u.s. district court district of new hampshire (concord) civil docket for...

17
US District Court Civil Docket as of 8/26/2010 Retrieved from the court on July 7, 2011 U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR CASE #: 1:06-cv-00377-JL Sloman v. Presstek, Inc. et al Date Filed: 10/10/2006 Assigned to: Judge Joseph N. Laplante Date Terminated: 07/20/2009 Cause: 15:78m(a) Securities Exchange Act Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question Plaintiff James Sloman represented by Mark L. Mallory Mallory & Friedman PLLC 8 Green St Concord, NH 03301 228-2277 Email: [email protected] LEAD ATTORNEY Matthew L. Tuccillo Shapiro Haber & Urmy 53 State St, 13th Flr Boston, MA 02109 617 439-3939 Email: [email protected] TERMINATED: 01/26/2009 LEAD ATTORNEY Theodore M. Hess-Mahan Shapiro Haber & Urmy 53 State St, 13th Flr Boston, MA 02109 617 439-3939 Email: thess- [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas G. Shapiro Shapiro Haber & Urmy 53 State St, 13th Flr Boston, MA 02109 617-439-3939 Fax: 617-439-0134 Email: [email protected]

Upload: others

Post on 26-May-2020

2 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

US District Court Civil Docket as of 8/26/2010Retrieved from the court on July 7, 2011

U.S. District CourtDistrict of New Hampshire (Concord)

CIVIL DOCKET FOR CASE #: 1:06-cv-00377-JL

Sloman v. Presstek, Inc. et al Date Filed: 10/10/2006Assigned to: Judge Joseph N. Laplante Date Terminated: 07/20/2009Cause: 15:78m(a) Securities Exchange Act Jury Demand: Plaintiff

Nature of Suit: 850Securities/CommoditiesJurisdiction: Federal Question

Plaintiff

James Sloman represented by Mark L. MalloryMallory & Friedman PLLC8 Green StConcord, NH 03301228-2277Email: [email protected] ATTORNEY

Matthew L. TuccilloShapiro Haber & Urmy53 State St, 13th FlrBoston, MA 02109617 439-3939Email: [email protected]: 01/26/2009LEAD ATTORNEY

Theodore M. Hess-MahanShapiro Haber & Urmy53 State St, 13th FlrBoston, MA 02109617 439-3939Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Thomas G. ShapiroShapiro Haber & Urmy53 State St, 13th FlrBoston, MA 02109617-439-3939Fax: 617-439-0134Email: [email protected]

Page 2: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

LEAD ATTORNEYATTORNEY TO BE NOTICED

Christine FriedmanMallory & Friedman PLLC8 Green StConcord, NH 03301228-2277Email: [email protected] TO BE NOTICED

V.

Defendant

Presstek, Inc. represented by David Quinn GaciochMcDermott Will & Emery (MA)28 State StBoston, MA 02109617 535-4478Email: [email protected]: 01/18/2008LEAD ATTORNEY

Douglas P. BaumsteinWhite & Case LLP (NY)1155 Avenue of the AmericasNew York, NY 10036-2787212 819-7500Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Glenn M. KurtzWhite & Case LLP (NY)1155 Avenue of the AmericasNew York, NY 10036-2787212 819-7500Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Gregory M. StarnerWhite & Case LLP (NY)1155 Avenue of the AmericasNew York, NY 10036-2787212 819-8839Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Page 3: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

Michael D. KendallMcDermott Will & Emery (MA)28 State StBoston, MA 02109617 535-4085Email: [email protected]: 01/18/2008LEAD ATTORNEY

Robert E. McDanielMcDaniel Law Offices755 North Main StLaconia, NH 03246603 527-0520Fax: 603 279-0540Email: [email protected]: 01/18/2008LEAD ATTORNEY

Peter G. CallaghanPreti Flaherty Beliveau Pachios PLLP(Concord NH)57 North Main StPO Box 1318Concord, NH 03302-1318603 410 1500Email: [email protected] TO BE NOTICED

Defendant

Edward J. Marino represented by Alessandro MartuscelliChoate Hall & Stewart LLP(MA)Two International PlaceBoston, MA 02110617 248-4061Email: [email protected] ATTORNEYPRO HAC VICEATTORNEY TO BE NOTICED

David Quinn Gacioch(See above for address)TERMINATED: 01/18/2008LEAD ATTORNEY

Gregory M. Starner(See above for address)TERMINATED: 06/03/2008LEAD ATTORNEYATTORNEY TO BE NOTICED

Page 4: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

John Richard Baraniak , Jr.Choate Hall & Stewart LLP(MA)Two International PlaceBoston, MA 02110617 248-2114Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Michael D. Kendall(See above for address)TERMINATED: 01/18/2008LEAD ATTORNEY

Peter G. Callaghan(See above for address)TERMINATED: 06/03/2008LEAD ATTORNEYATTORNEY TO BE NOTICED

R. J. CinquegranaChoate Hall & Stewart LLP(MA)Two International PlaceBoston, MA 02110617-248-4002Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Robert E. McDaniel(See above for address)TERMINATED: 01/18/2008LEAD ATTORNEY

Defendant

Moosa E. Moosa represented by David Quinn Gacioch(See above for address)TERMINATED: 10/03/2007LEAD ATTORNEY

Jason D. FrankBingham McCutchen LLP (MA)1 Federal StBoston, MA 02110617 951-8000Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Page 5: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

Jordan D. HershmanBingham McCutchen LLP (MA)1 Federal StBoston, MA 02110617 951-8000Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Michael D. Kendall(See above for address)TERMINATED: 10 /0 3 /2007LEAD ATTORNEY

Nikki J. FisherBingham McCutchen LLP (MA)1 Federal StBoston, MA 02110617 951-8000Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Robert E. McDaniel(See above for address)TERMINATED: 10 /0 3 /2007LEAD ATTORNEY

Darrell John Chichester, Jr.McLane Graf Raulerson & Middleton(Manchester)900 Elm StreetPO Box 326Manchester, NH 03105603 628-1187Email: [email protected] TO BE NOTICED

Peter D. AndersonMcLane Graf Raulerson & Middleton(Manchester)900 Elm StreetPO Box 326Manchester, NH 03105603 625-6464Email: [email protected] TO BE NOTICED

Date Filed # Docket Text

Page 6: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

10/10/2006 1 COMPLAINT against Presstek, Inc., Edward J. Marino, Moosa E. Moosa with JuryDemand ( Filing fee $ 350 receipt number 244071) filed by James Sloman.(jeb, )(Entered: 10/17/2006)

10/17/2006 2 Waivers Issued Electronically as to Presstek, Inc., Edward J. Marino, Moosa E. Moosa.NOTICE: Counsel shall print and serve both the waivers and all attachments inaccordance with Fed.R.Civ.P.4. NOTICE of Assignment to Magistrate Judgeattached. This case has been designated for Electronic Case Filing. All furthersubmissions shall be filed in compliance with the Administrative Procedures forElectronic Case Filing. (Attachments:, # 1 Notice ECF, # 2 Assignment toMagistrate)(jeb, ) (Entered: 10/17/2006)

11/06/2006 3 WAIVER OF SERVICE Returned Executed by James Sloman on Presstek, Inc.,Edward J. Marino and Moosa E. Moosa. Served/mailed on 10/27/2006. Answer due by12/26/2006. (Mallory, Mark) (Entered: 11/06/2006)

11/08/2006 OBJECTION to Assignment to U.S. Magistrate Judge. Objection form returned tosubmitting party. Case reassigned to Judge Joseph A. DiClerico, Jr The new casedesignation is: 06-cv-377-JD, please show this number with the correct judgedesignation on all further pleadings. (jgb, ) (Entered: 11/09/2006)

11/20/2006 4 Assented to MOTION for Thomas G. Shapiro to Appear Pro Hac Vice (Filing fee $ 50,Receipt # 254877.) filed by James Sloman (Attachments:, # 1 Exhibit (Affidavit) ofThomas G. Shapiro)(Mallory, Mark) (Entered: 11/20/2006)

11/20/2006 5 Assented to MOTION for Theodore M. Hess-Mahan to Appear Pro Hac Vice (Filingfee $ 50, Receipt # 254913.) filed by James Sloman (Attachments:, # 1 Exhibit(Affidavit) of Theodore M. Hess-Mahan)(Mallory, Mark) (Entered: 11/20/2006)

11/21/2006 ENDORSED ORDER granting 4 Motion to Appear Pro Hac Vice. ECFRegistration form sent to PHV attorney along with this order. Text of Order:Granted on the condition that Thomas G. Shapiro submits an ECF registration formwithin 10 days. So Ordered by Judge James R. Muirhead. Notice of ComplianceDeadline set for 12/4/2006. (dae, ) (Entered: 11/21/2006)

11/21/2006 ENDORSED ORDER granting 5 Motion to Appear Pro Hac Vice. ECFRegistration form sent to PHV attorney along with this order. Text of Order:Granted on the condition that Theodore M. Hess -Mahan submits an ECFregistration form within 10 days. So Ordered by Judge James R. Muirhead. Noticeof Compliance Deadline set for 12/4/2006. (dae, ) (Entered: 11/21/2006)

12/18/2006 6 FILED IN ERROR, Refiled, See #7. MOTION to Appoint Counsel (Lead) and LeadPlaintiff filed by James Sloman Follow up on Objection on 1/8/2007 (Attachments:, # 1Memorandum of Law, # 2 Exhibit (Affidavit) of Theodore M. Hess-Mahan, # 3 ExhibitLegal Notice of Class Action, # 4 Exhibit Press Release, # 5 Exhibit Corrected PressRelease, # 6 Exhibit James Sloman Damages, # 7 Exhibit Plaintiff's Certification, # 8Exhibit Shapiro Haber & Urmy Resume, # 9 Exhibit Mallory& FriedmanResume)(Mallory, Mark) Modified on 12/22/2006 to add: FILED IN ERROR, Refiled,See #7. (dae, ). (Entered: 12/18/2006)

12/19/2006 NOTICE of ECF Filing Error re: 6 MOTION to Appoint Counsel (Lead) and LeadPlaintiff filed by James Sloman, Document improperly formatted - main documentsmust be filed in an electronically converted PDF text searchable format (AP 2.3(a)).

Page 7: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

Filer shall refile and add to docket text: Replaces document no. 6. Notice of ComplianceDeadline set for 12/29/2006. (dae, ) (Entered: 12/19/2006)

12/21/2006 7 MOTION to Appoint Counsel (Lead) and Lead Plaintiff: Replaces Document no. 6filed by James Sloman Follow up on Objection on 1/10/2007 (Attachments:, # 1Memorandum of Law, # 2 Exhibit (Affidavit) of Theodore M. Hess-Mahan, # 3 ExhibitLegal Notice of Class Action, # 4 Exhibit Press Release, # 5 Exhibit Corrected PressRelease, # 6 Exhibit James Sloman's Damages, # 7 Exhibit Plaintiff's Certification, # 8Exhibit Shapiro Haber & Urby Resume, # 9 Exhibit Mallory & FriedmanResume)(Mallory, Mark) (Entered: 12/21/2006)

12/22/2006 8 MOTION to Dismiss Complaint filed by Presstek, Inc., Edward J. Marino, Moosa E.Moosa Follow up on Objection on 1/11/2007 (Attachments:, # 1 Memorandum of Law,# 2 Exhibit A - Press Release)(McDaniel, Robert) (Entered: 12/22/2006)

12/22/2006 9 Disclosure Statement by Presstek, Inc. disclosing no parent companies, and no mergeragreement (McDaniel, Robert) (Entered: 12/22/2006)

12/22/2006 10 Assented to MOTION for Michael Kendall to Appear Pro Hac Vice (Filing fee $ 50,Receipt # 263288.) filed by Presstek, Inc., Edward J. Marino, Moosa E. Moosa(Attachments:, # 1 Exhibit (Affidavit) Affidavit of Michael Kendall)(McDaniel, Robert)(Entered: 12/22/2006)

12/22/2006 11 Assented to MOTION for David Quinn Gacioch to Appear Pro Hac Vice (Filing fee $50, Receipt # 263292.) filed by Presstek, Inc., Edward J. Marino, Moosa E. Moosa(Attachments:, # 1 Exhibit (Affidavit) Affidavit of David Quinn Gacioch)(McDaniel,Robert) (Entered: 12/22/2006)

12/22/2006 ENDORSED ORDER granting 10 Motion to Appear Pro Hac Vice and granting11 Motion to Appear Pro Hac Vice. ECF Registration form sent to PHV attorneysalong with this order. Text of Order: Granted on the condition that Michael Kendalland David Quinn Gacioch submits an ECF registration form within 10 days. SoOrdered by Judge James R. Muirhead. Notice of Compliance Deadline set for1/4/2007. (dae, ) Modified on 1/2/2007 to add: submits an ECF registration formwithin 10 days. (dae, ). (Entered: 12/22/2006)

12/29/2006 12 MOTION to Extend Time to Object/Respond to 8 MOTION to Dismiss Complaint toFebruary 5, 2007 ("neither assented to nor opposed") filed by James Sloman Follow upon Objection on 1/18/2007 (Mallory, Mark) (Entered: 12/29/2006)

01/02/2007 Corrective Entry to Endorsed Order on Motions to Appear Pro Hac Vice, Docs. 10 and11: Endorsed Order should have read: Granted on the condition that Michael Kendalland David Quinn Gacioch submit ECF registration forms within 10 days. (dae, )(Entered: 01/02/2007)

01/03/2007 ENDORSED ORDER granting 12 Motion to Extend Time to Object/Respond re 8Motion to Dismiss. Text of Order: Granted. So Ordered by Judge James R.Muirhead. Follow up on Objection on 2/5/2007 (djb, ) (Entered: 01/03/2007)

02/01/2007 13 AMENDED COMPLAINT against all defendants filed by James Sloman.(Mallory,Mark) (Entered: 02/01/2007)

02/02/2007 ENDORSED ORDER denying 8 Motion to Dismiss. Text of Order: An AmendedComplaint was filed on 2/1/07. Therefore, this motion is denied without prejudice to

Page 8: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

filing a new motion to dismiss directed at the Amended Complaint. So Ordered byJudge Joseph A. DiClerico Jr. Answer follow up 2/20/2007. (dae, ) (Entered:02/02/2007)

02/05/2007 NOTICE OF PRETRIAL CONFERENCE. Pretrial Conference set for 3/7/2007 09:00AM before Magistrate Judge James R. Muirhead. Follow up on Discovery Plan3/2/2007. Please note pursuant to Title 28 USC 636(c) and Local Rule 73. 1, the partiesmay consent to have the case reassigned to Magistrate Judge Muirhead but are free towithhold consent without adverse consequences. (j gb, ) (Entered: 02/05/2007)

02/08/2007 14 Assented to MOTION to Extend Time to Answer to March 1, 2007 or to OtherwiseRespond to Amended Complaint to March 1, 2007 filed by Presstek, Inc., Edward J.Marino, Moosa E. Moosa. (McDaniel, Robert) (Entered: 02/08/2007)

02/09/2007 ENDORSED ORDER granting 14 Motion to Extend Time to Answer. Text ofOrder: Granted. So Ordered by Judge James R. Muirhead. Answer due by3/1/2007. (djb, ) (Entered: 02/09/2007)

02/21/2007 ENDORSED ORDER granting 7 Motion to Appoint Counsel. Text of Order:Granted. So Ordered by Judge Joseph A. DiClerico Jr. (lt, ) (Entered: 02/21/2007)

03/01/2007 15 MOTION to Dismiss Amended Complaint filed by Presstek, Inc., Edward J. Marino,Moosa E. Moosa. Follow up on Objection on 3/21/2007 (Attachments:, # 1 ExhibitExhibit A (Press Release))(McDaniel, Robert) (Entered: 03/01/2007)

03/02/2007 16 Assented to MOTION to Extend Time to Respond to Defendants' Motion to Dismissand to Continue Conference Date filed by James Sloman. (Mallory, Mark) (Entered:03/02/2007)

03/05/2007 NOTICE of ECF Filing Error re: 15 MOTION to Dismiss Amended Complaint filed byPresstek, Inc., Edward J. Marino, Moosa E. Moosa. The Memorandum in Support of theMotion to Dismiss should have been filed as the first attachment to the motion. NOACTION REQUIRED - FOR INFORMATIONAL PURPOSES ONLY. (dae, )(Entered: 03/05/2007)

03/05/2007 ENDORSED ORDER granting 16 Motion to Extend Time To Respond toDefendants' Motion to Dismiss and to Continue Conference Date. Text of Order:Granted. So Ordered by Judge James R. Muirhead. (djb, ) (Entered: 03/05/2007)

03/05/2007 Deadlines terminated : Pretrial Conference 3/7/07; Discovery Plan Deadline 3/2/07. Tobe rescheduled after ruling on Motion to Dismiss. (dae, ) (Entered: 03/05/2007)

04/02/2007 17 Assented to MOTION to Extend Time to April 18, 2007 to Respond to Defendants'Motion to Dismiss filed by James Sloman. (Mallory, Mark) (Entered: 04/02/2007)

04/03/2007 ENDORSED ORDER granting 17 Motion to Extend Time. Text of Order: Granted.So Ordered by Judge Joseph A. DiClerico Jr. (lt, ) (Entered: 04/03/2007)

04/13/2007 18 Assented to MOTION to Extend Time to Respond to Defendants' Motion to Dismiss toApril 23, 2007 filed by James Sloman. (Mallory, Mark) (Entered: 04/13/2007)

04/14/2007 ENDORSED ORDER granting 18 Motion to Extend Time to Respond toDefendants Motion to Dismiss to 4/23/07. Text of Order: Granted. So Ordered byJudge Joseph A. DiClerico Jr. Follow up on Objection on 4/23/2007 (dae, )

Page 9: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

T(Entered: 04/16/2007)

04/20/2007 19 Assented to MOTION to Exceed Page Limit for Brief in Opposition to Motion toDismiss filed by James Sloman. (Mallory, Mark) (Entered: 04/20/2007)

04/23/2007 20 OBJECTION to 15 MOTION to Dismiss Amended Complaint filed by James Sloman.(Mallory, Mark) (Entered: 04/23/2007)

04/23/2007 ENDORSED ORDER granting 19 Motion to Exceed Page Limit for Brief inOpposition to Motion to Dismiss. Text of Order: Granted. So Ordered by JudgeJoseph A. DiClerico Jr. (dae, ) (Entered: 04/23/2007)

04/26/2007 21 Notice of Intent to Reply to Objection to 15 MOTION to Dismiss Amended Complaint.Follow up on Reply on 5/15/2007. (McDaniel, Robert) (Entered: 04/26/2007)

05/02/2007 22 Assented to MOTION to Extend Time to File Reply to May 14, 2007 filed by Presstek,Inc., Edward J. Marino, Moosa E. Moosa. (McDaniel, Robert) (Entered: 05/02/2007)

05/03/2007 ENDORSED ORDER granting 22 Motion to Extend Time to File Reply. Text ofOrder: Granted. So Ordered by Judge Joseph A. DiClerico Jr. (lt, ) (Entered:05/03/2007)

05/07/2007 23 MOTION for Matthew L. Tuccillo to Appear Pro Hac Vice (Filing fee $ 100, Receipt #299196.) filed by James Sloman. (Attachments:, # 1 Exhibit (Affidavit) of Matthew L.Tuccillo)(Mallory, Mark) Modified on 5/9/2007 to take out "Assented to" in docket textas there is no indiciation in the motion that it is assented to. (dae, ). (Entered:05/07/2007)

05/08/2007 NOTICE of ECF Filing Error re: 23 Assented to MOTION for Matthew L. Tuccillo toAppear Pro Hac Vice filed by James Sloman. Consistent with ECF AdministrativeProcedures, affidavits prepared in the context of the litigation shall be filed inelectronically converted PDF format and shall contain a /s/ signature for both thesignator and the notary/jurat. NO ACTION REQUIRED - FOR INFORMATIONALPURPOSES ONLY. (dae, ) (Entered: 05/08/2007)

05/08/2007 ACTION REQUIRED - NOTICE Nonconforming Document re 23 Assented toMOTION for Matthew L. Tuccillo to Appear Pro Hac Vice filed by James Sloman. Thedocument fails to comply with LR 7.1-No statement of concurrence was included. Filestatement of concurrence and link to document no. 23. The document will remain onfile. Unless a document curing the defect is filed by the Notice of Compliance Deadlinethe matter may be referred to a judicial officer for appropriate action. Notice ofCompliance Deadline set for 5/23/2007. (dae, ) (Entered: 05/08/2007)

05/08/2007 24 Nonconforming Document 23 Motion to Appear Pro Hac Vice cured with Statement ofConcurrence by James Sloman (Mallory, Mark) (Entered: 05/08/2007)

05/09/2007 ENDORSED ORDER granting 23 Motion to Appear Pro Hac Vice. ECFRegistration form sent to PHV attorney along with this order. Text of Order:Granted on the condition that Matthew L. Tuccillo submits an ECF registration formwithin 10 days. So Ordered by Judge James R. Muirhead. Notice of ComplianceDeadline set for 5/22/2007. (djb, ) (Entered: 05/09/2007)

05/14/2007 25 Assented to MOTION to Exceed Page Limitation Applicable to Reply Memorandumfiled by Presstek, Inc., Edward J. Marino, Moosa E. Moosa. (McDaniel, Robert)

Page 10: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

T(Entered: 05/14/2007)

05/14/2007 26 REPLY to Objection to Motion re 15 MOTION to Dismiss Amended Complaint filedby Presstek, Inc., Edward J. Marino, Moosa E. Moosa. (Attachments:, # 1 Exhibit B:September 29th Press Release)(McDaniel, Robert) (Entered: 05/14/2007)

05/16/2007 ENDORSED ORDER granting 25 Motion to Exceed Page Limitation Applicableto Reply Memorandum. Text of Order: Granted. So Ordered by Judge Joseph A.DiClerico Jr. (lt, ) (Entered: 05/16/2007)

05/17/2007 27 Notice of Intent to Surreply to Reply to Objection to Motion to Dismiss. SurreplyFollow Up on 6/4/2007. (Mallory, Mark) (Entered: 05/17/2007)

06/26/2007 28 PROCEDURAL ORDER: Parties may file supplemental memoranda addressingpending motion to dismiss as outlined. Defendant's supplemental Memo due7/12/2007; plaintiff's may supplement within 10 days of service of the defendants'memo. Signed by Judge Joseph A. DiClerico Jr. (dae) (Entered: 06/26/2007)

07/05/2007 29 MEMORANDUM in Support re 15 MOTION to Dismiss Amended Complaint(Supplemental) filed by Presstek, Inc., Edward J. Marino, Moosa E. Moosa. (McDaniel,Robert) (Entered: 07/05/2007)

07/16/2007 30 BRIEF/MEMORANDUM Supplemental Memorandum in Opposition to Defendants'Motion to Dismiss by James Sloman (Mallory, Mark) (Entered: 07/16/2007)

09/18/2007 31 ORDER denying 15 Motion to Dismiss. So Ordered by Judge Joseph A. DiClericoJr. (cmp) (Entered: 09/18/2007)

09/26/2007 32 Assented to MOTION to Extend Time to Answer to November 1, 2007 filed byPresstek, Inc., Edward J. Marino, Moosa E. Moosa. (McDaniel, Robert) (Entered:09/26/2007)

09/28/2007 ENDORSED ORDER granting 32 Motion to Extend Time to Answer re 1Complaint. Text of Order: Granted. So Ordered by Judge James R.Muirhead.Answer due by 11/1/2007. (sls) (Entered: 09/28/2007)

10/02/2007 33 NOTICE of Attorney Appearance by Peter D. Anderson on behalf of Moosa E. Moosa(Anderson, Peter) (Entered: 10/02/2007)

10/03/2007 34 NOTICE of Attorney Withdrawal by Robert E. McDaniel on behalf of Moosa E. Moosa(McDaniel, Robert) (Entered: 10/03/2007)

10/03/2007 35 NOTICE of Attorney Withdrawal by David Quinn Gacioch on behalf of Moosa E.Moosa (Gacioch, David) (Entered: 10/03/2007)

10/03/2007 36 NOTICE of Attorney Withdrawal by Michael D. Kendall on behalf of Moosa E. Moosa(Kendall, Michael) (Entered: 10/03/2007)

10/26/2007 37 Joint Assented to MOTION to Extend Time to Answer to December 1, 2007 filed byPresstek, Inc., Edward J. Marino, Moosa E. Moosa. (McDaniel, Robert) (Entered:10/26/2007)

10/29/2007 ENDORSED ORDER granting 37 Motion to Extend Time to Answer. Text ofOrder: Granted. So Ordered by Judge Joseph A. DiClerico Jr. (lt) (Entered:10/29/2007)

Page 11: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

12/03/2007 38 Joint ANSWER to Amended Complaint filed by Presstek, Inc., Edward J. Marino,Moosa E. Moosa. (McDaniel, Robert) (Entered: 12/03/2007)

12/05/2007 NOTICE OF PRETRIAL CONFERENCE. Pretrial Conference set for 1/15/2008 10:00AM before Judge Joseph A. DiClerico Jr. Follow up on Discovery Plan 1/10/2008.(cmp) (Entered: 12/05/2007)

01/07/2008 Case reassigned to Judge Joseph N. Laplante. Reason for Reassignment: Casereassigned pursuant to Standing Order dated 1/7/2008. The new case designation is: 06-cv-377-JL. Please show this number with the correct judge designation on all furtherpleadings. (jgb) (Entered: 01/07/2008)

01/08/2008 39 Assented to MOTION to Continue Pretrial Conference filed by Presstek, Inc.. Followup on Objection on 1/28/2008. (McDaniel, Robert) (Entered: 01/08/2008)

01/10/2008 NOTICE OF RESCHEDULED PRETRIAL CONFERENCE. Pretrial Conference resetfor 1/28/2008 10:30 AM (from 1/15/08) before Judge Joseph N. Laplante. Follow up onDiscovery Plan 1/22/2008. The preliminary pretrial conference will not be cancelledand at least one counsel for each party will be required to attend. The DiscoveryPlan is to be filed in accordance with Fed. R. Civ. P. 26(f). (cmp) (Entered:01/10/2008)

01/10/2008 ENDORSED ORDER granting 39 Motion to Continue Pretrial Conference. Textof Order: Granted So Ordered by Judge Joseph N. Laplante.Pretrial Conferenceset for 1/28/2008 10:30 AM before Judge Joseph N. Laplante. (cmp) (Entered:01/15/2008)

01/16/2008 40 NOTICE of Attorney Appearance by Peter G. Callaghan on behalf of Presstek, Inc.(Callaghan, Peter) (Entered: 01/16/2008)

01/18/2008 41 NOTICE of Attorney Withdrawal by David Quinn Gacioch on behalf of Presstek, Inc.,Edward J. Marino (Gacioch, David) (Entered: 01/18/2008)

01/18/2008 42 NOTICE of Attorney Withdrawal by Robert E. McDaniel on behalf of Presstek, Inc.,Edward J. Marino (McDaniel, Robert) (Entered: 01/18/2008)

01/18/2008 43 NOTICE of Attorney Withdrawal by Michael D. Kendall on behalf of Presstek, Inc.,Edward J. Marino (Kendall, Michael) (Entered: 01/18/2008)

01/22/2008 44 MOTION for Gregory M. Starner to Appear Pro Hac Vice (Filing fee $ 100, Receipt #365485.) filed by Presstek, Inc.. Follow up on Objection on 2/8/2008. (Attachments: # 1Exhibit (Affidavit) Affidavit of Gregory M. Starner)(Callaghan, Peter) (Entered:01/22/2008)

01/22/2008 ENDORSED ORDER granting 44 Motion to Appear Pro Hac Vice. ECFRegistration form sent to PHV attorney along with this order. Text of Order:Granted on the condition that Gregory M. Starner submits an ECF registration formwithin ten days. So Ordered by Judge Justo Arenas.Notice of Compliance Deadlineset for 2/8/2008. (sls) (Entered: 01/22/2008)

01/22/2008 45 Assented to MOTION for Glenn M. Kurtz to Appear Pro Hac Vice (Filing fee $ 100,Receipt # 365647.) filed by Presstek, Inc.. (Attachments: # 1 Exhibit (Affidavit)Affidavit of Glenn M. Kurtz)(Callaghan, Peter) (Entered: 01/22/2008)

Page 12: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

01/22/2008 46 Proposed Discovery Plan filed by Presstek, Inc.. (Attachments: # 1 Proposed OrderScheduling Order A# 2 Proposed Order Scheduling Order B# 3 Proposed OrderConfidentiality Stipulation)(Callaghan, Peter) (Entered: 01/22/2008)

01/23/2008 ENDORSED ORDER granting 45 Motion to Appear Pro Hac Vice. ECFRegistration form sent to PHV attorney along with this order. Text of Order:Granted on the condition that Glenn M. Kurtz submits an ECF registration formwithin ten days. So Ordered by Judge Justo Arenas.Notice of Compliance Deadlineset for 2/11/2008. (sls) (Entered: 01/23/2008)

01/23/2008 47 ORDER re: Edward Marino. Either an appearance by counsel or pro se needs tobe filed or the file will be referred to a judicial officer for further action. Signed byDeputy Clerk Charli M. Pappas.Notice of Compliance Deadline set for 2/12/2008.(cmp) (Entered: 01/23/2008)

01/24/2008 48 Assented to MOTION for Douglas P. Baumstein to Appear Pro Hac Vice (Filing fee $100, Receipt # 366382.) filed by Presstek, Inc.. (Attachments: # 1 Exhibit (Affidavit)Affidavit of Douglas P. Baumstein)(Callaghan, Peter) (Entered: 01/24/2008)

01/24/2008 NOTICE OF RESCHEDULING PRETRIAL CONFERENCE (per JudgeLaPlante)Pretrial Conference Reset for 2/21/2008 at 11:00 AM (from 1/28/08)beforeJudge Joseph N. Laplante. Follow up on any amendments to Discovery Plan 2/14/2008.The preliminary pretrial conference will not be cancelled and at least one counselfor each party will be required to attend. The Discovery Plan is to be filed inaccordance with Fed. R. Civ. P. 26(f). (cmp) (Entered: 01/24/2008)

01/24/2008 ENDORSED ORDER granting 48 Motion to Appear Pro Hac Vice. ECFRegistration form sent to PHV attorney along with this order. Text of Order:Granted on the condition that Douglas Baumstein submits an ECF registration formwithin ten days. So Ordered by Judge Justo Arenas.Notice of Compliance Deadlineset for 2/11/2008. (sls) (Entered: 01/24/2008)

01/28/2008 49 MOTION to Certify Class filed by James Sloman. Follow up on Objection on2/14/2008. (Attachments: # 1 Memorandum of Law in Support of Motion for ClassCertification)(Mallory, Mark) (Entered: 01/28/2008)

02/12/2008 50 NOTICE of Attorney Appearance by Gregory M. Starner on behalf of Edward J.Marino (Starner, Gregory) (Entered: 02/12/2008)

02/12/2008 51 NOTICE of Attorney Appearance by Peter G. Callaghan on behalf of Edward J. Marino(Callaghan, Peter) (Entered: 02/12/2008)

02/15/2008 52 PROCEDURAL ORDER re: Pretrial Conference set for February 21 at 11:00a.m.Signed by Judge Joseph N. Laplante. (cmp) (Entered: 02/15/2008)

02/20/2008 53 Assented to MOTION for Jason D. Frank to Appear Pro Hac Vice (Filing fee $ 100,Receipt # 01020000000000375180.) filed by Moosa E. Moosa. (Attachments: # 1Exhibit (Affidavit) Affidavit of Jason D. Frank in Support of Assented to Motion forAdmission Pro Hac Vice)(Anderson, Peter) (Entered: 02/20/2008)

02/20/2008 54 Assented to MOTION for Jordan D. Hershman to Appear Pro Hac Vice (Filing fee $100, Receipt # 01020000000000375191.) filed by Moosa E. Moosa. (Attachments: # 1Exhibit (Affidavit) Affidavit of Jordan D. Hershman in Support of Assented to Motionfor Admission Pro Hac Vice)(Anderson, Peter) (Entered: 02/20/2008)

Page 13: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

02/20/2008 55 Assented to MOTION for Nikki J. Fisher to Appear Pro Hac Vice (Filing fee $ 100,Receipt # 01020000000000375199.) filed by Moosa E. Moosa. (Attachments: # 1Exhibit (Affidavit) Affidavit of Nikki J. Fisher in Support of Assented to Motion forAdmission Pro Hac Vice)(Anderson, Peter) (Entered: 02/20/2008)

02/21/2008 Minute Entry for proceedings held before Judge Joseph N. Laplante. IN CHAMBERSPRETRIAL CONFERENCE held on 2/21/2008. (Pltfs Atty: Mark Mallory, ThomasShapiro, Matthew Tuccillo) (Defts Atty: Peter Callaghan, Gregory Starner, DarrellChichester (for Peter Anderson), Jason Frank)(Total Hearing Time: 38 min) (cmp)(Entered: 02/21/2008)

02/22/2008 56 NOTICE of Attorney Appearance by Darrell John Chichester, Jr. on behalf of Moosa E.Moosa (Chichester, Jr., Darrell) (Entered: 02/22/2008)

02/22/2008 57 PRETRIAL ORDER. Length of Trial 8 days. Ready for Trial (Trial to bescheduled for March 2010) on 3/2/2009. Mediation Follow Up on 6/29/2009 - 120days after the close of mertis-related discovery. Summary Judgment Motions dueby 9/21/2009. Objections to Summary Judgment Motions due Nov 1, 2009, Replydue Nov 22, 2009 and other deadlines as outlined. Signed by Judge Joseph N.Laplante. (cmp) (Entered: 02/28/2008)

02/25/2008 ENDORSED ORDER granting 53 Motion to Appear Pro Hac Vice. ECFRegistration form sent to PHV attorney along with this order. Text of Order:Granted on the condition that submits an ECF registration form within 10 days. SoOrdered by Magistrate Judge James R. Muirhead. Notice of Compliance Deadlineset for 3/13/2008. (cmp) (Entered: 02/25/2008)

03/03/2008 58 ORDER: As Magistrate Judge Muirhead is recused from this case, his 2/25/08Order granting Motion to Appear Pro Hac Vice as to Jason Frank 53 is vacated;Motion is herewith granted on the condition that Attorney Frank submits an ECFregistration form within 10 days. Signed by Judge Joseph N. Laplante. (dae)(Entered: 03/03/2008)

03/04/2008 ENDORSED ORDER granting 54 Motion for Jordan D. Hershman to Appear ProHac Vice ; granting 55 Motion for Nikki J. Fisher to Appear Pro Hac Vice. Text ofOrder: Granted. So Ordered by Judge Joseph N. Laplante. (cmp) (Entered:03/05/2008)

03/18/2008 59 NOTICE of Request for Protective Order by Presstek, Inc., Edward J. Marino.(Callaghan, Peter) (Entered: 03/18/2008)

03/24/2008 60 PROTECTIVE ORDER. Signed by Judge Joseph N. Laplante. (cmp) (Entered:03/24/2008)

04/09/2008 61 Addendum/Exhibit Amended Plaintiff's Certification in Support of Motion (granted) forAppointment as Lead Counsel (Document 7 ) by James Sloman. (Mallory, Mark)Modified on 4/10/2008 to add link to: Addendum(cmp). (Entered: 04/09/2008)

04/29/2008 62 Assented to MOTION to Exceed Page Limitation Applicable to its Memorandum inOpposition to Plaintiff's Motion for Class Certification filed by Presstek, Inc..(Callaghan, Peter) (Entered: 04/29/2008)

04/30/2008 ENDORSED ORDER granting 62 Motion to Exceed Page Limitation Applicableto its Memorandum in Opposition to Plaintiff's Motion for Class Certification.

Page 14: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

Text of Order: Granted. So Ordered by Judge Joseph N. Laplante. (cmp) (Entered:04/30/2008)

04/30/2008 63 Assented to MOTION to Extend Time to Briefing Schedule on Plaintiff's Motion forClass Certification filed by Presstek, Inc., Edward J. Marino, Moosa E. Moosa. (Fisher,Nikki) (Entered: 04/30/2008)

05/01/2008 ENDORSED ORDER granting 63 Motion to Extend Briefing Schedule onPlaintiff's Motion for Class Certification. Text of Order: Granted So Ordered byJudge Joseph N. Laplante. Follow up on Objection on 5/15/2008. Follow up onReply on 6/16/2008. (cmp) (Entered: 05/01/2008)

05/04/2008 64 Amended Assented to MOTION to Extend Time to Briefing Schedule on Plaintiff'sMotion for Class Certification filed by Presstek, Inc., Edward J. Marino, Moosa E.Moosa. (Fisher, Nikki) (Entered: 05/04/2008)

05/05/2008 ENDORSED ORDER granting 64 Motion to Extend Time to Briefing Schedule onPlaintiff's Motion for Class Certification. So Ordered by Judge Joseph N.Laplante. (jb) (Entered: 05/05/2008)

05/22/2008 65 Assented to MOTION to Extend Time to for Briefing Schedule on Plaintiff's Motion forClass Certification filed by Presstek, Inc., Edward J. Marino, Moosa E. Moosa. (Fisher,Nikki) (Entered: 05/22/2008)

05/22/2008 66 REPLACED BY DOCUMENT #72. OBJECTION to 49 MOTION to Certify Classfiled by Presstek, Inc.. (Callaghan, Peter) Modified on 8/11/2008 to add: REPLACEDBY DOCUMENT #72.(cmp). (Entered: 05/22/2008)

05/22/2008 67 REPLACED BY DOCUMENT #72. MEMORANDUM in Opposition re 49 MOTIONto Certify Class filed by Presstek, Inc.. (Callaghan, Peter) Modified on 8/11/2008 toadd:REPLACED BY DOCUMENT #72. (cmp). (Entered: 05/22/2008)

05/22/2008 68 REPLACED BY DOCUMENT #72. AFFIDAVIT in Opposition re 49 MOTION toCertify Class filed by Presstek, Inc.. (Callaghan, Peter) Modified on 8/11/2008 to add:REPLACED BY DOCUMENT #72.(cmp). (Entered: 05/22/2008)

05/23/2008 ENDORSED ORDER granting 65 Motion to Extend Time to Briefing Schedule onPlaintiff's Motion for Class Certification. Text of Order: Granted. The courtrequests that, in the future, counsel make an effort to comply with Local Rule 7.2(a).Compliance with that rule facilitates the court's expeditious ruling on motions toextend time, as it eliminates the need for the court to review the docket and schedulefor potentially conflicting hearing, conference, or trial dates. So Ordered by JudgeJoseph N. Laplante. (jb) (Entered: 05/23/2008)

05/30/2008 69 NOTICE of Attorney Appearance by John Richard Baraniak, Jr on behalf of Edward J.Marino (Baraniak, John) (Entered: 05/30/2008)

05/30/2008 70 Assented to MOTION for R. J. Cinquegrana to Appear Pro Hac Vice (Filing fee $ 100,Receipt # 01020000000000406901.) filed by Edward J. Marino. (Attachments: # 1Exhibit (Affidavit))(Baraniak, John) (Entered: 05/30/2008)

05/30/2008 71 Assented to MOTION for Alessandro Martuscelli to Appear Pro Hac Vice (Filing fee $100, Receipt # 01020000000000406908.) filed by Edward J. Marino. (Attachments: # 1Exhibit (Affidavit))(Baraniak, John) (Entered: 05/30/2008)

Page 15: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

05/30/2008 72 OBJECTION to 49 MOTION to Certify Class filed by Presstek, Inc.. (Attachments: # 1Memorandum of Law, # 2 Exhibit (Affidavit) Declaration of Glen M. Kurtz - Exhibit Ato Memorandum of Law)(Callaghan, Peter) (Entered: 05/30/2008)

05/30/2008 73 Assented to MOTION for Preti Flaherty, PLLP and White & Case, LLP to Withdraw asAttorney for Edward J. Marino filed by Presstek, Inc.. (Callaghan, Peter) (Entered:05/30/2008)

05/30/2008 74 MEMORANDUM in Opposition re 49 MOTION to Certify Class filed by Edward J.Marino, Moosa E. Moosa. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4Exhibit 4 (part one), # 5 Exhibit 4 (part two), # 6 Exhibit 4 (part three), # 7 Exhibit5)(Frank, Jason) (Entered: 05/30/2008)

06/02/2008 75 NOTICE of Change of Address by Nikki J. Fisher on behalf of Moosa E. Moosa(Fisher, Nikki) (Entered: 06/02/2008)

06/03/2008 NOTICE of ECF Filing Error re: 70 Assented to MOTION for R.J. Cinquegrana toAppear Pro Hac Vice 69 Notice of Attorney Appearance filed by Edward J. Marino, 71Assented to MOTION for Alessandro Martuscelli to Appear Pro Hac Vice. All futurepleadings should be filed in TEXT SEARCHABLE PDF format. NO ACTIONREQUIRED - FOR INFORMATIONAL PURPOSES ONLY AND IS MERELYINTENDED TO EDUCATE ALL PARTIES IN THE CASE. If the filing party has anyquestions concerning this notice, please contact the judge's case manager at 603-225-1488. (cmp) (Entered: 06/03/2008)

06/03/2008 ENDORSED ORDER granting 70 Motion to Appear Pro Hac Vice. Text of Order:Granted on the condition that R.J. Cinquegrana completes an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante. Noticeof Compliance Deadline set for 6/20/2008. To access the online registration form,click HERE. Persons filing electronically are strongly encouraged to complete theinteractive training modules available on the courts website. To access thesemodules, click HERE.(jb) (Entered: 06/03/2008)

06/03/2008 ENDORSED ORDER granting 71 Motion to Appear Pro Hac Vice. Text of Order:Granted on the condition that Alessandro Martuscelli completes an online ECFRegistration Form within 10 days. So Ordered by Judge Joseph N. Laplante. Noticeof Compliance Deadline set for 6/20/2008. To access the online registration form,click HERE. Persons filing electronically are strongly encouraged to complete theinteractive training modules available on the courts website. To access thesemodules, click HERE.(jb) (Entered: 06/03/2008)

06/03/2008 ENDORSED ORDER granting 73 Motion to Withdraw as Attorney (PretiFlaherty, PLLP and White & Case, LLP). Text of Order: Granted. So Ordered byJudge Joseph N. Laplante. (jb) (Entered: 06/03/2008)

06/09/2008 76 Defendant Edward J. Marino's Fed. R. Civ. P. 26(a)(1) Disclosures by Edward J.Marino (Baraniak, John) (Entered: 06/09/2008)

07/28/2008 77 Assented to MOTION for Leave to File overlength reply and short extension filed byJames Sloman. (Friedman, Christine) (Entered: 07/28/2008)

07/31/2008 78 REPLY MEMORANDUM in Support re 49 MOTION to Certify Class filed by JamesSloman. (Friedman, Christine) Modified on 8/11/2008 to add: REPLY(cmp). (Entered:

Page 16: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

T07/31/2008)

07/31/2008 79 AFFIDAVIT in Support re 49 MOTION to Certify Class filed by James Sloman.(Attachments: # 1 Exhibit resume of miller, # 2 Exhibit Exh B - NASDAQ StockMarket Materials, # 3 Exhibit chart, # 4 Exhibit list of market maker, # 5 Exhibitanalyst reports, # 6 Exhibit SEC list, # 7 Exhibit list of news articles)(Friedman,Christine) (Entered: 07/31/2008)

07/31/2008 80 AMENDED REPLY to 49 Motion to Certify Class by James Sloman. amended replymemorandum in support ofplaintiff's motion for class certification (Friedman,Christine) Modified on 8/1/2008 to add: REPLY to 49 Motion to Certify Clas(cmp).(Entered: 07/31/2008)

08/01/2008 ENDORSED ORDER granting 77 Motion for Leave to File Overlength Reply andShort Extension (to July 31, 2008). Text of Order. Granted. So Ordered by JudgeJoseph N. Laplante. (jb) (Entered: 08/04/2008)

08/08/2008 81 Assented to MOTION for Oral Argument on Motion for Class Certification filed byPresstek, Inc.. (Callaghan, Peter) (Entered: 08/08/2008)

08/11/2008 ENDORSED ORDER granting 81 Motion for Oral Argument on Motion for ClassCertification. Text of Order. Granted. So Ordered by Judge Joseph N. Laplante.(cmp) (Entered: 08/12/2008)

08/12/2008 NOTICE re: 49 MOTION to Certify Class. Non-Evidentiary MOTION HEARING setfor 9/23/2008 02:00 PM before Judge Joseph N. Laplante. (cmp) (Entered: 08/12/2008)

09/16/2008 82 Joint Assented to MOTION to Continue /Reschedule Class Certification Hearing toOctober 16 at 2:00 PM filed by Presstek, Inc.. Follow up on Objection on 10/3/2008.(Callaghan, Peter) (Entered: 09/16/2008)

09/18/2008 83 ORDER denying without prejudice 49 Motion to Certify Class; granting 82Motion to Continue/Reschedule Class Certification Hearing. So Ordered by JudgeJoseph N. Laplante. (jb) (Entered: 09/18/2008)

01/26/2009 84 NOTICE of Attorney Withdrawal by Matthew L. Tuccillo on behalf of James Sloman(Tuccillo, Matthew) (Entered: 01/26/2009)

02/06/2009 Attorney Peter Callaghan advised case settled. Agreement for entry of judgment or astipulation of dismissal to be filed within 30 days or the court will dismiss the case withprejudice. Case Settlement Deadline 3/11/2009. (cmp) (Entered: 02/06/2009)

03/11/2009 85 Assented to MOTION for Preliminary Approval of Settlement and of PreliminaryApproval Order filed by James Sloman. (Attachments: # 1 Memorandum of Law inSupport of Motion for Preliminary Approval of Settlement, # 2 Exhibit Stipulation ofSettlement, # 3 Proposed Order Exhibit A to Stipulation, # 4 Exhibit A-1 Notice Part 1,# 5 Exhibit Exhibit A-1 Notice part 2, # 6 Exhibit A-1 Notice part 3, # 7 Exhibit A-2Summary Notice, # 8 Exhibit A-3 Notice of Claim, # 9 Exhibit B Final Judgment, # 10Exhibit Rule 23(e)(3) Statement)(Mallory, Mark) (Entered: 03/11/2009)

05/01/2009 86 ORDER as to 85 Motion for for Preliminary Approval of Settlement and ofPreliminary Approval Order. So Ordered by Judge Joseph N. Laplante. (cmp)(Entered: 05/01/2009)

Page 17: U.S. District Court District of New Hampshire (Concord) CIVIL DOCKET FOR …securities.stanford.edu/filings-documents/1036/PRST_01/... · 2011-07-14 · US District Court Civil Docket

05/01/2009 NOTICE of Hearing. Settlement Conference set for 7/20/2009 10:00 AM before JudgeJoseph N. Laplante. (cmp) (Entered: 05/01/2009)

07/14/2009 87 Petition of Plaintiff's Counsel for an Award of Attorneys' Fees and Reimbursement ofExpenses by James Sloman (Attachments: # 1 Memorandum of Law in Support of FinalApproval of Settlement, # 2 Exhibit (Affidavit) of Thomas G. Shapiro, # 3 Exhibit(Affidavit) of Mark L. Mallory, # 4 Exhibit (Affidavit) of James Sloman, # 5 Exhibit(Affidavit) of Michael Rosenbaum)(Mallory, Mark) (Entered: 07/14/2009)

07/20/2009 Minute Entry for proceedings held before Judge Joseph N. Laplante. SETTLEMENTCONFERENCE held on 7/20/2009.The court finds that the settlement is fair, reasonableand adequate. Settlement and Class certification approved. Petition of Plaintiff'sCounsel for an Award of Attorneys' Fees and Reimbursement of Expenses approved.(Court Reporter: Susan Bateman) (Pltfs Atty: Mark Mallory, Tom Shapiro) (DeftsAttys: Peter Callaghan, John Baraniak, Jr., Douglas Baumstein, Sara Kim (forMoosa)(Total Hearing Time: 30 mins) (cmp) (Entered: 07/20/2009)

07/20/2009 88 JUDGMENT is hereby entered in accordance with 86 Order on PreliminaryApproval of Settlement and 87 Petition of Plaintiff's Counsel for Award ofAttorneys' Fees and Reimbursement of Expenses. Signed by District Judge JosephN. Laplante. (Case Closed) (cmp) (Entered: 07/20/2009)

07/21/2009 89 JUDGMENT by the CLERK is hereby entered in accordance with 88 StipulatedFinal Judgment and 86 Order on Preliminary Approval of Settlement. Signed byClerk James R. Starr. (cmp) (Entered: 07/22/2009)

07/28/2010 90 Assented to MOTION for Order Approving Distribution of Settlement Funds filed byJames Sloman. (Attachments: # 1 Proposed Order Approving Distibution of SettlementFunds, # 2 Exhibit (Affidavit) of Michael Rosenbaum, # 3 Exhibit BoweInvoice)(Mallory, Mark) (Entered: 07/28/2010)

08/26/2010 ENDORSED ORDER granting 90 Motion for Order Approving Distribution ofSettlement Funds. Text of Order: Granted. So Ordered by Judge Joseph N.Laplante. (jb) (Entered: 08/26/2010)

Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service ofUnited States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fillout one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of theUnited States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to caseinformation. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html