volkan, vamik (2009). large-group identity, ir and psychoanalysis

8
ORIGINAL ARTICLE Large-group identity, international relations and psychoanalysis VAMIK D. VOLKAN Abstract This paper examines the psychology of ethnic, national, religious or political ideological groups composed of thousands or millions of people. In such large groups most of the individuals will never meet during their lifetimes. But, they share a persistent sense of sameness, ‘‘large-group identity.’’ This paper examines how this abstract concept, large-group identity, can become the central force that influences international relationships. Psychoanalysts who are willing to become involved in interdisciplinary initiatives can provide information to the diplomats about large-group psychology in its own right and suggest peaceful strategies for international conflicts. Key words: Large-group identity, transgenerational transmission, chosen trauma, entitlement ideology, the need to have enemies and allies The title of my presentation in the printed program, ‘‘Psychoanalysis and International Relations,’’ is a vast topic, and I will only be able to address one limited aspect of it. In the next thirty minutes, I will discuss a psychoanalytic look at large-group identity and how issues related to it play a role in interna- tional relations. International relations primarily refer to interac- tions between political leaders such as presidents, ministers of foreign affairs or diplomats belonging to different nation states as they negotiate and decide upon, draft, and sign agreements between each other involving diplomatic, legal, economic or even sports matters. The negotiating parties will be perceived as allies or enemies according to existing ‘‘formal’’ agreements. Their relationships will also conform, if controversies do not develop, to ‘‘international rules and regulations’’ accepted by organisations such as the United Nations or the European Union. In today’s changing world, however, the term ‘‘international relations’’ includes much more. Yesterday I was on a panel concerning the concept ‘‘globalisation.’’ As we discussed, this concept al- ready expands what people in the street think about what international relations means. Furthermore, when there are wars or war-like situations or alliances between ethnic, religious or political ideo- logical groups within one nation state or in different nation states which are not accepted as legitimate entities, often legal international bodies are involved in their unofficial or even diplomatic negotiations. In today’s world, there are globalised terrorist groups. Their activities, at least in the public mind, are categorised as international relations. We can also consider the so-called nongovernmental organisa- tions and giant business corporations as players in international relations. However one defines the concept of international relations and whatever one includes under this term, it always involves interactions between national, ethnic, religious or political ideological large groups composed of tens or hundreds of thousands or millions of persons. My focus today is on the psychology of such large groups. They inevitably are recognised by a name, such as German, Arab, Catholic or Communist, and share sentiments, belief systems, and often language and representations of history; in short, all have a large-group identity. Dissenters in a large group are only important in changing the shared psychological processes within their large groups if they successfully start a major movement that attracts a substantial number of followers or are recognised and supported by foreign large groups. Starting with Freud, psychoanalysts have written about various aspects of international relations. To- day I will emphasise that psychoanalytic conceptua- lisations of large groups, as I define them in this Correspondence: Vamik D. Volkan, Senior Erik Erikson Scholar, The Austen Riggs Center, 25 Main Street, Stockbridge, MA, USA. E-mail: [email protected] International Forum of Psychoanalysis. 2009; 18: 206Á213 (Received 10 November 2008; accepted 13 December 2008) ISSN 0803-706X print/ISSN 1651-2324 online # 2009 Taylor & Francis DOI: 10.1080/08037060902727795

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Volkan, Vamik (2009). Large-Group Identity, International Relations and Psychoanalysis

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  • ORIGINAL ARTICLE

    Large-group identity, international relations and psychoanalysis

    VAMIK D. VOLKAN

    AbstractThis paper examines the psychology of ethnic, national, religious or political ideological groups composed of thousands ormillions of people. In such large groups most of the individuals will never meet during their lifetimes. But, they share apersistent sense of sameness, large-group identity. This paper examines how this abstract concept, large-group identity,can become the central force that influences international relationships. Psychoanalysts who are willing to become involvedin interdisciplinary initiatives can provide information to the diplomats about large-group psychology in its own right andsuggest peaceful strategies for international conflicts.

    Key words: Large-group identity, transgenerational transmission, chosen trauma, entitlement ideology, the need to have

    enemies and allies

    The title of my presentation in the printed program,

    Psychoanalysis and International Relations, is a

    vast topic, and I will only be able to address one

    limited aspect of it. In the next thirty minutes, I will

    discuss a psychoanalytic look at large-group identity

    and how issues related to it play a role in interna-

    tional relations.

    International relations primarily refer to interac-

    tions between political leaders such as presidents,

    ministers of foreign affairs or diplomats belonging to

    different nation states as they negotiate and decide

    upon, draft, and sign agreements between each other

    involving diplomatic, legal, economic or even sports

    matters. The negotiating parties will be perceived as

    allies or enemies according to existing formal

    agreements. Their relationships will also conform,

    if controversies do not develop, to international

    rules and regulations accepted by organisations

    such as the United Nations or the European Union.

    In todays changing world, however, the term

    international relations includes much more.

    Yesterday I was on a panel concerning the concept

    globalisation. As we discussed, this concept al-

    ready expands what people in the street think about

    what international relations means. Furthermore,

    when there are wars or war-like situations or

    alliances between ethnic, religious or political ideo-

    logical groups within one nation state or in different

    nation states which are not accepted as legitimate

    entities, often legal international bodies are involved

    in their unofficial or even diplomatic negotiations. In

    todays world, there are globalised terrorist groups.

    Their activities, at least in the public mind, are

    categorised as international relations. We can also

    consider the so-called nongovernmental organisa-

    tions and giant business corporations as players in

    international relations.

    However one defines the concept of international

    relations and whatever one includes under this term,

    it always involves interactions between national,

    ethnic, religious or political ideological large groups

    composed of tens or hundreds of thousands or

    millions of persons. My focus today is on the

    psychology of such large groups. They inevitably are

    recognised by a name, such as German, Arab,

    Catholic or Communist, and share sentiments, belief

    systems, and often language and representations of

    history; in short, all have a large-group identity.

    Dissenters in a large group are only important in

    changing the shared psychological processes within

    their large groups if they successfully start a major

    movement that attracts a substantial number of

    followers or are recognised and supported by foreign

    large groups.

    Starting with Freud, psychoanalysts have written

    about various aspects of international relations. To-

    day I will emphasise that psychoanalytic conceptua-

    lisations of large groups, as I define them in this

    Correspondence: Vamik D. Volkan, Senior Erik Erikson Scholar, The Austen Riggs Center, 25 Main Street, Stockbridge, MA, USA. E-mail: [email protected]

    International Forum of Psychoanalysis. 2009; 18: 206213

    (Received 10 November 2008; accepted 13 December 2008)

    ISSN 0803-706X print/ISSN 1651-2324 online # 2009 Taylor & FrancisDOI: 10.1080/08037060902727795

  • presentation, need to be expanded. For an indivi-

    dual, a large group may stand for an idealised

    Oedipal father or as a nurturing mother (Kernberg,

    2003a,b; Rice, 1965; Turquet, 1975). Besides study-

    ing what large groups unconsciously symbolise for

    individuals, psychoanalysis needs to examine the

    psychology of large groups in its own right. By doing

    this we can better understand the existing shared

    processes within each large group that consciously,

    but more importantly unconsciously, influence and

    direct its leaders negotiations and agreements. In

    short, we need to look at what it is that motivates the

    leaders of opposing large groups, above and beyond

    their individualised psychologies, in their interna-

    tional relations that leads to either peaceful or

    destructive massive movements.

    My second career and observations on large-

    group identity

    I was born on the island of Cyprus. By the time

    ethnic conflicts became hot and deadly there in the

    early 1960s, I was already in the USA studying to

    become a psychiatrist and a psychoanalyst. Never-

    theless, it is most likely, because of my background,

    that after I became a psychoanalyst I slowly deve-

    loped a second career. I became involved in

    international relations and tried to understand how

    enemies relate to each other from a psychoanalytic

    point of view. During the last 29 years, I have been

    involved in bringing together influential enemy

    representatives for unofficial diplomatic dialogues.

    During this time, I was present when representatives

    of Arabs and Israelis, Americans and Soviets, Rus-

    sians and Estonians, Serbians and Croats, Georgians

    and South Ossetians, Turks and Greeks, and Turks

    and Armenians came together in years-long dialogue

    series to understand each other and hopefully find

    entry points for strategies and actions for peaceful

    co-existence (Volkan, 1988, 1997, 1999a, 2004,

    2006). I also visited many refugee camps and met

    many world leaders such as Mikhail Gorbachev,

    Jimmy Carter, and Yasser Arafat. At the present

    time, Lord John Alderdice, the former head of the

    Northern Ireland Parliament who is also a psychia-

    trist and psychoanalyst, and I have just begun a new

    project. We are bringing representatives of the

    Western world, such as those from the USA and

    Europe, together with representatives from the

    Islamic countries, such as Iran, Turkey, Jordan,

    and the Arab Emirates, as well as representatives

    from Israel, Russia, and India to try to understand

    the post-September 11, 2001 world, in particular the

    IslamicWestern world split.In this, as in other projects I have facilitated,

    I noticed that because of the tasks given to them

    during the dialogue series, the enemy representa-

    tives, as spokespersons for their large-group identi-

    ties, became preoccupied with large-group identity

    issues. At locations where refugees or internally

    displaced persons are located, these victims also

    constantly refer to their large-group identities.

    Whenever I happen to be with a political leader at

    the time of an international conflict, I notice that he

    or she also becomes preoccupied with large-group

    identity issues. By listening to dialogues involving

    these people enemy representatives, dislocatedpersons, and leaders I have learned much aboutlarge-group psychology.

    In peaceful times, people usually turn their atten-

    tion toward themselves, their families, relatives,

    clans, neighbors, professional and social organisa-

    tions, schools, sports clubs, and local or national

    politics. But when a large group is humiliated or

    threatened by others who belong to another large-

    group identity, the attacked population abandons its

    routine preoccupations and become obsessed with

    repairing, protecting, and maintaining their large-

    group identity. It is like an individual who is not

    constantly aware of his breathing, but if he finds

    himself in a smoke-filled room or develops pneumo-

    nia, he notices every breath he takes. Similarly, when

    a large group is under stress and the large-group

    identity is injured or threatened, the people who

    belong to it become keenly aware of their we-ness

    and quickly and definitively separate their large-

    group identity from the identity of the other, the

    enemy large group.

    Influences and consequences of traumas that are

    caused by others belonging to another large-group

    identity do not remain regional (Volkan, 2000). If a

    foreign large group deliberately shames, humiliates,

    and destroys the lives of a number of individuals in

    the name of their large-group identity in, lets say, the

    northern part of a country, others belonging to the

    same large-group identity in the south will also feel

    their pain and rage. Large-group identity connects

    people in emotional ways wherever they live. When a

    large groups identity is humiliated or threatened,

    people belonging to that identity psychologically find

    it easy to humiliate, victimise, and kill individuals

    belonging to the enemy group in the name of identity

    without blinking an eye. They use aggression in order

    to repair, protect, and maintain their large-group

    identity. If people who belong to the victimised group

    feel helpless, they will in this case tolerate forced or

    voluntary masochism, again, in order to hold on to

    their large-group identity. This abstract concept, the

    large-group identity, becomes the central force

    that influences international relations.

    When I think of diplomacy, I remember W.

    Nathaniel Howell, the US ambassador in Kuwait

    Large-group identity, international relations and psychoanalysis 207

  • when Saddam Husseins forces invaded that country,

    a tall man who played basketball in his youth. He

    compares good diplomatic negotiation to playing

    basketball. The opposing teams rush from one side

    of the basketball court to the other using rules and

    regulations and try to score points. In the end, one

    team wins, but the other team also scores and

    achieves some degree of self-esteem for being a

    good competitor. According to Ambassador Howell

    (personal communication, 2000), being involved in

    a well-managed and fair diplomatic activity is as

    pleasurable as watching a well-played basketball

    game.

    If an international conflict becomes hot or

    chronic, a large groups psychological identity issues

    contaminate all the real-world problems such as the

    economy or legal rights, as well as the diplomatic

    efforts for resolving them. Expanding Ambassador

    Howells metaphor, let us imagine that someone

    spills a large amount of oil on the basketball court.

    Now the game becomes chaotic. The first thing

    required is to wipe off the oil spill and clean the floor.

    In an international relationship, the oil spill that

    makes a routine play impossible primarily centers

    around large-group identity, its protection and

    maintenance. When large-group identity issues be-

    come inflamed and problematic, conducting inter-

    national relations only through typical diplomatic

    efforts becomes very difficult and sometimes im-

    possible. I do not have a name for my second

    career; perhaps it can be compared to cleaning

    up oil spills on basketball courts. Obviously, mine

    is a difficult career, reminiscent of Freuds

    characterisation of psychoanalysis as an impossible

    profession.

    Shapiro and Carr (2006) state that attempting to

    understand large groups is a daunting task and that it

    may be a defense against the experience of despair

    about the world, a grandiose effort to manage the

    unmanageable (p. 256). I join them, however, in

    their suggestion that to make efforts, nonetheless, is

    essential for large groups psychological well-being.

    I believe that such efforts include the development

    of a large-group psychology in its own right, so that

    the meaning and influence of the abstract concept of

    large-group identity can be better understood, and

    so that we have a theoretical foundation to suggest

    psychoanalytically informed strategies for finding

    peaceful answers for international conflicts. Many

    obstacles have hindered collaboration between psy-

    choanalysts and authorities dealing with interna-

    tional relations. Elsewhere I have tried to examine

    in some detail these obstacles that come from

    both the diplomatic world and psychoanalysis itself

    (Volkan, 1999b, 2005), but this brief presentation

    does not allow time to review them.

    Large-group identity

    In the psychological literature, the term large

    group sometimes refers to 30150 members whomeet in order to deal with a given psychological issue

    (Kernberg, 2003a,b), but I am not referring to such

    gatherings. In order to understand international

    relations by revising Erik Eriksons (1956) descrip-

    tion of individual identity, I define large-group

    identity whether it refers to nationality, ethnicity,religion or political ideology as the subjectiveexperience of thousands or millions of people who

    are linked by a persistent sense of sameness, even

    while also sharing some characteristics with people

    who belong to foreign large groups. In such large

    groups, most of the individuals will never meet

    during their lifetimes. They will not even know of

    the existence of many others belonging to the same

    entity. Yet they will share a sense of belongingness,

    usually a language, sentiments, nursery rhythms,

    songs, dances, and representations of history. They

    share what John Mack (1979) called cultural

    amplifiers, which are concrete or abstract symbols

    and signs that are only associated with a particular

    large group and which are accepted as superior

    and as a source of pride. The sharing of the large

    groups national, ethnic or religious elements begins

    in childhood. This applies also to those who are

    members of a political ideological group whose

    parents and the people in the childhood environment

    are believers in the ideology. To become a follower of

    a political ideology as an adult includes other

    psychological motivations.Belonging to a large group, after going through the

    adolescence passage (Blos, 1979), becomes crystal-

    lised and endures throughout a lifetime. Sometimes

    belongingness can be a shadow identity, as we

    sometimes see in persons after voluntary or forced

    migrations. Nevertheless, such belongingness never

    disappears (Volkan, 1988, 1997, 1999a, 2006). Only

    through some longlasting drastic historical event

    may a group evolve a new large-group identity. For

    example, certain Slavs became Bosniaks while under

    the rule of the Ottoman Empire.

    Think of a man lets say he is German who isan amateur photographer. If he decides to stop

    practicing photography and take up carpentry, he

    may call himself a carpenter instead of a photo-

    grapher, but he cannot stop being a German and

    become French. His Germanness is part of his large-

    group identity, which is interconnected with his core

    individual identity, his subjective experience of his

    self-representation.Through early identifications with the mother and

    important persons in their environment, small chil-

    dren begin to learn how they are members of a

    specific large group and what cultural amplifiers are

    208 V. D. Volkan

  • theirs. Some children have parents who belong to

    two different ethnic or religious groups. If an

    international conflict erupts between these two large

    groups, these youngsters may, even as adults, have

    severe psychological problems. I saw such examples

    in South Ossetia, when people had one South

    Ossetian and one Georgian parent. When South

    Ossetians and Georgians began a deadly conflict

    after the collapse of the Soviet Union, persons with

    mixed lineage became confused and psychologi-

    cally disturbed.

    There is another childhood process that more

    clearly creates the precursors of large-group enemies

    and allies in the childs mind. This process also

    illustrates how people, without being aware of it,

    need to have large-group enemies and allies, to one

    degree or other, throughout their lifetime. Belonging

    to the same large-group identity allows thousands or

    millions of people to share the same large-group

    enemy and ally representations, and this in turn

    plays a key role in large-group identity issues

    contaminating and influencing international rela-

    tions. This childhood experience can be understood

    with a concept that I call suitable targets of externa-

    lisation (Volkan, 1988). The object relations theory

    of psychoanalysis, as well as observations of children,

    tells us that when children become able to tolerate

    ambivalence, they integrate their previously frag-

    mented or split self- and object images (Kernberg,

    1976; Volkan, 1976). However, such integrations are

    not totally complete. Some self- and object images

    remain unintegrated, and the child finds ways to deal

    with them in order to avoid facing and feeling object

    relations tension. One psychological method a child

    uses to deal with this problem is to externalise his or

    her unintegrated self- and object images into other

    persons, or animate or inanimate objects.

    The people in the childs environment also help

    the child to find permanent reservoirs in which to

    keep the externalised unintegrated self- and object

    images. Such images, in the psychoanalytic litera-

    ture, are known as bad aggressively loaded and

    good libidinally loaded unintegrated images. Since

    externalisations into such reservoirs are approved

    by the individuals important to the child, what

    is externalised will not boomerang, will not be

    re-internalised by the child. Such reservoirs are the

    suitable targets of externalisation that become the

    precursors of large-group enemy and ally representa-

    tions. A child is, to use Eriksons (1966) term, a

    generalist as far as nationality, ethnicity, religion or

    political ideology is concerned. Once the child

    utilises suitable targets of externalisation, he or she

    ceases to be a generalist. Here are two examples.

    In Cyprus, Greeks and Turks lived side by side for

    centuries until the island was de facto divided into

    two political entities in 1974. Greeks often raise pigs.

    Turkish children, like Greek children, invariably are

    drawn to farm animals, but imagine a Turkish child

    wanting to touch and love a piglet. His mother or

    other important individuals in the Turkish childs

    environment would strongly discourage him from

    playing with the piglet. For Moslem Turks, the pig is

    dirty. It, as a cultural amplifier for the Greeks,

    does not belong to their large group. Now the

    Turkish child finds a suitable target of externalisation

    for his unwanted, aggressively contaminated and

    unintegrated bad self- and object images. Since

    Moslem Turks do not eat pork, in a concrete sense

    what is externalised into the image of the pig will not

    be re-internalised. When the child unconsciously

    finds a suitable target for unintegrated bad self-

    and object images, the precursor of the other

    becomes established in the childs mind at an

    experimental level.

    The Turkish child at this point does not know

    what Greekness means. Sophisticated thoughts,

    perceptions, and emotions, and images of history

    about the other evolve much later without the

    individuals awareness that the first symbol of the

    enemy was in the service of helping him avoid feeling

    object relations tension. Since almost every Turkish

    child in Cyprus will use the same target, they will

    share the same precursor of the other who may

    become an enemy if real-world problems become

    complicated.

    Children also are given suitable targets as reser-

    voirs for their good unintegrated self- and object

    relations. For example, a Finnish child most likely

    uses the sauna as such a reservoir. Only when

    Finnish children grow up will they have sophisticated

    thoughts and feelings about Finishness. It is inter-

    esting that when there is an international conflict or

    a war-like situation, members of a large group who

    feel victimised regress and become involved in the

    creation of an adult version of suitable targets of

    externalisation. For example, when Gaza fell under

    the Israeli occupation, Palestinians began to carry in

    their pockets small stones painted with the Palesti-

    nian flags colors. When facing humiliating external

    situations, they would reach in their pockets and

    touch the stones. Having stones created a network of

    we-ness and supported the large-group identity of

    Palestinians living in Gaza at that time and separated

    their large-group identity from the Israelis large-

    group identity.

    Two principles and the accordion

    phenomenon

    Large-group psychology primarily deals with a shared

    need to repair, protect, and maintain large-group

    Large-group identity, international relations and psychoanalysis 209

  • identity. Thousands or millions of people, without

    being aware it, are assigned these tasks and respond to

    international relations accordingly. In their daily lives,

    members of a large group mostly unconsciously

    follow two unalterable and intertwined principles

    (Volkan, 1988, 1997, 1999a). They may become

    aware of these principles if the other humiliates

    and threatens them in the name of large-group

    identity.

    I call the first principle the maintenance of

    nonsameness. One large group must not be the

    same as, or even closely similar to, a neighboring

    large group that is perceived as an enemy. Although

    antagonistic large groups usually have major differ-

    ences in religion, language, and historical or mytho-

    logical backgrounds, minor differences between

    antagonists can become major problems that lead

    to deadly consequences. Much earlier, Freud

    (1921) noted minor differences among small and

    large groups, but did not study their deadly con-

    sequences in international relations. When large

    groups regress, any signal of similarity is perceived,

    often unconsciously, as unacceptable; minor differ-

    ences therefore become elevated to great impor-

    tance to protect nonsameness.

    Another unalterable principle in large-group

    relationships, intertwined with the first one, reflects

    the need to maintain a psychological border, gap or

    tangible space between large groups in conflict.

    Although the demarcation and maintenance of

    physical borders has always been vital to interna-

    tional and large-group relationships, closer examina-

    tion indicates that it is far more critical to have an

    effective psychological border than a simple physical

    one. In a regressed large group, political, legal or

    traditional physical borders begin to symbolise the

    large-group identity that provides a huge umbrella

    protecting the people belonging to it, including the

    political leaders.

    In individual psychology, as Freud (1921) indi-

    cated, what is important is to idealise the leader and

    identify with the other followers and lose individual-

    ity. In large-group psychology, what is important is

    to repair, protect, and maintain the large-group

    identity. Physical borders become highly psycholo-

    gised, and people, leaders, and official organisations

    become preoccupied with their protection. At the

    present time, the border issue in Israel is very

    prominent and deadly, but its psychological aspects

    are not taken into account. The upcoming presiden-

    tial elections in the USA will reinflame the border

    issue between the USA and Mexico. Once again,

    discussion will make reference to real-world issues

    such as illegal Mexicans stealing Americans jobs.

    Its psychological meaning will not be examined. In

    Europe, immigrants from the Middle East, Africa,

    and Eastern European countries inflame the affected

    large groups border psychology. When clear physi-

    cal demarcations are perceived as ambiguous or

    indistinct, psychological borders are weakened as

    well, and shared anxiety can develop.

    These two principles maintaining nonsamenessand psychological borders influence internationalrelationships, especially at negotiation tables. I have

    observed that one of the dangerous times during

    which diplomatic negotiations quickly may collapse

    is when the opposing parties, usually with the help of

    a third neutral party, come close to making a

    major agreement. This coming close, for both

    parties, unconsciously threatens the two principles

    mentioned above. Anxiety about injury to large-

    group identity increases and this leads to the collapse

    of negotiations, paradoxically after hard work and

    after coming very close to making an agreement.

    Knowing about these two principles will help the

    neutral third party introduce a strategy that will

    inform the opposing parties in the following way:

    Making an agreement and signing a document does

    not mean that you will lose the border separating

    your large-group identity from the identity of your

    enemys large group or that you will face the

    possibility of becoming the same as your enemy.

    When a mutual formal agreement on a difficult issue

    is reached, both sides will still keep their own

    identities.

    Becoming like the enemy

    While it is very threatening for a large group to lose

    its psychological border and contaminate its own

    large-group identity with the one belonging to the

    enemy, in situations where conflict between two

    large groups becomes hot and deadly or chronic,

    paradoxically, enemies become alike. This process

    on a conscious level is denied vehemently. At the

    foundation of this paradox lies the fact that large-

    group enemies are both real and fantasised. They are

    real if they are shooting and killing people in the

    other large group. They are also fantasised because

    they are reservoirs of the first large groups externa-

    lised unwanted parts, a result of the process that

    began in childhood when suitable targets of externa-

    lisation were established, or as a result of large-group

    regression in which adult members do the same

    thing children would do: create suitable targets of

    externalisation.

    In hot and deadly or chronic international con-

    flicts, suitable targets of externalisation do not

    remain permanent, safe, effective, and distant re-

    servoirs out there. The first large groups externa-

    lisations and projections put in these reservoirs

    overflow and come back to contaminate itself.

    210 V. D. Volkan

  • Thus, psychologically speaking, both large groups,

    to a certain degree, become the same. Al Qaeda

    divided the world into two categories. After Septem-

    ber 11, the USA did the same. You are either on my

    side or else, became a political doctrine. Ideas such

    as the clash of civilisations, or in this case clash of

    religions, directly or indirectly was supported within

    both large groups. Again, I should repeat that in

    examining large-group processes the voices of dis-

    senters do not count much unless they are capable of

    starting new large-group processes.

    On a conscious level, there is a wish on the part of

    a large group to do to the enemy what the enemy did

    to them. When speaking of enemies becoming alike,

    I refer to shared psychological movements, not to the

    actual methods used by each group involved in wars

    or war-like situations. One may kill through terror-

    ism and the other may kill in legal and so-called

    civilised ways. Many factors, such as historical

    circumstances, reactivation of past victimisations,

    the existing political system, military power, tech-

    nology, economy, and, most importantly, the degree

    of large-group regression can make a large group

    dehumanise the other and exercise terrible cruelty

    in both barbaric and civilised ways.

    Elsewhere (Volkan, 2004) I describe how a poli-

    tical leaders personality organisation plays a crucial

    role in inflaming or taming the process of one large

    group becoming like the enemy group. If the leader

    is able to explain to the followers where the reality of

    the enemy ends and where the fantasy about the

    enemy begins, this tames the process of becoming

    like the enemy. If the leader does not provide good

    reality testing that includes an understanding of the

    enemy large groups psychic reality and does not

    make some attempt to respond to it in humane

    nondestructive ways, dangers become magnified and

    regression is maintained. Therefore, we should find

    noncontroversial and psychoanalytically informed

    methods to openly examine the concept of a large

    group becoming like its enemy in order to concep-

    tualise and realise opportunities for different

    responses, above and beyond destructive ones.

    Shared mental mechanisms and processes

    Large groups are made of individuals; therefore,

    large-group processes reflect individual psychology.

    But a large group is not a living organism that has

    one brain. Therefore, once members of a large group

    start utilising the same mental mechanism, it estab-

    lishes a life of its own and appears as a societal, and

    often a political, process. In this presentation, I have

    already referred a few times to the regression of large

    groups. I borrow the word regression from in-

    dividual psychology since I have not yet found a

    good term that describes a large groups going

    back to the earlier levels of its psychic development in

    defense of the shared anxiety caused by threats to

    large-group identity. First of all, it is difficult to

    imagine that large groups have their own psychic

    developments. The closest thing to the concept of a

    large group having a psychic development is the large

    groups usually mythologised history and the story of

    how the large group was born. In fact, when large

    groups regress, they reactivate certain, sometimes

    centuries-old, shared historical mental representa-

    tions, which I have named chosen glories and

    chosen traumas (Volkan, 1988, 1999a, 2004,

    2006).

    Large groups celebrate independence days or have

    ritualistic recollections of events and heroes whose

    mental representations include a shared feeling of

    success and triumph among large-group members.

    Such events and heroic persons attached to them are

    heavily mythologised over time. These mental re-

    presentations become large-group amplifiers called

    chosen glories. Chosen glories are passed on to

    succeeding generations through transgenerational

    transmissions made in parent/teacherchild interac-tions and through participation in ritualistic cere-

    monies recalling past successful events. Chosen

    glories link the children of a large group with each

    other and with their large group, and the children

    experience increased self-esteem by being associated

    with such glories. It is not difficult to understand

    why parents and other important adults pass the

    mental representation of chosen glories to their

    children; this is a pleasurable activity. Past victories

    in battle and great accomplishments of a religious or

    political ideological nature frequently appear as

    chosen glories.

    In stressful situations, political leaders reactivate

    the mental representation of chosen glories and

    heroes associated with them to bolster their large-

    group identity. A leaders reference to chosen glories

    excites his followers simply by stimulating an already

    existing shared large-group amplifier. During the

    first Gulf War ,Saddam Hussein made many refer-

    ences to Sultan Saladins victories over the Crusa-

    ders even though Saladin was not an Arab, but a

    Kurd.

    While no complicated psychological processes are

    involved when chosen glories increase collective self-

    esteem, the role of a related concept, chosen traumas,

    in supporting large-group identity and its cohesive-

    ness is more complex. It is for this reason that a

    chosen trauma is a much stronger large-group

    amplifier than a chosen glory. A chosen trauma is

    the shared mental representation of an event in

    a large groups history in which the group suffered

    a catastrophic loss, humiliation, and helplessness at

    Large-group identity, international relations and psychoanalysis 211

  • the hands of its enemies. When members of a victim

    group are unable to mourn such losses and reverse

    their humiliation and helplessness, they pass on to

    their offspring the images of their injured selves and

    the psychological tasks that need to be completed,

    such as reversing humiliation and helplessness, and

    completing the work of mourning. This process is

    known as the transgenerational transmission of trauma.

    (For a review and examination of the concept of

    transgenerational transmission and the ways it is

    accomplished, see Volkan, Ast, & Greer, 2001).

    All such images and tasks contain references to the

    same historical event, and as decades pass, the

    mental representation of such an event links all the

    individuals in the large group. Thus, the mental

    representation of the event emerges as a most

    significant large-group identity marker, a large-

    group amplifier. Such reactivation can be used by

    the political leadership to promote new massive

    large-group movements, some of them deadly and

    malignant. In one prime example of this, I have

    (1997) documented the story of how Slobodan

    Milosevic allowed and supported the reappearance

    of the Serbian chosen trauma the mental repre-sentation of the June 28, 1389 Battle of Kosovo.

    The reactivation of chosen traumas fuels entitlement

    ideologies. Entitlement ideologies are also connected

    with the large groups difficulty mourning losses,

    people, land or prestige at the hands of an enemy in

    the name of large-group identity. Mourning is an

    obligatory human psychobiological response to a

    meaningful loss. When a loved one dies, the mourner

    has to go through predictable and definable phases.

    The individual mourning processes can be infected

    due to various causes (Volkan, 1981; Volkan & Zintl,

    1993), just as infected large-group mourning for

    losses caused by the actions of another large group

    will appear on societal/political levels. For example, a

    political ideology of irredentism a shared sense ofentitlement to recover what has been lost may slowlyemerge that reflects a complication in large-group

    mourning and an attempt both to deny losses and to

    recover them.

    What Greeks call the Megali Idea (Great Idea)

    is such a political ideology. Such political ideologies

    may last for centuries and may disappear and

    reappear when historical circumstances change

    (Volkan & Itzkowitz, 1994), thereby influencing

    international relations. Diplomatic efforts become

    very difficult to handle because the reactivation of a

    chosen trauma with its accompanying entitlement

    ideology causes time collapse. This is reactivation of

    shared anxieties, expectations, fantasies, wishes, and

    defenses associated with the chosen trauma and the

    entitlement ideologys magnification of the image of

    the current enemies and current conflicts.

    Elsewhere (Volkan, 1997) I have listed the signs

    and symptoms of large-group regression. Although

    today there will be no time to examine them all, I

    will mention one that clearly illustrates why we

    need to evolve a large-group psychology in its own

    right. I call it purification. What externalisation/

    projection is for an individual, purification is for an

    ethnic, religious, national or political large group

    (Volkan, 1997, 2004). During stressful situations or

    soon after a large group emerges from a crisis such

    as war, the break-up of a political system or drastic

    revolutionary change, a period of restabilisation

    typically ensues. During this time of reassessment

    and redefinition, when a large group in a sense

    collectively asks Who are we now?, then attempts

    at purification occur. Like a snake shedding its skin,

    a large group will cast off certain elements that they

    feel are contaminated with the image of the enemy

    large group or those things that seem to impede

    growth and the revitalisation of large-group identity.

    Large-group purification rituals involve a spec-

    trum of practices ranging from benign, such as

    Greeks removing the Turkish words from their

    then-spoken language after the Greek War of

    Independence; to dangerous, such as the newly

    independent Latvians planned (although not-car-

    ried out) removal of some 20 Russian corpses buried

    at the entrance of their national cemetery; to tragic

    and malignant, such as Serbians murdering Bosniaks

    in an attempt to have a greater Serbia after the

    collapse of the former Yugoslavia.

    Concluding remarks

    This presentation focuses on large-group identity

    and on some psychological processes that are related

    to repairing, protecting, and maintaining it. Such

    processes are reflected in various aspects of interna-

    tional relations. There are warning signs for malig-

    nant and destructive large-group processes. Besides

    an obvious provocation from the enemy large group,

    these signs include an inability to maintain principles

    concerning nonsameness and psychological borders,

    reactivating chosen traumas and evolving a time

    collapse, inflaming entitlement ideologies, attempt-

    ing extreme purification, and having political leaders

    whose personality organisations will not allow them

    to separate the realities about enemies from fantasies

    about them. Perhaps psychoanalysts, because they

    study human nature, are best equipped to notice

    these signs to which official diplomacy may not pay

    attention. This recognition gives psychoanalysts ifthey are willing to do some field work outside of their

    offices and work with diplomats and scholars from

    different professional backgrounds such as history

    and political science an opportunity to suggest

    212 V. D. Volkan

  • strategies for peaceful solutions for some selected

    international conflicts. My colleagues and I have

    been trying to do this.

    Acknowledgements

    This paper was originally presented at The Annual

    Meeting of the German Psychoanalytic Society

    (DPG), May 22-25, 2008, Munich, Germany.

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    Author

    Vamik D. Volkan, MD, DLFAPA, FACPsa, is

    Doctor of Medical Science Honoris Causa, Univer-

    sity of Kuopio, Finland (2005) and Doctor of Medical

    Science Honoris Causa, University of Ankara, Turkey

    (2006). He is also Professor Emeritus of psychiatry,

    University of Virginia, Charlottesville, VA and Senior

    Erik Erikson Scholar (www.austenriggs.org/Senior-

    Erikson_Scholar), Erik Erikson Institute of Educa-

    tion and Research of the Austen Riggs Center,

    Stockbridge, MA, USA. In addition, he is Training

    and Supervising Analyst Emeritus at the Washington

    Psychoanalytic Institute, Washington, DC.

    Large-group identity, international relations and psychoanalysis 213