director Albert Bourla Management For For

1.3 Elect Director W. Don Cornwell Management For For

1.4 Elect Director Joseph J. Echevarria Management For For

1.5 Elect Director Scott Gottlieb Management For For

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1.5 Elect Director Scott Gottlieb Management For For

1.6 Elect Director Helen H. Hobbs Management For For

1.7 Elect Director Susan Hockfield Management For For

1.8 Elect Director James M. Kilts Management For Against

1.9 Elect Director Dan R. Littman Management For For

1.10 Elect Director Shantanu Narayen Management For For

1.11 Elect Director Suzanne Nora Johnson Management For For

1.12 Elect Director James Quincey Management For For

1.13 Elect Director James C. Smith Management For For

2 Ratify KPMG LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Provide Right to Act by Written Consent Shareholder Against Against

5 Amend Proxy Access Right Shareholder Against For

6 Report on Lobbying Payments and Policy Shareholder Against Against

7 Require Independent Board Chair Shareholder Against Against

8 Report on Gender Pay Gap Shareholder Against For

9 Elect Director Susan Desmond-Hellmann Management For For

PRUDENTIAL PLC Meeting Date: OCT 15, 2019 Record Date: Meeting Type: ORDINARYTicker: PRU

Security ID: G72899100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Demerger Management For Against

2 Elect Yok Tak Amy Yip Management For For

3 Non-Voting Meeting Note Management N/A N/A

PRUDENTIAL PLC Meeting Date: MAY 14, 2020 Record Date: MAY 12, 2020 Meeting Type: ANNUAL

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Ticker: PRU

Security ID: G72899100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Remuneration Policy Management For For

4 Elect Jeremy Anderson as Director Management For For

5 Elect Shriti Vadera as Director Management For For

6 Re-elect Mark Fitzpatrick as Director Management For For

7 Re-elect David Law as Director Management For For

8 Re-elect Paul Manduca as Director Management For For

9 Re-elect Kaikhushru Nargolwala as Director Management For For

10 Re-elect Anthony Nightingale as Director Management For For

11 Re-elect Philip Remnant as Director Management For For

12 Re-elect Alice Schroeder as Director Management For For

13 Re-elect James Turner as Director Management For For

14 Re-elect Thomas Watjen as Director Management For For

15 Re-elect Michael Wells as Director Management For For

16 Re-elect Fields Wicker-Miurin as Director Management For For

17 Re-elect Amy Yip as Director Management For For

18 Reappoint KPMG LLP as Auditors Management For For

19 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For

20 Authorise EU Political Donations and Expenditure Management For For

21 Authorise Issue of Equity Management For For

22 Authorise Issue of Equity to Include Repurchased Shares Management For For

23 Authorise Issue of Equity without Pre-emptive Rights Management For For

24

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

25

Authorise Issue of Equity in Connection with the Issue of Mandatory

Convertible SecuritiesManagement For For

26

Authorise Issue of Equity without Pre-emptive Rights in Connection with the

Management For For

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26

Authorise Issue of Equity without Pre-emptive Rights in Connection with the

Issue of Mandatory Convertible SecuritiesManagement For For

27 Authorise Market Purchase of Ordinary Shares Management For For

28 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

QUILTER PLC Meeting Date: MAY 14, 2020 Record Date: MAY 12, 2020 Meeting Type: ANNUALTicker: QLT

Security ID: G3651J107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Final Dividend Management For For

4 Re-elect Paul Feeney as Director Management For For

5 Re-elect Rosemary Harris as Director Management For For

6 Re-elect Glyn Jones as Director Management For For

7 Re-elect Moira Kilcoyne as Director Management For For

8 Re-elect Jonathan Little as Director Management For For

9 Re-elect Ruth Markland as Director Management For For

10 Re-elect Paul Matthews as Director Management For For

11 Re-elect George Reid as Director Management For For

12 Re-elect Mark Satchel as Director Management For For

13 Appoint PricewaterhouseCoopers LLP as Auditors Management For For

14 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For

15 Authorise EU Political Donations and Expenditure Management For For

16 Authorise Market Purchase of Ordinary Shares Management For For

17 Authorise the Company to Enter into a Contingent Purchase Contract Management For For

RAYMOND JAMES FINANCIAL, INC. Meeting Date: FEB 20, 2020

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Record Date: DEC 23, 2019 Meeting Type: ANNUALTicker: RJF

Security ID: 754730109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Charles G. von Arentschildt Management For For

1.2 Elect Director Robert M. Dutkowsky Management For Against

1.3 Elect Director Jeffrey N. Edwards Management For For

1.4 Elect Director Benjamin C. Esty Management For For

1.5 Elect Director Anne Gates Management For For

1.6 Elect Director Francis S. Godbold Management For For

1.7 Elect Director Thomas A. James Management For For

1.8 Elect Director Gordon L. Johnson Management For For

1.9 Elect Director Roderick C. McGeary Management For For

1.10 Elect Director Paul C. Reilly Management For For

1.11 Elect Director Raj Seshadri Management For For

1.12 Elect Director Susan N. Story Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Omnibus Stock Plan Management For Against

4 Ratify KPMG LLP as Auditors Management For For

RAYTHEON TECHNOLOGIES CORPORATION Meeting Date: APR 27, 2020 Record Date: MAR 03, 2020 Meeting Type: ANNUALTicker: RTX

Security ID: 913017109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Lloyd J. Austin, III Management For For

1b Elect Director Gregory J. Hayes Management For For

1c Elect Director Marshall O. Larsen Management For For

1d Elect Director Robert K. (Kelly) Ortberg Management For For

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1d Elect Director Robert K. (Kelly) Ortberg Management For For

1e Elect Director Margaret L. O'Sullivan Management For For

1f Elect Director Denise L. Ramos Management For For

1g Elect Director Fredric G. Reynolds Management For For

1h Elect Director Brian C. Rogers Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Adopt Simple Majority Vote Shareholder None For

5 Report on Plant Closures Shareholder Against Against

REGENERON PHARMACEUTICALS, INC. Meeting Date: JUN 12, 2020 Record Date: APR 14, 2020 Meeting Type: ANNUALTicker: REGN

Security ID: 75886F107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director N. Anthony Coles Management For For

1b Elect Director Joseph L. Goldstein Management For For

1c Elect Director Christine A. Poon Management For For

1d Elect Director P. Roy Vagelos Management For For

1e Elect Director Huda Y. Zoghbi Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Amend Omnibus Stock Plan Management For Against

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

ROPER TECHNOLOGIES, INC. Meeting Date: JUN 08, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUALTicker: ROP

Security ID: 776696106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

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1.1 Elect Director Shellye L. Archambeau Management For For

1.2 Elect Director Amy Woods Brinkley Management For For

1.3 Elect Director John F. Fort, III Management For For

1.4 Elect Director L. Neil Hunn Management For For

1.5 Elect Director Robert D. Johnson Management For For

1.6 Elect Director Robert E. Knowling, Jr. Management For For

1.7 Elect Director Wilbur J. Prezzano Management For For

1.8 Elect Director Laura G. Thatcher Management For For

1.9 Elect Director Richard F. Wallman Management For For

1.10 Elect Director Christopher Wright Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Approve Non-Employee Director Compensation Plan Management For For

SALESFORCE.COM, INC. Meeting Date: JUN 11, 2020 Record Date: APR 16, 2020 Meeting Type: ANNUALTicker: CRM

Security ID: 79466L302

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Marc Benioff Management For For

1b Elect Director Craig Conway Management For For

1c Elect Director Parker Harris Management For For

1d Elect Director Alan Hassenfeld Management For For

1e Elect Director Neelie Kroes Management For For

1f Elect Director Colin Powell Management For For

1g Elect Director Sanford Robertson Management For For

1h Elect Director John V. Roos Management For For

1i Elect Director Robin Washington Management For For

1j Elect Director Maynard Webb Management For For

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1k Elect Director Susan Wojcicki Management For For

2 Amend Omnibus Stock Plan Management For Against

3 Amend Qualified Employee Stock Purchase Plan Management For For

4 Ratify Ernst & Young LLP as Auditors Management For For

5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

6 Provide Right to Act by Written Consent Shareholder Against Against

SOUTHWEST AIRLINES CO. Meeting Date: MAY 21, 2020 Record Date: MAR 25, 2020 Meeting Type: ANNUALTicker: LUV

Security ID: 844741108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director David W. Biegler Management For For

1b Elect Director J. Veronica Biggins Management For For

1c Elect Director Douglas H. Brooks Management For For

1d Elect Director William H. Cunningham Management For For

1e Elect Director John G. Denison Management For For

1f Elect Director Thomas W. Gilligan Management For For

1g Elect Director Gary C. Kelly Management For For

1h Elect Director Grace D. Lieblein Management For For

1i Elect Director Nancy B. Loeffler Management For For

1j Elect Director John T. Montford Management For For

1k Elect Director Ron Ricks Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditor Management For For

4 Require Independent Board Chair Shareholder Against Against

5 Provide Right to Act by Written Consent Shareholder Against Against

6 Report on Lobbying Payments and Policy Shareholder Against Against

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STANLEY BLACK & DECKER, INC. Meeting Date: APR 17, 2020 Record Date: FEB 14, 2020 Meeting Type: ANNUALTicker: SWK

Security ID: 854502101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Andrea J. Ayers Management For For

1.2 Elect Director George W. Buckley Management For For

1.3 Elect Director Patrick D. Campbell Management For For

1.4 Elect Director Carlos M. Cardoso Management For For

1.5 Elect Director Robert B. Coutts Management For For

1.6 Elect Director Debra A. Crew Management For For

1.7 Elect Director Michael D. Hankin Management For For

1.8 Elect Director James M. Loree Management For For

1.9 Elect Director Dmitri L. Stockton Management For For

1.10 Elect Director Irving Tan Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

4 Provide Right to Act by Written Consent Shareholder Against Against

SUMMIT MATERIALS, INC. Meeting Date: MAY 19, 2020 Record Date: MAR 25, 2020 Meeting Type: ANNUALTicker: SUM

Security ID: 86614U100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director John R. Murphy Management For For

1.2 Elect Director Steven H. Wunning Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

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TARGET CORPORATION Meeting Date: JUN 10, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUALTicker: TGT

Security ID: 87612E106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Douglas M. Baker, Jr. Management For For

1b Elect Director George S. Barrett Management For For

1c Elect Director Brian C. Cornell Management For For

1d Elect Director Calvin Darden Management For For

1e Elect Director Robert L. Edwards Management For For

1f Elect Director Melanie L. Healey Management For For

1g Elect Director Donald R. Knauss Management For For

1h Elect Director Monica C. Lozano Management For For

1i Elect Director Mary E. Minnick Management For For

1j Elect Director Kenneth L. Salazar Management For Against

1k Elect Director Dmitri L. Stockton Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Approve Omnibus Stock Plan Management For For

TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 23, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: TXN

Security ID: 882508104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Mark A. Blinn Management For For

1b Elect Director Todd M. Bluedorn Management For For

1c Elect Director Janet F. Clark Management For For

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1c Elect Director Janet F. Clark Management For For

1d Elect Director Carrie S. Cox Management For For

1e Elect Director Martin S. Craighead Management For For

1f Elect Director Jean M. Hobby Management For For

1g Elect Director Michael D. Hsu Management For For

1h Elect Director Ronald Kirk Management For For

1i Elect Director Pamela H. Patsley Management For For

1j Elect Director Robert E. Sanchez Management For For

1k Elect Director Richard k. Templeton Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

THE BOEING COMPANY Meeting Date: APR 27, 2020 Record Date: FEB 27, 2020 Meeting Type: ANNUALTicker: BA

Security ID: 097023105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Robert A. Bradway Management For For

1b Elect Director David L. Calhoun Management For For

1c Elect Director Arthur D. Collins, Jr. Management For Against

1d Elect Director Edmund P. Giambastiani, Jr. Management For Against

1e Elect Director Lynn J. Good Management For For

1f Elect Director Nikki R. Haley - Withdrawn Resolution Management None None

1g Elect Director Akhil Johri Management For For

1h Elect Director Lawrence W. Kellner Management For For

1i Elect Director Caroline B. Kennedy Management For For

1j Elect Director Steven M. Mollenkopf Management For For

1k Elect Director John M. Richardson Management For For

1l Elect Director Susan C. Schwab Management For Against

1m Elect Director Ronald A. Williams Management For Against

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1m Elect Director Ronald A. Williams Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Require Director Nominee Qualifications Shareholder Against Against

5 Report on Lobbying Payments and Policy Shareholder Against For

6 Require Independent Board Chairman Shareholder Against For

7 Provide Right to Act by Written Consent Shareholder Against Against

8 Adopt Share Retention Policy For Senior Executives Shareholder Against Against

9 Increase Disclosure of Compensation Adjustments Shareholder Against Against

THE CHARLES SCHWAB CORPORATION Meeting Date: MAY 12, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: SCHW

Security ID: 808513105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director William S. Haraf Management For For

1b Elect Director Frank C. Herringer Management For For

1c Elect Director Roger O. Walther Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Omnibus Stock Plan Management For Against

5 Provide Proxy Access Right Management For For

6 Adopt Policy to Annually Disclose EEO-1 Data Shareholder Against Against

7 Report on Lobbying Payments and Policy Shareholder Against Against

THE CHARLES SCHWAB CORPORATION Meeting Date: JUN 04, 2020 Record Date: APR 27, 2020 Meeting Type: SPECIALTicker: SCHW

Security ID: 808513105

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Issue Shares in Connection with Merger Management For For

2 Amend Charter Management For For

3 Adjourn Meeting Management For For

THE COCA-COLA COMPANY Meeting Date: APR 22, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: KO

Security ID: 191216100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Herbert A. Allen Management For For

1.2 Elect Director Marc Bolland Management For Against

1.3 Elect Director Ana Botin Management For For

1.4 Elect Director Christopher C. Davis Management For For

1.5 Elect Director Barry Diller Management For For

1.6 Elect Director Helene D. Gayle Management For For

1.7 Elect Director Alexis M. Herman Management For For

1.8 Elect Director Robert A. Kotick Management For For

1.9 Elect Director Maria Elena Lagomasino Management For For

1.10 Elect Director James Quincey Management For For

1.11 Elect Director Caroline J. Tsay Management For For

1.12 Elect Director David B. Weinberg Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditor Management For For

4 Report on the Health Impacts and Risks of Sugar in the Company's Products Shareholder Against Against

THE GOLDMAN SACHS GROUP, INC. Meeting Date: APR 30, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUAL

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Ticker: GS

Security ID: 38141G104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director M. Michele Burns Management For For

1b Elect Director Drew G. Faust Management For For

1c Elect Director Mark A. Flaherty Management For For

1d Elect Director Ellen J. Kullman Management For For

1e Elect Director Lakshmi N. Mittal Management For For

1f Elect Director Adebayo O. Ogunlesi Management For For

1g Elect Director Peter Oppenheimer Management For For

1h Elect Director David M. Solomon Management For For

1i Elect Director Jan E. Tighe Management For For

1j Elect Director David A. Viniar Management For For

1k Elect Director Mark O. Winkelman Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Provide Right to Act by Written Consent Shareholder Against Against

5 Review of Statement on the Purpose of a Corporation Shareholder Against Against

THE HOME DEPOT, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: HD

Security ID: 437076102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Gerard J. Arpey Management For For

1b Elect Director Ari Bousbib Management For For

1c Elect Director Jeffery H. Boyd Management For For

1d Elect Director Gregory D. Brenneman Management For For

1e Elect Director J. Frank Brown Management For For

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1f Elect Director Albert P. Carey Management For For

1g Elect Director Helena B. Foulkes Management For For

1h Elect Director Linda R. Gooden Management For For

1i Elect Director Wayne M. Hewett Management For For

1j Elect Director Manuel Kadre Management For For

1k Elect Director Stephanie C. Linnartz Management For For

1l Elect Director Craig A. Menear Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Shareholder Written Consent Provisions Shareholder Against Against

5 Prepare Employment Diversity Report and Report on Diversity Policies Shareholder Against For

6 Adopt Share Retention Policy For Senior Executives Shareholder Against Against

7 Report on Congruency Political Analysis and Electioneering Expenditures Shareholder Against For

THE PNC FINANCIAL SERVICES GROUP, INC. Meeting Date: APR 28, 2020 Record Date: JAN 31, 2020 Meeting Type: ANNUALTicker: PNC

Security ID: 693475105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Joseph Alvarado Management For For

1.2 Elect Director Charles E. Bunch Management For For

1.3 Elect Director Debra A. Cafaro Management For For

1.4 Elect Director Marjorie Rodgers Cheshire Management For For

1.5 Elect Director William S. Demchak Management For For

1.6 Elect Director Andrew T. Feldstein Management For For

1.7 Elect Director Richard J. Harshman Management For For

1.8 Elect Director Daniel R. Hesse Management For For

1.9 Elect Director Linda R. Medler Management For For

1.10 Elect Director Martin Pfinsgraff Management For For

1.11 Elect Director Toni Townes-Whitley Management For For

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1.11 Elect Director Toni Townes-Whitley Management For For

1.12 Elect Director Michael J. Ward Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Qualified Employee Stock Purchase Plan Management For For

THE PROCTER & GAMBLE COMPANY Meeting Date: OCT 08, 2019 Record Date: AUG 09, 2019 Meeting Type: ANNUALTicker: PG

Security ID: 742718109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Francis S. Blake Management For For

2 Elect Angela F. Braly Management For For

3 Elect Amy L. Chang Management For For

4 Elect Scott D. Cook Management For For

5 Elect Joseph Jimenez Management For For

6 Elect Terry J. Lundgren Management For For

7 Elect Christine M. McCarthy Management For For

8 Elect W. James McNerney, Jr. Management For For

9 Elect Nelson Peltz Management For Against

10 Elect David. S. Taylor Management For For

11 Elect Margaret C. Whitman Management For For

12 Elect Patricia A. Woertz Management For For

13 Ratification of Auditor Management For For

14 Advisory Vote on Executive Compensation Management For For

15 Approval of the 2019 Stock and Incentive Compensation Plan Management For For

THE SHERWIN-WILLIAMS COMPANY Meeting Date: APR 22, 2020 Record Date: FEB 27, 2020

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Meeting Type: ANNUALTicker: SHW

Security ID: 824348106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Kerrii B. Anderson Management For For

1.2 Elect Director Arthur F. Anton Management For For

1.3 Elect Director Jeff M. Fettig Management For For

1.4 Elect Director Richard J. Kramer Management For For

1.5 Elect Director Susan J. Kropf Management For For

1.6 Elect Director John G. Morikis Management For For

1.7 Elect Director Christine A. Poon Management For For

1.8 Elect Director Michael H. Thaman Management For For

1.9 Elect Director Matthew Thornton, III Management For For

1.10 Elect Director Steven H. Wunning Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

THE TJX COMPANIES, INC. Meeting Date: JUN 09, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUALTicker: TJX

Security ID: 872540109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Zein Abdalla Management For For

1b Elect Director Alan M. Bennett Management For For

1c Elect Director Rosemary T. Berkery Management For For

1d Elect Director David T. Ching Management For For

1e Elect Director Ernie Herrman Management For For

1f Elect Director Michael F. Hines Management For For

1g Elect Director Amy B. Lane Management For For

1h Elect Director Carol Meyrowitz Management For For

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1h Elect Director Carol Meyrowitz Management For For

1i Elect Director Jackwyn L. Nemerov Management For For

1j Elect Director John F. O'Brien Management For For

1k Elect Director Willow B. Shire Management For For

2 Ratify PricewaterhouseCoopers as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Report on Reduction of Chemical Footprint Shareholder Against Against

5 Report on Animal Welfare Shareholder Against Against

6 Report on Pay Disparity Shareholder Against Against

7 Stock Retention/Holding Period Shareholder Against Against

THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 20, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUALTicker: TMO

Security ID: 883556102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Marc N. Casper Management For For

1b Elect Director Nelson J. Chai Management For For

1c Elect Director C. Martin Harris Management For For

1d Elect Director Tyler Jacks Management For For

1e Elect Director Judy C. Lewent Management For For

1f Elect Director Thomas J. Lynch Management For For

1g Elect Director Jim P. Manzi Management For For

1h Elect Director James C. Mullen Management For For

1i Elect Director Lars R. Sorensen Management For For

1j Elect Director Debora L. Spar Management For For

1k Elect Director Scott M. Sperling Management For For

1l Elect Director Dion J. Weisler Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For

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3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For

TOTAL SA Meeting Date: MAY 29, 2020 Record Date: MAY 27, 2020 Meeting Type: ANNUAL/SPECIALTicker: FP

Security ID: F92124100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Consolidated Financial Statements and Statutory Reports Management For For

3

Approve Allocation of Income and Dividends of EUR 2.68 per Share and

Option for Stock Dividend ProgramManagement For For

4 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

5

Approve Auditors' Special Report on Related-Party Transactions Mentioning

the Absence of New TransactionsManagement For For

6 Reelect Patricia Barbizet as Director Management For For

7 Reelect Marie-Christine Coisne-Roquette as Director Management For For

8 Reelect Mark Cutifani as Director Management For For

9 Elect Jerome Contamine as Director Management For For

10 Approve Compensation Report of Corporate Officers Management For For

11 Approve Remuneration Policy of Directors Management For For

12 Approve Compensation of Patrick Pouyanne, Chairman and CEO Management For For

13 Approve Remuneration Policy of Chairman and CEO Management For For

14Approve Change of Corporate Form to Societe Europeenne (SE) and Amend

Bylaws AccordinglyManagement For For

15

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive

Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par

Value, up to Aggregate Nominal Amount of EUR 2.5 Billion

Management For For

16Authorize Issuance of Equity or Equity-Linked Securities without

Preemptive Rights up to Aggregate Nominal Amount of EUR 650 MillionManagement For For

17Approve Issuance of Equity or Equity-Linked Securities for Private

Placements, up to Aggregate Nominal Amount of EUR 650 MillionManagement For For

Authorize Board to Increase Capital in the Event of Additional Demand

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18

Authorize Board to Increase Capital in the Event of Additional Demand

Related to Delegation Submitted to Shareholder Vote Above Under Items 16

and 17

Management For For

19

Authorize Capital Increase of up to 10 Percent of Issued Capital for

Contributions in KindManagement For For

20 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For

21 Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans Management For For

A

Instruct Company to Set and Publish Targets for Greenhouse Gas (GHG)

Emissions Aligned with the Goal of the Paris Climate Agreement and

Amend Article 19 of Bylaws Accordingly

Shareholder Against Against

TRANSDIGM GROUP INCORPORATED Meeting Date: OCT 03, 2019 Record Date: AUG 16, 2019 Meeting Type: SPECIALTicker: TDG

Security ID: 893641100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approval of the 2019 Stock Option Plan Management For For

TYSON FOODS, INC. Meeting Date: FEB 06, 2020 Record Date: DEC 09, 2019 Meeting Type: ANNUALTicker: TSN

Security ID: 902494103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director John Tyson Management For For

1b Elect Director Gaurdie E. Banister, Jr. Management For For

1c Elect Director Dean Banks Management For For

1d Elect Director Mike Beebe Management For For

1e Elect Director Mikel A. Durham Management For For

1f Elect Director Jonathan D. Mariner Management For For

1g Elect Director Kevin M. McNamara Management For For

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1h Elect Director Cheryl S. Miller Management For For

1i Elect Director Jeffrey K. Schomburger Management For For

1j Elect Director Robert Thurber Management For For

1k Elect Director Barbara A. Tyson Management For Against

1l Elect Director Noel White Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Report on Deforestation Impacts in Company's Supply Chain Shareholder Against For

5 Report on Lobbying Payments and Policy Shareholder Against For

6 Report on Human Rights Risk Assessment Process Shareholder Against For

7 Adopt Share Retention Policy For Senior Executives Shareholder Against For

UNION PACIFIC CORPORATION Meeting Date: MAY 14, 2020 Record Date: MAR 20, 2020 Meeting Type: ANNUALTicker: UNP

Security ID: 907818108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Andrew H. Card, Jr. Management For For

1b Elect Director William J. DeLaney Management For For

1c Elect Director David B. Dillon Management For For

1d Elect Director Lance M. Fritz Management For For

1e Elect Director Deborah C. Hopkins Management For For

1f Elect Director Jane H. Lute Management For For

1g Elect Director Michael R. McCarthy Management For For

1h Elect Director Thomas F. McLarty, III Management For For

1i Elect Director Bhavesh V. Patel Management For For

1j Elect Director Jose H. Villarreal Management For For

1k Elect Director Christopher J. Williams Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

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3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Require Independent Board Chairman Shareholder Against Against

5 Report on Climate Change Shareholder Against Against

UNITED RENTALS, INC. Meeting Date: MAY 07, 2020 Record Date: MAR 10, 2020 Meeting Type: ANNUALTicker: URI

Security ID: 911363109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Jose B. Alvarez Management For For

1.2 Elect Director Marc A. Bruno Management For For

1.3 Elect Director Matthew J. Flannery Management For For

1.4 Elect Director Bobby J. Griffin Management For For

1.5 Elect Director Kim Harris Jones Management For For

1.6 Elect Director Terri L. Kelly Management For For

1.7 Elect Director Michael J. Kneeland Management For For

1.8 Elect Director Gracia C. Martore Management For For

1.9 Elect Director Filippo Passerini Management For For

1.10 Elect Director Donald C. Roof Management For For

1.11 Elect Director Shiv Singh Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Provide Right to Act by Written Consent Management For For

5Require Shareholder Approval of Bylaw Amendments Adopted by the Board

of DirectorsShareholder Against Against

UNITED TECHNOLOGIES CORPORATION Meeting Date: OCT 11, 2019 Record Date: SEP 10, 2019 Meeting Type: SPECIALTicker: UTX

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Security ID: 913017109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Stock Issuance for Merger with Raytheon Management For For

2 Right to Adjourn Meeting Management For For

UNITEDHEALTH GROUP INCORPORATED Meeting Date: JUN 01, 2020 Record Date: APR 07, 2020 Meeting Type: ANNUALTicker: UNH

Security ID: 91324P102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Richard T. Burke Management For For

1b Elect Director Timothy P. Flynn Management For For

1c Elect Director Stephen J. Hemsley Management For For

1d Elect Director Michele J. Hooper Management For For

1e Elect Director F. William McNabb, III Management For For

1f Elect Director Valerie C. Montgomery Rice Management For For

1g Elect Director John H. Noseworthy Management For For

1h Elect Director Glenn M. Renwick Management For For

1i Elect Director David S. Wichmann Management For For

1j Elect Director Gail R. Wilensky Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Approve Omnibus Stock Plan Management For For

5

Require Shareholder Approval of Bylaw Amendments Adopted by the Board

of DirectorsShareholder Against Against

VERTEX PHARMACEUTICALS INCORPORATED Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUAL

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Ticker: VRTX

Security ID: 92532F100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Sangeeta N. Bhatia Management For For

1.2 Elect Director Lloyd Carney Management For For

1.3 Elect Director Alan Garber Management For For

1.4 Elect Director Terrence Kearney Management For For

1.5 Elect Director Reshma Kewalramani Management For For

1.6 Elect Director Yuchun Lee Management For For

1.7 Elect Director Jeffrey M. Leiden Management For For

1.8 Elect Director Margaret G. McGlynn Management For For

1.9 Elect Director Diana McKenzie Management For For

1.10 Elect Director Bruce I. Sachs Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Report on Lobbying Payments and Policy Shareholder Against For

WALGREENS BOOTS ALLIANCE, INC. Meeting Date: JAN 30, 2020 Record Date: DEC 02, 2019 Meeting Type: ANNUALTicker: WBA

Security ID: 931427108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Jose E. Almeida Management For For

1b Elect Director Janice M. Babiak Management For For

1c Elect Director David J. Brailer Management For For

1d Elect Director William C. Foote Management For For

1e Elect Director Ginger L. Graham Management For For

1f Elect Director John A. Lederer Management For For

1g Elect Director Dominic P. Murphy Management For For

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1h Elect Director Stefano Pessina Management For For

1i Elect Director Nancy M. Schlichting Management For For

1j Elect Director James A. Skinner Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Require Independent Board Chairman Shareholder Against For

5 Adopt a Policy on Bonus Banking *Withdrawn Resolution* Shareholder None None

6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against

WALMART INC. Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUALTicker: WMT

Security ID: 931142103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Cesar Conde Management For For

1b Elect Director Timothy P. Flynn Management For For

1c Elect Director Sarah J. Friar Management For For

1d Elect Director Carla A. Harris Management For For

1e Elect Director Thomas W. Horton Management For For

1f Elect Director Marissa A. Mayer Management For For

1g Elect Director C. Douglas McMillon Management For For

1h Elect Director Gregory B. Penner Management For For

1i Elect Director Steven S Reinemund Management For For

1j Elect Director S. Robson Walton Management For For

1k Elect Director Steuart L. Walton Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

4 Amend Qualified Employee Stock Purchase Plan Management For For

5 Report on Impacts of Single-Use Plastic Bags Shareholder Against For

6 Report on Supplier Antibiotics Use Standards Shareholder Against Against

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6 Report on Supplier Antibiotics Use Standards Shareholder Against Against

7 Adopt Policy to Include Hourly Associates as Director Candidates Shareholder Against Against

8 Report on Strengthening Prevention of Workplace Sexual Harassment Shareholder Against For

WASTE MANAGEMENT, INC. Meeting Date: MAY 12, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: WM

Security ID: 94106L109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Frank M. Clark, Jr. Management For For

1b Elect Director James C. Fish, Jr. Management For For

1c Elect Director Andres R. Gluski Management For For

1d Elect Director Victoria M. Holt Management For For

1e Elect Director Kathleen M. Mazzarella Management For For

1f Elect Director William B. Plummer Management For For

1g Elect Director John C. Pope Management For For

1h Elect Director Thomas H. Weidemeyer Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Qualified Employee Stock Purchase Plan Management For For

WYNN RESORTS LTD. Meeting Date: JUN 25, 2020 Record Date: APR 27, 2020 Meeting Type: ANNUALTicker: WYNN

Security ID: 983134107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Richard J. Byrne Management For For

1.2 Elect Director Patricia Mulroy Management For For

1.3 Elect Director Clark T. Randt, Jr. Management For For

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1.3 Elect Director Clark T. Randt, Jr. Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Omnibus Stock Plan Management For For

YELLOW CAKE PLC Meeting Date: JUL 17, 2019 Record Date: Meeting Type: ANNUALTicker: YCA

Security ID: G98334108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Elect Anthony Tudor St. John Management For For

3 Elect Andre Liebenberg Management For For

4 Elect Carole Whittall Management For For

5 Elect Sofia Bianchi Management For For

6 Elect Alexander Downer Management For For

7 Elect Alan Rule Management For For

8 Appointment of Auditor Management For For

9 Authority to Set Auditor's Fees Management For For

10 Authority to Issue Shares w/ Preemptive Rights Management For For

11 Authority to Issue Shares w/o Preemptive Rights Management For For

12 Authority to Repurchase Shares Management For For

YUM CHINA HOLDINGS, INC. Meeting Date: MAY 08, 2020 Record Date: MAR 17, 2020 Meeting Type: ANNUALTicker: YUMC

Security ID: 98850P109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Fred Hu Management For For

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1a Elect Director Fred Hu Management For For

1b Elect Director Joey Wat Management For For

1c Elect Director Peter A. Bassi Management For For

1d Elect Director Christian L. Campbell Management For For

1e Elect Director Ed Yiu-Cheong Chan Management For For

1f Elect Director Edouard Ettedgui Management For For

1g Elect Director Cyril Han Management For For

1h Elect Director Louis T. Hsieh Management For For

1i Elect Director Ruby Lu Management For For

1j Elect Director Zili Shao Management For For

1k Elect Director William Wang Management For For

2 Ratify KPMG Huazhen LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

ZOETIS INC. Meeting Date: MAY 20, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUALTicker: ZTS

Security ID: 98978V103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Gregory Norden Management For For

1b Elect Director Louise M. Parent Management For For

1c Elect Director Kristin C. Peck Management For For

1d Elect Director Robert W. Scully Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Advisory Vote on Say on Pay Frequency Management One YearOne

Year

4 Ratify KPMG LLP as Auditor Management For For

Putnam Small Cap Value Fund

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ACADIA HEALTHCARE COMPANY, INC. Meeting Date: MAY 07, 2020 Record Date: MAR 12, 2020 Meeting Type: ANNUALTicker: ACHC

Security ID: 00404A109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Wade D. Miquelon Management For For

1b Elect Director William M. Petrie Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

ALCENTRA CAPITAL CORPORATION Meeting Date: JAN 29, 2020 Record Date: NOV 29, 2019 Meeting Type: SPECIALTicker: ABDC

Security ID: 01374T102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Merger Agreement Management For For

2 Adjourn Meeting Management For For

ALPINE INCOME PROPERTY TRUST, INC. Meeting Date: JUN 24, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUALTicker: PINE

Security ID: 02083X103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director John P. Albright Management For For

1.2 Elect Director Mark O. Decker, Jr. Management For For

1.3 Elect Director M. Carson Good Management For Against

1.4 Elect Director Andrew C. Richardson Management For For

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1.4 Elect Director Andrew C. Richardson Management For For

1.5 Elect Director Jeffrey S. Yarckin Management For For

2 Ratify Grant Thornton LLP as Auditors Management For For

AMERESCO, INC. Meeting Date: MAY 29, 2020 Record Date: APR 01, 2020 Meeting Type: ANNUALTicker: AMRC

Security ID: 02361E108

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director David J. Anderson Management For For

1.2 Elect Director Thomas S. Murley Management For Withhold

1.3 Elect Director Frank V. Wisneski Management For For

2 Ratify RSM US LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Qualified Employee Stock Purchase Plan Management For For

5 Approve Omnibus Stock Plan Management For Against

AMERIS BANCORP Meeting Date: JUN 11, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUALTicker: ABCB

Security ID: 03076K108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Rodney D. Bullard Management For For

1.2 Elect Director James B. Miller, Jr. Management For For

1.3 Elect Director William I. Bowen, Jr. Management For For

1.4 Elect Director Wm. Millard Choate Management For For

1.5 Elect Director Robert P. Lynch Management For For

1.6 Elect Director Elizabeth A. McCague Management For For

1.7 Elect Director Gloria A. O'Neal Management For For

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1.7 Elect Director Gloria A. O'Neal Management For For

1.8 Elect Director H. Palmer Proctor, Jr. Management For For

2 Ratify Crowe LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Increase Authorized Common Stock Management For For

5 Eliminate Supermajority Vote Requirement Management For For

6 Declassify the Board of Directors Management For For

ARCH COAL INC. Meeting Date: APR 30, 2020 Record Date: MAR 10, 2020 Meeting Type: ANNUALTicker: ARCH

Security ID: 039380407

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Patrick J. Bartels, Jr. Management For For

1.2 Elect Director James N. Chapman Management For For

1.3 Elect Director John W. Eaves Management For For

1.4 Elect Director Sherman K. Edmiston, III Management For For

1.5 Elect Director Robert B. Hamill Management For For

1.6 Elect Director Holly Keller Koeppel Management For For

1.7 Elect Director Patrick A. Kriegshauser Management For For

1.8 Elect Director Paul A. Lang Management For For

1.9 Elect Director Richard A. Navarre Management For Withhold

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditor Management For For

ARES CAPITAL CORPORATION Meeting Date: JUL 08, 2019 Record Date: APR 09, 2019 Meeting Type: SPECIALTicker: ARCC

Security ID: 04010L103

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Authority to Sell Shares Below Net Asset Value Management For For

ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Meeting Date: DEC 20, 2019 Record Date: DEC 05, 2019 Meeting Type: PROXY CONTESTTicker: ARGO

Security ID: G0464B107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Shareholder Proposal to Call a Special Meeting Shareholder For TNA

1 Shareholder Proposal to Call a Special Meeting Shareholder N/A Abstain

ARGO GROUP INTERNATIONAL HOLDINGS, LTD. Meeting Date: APR 16, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: ARGO

Security ID: G0464B107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Declassify the Board of Directors Management For For

2a Elect Director Bernard C. Bailey Management For For

2b Elect Director Thomas A. Bradley Management For For

2c Elect Director Fred R. Donner Management For For

2d Elect Director Anthony P. Latham Management For For

2e Elect Director Dymphna A. Lehane Management For For

2f Elect Director Samuel G. Liss Management For For

2g Elect Director Carol A. McFate Management For For

2h Elect Director Kathleen A. Nealon Management For For

2i Elect Director Al-Noor Ramji Management For For

2j Elect Director Kevin J. Rehnberg Management For For

2k Elect Director John H. Tonelli Management For For

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2k Elect Director John H. Tonelli Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their

RemunerationManagement For For

5 Establish Range For Board Size Management For For

6 Amend Bye-Laws to Modify the Voting Push-Up Requirement Management For For

BAYCOM CORP Meeting Date: JUN 16, 2020 Record Date: APR 24, 2020 Meeting Type: ANNUALTicker: BCML

Security ID: 07272M107

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Lloyd W. Kendall, Jr. Management For Withhold

1.2 Elect Director George J. Guarini Management For For

1.3 Elect Director James S. Camp Management For Withhold

1.4 Elect Director Harpreet S. Chaudhary Management For Withhold

1.5 Elect Director Rocco Davis Management For For

1.6 Elect Director Malcolm F. Hotchkiss Management For Withhold

1.7 Elect Director Syvia L. Magid Management For For

1.8 Elect Director Robert G. Laverne Management For For

1.9 Elect Director David M. Spatz Management For Withhold

2 Establish Range For Board Size Management For For

3 Ratify Moss Adams LLP as Auditors Management For For

BIG LOTS, INC. Meeting Date: JUN 10, 2020 Record Date: APR 23, 2020 Meeting Type: ANNUALTicker: BIG

Security ID: 089302103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director James R. Chambers Management For For

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1.1 Elect Director James R. Chambers Management For For

1.2 Elect Director Andrew C. Clarke Management For For

1.3 Elect Director Sebastian J. DiGrande Management For For

1.4 Elect Director Aaron Goldstein Management For For

1.5 Elect Director Marla C. Gottschalk Management For For

1.6 Elect Director Cynthia T. Jamison Management For For

1.7 Elect Director Thomas A. Kingsbury Management For For

1.8 Elect Director Christopher J. McCormick Management For For

1.9 Elect Director Nancy A. Reardon Management For For

1.10 Elect Director Wendy L. Schoppert Management For For

1.11 Elect Director Bruce K. Thorn Management For For

2 Approve Omnibus Stock Plan Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Ratify Deloitte & Touche LLP as Auditors Management For For

BROOKDALE SENIOR LIVING INC. Meeting Date: OCT 29, 2019 Record Date: SEP 09, 2019 Meeting Type: PROXY CONTESTTicker: BKD

Security ID: 112463104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Victoria L. Freed Management For For

1.2 Elect Guy P. Sansone Management For For

2

Amend Certificate of Incorporation to Accelerate Annual Elections of Class II

DirectorsManagement For For

3 Advisory Vote on Executive Compensation Management For For

4 Ratification of Auditor Management For For

5 Adoption of Majority Vote for Election of Directors Management For For

6 Amendment to the 2014 Omnibus Incentive Plan Management For For

BROOKDALE SENIOR LIVING INC.

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Meeting Date: JUN 30, 2020 Record Date: MAY 11, 2020 Meeting Type: ANNUALTicker: BKD

Security ID: 112463104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1A Elect Director Lucinda M. Baier Management For For

1B Elect Director Frank M. Bumstead Management For For

1C Elect Director Lee S. Wielansky Management For For

1D Elect Director Jordan R. Asher Management For For

1E Elect Director Victoria L. Freed Management For For

1F Elect Director Guy P. Sansone Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

BUILDERS FIRSTSOURCE, INC. Meeting Date: JUN 17, 2020 Record Date: APR 24, 2020 Meeting Type: ANNUALTicker: BLDR

Security ID: 12008R107

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Paul S. Levy Management For For

1.2 Elect Director Cleveland A. Christophe Management For For

1.3 Elect Director Craig A. Steinke Management For Withhold

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

CACI INTERNATIONAL INC Meeting Date: NOV 14, 2019 Record Date: SEP 18, 2019 Meeting Type: ANNUALTicker: CACI

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Security ID: 127190304

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Michael A. Daniels Management For For

2 Elect William L. Jews Management For For

3 Elect Gregory G. Johnson Management For For

4 Elect J.P. London Management For For

5 Elect John S. Mengucci Management For For

6 Elect James L. Pavitt Management For For

7 Elect Warren R. Phillips Management For For

8 Elect Debora A. Plunkett Management For For

9 Elect Charles P. Revoile Management For For

10 Elect William S. Wallace Management For For

11 Advisory Vote on Executive Compensation Management For For

12 Amendment to the 2002 Employee Stock Purchase Plan Management For For

13 Ratification of Auditor Management For For

CARS.COM INC. Meeting Date: OCT 30, 2019 Record Date: SEP 03, 2019 Meeting Type: ANNUALTicker: CARS

Security ID: 14575E105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Scott Forbes Management For For

1.2 Elect Jerri L. DeVard Management For For

1.3 Elect Jill Greenthal Management For For

1.4 Elect Thomas Hale Management For For

1.5 Elect Michael Kelly Management For For

1.6 Elect Donald A. McGovern, Jr. Management For For

1.7 Elect Greg Revelle Management For For

1.8 Elect Bala Subramanian Management For For

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1.8 Elect Bala Subramanian Management For For

1.9 Elect T. Alex Vetter Management For For

1.10 Elect Bryan Wiener Management For For

2 Ratification of Auditor Management For For

3 Frequency of Advisory Vote on Executive Compensation Management 1 Year

1

Year

CARS.COM INC. Meeting Date: MAY 14, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: CARS

Security ID: 14575E105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Jerri DeVard Management For For

1.2 Elect Director Scott Forbes Management For For

1.3 Elect Director Jill Greenthal Management For For

1.4 Elect Director Thomas Hale Management For For

1.5 Elect Director Michael Kelly Management For For

1.6 Elect Director Donald A. McGovern, Jr. Management For For

1.7 Elect Director Greg Revelle Management For For

1.8 Elect Director Bala Subramanian Management For For

1.9 Elect Director T. Alex Vetter Management For For

1.10 Elect Director Bryan Wiener Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

CECO ENVIRONMENTAL CORP. Meeting Date: JUN 11, 2020 Record Date: APR 15, 2020 Meeting Type: ANNUALTicker: CECE

Security ID: 125141101

Management

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Proposal No Proposal Proposed By Recommendation Vote Cast

1.1 Elect Director Jason DeZwirek Management For Withhold

1.2 Elect Director Eric M. Goldberg Management For For

1.3 Elect Director David B. Liner Management For For

1.4 Elect Director Claudio A. Mannarino Management For For

1.5 Elect Director Munish Nanda Management For For

1.6 Elect Director Jonathan Pollack Management For Withhold

1.7 Elect Director Valerie Gentile Sachs Management For For

1.8 Elect Director Dennis Sadlowski Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Approve Qualified Employee Stock Purchase Plan Management For For

4 Ratify BDO USA, LLP as Auditors Management For For

CHATHAM LODGING TRUST Meeting Date: MAY 13, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: CLDT

Security ID: 16208T102

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Edwin B. Brewer, Jr. Management For For

1.2 Elect Director Thomas J. Crocker Management For Withhold

1.3 Elect Director Jack P. DeBoer Management For For

1.4 Elect Director Jeffrey H. Fisher Management For For

1.5 Elect Director Mary Beth Higgins Management For For

1.6 Elect Director Robert Perlmutter Management For Withhold

1.7 Elect Director Rolf E. Ruhfus Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

CLARUS CORPORATION

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Meeting Date: JUN 03, 2020 Record Date: APR 24, 2020 Meeting Type: ANNUALTicker: CLAR

Security ID: 18270P109

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Warren B. Kanders Management For Withhold

1.2 Elect Director Donald L. House Management For Withhold

1.3 Elect Director Nicholas Sokolow Management For Withhold

1.4 Elect Director Michael A. Henning Management For Withhold

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify Deloitte & Touche LLP as Auditors Management For For

CLEVELAND-CLIFFS INC. Meeting Date: MAR 10, 2020 Record Date: JAN 31, 2020 Meeting Type: SPECIALTicker: CLF

Security ID: 185899101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Issue Shares in Connection with Acquisition Management For For

2 Adjourn Meeting Management For For

CLEVELAND-CLIFFS INC. Meeting Date: APR 22, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: CLF

Security ID: 185899101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director John T. Baldwin Management For For

1b Elect Director Robert P. Fisher, Jr. Management For For

1c Elect Director William K. Gerber Management For For

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1d Elect Director Lourenco Goncalves Management For For

1e Elect Director Susan M. Green Management For For

1f Elect Director M. Ann Harlan Management For For

1g Elect Director Ralph S. Michael, III Management For For

1h Elect Director Janet L. Miller Management For For

1i Elect Director Eric M. Rychel Management For For

1j Elect Director Gabriel Stoliar Management For For

1k Elect Director Douglas C. Taylor Management For For

1l Elect Director Arlene M. Yocum Management For For

2a Elect Director John T. Baldwin Management For For

2b Elect Director Robert P. Fisher, Jr. Management For For

2c Elect Director Lourenco Goncalves Management For For

2d Elect Director Susan M. Green Management For For

2e Elect Director M. Ann Harlan Management For For

2f Elect Director Janet L. Miller Management For For

2g Elect Director Joseph A. Rutkowski, Jr. Management For For

2h Elect Director Eric M. Rychel Management For For

2i Elect Director Michael D. Siegal Management For For

2j Elect Director Gabriel Stoliar Management For For

2k Elect Director Douglas C. Taylor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

4 Ratify Deloitte & Touche LLP as Auditors Management For For

COASTAL FINANCIAL CORPORATION Meeting Date: MAY 18, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: CCB

Security ID: 19046P209

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Andrew P. Skotdal Management For Withhold

1.2 Elect Director Gregory A. Tisdel Management For For

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1.2 Elect Director Gregory A. Tisdel Management For For

2 Ratify Moss Adams LLP as Auditors Management For For

COLUMBIA PROPERTY TRUST, INC. Meeting Date: MAY 12, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: CXP

Security ID: 198287203

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Carmen M. Bowser Management For For

1b Elect Director John L. Dixon Management For For

1c Elect Director David B. Henry Management For For

1d Elect Director Murray J. McCabe Management For For

1e Elect Director E. Nelson Mills Management For For

1f Elect Director Constance B. Moore Management For For

1g Elect Director Michael S. Robb Management For For

1h Elect Director Thomas G. Wattles Management For For

1i Elect Director Francis X. Wentworth, Jr. Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

4 Ratify Deloitte & Touche LLP as Auditors Management For For

COLUMBUS MCKINNON CORPORATION Meeting Date: JUL 22, 2019 Record Date: JUN 03, 2019 Meeting Type: ANNUALTicker: CMCO

Security ID: 199333105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Richard H. Fleming Management For For

1.2 Elect Ernest R. Verebelyi Management For For

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1.2 Elect Ernest R. Verebelyi Management For For

1.3 Elect Mark D. Morelli Management For For

1.4 Elect Nicholas T. Pinchuk Management For For

1.5 Elect Liam G. McCarthy Management For For

1.6 Elect R. Scott Trumbull Management For For

1.7 Elect Heath A. Mitts Management For For

1.8 Elect Kathryn V. Roedel Management For For

1.9 Elect Aziz S. Aghili Management For For

2 Ratification of Auditor Management For For

3 Advisory Vote on Executive Compensation Management For For

4 Amendment to the 2016 Long-Term Incentive Plan Management For Against

CONNECTONE BANCORP, INC. Meeting Date: DEC 09, 2019 Record Date: OCT 18, 2019 Meeting Type: SPECIALTicker: CNOB

Security ID: 20786W107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Merger/Acquisition Management For For

2 Right to Adjourn Meeting Management For For

CONNECTONE BANCORP, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUALTicker: CNOB

Security ID: 20786W107

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Frank Sorrentino, III Management For Withhold

1.2 Elect Director Frank W. Baier Management For Withhold

1.3 Elect Director Alexander A. Bol Management For Withhold

1.4 Elect Director Stephen T. Boswell Management For Withhold

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1.5 Elect Director Katherin Nukk-Freeman Management For Withhold

1.6 Elect Director Frank Huttle, III Management For Withhold

1.7 Elect Director Michael Kempner Management For Withhold

1.8 Elect Director Nicholas Minoia Management For Withhold

1.9 Elect Director Joseph Parisi, Jr. Management For Withhold

1.10 Elect Director Daniel Rifkin Management For Withhold

1.11 Elect Director William A. Thompson Management For Withhold

1.12 Elect Director Mark Sokolich Management For Withhold

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Adopt Majority Voting Standard Management For For

4 Amend Certificate of Incorporation to Eliminate Certain Legacy Provisions Management For For

5 Ratify Crowe LLP as Auditors Management For For

COOPER TIRE & RUBBER COMPANY Meeting Date: MAY 08, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: CTB

Security ID: 216831107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Steven M. Chapman Management For For

1.2 Elect Director Susan F. Davis Management For For

1.3 Elect Director Kathryn P. Dickson Management For For

1.4 Elect Director John J. Holland Management For For

1.5 Elect Director Bradley E. Hughes Management For For

1.6 Elect Director Tracey I. Joubert Management For For

1.7 Elect Director Gary S. Michel Management For For

1.8 Elect Director Brian C. Walker Management For For

1.9 Elect Director Robert D. Welding Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

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CORE-MARK HOLDING COMPANY, INC. Meeting Date: MAY 19, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUALTicker: CORE

Security ID: 218681104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Stuart W. Booth Management For For

1b Elect Director Gary F. Colter Management For For

1c Elect Director Rocky Dewbre Management For For

1d Elect Director Laura Flanagan Management For For

1e Elect Director Robert G. Gross Management For For

1f Elect Director Scott E. McPherson Management For For

1g Elect Director Diane Randolph Management For For

1h Elect Director Harvey L. Tepner Management For For

1i Elect Director Randolph I. Thornton Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditor Management For For

CRESCENT CAPITAL BDC, INC. Meeting Date: MAY 04, 2020 Record Date: MAR 30, 2020 Meeting Type: ANNUALTicker: CCAP

Security ID: 225655109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Kathleen S. Briscoe Management For For

1b Elect Director Michael S. Segal Management For For

1c Elect Director John S. Bowman Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Approve the Reduction of the Minimum Asset Coverage Ratio Management For For

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DINE BRANDS GLOBAL, INC. Meeting Date: MAY 12, 2020 Record Date: MAR 18, 2020 Meeting Type: ANNUALTicker: DIN

Security ID: 254423106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Howard M. Berk Management For For

1.2 Elect Director Daniel J. Brestle Management For For

1.3 Elect Director Susan M. Collyns Management For For

1.4 Elect Director Larry A. Kay Management For For

1.5 Elect Director Caroline W. Nahas Management For For

1.6 Elect Director Douglas M. Pasquale Management For For

1.7 Elect Director Gilbert T. Ray Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4

Engage an Investment Banking Firm to Effectuate a Spin-Off of the

Company's IHOP Business UnitShareholder Against Against

DIVERSIFIED HEALTHCARE TRUST Meeting Date: MAY 19, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: DHC

Security ID: 25525P107

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1 Elect Director Jeffrey P. Somers Management For Withhold

2 Declassify the Board of Directors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Ratify Ernst & Young LLP as Auditors Management For For

EAGLE MATERIALS INC.

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Meeting Date: AUG 06, 2019 Record Date: JUN 20, 2019 Meeting Type: ANNUALTicker: EXP

Security ID: 26969P108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect George J. Damiris Management For For

2 Elect Martin M. Ellen Management For For

3 Elect David B. Powers Management For For

4 Advisory Vote on Executive Compensation Management For Against

5 Ratification of Auditor Management For For

ELEMENT SOLUTIONS INC Meeting Date: JUN 16, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUALTicker: ESI

Security ID: 28618M106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Martin Ellis Franklin Management For Against

1b Elect Director Benjamin Gliklich Management For For

1c Elect Director Scot R. Benson Management For For

1d Elect Director Ian G.H. Ashken Management For For

1e Elect Director Christopher T. Fraser Management For For

1f Elect Director Michael F. Goss Management For For

1g Elect Director Nichelle Maynard-Elliott Management For For

1h Elect Director E. Stanley O'Neal Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

EMERALD HOLDING, INC. Meeting Date: MAY 13, 2020

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Record Date: MAR 24, 2020 Meeting Type: ANNUALTicker: EEX

Security ID: 29103W104

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Michael Alicea Management For Withhold

1.2 Elect Director Sally Shankland *Withdrawn Resolution* Management None None

1.3 Elect Director Emmanuelle Skala Management For Withhold

2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For

EVERI HOLDINGS INC. Meeting Date: JUN 16, 2020 Record Date: MAY 08, 2020 Meeting Type: ANNUALTicker: EVRI

Security ID: 30034T103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Linster W. Fox Management For For

1.2 Elect Director Maureen T. Mullarkey Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify BDO USA, LLP as Auditors Management For For

EXPRESS, INC. Meeting Date: JUN 10, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUALTicker: EXPR

Security ID: 30219E103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Michael Archbold Management For Against

1b Elect Director Timothy Baxter Management For Against

1c Elect Director Peter Swinburn Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

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2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For

4 Amend Omnibus Stock Plan Management For Against

FIRST DEFIANCE FINANCIAL CORP. Meeting Date: DEC 10, 2019 Record Date: OCT 25, 2019 Meeting Type: SPECIALTicker: FDEF

Security ID: 32006W106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Merger Management For For

2Increase in Authorized Stock and Amend the Articles to Allow the Board to

Amend the Code of RegulationsManagement For For

3 Amend the Code of Regulations for the Merger Management For For

4 Advisory Vote on Golden Parachutes Management For For

5 Right to Adjourn Meeting Management For For

FIRST DEFIANCE FINANCIAL CORP. Meeting Date: APR 28, 2020 Record Date: MAR 04, 2020 Meeting Type: ANNUALTicker: FDEF

Security ID: 32006W106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Lee Burdman Management For For

1.2 Elect Director Jean A. Hubbard Management For For

1.3 Elect Director Charles D. Niehaus Management For For

1.4 Elect Director Mark A. Robison Management For For

1.5 Elect Director Richard J. Schiraldi Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Crowe LLP as Auditors Management For For

Page 245: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

FIRST MERCHANTS CORPORATION Meeting Date: MAY 13, 2020 Record Date: MAR 05, 2020 Meeting Type: ANNUALTicker: FRME

Security ID: 320817109

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director H. Douglas Chaffin Management For Withhold

1.2 Elect Director Michael J. Fisher Management For Withhold

1.3 Elect Director Clark C. Kellogg, Jr. Management For Withhold

1.4 Elect Director Gary J. Lehman Management For Withhold

1.5 Elect Director Michael C. Marhenke Management For Withhold

1.6 Elect Director Jean L. Wojtowicz Management For Withhold

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify BKD, LLP as Auditors Management For For

FLAGSTAR BANCORP, INC. Meeting Date: JUN 02, 2020 Record Date: APR 03, 2020 Meeting Type: ANNUALTicker: FBC

Security ID: 337930705

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Alessandro P. DiNello Management For For

1.2 Elect Director Jay J. Hansen Management For For

1.3 Elect Director John D. Lewis Management For Against

1.4 Elect Director David J. Matlin Management For For

1.5 Elect Director Bruce E. Nyberg Management For Against

1.6 Elect Director James A. Ovenden Management For Against

1.7 Elect Director Peter Schoels Management For For

1.8 Elect Director David L. Treadwell Management For For

1.9 Elect Director Jennifer R. Whip Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

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2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

FORMFACTOR, INC. Meeting Date: MAY 15, 2020 Record Date: MAR 20, 2020 Meeting Type: ANNUALTicker: FORM

Security ID: 346375108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Raymond A. Link Management For For

1b Elect Director Michael D. Slessor Management For For

1c Elect Director Thomas St. Dennis Management For For

1d Elect Director Rebeca Obregon-Jimenez Management For For

1e Elect Director Sheri Rhodes Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Omnibus Stock Plan Management For For

4 Ratify KPMG LLP as Auditor Management For For

GAMING AND LEISURE PROPERTIES, INC. Meeting Date: JUN 11, 2020 Record Date: APR 06, 2020 Meeting Type: ANNUALTicker: GLPI

Security ID: 36467J108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Peter M. Carlino Management For For

1.2 Elect Director Carol ("Lili") Lynton Management For For

1.3 Elect Director Joseph W. Marshall, III Management For For

1.4 Elect Director James B. Perry Management For For

1.5 Elect Director Barry F. Schwartz Management For For

1.6 Elect Director Earl C. Shanks Management For For

1.7 Elect Director E. Scott Urdang Management For For

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1.7 Elect Director E. Scott Urdang Management For For

2 Amend Omnibus Stock Plan Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

GENESCO INC. Meeting Date: JUN 25, 2020 Record Date: APR 27, 2020 Meeting Type: ANNUALTicker: GCO

Security ID: 371532102

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Joanna Barsh Management For For

1.2 Elect Director Matthew C. Diamond Management For For

1.3 Elect Director Marty G. Dickens Management For For

1.4 Elect Director Thurgood Marshall, Jr. Management For Withhold

1.5 Elect Director Kathleen Mason Management For For

1.6 Elect Director Kevin P. McDermott Management For For

1.7 Elect Director Mimi E. Vaughn Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Approve Omnibus Stock Plan Management For For

4 Ratify Ernst & Young LLP as Auditors Management For For

HANCOCK WHITNEY CORPORATION Meeting Date: APR 29, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUALTicker: HWC

Security ID: 410120109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Frank E. Bertucci Management For For

1.2 Elect Director Constantine S. Liollio Management For For

1.3 Elect Director Thomas H. Olinde Management For For

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1.3 Elect Director Thomas H. Olinde Management For For

1.4 Elect Director Joan C. Teofilo Management For For

1.5 Elect Director C. Richard Wilkins Management For For

2a Eliminate the Business Combination Supermajority Vote Provision Management For For

2b Eliminate the Prohibition on Non-Cumulative Preferred Dividends Management For For

2c Remove the Series A Preferred Stock Provision Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Approve Omnibus Stock Plan Management For For

5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

HERITAGE INSURANCE HOLDINGS, INC. Meeting Date: JUN 22, 2020 Record Date: APR 23, 2020 Meeting Type: ANNUALTicker: HRTG

Security ID: 42727J102

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Bruce Lucas Management For For

1.2 Elect Director Richard Widdicombe Management For For

1.3 Elect Director Panagiotis "Pete" Apostolou Management For For

1.4 Elect Director Irini Barlas Management For For

1.5 Elect Director Mark Berset Management For Withhold

1.6 Elect Director Steven Martindale Management For For

1.7 Elect Director James Masiello Management For For

1.8 Elect Director Nicholas Pappas Management For Withhold

1.9 Elect Director Joseph Vattamattam Management For For

1.10 Elect Director Vijay Walvekar Management For For

2 Ratify Plante & Moran, PLLC as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

4 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

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HERMAN MILLER, INC. Meeting Date: OCT 14, 2019 Record Date: AUG 16, 2019 Meeting Type: ANNUALTicker: MLHR

Security ID: 600544100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Lisa A. Kro Management For For

1.2 Elect Michael C. Smith Management For For

1.3 Elect Michael A. Volkema Management For For

2 Ratification of Auditor Management For For

3 Advisory Vote on Executive Compensation Management For For

IMAX CORPORATION Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUAL/SPECIALTicker: IMAX

Security ID: 45245E109

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Neil S. Braun Management For For

1.2 Elect Director Eric A. Demirian Management For For

1.3 Elect Director Kevin Douglas Management For For

1.4 Elect Director Richard L. Gelfond Management For For

1.5 Elect Director David W. Leebron Management For Withhold

1.6 Elect Director Michael MacMillan Management For For

1.7 Elect Director Dana Settle Management For For

1.8 Elect Director Darren Throop Management For Withhold

1.9 Elect Director Bradley J. Wechsler Management For For

2

Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to

Fix Their RemunerationManagement For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

4 Amend Omnibus Stock Plan Management For Against

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4 Amend Omnibus Stock Plan Management For Against

INGLES MARKETS, INC. Meeting Date: FEB 11, 2020 Record Date: DEC 13, 2019 Meeting Type: ANNUALTicker: IMKTA

Security ID: 457030104

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Ernest E. Ferguson Management For Withhold

1.2 Elect Director John R. Lowden Management For For

INSIGHT ENTERPRISES, INC. Meeting Date: MAY 20, 2020 Record Date: MAR 30, 2020 Meeting Type: ANNUALTicker: NSIT

Security ID: 45765U103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Richard E. Allen Management For For

1.2 Elect Director Bruce W. Armstrong Management For For

1.3 Elect Director Linda Breard Management For For

1.4 Elect Director Timothy A. Crown Management For For

1.5 Elect Director Catherine Courage Management For For

1.6 Elect Director Anthony A. Ibarguen Management For For

1.7 Elect Director Kenneth T. Lamneck Management For For

1.8 Elect Director Kathleen S. Pushor Management For For

1.9 Elect Director Girish Rishi Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Approve Omnibus Stock Plan Management For For

4 Ratify KPMG LLP as Auditors Management For For

INVESTORS BANCORP, INC.

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Meeting Date: MAY 19, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: ISBC

Security ID: 46146L101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Dennis M. Bone Management For For

1.2 Elect Director Doreen R. Byrnes Management For For

1.3 Elect Director William V. Cosgrove Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify KPMG LLP as Auditors Management For For

J2 GLOBAL, INC. Meeting Date: MAY 07, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: JCOM

Security ID: 48123V102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Richard S. Ressler Management For Against

1b Elect Director Douglas Y. Bech Management For For

1c Elect Director Robert J. Cresci Management For For

1d Elect Director Sarah Fay Management For For

1e Elect Director W. Brian Kretzmer Management For For

1f Elect Director Jonathan F. Miller Management For For

1g Elect Director Stephen Ross Management For For

1h Elect Director Vivek Shah Management For For

2 Ratify BDO USA, LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

JABIL INC. Meeting Date: JAN 23, 2020

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Record Date: NOV 29, 2019 Meeting Type: ANNUALTicker: JBL

Security ID: 466313103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Anousheh Ansari Management For For

1.2 Elect Director Martha F. Brooks Management For For

1.3 Elect Director Christopher S. Holland Management For For

1.4 Elect Director Timothy L. Main Management For For

1.5 Elect Director Mark T. Mondello Management For For

1.6 Elect Director John C. Plant Management For For

1.7 Elect Director Steven A. Raymund Management For For

1.8 Elect Director Thomas A. Sansone Management For For

1.9 Elect Director David M. Stout Management For For

1.10 Elect Director Kathleen A. Walters Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

JOHN B. SANFILIPPO & SON, INC. Meeting Date: OCT 30, 2019 Record Date: SEP 03, 2019 Meeting Type: ANNUALTicker: JBSS

Security ID: 800422107

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Jim Edgar Management For Withhold

1.2 Elect Ellen C. Taaffe Management For Withhold

1.3 Elect Daniel M. Wright Management For Withhold

2 Ratification of Auditor Management For For

3 Advisory Vote on Executive Compensation Management For For

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LADDER CAPITAL CORP Meeting Date: JUN 09, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUALTicker: LADR

Security ID: 505743104

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Brian Harris Management For Withhold

1.2 Elect Director Mark Alexander Management For Withhold

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

LAKELAND BANCORP, INC. Meeting Date: MAY 20, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUALTicker: LBAI

Security ID: 511637100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Mark J. Fredericks Management For For

1.2 Elect Director Brian A. Gragnolati Management For For

1.3 Elect Director James E. Hanson, II Management For For

1.4 Elect Director Janeth C. Hendershot Management For For

1.5 Elect Director Robert B. Nicholson, III Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

LIMELIGHT NETWORKS, INC. Meeting Date: JUN 04, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUALTicker: LLNW

Security ID: 53261M104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Walter D. Amaral Management For For

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1.1 Elect Director Walter D. Amaral Management For For

1.2 Elect Director Scott Genereux Management For For

1.3 Elect Director Patricia Hadden Management For For

2 Ratify Ernst & Young LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

LIONS GATE ENTERTAINMENT CORP. Meeting Date: SEP 10, 2019 Record Date: JUL 22, 2019 Meeting Type: ANNUALTicker: LGF

Security ID: 535919203

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Michael R. Burns Management For For

2 Elect Gordon Crawford Management For For

3 Elect Arthur Evrensel Management For For

4 Elect Jon Feltheimer Management For For

5 Elect Emily Fine Management For For

6 Elect Michael T. Fries Management For Against

7 Elect Lucian Grainge Management For For

8 Elect Susan McCaw Management For For

9 Elect Mark H. Rachesky Management For Against

10 Elect Daniel E. Sanchez Management For For

11 Elect Daryl Simm Management For For

12 Elect Hardwick Simmons Management For For

13 Elect David M. Zaslav Management For Against

14 Appointment of Auditor and Authority to Set Fees Management For For

15 Advisory Vote on Executive Compensation Management For For

16 Approval of the 2019 Performance Incentive Plan Management For For

17 Transaction of Other Business Management For Against

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LIONS GATE ENTERTAINMENT CORP. Meeting Date: APR 02, 2020 Record Date: FEB 03, 2020 Meeting Type: SPECIALTicker: LGF.A

Security ID: 535919401

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Stock Option and Share Appreciation Rights Exchange Program Management For For

LOUISIANA-PACIFIC CORPORATION Meeting Date: MAY 22, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUALTicker: LPX

Security ID: 546347105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Kurt M. Landgraf Management For For

1b Elect Director Stephen E. Macadam Management For For

2 Ratify Deloitte & Touche LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

LUMENTUM HOLDINGS INC. Meeting Date: NOV 14, 2019 Record Date: SEP 20, 2019 Meeting Type: ANNUALTicker: LITE

Security ID: 55024U109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Penelope Herscher Management For For

2 Elect Harold L. Covert Management For For

3 Elect Julia S. Johnson Management For For

4 Elect Brian J. Lillie Management For For

5 Elect Alan S. Lowe Management For For

6 Elect Ian S. Small Management For For

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6 Elect Ian S. Small Management For For

7 Elect Samuel F. Thomas Management For For

8 Advisory Vote on Executive Compensation Management For For

9 Ratification of Auditor Management For For

MAGELLAN HEALTH, INC. Meeting Date: JUN 17, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUALTicker: MGLN

Security ID: 559079207

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Steven J. Shulman Management For For

1.2 Elect Director Swati Abbott Management For For

1.3 Elect Director Kenneth J. Fasola Management For For

1.4 Elect Director Peter A. Feld Management For For

1.5 Elect Director G. Scott MacKenzie Management For For

1.6 Elect Director Leslie V. Norwalk Management For For

1.7 Elect Director Guy P. Sansone Management For For

1.8 Elect Director Mural R. Josephson Management For For

1.9 Elect Director Christopher J. Chen Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

4 Ratify Ernst & Young LLP as Auditors Management For For

MAGNOLIA OIL & GAS CORPORATION Meeting Date: MAY 04, 2020 Record Date: MAR 06, 2020 Meeting Type: ANNUALTicker: MGY

Security ID: 559663109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

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1a Elect Director Stephen "Steve" I. Chazen Management For For

1b Elect Director Arcilia C. Acosta Management For For

1c Elect Director Angela M. Busch Management For For

1d Elect Director Edward P. Djerejian Management For For

1e Elect Director James R. Larson Management For For

1f Elect Director Dan F. Smith Management For For

1g Elect Director John B. Walker Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

MASONITE INTERNATIONAL CORPORATION Meeting Date: MAY 14, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: DOOR

Security ID: 575385109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Howard C. Heckes Management For For

1.2 Elect Director Jody L. Bilney Management For For

1.3 Elect Director Robert J. Byrne Management For For

1.4 Elect Director Peter R. Dachowski Management For For

1.5 Elect Director Jonathan F. Foster Management For For

1.6 Elect Director Thomas W. Greene Management For For

1.7 Elect Director Daphne E. Jones Management For For

1.8 Elect Director George A. Lorch *Deceased* Management None None

1.9 Elect Director William S. Oesterle Management For For

1.10 Elect Director Francis M. Scricco Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

4

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their

Remuneration

Management For For

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Remuneration

MASTEC, INC. Meeting Date: MAY 15, 2020 Record Date: MAR 12, 2020 Meeting Type: ANNUALTicker: MTZ

Security ID: 576323109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Ernst N. Csiszar Management For For

1.2 Elect Director Julia L. Johnson Management For For

1.3 Elect Director Jorge Mas Management For For

2 Ratify BDO USA, LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

MAYVILLE ENGINEERING COMPANY, INC. Meeting Date: MAY 12, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: MEC

Security ID: 578605107

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Steven L. Fisher Management For Withhold

1.2 Elect Director Patrick D. Michels Management For Withhold

2 Ratify Deloitte & Touche LLP as Auditors Management For For

MESA AIR GROUP, INC. Meeting Date: FEB 04, 2020 Record Date: DEC 09, 2019 Meeting Type: ANNUALTicker: MESA

Security ID: 590479135

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Jonathan G. Ornstein Management For For

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1.1 Elect Director Jonathan G. Ornstein Management For For

1.2 Elect Director Ellen N. Artist Management For For

1.3 Elect Director Mitchell I. Gordon Management For For

1.4 Elect Director Dana J. Lockhart Management For For

1.5 Elect Director Spyridon Skiados Management For For

1.6 Elect Director Harvey W. Schiller Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

MGIC INVESTMENT CORPORATION Meeting Date: APR 23, 2020 Record Date: MAR 06, 2020 Meeting Type: ANNUALTicker: MTG

Security ID: 552848103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Daniel A. Arrigoni Management For For

1.2 Elect Director C. Edward Chaplin Management For For

1.3 Elect Director Curt S. Culver Management For For

1.4 Elect Director Jay C. Hartzell Management For For

1.5 Elect Director Timothy A. Holt Management For For

1.6 Elect Director Kenneth M. Jastrow, II Management For For

1.7 Elect Director Jodeen A. Kozlak Management For For

1.8 Elect Director Michael E. Lehman Management For For

1.9 Elect Director Melissa B. Lora Management For For

1.10 Elect Director Timothy J. Mattke Management For For

1.11 Elect Director Gary A. Poliner Management For For

1.12 Elect Director Sheryl L. Sculley Management For For

1.13 Elect Director Mark M. Zandi Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Approve Omnibus Stock Plan Management For For

4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

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MRC GLOBAL INC. Meeting Date: MAY 07, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: MRC

Security ID: 55345K103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Rhys J. Best Management For For

1.2 Elect Director Deborah G. Adams Management For For

1.3 Elect Director Leonard M. Anthony Management For For

1.4 Elect Director Barbara J. Duganier Management For For

1.5 Elect Director Andrew R. Lane Management For For

1.6 Elect Director Cornelis A. Linse Management For For

1.7 Elect Director John A. Perkins Management For For

1.8 Elect Director Robert L. Wood Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditor Management For For

MYR GROUP INC. Meeting Date: APR 23, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: MYRG

Security ID: 55405W104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Kenneth M. Hartwick Management For For

1.2 Elect Director Jennifer E. Lowry Management For For

1.3 Elect Director Richard S. Swartz Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Omnibus Stock Plan Management For For

4 Ratify Crowe LLP as Auditors Management For For

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NESCO HOLDINGS, INC. Meeting Date: JUN 11, 2020 Record Date: APR 17, 2020 Meeting Type: ANNUALTicker: NSCO

Security ID: 64083J104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Lee Jacobson Management For For

1.2 Elect Director L. Dyson Dryden Management For For

1.3 Elect Director Jennifer Gray Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Amend Omnibus Stock Plan Management For Against

NEWMARK GROUP, INC. Meeting Date: SEP 24, 2019 Record Date: JUL 29, 2019 Meeting Type: ANNUALTicker: NMRK

Security ID: 65158N102

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Howard W. Lutnick Management For Withhold

1.2 Elect Michael Snow Management For Withhold

1.3 Elect Virginia S. Bauer Management For Withhold

1.4 Elect Peter F. Cervinka Management For Withhold

NEWPARK RESOURCES, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUALTicker: NR

Security ID: 651718504

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Anthony J. Best Management For For

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1.1 Elect Director Anthony J. Best Management For For

1.2 Elect Director G. Stephen Finley Management For For

1.3 Elect Director Paul L. Howes Management For For

1.4 Elect Director Roderick A. Larson Management For For

1.5 Elect Director John C. Minge Management For For

1.6 Elect Director Rose M. Robeson Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

OFG BANCORP Meeting Date: JUN 01, 2020 Record Date: FEB 27, 2020 Meeting Type: ANNUALTicker: OFG

Security ID: 67103X102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Julian S. Inclan Management For For

1.2 Elect Director Jose Rafael Fernandez Management For For

1.3 Elect Director Juan C. Aguayo Management For For

1.4 Elect Director Jorge Colon-Gerena Management For For

1.5 Elect Director Nestor de Jesus Management For For

1.6 Elect Director Susan Harnett Management For For

1.7 Elect Director Pedro Morazzani Management For For

1.8 Elect Director Edwin Perez Management For For

1.9 Elect Director Christa Steele Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Omnibus Stock Plan Management For For

4 Ratify KPMG LLP as Auditors Management For For

OWL ROCK CAPITAL CORPORATION Meeting Date: JUN 08, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUAL

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Ticker: ORCC

Security ID: 69121K104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Brian Finn Management For Against

1b Elect Director Eric Kaye Management For Against

2 Ratify KPMG LLP as Auditors Management For For

3 Approve Reduced Asset Coverage Ratio Management For For

4 Other Business Management For Against

PALOMAR HOLDINGS, INC. Meeting Date: MAY 28, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUALTicker: PLMR

Security ID: 69753M105

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Robert E. Dowdell Management For Withhold

1.2 Elect Director Daryl Bradley Management For Withhold

2 Ratify Ernst & Young LLP as Auditors Management For For

PAR PACIFIC HOLDINGS, INC. Meeting Date: MAY 05, 2020 Record Date: MAR 20, 2020 Meeting Type: ANNUALTicker: PARR

Security ID: 69888T207

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Robert Silberman Management For For

1.2 Elect Director Melvyn Klein Management For For

1.3 Elect Director Curtis Anastasio Management For For

1.4 Elect Director Timothy Clossey Management For For

1.5 Elect Director L. Melvin Cooper Management For For

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1.6 Elect Director Walter Dods Management For For

1.7 Elect Director Katherine Hatcher Management For For

1.8 Elect Director Joseph Israel Management For For

1.9 Elect Director William Monteleone Management For For

1.10 Elect Director William C. Pate Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Advisory Vote on Say on Pay Frequency Management Three Years

One

Year

PARSONS CORPORATION Meeting Date: APR 21, 2020 Record Date: FEB 21, 2020 Meeting Type: ANNUALTicker: PSN

Security ID: 70202L102

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Letitia A. Long Management For For

1.2 Elect Director James F. McGovern Management For Withhold

1.3 Elect Director Harry T. McMahon Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Advisory Vote on Say on Pay Frequency Management One YearOne

Year

5 Approve Qualified Employee Stock Purchase Plan Management For For

PHOTRONICS, INC. Meeting Date: MAR 16, 2020 Record Date: FEB 06, 2020 Meeting Type: ANNUALTicker: PLAB

Security ID: 719405102

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Proposal No Proposal Proposed By ManagementRecommendation

Vote Cast

1.1 Elect Director Walter M. Fiederowicz Management For For

1.2 Elect Director Peter S. Kirlin Management For For

1.3 Elect Director Constantine S. Macricostas Management For Withhold

1.4 Elect Director George Macricostas Management For Withhold

1.5 Elect Director Mary Paladino Management For For

1.6 Elect Director Mitchell G. Tyson Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Approve NOL Rights Plan Management For Against

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

PNM RESOURCES, INC. Meeting Date: MAY 12, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: PNM

Security ID: 69349H107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Vicky A. Bailey Management For For

1b Elect Director Norman P. Becker Management For For

1c Elect Director Patricia K. Collawn Management For For

1d Elect Director E. Renae Conley Management For For

1e Elect Director Alan J. Fohrer Management For For

1f Elect Director Sidney M. Gutierrez Management For For

1g Elect Director James A. Hughes Management For For

1h Elect Director Maureen T. Mullarkey Management For For

1i Elect Director Donald K. Schwanz Management For For

1j Elect Director Bruce W. Wilkinson Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4

Report on Report on Coal Combustion Residual Matters at San Juan

Shareholder Against Against

Page 266: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

4

Report on Report on Coal Combustion Residual Matters at San Juan

Generating StationShareholder Against Against

PORTLAND GENERAL ELECTRIC COMPANY Meeting Date: APR 22, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUALTicker: POR

Security ID: 736508847

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director John W. Ballantine Management For For

1b Elect Director Rodney L. Brown, Jr. Management For For

1c Elect Director Jack E. Davis Management For For

1d Elect Director Kirby A. Dyess Management For For

1e Elect Director Mark B. Ganz Management For For

1f Elect Director Marie Oh Huber Management For For

1g Elect Director Kathryn J. Jackson Management For For

1h Elect Director Michael H. Millegan Management For For

1i Elect Director Neil J. Nelson Management For For

1j Elect Director M. Lee Pelton Management For For

1k Elect Director Maria M. Pope Management For For

1l Elect Director Charles W. Shivery Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

PREMIER, INC. Meeting Date: DEC 06, 2019 Record Date: OCT 09, 2019 Meeting Type: ANNUALTicker: PINC

Security ID: 74051N102

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Susan D. DeVore Management For Withhold

1.2 Elect Jody R. Davids Management For Withhold

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1.2 Elect Jody R. Davids Management For Withhold

1.3 Elect Peter S. Fine Management For Withhold

1.4 Elect David H. Langstaff Management For Withhold

1.5 Elect Marvin R. O'Quinn Management For Withhold

2 Ratification of Auditor Management For For

3 Advisory Vote on Executive Compensation Management For For

PROFESSIONAL HOLDING CORP. Meeting Date: APR 28, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: PFHD

Security ID: 743139107

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Jon L. Gorney Management For For

1.2 Elect Director Herbert Martens, Jr. Management For Withhold

1.3 Elect Director Anton V. Schutz Management For For

1.4 Elect Director Norman S. Edelcup Management For For

2 Ratify Crowe LLP as Auditors Management For For

PURPLE INNOVATION, INC. Meeting Date: MAY 15, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: PRPL

Security ID: 74640Y106

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Terry V. Pearce Management For Withhold

1.2 Elect Director Tony M. Pearce Management For Withhold

1.3 Elect Director Gary T. DiCamillo Management For Withhold

1.4 Elect Director Pano Anthos Management For Withhold

1.5 Elect Director Claudia Hollingsworth Management For Withhold

1.6 Elect Director Gary A. Kiedaisch Management For Withhold

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1.6 Elect Director Gary A. Kiedaisch Management For Withhold

1.7 Elect Director Adam Gray Management For Withhold

1.8 Elect Director Joseph B. Megibow Management For Withhold

2 Ratify BDO USA, LLP as Auditors Management For For

QCR HOLDINGS, INC. Meeting Date: MAY 20, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUALTicker: QCRH

Security ID: 74727A104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director James M. Field Management For For

1.2 Elect Director Elizabeth S. Jacobs Management For For

1.3 Elect Director Timothy B. O'Reilly Management For For

1.4 Elect Director Marie Z. Ziegler Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify RSM US LLP as Auditors Management For For

QTS REALTY TRUST, INC. Meeting Date: MAY 06, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: QTS

Security ID: 74736A103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Chad L. Williams Management For For

1.2 Elect Director John W. Barter Management For For

1.3 Elect Director William O. Grabe Management For For

1.4 Elect Director Catherine R. Kinney Management For For

1.5 Elect Director Peter A. Marino Management For For

1.6 Elect Director Scott D. Miller Management For For

1.7 Elect Director Mazen Rawashdeh Management For For

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1.7 Elect Director Mazen Rawashdeh Management For For

1.8 Elect Director Wayne M. Rehberger Management For For

1.9 Elect Director Philip P. Trahanas Management For For

1.10 Elect Director Stephen E. Westhead Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young as Auditors Management For For

QUANEX BUILDING PRODUCTS CORPORATION Meeting Date: FEB 27, 2020 Record Date: JAN 08, 2020 Meeting Type: ANNUALTicker: NX

Security ID: 747619104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Robert R. Buck Management For For

1.2 Elect Director Susan F. Davis Management For For

1.3 Elect Director William C. Griffiths Management For For

1.4 Elect Director Donald R. Maier Management For For

1.5 Elect Director Meredith W. Mendes Management For For

1.6 Elect Director Joseph D. Rupp Management For For

1.7 Elect Director Curtis M. Stevens Management For For

1.8 Elect Director George L. Wilson Management For For

2 Approve Omnibus Stock Plan Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Ratify Grant Thornton LLP as Auditors Management For For

RANGE RESOURCES CORPORATION Meeting Date: MAY 13, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUALTicker: RRC

Security ID: 75281A109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

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1a Elect Director Brenda A. Cline Management For For

1b Elect Director James M. Funk Management For For

1c Elect Director Steve D. Gray Management For For

1d Elect Director Greg G. Maxwell Management For For

1e Elect Director Steffen E. Palko Management For For

1f Elect Director Jeffrey L. Ventura Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify Ernst & Young LLP as Auditor Management For For

4 Amend Omnibus Stock Plan Management For For

1g Elect Director Margaret K. Dorman Management For For

REXNORD CORPORATION Meeting Date: JUL 25, 2019 Record Date: MAY 28, 2019 Meeting Type: ANNUALTicker: RXN

Security ID: 76169B102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Mark S. Bartlett Management For For

1.2 Elect David C. Longren Management For For

1.3 Elect George C. Moore Management For For

2 Advisory Vote on Executive Compensation Management For Against

3 Amendment to the Performance Incentive Plan Management For For

4 Ratification of Auditor Management For For

SCORPIO TANKERS INC. Meeting Date: JUN 09, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUALTicker: STNG

Security ID: Y7542C130

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Emanuele A. Lauro Management For For

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1.1 Elect Director Emanuele A. Lauro Management For For

1.2 Elect Director Ademaro Lanzara Management For For

1.3 Elect Director Merrick Rayner Management For For

2 Ratify PricewaterhouseCoopers Audit as Auditors Management For For

SELECT ENERGY SERVICES, INC. Meeting Date: MAY 08, 2020 Record Date: MAR 12, 2020 Meeting Type: ANNUALTicker: WTTR

Security ID: 81617J301

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director John D. Schmitz Management For Against

1b Elect Director Holli C. Ladhani Management For For

1c Elect Director Robert V. Delaney Management For For

1d Elect Director David C. Baldwin Management For For

1e Elect Director Douglas J. Wall Management For For

1f Elect Director Richard A. Burnett Management For For

1g Elect Director Keith O. Rattie Management For For

1h Elect Director David A. Trice Management For For

1i Elect Director Troy W. Thacker Management For For

2 Ratify Grant Thornton LLP as Auditors Management For For

3 Amend Omnibus Stock Plan Management For Against

SHOE CARNIVAL, INC. Meeting Date: JUN 11, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUALTicker: SCVL

Security ID: 824889109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Director J. Wayne Weaver Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

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2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

SILGAN HOLDINGS, INC. Meeting Date: JUN 08, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUALTicker: SLGN

Security ID: 827048109

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Leigh J. Abramson Management For Withhold

1.2 Elect Director D. Greg Horrigan Management For Withhold

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

SOUTHERN FIRST BANCSHARES, INC. Meeting Date: MAY 12, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: SFST

Security ID: 842873101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Andrew B. Cajka Management For For

1.2 Elect Director Anne S. Ellefson Management For For

1.3 Elect Director Tecumseh "Tee" Hooper, Jr. Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Approve Omnibus Stock Plan Management For Against

4 Ratify Elliott Davis, LLC as Auditor Management For For

SP PLUS CORPORATION Meeting Date: MAY 06, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: SP

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Security ID: 78469C103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director G. Marc Baumann Management For For

1.2 Elect Director Karen M. Garrison Management For For

1.3 Elect Director Alice M. Peterson Management For For

1.4 Elect Director Gregory A. Reid Management For For

1.5 Elect Director Wyman T. Roberts Management For For

1.6 Elect Director Douglas R. Waggoner Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

SPIRIT REALTY CAPITAL, INC. Meeting Date: JUN 08, 2020 Record Date: APR 01, 2020 Meeting Type: ANNUALTicker: SRC

Security ID: 84860W300

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Jackson Hsieh Management For For

1.2 Elect Director Kevin M. Charlton Management For For

1.3 Elect Director Todd A. Dunn Management For For

1.4 Elect Director Elizabeth F. Frank Management For For

1.5 Elect Director Richard I. Gilchrist Management For For

1.6 Elect Director Diana M. Laing Management For For

1.7 Elect Director Sheli Z. Rosenberg Management For For

1.8 Elect Director Thomas D. Senkbeil Management For For

1.9 Elect Director Nicholas P. Shepherd Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

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STERLING BANCORP Meeting Date: MAY 27, 2020 Record Date: APR 03, 2020 Meeting Type: ANNUALTicker: STL

Security ID: 85917A100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director John P. Cahill Management For For

1.2 Elect Director Navy E. Djonovic Management For For

1.3 Elect Director Fernando Ferrer Management For For

1.4 Elect Director Robert Giambrone Management For For

1.5 Elect Director Mona Aboelnaga Kanaan Management For For

1.6 Elect Director Jack Kopnisky Management For For

1.7 Elect Director James J. Landy Management For For

1.8 Elect Director Maureen Mitchell Management For For

1.9 Elect Director Patricia M. Nazemetz Management For For

1.10 Elect Director Richard O'Toole Management For For

1.11 Elect Director Ralph F. Palleschi Management For For

1.12 Elect Director Burt Steinberg Management For For

1.13 Elect Director William E. Whiston Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Crowe LLP as Auditors Management For For

STERLING CONSTRUCTION COMPANY, INC. Meeting Date: MAY 06, 2020 Record Date: MAR 12, 2020 Meeting Type: ANNUALTicker: STRL

Security ID: 859241101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Roger A. Cregg Management For For

1.2 Elect Director Joseph A. Cutillo Management For For

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1.2 Elect Director Joseph A. Cutillo Management For For

1.3 Elect Director Marian M. Davenport Management For For

1.4 Elect Director Raymond F. Messer Management For For

1.5 Elect Director Dana C. O'Brien Management For For

1.6 Elect Director Charles R. Patton Management For For

1.7 Elect Director Thomas M. White Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Grant Thornton LLP as Auditors Management For For

STORE CAPITAL CORPORATION Meeting Date: MAY 28, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: STOR

Security ID: 862121100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Joseph M. Donovan Management For For

1.2 Elect Director Mary Fedewa Management For For

1.3 Elect Director Morton H. Fleischer Management For For

1.4 Elect Director William F. Hipp Management For For

1.5 Elect Director Tawn Kelley Management For For

1.6 Elect Director Catherine D. Rice Management For For

1.7 Elect Director Einar A. Seadler Management For For

1.8 Elect Director Quentin P. Smith, Jr. Management For For

1.9 Elect Director Christopher H. Volk Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

SYNNEX CORPORATION Meeting Date: MAR 17, 2020 Record Date: JAN 23, 2020 Meeting Type: ANNUAL

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Ticker: SNX

Security ID: 87162W100

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Kevin Murai Management For For

1.2 Elect Director Dwight Steffensen Management For For

1.3 Elect Director Dennis Polk Management For For

1.4 Elect Director Fred Breidenbach Management For For

1.5 Elect Director Laurie Simon Hodrick Management For For

1.6 Elect Director Hau Lee Management For For

1.7 Elect Director Matthew Miau Management For Withhold

1.8 Elect Director Gregory Quesnel Management For For

1.9 Elect Director Ann Vezina Management For For

1.10 Elect Director Thomas Wurster Management For For

1.11 Elect Director Duane Zitzner Management For For

1.12 Elect Director Andrea Zulberti Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Approve Omnibus Stock Plan Management For For

4 Ratify KPMG LLP as Auditors Management For For

TCF FINANCIAL CORPORATION Meeting Date: MAY 06, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: TCF

Security ID: 872307103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Peter Bell Management For For

1.2 Elect Director Craig R. Dahl Management For For

1.3 Elect Director Karen L. Grandstrand Management For For

1.4 Elect Director Richard H. King Management For For

1.5 Elect Director Ronald A. Klein Management For For

1.6 Elect Director Barbara J. Mahone Management For For

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1.6 Elect Director Barbara J. Mahone Management For For

1.7 Elect Director Barbara L. McQuade Management For For

1.8 Elect Director Vance K. Opperman Management For For

1.9 Elect Director David T. Provost Management For For

1.10 Elect Director Roger J. Sit Management For For

1.11 Elect Director Julie H. Sullivan Management For For

1.12 Elect Director Jeffrey L. Tate Management For For

1.13 Elect Director Gary Torgow Management For For

1.14 Elect Director Arthur A. Weiss Management For For

1.15 Elect Director Franklin C. Wheatlake Management For For

1.16 Elect Director Theresa M. H. Wise Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

THE FIRST BANCSHARES, INC. Meeting Date: MAY 28, 2020 Record Date: APR 03, 2020 Meeting Type: ANNUALTicker: FBMS

Security ID: 318916103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Rodney D. Bennett Management For For

1.2 Elect Director Ted E. Parker Management For For

1.3 Elect Director J. Douglas Seidenburg Management For For

1.4 Elect Director Renee Moore Management For For

2 Amend Omnibus Stock Plan Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

4 Ratify Crowe, LLP as Auditors Management For For

THE MEET GROUP, INC. Meeting Date: JUN 04, 2020 Record Date: APR 13, 2020

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Meeting Type: SPECIALTicker: MEET

Security ID: 58513U101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Merger Agreement Management For For

2 Advisory Vote on Golden Parachutes Management For For

3 Adjourn Meeting Management For For

TRICO BANCSHARES Meeting Date: MAY 27, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUALTicker: TCBK

Security ID: 896095106

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Donald J. Amaral Management For For

1.2 Elect Director L. Gage Chrysler, III Management For For

1.3 Elect Director Craig S. Compton Management For For

1.4 Elect Director Kirsten E. Garen Management For For

1.5 Elect Director Cory W. Giese Management For For

1.6 Elect Director John S. A. Hasbrook Management For For

1.7 Elect Director Margaret L. Kane Management For Withhold

1.8 Elect Director Michael W. Koehnen Management For For

1.9 Elect Director Martin A. Mariani Management For For

1.10 Elect Director Thomas C. McGraw Management For For

1.11 Elect Director Richard P. Smith Management For For

1.12 Elect Director Kimberley H. Vogel Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Moss Adams LLP as Auditors Management For For

TRIPLEPOINT VENTURE GROWTH BDC CORP.

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Meeting Date: MAY 29, 2020 Record Date: APR 06, 2020 Meeting Type: ANNUALTicker: TPVG

Security ID: 89677Y100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director James P. Labe Management For For

1b Elect Director Cynthia M. Fornelli Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

UNISYS CORPORATION Meeting Date: MAY 07, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: UIS

Security ID: 909214306

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Peter A. Altabef Management For For

1b Elect Director Jared L. Cohon Management For For

1c Elect Director Nathaniel A. Davis Management For For

1d Elect Director Matthew J. Desch Management For For

1e Elect Director Denise K. Fletcher Management For For

1f Elect Director Philippe Germond Management For For

1g Elect Director Lisa A. Hook Management For For

1h Elect Director Deborah Lee James Management For For

1i Elect Director Paul E. Martin Management For For

1j Elect Director Regina Paolillo Management For For

1k Elect Director Lee D. Roberts Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

UNITIL CORPORATION

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Meeting Date: APR 29, 2020 Record Date: FEB 20, 2020 Meeting Type: ANNUALTicker: UTL

Security ID: 913259107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Winfield S. Brown Management For For

1.2 Elect Director Mark H. Collin Management For For

1.3 Elect Director Michael B. Green Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

UNIVEST FINANCIAL CORPORATION Meeting Date: APR 22, 2020 Record Date: FEB 14, 2020 Meeting Type: ANNUALTicker: UVSP

Security ID: 915271100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Roger H. Ballou Management For For

1.2 Elect Director K. Leon Moyer Management For For

1.3 Elect Director Natalye Paquin Management For For

1.4 Elect Director Robert C. Wonderling Management For For

1.5 Elect Director Suzanne Keenan Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

VECTRUS, INC. Meeting Date: MAY 07, 2020 Record Date: MAR 12, 2020 Meeting Type: ANNUALTicker: VEC

Security ID: 92242T101

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director William F. Murdy Management For For

1b Elect Director Melvin F. Parker Management For For

1c Elect Director Stephen L. Waechter Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Amend Omnibus Stock Plan Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

VERSO CORPORATION Meeting Date: JAN 31, 2020 Record Date: DEC 16, 2019 Meeting Type: PROXY CONTESTTicker: VRS

Security ID: 92531L207

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

Management Proxy (White Proxy Card)

1a Elect Director Robert K. Beckler Management For

Did Not

Vote

1b Elect Director Paula H.J. Cholmondeley Management For

Did Not

Vote

1c Elect Director Randy J. Nebel Management For

Did Not

Vote

1d Elect Director Steven D. Scheiwe Management For

Did Not

Vote

1e Elect Director Jay Shuster Management For

Did Not

Vote

1f Elect Director Adam St. John Management For

Did Not

Vote

1g Elect Director Nancy M. Taylor Management For

Did Not

Vote

2 Approve Sale of Androscoggin Mill Management For

Did Not

Vote

3 Adjourn Meeting Management For

Did Not

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3 Adjourn Meeting Management ForVote

4a Reduce Supermajority Vote Requirement for Removal of Directors Management For

Did Not

Vote

4b Reduce Supermajority Vote Requirement to Amend Bylaws Management For

Did Not

Vote

4c

Reduce Supermajority Vote Requirement to Amend Certain Provisions of

the Certificate of IncorporationManagement For

Did Not

Vote

5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For

Did Not

Vote

6 Ratify Deloitte & Touche LLP as Auditors Management For

Did Not

Vote

7 Adopt Stockholder Rights Plan Management For

Did Not

Vote

8 Adopt Majority Vote for Election of Directors Management None

Did Not

Vote

9

Repeal Amendments to Verso's Amended and Restated Bylaws Adopted

After June 26, 2019Shareholder Against

Did Not

Vote

Proposal No Proposal Proposed By DissidentRecommendation Vote Cast

Dissident Proxy (Blue Proxy Card)

1.1 Elect Director Sean T. Erwin Shareholder For For

1.2 Elect Director Jeffrey E. Kirt Shareholder For For

1.3 Elect Director Timothy Lowe Shareholder For Withhold

1.4 Management Nominee Robert K. Beckler Shareholder For For

1.5 Management Nominee Paula H.J. Cholmondeley Shareholder For For

1.6 Management Nominee Randy J. Nebel Shareholder For For

1.7 Management Nominee Adam St. John Shareholder For For

2 Approve Sale of Androscoggin Mill Management None For

3 Adjourn Meeting Management None For

4a Reduce Supermajority Vote Requirement for Removal of Directors Management For For

4b Reduce Supermajority Vote Requirement to Amend Bylaws Management For For

4c

Reduce Supermajority Vote Requirement to Amend Certain Provisions of

the Certificate of IncorporationManagement For For

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5 Advisory Vote to Ratify Named Executive Officers' Compensation Management None For

6 Ratify Deloitte & Touche LLP as Auditors Management None For

7 Adopt Stockholder Rights Plan Management None Against

8 Adopt Majority Vote for Election of Directors Management For Against

9

Repeal Amendments to Verso's Amended and Restated Bylaws Adopted

After June 26, 2019Shareholder For For

WALKER & DUNLOP, INC. Meeting Date: MAY 14, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: WD

Security ID: 93148P102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Alan J. Bowers Management For For

1.2 Elect Director Ellen D. Levy Management For For

1.3 Elect Director Michael D. Malone Management For For

1.4 Elect Director John Rice Management For For

1.5 Elect Director Dana L. Schmaltz Management For For

1.6 Elect Director Howard W. Smith, III Management For For

1.7 Elect Director William M. Walker Management For For

1.8 Elect Director Michael J. Warren Management For For

2 Ratify KPMG LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Omnibus Stock Plan Management For Against

WESTERN ALLIANCE BANCORPORATION Meeting Date: JUN 11, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUALTicker: WAL

Security ID: 957638109

Management Vote

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Proposal No Proposal Proposed By Recommendation Cast

1a Elect Director Bruce Beach Management For For

1b Elect Director Juan Figuereo Management For For

1c Elect Director Howard Gould Management For For

1d Elect Director Steven Hilton Management For For

1e Elect Director Marianne Boyd Johnson Management For For

1f Elect Director Robert Latta Management For For

1g Elect Director Todd Marshall Management For For

1h Elect Director Adriane McFetridge Management For For

1i Elect Director Michael Patriarca Management For For

1j Elect Director Robert Sarver Management For For

1k Elect Director Bryan Segedi Management For For

1l Elect Director Donald Snyder Management For For

1m Elect Director Sung Won Sohn Management For For

1n Elect Director Kenneth A. Vecchione Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Omnibus Stock Plan Management For For

4 Ratify RSM US LLP as Auditors Management For For

WILLSCOT CORPORATION Meeting Date: MAY 11, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: WSC

Security ID: 971375126

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Gary Lindsay Management For For

1b Elect Director Stephen Robertson Management For For

1c Elect Director Jeff Sagansky Management For Against

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

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4 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

WILLSCOT CORPORATION Meeting Date: JUN 24, 2020 Record Date: MAY 01, 2020 Meeting Type: SPECIALTicker: WSC

Security ID: 971375126

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Issue Shares in Connection with Merger Management For For

2 Amend Combined Company Charter Management For Against

3 Amend Omnibus Stock Plan Management For For

4 Adjourn Meeting Management For For

Putnam Sustainable Future Fund

ADOBE INC. Meeting Date: APR 09, 2020 Record Date: FEB 12, 2020 Meeting Type: ANNUALTicker: ADBE

Security ID: 00724F101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Amy L. Banse Management For For

1b Elect Director Frank A. Calderoni Management For For

1c Elect Director James E. Daley Management For For

1d Elect Director Laura B. Desmond Management For For

1e Elect Director Charles M. Geschke Management For For

1f Elect Director Shantanu Narayen Management For For

1g Elect Director Kathleen Oberg Management For For

1h Elect Director Dheeraj Pandey Management For For

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1h Elect Director Dheeraj Pandey Management For For

1i Elect Director David A. Ricks Management For For

1j Elect Director Daniel L. Rosensweig Management For For

1k Elect Director John E. Warnock Management For For

2 Amend Qualified Employee Stock Purchase Plan Management For For

3 Ratify KPMG LLP as Auditors Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

5 Report on Gender Pay Gap Shareholder Against Against

ANAPLAN, INC. Meeting Date: JUN 03, 2020 Record Date: APR 06, 2020 Meeting Type: ANNUALTicker: PLAN

Security ID: 03272L108

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Susan L. Bostrom Management For Withhold

1.2 Elect Director Sandesh Patnam Management For Withhold

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

APPLIED MATERIALS, INC. Meeting Date: MAR 12, 2020 Record Date: JAN 16, 2020 Meeting Type: ANNUALTicker: AMAT

Security ID: 038222105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Judy Bruner Management For For

1b Elect Director Xun (Eric) Chen Management For For

1c Elect Director Aart J. de Geus Management For For

1d Elect Director Gary E. Dickerson Management For For

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1e Elect Director Stephen R. Forrest Management For For

1f Elect Director Thomas J. Iannotti Management For For

1g Elect Director Alexander A. Karsner Management For For

1h Elect Director Adrianna C. Ma Management For For

1i Elect Director Yvonne McGill Management For For

1j Elect Director Scott A. McGregor Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

4 Provide Right to Act by Written Consent Management For Against

ASML HOLDING NV Meeting Date: APR 22, 2020 Record Date: MAR 25, 2020 Meeting Type: ANNUALTicker: ASML

Security ID: N07059210

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Open Meeting Management None None

2 Discuss the Company's Business, Financial Situation and Sustainability Management None None

3a Approve Remuneration Report Management For For

3b Adopt Financial Statements and Statutory Reports Management For For

3c Receive Clarification on Company's Reserves and Dividend Policy Management None None

3d Approve Dividends of EUR 2.40 Per Share Management For For

4a Approve Discharge of Management Board Management For For

4b Approve Discharge of Supervisory Board Management For For

5 Approve Number of Shares for Management Board Management For For

6

Approve Certain Adjustments to the Remuneration Policy for Management

BoardManagement For For

7 Approve Remuneration Policy for Supervisory Board Management For For

8a Announce Vacancies on the Supervisory Board Management None None

8b Opportunity to Make Recommendations Management None None

8c

Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and

Management None None

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8c

Announce Intention to Reappoint A.P. Aris and Appoint D.W.A. East and

D.M. Durcan to Supervisory BoardManagement None None

8d Reelect A.P. (Annet) Aris to Supervisory Board Management For For

8e Elect D.M. (Mark) Durcan to Supervisory Board Management For For

8f Elect D.W.A. (Warren) East to Supervisory Board Management For For

8g Receive Information on the Composition of the Supervisory Board Management None None

9 Ratify KPMG as Auditors Management For For

10a

Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital for

General PurposesManagement For For

10b

Authorize Board to Exclude Preemptive Rights from Share Issuances under

Item 10aManagement For For

10cGrant Board Authority to Issue or Grant Rights to Subscribe for Ordinary

Shares Up to 5 Percent in Case of Merger or AcquisitionManagement For For

10dAuthorize Board to Exclude Preemptive Rights from Share Issuances under

Item 10cManagement For For

11a Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

11b Authorize Additional Repurchase of Up to 10 Percent of Issued Share Capital Management For For

12 Authorize Cancellation of Repurchased Shares Management For For

13 Other Business (Non-Voting) Management None None

14 Close Meeting Management None None

BALL CORPORATION Meeting Date: APR 29, 2020 Record Date: MAR 05, 2020 Meeting Type: ANNUALTicker: BLL

Security ID: 058498106

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director John A. Hayes Management For Withhold

1.2 Elect Director Cathy D. Ross Management For Withhold

1.3 Elect Director Betty Sapp Management For For

1.4 Elect Director Stuart A. Taylor, II Management For Withhold

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

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3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

BECTON, DICKINSON AND COMPANY Meeting Date: JAN 28, 2020 Record Date: DEC 09, 2019 Meeting Type: ANNUALTicker: BDX

Security ID: 075887109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Catherine M. Burzik Management For For

1.2 Elect Director R. Andrew Eckert Management For For

1.3 Elect Director Vincent A. Forlenza Management For For

1.4 Elect Director Claire M. Fraser Management For For

1.5 Elect Director Jeffrey W. Henderson Management For For

1.6 Elect Director Christopher Jones Management For For

1.7 Elect Director Marshall O. Larsen Management For For

1.8 Elect Director David F. Melcher Management For For

1.9 Elect Director Thomas E. Polen Management For For

1.10 Elect Director Claire Pomeroy Management For For

1.11 Elect Director Rebecca W. Rimel Management For For

1.12 Elect Director Timothy M. Ring Management For For

1.13 Elect Director Bertram L. Scott Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Omnibus Stock Plan Management For Against

5 Amend Omnibus Stock Plan Management For For

6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against

BIO-RAD LABORATORIES, INC. Meeting Date: APR 28, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUAL

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Ticker: BIO

Security ID: 090572207

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Arnold A. Pinkston Management For For

1.2 Elect Director Melinda Litherland Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

BLACKROCK, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: BLK

Security ID: 09247X101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Bader M. Alsaad Management For Against

1b Elect Director Mathis Cabiallavetta Management For Against

1c Elect Director Pamela Daley Management For Against

1d Elect Director William S. Demchak Management For Against

1e Elect Director Jessica P. Einhorn Management For Against

1f Elect Director Laurence D. Fink Management For Against

1g Elect Director William E. Ford Management For Against

1h Elect Director Fabrizio Freda Management For Against

1i Elect Director Murry S. Gerber Management For Against

1j Elect Director Margaret L. Johnson Management For Against

1k Elect Director Robert S. Kapito Management For Against

1l Elect Director Cheryl D. Mills Management For Against

1m Elect Director Gordon M. Nixon Management For Against

1n Elect Director Charles H. Robbins Management For Against

1o Elect Director Marco Antonio Slim Domit Management For Against

1p Elect Director Susan L. Wagner Management For Against

1q Elect Director Mark Wilson Management For Against

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1q Elect Director Mark Wilson Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte LLP as Auditors Management For For

4 Report on the Statement on the Purpose of a Corporation Shareholder Against Against

CHEGG, INC. Meeting Date: JUN 03, 2020 Record Date: APR 06, 2020 Meeting Type: ANNUALTicker: CHGG

Security ID: 163092109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Renee Budig Management For For

1.2 Elect Director Dan Rosensweig Management For For

1.3 Elect Director Ted Schlein Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

CHIPOTLE MEXICAN GRILL, INC. Meeting Date: MAY 19, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUALTicker: CMG

Security ID: 169656105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Albert S. Baldocchi Management For For

1.2 Elect Director Patricia Fili-Krushel Management For For

1.3 Elect Director Neil W. Flanzraich Management For For

1.4 Elect Director Robin Hickenlooper Management For For

1.5 Elect Director Scott Maw Management For For

1.6 Elect Director Ali Namvar Management For For

1.7 Elect Director Brian Niccol Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

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2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

4 Adopt Share Retention Policy For Senior Executives Shareholder Against Against

5 Require Independent Board Chair Shareholder Against For

6 Report on Employment-Related Arbitration Shareholder Against For

7 Provide Right to Act by Written Consent Shareholder Against Against

CHR.HANSEN HOLDING A/S Meeting Date: NOV 27, 2019 Record Date: NOV 20, 2019 Meeting Type: ANNUALTicker: CHR

Security ID: K1830B107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A TNA

2 Non-Voting Meeting Note Management N/A TNA

3 Non-Voting Meeting Note Management N/A TNA

4 Non-Voting Meeting Note Management N/A TNA

5 Non-Voting Agenda Item Management N/A TNA

6 Accounts and Reports Management For TNA

7 Allocation of Profits/Dividends Management For TNA

8 Directors' Fees Management For TNA

9 Remuneration Policy Management For TNA

10 Elect Dominique Reiniche Management For TNA

11 Elect Jesper Brandgaard Management For TNA

12 Elect Luis Cantarell Management For TNA

13 Elect Heidi Kleinbach-Sauter Management For TNA

14 Elect Niels Peder Nielsen Management For TNA

15 Elect Kristian Villumsen Management For TNA

16 Elect Mark Wilson Management For TNA

17 Appointment of Auditor Management For TNA

18 Authority to Carry Out Formalities Management For TNA

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18 Authority to Carry Out Formalities Management For TNA

19 Non-Voting Meeting Note Management N/A TNA

CLARIVATE ANALYTICS PLC Meeting Date: MAY 07, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: CCC

Security ID: G21810109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Sheryl von Blucher Management For For

1b Elect Director Jane Okun Bomba Management For For

1c Elect Director Balakrishnan S. Iyer Management For For

1d Elect Director Richard W. Roedel Management For For

2 Change Company Name to Clarivate Plc Management For For

3 Amend Memorandum and Articles of Association Management For Against

4 Authorise Market Purchase of Ordinary Shares Management For Against

5 Authorise Market Purchase of Ordinary Shares from Private Equity Sponsors Management For Against

6 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

CREE, INC. Meeting Date: OCT 28, 2019 Record Date: AUG 30, 2019 Meeting Type: ANNUALTicker: CREE

Security ID: 225447101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect John C. Hodge Management For For

1.2 Elect Clyde R. Hosein Management For For

1.3 Elect Darren R. Jackson Management For For

1.4 Elect Duy-Loan T. Le Management For For

1.5 Elect Gregg A. Lowe Management For For

1.6 Elect John B. Replogle Management For For

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1.7 Elect Thomas H. Werner Management For For

1.8 Elect Anne C. Whitaker Management For For

2 Ratification of Auditor Management For For

3 Advisory Vote on Executive Compensation Management For For

DANAHER CORPORATION Meeting Date: MAY 05, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: DHR

Security ID: 235851102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Linda Hefner Filler Management For For

1.2 Elect Director Thomas P. Joyce, Jr. Management For For

1.3 Elect Director Teri List-Stoll Management For Against

1.4 Elect Director Walter G. Lohr, Jr. Management For Against

1.5 Elect Director Jessica L. Mega Management For For

1.6 Elect Director Pardis C. Sabeti Management For For

1.7 Elect Director Mitchell P. Rales Management For For

1.8 Elect Director Steven M. Rales Management For For

1.9 Elect Director John T. Schwieters Management For Against

1.10 Elect Director Alan G. Spoon Management For Against

1.11 Elect Director Raymond C. Stevens Management For For

1.12 Elect Director Elias A. Zerhouni Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against

DOCUSIGN, INC. Meeting Date: MAY 29, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUAL

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Ticker: DOCU

Security ID: 256163106

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Cynthia Gaylor Management For Withhold

1.2 Elect Director S. Steven Singh Management For Withhold

2 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

DXC TECHNOLOGY COMPANY Meeting Date: AUG 15, 2019 Record Date: JUN 18, 2019 Meeting Type: ANNUALTicker: DXC

Security ID: 23355L106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Mukesh Aghi Management For For

2 Elect Amy E. Alving Management For For

3 Elect David L. Herzog Management For For

4 Elect Sachin S. Lawande Management For For

5 Elect J. Michael Lawrie Management For For

6 Elect Mary L. Krakauer Management For For

7 Elect Julio A. Portalatin Management For For

8 Elect Peter Rutland Management For For

9 Elect Michael J. Salvino Management For For

10 Elect Manoj P. Singh Management For For

11 Elect Robert F. Woods Management For For

12 Ratification of Auditor Management For For

13 Advisory Vote on Executive Compensation Management For For

ECOLAB INC. Meeting Date: MAY 07, 2020

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Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: ECL

Security ID: 278865100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Douglas M. Baker, Jr. Management For For

1b Elect Director Shari L. Ballard Management For For

1c Elect Director Barbara J. Beck Management For For

1d Elect Director Jeffrey M. Ettinger Management For For

1e Elect Director Arthur J. Higgins Management For For

1f Elect Director Michael Larson Management For For

1g Elect Director David W. MacLennan Management For For

1h Elect Director Tracy B. McKibben Management For For

1i Elect Director Lionel L. Nowell, III Management For For

1j Elect Director Victoria J. Reich Management For For

1k Elect Director Suzanne M. Vautrinot Management For For

1l Elect Director John J. Zillmer Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Proxy Access Right Shareholder Against Against

EDWARDS LIFESCIENCES CORPORATION Meeting Date: MAY 07, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: EW

Security ID: 28176E108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Michael A. Mussallem Management For For

1b Elect Director Kieran T. Gallahue Management For Against

1c Elect Director Leslie S. Heisz Management For For

1d Elect Director William J. Link Management For For

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1d Elect Director William J. Link Management For For

1e Elect Director Steven R. Loranger Management For For

1f Elect Director Martha H. Marsh Management For For

1g Elect Director Ramona Sequeira Management For For

1h Elect Director Nicholas J. Valeriani Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Approve Non-Employee Director Omnibus Stock Plan Management For For

4 Approve Stock Split Management For For

5 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

6 Provide Right to Act by Written Consent Shareholder Against Against

EURAZEO SE Meeting Date: APR 30, 2020 Record Date: APR 28, 2020 Meeting Type: ANNUAL/SPECIALTicker: RF

Security ID: F3296A108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Allocation of Income and Absence of Dividends Management For For

3 Approve Consolidated Financial Statements and Statutory Reports Management For For

4 Approve Auditors' Special Report on Related-Party Transactions Management For Against

5 Reelect Jean-Charles Decaux as Supervisory Board Member Management For Against

6 Reelect Georges Pauget as Supervisory Board Member Management For For

7 Reelect Victoire de Margerie as Supervisory Board Member Management For For

8 Reelect Roland du Luart as Supervisory Board Member Management For For

9 Approve Remuneration Policy of Members of Supervisory Board Management For For

10 Approve Remuneration Policy of Members of Management Board Management For For

11 Approve Compensation Report of Corporate Officers Management For For

12

Approve Compensation of Michel David-Weill, Chairman of the Supervisory

BoardManagement For For

13

Approve Compensation of Virginie Morgon, Chairman of the Management

Board

Management For Against

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13

Board

Management For Against

14

Approve Compensation of Philippe Audouin, Member of Management

BoardManagement For Against

15 Approve Compensation of Nicolas Huet, Member of Management Board Management For Against

16 Approve Compensation of Olivier Millet, Member of Management Board Management For Against

17 Renew Appointment of PricewaterhouseCoopers Audit as Auditor Management For For

18 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For Against

19Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue

or Increase in Par ValueManagement For Against

20Authorize Issuance of Equity or Equity-Linked Securities with Preemptive

Rights up to Aggregate Nominal Amount of EUR 110 MillionManagement For For

21

Authorize Issuance of Equity or Equity-Linked Securities without

Preemptive Rights up to Aggregate Nominal Amount of EUR 24 MillionManagement For For

22

Approve Issuance of Equity or Equity-Linked Securities for Private

PlacementsManagement For For

23

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital

Pursuant to Issue Authority without Preemptive RightsManagement For For

24

Authorize Board to Increase Capital in the Event of Additional Demand

Related to Delegation Submitted to Shareholder Vote AboveManagement For For

25

Authorize Capital Increase of up to 10 Percent of Issued Capital for

Contributions in KindManagement For For

26

Set Total Limit for Capital Increase to Result from Issuance Requests Under

Items 20-25 at EUR 110 Million and from All Issuance Requests without

Preemptive Rights Above at EUR 24 Million

Management For For

27

Amend Article 13 of Bylaws Re: Board Members Deliberation via Written

ConsultationManagement For For

28

Amend Article 25 of Bylaws Re: Extra Dividend for Long Term Registered

SharesManagement For Against

29

Amend Articles 11, 15, 20 and 21 of Bylaws to Comply with Legal Changes

Re: Supervisory and Management Boards Management For For

30 Authorize Filing of Required Documents/Other Formalities Management For For

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EVERBRIDGE, INC. Meeting Date: MAY 14, 2020 Record Date: MAR 24, 2020 Meeting Type: ANNUALTicker: EVBG

Security ID: 29978A104

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Jaime Ellertson Management For Withhold

1.2 Elect Director Sharon Rowlands Management For Withhold

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

FIRST REPUBLIC BANK Meeting Date: MAY 12, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: FRC

Security ID: 33616C100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director James H. Herbert, II Management For For

1b Elect Director Katherine August-deWilde Management For Against

1c Elect Director Hafize Gaye Erkan Management For For

1d Elect Director Frank J. Fahrenkopf, Jr. Management For For

1e Elect Director Boris Groysberg Management For For

1f Elect Director Sandra R. Hernandez Management For For

1g Elect Director Pamela J. Joyner Management For For

1h Elect Director Reynold Levy Management For For

1i Elect Director Duncan L. Niederauer Management For For

1j Elect Director George G.C. Parker Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Amend Omnibus Stock Plan Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

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FIRST SOLAR, INC. Meeting Date: MAY 13, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: FSLR

Security ID: 336433107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Michael J. Ahearn Management For For

1.2 Elect Director Sharon L. Allen Management For For

1.3 Elect Director Richard D. Chapman Management For For

1.4 Elect Director George A. ("Chip") Hambro Management For For

1.5 Elect Director Molly E. Joseph Management For For

1.6 Elect Director Craig Kennedy Management For For

1.7 Elect Director William J. Post Management For For

1.8 Elect Director Paul H. Stebbins Management For For

1.9 Elect Director Michael T. Sweeney Management For For

1.10 Elect Director Mark R. Widmar Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Approve Omnibus Stock Plan Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

FORTIVE CORPORATION Meeting Date: JUN 02, 2020 Record Date: APR 06, 2020 Meeting Type: ANNUALTicker: FTV

Security ID: 34959J108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1A Elect Director Kate D. Mitchell Management For For

1B Elect Director Mitchell P. Rales Management For For

1C Elect Director Steven M. Rales Management For For

1D Elect Director Jeannine Sargent Management For For

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1D Elect Director Jeannine Sargent Management For For

1E Elect Director Alan G. Spoon Management For Against

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Eliminate Supermajority Vote Requirement Management For For

GALAPAGOS NV Meeting Date: OCT 22, 2019 Record Date: SEP 19, 2019 Meeting Type: SPECIALTicker: GLPG

Security ID: 36315X101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Daniel P. O'Day Management For For

2 Elect Linda Higgins Management For For

3 Authority to Set Auditor's Fees Management For For

4 Equity Grant (Gilead Therapeutics) Management For For

5 Increase in Authorised Capital Management For For

GODADDY INC. Meeting Date: JUN 03, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUALTicker: GDDY

Security ID: 380237107

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Mark Garrett Management For Withhold

1.2 Elect Director Ryan Roslansky Management For Withhold

1.3 Elect Director Lee E. Wittlinger Management For Withhold

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

HANNON ARMSTRONG SUSTAINABLE INFRASTRUCTURE CAPITAL, INC.

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Meeting Date: JUN 04, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUALTicker: HASI

Security ID: 41068X100

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Jeffrey W. Eckel Management For For

1.2 Elect Director Teresa M. Brenner Management For Withhold

1.3 Elect Director Michael T. Eckhart Management For For

1.4 Elect Director Simone F. Lagomarsino Management For For

1.5 Elect Director Charles M. O'Neil Management For Withhold

1.6 Elect Director Richard J. Osborne Management For For

1.7 Elect Director Steven G. Osgood Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

HEALTHEQUITY, INC. Meeting Date: JUN 25, 2020 Record Date: MAY 04, 2020 Meeting Type: ANNUALTicker: HQY

Security ID: 42226A107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Robert W. Selander Management For For

1.2 Elect Director Jon Kessler Management For For

1.3 Elect Director Stephen D. Neeleman Management For For

1.4 Elect Director Frank A. Corvino Management For For

1.5 Elect Director Adrian T. Dillon Management For For

1.6 Elect Director Evelyn Dilsaver Management For For

1.7 Elect Director Debra McCowan Management For For

1.8 Elect Director Ian Sacks Management For For

1.9 Elect Director Gayle Wellborn Management For For

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2 Ratify PricewaterhouseCoopers LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

HOLOGIC, INC. Meeting Date: MAR 05, 2020 Record Date: JAN 08, 2020 Meeting Type: ANNUALTicker: HOLX

Security ID: 436440101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Stephen P. MacMillan Management For For

1.2 Elect Director Sally W. Crawford Management For For

1.3 Elect Director Charles J. Dockendorff Management For For

1.4 Elect Director Scott T. Garrett Management For For

1.5 Elect Director Ludwig N. Hantson Management For For

1.6 Elect Director Namal Nawana Management For For

1.7 Elect Director Christiana Stamoulis Management For For

1.8 Elect Director Amy M. Wendell Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

IDEXX LABORATORIES, INC. Meeting Date: MAY 06, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: IDXX

Security ID: 45168D104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Rebecca M. Henderson Management For For

1b Elect Director Lawrence D. Kingsley Management For For

1c Elect Director Sophie V. Vandebroek Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

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3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

INSULET CORPORATION Meeting Date: MAY 29, 2020 Record Date: APR 01, 2020 Meeting Type: ANNUALTicker: PODD

Security ID: 45784P101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Sally W. Crawford Management For For

1.2 Elect Director Michael R. Minogue Management For For

1.3 Elect Director Corinne H. Nevinny Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Grant Thornton LLP as Auditors Management For For

INTERFACE, INC. Meeting Date: MAY 22, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: TILE

Security ID: 458665304

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director John P. Burke Management For For

1.2 Elect Director Dwight Gibson Management For For

1.3 Elect Director Daniel T. Hendrix Management For For

1.4 Elect Director Christopher G. Kennedy Management For For

1.5 Elect Director Joseph Keough Management For For

1.6 Elect Director Catherine M. Kilbane Management For For

1.7 Elect Director K. David Kohler Management For For

1.8 Elect Director Sheryl D. Palmer Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Approve Omnibus Stock Plan Management For For

4 Ratify BDO USA, LLP as Auditors Management For For

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4 Ratify BDO USA, LLP as Auditors Management For For

ITRON, INC. Meeting Date: MAY 07, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: ITRI

Security ID: 465741106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Jerome J. Lande Management For For

1b Elect Director Frank M. Jaehnert Management For For

1c Elect Director Gary E. Pruitt Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

JAZZ PHARMACEUTICALS PLC Meeting Date: AUG 01, 2019 Record Date: JUN 05, 2019 Meeting Type: ANNUALTicker: JAZZ

Security ID: G50871105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Paul L. Berns Management For Against

2 Elect Patrick G. Enright Management For Against

3 Elect Seamus C. Mulligan Management For Against

4 Elect Norbert G. Riedel Management For Against

5 Appointment of Auditor and Authority to Set Fees Management For For

6 Advisory Vote on Executive Compensation Management For Against

KONINKLIJKE DSM NV Meeting Date: MAY 08, 2020 Record Date: APR 10, 2020 Meeting Type: ANNUALTicker: DSM

Page 306: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

Security ID: N5017D122

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Open Meeting Management None None

2 Receive Report of Management Board (Non-Voting) Management None None

3 Approve Remuneration Report Management For For

4 Adopt Financial Statements Management For For

5.a Receive Explanation on Company's Reserves and Dividend Policy Management None None

5.b Approve Dividends of EUR 2.40 Per Share Management For For

6.a Approve Discharge of Management Board Management For For

6.b Approve Discharge of Supervisory Board Management For For

7.a Reelect Rob Routs to Supervisory Board Management For For

7.b Reelect Eileen Kennedy to Supervisory Board Management For For

7.c Reelect Pradeep Pant to Supervisory Board Management For For

7.d Elect Thomas Leysen to Supervisory Board Management For For

8 Ratify KPMG as Auditors Management For For

9.a

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and

Exclude Pre-emptive RightsManagement For For

9.b

Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in

Connection with a Rights IssueManagement For For

10 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

11 Approve Reduction in Share Capital through Cancellation of Shares Management For For

12 Other Business (Non-Voting) Management None None

13 Close Meeting Management None None

LIVONGO HEALTH, INC. Meeting Date: MAY 19, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: LVGO

Security ID: 539183103

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Christopher Bischoff Management For Withhold

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1.1 Elect Director Christopher Bischoff Management For Withhold

1.2 Elect Director Sandra Fenwick Management For Withhold

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

LULULEMON ATHLETICA INC. Meeting Date: JUN 03, 2020 Record Date: APR 08, 2020 Meeting Type: ANNUALTicker: LULU

Security ID: 550021109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Michael Casey Management For For

1b Elect Director Glenn Murphy Management For For

1c Elect Director David M. Mussafer Management For For

1d Elect Director Stephanie Ferris Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Adopt Policy to Eliminate the Sale of Items Containing Down Feathers Shareholder Against Against

LYFT, INC. Meeting Date: JUN 19, 2020 Record Date: APR 22, 2020 Meeting Type: ANNUALTicker: LYFT

Security ID: 55087P104

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Logan Green Management For Withhold

1.2 Elect Director Ann Miura-Ko Management For Withhold

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

Page 308: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · Ticker Security ID: Meeting Date Meeting Status PLUS CUSIP 294268107 09/13/2018 Voted Meeting Type Country of Trade Annual United

MASTERCARD INCORPORATED Meeting Date: JUN 16, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUALTicker: MA

Security ID: 57636Q104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Richard Haythornthwaite Management For For

1b Elect Director Ajay Banga Management For For

1c Elect Director Richard K. Davis Management For For

1d Elect Director Steven J. Freiberg Management For For

1e Elect Director Julius Genachowski Management For For

1f Elect Director Choon Phong Goh Management For For

1g Elect Director Merit E. Janow Management For For

1h Elect Director Oki Matsumoto Management For For

1i Elect Director Youngme Moon Management For For

1j Elect Director Rima Qureshi Management For For

1k Elect Director Jose Octavio Reyes Lagunes Management For For

1l Elect Director Gabrielle Sulzberger Management For For

1m Elect Director Jackson Tai Management For For

1n Elect Director Lance Uggla Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

MESA LABORATORIES, INC. Meeting Date: NOV 05, 2019 Record Date: SEP 13, 2019 Meeting Type: ANNUALTicker: MLAB

Security ID: 59064R109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect John J. Sullivan Management For For

1.2 Elect Gary M. Owens Management For For

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1.2 Elect Gary M. Owens Management For For

1.3 Elect John B. Schmieder Management For For

1.4 Elect Robert V. Dwyer Management For For

1.5 Elect Evan C. Guillemin Management For For

1.6 Elect David M. Kelly Management For For

1.7 Elect David Perez Management For For

1.8 Elect Jennifer S. Alltoft Management For For

2 Advisory Vote on Executive Compensation Management For For

3 Ratification of Auditor Management For For

4 Frequency of Advisory Vote on Executive Compensation Management 1 Year

1

Year

MSCI INC. Meeting Date: APR 28, 2020 Record Date: MAR 03, 2020 Meeting Type: ANNUALTicker: MSCI

Security ID: 55354G100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Henry A. Fernandez Management For For

1b Elect Director Robert G. Ashe Management For For

1c Elect Director Benjamin F. duPont Management For For

1d Elect Director Wayne Edmunds Management For For

1e Elect Director Catherine R. Kinney Management For For

1f Elect Director Jacques P. Perold Management For For

1g Elect Director Sandy C. Rattray Management For For

1h Elect Director Linda H. Riefler Management For For

1i Elect Director Marcus L. Smith Management For For

1j Elect Director Paula Volent Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

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NEXTERA ENERGY, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: NEE

Security ID: 65339F101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Sherry S. Barrat Management For For

1b Elect Director James L. Camaren Management For For

1c Elect Director Kenneth B. Dunn Management For For

1d Elect Director Naren K. Gursahaney Management For For

1e Elect Director Kirk S. Hachigian Management For For

1f Elect Director Toni Jennings Management For For

1g Elect Director Amy B. Lane Management For For

1h Elect Director David L. Porges Management For For

1i Elect Director James L. Robo Management For For

1j Elect Director Rudy E. Schupp Management For For

1k Elect Director John L. Skolds Management For For

1l Elect Director William H. Swanson Management For For

1m Elect Director Darryl L. Wilson Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Report on Political Contributions Shareholder Against Against

5 Provide Right to Act by Written Consent Shareholder Against Against

NOMAD FOODS LIMITED Meeting Date: JUN 17, 2020 Record Date: APR 24, 2020 Meeting Type: ANNUALTicker: NOMD

Security ID: G6564A105

Proposal No Proposal Proposed By Management Vote

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Recommendation Cast1.1 Elect Director Martin Ellis Franklin Management For Against

1.2 Elect Director Noam Gottesman Management For Against

1.3 Elect Director Ian G.H. Ashken Management For For

1.4 Elect Director Stefan Descheemaeker Management For For

1.5 Elect Director Jeremy Isaacs Management For For

1.6 Elect Director James E. Lillie Management For For

1.7 Elect Director Stuart M. MacFarlane Management For For

1.8 Elect Director Lord Myners of Truro Management For Against

1.9 Elect Director Victoria Parry Management For Against

1.10 Elect Director Simon White Management For For

1.11 Elect Director Samy Zekhout Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

NOVOZYMES A/S Meeting Date: FEB 26, 2020 Record Date: FEB 19, 2020 Meeting Type: ANNUALTicker: NZYM.B

Security ID: K7317J133

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Receive Report of Board Management None None

2 Accept Financial Statements and Statutory Reports Management For

Did

Not

Vote

3 Approve Allocation of Income and Dividends of DKK 5.25 Per Share Management For

Did

Not

Vote

4

Approve Remuneration of Directors in the Amount of DKK 1.5 Million for

Chairman, DKK 1 Million for Vice Chairman and DKK 500,000 for Other

Directors; Approve Remuneration for Committee Work

Management For

Did

Not

Vote

5 Reelect Jorgen Buhl Rasmussen (Chairman) as Director Management For

Did

Not

Vote

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Vote

6 Elect Cornelis de Jong (Vice Chairman) as Director Management For

Did

Not

Vote

7a Reelect Kasim Kutay as Director Management For

Did

Not

Vote

7b Reelect Kim Stratton as Director Management For

Did

Not

Vote

7c Reelect Mathias Uhlen as Director Management For

Did

Not

Vote

7d Elect Sharon James as Director Management For

Did

Not

Vote

7e Elect Heine Dalsgaard as Director Management For

Did

Not

Vote

8 Ratify PricewaterhouseCoopers as Auditors Management For

Did

Not

Vote

9aApprove Guidelines for Incentive-Based Compensation for Executive

Management and Board

Management For

Did

Not

Vote

9b

Approve Creation of DKK 57 Million Pool of Capital in B Shares without

Preemptive Rights; DKK 58.2 Million Pool of Capital with Preemptive

Rights; and Pool of Capital in Warrants without Preemptive Rights

Management For

Did

Not

Vote

9c Approve DKK 12 Million Reduction in Share Capital via Share Cancellation Management For

Did

Not

Vote

9d Authorize Share Repurchase Program Management For

Did

Not

Vote

9e Amend Articles Management For

Did

Not

Vote

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Vote

9fAuthorize Editorial Changes to Adopted Resolutions in Connection with

Registration with Danish AuthoritiesManagement For

Did

Not

Vote

10 Other Business Management None None

NXP SEMICONDUCTORS N.V. Meeting Date: MAY 27, 2020 Record Date: APR 29, 2020 Meeting Type: ANNUALTicker: NXPI

Security ID: N6596X109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Adopt Financial Statements and Statutory Reports Management For For

2 Approve Discharge of Board Members Management For For

3a Elect Kurt Sievers as Executive Director Management For For

3b Reelect Peter Bonfield as Non-Executive Director Management For For

3c Reelect Kenneth A. Goldman as Non-Executive Director Management For For

3d Reelect Josef Kaeser as Non-Executive Director Management For For

3e Reelect Lena Olving as Non-Executive Director Management For For

3f Reelect Peter Smitham as Non-Executive Director Management For For

3g Reelect Julie Southern as Non-Executive Director Management For For

3h Reelect Jasmin Staiblin as Non-Executive Director Management For For

3i Reelect Gregory Summe as Non-Executive Director Management For For

3j Reelect Karl-Henrik Sundstrom as Non-Executive Director Management For For

4 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Management For For

5 Authorize Board to Exclude Preemptive Rights from Share Issuances Management For For

6 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

7 Approve Cancellation of Ordinary Shares Management For For

8 Ratify Ernst & Young Accountants LLP as Auditors Management For For

9

Approve Remuneration of the Members and Chairs of the Audit Committee,

Compensation Committee, and the Nominating and Governance Committee

of the Board

Management For For

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of the Board

10 Amend Articles to Establish Quorum Requirement Management For For

11 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

12 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

PINTEREST, INC. Meeting Date: MAY 21, 2020 Record Date: MAR 25, 2020 Meeting Type: ANNUALTicker: PINS

Security ID: 72352L106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Jeffrey Jordan Management For For

1b Elect Director Jeremy Levine Management For For

1c Elect Director Gokul Rajaram Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

PLANET FITNESS, INC. Meeting Date: APR 30, 2020 Record Date: MAR 03, 2020 Meeting Type: ANNUALTicker: PLNT

Security ID: 72703H101

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Stephen Spinelli, Jr. Management For Withhold

1.2 Elect Director Enshalla Anderson Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

REGENERON PHARMACEUTICALS, INC.

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Meeting Date: JUN 12, 2020 Record Date: APR 14, 2020 Meeting Type: ANNUALTicker: REGN

Security ID: 75886F107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director N. Anthony Coles Management For For

1b Elect Director Joseph L. Goldstein Management For For

1c Elect Director Christine A. Poon Management For For

1d Elect Director P. Roy Vagelos Management For For

1e Elect Director Huda Y. Zoghbi Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Amend Omnibus Stock Plan Management For Against

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

RINGCENTRAL, INC. Meeting Date: JUN 05, 2020 Record Date: APR 24, 2020 Meeting Type: ANNUALTicker: RNG

Security ID: 76680R206

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1a Elect Director Vladimir Shmunis Management For For

1b Elect Director Kenneth Goldman Management For Withhold

1c Elect Director Michelle McKenna Management For For

1d Elect Director Godfrey Sullivan Management For For

1e Elect Director Robert Theis Management For For

1f Elect Director Allan Thygesen Management For For

1g Elect Director Neil Williams Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

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SALESFORCE.COM, INC. Meeting Date: JUN 11, 2020 Record Date: APR 16, 2020 Meeting Type: ANNUALTicker: CRM

Security ID: 79466L302

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Marc Benioff Management For For

1b Elect Director Craig Conway Management For For

1c Elect Director Parker Harris Management For For

1d Elect Director Alan Hassenfeld Management For For

1e Elect Director Neelie Kroes Management For For

1f Elect Director Colin Powell Management For For

1g Elect Director Sanford Robertson Management For For

1h Elect Director John V. Roos Management For For

1i Elect Director Robin Washington Management For For

1j Elect Director Maynard Webb Management For For

1k Elect Director Susan Wojcicki Management For For

2 Amend Omnibus Stock Plan Management For Against

3 Amend Qualified Employee Stock Purchase Plan Management For For

4 Ratify Ernst & Young LLP as Auditors Management For For

5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

6 Provide Right to Act by Written Consent Shareholder Against Against

SEATTLE GENETICS, INC. Meeting Date: MAY 15, 2020 Record Date: MAR 19, 2020 Meeting Type: ANNUALTicker: SGEN

Security ID: 812578102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director David W. Gryska Management For For

1.2 Elect Director John A. Orwin Management For For

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1.2 Elect Director John A. Orwin Management For For

1.3 Elect Director Alpna H. Seth Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Omnibus Stock Plan Management For For

4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

STITCH FIX, INC. Meeting Date: DEC 19, 2019 Record Date: OCT 21, 2019 Meeting Type: ANNUALTicker: SFIX

Security ID: 860897107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Steven Anderson Management For For

2 Elect Marka Hansen Management For For

3 Advisory Vote on Executive Compensation Management For For

4 Ratification of Auditor Management For For

SUNRUN INC. Meeting Date: JUN 02, 2020 Record Date: APR 08, 2020 Meeting Type: ANNUALTicker: RUN

Security ID: 86771W105

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Leslie Dach Management For Withhold

1.2 Elect Director Edward Fenster Management For Withhold

1.3 Elect Director Mary Powell Management For Withhold

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

TALEND SA Meeting Date: JUN 30, 2020

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Record Date: MAY 21, 2020 Meeting Type: ANNUAL/SPECIALTicker: TLND

Security ID: 874224207

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Ratify Appointment of Elizabeth Fetter as Director Management For For

2 Ratify Appointment of Christal Bemont as Director Management For For

3 Approve Compensation of Named Executive Officers Management For For

4 Approve Financial Statements and Statutory Reports Management For For

5 Approve Treatment of Losses Management For For

6 Approve Consolidated Financial Statements and Statutory Reports Management For For

7 Approve Transaction with Elizabeth Fetter Re: Liability Insurance Management For Against

8 Approve Transaction with Christal Bemont Re: Liability Insurance Management For Against

9 Approve Termination Package of Michael Tuchen Management For For

10Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5

MillionManagement For Against

11 Appoint KPMG LLP as Auditor Management For For

12

Change Location of Registered Office to 5/7 rue Salomon de Rothschild,

92150 Suresnes, FranceManagement For For

13

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive

Rights up to Aggregate Nominal Amount of EUR 480,000Management For For

14

Authorize Issuance of Equity or Equity-Linked Securities without

Preemptive Rights up to Aggregate Nominal Amount of EUR 480,000Management For For

15

Approve Issuance of Equity or Equity-Linked Securities for Private

Placements, up to Aggregate Nominal Amount of EUR 480,000Management For For

16 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For

17 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For

18

Authorize Board to Increase Capital in the Event of Additional Demand

Related to Delegation Submitted to Shareholder Vote AboveManagement For For

19

Set Total Limit for Capital Increase to Result from Issuance Requests Under

Items 13-18 at EUR 524,000Management For For

20

Authorize Capitalization of Reserves of Up to EUR 150,000 for Bonus Issue

or Increase in Par Value

Management For For

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or Increase in Par Value

21Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock

PlansManagement For For

22

Authorize Issuance of Warrants (BSA) without Preemptive Rights up to

EUR 184,000 Management For For

23 Authorize up to 2,3 Million Shares for Use in Stock Option Plans Management For For

24Set Total Limit for Capital Increase to Result from Issuance Requests Under

Items 21-23 at 2,300,000 Ordinary SharesManagement For For

25 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For

26 Amend Articles 15, 17, 20 of Bylaws to Comply with Legal Changes Management For For

TELADOC HEALTH, INC. Meeting Date: MAY 28, 2020 Record Date: APR 03, 2020 Meeting Type: ANNUALTicker: TDOC

Security ID: 87918A105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Helen Darling Management For For

1.2 Elect Director William H. Frist Management For For

1.3 Elect Director Michael Goldstein Management For For

1.4 Elect Director Jason Gorevic Management For For

1.5 Elect Director Catherine A. Jacobson Management For For

1.6 Elect Director Thomas G. McKinley Management For For

1.7 Elect Director Kenneth H. Paulus Management For For

1.8 Elect Director David Shedlarz Management For For

1.9 Elect Director Mark Douglas Smith Management For For

1.10 Elect Director David B. Snow, Jr. Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

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THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 20, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUALTicker: TMO

Security ID: 883556102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Marc N. Casper Management For For

1b Elect Director Nelson J. Chai Management For For

1c Elect Director C. Martin Harris Management For For

1d Elect Director Tyler Jacks Management For For

1e Elect Director Judy C. Lewent Management For For

1f Elect Director Thomas J. Lynch Management For For

1g Elect Director Jim P. Manzi Management For For

1h Elect Director James C. Mullen Management For For

1i Elect Director Lars R. Sorensen Management For For

1j Elect Director Debora L. Spar Management For For

1k Elect Director Scott M. Sperling Management For For

1l Elect Director Dion J. Weisler Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For

TREX COMPANY, INC. Meeting Date: APR 29, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: TREX

Security ID: 89531P105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Jay M. Gratz Management For For

1.2 Elect Director Kristine L. Juster Management For For

1.3 Elect Director Ronald W. Kaplan Management For For

1.4 Elect Director Gerald Volas Management For For

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1.4 Elect Director Gerald Volas Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Increase Authorized Common Stock Management For For

4 Ratify Ernst & Young LLP as Auditors Management For For

TRIMBLE INC. Meeting Date: MAY 27, 2020 Record Date: MAR 30, 2020 Meeting Type: ANNUALTicker: TRMB

Security ID: 896239100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Steven W. Berglund Management For For

1.2 Elect Director Borje Ekholm Management For For

1.3 Elect Director Kaigham (Ken) Gabriel Management For For

1.4 Elect Director Merit E. Janow Management For For

1.5 Elect Director Meaghan Lloyd Management For For

1.6 Elect Director Sandra MacQuillan Management For For

1.7 Elect Director Ronald S. Nersesian Management For For

1.8 Elect Director Robert G. Painter Management For For

1.9 Elect Director Mark S. Peek Management For For

1.10 Elect Director Johan Wibergh Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

4 Amend Omnibus Stock Plan Management For For

UNILEVER PLC Meeting Date: APR 29, 2020 Record Date: APR 27, 2020 Meeting Type: ANNUALTicker: ULVR

Security ID: G92087165

Proposal No Proposal Proposed By Management Vote

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Recommendation Cast1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Re-elect Nils Andersen as Director Management For For

4 Re-elect Laura Cha as Director Management For For

5 Re-elect Vittorio Colao as Director Management For For

6 Re-elect Dr Judith Hartmann as Director Management For For

7 Re-elect Alan Jope as Director Management For For

8 Re-elect Andrea Jung as Director Management For For

9 Re-elect Susan Kilsby as Director Management For For

10 Re-elect Strive Masiyiwa as Director Management For For

11 Re-elect Youngme Moon as Director Management For For

12 Re-elect Graeme Pitkethly as Director Management For For

13 Re-elect John Rishton as Director Management For For

14 Re-elect Feike Sijbesma as Director Management For For

15 Reappoint KPMG LLP as Auditors Management For For

16 Authorise Board to Fix Remuneration of Auditors Management For For

17 Authorise EU Political Donations and Expenditure Management For For

18 Authorise Issue of Equity Management For For

19 Authorise Issue of Equity without Pre-emptive Rights Management For For

20

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

21 Authorise Market Purchase of Ordinary Shares Management For For

22 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

UNITED RENTALS, INC. Meeting Date: MAY 07, 2020 Record Date: MAR 10, 2020 Meeting Type: ANNUALTicker: URI

Security ID: 911363109

Proposal No Proposal Proposed By Management Vote

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Recommendation Cast1.1 Elect Director Jose B. Alvarez Management For For

1.2 Elect Director Marc A. Bruno Management For For

1.3 Elect Director Matthew J. Flannery Management For For

1.4 Elect Director Bobby J. Griffin Management For For

1.5 Elect Director Kim Harris Jones Management For For

1.6 Elect Director Terri L. Kelly Management For For

1.7 Elect Director Michael J. Kneeland Management For For

1.8 Elect Director Gracia C. Martore Management For For

1.9 Elect Director Filippo Passerini Management For For

1.10 Elect Director Donald C. Roof Management For For

1.11 Elect Director Shiv Singh Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Provide Right to Act by Written Consent Management For For

5

Require Shareholder Approval of Bylaw Amendments Adopted by the Board

of DirectorsShareholder Against Against

VAIL RESORTS, INC. Meeting Date: DEC 05, 2019 Record Date: OCT 08, 2019 Meeting Type: ANNUALTicker: MTN

Security ID: 91879Q109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Susan L. Decker Management For For

2 Elect Robert A. Katz Management For For

3 Elect John T. Redmond Management For For

4 Elect Michelle Romanow Management For For

5 Elect Hilary A. Schneider Management For For

6 Elect D. Bruce Sewell Management For For

7 Elect John F. Sorte Management For For

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7 Elect John F. Sorte Management For For

8 Elect Peter A. Vaughn Management For For

9 Ratification of Auditor Management For For

10 Advisory Vote on Executive Compensation Management For For

VECTOIQ ACQUISITION CORP. Meeting Date: JUN 02, 2020 Record Date: MAY 08, 2020 Meeting Type: SPECIALTicker: VTIQ

Security ID: 92243N103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve SPAC Transaction Management For For

2A Change Company Name to Nikola Corporation Management For For

2B Increase Authorized Preferred and Common Stock Management For For

2CAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain

DisputesManagement For For

2D Adopt Supermajority Voting Provisions Management For For

2E Remove the Provision Renouncing the Corporate Opportunity Doctrine Management For For

2F Approve Change in the Classification of the Board of Directors Management For For

2G

Approve All Other Changes Including Eliminating Certain Provisions

Related to the Initial Business CombinationManagement For For

3.1 Elect Director Trevor R. Milton Management For For

3.2 Elect Director Mark A. Russell Management For For

3.3 Elect Director Stephen J. Girsky Management For For

3.4 Elect Director Sooyean (Sophia) Jin Management For For

3.5 Elect Director Michael L. Mansuetti Management For For

3.6 Elect Director Gerrit A. Marx Management For For

3.7 Elect Director Lonnie R. Stalsberg Management For For

3.8 Elect Director DeWitt C. Thompson, V Management For For

3.9 Elect Director Jeffrey W. Ubben Management For For

4 Approve Omnibus Stock Plan Management For Against

5 Approve Issuance of Shares for a Private Placement Management For For

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5 Approve Issuance of Shares for a Private Placement Management For For

6 Approve Qualified Employee Stock Purchase Plan Management For For

7 Adjourn Meeting Management For For

VERTEX PHARMACEUTICALS INCORPORATED Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUALTicker: VRTX

Security ID: 92532F100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Sangeeta N. Bhatia Management For For

1.2 Elect Director Lloyd Carney Management For For

1.3 Elect Director Alan Garber Management For For

1.4 Elect Director Terrence Kearney Management For For

1.5 Elect Director Reshma Kewalramani Management For For

1.6 Elect Director Yuchun Lee Management For For

1.7 Elect Director Jeffrey M. Leiden Management For For

1.8 Elect Director Margaret G. McGlynn Management For For

1.9 Elect Director Diana McKenzie Management For For

1.10 Elect Director Bruce I. Sachs Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Report on Lobbying Payments and Policy Shareholder Against For

WEBSTER FINANCIAL CORPORATION Meeting Date: APR 23, 2020 Record Date: FEB 26, 2020 Meeting Type: ANNUALTicker: WBS

Security ID: 947890109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director William L. Atwell Management For For

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1a Elect Director William L. Atwell Management For For

1b Elect Director John R. Ciulla Management For For

1c Elect Director Elizabeth E. Flynn Management For For

1d Elect Director E. Carol Hayles Management For For

1e Elect Director Linda H. Ianieri Management For For

1f Elect Director Laurence C. Morse Management For For

1g Elect Director Karen R. Osar Management For For

1h Elect Director Mark Pettie Management For For

1i Elect Director Lauren C. States Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

WW INTERNATIONAL, INC. Meeting Date: MAY 06, 2020 Record Date: MAR 19, 2020 Meeting Type: ANNUALTicker: WW

Security ID: 98262P101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Raymond Debbane Management For For

1.2 Elect Director Tracey D. Brown Management For For

1.3 Elect Director Jennifer Dulski Management For For

1.4 Elect Director Jonas M. Fajgenbaum Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Approve Option Agreement with Oprah Winfrey Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

XYLEM INC. Meeting Date: MAY 13, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: XYL

Security ID: 98419M100

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Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Jeanne Beliveau-Dunn Management For For

1b Elect Director Patrick K. Decker Management For For

1c Elect Director Robert F. Friel Management For For

1d Elect Director Jorge M. Gomez Management For For

1e Elect Director Victoria D. Harker Management For For

1f Elect Director Sten E. Jakobsson Management For For

1g Elect Director Steven R. Loranger Management For For

1h Elect Director Surya N. Mohapatra Management For For

1i Elect Director Jerome A. Peribere Management For For

1j Elect Director Markos I. Tambakeras Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For

ZOETIS INC. Meeting Date: MAY 20, 2020 Record Date: MAR 26, 2020 Meeting Type: ANNUALTicker: ZTS

Security ID: 98978V103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Gregory Norden Management For For

1b Elect Director Louise M. Parent Management For For

1c Elect Director Kristin C. Peck Management For For

1d Elect Director Robert W. Scully Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

4 Ratify KPMG LLP as Auditor Management For For

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Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's

recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's

recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked

'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'

Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a

shareholder may vote 'For' or 'Against.'

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the

undersigned, thereunto duly authorised.

REGISTRANT: Putnam Investment Funds

BY: /s/Jonathan S. Horowitz

NAME: Jonathan S. Horowitz

TITLE: Executive Vice President, Principal Executive Officer and Compliance Liaison

DATE: AUGUST 19, 2020