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IEEE Antennas and Propagation Magazine, Vol. 55, No. 1, February 2013 127 Radiation Analysis Approaches for Reflectarray Antennas Payam Nayeri 1 , Atef Z. Elsherbeni 1 , and Fan Yang 1,2 1 Electrical Engineering Department The University of Mississippi University, MS 38677 USA E-mail: [email protected], [email protected], [email protected] 2 Electronic Engineering Department Tsinghua University Beijing, China Abstract This paper compares two basic methods for analysis of the radiation performance of reflectarray antennas. Two different approaches – array theory and aperture field – are first described, and numerical results are then presented for various reflectarray configurations. The advantages and limitations for each method are discussed, and the numerical results are compared with each other, showing very good agreement. Comparison with full-wave simulations showed that these approaches are time-efficient methods that can accurately calculate the reflectarray antenna’s pattern shape, main- beam direction, beamwidth, and sidelobe and cross-polarization levels. As such, these methods can be efficient tools for antenna engineers for designing and analyzing reflectarray antennas. Keywords: Antenna array theory; aperture field; antenna radiation patterns; reflectarray 1. Introduction R eflectarray antennas imitate conventional parabolic reflectors while having a low profile, a low mass, and a flat surface. They combine the numerous advantages of both printed phased arrays and parabolic reflectors to create a new generation of high-gain antennas [1]. Considering the large number of elements on the reflectarray’s aperture, a full- wave simulation of the antenna is quite challenging. Various approaches have therefore been developed to calculate the radiation characteristics of the reflectarray. Most reflectarray analysis approaches approximate the elements on the reflectarray’s aperture as identical elements that form an array. Array summation or far-field transforma- tion of currents is then used to calculate the radiation pattern of the reflectarray antenna [1-3]. Accurate characterization of the reflection coefficients of the reflectarray’s elements holds a significant importance in the radiation analysis for these approaches. These coefficients are therefore usually obtained with a full-wave simulation technique, using an infinite-array approach that takes into account the mutual coupling between the elements. Alternatively, the current distributions on the reflectarray elements – obtained from the full-wave simula- tions under the local-periodicity approximation – could be directly used, and the radiation pattern would then be calcu- lated using far-field transformation of the currents for the total array [4]. The great advantage of these analysis methods is the fast computational time. However, it is implicit that due to the approximations in the analysis, some discrepancies with prac- tical results may be observed. On the other hand, although computationally quite challenging, full-wave analysis methods can provide accurate results. The electrically large size of the reflectarray antenna’s aperture, combined with hundreds of elements with dimensions smaller than a wavelength, demands a significantly high computational time and large resources for full-wave analysis [5, 6]. While in many cases a full-wave simulation will be advantageous at the final stage of a design, fast computational approaches are still necessary tools for the initial design. This is in addition to several stages of optimiza- tion that may be required for a reflectarray antenna’s design [7, 8].

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Page 1: University, MS 38677 USA Electronic Engineering Department Antenna …inside.mines.edu/~aelsherb/pdfs/journal_papers/2013/... · 2013-03-18 · and H-plane radiation patterns of the

IEEE Antennas and Propagation Magazine, Vol. 55, No. 1, February 2013 127

Antenna Designer’s Notebook Founded by Hal Shrank

Tom Milligan8204 W Polk PlLittleton, CO 80123 USATel: +1 (303) 973-9493E-mail: [email protected]//www.antennadesigner.org

Antenna Designer’s Notebook Companion Web Site

This column has a companion Web site: http://www.antennadesigner.org. This contains many

pages related to past columns. For example, the October 2012 column, which presented the design of the generalized dual refl ector, has a Web page that contains a downloadable executable to perform the calculations to design these antennas. Many pages enable rapid computations for common problems by the use of scales and nomographs from the editor’s collection. The Web site allows publi cations that go beyond the normal print media: downloadable executables (currently, the editor’s collection), computer code listings, presentations with audio tracks, analysis templates for CEM codes for particular antennas, and links to related articles and other sources.

On the “What’s New” page are links to addi-tions to the editor’s book, Modern Antenna Design (Wiley/IEEE Press, 2005). Of course, the copy-righted material in the book cannot be supplied. It will be a new book, presented as a serial without page limitations, where the material is available immediately, instead of waiting for a new edition.

This column will entertain submissions to be added to the Web site. In the simplest case, these could be links to helpful Web sites. Please make suggestions for improvements to the Web site writ-ten and maintained by the editor.

Radiation Analysis Approaches for Refl ectarray Antennas

Payam Nayeri1, Atef Z. Elsherbeni1, and Fan Yang1,2

1Electrical Engineering DepartmentThe University of MississippiUniversity, MS 38677 USA

E-mail: [email protected], [email protected], [email protected]

2Electronic Engineering DepartmentTsinghua University

Beijing, China

Abstract

This paper compares two basic methods for analysis of the radiation performance of refl ectarray antennas. Two different approaches – array theory and aperture fi eld – are fi rst described, and numerical results are then presented for various refl ectarray confi gurations. The advantages and limitations for each method are discussed, and the numerical results are compared with each other, showing very good agreement. Comparison with full-wave simulations showed that these approaches are time-effi cient methods that can accurately calculate the refl ectarray antenna’s pattern shape, main-beam direction, beamwidth, and sidelobe and cross-polarization levels. As such, these methods can be effi cient tools for antenna engineers for designing and analyzing refl ectarray antennas.

Keywords: Antenna array theory; aperture fi eld; antenna radiation patterns; refl ectarray

1. Introduction

Refl ectarray antennas imitate conventional parabolic refl ectors while having a low profi le, a low mass, and

a fl at surface. They combine the numerous advantages of both printed phased arrays and parabolic refl ectors to create a new generation of high-gain antennas [1]. Considering the large number of elements on the refl ectarray’s aperture, a full-wave simulation of the antenna is quite challenging. Various approaches have therefore been developed to calculate the radiation characteristics of the refl ectarray.

Most refl ectarray analysis approaches approximate the elements on the refl ectarray’s aperture as identical elements that form an array. Array summation or far-fi eld transforma-tion of currents is then used to calculate the radiation pattern of the refl ectarray antenna [1-3]. Accurate characterization of the refl ection coeffi cients of the refl ectarray’s elements holds a signifi cant importance in the radiation analysis for these approaches. These coeffi cients are therefore usually obtained with a full-wave simulation technique, using an infi nite-array

approach that takes into account the mutual coupling between the elements. Alternatively, the current distributions on the refl ectarray elements – obtained from the full-wave simula-tions under the local-periodicity approximation – could be directly used, and the radiation pattern would then be calcu-lated using far-fi eld transformation of the currents for the total array [4]. The great advantage of these analysis methods is the fast computational time. However, it is implicit that due to the approximations in the analysis, some discrepancies with prac-tical results may be observed. On the other hand, although computationally quite challenging, full-wave analysis methods can provide accurate results. The electrically large size of the refl ectarray antenna’s aperture, combined with hundreds of elements with dimensions smaller than a wavelength, demands a signifi cantly high computational time and large resources for full-wave analysis [5, 6]. While in many cases a full-wave simulation will be advantageous at the fi nal stage of a design, fast computational approaches are still necessary tools for the initial design. This is in addition to several stages of optimiza-tion that may be required for a refl ectarray antenna’s design [7, 8].

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128 IEEE Antennas and Propagation Magazine, Vol. 55, No. 1, February 2013

The main target of this article is to review the classical approaches for refl ectarray antenna analysis, and to provide a comparative study of the accuracy, limitations, and challenges in program development for these methods. Two basic meth-ods for analysis of the refl ectarray antenna are studied here. In the fi rst method, the radiation pattern of the refl ectarray antenna is calculated using conventional array summation with proper element excitation. In the second method, the radiation pattern of the antenna is calculated using the tangential fi elds on the refl ectarray’s aperture. Numerical results are presented for various refl ectarray confi gurations, using both approaches. It is shown that the computed radiation patterns and antenna directivities obtained by both methods are in close agreement. In addition, the radiation patterns computed with these approaches are compared to full-wave simulations, which show good agreement. Finally, the advantages and limitations of each method are summarized, which will help antenna engineers to select proper methods for their own designs.

2. Classical Approaches for Refl ectarray Analysis

2.1 Array-Theory Method

Conventional array theory can be implemented to calcu-late the far-fi eld radiation pattern of the refl ectarray antenna. The radiation pattern of a two-dimensional planar array with M N× elements can be calculated as

( ) ( ) ( )1 1

ˆ ˆM N

mn mnm n

E u A u I r= =

= ∑ ∑

,

(1) ˆ ˆ ˆ ˆsin cos sin sin cosu x y zθ φ θ φ θ= + + ,

where A is the element-pattern vector function, I is the ele ment-excitation vector function, and mnr is the position vector of the mnth element [2]. The geometry of the refl ectarray sys tem is given in Figure 1.

To simplify calculations, one usually uses scalar func tions in the analysis. For the element-pattern function, A, a scalar approximation considers a cosine q model for each ele ment with no azimuth dependence, i.e.,

( ) ( ) ( )ˆ, cos mne jk r uqmnA eθ φ θ≈

. (2)

The element-excitation function, ( ),I m n , is determined by the incident fi eld and the element properties. By approximat ing the feed-horn pattern function using a cosine q model, and taking into account the Euclidian distance between the feed horn and the element, the illumination of the aperture can be obtained. The element excitation can then be expressed as

( )( ) ( )cos ,

,f

mn f mn

qjk r rf j

mnmn f

m nI m n e e

r rϕθ − −

≈ Γ−

. (3)

Here, fθ is the spherical angle in the feed’s coordinate sys tem, and fr is the position vector of the feed. In addition, for each element, this excitation can take into account the receiv ing mode pattern, i.e., mnΓ . This pattern is also modeled by a cosine q function, based on the local element coordinates, i.e.,

( )cos ,eqemn m nθΓ = . (4)

The required phase delay of the mnth element, mnϕ , is designed to set the main beam in the 0u direction. The infi nite-array approach is often used for analysis of refl ectarray elements. This approach analyzes a single refl ectarray element in an infi nite-array environment, with all surrounding ele ments identical. As a result, mnϕ in Equation (3) does contain the mutual-coupling effects in an infi nite-array environment.

With these approximations, the radiation pattern from Equation (1) can be simplifi ed to the scalar form:

( )( )

1 1

cos ,, cos

f

e

qM N fq

m n mn f

m nE

r r

θθ φ θ

= ==

−∑ ∑

( ) ( )ˆ

cos ,mn f mn e mnjk r r r u q j

ee m n e ϕθ− − −

. (5)

The radiation-pattern calculation method described here uses a conventional array-summation technique. In general, the array-theory formulation will yield good main beamwidth, beam direction, and general pattern shape. However, since the polarizations of the feed horn and elements are not accounted for in the simplifi ed cosine q model, the cross-polarization of the refl ectarray antenna is not calculated in the above proce-dure.

In summary, the advantages and disadvantages of this approach are tabulated here:

Figure 1. The coordinate system of the refl ectarray antenna.

Advantages

• Simplicity of the formulation and program development

• Fast computational time

Limitations

• Cross-polarization is not modeled

2.2 Aperture-Field Method

In this method, the radiation pattern of the refl ectarray is calculated from the aperture fi elds using the equivalence prin-ciple. First, the incident fi elds on the aperture’s surface are obtained while considering the polarization of the feed horn. The radiation pattern of an ideal feed horn [9] with a fi xed phase center is given by

( ) ( ) ( )0ˆ ˆ, cos sin

jkrFx

E HeE A C C

rθ φ θ θ φ φ θ φ

− = − (6a)

for x polarization,

( ) ( ) ( )0ˆ ˆ, sin cos

jkrFy

E HeE A C C

rθ φ θ θ φ φ θ φ

− = + (6b)

for y polarization,

where 0A is a complex constant, and EC and HC are the E- and H-plane radiation patterns of the horn antenna, respec tively.

EC and HC are typically modeled as ( )cosq θ func tions, where the value of q is determined from the measured data of the horn antenna. Note that in Equation (6), the cross polarization of the feed horn is not taken into account, which may be considered by expanding the feed model. It should be noted that the radiation patterns in Equation (6) are given in the feed’s coordinate system. From these equations, the fi elds on the refl ectarray’s aperture are obtained using matrix trans formations from the feed to the array coordinates, as described in [10]. Alternatively, the fi elds incident on the refl ectarray’s aperture can be obtained directly from the horn-antenna simulation, or from measurements. This approach is particu larly more suitable when a highly accurate estimation of the cross-polarization level of the refl ectarray antenna is required. From the incident fi elds on the refl ectarray’s aperture, the refl ected fi elds for every element in the array are obtained using the generalized scattering matrix relating the Cartesian components of incident and refl ected fi elds in the periodic cell, i.e.,

( )( )

( )( )

, ,

, ,

ref incxx xyx x

ref incyx yyy y

E m n E m n

E m n E m n

Γ Γ =

Γ Γ . (7)

The phase shift produced for each element depends on the polarization of the feed, and also takes into account the cross-polarized refl ected fi elds. With the aperture-refl ected fi elds specifi ed on the refl ectarray’s surface, the far-fi eld radiation pattern can be calculated using the vector potentials as described in [11]. For the element analysis, the infi nite-array approximation is used to obtain the scattering matrix in Equa-tion (7). As discussed, since the equations in this approach are in a vector form, the cross-polarized refl ected fi eld of each element is also taken into account.

One important approximation in this approach is that the tangential currents are assumed to be constant within each element, so the integration over the aperture surface is approximated by a double summation. In general, this double summation must be extended to the entire plane of the refl ec-tarray’s aperture, but it is always limited to the refl ectarray’s surface with an assumption that the tangential currents are zero outside the refl ectarray. It is worthwhile to mention that to simplify the calculations, usually only the electric-fi eld components are used in the analysis. This corresponds to the second principle of equivalence, i.e., assuming the antenna aperture is immersed in a perfect electric conductor.

The advantages and disadvantages of this approach are tabulated here:

Advantages

• Accurate modeling of feed and element polarization

Limitations

• Complicated formulation and program development

• Increased computational time

2.3 Computational Speedup Using Spectral Transforms

In the previous sections, it was shown that both approaches require evaluation of a double summation for far-fi eld calculations. This double summation can be replaced by a two-dimensional inverse discrete Fourier transform, defi ned as

( ) ( )2211

0 0

1, ,yx

yx

nqmpN jN j NN

x y m nf p q F m n e e

N N

ππ−−

= == ∑ ∑ . (8)

Here, the spectral functions will be obtained in a discrete number of angular coordinates. These points in the ( ),u v plane are defi ned by the Fourier transform as

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IEEE Antennas and Propagation Magazine, Vol. 55, No. 1, February 2013 129

The main target of this article is to review the classical approaches for refl ectarray antenna analysis, and to provide a comparative study of the accuracy, limitations, and challenges in program development for these methods. Two basic meth-ods for analysis of the refl ectarray antenna are studied here. In the fi rst method, the radiation pattern of the refl ectarray antenna is calculated using conventional array summation with proper element excitation. In the second method, the radiation pattern of the antenna is calculated using the tangential fi elds on the refl ectarray’s aperture. Numerical results are presented for various refl ectarray confi gurations, using both approaches. It is shown that the computed radiation patterns and antenna directivities obtained by both methods are in close agreement. In addition, the radiation patterns computed with these approaches are compared to full-wave simulations, which show good agreement. Finally, the advantages and limitations of each method are summarized, which will help antenna engineers to select proper methods for their own designs.

2. Classical Approaches for Refl ectarray Analysis

2.1 Array-Theory Method

Conventional array theory can be implemented to calcu-late the far-fi eld radiation pattern of the refl ectarray antenna. The radiation pattern of a two-dimensional planar array with M N× elements can be calculated as

( ) ( ) ( )1 1

ˆ ˆM N

mn mnm n

E u A u I r= =

= ∑ ∑

,

(1) ˆ ˆ ˆ ˆsin cos sin sin cosu x y zθ φ θ φ θ= + + ,

where A is the element-pattern vector function, I is the ele ment-excitation vector function, and mnr is the position vector of the mnth element [2]. The geometry of the refl ectarray sys tem is given in Figure 1.

To simplify calculations, one usually uses scalar func tions in the analysis. For the element-pattern function, A, a scalar approximation considers a cosine q model for each ele ment with no azimuth dependence, i.e.,

( ) ( ) ( )ˆ, cos mne jk r uqmnA eθ φ θ≈

. (2)

The element-excitation function, ( ),I m n , is determined by the incident fi eld and the element properties. By approximat ing the feed-horn pattern function using a cosine q model, and taking into account the Euclidian distance between the feed horn and the element, the illumination of the aperture can be obtained. The element excitation can then be expressed as

( )( ) ( )cos ,

,f

mn f mn

qjk r rf j

mnmn f

m nI m n e e

r rϕθ − −

≈ Γ−

. (3)

Here, fθ is the spherical angle in the feed’s coordinate sys tem, and fr is the position vector of the feed. In addition, for each element, this excitation can take into account the receiv ing mode pattern, i.e., mnΓ . This pattern is also modeled by a cosine q function, based on the local element coordinates, i.e.,

( )cos ,eqemn m nθΓ = . (4)

The required phase delay of the mnth element, mnϕ , is designed to set the main beam in the 0u direction. The infi nite-array approach is often used for analysis of refl ectarray elements. This approach analyzes a single refl ectarray element in an infi nite-array environment, with all surrounding ele ments identical. As a result, mnϕ in Equation (3) does contain the mutual-coupling effects in an infi nite-array environment.

With these approximations, the radiation pattern from Equation (1) can be simplifi ed to the scalar form:

( )( )

1 1

cos ,, cos

f

e

qM N fq

m n mn f

m nE

r r

θθ φ θ

= ==

−∑ ∑

( ) ( )ˆ

cos ,mn f mn e mnjk r r r u q j

ee m n e ϕθ− − −

. (5)

The radiation-pattern calculation method described here uses a conventional array-summation technique. In general, the array-theory formulation will yield good main beamwidth, beam direction, and general pattern shape. However, since the polarizations of the feed horn and elements are not accounted for in the simplifi ed cosine q model, the cross-polarization of the refl ectarray antenna is not calculated in the above proce-dure.

In summary, the advantages and disadvantages of this approach are tabulated here:

Figure 1. The coordinate system of the refl ectarray antenna.

Advantages

• Simplicity of the formulation and program development

• Fast computational time

Limitations

• Cross-polarization is not modeled

2.2 Aperture-Field Method

In this method, the radiation pattern of the refl ectarray is calculated from the aperture fi elds using the equivalence prin-ciple. First, the incident fi elds on the aperture’s surface are obtained while considering the polarization of the feed horn. The radiation pattern of an ideal feed horn [9] with a fi xed phase center is given by

( ) ( ) ( )0ˆ ˆ, cos sin

jkrFx

E HeE A C C

rθ φ θ θ φ φ θ φ

− = − (6a)

for x polarization,

( ) ( ) ( )0ˆ ˆ, sin cos

jkrFy

E HeE A C C

rθ φ θ θ φ φ θ φ

− = + (6b)

for y polarization,

where 0A is a complex constant, and EC and HC are the E- and H-plane radiation patterns of the horn antenna, respec tively.

EC and HC are typically modeled as ( )cosq θ func tions, where the value of q is determined from the measured data of the horn antenna. Note that in Equation (6), the cross polarization of the feed horn is not taken into account, which may be considered by expanding the feed model. It should be noted that the radiation patterns in Equation (6) are given in the feed’s coordinate system. From these equations, the fi elds on the refl ectarray’s aperture are obtained using matrix trans formations from the feed to the array coordinates, as described in [10]. Alternatively, the fi elds incident on the refl ectarray’s aperture can be obtained directly from the horn-antenna simulation, or from measurements. This approach is particu larly more suitable when a highly accurate estimation of the cross-polarization level of the refl ectarray antenna is required. From the incident fi elds on the refl ectarray’s aperture, the refl ected fi elds for every element in the array are obtained using the generalized scattering matrix relating the Cartesian components of incident and refl ected fi elds in the periodic cell, i.e.,

( )( )

( )( )

, ,

, ,

ref incxx xyx x

ref incyx yyy y

E m n E m n

E m n E m n

Γ Γ =

Γ Γ . (7)

The phase shift produced for each element depends on the polarization of the feed, and also takes into account the cross-polarized refl ected fi elds. With the aperture-refl ected fi elds specifi ed on the refl ectarray’s surface, the far-fi eld radiation pattern can be calculated using the vector potentials as described in [11]. For the element analysis, the infi nite-array approximation is used to obtain the scattering matrix in Equa-tion (7). As discussed, since the equations in this approach are in a vector form, the cross-polarized refl ected fi eld of each element is also taken into account.

One important approximation in this approach is that the tangential currents are assumed to be constant within each element, so the integration over the aperture surface is approximated by a double summation. In general, this double summation must be extended to the entire plane of the refl ec-tarray’s aperture, but it is always limited to the refl ectarray’s surface with an assumption that the tangential currents are zero outside the refl ectarray. It is worthwhile to mention that to simplify the calculations, usually only the electric-fi eld components are used in the analysis. This corresponds to the second principle of equivalence, i.e., assuming the antenna aperture is immersed in a perfect electric conductor.

The advantages and disadvantages of this approach are tabulated here:

Advantages

• Accurate modeling of feed and element polarization

Limitations

• Complicated formulation and program development

• Increased computational time

2.3 Computational Speedup Using Spectral Transforms

In the previous sections, it was shown that both approaches require evaluation of a double summation for far-fi eld calculations. This double summation can be replaced by a two-dimensional inverse discrete Fourier transform, defi ned as

( ) ( )2211

0 0

1, ,yx

yx

nqmpN jN j NN

x y m nf p q F m n e e

N N

ππ−−

= == ∑ ∑ . (8)

Here, the spectral functions will be obtained in a discrete number of angular coordinates. These points in the ( ),u v plane are defi ned by the Fourier transform as

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130 IEEE Antennas and Propagation Magazine, Vol. 55, No. 1, February 2013

0

2

x xu p

N d kπ

= , 0,1, 2,... 1xp N= − ;

(9)

0

2

y yv q

N d kπ

= , 0,1, 2,... 1yq N= − .

The main advantage of using spectral functions in the calcula-tions is a signifi cant reduction of computational time, which is simply achieved by replacing the double summations with Fourier transforms. It should be noted that the defi nition of the propagating-wave direction determines whether the discrete Fourier transform (DFT) or inverse discrete Fourier transform (IDFT) is to be used for the transforms. In the formulation presented here, we followed the defi nition in [2], where the inverse discrete Fourier transform is used to replace the double summation in the spectral functions.

3. Comparison of the Analysis Approaches

The techniques presented in Section 2 were applied to Ka-band refl ectarrays for comparison of these methods. We considered a Ka-band refl ectarray with a circular aperture and a diameter of 17λ at the design frequency. The phasing ele ments used in this study were variable-size square patches, with a unit-cell periodicity of 2λ at the design frequency of 32 GHz. They were fabricated on a 20 mil Rogers 5880 sub strate. The refl ection-phase response (S curve) of the phasing elements obtained using the infi nite-array approach was gen erated using Ansoft Designer [12], and is given in Figure 2. It could be seen that the refl ection characteristics of the phasing elements were angle dependent. However, for this design, normal incidence could present good approximations for oblique-incidence angles up to 30°. The refl ectarrays here were thus designed based on the simulated refl ection coeffi cients obtained with normal incidence.

3.1 Comparison of Calculated Radiation Pattern

Two different refl ectarray systems were studied. In the fi rst case, the refl ectarray phasing elements were designed to generate a beam in the broadside direction. The x-polarized prime-focus feed horn was positioned with an F D ratio of 0.735. For the horn model used in this study, the power, q, of the feed radiation pattern was 6.5 at 32 GHz. As discussed previously, in the array-theory calculations, the polarization of the feed horn was not modeled. The principal plane (P.P.1 and P.P.2) radiation patterns of the refl ectarray antenna [13] cal-culated by both methods are given in Figure 3 at 32 GHz. It should be noted that with this design, the cross-polarized pat-tern obtained using the aperture-fi eld formulation was almost zero in the principal planes. The maximum cross-polarization level for this system was 36.1− dB, which occurred in the 45° planes.

Figure 2. The refl ection phase as a function of patch width for the refl ectarray elements.

Figure 3b. The radiation pattern of the refl ectarray with a broadside beam in the yz plane.

Figure 3a. The radiation pattern of the refl ectarray with a broadside beam in the xz plane.

For the second case, we considered designing a refl ectar-ray with an off-broadside beam. The phasing elements were designed to generate a beam in the direction of ( ) ( ), 25 ,0θ ϕ = ° °. The offset feed horn position was 45.9feedx = − mm,

0feedy = mm, 98.4feedz = mm, based on the coordinate system in Figure 1. The feed horn was left-hand circularly polarized (LHCP), and the power, q, of the feed radiation pattern was 6.5 at 32 GHz. The radiation patterns in the principal planes at 32 GHz are given in Figure 4. For this system, the cross-polarized radiation pattern was also observed in both principal planes, where the maximum cross-polarization level was 30.0− dB.

From the results presented in Figs. 3 and 4, it could be seen that the calculated radiation patterns obtained by both methods were in close agreement with each other. In particu-lar, the main-beam directions, beamwidths, and general pat tern shapes were almost identical. However, a slight difference was observed in the sidelobe regions.

3.2 Comparison of Calculated Directivity as a Function of Frequency

The antenna’s directivity is a suitable measure for com-paring the calculated radiation performance of these methods. In order to accurately model the refl ectarray directivity as a function of frequency, the frequency behavior of the feed-horn pattern and of the elements’ refl ection characteristics were implemented into this calculation routine. For the phasing elements, the frequency behavior of the refl ection phase was obtained across the band from full-wave simulations. For the horn model used in this study, the power, q, of the feed radia tion pattern varied linearly, from 5 at 30 GHz to 8.3 at 34 GHz, according to the measured data [14]. For the two refl ectarray systems studied in the previous section, the direc-tivity as a function of frequency is given in Figure 5. It could be seen that the computed directivity as a function of fre quency obtained by both methods also showed a close agree ment. At the center frequency of 32 GHz, the difference in computed directivity was less than 0.1 dB for both designs. It should be noted here that for the two designs studied in this section, the off-broadside system showed a lower directivity and a slightly larger bandwidth.

4. Classical Approaches Compared to Full-Wave Simulations

In the previous sections, two basic techniques were pre-sented for refl ectarray radiation analysis. Different refl ectarray systems were studied, and the numerical results showed that the radiation patterns computed by both methods were in close agreement with each other. However, as discussed in Sec tion 2, several approximations were considered in these approaches. In addition, the refl ectarray phasing elements were analyzed with an infi nite-array approach, which was also an approximation.

Figure 4b. The radiation pattern of the refl ectarray with an off-broadside beam, P.P.2.

Figure 4a. The radiation pattern of the refl ectarray with an off-broadside beam, P.P.1.

Figure 5. The directivity as a function of frequency for the Ka-band refl ectarray antennas.

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IEEE Antennas and Propagation Magazine, Vol. 55, No. 1, February 2013 131

0

2

x xu p

N d kπ

= , 0,1, 2,... 1xp N= − ;

(9)

0

2

y yv q

N d kπ

= , 0,1, 2,... 1yq N= − .

The main advantage of using spectral functions in the calcula-tions is a signifi cant reduction of computational time, which is simply achieved by replacing the double summations with Fourier transforms. It should be noted that the defi nition of the propagating-wave direction determines whether the discrete Fourier transform (DFT) or inverse discrete Fourier transform (IDFT) is to be used for the transforms. In the formulation presented here, we followed the defi nition in [2], where the inverse discrete Fourier transform is used to replace the double summation in the spectral functions.

3. Comparison of the Analysis Approaches

The techniques presented in Section 2 were applied to Ka-band refl ectarrays for comparison of these methods. We considered a Ka-band refl ectarray with a circular aperture and a diameter of 17λ at the design frequency. The phasing ele ments used in this study were variable-size square patches, with a unit-cell periodicity of 2λ at the design frequency of 32 GHz. They were fabricated on a 20 mil Rogers 5880 sub strate. The refl ection-phase response (S curve) of the phasing elements obtained using the infi nite-array approach was gen erated using Ansoft Designer [12], and is given in Figure 2. It could be seen that the refl ection characteristics of the phasing elements were angle dependent. However, for this design, normal incidence could present good approximations for oblique-incidence angles up to 30°. The refl ectarrays here were thus designed based on the simulated refl ection coeffi cients obtained with normal incidence.

3.1 Comparison of Calculated Radiation Pattern

Two different refl ectarray systems were studied. In the fi rst case, the refl ectarray phasing elements were designed to generate a beam in the broadside direction. The x-polarized prime-focus feed horn was positioned with an F D ratio of 0.735. For the horn model used in this study, the power, q, of the feed radiation pattern was 6.5 at 32 GHz. As discussed previously, in the array-theory calculations, the polarization of the feed horn was not modeled. The principal plane (P.P.1 and P.P.2) radiation patterns of the refl ectarray antenna [13] cal-culated by both methods are given in Figure 3 at 32 GHz. It should be noted that with this design, the cross-polarized pat-tern obtained using the aperture-fi eld formulation was almost zero in the principal planes. The maximum cross-polarization level for this system was 36.1− dB, which occurred in the 45° planes.

Figure 2. The refl ection phase as a function of patch width for the refl ectarray elements.

Figure 3b. The radiation pattern of the refl ectarray with a broadside beam in the yz plane.

Figure 3a. The radiation pattern of the refl ectarray with a broadside beam in the xz plane.

For the second case, we considered designing a refl ectar-ray with an off-broadside beam. The phasing elements were designed to generate a beam in the direction of ( ) ( ), 25 ,0θ ϕ = ° °. The offset feed horn position was 45.9feedx = − mm,

0feedy = mm, 98.4feedz = mm, based on the coordinate system in Figure 1. The feed horn was left-hand circularly polarized (LHCP), and the power, q, of the feed radiation pattern was 6.5 at 32 GHz. The radiation patterns in the principal planes at 32 GHz are given in Figure 4. For this system, the cross-polarized radiation pattern was also observed in both principal planes, where the maximum cross-polarization level was 30.0− dB.

From the results presented in Figs. 3 and 4, it could be seen that the calculated radiation patterns obtained by both methods were in close agreement with each other. In particu-lar, the main-beam directions, beamwidths, and general pat tern shapes were almost identical. However, a slight difference was observed in the sidelobe regions.

3.2 Comparison of Calculated Directivity as a Function of Frequency

The antenna’s directivity is a suitable measure for com-paring the calculated radiation performance of these methods. In order to accurately model the refl ectarray directivity as a function of frequency, the frequency behavior of the feed-horn pattern and of the elements’ refl ection characteristics were implemented into this calculation routine. For the phasing elements, the frequency behavior of the refl ection phase was obtained across the band from full-wave simulations. For the horn model used in this study, the power, q, of the feed radia tion pattern varied linearly, from 5 at 30 GHz to 8.3 at 34 GHz, according to the measured data [14]. For the two refl ectarray systems studied in the previous section, the direc-tivity as a function of frequency is given in Figure 5. It could be seen that the computed directivity as a function of fre quency obtained by both methods also showed a close agree ment. At the center frequency of 32 GHz, the difference in computed directivity was less than 0.1 dB for both designs. It should be noted here that for the two designs studied in this section, the off-broadside system showed a lower directivity and a slightly larger bandwidth.

4. Classical Approaches Compared to Full-Wave Simulations

In the previous sections, two basic techniques were pre-sented for refl ectarray radiation analysis. Different refl ectarray systems were studied, and the numerical results showed that the radiation patterns computed by both methods were in close agreement with each other. However, as discussed in Sec tion 2, several approximations were considered in these approaches. In addition, the refl ectarray phasing elements were analyzed with an infi nite-array approach, which was also an approximation.

Figure 4b. The radiation pattern of the refl ectarray with an off-broadside beam, P.P.2.

Figure 4a. The radiation pattern of the refl ectarray with an off-broadside beam, P.P.1.

Figure 5. The directivity as a function of frequency for the Ka-band refl ectarray antennas.

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132 IEEE Antennas and Propagation Magazine, Vol. 55, No. 1, February 2013

As a result of these approximations in the analysis, it was expected that the radiation pattern obtained by these approaches might show some discrepancy with practical results. The aim of the study here was to analyze the accuracy of the refl ectarray radiation pattern computed using these approaches by comparing them with full-wave simulations. For this comparative study, full-wave simulations were more advantageous than measured results, since measured results are susceptible to both fabrication and measurement errors. Here, we considered a Ka-band refl ectarray with a circular aperture and a diameter of 14.5λ at the design frequency of 32 GHz. The feed was positioned at 45.90feedx = − mm, 0feedy = mm,

98.44feedz = mm, based on the coordinate system in Figure 1. The phases of the elements are designed to generate a beam in the direction of ( ) ( ), 25 ,0θ ϕ = ° ° . For the refl ectarray’s phasing elements, variable-size square patches were selected from the S-curve data in Figure 2. The 609-ele ment refl ectarray antenna was modeled using the commercial electromagnetic software FEKO [15]. For the excitation of the refl ectarray, a point-source feed model with a 6.5cos θ radia tion pattern was used. The advantage of using a point source rather than a feed horn here was that a point-source model does not have a blockage aperture. This makes it more suitable for comparison purposes, since blockage is typically not mod eled in the classical methods. For this design, 568,435 unknown basis functions had to be calculated for the FEKO Method of Moments (MoM) solution. Considering the large number of unknowns, the Multilevel Fast Multipole Method (MLFMM) solver in FEKO was selected for this simulation. The geometry of the refl ectarray antenna modeled in FEKO and the simulated three-dimensional radiation pattern are shown in Figure 6. The full-wave simulation here took into account all approximations in refl ectarray element design and mutual coupling, in addition to edge-diffraction effects. There fore, comparing these simulation results with the results obtained using classical approaches could provide a good measure in terms of the accuracy of these approaches. The principal-plane (P.P.1 and P.P.2) radiation patterns of the refl ectarray antenna, calculated using the aperture-fi eld method and the full-wave simulation, are given in Figure 7. Comparison of the results given here showed that the analysis approaches presented in this paper can accurately calculate the general pattern shape, the main-beam direction, the beam-width, and the sidelobe and cross-polarization levels in the main-beam area. However, outside the main-beam area, some discrepancies were observed among these results. These were primarily due to element-design approximations, mutual cou-pling, and edge-diffraction effects that were not taken into account in the analysis approaches discussed in Section 2. In particular, comparisons between the ideal phase shift and the phase shift obtained by the refl ectarray’s elements (Figure 8) indicated that while the refl ectarray’s aperture did indeed gen-erate a phase shift that creates the collimated beam, this differ-ence in phase shift was the primary reason for the discrepan cies in the radiation patterns. It should be noted that the cal culated co-polarized radiation pattern of the refl ectarray antenna obtained using the array-theory approach was similar to the

aperture-fi eld results, and is not shown in this section for the sake of brevity.

While it is implicit that a full-wave simulation will pro-vide accurate results, the main disadvantages of full-wave simulations are the high computational time and resources required. In total, the full-wave simulation here required 29.56 GB of memory with a CPU time of 26.97 hours on an eight-core 2.66 GHz Intel Xeon E5430 computer. In compari-son, the CPU times for the array-theory and aperture-fi eld

Figure 6b. The three-dimensional radiation pattern of the refl ectarray simulated using FEKO.

Figure 6a. A top view of the refl ectarray antenna simu lated using FEKO.

calculations were respectively 1.78 sec and 46.4 sec on the same computer using a single core. It should be noted that in addition to the computational time, a major limitation in full-wave simulations is the available memory of the computer.

5. Conclusion

Two basic methods for radiation analysis of the refl ectar-ray antenna were studied in this work. The advantages and limitations for each method were described, and the numerical results were compared with each other. While the analysis approaches in the two methods were completely different, the results presented here show that for a fast analysis of the refl ectarray antenna’s radiation characteristics, the array-the ory approach is a suitable method. This is because the co-polarized

Figure 7b. The radiation pattern of the refl ectarray antenna, P.P.2.

Figure 7a. The radiation pattern of the refl ectarray antenna, P.P.1.

Figure 8a. The ideal phase shift on the refl ectarray aper-ture.

Figure 8b. The phase shift on the refl ectarray aperture obtained by the refl ectarray elements.

radiation pattern and the directivity obtained were in close agreement with the aperture-fi eld approach. For a more-accurate modeling of the refl ectarray antenna where analysis of the cross-polarization is also necessary, one could use the aperture-fi eld approach at the expense of increasing the com putational time and programming complexity. While several approximations were considered in these approaches, com parison with full-wave simulations showed that by using these methods one can accurately calculate the general pattern shape, the main-beam direction, the beamwidth, and the sidelobe and cross-polarization levels in the main-beam area. This makes them effi cient analysis tools for antenna engineers for evaluating the performance of their own refl ectarray designs. This study also revealed that in general, the classical approaches have limited accuracy. When accurate radiation-pattern computations in the entire three-dimensional space are required, full-wave simulation of the refl ectarray system is necessary.

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IEEE Antennas and Propagation Magazine, Vol. 55, No. 1, February 2013 133

As a result of these approximations in the analysis, it was expected that the radiation pattern obtained by these approaches might show some discrepancy with practical results. The aim of the study here was to analyze the accuracy of the refl ectarray radiation pattern computed using these approaches by comparing them with full-wave simulations. For this comparative study, full-wave simulations were more advantageous than measured results, since measured results are susceptible to both fabrication and measurement errors. Here, we considered a Ka-band refl ectarray with a circular aperture and a diameter of 14.5λ at the design frequency of 32 GHz. The feed was positioned at 45.90feedx = − mm, 0feedy = mm,

98.44feedz = mm, based on the coordinate system in Figure 1. The phases of the elements are designed to generate a beam in the direction of ( ) ( ), 25 ,0θ ϕ = ° ° . For the refl ectarray’s phasing elements, variable-size square patches were selected from the S-curve data in Figure 2. The 609-ele ment refl ectarray antenna was modeled using the commercial electromagnetic software FEKO [15]. For the excitation of the refl ectarray, a point-source feed model with a 6.5cos θ radia tion pattern was used. The advantage of using a point source rather than a feed horn here was that a point-source model does not have a blockage aperture. This makes it more suitable for comparison purposes, since blockage is typically not mod eled in the classical methods. For this design, 568,435 unknown basis functions had to be calculated for the FEKO Method of Moments (MoM) solution. Considering the large number of unknowns, the Multilevel Fast Multipole Method (MLFMM) solver in FEKO was selected for this simulation. The geometry of the refl ectarray antenna modeled in FEKO and the simulated three-dimensional radiation pattern are shown in Figure 6. The full-wave simulation here took into account all approximations in refl ectarray element design and mutual coupling, in addition to edge-diffraction effects. There fore, comparing these simulation results with the results obtained using classical approaches could provide a good measure in terms of the accuracy of these approaches. The principal-plane (P.P.1 and P.P.2) radiation patterns of the refl ectarray antenna, calculated using the aperture-fi eld method and the full-wave simulation, are given in Figure 7. Comparison of the results given here showed that the analysis approaches presented in this paper can accurately calculate the general pattern shape, the main-beam direction, the beam-width, and the sidelobe and cross-polarization levels in the main-beam area. However, outside the main-beam area, some discrepancies were observed among these results. These were primarily due to element-design approximations, mutual cou-pling, and edge-diffraction effects that were not taken into account in the analysis approaches discussed in Section 2. In particular, comparisons between the ideal phase shift and the phase shift obtained by the refl ectarray’s elements (Figure 8) indicated that while the refl ectarray’s aperture did indeed gen-erate a phase shift that creates the collimated beam, this differ-ence in phase shift was the primary reason for the discrepan cies in the radiation patterns. It should be noted that the cal culated co-polarized radiation pattern of the refl ectarray antenna obtained using the array-theory approach was similar to the

aperture-fi eld results, and is not shown in this section for the sake of brevity.

While it is implicit that a full-wave simulation will pro-vide accurate results, the main disadvantages of full-wave simulations are the high computational time and resources required. In total, the full-wave simulation here required 29.56 GB of memory with a CPU time of 26.97 hours on an eight-core 2.66 GHz Intel Xeon E5430 computer. In compari-son, the CPU times for the array-theory and aperture-fi eld

Figure 6b. The three-dimensional radiation pattern of the refl ectarray simulated using FEKO.

Figure 6a. A top view of the refl ectarray antenna simu lated using FEKO.

calculations were respectively 1.78 sec and 46.4 sec on the same computer using a single core. It should be noted that in addition to the computational time, a major limitation in full-wave simulations is the available memory of the computer.

5. Conclusion

Two basic methods for radiation analysis of the refl ectar-ray antenna were studied in this work. The advantages and limitations for each method were described, and the numerical results were compared with each other. While the analysis approaches in the two methods were completely different, the results presented here show that for a fast analysis of the refl ectarray antenna’s radiation characteristics, the array-the ory approach is a suitable method. This is because the co-polarized

Figure 7b. The radiation pattern of the refl ectarray antenna, P.P.2.

Figure 7a. The radiation pattern of the refl ectarray antenna, P.P.1.

Figure 8a. The ideal phase shift on the refl ectarray aper-ture.

Figure 8b. The phase shift on the refl ectarray aperture obtained by the refl ectarray elements.

radiation pattern and the directivity obtained were in close agreement with the aperture-fi eld approach. For a more-accurate modeling of the refl ectarray antenna where analysis of the cross-polarization is also necessary, one could use the aperture-fi eld approach at the expense of increasing the com putational time and programming complexity. While several approximations were considered in these approaches, com parison with full-wave simulations showed that by using these methods one can accurately calculate the general pattern shape, the main-beam direction, the beamwidth, and the sidelobe and cross-polarization levels in the main-beam area. This makes them effi cient analysis tools for antenna engineers for evaluating the performance of their own refl ectarray designs. This study also revealed that in general, the classical approaches have limited accuracy. When accurate radiation-pattern computations in the entire three-dimensional space are required, full-wave simulation of the refl ectarray system is necessary.

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134 IEEE Antennas and Propagation Magazine, Vol. 55, No. 1, February 2013

6. Acknowledgment

The authors acknowledge EM Software & Systems (USA) Inc. for providing us with a full evaluation version of FEKO v.6.1. This work was supported in part by NASA EPSCoR program under contract number NNX09AP18A.

7. References

1. J. Huang and J. A. Encinar, Refl ectarray Antennas, New York, IEEE/John Wiley & Sons, 2008.

2. J. Huang and R. J. Pogorzelski, “A Ka-Band Microstrip Refl ectarray with Elements Having Variable Rotation Angles,” IEEE Transactions on Antennas and Propagation, AP-46, 5, May 1998, pp. 650-656.

3. D. M. Pozar, S. D. Targonski, and H. D. Syrigos, “Design of Millimeter Wave Microstrip Refl ectarrays,” IEEE Transac tions on Antennas and Propagation, AP-45, 2, February 1997, pp. 287-296.

4. Y. Zhuang, K. Wu, C. Wu, and J. Litva, “A Combined Full-Wave CG-FFT Method for Rigorous Analysis of Large Microstrip Antenna Arrays,” IEEE Transactions on Antennas and Propagation, AP-44, 1, January 1996, pp. 102-109.

5. Y. Li, M. E. Bialkowski, K. H. Sayidmarie, and N.V. Shuley, “81-Element Single-Layer Refl ectarray with Double-Ring Phasing Elements for Wideband Applications,” IEEE International Symposium on Antennas and Propagation, Toronto, Canada, July 2010.

6. H. Rajagopalan, S. Xu, and Y. Rahmat-Samii, “Graphical Visualization of Refl ectarray Refl ection Phase Response,” IEEE International Symposium on Antennas and Propagation, Washington, USA, July 2011.

7. J. A. Encinar and J. A. Zornoza, “Three-Layer Printed Refl ectarrays for Contoured Beam Space Applications,” IEEE Transactions on Antennas and Propagation, AP-52, 5, May 2004, pp. 1138-1148.

8. P. Nayeri, F. Yang, and A. Z. Elsherbeni, “Single-Feed Multi-Beam Refl ectarray Antennas,” IEEE International Sym posium on Antennas and Propagation, Toronto, Canada, July 2010.

9. Y. Rahmat-Samii, “Refl ector Antennas,” in Y. T. Lo and S. W. Lee, Antenna Handbook: Theory, Applications, and Design, New York, Van Nostrand Reinhold, 1988.

10. Y. Rahmat-Samii, “Useful Coordinate Transformations for Antenna Applications,” IEEE Transactions on Antennas and Propagation, AP-27, 4, July 1979, pp. 571-574.

11. C. A. Balanis, Antenna Theory: Analysis and Design, New York, John Wiley & Sons, Inc., 2005.

12. Ansoft Designer v 4.1, Ansoft Corporation, 2009.

13. A. Yu, Microstrip Refl ectarray Antennas: Modeling, Design and Measurement, PhD dissertation, Department of Electrical Engineering, University of Mississippi, Oxford, MS, 2010.

14. P. Nayeri, F. Yang, and A. Z. Elsherbeni, “A Broadband Microstrip Refl ectarray Using Sub-Wavelength Patch Ele-ments,” IEEE International Symposium on Antennas and Propagation, South Carolina, US, June 2009.

15. FEKO v 6.1, EM Software & Systems Inc., 2011.

Ideas for Antenna Deigner’s Notebook

Ideas are needed for future issues of the Antenna Designer’s Notebook. Please send your suggestions to Tom Milligan and they will be considered for publication as quickly as possible. Topics can include antenna design tips, equations, nomographs, or shortcuts, as well as ideas to improve or facilitate measurements.

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