validation and risk management for shared print journal archives: uc jstor and west cases crl print...
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VALIDATION AND RISK MANAGEMENTFOR SHARED PRINT JOURNAL ARCHIVES:
UC JSTOR AND WEST CASES
CRL Print Archives Network Meeting
ALA Midwinter, Chicago
January 30, 2015
What is validation? (for journals)
Verification of physical holdings for completeness and/or condition
Validation Goals
Readable archive
Archive for digitization
Validation Goals and Outcomes
Quality
Cost
Essential policies to achieve scale
Validation standard – defines (un)reasonable effort to verify completeness and condition, expected outcomes, what outcomes must be recorded.
Disclosure standard – defines a metadata standard where the results of validation will be recorded.
Case: UC JSTOR Shared Print Archive
Goal: print archive intended for re-digitization Annual new title lists and moving wall Completeness
page level gap filling required publication history determined by library, publisher research high requirements to record completeness problems
Condition High expectations to remedy conditions High requirements to record many conditions in the resulting
archive Disclosure
in SQL database, website
Case: WEST Archive
Goal: print archive intended for future reading Timeframe = 1 year to perform work Validation performed based on risk (Silver, Gold) Completeness
Silver (volume), Gold (issue) Active gap filling required Publication history determined by library, union catalog records,
Ulrich’s A few kinds of gaps must be recorded
Condition Gold only Some conditions must be remedied A few remaining conditions must be recorded
Disclosure in OCLC and PAPR, according to OCLC Metadata Guidelines,
separate symbols, LHRs, 561, 583 entries capture validation outcomes
Validation for Completeness is achieved when
SILVER - existing holdings among WEST members are compiled with duplicates removed resulting in a single archive of all published volumes of the journal and its historical title variants from volume 1 through 2005 or until the year the publication ceased.
GOLD - existing holdings among WEST members are compiled with duplicates removed resulting in a single archive of all published issues and supplements of the journal and its historical title variants from volume 1 issue 1 through 2005 or until the year the publication ceased.
When is a run complete?
Where to look for gaps? Physical volumes or issues Local catalog entries Union catalog entries
1. Publishers lists
2. Electronic holdings lists
3. Researchers, users
Look Here
No need to look here
WEST Risk Management
It takes the holdings of 2-4 institutions to compile a near complete backfile for one title
Can’t validate everything, validation can go on for years
Why and when to validate?
Validation guided by (a regional) collections model optimizes effort and use of resources
Risks as libraries drawn down in region
Risk of loss of access in region
Risk of loss of content in region
Risk of stewardship failure in region
Title Category
Risk Level
Archive Type
Validation Level
Fill gaps?
Disclosure
P+E, digitally preserved
Low Bronze None NoBatch LHRs, one
583
Print, w/selected full-text
Moderate
SilverVolume
(completeness only)
Yes (active)
LHRs, two 583s, validation outcomes
Print only High Gold
Issue (completen
ess and condition)
Yes (active)
LHRs, three 583s, validation
outcomes
Title Categories = Expression of riskArchive Types = Level of Effort
Collections policy Validation standards Disclosure policy
WEST’s standards
Validation standardshttp://www.cdlib.org/services/west/docs/WESTStandards_Issue_VolumeLevelValidation.docx
Disclosure Policyhttp://www.cdlib.org/services/west/docs/WESTStandards_Issue_VolumeLevelValidation.docx
THANK YOU!