utran long term evolution 1

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    UTRAN Long Term Evolution (LTE) refers to the long term evolution of the

    3GPP radio access technology and is considered the successor of the

    current UMTS system with the rollout anticipated to begin with trials in

    2009.

    The LTE work in 3GPP is closely aligned to the 3GPP system architecture

    evolution (SAE) framework which is concerned with the evolved core

    network architecture. The LTE/SAE framework defines the flat, scalable,

    IP-based architecture of the Evolved Packet System (EPS) consisting of a

    radio access network part (Evolved UTRAN) and the Evolved Packet Core

    (EPC).

    Note that the Evolved Packet System is purely packet based - it does not

    handle circuit-switched traffic at all. Circuit-switched applications (e.g.

    voice) are carried over IP (e.g. Voice over IP, VoIP).

    Move your mouse pointer over the items in the architecture figure for a

    short introduction to each item.

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    LTE networks can be deployed both in existing and new frequency bands

    such as:

    the 900 and 1800 MHz bands widely used for GSM

    the 850 and 1900 MHz bands used for GSM in North and South America

    the new 700 MHz band previously used for analog television broadcasting

    the 2100 MHz band and the combined 1700/2100 MHz band mainly used

    for 3G (WCDMA and HSPA) systems outside and within America,

    respectively

    the new 2600 MHz band that is becoming available for mobile systems in

    many parts of the world.

    LTE will be initially deployed in the 2100 MHz and 1700/2100 MHz

    frequency bands.

    The LTE air interface supports both frequency division duplexing (FDD)

    and time division duplexing (TDD). In FDD, the uplink and downlink signals

    are carried in different parts of the paired frequency band, as shown in

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    the figure. In TDD, the uplink and downlink transmission takes place

    during different time intervals within the same spectral bandwidth.

    In practice, a frequency band is split up into several portions, depending

    on the geographical location where each portion is allocated to a certain

    network operator. LTE offers the possibility to further split up theallocated portion into a number of channels with a variety of bandwidths

    between 1.4 and 20 MHz.

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    Whereas GSM is based on Time Division Multiple Access (TDMA), and

    WCDMA and HSPA are based on Code Division Multiple Access, the LTE

    physical layer is based on Orthogonal Frequency Division Multiple Access(OFDMA) in the downlink and Single-Carrier Frequency Division Multiple

    Access (SC-FDMA) in the uplink direction.

    The second part of this course is entirely devoted to explaining the basic

    operation of these multiple access methods. For instance, the concept of

    subcarriers in the frequency domain should be familiar at this point.

    Obviously, the physical structure of the LTE interface contains more than

    just the multiple access method. The third part of the course addresses

    among others such issues as the frame structure, the basic idea of using

    resource blocks, the physical channels in downlink and uplink, andadaptive resource allocation.

    The course also briefly describes the protocol layers located above the

    physical layer.

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    The LTE radio interface is standardised in the 36-series of 3GPP Release 8.

    The detailed physical layer structure is described in five physical layer

    specifications.

    The LTE radio technology offers the following benefits:

    LTE offers peak data rates of up to 173 Mbit/s in downlink (assuming 2 x 2

    MIMO and 20 MHz channel bandwidth) and up to 58 Mbit/s in uplink.

    LTE enables round trip times (RTT) of less than 20 ms. The round trip time

    or user plane latency is the time it takes for information to travel from the

    mobile terminal to the destination in the network and back to the

    terminal.

    Also the control plane latency - the time needed to allocate transport

    resources - is important. The requirement for the control plane latency in

    LTE is less than 100 ms.

    Contrary to HSPA, LTE offers packet scheduling in the frequency domain in

    addition to packet scheduling in the time domain. This feature greatly

    increases the spectrum efficiency of LTE.

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    The LTE capacity or spectrum efficiency is two to four times higher than

    that of a 3GPP Release 6 HSPA system.

    A major advantage of LTE over WCDMA or HSPA is the possibility of

    allocating spectrum bandwidths of varying size to the mobile users.

    LTE offers several channel bandwidth values between 1.4 and 20 MHz. By

    contrast, the channel bandwidth in WCDMA or HSPA is always fixed at 5

    MHz.

    A small channel bandwidth allows easier spectrum refarming and is

    beneficial for mobile operators short on spectrum.

    On the other hand, a large channel bandwidth is required if large peak

    data rates are to be supported.

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    A basic concept in LTE is Orthogonal Frequency Division Multiplexing

    (OFDM). OFDM forms the basis for OFDMA in the downlink, and is also

    closely related to SC-FDMA in the uplink.

    Let us briefly show how the OFDM symbols are generated in the

    transmitter and processed in the receiver.

    In the transmitter, a sequence of modulated symbols is mapped - together

    with reference information - onto N subcarriers to which the Inverse Fast

    Fourier Transform (IFFT) is applied. The output signal samples are then

    converted into a serial sequence and a so-called cyclic prefix is added,

    resulting in an OFDM symbol. After some additional processing

    (windowing, D/A conversion, frequency up-conversion, RF processing, etc.)

    the OFDM signal is transmitted over the radio channel.

    In the receiver, again after some conventional processing not explicitly

    shown, the cyclic prefix is removed from the OFDM symbol, the signal is

    converted into a parallel set of samples, and the Fast Fourier Transform

    (FFT) is applied to these samples. Using the reference signals, the

    equaliser is able to remove the amplitude and phase distortion of the

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    signal-carrying subcarriers. Finally, these subcarriers are de-mapped and

    converted into the original serial symbol sequence.

    In the transmitter, before the actual OFDM signal processing, the user

    data is encoded, using turbo coding or convolution coding, and modulated,

    using QPSK, 16QAM, or 64QAM.

    Similarly, in the receiver the serial symbol stream obtained after the

    OFDM signal processing is demodulated and decoded, providing the

    original user data.

    The selected modulation scheme and coding rate depend among others on

    the radio channel conditions, and can be changed once every millisecond

    based on feedback received in the uplink direction. This is called adaptive

    modulation and coding (AMC), a concept already employed in HSPA.

    Note that the support of 64QAM is optional in the uplink direction.

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    In the transmitter, after the IFFT processing, the OFDM symbol is

    extended with a cyclic prefix. The purpose of adding a cyclic prefix is to

    avoid intersymbol interference, in other words interference between

    successive OFDM symbols, in the receiver.

    The cyclic prefix is constructed by taking the end part of the IFFT output

    waveform and copying it in front of the waveform. Note that the cyclic

    prefix part of the OFDM symbol will not be utilised for FFT processing in

    the receiver.

    In order to understand why it is necessary to use a cyclic prefix, let us

    consider a typical multipath propagation environment. In our example,

    there is the direct propagation path between the base station and the

    mobile device, a second path with asmall delay, and a third path with a

    large delay. The replicas of the transmitted signal are received with

    different delays, causing the multipath delay spread of the radio channel.

    The cyclic prefix should be designed such that it is always longer than the

    multipath delay spread, in order to avoid inter-symbol interference

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    between successive OFDM symbols. Note that in our example, the cyclic

    prefix is too short, so there will be inter-symbol interference!

    Let us illustrate the importance of using a cyclic prefix with a small

    example.

    The figure shows a sequence of OFDM symbols with the n:th subcarrier

    displayed. Each subcarrier has an integer number of cycles in the FFT

    processing interval, as in our example three cycles. As a result, all

    subcarriers are mutually orthogonal within the FFT processing interval.

    Also notice that the amplitude and phase of each subcarrier changes from

    one OFDM symbol to another.

    In a multipath environment, delayed replicas of a subcarrier add up in the

    receiver. If the multipath delay spread is less than the duration of the

    cyclicWithin the FFT processing interval, the resultant subcarrier is a pure

    sinusoid, since the sum of sinusoids with a certain frequency is still a

    sinusoid with this same frequency.

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    However, if the multipath delay spread is larger than the duration of the

    cyclic prefix, the resultant subcarrier within the FFT processing interval is

    not a pure sinusoid any longer. This causes intersymbol interference

    which cannot be removed in the equaliser. To put it another way, the

    subcarriers are not mutually orthogonal any more within the FFT

    processing interval.

    In the previous animation, we observed how the multipath radio channel

    caused amplitude and phase distortion in the received subcarriers. This

    distortion has to be removed or "equalised" in the receiver.

    For this purpose, so-called reference or pilot signals with known signal

    values are added to the signal-carrying subcarriers before applying the

    IFFT operation. In the receiver, these reference signals are utilised duringthe equalisation process.

    Since the signal values of the reference signals are known, the amplitude

    and phase distortion of these subcarriers can be calculated and corrected

    in the receiver. Using interpolation techniques, the distortion of the

    signal-carrying subcarrierslocated between the reference signal

    subcarriers can also be estimated and corrected.

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    Equalisation in the frequency domain using reference signals is easier to

    perform than equalisation in the time domain, especially when the

    multipath delay spread causes severe frequency-selective fading. This

    insight led to the development of the SC-FDMA scheme used in the uplink,

    as will be explained later.

    Up to this point, we have been looking at the OFDM technique. But the

    downlink multiple access method is called OFDMA. So what is the

    difference between OFDM and OFDMA?

    The answer is simple. In the case of OFDMA, subcarriers for several users -

    instead of a single user - are multiplexed or combined into a larger set of

    subcarriers to which the IFFT operation is applied. Information on which

    subcarriers belong to which user is also sent in the downlink. A certainuser - for instance user 3 - can then utilize the relevant subcarriers and

    disregard the other subcarriers at the receiving end.

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    In the uplink direction, Single-Carrier Frequency Division Multiple Access

    (SC-FDMA) was chosen instead of OFDMA for the LTE radio interface.

    The advantage of SC-FDMA over OFDMA is that SC-FDMA has a lower peak-

    to-average power ratio (PAPR), which means less power consumption and

    less expensive RF amplifiers in the terminal.

    SC-FDMA signal processing has some similarities with OFDMA signal

    processing. As a result, parameterisation of downlink and uplink can be

    harmonised.

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    n comparison with OFDMA, we see that SC-FDMA simply adds another FFT

    block in the transmitter and another IFFT block in the receiver.

    In the transmitter, the basic task of the FFT / IFFT pair is to multiplex

    different uplink signals in the frequency domain - hence the name

    Frequency Division Multiple Access (FDMA). Different users are allocated

    different M-point subsets of the N-point sample space of the IFFT

    processing block. In our example, there are four users, M = 4 for each

    user, and N = 16.

    On the receiver side, the FFT / IFFT pair performs the demultiplexing of

    the desired uplink signal. In addition, equalisation in the frequencydomain

    is possible, provided the uplink signal also contains the required reference

    signals. As in the case of OFDMA, a cyclic prefix must be added to eachSC-FDMA symbol to avoid intersymbol interference due to the multipath

    delay spread in the radio channel.

    Obviously, it is essential that the signals from different users are perfectly

    synchronised. This is achieved by using special timing correction signals.

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    The time domain waveforms of the SC-FDMA symbols depend on how the

    M subcarriers are mapped to the N-point IFFT block.

    In the case of localised subcarrier mapping, a block of M consecutive

    subcarriers is reserved for a certain user. The other subcarriers are set to

    zero, in other words, these subcarrier locations are available for other

    multiple access users in the uplink. Localised subcarrier mapping is the

    mapping method used in LTE.

    At the other extreme, interleaved subcarrier mapping means that the M

    subcarriers are evenly distributed over the N possible subcarrier locations.

    This mapping method produces the lowest possible peak-to-average

    power ratio (PAPR), but scheduling in the frequency domain is less

    efficient. Consequently, this mapping method is not used in LTE.

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    LTE employs the Hybrid Automatic Repeat reQuest (HARQ) fast

    retransmission scheme both in downlink and in uplink. Up to eight HARQ

    processes can be active both in downlink and in uplink at the same time.

    The HARQ scheme provides error correction by soft-combining the

    information received in successive retransmissions until the packet is

    received correctly. This process is known as incremental redundancy.

    HARQ uses a stop-and-wait protocol. After transmitting a data block, the

    transmitting entity waits until it receives an acknowledgment (ACK) or

    negative acknowledgement (NACK) before transmitting the(NACK) before

    transmitting the next data block or retransmitting the error-containing

    data block.

    Downlink HARQ processes are asynchronous in time. Retransmissions are

    possible in any order without fixed timing. As a result, HARQ-related

    information such as the HARQ process identifier must be sent over the

    PDCCH in parallel with the data sent over the PDSCH.

    In contrast, uplink HARQ processes are synchronous in time. If the data of

    a certain HARQ process is sent in subframe n, the ACK or NACK is sent

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    back over the Physical Hybrid ARQ Indicator Channel in subframe n+4. The

    data block is then retransmitted - or the next data block is sent - in

    subframe n+8.