v l·-in 'ancialdisc lo sbrere pofr-tww clrtrp 1bytb ... · ; 'l==a=u= 1 =0=== 4 v ·...
TRANSCRIPT
; 'l====A= =1=0=====4·l F-·IN_ ' AN C IA L D IS C LO SURE RE P O R -T Rc rt R Wre<1· b y tb eE
-·
R 004 FOR CALENDAR YEA 2 lS u.s.c. app. §§ 10J.111J
Dyle. Timod!y B
4. Tille (Article W Judges iodic::ne active Ot senior S tatus ; m:igj s trate j udges indicat e full-or p2rt-ti me)
S . RcportTypc ( c:hcc k appropri ate type) 6. Rcponiog Period
1/1/2004
IO
1 2131/2004
___________ _ Date. ___ _ _ lMPORTANTNO'l'ES: 1bt insttUCtio QS acoompanyiog this farm mwt be followed . Complete all pans , c:hcclting tht NONE box for each part
... . ;i ,.,,,., • ..,_,,.,.,'""""'"''"'""""'""" .... ,,,_-• .,...,,,,,,,,,."""""",,,...""'""""'"''·"""""'"'"i':""'<l"'"".,.__..,..,. .• ,"'''""'"".,..,.."'"".,,, ""' -:-Cl"C'tti,:,.1.it ); :;-/,i . S'f-,¥\.>;. .,. :. .. '°N:. jU,: . i._··_!1,;.y. ·foi",rll!'l'. Y '1'W'! · !,! _tj,.j1 ¥' !. t Q'"·ll.".. >l?' .... ;,;
PARTlfrS AND JERMS
<:>-(/ .::e
c:: .>
f Y7 €:;,-,
in GOTtnlDlltlll Act or 1978Rev. 1/2004
I. Person Reporting (Last name. First name. Middle iD.itial)
U.S. Cittui1 Judge·Actiw:
2. Court or Otganinlioo
FtderalCircuit
Q Nomicali«I. Date
0 lnhlal 0 FW.J
3. D•tc of Report5/1612005
7. Chambers orOffice Address 717Macfu<lo Plllce., N.W.
Washingooo, D.C 20439
8. On th.c basis of the informatioo oonuined in this Report and any modificati011$ pertaining tbc:n:to, it is. in my opinim, in oomplianoe with applicab laws and rcg.ulatioos.
Reviewiog Officer,
where you have no rep0rtable i.nformatioa. Sign oo last page.
I. POSmONS. (Reporting iodividltll ooly: see pp. 9-13 or filing instructioas)
0 NONE . (No reportable posjticas.)
PQSJDON NAMEOEQRGANJ'Z.ATJONffil'CMTY
I. Giles Rich 1on of Court
Il. AGREEMENTS. (Reporting individual ouly;scepp. 14-J6offiling iostn1ctions)
li2I NONE - (Noreporub1c ._., ...l
I.
0 c;:; 0 r-..,,
;::;;;: n70 ci:
r-...,-c ,..,,,
s:= .....
:;r.:;-c-, n:
cc..,,, rn ... -...
"
a?
2.
l'ame of r""°" Rcponing
v
SOURCe ANQI)'PE
Stale orNcbrasb (Ro y>lty)
4.
SOURCE AND TYPE
2004 Joe Ucbcrmao for l'l<sidcot (Consul ting)
2 004 !ohm lloplcios University (Tcacbiog)
Smith College (Teadliog)
University of Micbipn (Teaching)
Century Flmd (Hooorarium) ($333 . 00)
2004 Univesity of Maryland (Honorarium) ($250.00)
PodcstaMattoo Inc . (Coruulling)
4.
. ----· ····· · ·· - .... . ·-----
FINANCIAL DISCLOSURE REPORT
Dyk. nmod!y B
Date of Report
511612005
B. Spouse's Non· Investment Income· (lf you were married during any portiooof the reportiog year, please oomple1cthis section. Dollar amou.n.t not required except forhoocnria.)
0 NONE · (No reportable non·inY<S"°"'lill<OCllC.)
I.
ill. NON-INVESTMENT INCOME. (Reponing indiv;d.raland spause;scc pp. 17-24 ofRling h1:nruc1ions)
A. Filer's Non-Investment Income
D NONE · (Norcpottablcnon·in esuncntincomc.)
GROSS!NOOME (yowi. not 1J)OU.Se\J
I. 2004 $978.00
2.
3.
2.
3. 2004
2004
s. 2004
6.
7. 2004
Ano M>or. Ml (transportati on, meals and lodging)
:z. New Yori: lntdlcctual Property Law Alsocialioa (NYU'l.A) Jan 23 . 2004, New Yort. N.Y. · lunch speaker (lrulspa'talioo and meal)
4 . New Yori. !nlcllectual Property Law Alsodatioo (NYIPU.) Annual Dinner. Mar 26 , 2004. New Yort. N .Y. (transponation. lodging and mcal)
s. NewYocl: Jnlellcc<ual Property Law Associatioo(NYIPIA) Lunch speaker. New York. N.Y .• Dec 1 0. 2004 , ( trlUIS)lClrtlti<Jo and meal)
6 .
I. Un;vcrs;iy of Micblgan Law School
-tranSpOrtauoo. 1c0ging. food, enimainmcru.
····-..-······-····-·
FlNANCIAL DISCLOSURE REPORT NameofPcrsoaReporting
Dyk, Timocby B
IV. REIMBURSEMENTS
Due of Report ,
5116/2005
3. Federal c;rcuit Bar Alsociation (FCBA) FCBA Annual Conference. June 25-2&, 2004. Colorado Spring>. CO. (rcgisttation. lodpng and meals)
(tnc:ludcsthose lO spouse 3od dependentchildren. Sc:c pp. 25 27 of instructions.)·
0 NONE (Nosuchn:portablereimbursements.).
SQURCE DESCRIPT!ON
Speechoo clerks!Ups;teaching clus; Mardi 17-I&, 20040 at U.Uv. of Micbipn Law School.
DF-4CR rmQN
1 .
VAUJECODR
. FINANCIAL DISCLOSURE REPORT NamcotPersonRepating
Dyk, Timorhy B
V. GIFTS, (Includes 1hos.ro spouse and depcnden1 children. See pp. 28·31 o( ;nstruction>.)
0 NONE · (Nosuch rcponabl<: gif!S.)
SOlJRCE
Date of Rq>on
Sl\6/2005
VI. LIABILIT1ES. (Includes!hose of spouse and dcpcnden1 children. S<e pp. 32·34 ofia.sllOCtiCMIS.)
b!l NONE . <No rqioru1>1e tiobilities.l
CREDITOR pESCR!P'JlON
I.
Na.me o r Person Reporting
Oy k, Ti-1ly B
A. .. c cbina
rcpotti.ng petiod rq>e>nb" po riod
( I ) (l) (l) (l)
T)'p< div. taJL or Method U..)
I. MASS BAY BREW!NO CO. (COMMON STOCl<) Nooe N w (SUBCHAPTER S)
2. LOT- TRURO, MA (Pared I) ($281 , 000) Nooe N s
3 . BALDWIN WHJl'E!HALl. PA. SCI!. DIST. CMEO. c 1n ...... K T
4. BALDWIN WHmlHALL PA. SCH. DIST. OCPN. ID ..,... K T
s . SALT. MO CTFS PARTN SERB AMBAC B ID..,...
6. CHIC. ILL 00 ST. UNIV. REV B lnt<rCSt L T
7 . COHOES ITT 00 S C H. DIST. B lll ierest
8. FAIRPAX CNTY VA 00 1Dierest L
9. FARMINGTON MICH CMNTY LIB B ID tercSt L T
JEl'FERSON CTY ALA BRD.ED.SCH. B llltercst L T
11. SAOIMA W CNTY MICH COMP. B 111 ...... L T
12. NEUBERGER & BERMAN CASH RESERVE A Dividend J T
13. VANGUARD LONG-TERM TAX-EXEMPT' IDllDiv FUNDINV
14. VANGUARD INTERMEO-TERM TAX-BXEMl'T B IDtlDiv FUND
IS. NEW YORK COMJdVNrrY BANCORP INC. B Oiviclead (COMMON STOClQ
16. NEW YORK COMMUNITY BANCORP INC.
17. V ANGUARD MONEY MARKET 0 lllt=st 0 T
18. FIDELITY MUNICIPAL (MONEY MARKET) D Oividcod Pl T
A B c ISc< C ....... - ..
. .
0.
O.te of Report
5116/2005
(I ) lf O Ol e-tt.mpt rmm disclosute
(l) (3) (') (5) Type (e.g. v . ... °"" buy. sell. 2 ... )'Ct/seller mere<•'. I (A·
.... tiOCI)
SOLD 04/06 N E
SOLD 01129 N D
BUY 06'14 F
SOLD 12116 F
- 6 = SI S ,001-SS0.000
-
(Set Colu m l'I O> l! = Bool< v.iu. v = w = Estlmct\td
FINANCIAL DISCLOSURE REPORT Page 1 of8
Oesaiptloo of Asseu Gross valuc a cm d
(i11elbdiatg trwCuscts)
Ptace �oo· alkreach asset e-xt:mpt """""'' (.. g. vu.. Valoe from prior discloNrc Codol Code 2
CA·Hl (J-1') Code 3 (Q-W)
DNONE (Noreport;ableltlCOCl'IC, assiei:s., otUUWICtiom)
c
L T
L T
B T
10.
c
(COMMON STOCK)
J. lncomeA:iaiD Codes= • St,000 orlea •SJ,OOl·S'l.SOO •$2..SOl..U.000 Bl aod04) F = SS0.001 S I 00.000 0 = s100..001 s1.ooo.ooo HI = $1,000.001..U.000..000
2 Value Codes: J • $1$.000 or ba. K •Sl.S OOJ.SS0.000 L .. m.OOl..$100.000
CS.. Cl and 03! N =-$250.�SSOO.OOO 0 cSSCll.OOJ...SJ,000,000 Pl c Sl#»JJOl-S..SJXlQ.000
l'nmKtio11a. during reporting period
.,.,,.,, tdcnlityo("'"""'· Code O.y (l·P) (ifpriv::.te
oo)
D • $:5.001 $1!5.000
H2 =Mon: OanS.S,000.000
M c Sl00.001 000
n =ss.000,001 .ooo
P =S!5..000.001.S.SO.OOO.OOO P• =SM'"' dAn $50.000.000
3. V•lllC Method Ccd::s Q . """"""' R = °"' (Rul Eswe Only} s =As� T =CublM*«
••
Name ol Pmoo Rcponing
Dy t, n-iiy B
B.
Da t e o f Report
51\<ilZOOS
c (I. 1-neeklriog
rcponina: pcsiod" ttp()"ling period
(I ) (2) Cl) (l) ( I) u-not cacn:p Uom dlscl0$Ut'\l,
(2) (3)
T)l>e . °""' v.iuo div, l'CDl. or Method Code? lm.J
--(J-P)
1 9. P IM CO FLOATING RA TE Dividend K T PART 04/()1
20. SOUTHWEST AIRLINllS ( COMMON STOCK) Dividc:od BUY 03/31 K
2 1. EVERGREEN US GOVT SEC. (MONEY MKT.) Divid<od T
22. WACHOVIA SECU R111ES IRA #I I! Div/Int Pl T
23 . -GLOBAL SANTI! FE CORP. (COMMON STOCK)
:u . ·lAPANRJND
2$. ·KERR-MCOl!E CORP. (COMMON STOCK) SOLD 04/21 L
26. -WASHINGTON MtmJALINC (COMMON PART Olfl3 L STOCK)
'1:1. -WASHINGTON MUTUAL INC (COMMON PART 04/28 K STOCK)
28 . -SONOCO PRODUCTS CO. (COMMON STOCK
29. - KAISER ALUMUN1UM A CHEM . SR NOTBS
30 . -WILLIAMS COMM G R INC NOTl!S
31. -HMH PROPERTIES SR. SEC NOTES
32. -HMH PROPERTIES SR. SEC NOTl!S
33. • HMH PROPERTIES SR. SEC NO'raS
:u . · U. S. TREAS. BILL 01/IS/04
JS. • U. S. TREAS. BILL 02/26/04
36. - U.S. TREAS . BILL02126/04
-
-
PART 04/16 K REDEEM
PART 05/03
PART 09/02 REDEEM
REDEEM 01/lS 0
PART 01126 K
RllDl!EM 02/26
-
-
(V = ():ber W = Es d.nwtd
(4) (5) ....... y o/
Code buyct/x.tk:r I CA·
B
A
.FINANCIAL DlSCLOSURE REPORT Page2of8
Dc$C:ripcionor A.uets Gross value at end ot Tnnucboos duringrt'l)Ofti.rig period
(includ"'U!J O'U$t assets)
Plaoc '"(X)"' after each uset cxc:tnp( Amount (e g. Value Valle Type (e.g.ftOl!ll pier dde.losutt: C<><le I Code 2 t>uy. ien. M.....
CA·Hl (l·P) Code) CQ-W)
meritr. Doy
A K SOID
A
A J
BUY
BUY
I. bc:�a'ltlCodcs.: A = Sl.OOOorku ($ceColunmBIUldD4) F :Sj(),,001..SI00,000
2. VtWc Codes: J -=SIS..000 tr lc:Sl
(SceCoiu.....CtudDl) N a$lSO,oooUl0.000
J. Villar: McUx:ld ('odes
(See Column C2J
PJ =ns.ooo.cxn.sso.000.000
B •Sl.001 Sl,.SOO G = SI00.001..SJ.000.000
x =su.ocu..sso.ooo
0 = Sl()().001 $1 .000.000
J REDEEM
K
SO!D
0
C =Sl.501-lli.DOO D =$$.001 SU.OOO HI :$1,(Xl(l.OOl·SS.000.000 1-Q. =Mon:lhu.SS.000.000
L = $:50.0CU .$100,000 M • $100.001..SZSO.OOO
Pl =SJ.000.001-$5,000.000 Pl = $5.000,001-51$,000,000
P4 c SM dUn SS0.000.000
R = Cosl R..i Eswc Ooly) S = .......,...
Goio
(ifpn.... "' ......tioo)
A
B
A
B
E =SlS,001-$$0.000
Name of PcJSOD Reporting Dyle, 1lmothy B
Date of Rcpo11
5116/2005
37. · U.S. TREAS. BllL 05127/04
38. · U.S. TREAS. BllLOS/27/04
39. · U.S. TREAS.Bll.l.05127/04
40. • U.S. TREAS. BllL OS/27/04
41. • U .S. TREAS. BllL 05127/04
42. • U.S. TREAS. Bll.l. 05127/04
43 . ·U.S. TREAS. BIU. 071 1 5/04
44. ·U.S. TREAS. BILL 07/IS/04
45. ·U.S. TR.BAS. Bll.L07/JS/04
46 . · U.S. TREAS. Bn.L 08112/04
47. • U.S. TREAS. BllL 08/12/04
48. • U.S. TREAS. BllL 08/26/04
49. • U.S. TREAS. BILL 08/26I04
so. U. S. TREAS. Bn.L 11/12/04
SI. · U. S. TREAS. BllL 11112/04
52. · U.S. TREAS. BllL 11112/04
SJ · U.S. TREAS. BllL01113IOS
54 . · U.S. TREAS. Bn.L Ol/13/0S
(See C ......
0
Q • Ajlpr.oisal
U • Book Value
B
v
B. c. I>. lacocne<bing "PO"l•a "'"°" rcportilljJ period
( l) (2) (l) (2) Cl) J f llOl c xerqx ollic ...... (2) (3>
,._ Type Type (e.g. °""' v.iue Codtl div. n:Jll . or Codo2 Mttl'IOd buy. U. ....... Codc 2
int. ) (J.P> """ll"-""""""00)
(J.P)
BUY 02/24 0
PART 03105 L
PART 03/IS
PART 03119 L
PART 03/30 M
REDEEM OSl27 N
BUY O U16 N
PART 06/22
REDEEM O'lllS N
BUY OS/17 0
REDEEM 08112 0
BUY 05128 N
REDEEM 08126 N
PART 08/11 0
PART 08126 BUY
REDEEM 11112 0
BUY 0'1116 N
PART 12/LJ N SOLD
c 0 s
t
• °""' w = Estimated
ss.000.001 .S?s 00:>,000
<•> (SJ G3ia Code I CA·
"'
A
A
A
B
B
c
B
.FINANCIAL DISCLOSURE REPORT
Page 3 of8
A.
D=rip<loft or""'" ("""8og ..... """'
Place "'OC>" aftc:r each asset eite• !!<>n>pl...dloclc>s=
.
I. D::omeJGaia Code:f.:
Blm1dl>4)
'L. Va!Ue Codes:
A =S1.000Cf"lcsl
F • S.SO,OOJ-$100.000
•S ts.000 er less
<Sc< eo...m. Ct ""' 3) N •SlSO,OOl»l00.000
J. Valae:Mc:tbodCodcs
!See Colwno OJ
Pl • S2S.000.00t.$.lll.OOO,OOO
c;
K
0
R
Gtoss v.3lllc ;I( crd ol. Tr.umaM:lnsduringrcponiocperiod
<e.1- v.... v.i..
"' ·IQ Codo3 (Q-W)
O.y
SO!D
K SOLD
SOLD
SOLD
K SOLD
BUY
N
=Sl.OOl S?.300 - so1- .mo •S.S.001..SlS.000
• Sl00.001-Sl.000.000 HJ = SL.OOO.OOJ-$.1,000,COO H2 =Mon: .... $.l,000.000
a Sl.5.001-SSO.OOO
= $.1()(),00I.St ,000,000
• Cos (Real &tale Oti!y)
L =$.I0.001-SIOO.OOO
PJ • $1.000.001· .000.000
N •SM ore lbaXI S:S(),000,000
s =As.sesurcat
M = SL00.00t-S:!50.000
n =
T • C:ishlM.attCf
"""""" boycr/st:Det (iiprivatelr.U:lsacOoa)
A
• Sl.S..001 000
Name of Person Reporting Oyt, Timothy B
A.
· U.S. TREAS . BD..L 02/10/05
56. • MANAGED HIGH INCOME PORTR'.>UO IN C .
• RYDEX SERIES TRUST URSA FUND
58. • RYDEX SERIES FDS JUNO FUND
5 9 . • RYDl!X SERIES FDS JUNO FUND
60. • RYDEX SERIES FDS JUNO FUND
61. - RYDEX SERIES FDS JUNO FUND
62. - RYDEX SERIES FDS JUNO FUND
63. ·RYDEX SERIES FDS JUNO FUND
64. · I SHARES MSU JAPAN INDEX FUND
65. • ADEUTY JAPAN SMALL CO. FUND
66. • EVERGREEN US GOVT .l SEC (MONE Y
67. VANGUARD IRA # I
68 . • PIMCO COMMODITY REAL RETURN
69. -PIMCO COMMODITY RBAL RETURN STRA TilOY FUND
70. ·JULIUS BAER INT. EQUITY FUND
71. - V AN-OUARD ADMIRAL TREAS . MM FUND
72. VANGUARD IRA #2
A =- $1,000 orlcs&:
3 . Value ltthod Codes
(St CoJu.na C?) U • .Bool: V;alut
B
v
8. c.
""""" ""'"" ""°"'"' po riod rcpon:i11g period
(I) 121 (I ) (2)
"""""" Type ( g. div. rent . or Codo2 Mtlllod ""- > Q-1')
Div/Int M T
B Div/Jn.t L T
c
.
" °""' W =- Es ti mued
D.
Da.tc of Report
511612005
()) If not iron:i disclolure
(2) (3) ('l (S) l>uco v- G>iA
boy. di. Code ? Codo <M')
''"'"""'""'> "'
BUY 11110 0
PART 03/0S M
PART 03115 M
PART 03/ 1 9 M
PART 03130
SOlD OS/12 0 B
BUY 12109 N
PART 01/20 l<
BUY 01/20 L
BUY 02/12 N
sow 1(}11)6 N
BUY 11124 M
D 6 • $I SPJ 1..$50.000
.
FINAi'ICIAL DISCLOSURE REPORT
Page4of8
DescrlpUonof A$$tCS {ilc:ludina UUSIUSC'ts)
Pbec "(Xr a1lcr elCb asset c:cempt fn>mprio<-
SS.
51.
MARKEi)
STRATEGY FUND
I. �lo°"""
(See Col"""' BI """ 04)
2 Vabae Cocb:
(Sec Calus'nas Ct ud 03>
F •$$0,001..SI00.000
J s SJ.S.000<rless
N =S?S0.000-SSOO.OOO
PJ =S!S.000.001=.000.000
Q =AR>"""'
0
J(
0
R
Grou v;aluc end ot
vu.. v-O>de I (A-H) CodcJ
(Q-W)
B
• Sl.001-52.500 =SUOl-SS.000
= $100.00141.000 000 Ht • st.ooo,o:u..s.uoo.ooo
= SIS.001-$$0.000 I. =$$0.001.SIOOJJO()
=$500,001.Sl,000.000 Pl =Sl,000.001-$.S.000.000
P4 • SMort OW> $SO.OOO.OOO
=c... (Reol -.. Only) s =Assessnrm
TnnsKtlons dwiiig reportingperiod
T;pe: Ce.i- rdeDtiJYojM-- buycr1$1CUcr
""'F· 0., I (A· (if privaae nnsacdoo)
BUY
BUY.
BUY
M BUY
BUY
B
=$:5,001.SISJJOO
m = M= """'ss. 000000
M • SIOO.OOl�OOC>
Pl • SS.000,00 l-S2S.000,000
T =C.Shf.\larl<ct
Name of Persoo Reporting Dyk, TimOthy B
A.
73. · CATS S /04
74. • VANGUARD HIGH Yu:.ul CORP. FUND
1S. • RYDEX SERIES FDS JINO FUND
76. - RYDEX SERIES FDS /UNO FUND
77. • RYDEX SERIES FDS / UNO FUND
78. - VANGUARD PRIME MONEY MARKET
7 9. UMBIRA #I
80 . - RYDEX TRUST URSA FUND
81. • RYDEX SERIES FDS / UNO FUND
82. - VANGUARD FIXED INCOME SBC FUND •
HJGH YIELD CORP.
83. • FIRST BAGU! FUNDS GOID FUND
84 . - FIDEUrY INV . TRUST /APAN SMAl.LCO. FUND
as . - /APAN FUND
86. - NEW YORK COMMUNITY BANCORP INC (COMMON STOCK)
87 . - NEW YORK COMMUNITY BANCORP INC
88. - BP PLC (COMMON STOCK)
89. - GREATER CHINA FUND INC.
90. - PIMCO COMMMODITY REAL RETURN STRATEGY FUND
I. Codes: A •$1Jt'/Oorkss
(Sec Coklmn C2J V Book Vol11e
8
B.
" """"" period
(I) (2 )
Amoun1. T)'pC
Joi.)
B Div/Int
c
rcportiag period
(I) (2)
v .... Mclhod
Pl T
c
o.
C>.ue of Report
511 6/200 5
(I) lf oot exeiqic ........ disclowrc Cl) (3) (4) (5)
ll•"'" ...... Gain b.ly. tell. Mootb. Codcl """"'· (/-P) I (A· rcdc tioo)
REDEEM OS/17 E
SOLD 04/13 E D
B UY 04/IS
SOLD OS/14 B
BUY 1 2/09
BUY 12/09
SOLD 02/()9 N
BU Y 1 2/08 M
BUY 06/23 K
SOLD (f/1()8 K
SOLD 00/27 E
SOLD 01/20 I!
PART 01/14 M
ll E • S IS.00 1-SSO.OOO
FINANCIAL DISCLOSURE REPORT
Pages of8
.VII. INVESTMENTS and TRUSTS
Dt:saiptioo of Auets (irx::bfinc U\1.$( OLl&e!S)
Place "cxr #fter cac:h ;tlSSC't.uco:.,cfrom prior disclOsw'c
(COMMON STOCK)
CS«ColrmlaBI ""504) F •$30,001..$100,.(IOO
2. ValuieCt*r. J =$1$.000orbs
($ceColcm•C1 aocl Dl) N = .000-SD:l.OOO P3 • S"..S.000.001-$50.000.000
3. V•klt Mcdiod Cocb Q •A�
c K 0
looom: duriog
(e.g.Code I div. re:m.. ot (,< ·J!)
=$1.001-$2,SOI)
= s100.001.s1,ooo.ooo
•Sl .OOJ-SS0.000
e SS00,001..SJ,C#J,f#J
R • Cost (RC4IJ &tare Only)
v =Otbcr
Gross valoe al c:ld of
vw. Code2 (/-P) Codel
(Q-W)
a $'2..SOl ..S.S.000 HI • $1,000.00J.SS.000.000
l. = $50,001.SIOO.OOO
Pl = SJ.000.001.SS.OOO.OOO
P4 =SMore lhan SS0.000.000
T� rcporii"' period
Type (e.g. tde11tity or Code IN)a'/xll"'
ll>y Qfpri-"' ""'5aCtloa)
I!
B
F
M
M
M
BUY
•SS.001-$1$.000
H2 •Mon: th&n S,,.()00.000 M • $100,0C)l..$2$0,000
P:? =-SS,000.001..$2.S,OOOIJOO
T =Cash'M#ttt
Name o f !'moo Reporting
Dyk , Timotby B
Date o r Report 5116/2005
A. B . c 0.
..,,.,Uogpcriod repon:iQg period
(I) CZJ ( I) (2l (I ) If ooi exe,. from
(2) (J ) (4) ($) Amount Type v.i.,. Goin
div. real. er M ..... Code2 int.) (J- P) 1 <!< ·
-
91. - PIMCO COMMODITY REAL RET1JRN PART 03/01 F Y
92. • PIMCO COMMODITY REAL RB'IURN SOLD 10/07 E
93. - PIMCO COMMODITY REAL R ETURN BUY 12/06 M .
94. · U.S. TREAS. BILL 04/22I04 BUY 01122 N
. 95. - U.S. TREAS. Bn.L 04/22/04 REDEEM 04/22 N
96. - U.S. TREAS. BIU. 06/24/04 BUY 03IOS N
97. · U.S. TREAS. BILL 06l24ill4 REDEl!M 06/24
98. • U.S.TREAS. BILL09/23/04 BU Y 06/24
99. - U.S. TREAS. BIU. 09/23I04 REDEEM 09l23 M
100. · U.S. TREAS. Bn.L 11/18/04 B UY 08119 N
I OI. -U.S. TREAS. BIU. l l/1 8J04 REDEEM 11118 N
102. • U. S. TREAS. Bn.L O J /20/0S BUY IOOl N
103. • U. S. TREAS. BIU. 02124/0S BUY 1 1/26 N
104. • U.S. TREAS. BllL 03131/05 BUY 09/30 N
I DS . - UMB c.D . 03112107 ROU.OVB 11/16 0
106. - UMB C.D. 11/16/09 (PREVIOUSLY UMBCD BUY 11116
03/12/07)
107. - U.S. TRl!AS. BIU.01/08J04 REDEEM 01/08 0 B
108. UMBIRA#2 Div/I.o.t 0 T
A B c 0 6 = $15 ,00l-$j(),OOQ
(See Colwml C?J u • 8ool: Value v = °""' w a. Eslimale(I
.FTNANCTAL DIS€LOSURE REPORT
Page 6of8
o..mpoonof..,_ lncamcm.ing Gro.u vaklc • Ctld of T.........-mng pcriod
(illcb.lin&: tru.$l ;USeU)
Place "(X)" ILlier each asset eKfllll ( Value v .... Type (e.g. °""' """'"1°' fron> picrdlsclos= Code I Code2 buy.di, M-- Code bu)cllellc<
(A-II) ()-!') CodcJ ""'ll"· O.y (lfpriviec(Q-W) oa) '"
S'J'RATl:GY FUND BU
N S'J'RATl:GY AJND
S'J'RATl:GY RIND
A
N B
M
A
B
R
0
A
I. la::omeJGaln Codes: = Sl.000 or less •s1.001 ·$2..500 •$'2..SOl-SS.000 •SS.OOl·Sl3.000
(SceCol1111m Dl ud [),I,) F •S.S0.00I ..SI 00,CX>O 0 s SHlO.OOt...Sl.000.000 HI = Sl.000.001-SS.000.000 U2 =Mere: ChanU.000.000
l. vu.: Coder. J =$13.0CO «less K c Sl$.OOl...s.50.000 L =SS0.001.$100.000 M = SIOO,.OOl-S?!Q.000
(Sec Colwtiais C l a.cl 03) N =$250,000-SSOO.OOO 0 sS$00,001...S1JX'JO.,«IJ Pl =Sl,000.001.SS.000.000 P2 • SS.000,001-S'?S,000.000
Pl =SZS.000.001=.000.000 P4 •SMete SS0.000.000
l. Vakle Mctb:ld Coclcs Q •Appr.a.i5'1J R =CCJISt (Ra! Esau.u.: Only) s •A�lll T .. Casbf.Ylart.tt
Name of Person Reportin g Dyk, Timothy B
A. B. c.
n:ponMig period rq>oRing period
(I) ('l) (I) (2)
Amowlt T)pc Codd div. tcnt. rs
B Int.) (J-P) Codd (Q-W)
1 09. • AU..EGIANCE TELECOM INC (COMMON STOCK)
- CALDWELL & OAKIN FUNDS : MKT OPP
1 11. - JAPAN FUN D
• RYOEX SERJES 'TRUST URSA FUND
113. JANBY MONTGOMERY SCOT!' IRA Oiv/lD1 N
• SPEC srr TECH FUND
\IS. • U.S. TREAS . BILL 06fl0/04
116. - U.S. TREAS . BILL06fl0/04
• AU.IANCE BERST'l!IN (MONEY MARKET)
118. TDWATERHOUSBIRA A Div/IDt N
119. • SPECIAL SmJA TIO NS EQUITY FUND
120. - TD WATERHOUSE MONEY MARKl!T
HEMl'SlEAD VILLAGE HSING. AUTH. (LTD. Divideod w
122.. MASS MU'llJAL LIFE INS. Dividend K w
ING LIFE INS. Dividend M T
RIGGS BANK. WASHINGTON, D.C . ACCT 11 A Interest J
12S. RIGGS BANK. WASHINGTON, D. C ACCT 12 Interest 1 T
126. RIGGS BANK. WASHINGTON, D .C A CCT #3 lntcrut K T
A 8 c
N
Date o f Report
5/16/Z005
D.
(I) lf not C.Cmpl --(2) (3) (S)
o ... ,, Valoe """ Identity of Code2
I (A n: ) """""""")
BUY 03/10 M
REDEEM 06/10 M
BUY 06!29 N
D • SS.00 t .$ l.S.000 E
(Set Columo OJ U a Book VaJtae v • Od>ot w • Estinmtcd
.FINANCIAL DISCLOSURE REPORT
Page7 of8
Dcsc:ripcionor Asscu """"" duriog Crou v;due a end d
(ia:�lrUSIassets)
P1a:t: 4cxr :l8cr each miet cxttq:t (e.g. V:i.luc Valuc from prior disclowre Code2 Method
(A · J
110. FUND
112.
A T
114.
117.
T
121. A K PART.)
A
123. c
124. T
A
A
J. ll'lcomel(jaiQ <:odes: • sl.000 OI' leu = Sl.c:>Ol...$2..SOO • $2..SO 1.ss.000
(See c:.nw 81 ;and 04) F • SSO.OOJ..SICX>, 000 G = SIOO.OOl-Sl,000,000 HI = Sl,000,001-SS.000.000
2. Value Codes: J = S 15. 000 « bs I( • SlSJlOl·SS0.000 L =SS0,0014100.000
(See Cot..... Cl and OJ) =ru(),OOC>$S00.000 0 • SS00.001..St.000.000 Pl = s1.ooo.001.ss.ooo.ooo
T during rcponiog period
(() Type (e.g. buy, sen. M-· Code ..,,.,,.. ... ""'''" O.y (J-P) (if pri'ltltc
....
A
• SIS.001-Ul.OOO
H2 =Mote cha.o $5.000.000
M =$100.001 000
P2 = Sj,000,001-S:lS,000.000
P3 = lll.OOG-001-SS0.000.000 P4 • SMore U13c $50,000.000
}. Value Mctbod Codes Q =Appr.aigj R = Cost (Rc:al Es.t:tce Only) s =As.ses.smeal T •QoM.lurtd
N=e of Persoo Reporting
Oyk. Timo4hy 8
!Rte of Report
5/1612005
.vn. INVESTMENTS and TRUSTS - iacome. .. mo. rnnsations (iocllda """' o1 ... 'l"""" .... _"'e""""'- So: pp. 34-S?otnlln; ms-tioos. >
A.
U. S. SAVINGS BONDS
PROMISSORY NO'll! FROM C GOINGS &
u = Boot v-.c
B.
cg pe riod
(I) (Z)
A ...... Type (<-.. iDL)
c ln Jctt:St
lotctcst
v • Othc:r
c. D.
reponioa period
(I) ( l) il l If noc e:xc from dbcJosurc
... ,,,.,., (J-1')
M T
(Z) c;l) '!)pc ("-g.
v""' buy, sen. Code? """"". (1-P)
REDEEM 02/01 K
(4 ) (S)
Cod< I (A· "'
C .GOINGS.l A.CARTER
E = SIS,OO l.SS0.000
.FINANCIAL DISCLOSURE REPORT
Page 8of.8
Oe$c:ripcioQ ol Assets C....Wns""" """l
Kite 1X)" aftrr each uses c:JUIClt from pri« disc..Jorure
IZ7.
12&. A.CARTER
I. b::omeJGa.ia Codes: A •Sl.OOOotbi
(See Co1um>o Bl md D<l 2. Vahle Codes:
(SceColumosCI UldDJ)
F •$j0.()()J-$100.000 J =$1$.000crlcss
N =
P'.l •$15.000.00l-Ul.000.000
Q=
locomc during
Code I di v. reot. or (A..!Q
B
B • SJ.001-$2,.SOO G = SI00.00141.000.000
Jt = Sl.S.O(U..,S,0.,000
0 = SS00,00141.000.000
R • C... fRaJ ""-Ooly)
Gt'O$$ Vll!uc :111 c:lld of duri"S reportirg perlod
v.i,,. Vili: Code?
Code}(Q-W)
C •SUOJ..S:S.000
H! = Sl,OOO,OOJ..SS,000,000
L = S;S0,0014100,000
""°' Mon<b-O,y
tedemptioQ)
D = SS.001415.000
H2 •More tf:lll) s.:5.000.000 M = $100.001.$2$0.000
Pl = Sl,000,001-Sj,000,000 P2 = $S,000,00l-$"..5,000,000
1'l =SM°" -SS0.000.000
s =As.sessmcDI. w = Est;mated
Ga;n ldcl'ltityofboyerlsellcr(ifpiY.UICtr.amaction)
N•me of J'cr>oo Reporting
Oyk, Timothy B
Date of Rcpon• FINANCl'AL orsCLOSURE REPORT
51161'2005
VIII. ADDmONAL INFORMATION OR EXPLANATIONS
I. Income docs oot iocludc: SubchaprerS Corporalioodistributions.
2. Total incotae foe JRA accouots is total income asttpartcd by custodian of aocounL
3. Gain on sales of government bills and zero coupon obligations is difference betweenpwcha.sc price and$SICS price. lneomc is oot s.cpantely reported e:coeptfoe tcr0 coapoo obliptioo.s bcJd at year-coc1
4. Item #76 in the report for 2003 was ..,..,...,.Jy included asan asset; it was sold oo 11/03/03 and columo 0(3) snould Ila been K; and 0(4)C.
Name of Reporting
· -----------...1-------------L--_ __J
<Mc.i.. (bf <
FINANCIAL DISCLOSURE REPORT Dare ofReport
Dyl<, 'Timothy B 5116/2005
IX. CERTIFICATION.
I certify that all information given above (including informlltion pertaining to my spouse and minor or dependent children, if any) is accurate, ttue, and complete to the best ofmy knowledge and belief, and that any information not reporred was withheld because it met applicable statutory provisions permitting non·disclosure.
I further certify that earned income from outside employment and hoooraria and the acceptaoce of gifts which have been reported are in compliance with theprovisions of 5 U.S.C. § 501 et seq .. 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature Date 'Z.3-tJ ..t,.....
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WilFULL y FALSIFlES OR FAILS TO FILE nns REPORT MA y BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
Fll.JNG INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Fmancial Disclosure
Adrolliistrativc Office of the United States Courts Suite 2-301 One Columbus Circle, N .E. Washington, D.C. 20544