victor marrero financial disclosure report for 2010

8/3/2019 Victor Marrero Financial Disclosure Report for 2010

1/22

FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 2010

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person Reporting ( last name, f irst, middle initial)Marreru , Victo r

4. Tit le (Art ic le I I I judges indica te act ive or sen ior sta tus;magistrate judges indicate full- or part-time)U.S. Dis t r i c t Judge - Act ive

7. Cham ber s o r O f f ice Addr es sU.S. Dis t r i c t Cour t , SDNY500 Pear l S t ree tN e w Y o r k , N e w Y o r k 1 0 0 0 7

2. Court or OrganizationU.S. Dis t r ic t Court , S .D.N.Y.

5a. Report Type (check appropria te type)

] Nominat ion , Date[] Initial [] Annual [] Final5b. [] Amended Report8. On th e b a s i s o f th e i n fo rma t io n c o n ta in e d in th i s R e p o r t a n d a n ymod ifica t ions perta ining there to , i t is , in my o pinion, in compfianeewith app l icab le l aws and r egu la t ions .

Rev iewing O f f ice r Date

3. D a t e o f R e p o r t08/23/2011

6 . R e p o r t i n g Pe r io d

01 / 01 / 201 0to12/31/20 10

I M P O R T A N T N O T E S : The instructions accompanying this form must be followecL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . a e p o , ~ i n g i n d i v i a u a t o n t y ; see pp. 9 - 1 3 of filing instructions.)~ NONE (N o reportable positions.)

1 . Trustee2.3.4.5.

POSITION NAME OF ORGANIZATION/ENTITYN e w Y o r k P u b l i c Li b r a r y

I I . A G R E E M E N T S . ( R e p o n i n g i n d i v i a u , t o n l y ; s ~ , p . 1 4 - 1 6 of filing instructions.)~] N O N E (No reportable agreements.)

DATE P A R T I E S A N D T E R M S


2/22

FINANCIAL DISCLOSURE REPORTPage 2 of 22

N a m e o f P e r s o n R e p o r t in gM arrero, Victor

Date of Report08/23/2011

I ll . N O N - IN V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 offillng instructions.)A. Filers Non-Investment In come

~ (No reportable non- investment income.)ONEDATE SOURCE AND TYPE

2.3.4.

INCOME( y o u r s , n o t sp o u s e s )

B , S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f you were ma rried during anyportion of the reporting year, com plete this section.(Dollar amount not required except for honoraria.)

~ (No reportable non- investment income.)ONE

1 . 2010

2.3.4.

DATE SOURCE AND TYPEm u n i c i p a l g o v e r n m e n t o f f i c ia l

I V . R E I M B U R S E M E N T S - transportation, lodglng, food, enter ta inmenL(Includes those to spouse and dependent children; see pp. 2 5-27 of filing instructions.)

~ NONE (No reportable reimbursements.)

2.3.4.

5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVID


3/22

Ia m e o f P e r s o n R e p o r t i n gP a g e F I N A N C I A L 3 o f 2 2 DISCLOSURE REPORT[

Marrero, Victor

V . G I F T S . a n c i u d e s those to spouse and dependen t ch i ldren; see pp . 28-31 of f i l ing ins truc t ions . )N O N E ( N o reportable gifts.)

SOURCE DESCRIPTION1 .2.

3.

4.5.


VALUE

V I . L I A B I L I T I E S . a n c l u d e s t h o s e o / s p o u s e und dependen t ch i ldren; see pp. 32-33 of f i l ing ins t ruct ions . )N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1.

2.

3.

4.5.

VALUECODE


4/22

FINANCIAL DISCLOSURE REPORTPage 4 of 22 Iame of Person ReportingMarrero, Victor Date of Report08/23/2011

V I I . I N V E S T M E N T S a n d T R U S T S - - i n c om e , value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f! ling instructions.)N O N E (No reportable income, assets, or transactions.)

1 . C IT IB AN K K E O G H AC C O U N T : ( s e e li n e s2 and 3 )2. CDs A Interest L T3. Annuity-Transamerica A Di v i d en d S o l d 10/27/10 K C

5. P U T N A M R E T IR E M E N T IR A: ( s e e li n e 6 )6. B al an c ed R e t i r em en t C 1 - A B Di v i d en d S o l d 10/25/10 K C

8. S U N A M E R I C A IRA: (see lines 9 and 10)

9. S u n A m e r i c a B a l a n ce d A Di v i d en d S o l d 10/18/10 K C1 0 . S u n A m e r i c a G o l d m a n S a c h s A Di v i d en d S o l d 10/18/10 K C1 1 .

1 2 . ~ P U T N A M I R A : ( s e e li n e 1 3 )1 3 . B a l a n c e d R e t i r e m e n t C 1 - A A Di v i d en d J T1 4 .

1 5 . DR E Y F US ( s ee l in e 1 6 )1 6 . N T a x E x e m p t F u n d D Di v i d en d N T1 7 .

~ ~$50i00i- $100,000 G = $100~00i 2 $ii000~000 H I =$ i;000;001 ~ $5.000,0002 valU~:~odel J --$15,000 or tess K ~$151001 - $50~000 L =$50;001 - $100,000

(See Columns C land D3)N =$250.001 - $500,000 O =$5 00.0 01 - $ 1.0 00,0 00 P I = $1 ,0 00,0 01 - $5;00 0,0 00.... P3 ~$25,000,001 - $50,000,000 P4 =More than $50,000,00032 v al ue M et hod Codes Q = A ppr ai sa l R = Co st ( Real E st a te Onl y ) S = A sscssr acnt(See Co lum n C2) U =Book Va lue V = O t h er W = Es t im a tcd

M = $100~001 ~ $250~000P2 =$5,000;00] -$25.000,000T = C a s h M a r k e t


5/22


N a m e o f P e r s o n R e p o r t i n gM arrero, Victor


V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ NONE(N o reportable incom e, assets , or transactions .)

1 8 .1 9 .

20 .21 .22 .23 .24 .25 .26 .27 .28 .29 .30 .31 .32 .

33.: 3 4 .

SCHWAB (see l ine 19)C o n E d - c o m m o n s t o c k B Dividend Sold 07/26/10 K D

N Y S T A T E T U I T I O N S A V I N G S P L A N A Di v i d en d J T

JPMORGAN CHASE MONEY M ARKET A I n t e r e s t J T

~ N Y C D E F E R R E D C O M P . IR A A Dividend K T

CHAS E TRADITIONAL IRA (see lines28-32)JPMorgan H igh Yield Bd Fund AJPM organ Core Plus Bond Class A A

JPMorgan Emerg. Mkts Debt C1 A AMFS Emerg. Mkts Debt C1 A APrincipal Glob al Diversified Inc. A A

Dividend K T B u y 10/29/10 KDividend J T B u y 10/29/10 KDividend K T B u y 10/29/10 KDividend K T B u y 10/29/10 KDividend K T B u y 10/29/10 K

FIDELITY ROLLOV ER IRA: (see lines 35through 170)

I . Incom e Ga in Codes : A = $ 1. 000 or l ess B =$1,001 - $2,500(See Columns B 1 and D4) F =$50.001 - $100.000 G =$100.001 - $1.000.000

2, Va lue C odes J = $15.000 o r less K =$I 5.001 - $50.000(See Colum ns (21 and D3) N =$250,001 - $500.000 O =$500.001 - $ 1 .000,000

P3 =$25.000.001 - $50.000.0003. V alue M etho d Co des Q = A pp raisal R = Co st (R eal E sta te O n ly )(See Column C2) U =Book Va lue V =Oth e r

C = $ 2,501 - $ 5,000 D = $ 5,001 - $ 15,000H 1 = $1.000,001 - $5~000.000 H2 = M o r e t han $ 5. 000,000L =$50,001 - $106.000 M =$100 .00 | - $250 .000P I = $ 1, 00 0, 00 1 - $5 ,0 00 ,0 00 P 2 = $ 5,0 00 ,0 01 -$ 25 ,0 00 ,0 00P4 = M o r e t han $ 50. 000.000S =Asses sm en t T =Cash Marke lW =Estimated

E = $ ! 5 . 0 0 1 - $ 5 0 . 0 0 0


6/22


Name of Person ReportingM arrero, Victor


V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (lndudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)U NONE(No reportable income, assets, or transactions.)

35 . F i d e l it y S t r a te g i c Ad v s . V a l u e F u n d ( n a m e A Di v i d en d B uy 01/21/10 Kc h an g e o n l i n e 4 0)36 . B uy 03/30/10 J37 . B uy 03/31/I 0 J38 . B uy 05/12110 J39 . B uy 06/25/10 J40 . S t ra t eg i c A d v s . Va l ue F un d (n am e c h an g e B Di v i d en d L T 06/25/10 Jf rom l ine 35)4 1. B uy 08/04/10 J42 . B uy 10/06/10 K4 3. ~ B uy 10/07/104 4. Bu y I 0/14/104 5. S o l d 12/15/10( p a r t )46. Fidelity Pas Small Cap Fund of Fds (name A Dividend Buy 03/30/10change on line 47)47. Strategic Advs Pas Small Mid-Cap Fd A Dividend K T 08/20/10( n a m e c h a n g e from In 46 )48. Buy 10/14/10

49. Buy 12/15/10

J

J

J

J

J

JJ

A

50. Buy 12/16/1051 . Fidel i tyPas ln t l Fund o f Funds (name A Di v i d en d B uy 03/30/10c h an g e o n l i n e 54 )

JJ

1. Income Gai n Codes:( See Col umns B 1 and D4 )

2. Val ue Codes( See Col umns C I and D3)

3. Val ue M et hod Codes( See Col umn C2)

~$50,001 - $100;000= $ ~ 5 , o o o o ~ ~ e s s K - - $ ~ 5 ; o o ~ - $ ~ o i 0 0 0 L ~ $ ~ 0 1 0 0 i : $ 1 0 0 1 0 0 0 ~ = $ i 0 0 ; 0 0 i = ~ 0 1 0 0 ~= $ 250, 001- $ 500, 000 O--~00~001- $i 1000iD06 PI L$1i000100i - $5~000,000 P 2 = $ 5 i 0 0 0 ~ 0 0 i ~ $ 2 5 1 0 0 0 1 0 0 0

P3 =$25,000,001 - $50:000,000 P4 =M0r~ than *50,000,000=Appra isa l R = Cos t (R ea l Es ta t e On ly) S = A s s e s s m e n t T =Cash M f i rk~t i=Book Va lue V =Oth e r W = E st i mat ed


7/22

F I N A N C IA L D I S C L O S U R E R E P O R TPage 7 of 22

Name of Person ReportingMarrero, Victor


V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fi ling instructions.)[ ] N O N E (No reportable income, assets, or transactions.)

52 . Bu y 05/12 /10 J53 . B uy 08/04/10 J54 . St ra t eg ic Advs . Pas In t l Fd o f Fds (nam e B Di v i d en d M T 08/20/10 Jchange f rom In 51 )55 . B uy 10/06/10 J56 . Bu y 10/14/10 J57 . Fidel i ty Pas US Opp or Fund o f Funds (name A Di v i d en d B uy 06/25/10 Jchange on In 58)58 . St ra t eg ic Advs Pa s US Opp Fd o f Fds (nam e A Di v i d en d K T 08/20/10 Jc h a n g e f r o m In 5 7 )59 . St ra t eg ic Advs Core Fund A Di v i d en d M T B uy 01/21/10 K60 . B uy 01/22/10 J61 . B uy 06/22/10 J62 . B uy 08/04/10 K63 . B uy I 0/06/10 J64 . Sold 11/15/10 J( p a r t )65 . B uy 12/15/10 J66 . St ra t eg ic Advs . Growth Fund A D i v i d e n d L T Bu y 06/25/10 J67 . B uy 08/04/10 J68 . Bu y 10/06/10 K

A

1. lnc0me ~ain C~d~: : : A=$ i;000 or i~s(See Co!umns B I and D4)F =$50;001: $100;000

2. ValUe Codes J = $ 15 000 or l ess(See Co lum ns C I and D3) N =$250;001 - $500,000

P3 =$25,000;00] - $50,000,0003 . Val ue M et hod Codes Q = A ppr ai sa l( Sce Col umn C2) U = B o o k V a l u e

~ = $ 1 5 , o 0 ~ ~ o ~ 0 o o :0 =$500~001 ~ $1 ;000,000 P I ~$1~000~001 ~ $5 i000 ;000 :P2 =$5 i000 ;001 ~ $25 i000 i000R = C ost ( Real E st a t e Onl y ) S =Asscs sm c~iV =Oth e r W =Eslirn~ted


8/22




V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)~ NONE(No repor t ab le i ncom e , a s s e t s, o r tr an sac t i ons .)

69. B u y 12/09/10 J70. B u y 11/15/10 J7 1. B u y 12/10/10 J72. B u y 12/15/10 J73. Strategic Advs. Emerg. Mkts. A Dividend K T B u y 10/14/10 K74. B u y 10/15/10 J75. B u y 11/15/10 J76. Fidelity Dividend Grow th A i Dividend J T B u y 01/21/10 J77 . Sold 06/25/10 J( p~ )78. Sold 08/04/10(part)79. Sold 10/06/10

(part)80. Fidelity Select Gold B Dividend K T Buy 06/25/10 J

81. Fidelity Capital & Income B Dividend K T Sold 01/21/10 J( p a a )82. Sold 10/14/10 J( p a r t )83 . Sold 12/15/10 J( p a r t )84. Fidelity Investment Grade B Dividend K T Sold 06/25/10 J( p a r t )85. Sold 10/06/10 K(part)

A

A

A

A

A

! Incom e Ga in Codes : A = $ 1. 000 or t ess(See Col unms BI and D4) F = $ 50. 001 - $ 1 00. 0002. V alue Codes J = $15.000 o r less(See Colum ns C I and D3) N = $ 250. 001 - $ 500. 000

P3 =$25,000.001 - $50.000,0003. Value Method Cedes Q =AppraisaltSce C o l um n C 2 2 U =Book Va lue

B =$1 ,00t -$2 ,500 C =$2.501 * $5,000 D = $5 ,001 -$15 .000G =$ t 00,001 - $I ,000,000 H 1 =$ 1 ,000,00t - $5,000,000 H 2 = Mo re than $5,000,000K = $ 15.001 - $ 50,000 L = $,50.001 - $100.000 M = $ 1 00,001 - $250.000O =$500,001 - $1,000,000 PI =$1,000.00t - $5.000.000 P2 =$5.000,001 - $25,000,000

P4-More th an $50 .000 .000R = Cosl (Real Estate Only) S =Asses sm en t T = C a s h MarkctV =Oth e r W =Estimated

E = $ 15, 001 - $ 50, 000


9/22


N a m e of Person Report ingMarrero, Victor


V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D N O N E (No reportable income, assets, or transactions.)

86 . S o l d 10/29/10 K(par t)87 . Fidel i ty Shor t Term Bo nd A Di v i d en d K T B uy 06/25/10 J88 . B uy 10/14/10 J89 . Fidel ity To ta l B ond B Di v i d en d L T B uy 12/09/10 J

] 9 0 . F i d e l it y P as C o re I n c o m e F d o f F d s (n am e C Di v i d en d B uy 01/21/10 Jc h an g e o n l i n e 9 3 )91 . B uy 03/30/10 J

92. S o ld 06 /25 /1 0 J( p a r t )I 9 3 . S t ra teg i c A d v s P as C o re I n c . F d (n am e B Di v i d en d M T 08/20/10 Lc h an g e f ro m l i n e 9 0)

94 . B uy 10/06/10 K95 . B uy 11/15/10 K96 . Bu y 11/16/10 J

]97. B uy 12/15/10 J98 . Fidel i ty Pas Income Opp Fd o f Fds (name C Di v i d en d S o l d 01/21/10 Jc h an g e o n l i n e 9 9 ) (part)99 . S t r a te g i c Ad v s P a s In c C o r e O p p F d ( n a m e A Di v i d en d K T 08/20/10 Kc h a n g e f r o m In 9 8 )100 . FIMM MNIKT P or t Ins t . C1 A Di v i d en d J T B uy 11/15/10 J101. S o l d 12/28/10 J(part)102 . Fide li ty Money M arket A Di v i d en d J T B uy 01/21/10 J

A

A

2. Val~ ~ : K = $ 15 1 0 0 1 , $ 5 0 ; 0 0 0 L =$50i001 ~ $i00,000 M =$100,00i - $250,000(SeeC0!umnsCl and D3) N =$250;001 ~ $500;000 O =$500;001 ~ $1i000;000 PI --$t;000,001 .-$5,000,000 P2 = $5,000;001 - $25;000~000P3 ~$ 25 000 001- $ 50 000;000 P4 --M0~e tha~ $ 50;000;0003. Va lue Meth od Codes Q --Appraisal R =Cost (Real Estate Only) S =Asses sm 6d t T =Cash Marke t( See Col Umn C2) U =Book Va lue V = O t h er W =Es t im a ted


10/22




V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)D NONE (No reportable income, assets, or transactions.)

103. Sold 02/17/10 J( p a r t )104. Sold 05/25/10 J

(part)105. B uy 06/25/10 J106. Sold 08/31/10 J( p a r t )107. Buy 10/t4/10 J

108. Sold I1/15/10 J( p a r t )109. Allianz NFJ Divident Value Sold 01/21/10 J

(part)110. Sold 03/30/10 J

111. Dreyfus Appreciation Fund Sold 01/2 l/10 K

112. Goldman Sachs Large Cap Value Sold 03/30/10 J(part)

113. Sold 05/12/10 J(par t)114. Sold 06/25/10 J

(part)ll5. Sold lO/06/lO J( p a r t )116. Sold 10/14/10 J

(part)117. Sold 11/15/10 J

118. Hartford Growth Opp Class A Sold 03/30/10 J

119. Hartford Capital Appreciation Class A Sold 01/21/10 J(part)

A

B

B

A

A

A

A

A

A

A

A

1. In co m e G ainCo des: A = $1 ,000 o r less B =$1 .001 - $2 .500 C = $ 2 . 501 - $ 5, 000(See Columns BI and D4"~ F =$50,001 - $I00.000 G =$1 00 ,00 1 - $ I.0 00 .0 00 H I = $1 .00 0.0 01 - $ 5.0 00 .0 00

2 . Val ue Codes J =$15.000 ar less K = $ 15. 001 - $ 50. 000 L =$50.001 - $100.000(Se e C o lurm as CI an d D3) N =$250.001 - $500.000 O =$500.001 - $ 1 .000.000 P I = $ 1 .000.001 - $5.000,000P3 =$25,000,001 - $50.000.000 P4 = M or e t han $ 50. 000. 0003. Value Method Codes Q = A ppr ai sa l R = Co st ( Real E st a l e Onl y ) S = A sscssmcnt(See Column C 2 ) U =Book Va lue V =Oth e r w = E s u m a t c d

= $ 5,001 - $ 15,000 E = $ 15,001 - $50,000H2 = M o r e t han $ 5, 000, 000M =$ 100,001 - $250.000P2 =$5.000.001 - $25,000,000

= Cash M ar kel


11/22




V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ NONE(No reportable incom e, assets , or transactions .)

120. S ol d 06/25/10 J(part)

121. Sold 08/04/10 J(part)

122. Sold 10/06/10 J(part)123. S o l d 10/14 /10 J( p a r t )124. Sold l 1/15/lO J

1 2 5 . H o t c h k i s & W i l ey L arg e C ap Va l ue C l as s A S o ld 01 /21 /1 0 J(part)126. Sold 05/12/10 J( p a r t )127. Sold 10/06/10 J( p a r t )128. Sold 10/14/10 J( p a r t )129. Sold 11/15/10 J130. Perkins Mid Cap Value Fund CI J Sold 01/21/10( p a r t )131. S o l d 10/06/10

J

J132. JPMorgan US Lg Cap Core Plus S o l d 01/21/10 K133. Lazard Emerging Mkts Op en C1 A D i v i d e n d Sold 10/14/10 K1 3 4 . Le g g M a s o n C B A L g C a p G r o w t h A Sold 06/25/10(par t)135. Sold 08/04/10(par t)136. S o l d 10/06/10

J

JJ

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

1. Incom e G ain C odes: A = $ 1.000 or less(S ee Co lu mn s B 1 a nd D4 ) F =55 0.00 1 - $1 00 .00 0

2. V alue C o d es J = 51 5.000 o r less( See Col umns C I and D3) N =$250.001 - $500.000

P3 =$25.000.001 - $50,000.0003 . Val ue M et hod Codes Q = A ppr ai sa l{ See Col umn C2) U =Book Va lue

B = $ 1. 001 - $ 2 . 500 C =$2,501 - $5,000 D = $ 5, 001 - $ 15, 000G = $] 00.00 1 - 51 .00 0.00 0 H 1 =$1 ,00 0,0 01 - 55 ,00 0,0 00 H2 =Mere than $5,000,000K =$15.001 - $50.000 L =$ 50.001 - $ 100.000 M = 5100, 001 - $ 250, 000O =$500.001 - $1.000.000 PI =$1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

P4 = M or e t han $ 50, 000, 000R = Co st ( Real E st a t e Onl y ) S =Asses sm en t T =Cash Marke tV =Oth e r W =Es t im a ted

E =$15,001 - $50,000


12/22




V I I . I N V E S T M E N T S a n d T R U S T S - - i . e o m e , v u t u e , t ransa c t ions (Inc ludes those of spouse and de pende n t ch i ldren; see pp . 34-60 of f i l ing in s truc t ions . )[~ N O ~ E ( N o reportable income, assets, or transactions.)

1 3 7 . M F S I n t l V a l u e F u n d C l A Sold 10/06/10 J(par t)138. Sold 10/14/10 J1 3 9 . M F S R e s e a r c h I n t l C l a s s A Sold 10/06/10 J( p a r t )140. Sold 10/14/10 J1 4 1 . M a i n s t a y L g C a p G r o w t h F u n d C I A

142.

143.144.145.1 4 6 . Mars i c o F o c us147.148.

A Di v i d en d

Sold 06/ 25 / 1 0( p a r t )Sold 08/04/10( p a r t )Sold lO/06/ lO( p a r t )Sold 11/15 / lO( p a r t )Sold ! 12/09/10

Sold 06/25/10(par t)Sold 08/04/10(par t)Sold l O/ 06/ l O

J

JJJ

JJ

J

J149. Mas ter s Selec t In t l Inves t150.

Sold 1 0 / 0 6 / 1 0 J(par t)Sold 10/14/10 J

15 1 . M e r ge r Fu nd Sold 03/30/10 J1 5 2 . M o r g a n S t a n le y M i d C a p G r P o r t C 1 P153.

S o ld 06 /25 /1 0(par t)S ol d 08/04/10(part)

J

J

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

A

1. Income Gai n Codes:(See Co lum m B 1 and D4)

2. Value Codes( See Col umns C I and D3)

3.Val ue M et hod Codes(See Co lum n C2)

N = $2 5 0 0 0 1 - $ 5 0 0 ,0 0 0 : : O = $5 0 0 ; 0 0 1 ; $ 1 ;0 0 0 0 0 0 P 1 = $ i i 0 0 0 , 0 0 i ~ S 5 , 0 0 0 , 0 0 0 : : P 2 = S 5 ; 0 0 0 , 0 0 1 + $ 2 5 1 0 0 0 1 1 ? 0 6P 4 = M 0 r ~ i h a ~ ~ 5 o ; o 0 0 , 0 0 03 = $ 2 5 , 0 0 0 ,0 0 1 - $ 5 0 , 0 0 0 ; 0 00Q = A p p r a i s a l R = C o s t ( R e a i E s t a te O n l y ) S = A s s e s s m c n t T --Cash Market iU = B o o k V a l ue V = O t he r W = E s t i m a t ed


13/22




V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)[~ N O blE (No reportable income, assets, or transactions.)

154. Sold 10/06/10 J(part)

155. Sold 11/15/10 J(part)156. Sold 12/15/10 J1 5 7 . P i m c o T o t a l R e tu r n A d m S h s C Di v i d en d L T S ol d 06/25/10 J(part)158. Sold 11/15/10 K( p a r t )159. Pimco Sh ort Term Adm S hs A Dividend K T B u y 10/14/10 J

A Dividend J T Sold( p a r t )B Dividend K T

160. P i m c o C o m m R ea l R e t S t ra t A d m1 6 1 . T R o we P r i c e H i g h Y i e l d A d v C 11 6 2 . R o y c e P en n Mut F un d163.

Dividend K

164.165.

I n t e r e s t

06/25/10 i J

S e l e c te d A m e r i c an S h s C I S

S ol d 10114/10 J(part)S o l d 12/15/10 J

166.167.

168.169.170.

Templeton Global Bond C1 A

W estport Select Cap C1 R

Fidelity Cash Reserves

S o l d 0 1 / 2 1 / 1 0(part)S ol d 06/25/10(part)S ol d 08/04/10( p a r t )S ol d 10/06/10

J

J

J

J

S o l d 10/06/t 0 J(part)

AAAAB

A

A

A

AA

1. Income Gai n Codes: A =$1,000 or less B = $ 1, 001 - $ 2 , 500 C =$2.501 - $5 ,000 D = $ 5, 001 - $ I 5 , 000(See Colum ns B 1 and D 4-, F = $50,001 - $ 1 00,000 G = $ I 00,001 - $1 ,000,000 H l = $1,000,001 - $5~000,000 H 2 = M o re than $ 5.000.000

2. V alue Codes J = $15,000 o r less K = $ 15.001 - $ 50.000 L = $ 50,001 - $1 00,000 M = $ 100. 001 - $ 250, 000{ See C olum ns C 1 and D3) N =$250.001 - $ 500.000 O =$ 500,001 - $1 ,000,000 P 1 =$ 1,000,001 - $5,000,000 P 2 = $5.000.001 - $25,000,000P3 =$25.000,001 - $50.000.000 P4 = M o r e t han $ 50. 000.0003 . Val ue M et hod Codes Q = A ppr ai sal R = Cost ( Real E st a t e Onl y ) S =Asses sm en t T = C a s h M a r k e t(See Co lum n C2) U =Book Va lue V =Oth e r W =Es t im a ted

E = $ 15, 001 - $ 50, 000


14/22



D a te o f R e p o r t08/23/2011

V I I . I N V E S T M E N T S a n d T R U S T S - - i .e o m e , v o l u e , trunsactio.s (lndudes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~-~ N O N E ( N o reportable income, assets, or transactions.)

171 ,

172.173.

174.

(S ) F I DE L IT Y R O L L O VE R I R A : ( s ee l i n es173 th rough 220)F i d e l it y S t r a teg i c A d v s . Va l ue F un d (n am ec h an g e o n I n 1 7 5)

175. S t ra t eg i c A d v s . Va l ue F un d (n am e c h an g ef ro m l i n e 1 7 3 )

B uy 02/10/10B uy 06/16/10

JJ

176.

177.178.

179.180.

181.182.183.1 8 4 . F i d e l i ty S t r a t eg i c A d v s . C o re F un d185.1 8 6 . S t r a t eg ic A d v s . G ro wt h F un d1 8 7 . S t r a teg i c A d v s . E m erg . Mkt s

A Di v i d en d J TB uy

06/25/1009/21/10

JJ

Fidel i ty Pas Smal l -Mid Cap Fd of Fds (namec h an g e o n I n 1 7 9 )S t r a teg i c A d v s P as S m al l -Mi d C ap F d(n am e c h an g e f ro l n ln 1 7 8 )Fidel i ty Pas In t l Fund of Funds (nam ec h an g e o n l i n e 1 8 1 )S t r a teg i c A d v s P as I n t l F d o f F d s (n am ec h an g e f ro m I n 1 8 0)Fidel i ty Pas US Opp Fd o f Fds (namec h an g e o n l i n e 1 8 3 )S t r a teg i c A d v s P as US O p p F d (n am ec h an g e f ro m I n 1 8 2 )

A Di v i d en d

A Di v i d en dA Di v i d en dA Di v i d en dA Di v i d en d

JJ

S o l d 10/27/10( p a r t )08/20/10

T 08/20/1008/20/10

T 08/20/10S o ld 03/30/1 0(part)

T 08/20/10T B uy 03/30/10

J

JJJ

JJ

B uy 06/16/10 JA Di v i d en d J T B uy 06/16/10 JA Di v i d en d J T B uy 10/27/10 J

2. Val~ COdes : : : . 1 = $ 1 5 , 0 0 0 0 r i ~ S ~ ~ Z~i06i i $i00;000 M = $1001001 ~ $250i000(See Co lum ns C ! andD3) N =$250,001 ~ $500,000 O = $500;001 ~ $1,000~000 : P ]- -$ l~0 00 ~0 01 ~ $ 5; 00 0, 00 0 P 2 = $5 ,0 00 10 01 - $ 25 ;0 00 ,0 00P3 = $25,000,001 ~ $50;000;000 ~ ~MO~ th an $50 ,000 i0003: Val ue M et hod Codes Q =A ppra iSal R ~ C9 ~ t ( R e a ! E s ta t~ On ! y ) i S _-AsSeSsment T =Cash Marke t( See C01unm C2) U =Book Va lue V =Oth e r W--Estimated


15/22

FINANCIAL DISCLOSURE REPORTPage 15 of 22 Ia m e o f Person ReportingMarrero, Victor Date of Report08/23/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of fi ling instructions.)[] NONE (No reportable income, assets, or transactions.)

188. F idel i ty Real Es tate Inc .189 . F i de l i t y S e l e c t Go l d1 9 0 . F i d e l i ty C ap i t a l & I n c o m e1 9 1 . F i d e l i t y I n v es t G rad e1 9 2 . F i d e l i ty T o t a l B o n d193. F i d e l it y P a s C o r e In c F d o f F d s ( n a m ec h an g e o n l i n e 1 9 4 )194. S t r a te g i c Ad v s P a s C o r e In c F d ( n a m ec h an g e f ro m I n 1 9 3 )195.196.1 9 7 . F i d e l it y M o n e y M a r k e t198.

1 9 9 . A Q R Di v e r s i f i ed A rb . C l as s 12 0 0 . A m e r i c a n B e a c o n L g C a p I n v e s t2 01 .20 2 . Gol dm a n S a c h s L g C a p V a l I ns t l203.2 04 . J an us F un d C I J S h s

A Di v i d en d J TA Di v i d en d J TA Di v i d en d S ol d 10/27/10 J AA Di v i d en d J TA Di v i d en d J T

F i d e li ty P a s In c o m e O p p F d o f F d s ( n a m ec h an g e o n I n 1 9 6 )S t r a te g i c Ad v s P a s In c o m e O p p F d ( n a m ec h a n g e f r o m In 1 9 5 )

A Di v i d en d 08/20/10A Di v i d en d K T 08/20/10A Di v i d en d J T 08/20/10A Di v i d en d K T 08/20/10A Di v i d en d J T S ol d 10/27/10(part)

S ol d 11/02/10(part)A Di v i d en d J T B uy 09/21/10

J

JJ

JJ

JJ

S ol d 06/16/10 JC r e d i t S u is s e C o m m d R t r n S t r tg y S h A Di v i d en d J T

Sold 02/10/10 J(par t)Sold 03/30/10 J A

Sold 06/16/10 J A

1 . Inco m e G ain C o des: A = $ 1,000 or le ss B = $ 1 .001 - $ 2,500 C = $ 2,501 - $ 5,000 D = $ 5, 001 - $ 15, 000ISee Co lum ns BI and IM) F =$50,001 - $100,000 G = $ 100. 001 - $ 1 . 000. 000 HI =$ t ,000 ,00 t - $5 ,000 .000 H2 = M o r e t han $ 5, 000, 0002 : Val ue C~des J -$15.000 or t e s s K =$15,001 - $ 5 0 , 0 0 0 L =$50.001 - $ 100,000 M =$I00.001 - $250.000( S e e C o l u m n s C 1 a n d D 3 ) N = $250,001 - $500,000 O = $500.001 - $ 1 .000.000 PI =$1,000,001 - $5.000.000 P2 =$5.000.001 - $25.000.000P 3 = $25.000.001 - $50.000.000 P 4 = M ore than $50.000.0003 . Val ue M et hod Codes Q = A ppr ai sa l R = Co st ( Real E st a te Onl y ) S =Asses sm en t T =Cash Marke t(See Co lum n C2) U =Book Va lue V =Oth e r W = E st i mat ed

E =$15.001 - $50,000


16/22




V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ NONE(No reportable income, assets, or transactions.)

2 05 . P e rk i n s Mi d C ap V a l F d I n v S h s2 0 6 . La z a r d E m e r g i n g M k t s O p e n C 12 07 . Mai n s t ay Lg C ap G r F d C I A2 0 8 . M e r g e r F u n d209.

A Dividend

A Dividend

S ol d 03/30/10S ol d 10/27/10S ol d 06/16/10B uy 0 3/30/1 0S ol d 09/21/10

JJ

J

JJ

A

A2 1 0 . M e t r o p o l it a n W e s t L o w D u r a t i o n M A2 1 1 . P i m c o T o t a l R e t ur n A d m S h s A2 1 2 . P i m c o S h o r t T e r m A d m S h s A213.2 1 4 . T R o we P r i c e H i g h Y l d A d v C 1 A2 1 5 . T R o we P r i c e S h o r t T e rm B d F un d A2 1 6 . T R o we P r i c e Mi d C ap . Va l ue2 1 7 . T em p l e t o n G l o b a l B d C I A A2 1 8 . F IM M M M K T P o r t In s t C L A219 .2 2 0 . F i d e li t y C as h R e s e rv es A221.

Di v i d en dDi v i d en dDi v i d en d

Di v i d en dDi v i d en d


Interes t

JJJ

J

J

JJ

T

T

T

TT

TT

T

B uy 02/10/10B uy 09/21/10

B uy 1 0/27/1 0B uy 03/30/t 0

B uy 10/27/10B uy 11/02/10

JJ

JJ

JJ

1. Incom e G ain Cod es: A = $1 .000 o r less( See Col umns BI and D4 1 F =$50,001 - $100.000

2. V alue Co d es J = $ 1 5.000 o r le ss(See Co lum ns CI and D3) N = $ 250. 001 - $ 500, 000

P3 =$25.000,001 - $50.000.0003 . Val ue M et hod Codes Q =Appra isa l(See Co lum n C2/ U = B o o k V a l u e

B = $ 1. 001 - $ 2 , 500G= $ 100. 001 - $ 1 . 000. 000K $15 ,001 -$50 .000O-$500 .001 -$1 .000 .000R = Cos t (R ea l Es ta te On ly)V =Oth c r

C =$2.501- $5 ,000HI =$1 .000 .001-$5 .000 .000L =$50,001 -$100.000PI =$1.000.001 -$5.000.000P4 = Mo~th an $50 ,000 ,000S - A s s e s s m e n tW = E s t i m a t e d

D=$5 ,001 -$15 ,000H2 = M o r e t han $ 5. 000. 000M=$ 100 .001 -$250 .000P2=$5,000,001 -$25,000,000T =Cash Marke t

E = $ 15, 001- $ 50. 000


17/22




V I I . I N V E S T M E N T S a n d T R U S T S - income , value, t ransact ions (Includes those of spouse a nd depe nden t chi ldren; see pp. 34-60 of f! l ing inst ruct ions.)~] NO~IE (No reportable income, assets, or transactions.)

222. ~ FI D E L I TY S E P I RA : ( s e e l i ne s 223th rough 286)223. F i d e l it y S t r a teg i c A d v s V a l ue F un d (n am ec h an g e o n l i n e 2 2 6 )224 .225.

B uy 02/10/10 JB uy 03/30/10 JB uy 03/31/10 J

226. S t ra t eg i c A d v s Va l ue F un d (n am e c h an g efrom l ine 223)227.228.

A Di v i d en d J T 06/25/10 JB uy 09/21/10 J

229. F i d e li t y P a s S m a l l - M i d C a p F d ( n a m ec h an g e o n I n 2 3 0)230. S t r a te g i c Ad v s P a s S m a l l - M i d C a p F d( n a m e c h a n g e f r o m l n 2 29 )2 3 1 . F i d e li t y P a s 1 n t l F d o f F d s ( n a m e c h a n g e o nline 233)232.

A Di v i d en dA Di v i d en d J T

S ol d 10/27/10(part)08/20/1008/20/10

1 0 2 / l O / l OB uy 06/16/10

JJJJJ

233. Strategic Advs Pas In t l Fd of Fds (namec h an g e f ro m I n 2 3 1 )234.235. Fidel i ty Pas US O ppor Fd o f Fds (nam ec h an g e o n l i n e 2 3 6 )2 36 . S t ra t eg i c A d v s P a s U S O p p F d (n a m ec h an g e f ro m I n 2 3 5)2 3 7 . F i d e l it y S t r a t e g i c A d v s . C o r e F u n d

A Di v i d en d J T

A D i v i d e n d

A D i v i d e n d J T

A D i v i d e n d J T

08/20/10S ol d 10/27/10(part)S ol d 03/30/10( p a r t )

08/20/10Buy 03/30/10

J

JJ

J

J238. B uy 06/16/10 J

i . l nc0m e Ga in c0des :(See Co lum ns B! and D4)

2. Va lue codes( S e e c 6 1 u m n s C l a n d D 3 )

3. Val ue M et hod Codes(See Co lum n C2)

A =$1;000 or lessF =$501001 ~ $100,000J =$15;000 or lessN = $ ~ 5 o , o o~ - $ 5 0 0 ,0 0 0P 3 = $ 2 s , o o o , o o l - $ 5 0 , 0 0 0 , 0 0 0Q = A ppr ai salU =Book Va lue

K--$i~;ool-$50;000O--$500,001 ~ $1,000~000 PI =$1 000~001 ; $5 i000 ,000 P2--$5;000;001- $25 000;000

P 4 = M o r ~ t h a n $ 5 0 i 0 0 0 ;0 0 0R :Cost (Real Estate Only)S--Assessment Y =Cash Marke tv = O t h e r W =Es t im a ted


18/22




V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v , l u e , tr a n s a c t io n s (Includes those of s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of filing instructlon~)D N O N E (No reportable income, assets, or transactions.)

239. B uy 06/17/10 J240. B uy 09/21/10 J2 4 1 . S t r a t eg i c A d v s . G ro wt h F un d A Di v i d en d J T B uy 06/16/I 0 J2 4 2 . S t ra t e g i c A d v s . E m e r g . M k t s A Di v i d en d J T B uy 10/27/10 J24 3 . F i de l it y Re a l E s t a t e I nc om e A Di v i d en d J T S ol d 02/10/10(part)244. S ol d 10/27/10(part)24 5 . F i de l i t y S e l e c t Go l d A Di v i d en d J T

JJ

24 6 . F i de l i ty C a p i t a l & I nc ome A D iv id e n d S o ld 02/1 0 /1 0( p a r t )247. S o ld 03/30 /1 0(part)248. S o l d 10/27/10

J

J

J2 4 9 . F i d e l i ty I n v es t G rad e A Di v i d en d K T2 50 . F i d e l i ty T o t a l B o n d B Di v i d en d K T2 51 . F i d e l it y P as C o re I n c F d o f F d s (n am e A Di v i d en d S ol d 06/16/10c h an g e o n l i n e 2 52 ) (part)252. S t ra teg i c A d v s P as C o re I n c . F d (n am e B Di v i d en d K T 08/20/10c h an g e f ro m I n 2 51 )253. Fidel i ty Pas lnc Oppor Fd (name change on A D iv id e n d 08/20 /1 0In 254)254. S t ra teg i c A d v s P as I n c O p p F d (n am e A Di v i d en d K T 08/20/10c h an g e f ro m I n 2 53 )255. B uy 10/27/10

JKKKJ

AA

A

1. Income Gai n Codes:( See Col umns B 1 and D4 1

2. Val ue Codes~Sce Col umns C l and D3)

3. Val ue M et hod Codes/See Col umn C2)

A = $ 1 , 0 0 0 o r l e s s B =$1.00t : $2:500 C =$2,501 - $5,000 D = $5 , 0 0 1 : - $ t 5 . 0 0 ~ 3 E =$15,001- $50.000F=$50.001-$100.000 G=$100,001-$1,000~000 HI=S1.000.001 -$5.000.000 : H 2 = M o r e t h a n $ 5 , 0 0 0 ,0 0 0J = $ 1 5 . 0 0 0 o r l e s s K -$15.001 - $50.000 L = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 M =$100,001 - $250,000N =$ 2 5 0 ,0 0 1 - $ 5 0 0 ,0 0 0 0 = $5 0 0~0 01 - $ 1 ,00 0 ,00 0 Pl =$1,000,001 - $5,000,000 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 . 0 0 0 ,0 0 0P 3 = $ 2 5 . 0 0 0 . 0 01 - $ 5 0 , 0 0 0 , 0 0 0 P4 -More than $50.000.000Q = A p p r a i s al R = C o s t ( R e a l E s t a te O n l y ) S -Assessmenl T =Cash MarketU = B o o k V a l u e V = O t h e r W = E s t im a t e d


19/22



D a te o f R e p o r t08/23/2011

V I I . I N V E S T M E N T S a n d T R U S T S - i .c o , . e , v a l . e , tr a . s o e t i o . s a . c i u d e s t h o s e of spouse and dependent children; see p p . 3 4 - 6 0 of filing instructions.)~-] NONE (No reportable income, assets, or transactions.)

2 5 6 . FIM M M M R T P o r t In s t. C L A Di v i d en d J T B uy 10/27/10257. B uy 10/28/10258. B uy 11/02/10

~ 5 9. B uy : 11 /03/102 6 0 . F id e l i ty M o n ey M arke t A Di v i d en d J T B uy 02/10/10261 . B uy 06/16/10262. B uy 09/21/10263. S o l d 10 / 27/ 10(part)264. S ol d 11/02/10(part)

JJJJJJJJJ

2 6 5 . A QR Di v e r . A rb . C l as s 1 A Di v i d en d J T B uy 09/21/10 J266. B uy 09/22/10 J267 . A me r i c a n B e a c on L g C a p I nv e s t S o l d 06/16/10 J2 6 8 . C re d i t S ui s se C o m m d R e m m S t rt g y S h s A Di v i d en d J T S ol d 02/10/10( p a r t )269. S ol d 06/16/10(part)27 0 . Gol dma n S a c h s L g C a p V a l I ns t l S o l d 02/10/10(part)271. S ol d 03/30/10

JJ

JJ

2 7 2 . J an us F un d C I J S h s S ol d 06/16/10 J

A

A

A

( s e e c o ! u m n s c ! a n d D 3 ) N =$250;00155500;000 O =$500;001 ~ $1;000i000 : Pt --$1~000~001 ; $5i000i000 P 2 ~ $ 5 ~ 0 0 0 ~ 0 0 ] ~ $ 2 5 ; 0 0 0 ~ 0 0 0V 3 = $ 2 5 ; o 0 o ; o 0 1 L $ 5 0 , o o 0 ; o o o ~ ~g~ ina~ $50;0661033 . . . . .3: Val ue M r t hod 0dds Q = A pwai sa l R =Cost (Reai E~taie oniy)~ ~A~ ~ ~Cash Marke t(See Co lum n C2) U = B o ok va lue V = O the r W ~E ~ti m~md


20/22




V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)--] N O N E ( N o reportable income, assets, or transactions.)

2 7 3 . P e rk i n s Mi d C ap Va l ue F d C I T2 7 4 . La z a r d E m e r g i n g M k t s O p e n C L2 7 5 . Mai n s t ay Lg C ap G r F d C 1 A2 7 6 . M er g e r F un d277.

A DividendS ol d 103/30/10S ol d 10/27/10S o ld 0 6 /1 6 /1 0B uy 03/30/t 0S ol d 09/21/10

JJ

J

JJ

2 7 8 . Met ro p o l it an W es t L o w Dur M A2 7 9 . P im c o T o t a l R e t r n A d m S h s B2 8 0 . P i m c o S h o r t T e r m A d m S h s A281.2 8 2 . T R o w e P r i c e H i g h Y l d A d v C I A2 8 3 . T R o w e P r i c e S h o r t T e rm B d F un d A d v C 1 A284 . T Row e P r i c e M i d C a p V a l u e285.2 8 6 . T em p l e t o n G l o b a l B d C 1 A A

Di v i d en d JDi v i d en d KDi v i d en d K


Di v i d en d

JJ

TTT

TT

B uy 02/10/10B uy 09/21/10S o ld 0 2/1 0 /1 0(part)B uy 10/27/l 0B uy 03/30/10S o ld 0 9/21 /1 0

JJ

J

J

J

J

A

2 . V a i ~ c o d e s J~$isi0000ri~ : K ~]~i~0i~$~riO0~ L~5~i~i ~i001o00 --$10~i001 ~$250,000( s e e c 0 l u m ns c ! a nd D J ) N =$2~0;00i ~ $~00~0~ ~ ~$ ~0 0 ~1 ~ $ ~1 ~0 0~0 0:0 P i ~$ i~0 00 ~0 ~1 , $ 5~0 00 ~0 00 P2 =$5,000,001- $25,000,000

P 3 ~ $ 2 5 ~ 0 0 0 ~ 0 0 1 - ~ 5 0 ~ 0 0 0 ~ 0 0 6 : : P~ ~3r~ ih~n Sgo~dbo;ooo3. Value Method Codes Q = A ppr ai sa l R =C~i (~1 ~state o~ii)s ~e~g~ni T = C a s h M a r k e t(See Co lum n C2) U =Book Va lue V = O i h e r W &E st i mated


21/22

F I N A N C IA L D I S C L O S U R E R E P O R TPage 21 of 22



VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS. (Indlcatepart of report.)In par t VII , several t ransac t ions are recorded wi th respec t to spec i f ied F idel i ty Inves tments funds the names of which as reported in the 2009 Report were changedb y F i d e l i ty o n J un e 2 5 , 2 01 0 an d A ug us t 2 0 , 2 01 0 . A s t o eac h t r an s ac t io n , t h e fun d i s r e f l ec t ed o n t h e l i n e wi t h t h e o r i g i n a l n am e o n t h e f i r s t t r an s act i o n o f t h ey ea r an d o n t h e l i n e wi t h th e n ew n am e o n t h e d a t e o f t h e c h an g e .


22/22


Na me o f Pe r so n R e p o r t i n gMarrero, Victor

D a te o f R e p o r t08/23/2011

I X . C E R T I F IC A T I O N .I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o rm a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i saccur a t e , t r ue , an d co m p le t e t o th e b es t o f m y kn o wled g e an d b e l i e f , an d th a t an y in f o r m a t io n n o t r ep o r t ed was wi th h e ld b ecause i t m e t ap p l i cab le s t a tu to r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u re .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc om pl i a nc e w i t h t h e p r ov i s i ons o f 5 U . S . C . a pp . 5 0 1 e t . s e q . , 5 U . S . C . 7 35 3 , a nd Ju d i c i a l C onf e r e nc e r e gu l a t i ons .

Signature: S/Victor M a r re r o

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I LF U L LY F A L S I FI E S O R F A I L S T O F I LE T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

victor marrero financial disclosure report for 2010

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