vote summary report north america may 2016 · vote summary report date range covered: 05/01/2016 to...

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LEGAL & GENERAL INVESTMENT MANAGEMENT MAY 2016 Voting report Legal & General Investment Management North America Voting May 201 6 No warranty is given and no representation is made regarding the accuracy or completeness of the content of this report, and no liability or responsibility is accepted for the information contained in this report. Registered Office: Legal & General Investment Management Limited One Coleman Street London EC2R 5AA +44 (0) 20 3124 4444 Authorised and Regulated by the Financial Conduct Authority Copyright© Legal & General Investment Management 2016

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Page 1: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

LEGAL & GENERAL INVESTMENT MANAGEMENTMAY 2016

Voting reportLegal & General Investment ManagementNorth America Voting May 2016

No warranty is given and no representation is made regarding the accuracy or completeness of the content of this report, and no liability or responsibility is accepted for the information contained in this report.

Registered Office: Legal & General Investment Management LimitedOne Coleman StreetLondon EC2R 5AA

+44 (0) 20 3124 4444

Authorised and Regulated by the Financial Conduct Authority

Copyright© Legal & General Investment Management 2016

Page 2: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Aflac Incorporated

Meeting Date: 05/02/2016

Record Date: 02/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 001055102

Ticker: AFL

Primary ISIN: US0010551028

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

2 Mgmt Against

3

American Express Company

Mgmt For

Meeting Date: 05/02/2016

Record Date: 03/04/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 025816109

Ticker: AXP

Primary ISIN: US0258161092

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt Against

1c Mgmt For

Page 3: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

American Express Company

Proposal

Number Proponent

Vote

Instruction

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

6 SH Against

7 SH Against

8 SH Against

9

DISH Network Corporation

SH For

Meeting Date: 05/02/2016

Record Date: 03/10/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 25470M109

Ticker: DISH

Primary ISIN: US25470M1099

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt Withhold

1.3 Mgmt Withhold

1.4 Mgmt Withhold

1.5 Mgmt For

Page 4: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

DISH Network Corporation

Proposal

Number Proponent

Vote

Instruction

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt Withhold

1.9 Mgmt For

1.10 Mgmt Withhold

2

Eli Lilly and Company

Mgmt For

Meeting Date: 05/02/2016

Record Date: 02/26/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 532457108

Ticker: LLY

Primary ISIN: US5324571083

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

2 Mgmt For

3 Mgmt For

4 SH Against

International Flavors & Fragrances Inc.

Meeting Date: 05/02/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 459506101

Ticker: IFF

Primary ISIN: US4595061015

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

Page 5: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

International Flavors & Fragrances Inc.

Proposal

Number

Vote

Instruction Proponent

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3

LKQ Corporation

Mgmt For

Meeting Date: 05/02/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 501889208

Ticker: LKQ

Primary ISIN: US5018892084

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

Page 6: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

LKQ Corporation

Proposal

Number

Vote

Instruction Proponent

3 Mgmt For

4 Mgmt For

5

The Boeing Company

Mgmt For

Meeting Date: 05/02/2016

Record Date: 03/03/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 097023105

Ticker: BA

Primary ISIN: US0970231058

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt Against

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5 SH Against

6 SH Against

7 SH Against

Page 7: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Trimble Navigation Limited

Meeting Date: 05/02/2016

Record Date: 03/10/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 896239100

Ticker: TRMB

Primary ISIN: US8962391004

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3 Mgmt For

4

ALLY FINANCIAL INC.

Mgmt Against

Meeting Date: 05/03/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 02005N100

Ticker: ALLY

Primary ISIN: US02005N1000

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt Against

1.3 Mgmt Against

1.4 Mgmt Against

1.5 Mgmt For

1.6 Mgmt For

Page 8: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

ALLY FINANCIAL INC.

Proposal

Number

Vote

Instruction Proponent

1.7

Mgmt For

1.8 Mgmt Against

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3

Alnylam Pharmaceuticals, Inc.

Mgmt For

Meeting Date: 05/03/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 02043Q107

Ticker: ALNY

Primary ISIN: US02043Q1076

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

2 Mgmt For

3

Baxter International Inc.

Mgmt For

Meeting Date: 05/03/2016

Record Date: 03/09/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 071813109

Ticker: BAX

Primary ISIN: US0718131099

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

Page 9: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Baxter International Inc.

Proposal

Number

Vote

Instruction Proponent

1c Mgmt For

1d Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Boston Scientific Corporation

SH For

Meeting Date: 05/03/2016

Record Date: 03/16/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 101137107

Ticker: BSX

Primary ISIN: US1011371077

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

Page 10: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Bristol-Myers Squibb Company

Meeting Date: 05/03/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 110122108

Ticker: BMY

Primary ISIN: US1101221083

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1A Mgmt For

1B Mgmt For

1C Mgmt For

1D Mgmt For

1E Mgmt For

1F Mgmt For

1G Mgmt For

1H Mgmt For

1I Mgmt For

1J Mgmt For

1K Mgmt For

2 Mgmt For

3 Mgmt For

4

EnCana Corporation

SH For

Meeting Date: 05/03/2016

Record Date: 03/14/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 292505104

Ticker: ECA

Primary ISIN: CA2925051047

Earliest Cutoff Date: 04/27/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

Page 11: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

EnCana Corporation

Proposal

Number

Vote

Instruction Proponent

1.5

Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

Expeditors International of Washington, Inc.

Meeting Date: 05/03/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 302130109

Ticker: EXPD

Primary ISIN: US3021301094

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt Against

3 Mgmt For

Page 12: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Expeditors International of Washington, Inc.

Proposal

Number

Vote

Instruction Proponent

4 Mgmt For

5 Mgmt For

6 SH For

L-3 Communications Holdings, Inc.

Meeting Date: 05/03/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 502424104

Ticker: LLL

Primary ISIN: US5024241045

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6

ManpowerGroup Inc.

SH For

Meeting Date: 05/03/2016

Record Date: 02/23/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 56418H100

Ticker: MAN

Primary ISIN: US56418H1005

Page 13: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

ManpowerGroup Inc.

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1A Mgmt For

1B Mgmt For

1C Mgmt For

1D Mgmt For

1E Mgmt For

1F Mgmt For

1G Mgmt For

1H Mgmt For

1I Mgmt For

1J Mgmt For

1K Mgmt For

1L Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

NVR, Inc.

Mgmt For

Meeting Date: 05/03/2016

Record Date: 03/04/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 62944T105

Ticker: NVR

Primary ISIN: US62944T1051

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

Page 14: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

NVR, Inc.

Proposal

Number Proponent

Vote

Instruction

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3

O'Reilly Automotive, Inc.

Mgmt For

Meeting Date: 05/03/2016

Record Date: 02/29/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 67103H107

Ticker: ORLY

Primary ISIN: US67103H1077

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5 SH For

Page 15: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Tesoro Corporation

Meeting Date: 05/03/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 881609101

Ticker: TSO

Primary ISIN: US8816091016

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt For

4

Tractor Supply Company

SH Against

Meeting Date: 05/03/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 892356106

Ticker: TSCO

Primary ISIN: US8923561067

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

Page 16: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Tractor Supply Company

Proposal

Number Proponent

Vote

Instruction

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

2 Mgmt For

3

Turquoise Hill Resources Ltd.

Mgmt For

Meeting Date: 05/03/2016

Record Date: 03/14/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 900435108

Ticker: TRQ

Primary ISIN: CA9004351081

Earliest Cutoff Date: 04/27/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

2 Mgmt For

3

United Rentals, Inc.

Mgmt For

Meeting Date: 05/03/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 911363109

Ticker: URI

Primary ISIN: US9113631090

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

Page 17: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

United Rentals, Inc.

Proposal

Number

Vote

Instruction Proponent

1.2

Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

4

Zimmer Biomet Holdings, Inc.

SH For

Meeting Date: 05/03/2016

Record Date: 03/04/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 98956P102

Ticker: ZBH

Primary ISIN: US98956P1021

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

Page 18: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Zimmer Biomet Holdings, Inc.

Proposal

Number

Vote

Instruction Proponent

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt For

4

Agrium Inc.

Mgmt For

Meeting Date: 05/04/2016

Record Date: 03/09/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 008916108

Ticker: AGU

Primary ISIN: CA0089161081

Earliest Cutoff Date: 04/28/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt For

4

AMETEK, Inc.

Mgmt For

Meeting Date: 05/04/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 031100100

Ticker: AME

Primary ISIN: US0311001004

Page 19: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

AMETEK, Inc.

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

2 Mgmt For

3 Mgmt For

4

Brown & Brown, Inc.

Mgmt For

Meeting Date: 05/04/2016

Record Date: 02/29/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 115236101

Ticker: BRO

Primary ISIN: US1152361010

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt Withhold

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

Page 20: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Cabot Oil & Gas Corporation

Meeting Date: 05/04/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 127097103

Ticker: COG

Primary ISIN: US1270971039

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5 SH For

Chicago Bridge & Iron Company N.V.

Meeting Date: 05/04/2016

Record Date: 03/10/2016

Country: Netherlands

Meeting Type: Annual

Primary Security ID: 167250109

Ticker: CBI

Primary ISIN: US1672501095

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

2a Mgmt For

2b Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt For

7 Mgmt For

Page 21: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Chicago Bridge & Iron Company N.V.

Proposal

Number Proponent

Vote

Instruction

8 Mgmt For

9 Mgmt For

10 Mgmt Against

11

Eversource Energy

Mgmt Against

Meeting Date: 05/04/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 30040W108

Ticker: ES

Primary ISIN: US30040W1080

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

EXPRESS SCRIPTS HOLDING COMPANY

Meeting Date: 05/04/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 30219G108

Ticker: ESRX

Primary ISIN: US30219G1085

Page 22: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

EXPRESS SCRIPTS HOLDING COMPANY

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

6

Federal Realty Investment Trust

SH For

Meeting Date: 05/04/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 313747206

Ticker: FRT

Primary ISIN: US3137472060

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

Page 23: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Federal Realty Investment Trust

Proposal

Number Proponent

Vote

Instruction

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

2 Mgmt For

3

Finning International Inc.

Mgmt For

Meeting Date: 05/04/2016

Record Date: 03/15/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 318071404

Ticker: FTT

Primary ISIN: CA3180714048

Earliest Cutoff Date: 04/28/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

Page 24: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Franco-Nevada Corporation

Meeting Date: 05/04/2016

Record Date: 03/17/2016

Country: Canada

Meeting Type: Annual/Special

Primary Security ID: 351858105

Ticker: FNV

Primary ISIN: CA3518581051

Earliest Cutoff Date: 04/28/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3

General Dynamics Corporation

Mgmt For

Meeting Date: 05/04/2016

Record Date: 03/03/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 369550108

Ticker: GD

Primary ISIN: US3695501086

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

Page 25: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

General Dynamics Corporation

Proposal

Number Proponent

Vote

Instruction

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Hess Corporation

SH Against

Meeting Date: 05/04/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 42809H107

Ticker: HES

Primary ISIN: US42809H1077

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt Against

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

Page 26: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Hess Corporation

Proposal

Number

Vote

Instruction Proponent

5

Intact Financial Corporation

SH For

Meeting Date: 05/04/2016

Record Date: 03/18/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 45823T106

Ticker: IFC

Primary ISIN: CA45823T1066

Earliest Cutoff Date: 04/28/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3

Kimberly-Clark Corporation

Mgmt For

Meeting Date: 05/04/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 494368103

Ticker: KMB

Primary ISIN: US4943681035

Page 27: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Kimberly-Clark Corporation

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

PepsiCo, Inc.

Mgmt For

Meeting Date: 05/04/2016

Record Date: 02/26/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 713448108

Ticker: PEP

Primary ISIN: US7134481081

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

Page 28: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

PepsiCo, Inc.

Proposal

Number

Vote

Instruction Proponent

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

1n Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH Against

6 SH Against

7 SH Against

8

Philip Morris International Inc.

SH Against

Meeting Date: 05/04/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 718172109

Ticker: PM

Primary ISIN: US7181721090

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

Page 29: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Philip Morris International Inc.

Proposal

Number

Vote

Instruction Proponent

1.9

Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

4 SH Against

5

Phillips 66

SH Against

Meeting Date: 05/04/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 718546104

Ticker: PSX

Primary ISIN: US7185461040

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

2 Mgmt For

3 Mgmt For

4

Prologis, Inc.

Mgmt For

Meeting Date: 05/04/2016

Record Date: 03/09/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 74340W103

Ticker: PLD

Primary ISIN: US74340W1036

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

Page 30: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Prologis, Inc.

Proposal

Number

Vote

Instruction Proponent

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3

PulteGroup, Inc.

Mgmt For

Meeting Date: 05/04/2016

Record Date: 03/10/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 745867101

Ticker: PHM

Primary ISIN: US7458671010

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt Withhold

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt For

Page 31: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

PulteGroup, Inc.

Proposal

Number

Vote

Instruction Proponent

4 Mgmt For

5

St. Jude Medical, Inc.

SH For

Meeting Date: 05/04/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 790849103

Ticker: STJ

Primary ISIN: US7908491035

Earliest Cutoff Date: 04/27/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt For

7

The Dun & Bradstreet Corporation

SH For

Meeting Date: 05/04/2016

Record Date: 03/10/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 26483E100

Ticker: DNB

Primary ISIN: US26483E1001

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

Page 32: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Dun & Bradstreet Corporation

Proposal

Number

Vote

Instruction Proponent

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4

The Hershey Company

Mgmt For

Meeting Date: 05/04/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 427866108

Ticker: HSY

Primary ISIN: US4278661081

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

Page 33: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Hershey Company

Proposal

Number

Vote

Instruction Proponent

4 Mgmt For

5

VEREIT, Inc.

SH For

Meeting Date: 05/04/2016

Record Date: 03/09/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 92339V100

Ticker: VER

Primary ISIN: US92339V1008

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

2 Mgmt For

3

Allergan plc

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: Ireland

Meeting Type: Annual

Primary Security ID: G0177J108

Ticker: AGN

Primary ISIN: IE00BY9D5467

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

Page 34: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Allergan plc

Proposal

Number

Vote

Instruction Proponent

1.4

Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt Against

3 Mgmt For

4A Mgmt For

4B Mgmt For

5A Mgmt For

5B Mgmt For

6 Mgmt For

7 SH For

8

Archer-Daniels-Midland Company

SH For

Meeting Date: 05/05/2016

Record Date: 03/10/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 039483102

Ticker: ADM

Primary ISIN: US0394831020

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

Page 35: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Archer-Daniels-Midland Company

Proposal

Number

Vote

Instruction Proponent

1.6

Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3

AXIS Capital Holdings Limited

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/10/2016

Country: Bermuda

Meeting Type: Annual

Primary Security ID: G0692U109

Ticker: AXS

Primary ISIN: BMG0692U1099

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

2 Mgmt For

3

Bemis Company, Inc.

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 081437105

Ticker: BMS

Primary ISIN: US0814371052

Page 36: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Bemis Company, Inc.

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

Canadian Natural Resources Limited

Meeting Date: 05/05/2016

Record Date: 03/16/2016

Country: Canada

Meeting Type: Annual/Special

Primary Security ID: 136385101

Ticker: CNQ

Primary ISIN: CA1363851017

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

Mgmt

1 Mgmt For

Mgmt

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

Page 37: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Canadian Natural Resources Limited

Proposal

Number Proponent

Vote

Instruction

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Capital One Financial Corporation

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/10/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 14040H105

Ticker: COF

Primary ISIN: US14040H1059

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt Against

Page 38: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Church & Dwight Co., Inc.

Meeting Date: 05/05/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 171340102

Ticker: CHD

Primary ISIN: US1713401024

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

2 Mgmt For

3

Dover Corporation

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 260003108

Ticker: DOV

Primary ISIN: US2600031080

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

Page 39: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Dover Corporation

Proposal

Number Proponent

Vote

Instruction

3 Mgmt Against

4 Mgmt For

5

DTE Energy Company

SH For

Meeting Date: 05/05/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 233331107

Ticker: DTE

Primary ISIN: US2333311072

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5 SH For

Page 40: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Duke Energy Corporation

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 26441C204

Ticker: DUK

Primary ISIN: US26441C2044

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5

Eastman Chemical Company

SH For

Meeting Date: 05/05/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 277432100

Ticker: EMN

Primary ISIN: US2774321002

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

Page 41: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Eastman Chemical Company

Proposal

Number Proponent

Vote

Instruction

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

4

Ecolab Inc.

SH For

Meeting Date: 05/05/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 278865100

Ticker: ECL

Primary ISIN: US2788651006

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

Page 42: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Ecolab Inc.

Proposal

Number

Vote

Instruction Proponent

1k Mgmt For

1l Mgmt For

1m Mgmt For

1n Mgmt For

1o Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Equifax Inc.

SH For

Meeting Date: 05/05/2016

Record Date: 03/02/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 294429105

Ticker: EFX

Primary ISIN: US2944291051

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

Page 43: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

First Quantum Minerals Ltd.

Meeting Date: 05/05/2016

Record Date: 03/16/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 335934105

Ticker: FM

Primary ISIN: CA3359341052

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2.1 Mgmt For

2.2 Mgmt For

2.3 Mgmt For

2.4 Mgmt For

2.5 Mgmt For

2.6 Mgmt For

2.7 Mgmt For

2.8 Mgmt For

3 Mgmt For

4

Fluor Corporation

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 343412102

Ticker: FLR

Primary ISIN: US3434121022

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1A Mgmt For

1B Mgmt For

1C Mgmt For

1D Mgmt For

1E Mgmt For

1F Mgmt For

1G Mgmt For

Page 44: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Fluor Corporation

Proposal Vote

Number Proponent Instruction

1H Mgmt For

1I Mgmt For

1J Mgmt For

1K Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5

Fortis Inc.

SH For

Meeting Date: 05/05/2016

Record Date: 03/18/2016

Country: Canada

Meeting Type: Annual/Special

Primary Security ID: 349553107

Ticker: FTS

Primary ISIN: CA3495531079

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

Page 45: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Great-West Lifeco Inc.

Meeting Date: 05/05/2016

Record Date: 03/10/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 39138C106

Ticker: GWO

Primary ISIN: CA39138C1068

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

Mgmt

1.1 Mgmt For

1.2 Mgmt Withhold

1.3 Mgmt Withhold

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt Withhold

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

1.14 Mgmt For

1.15 Mgmt For

1.16 Mgmt For

1.17 Mgmt For

1.18 Mgmt For

1.19 Mgmt For

1.20 Mgmt For

2

Hilton Worldwide Holdings Inc.

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/10/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 43300A104

Ticker: HLT

Primary ISIN: US43300A1043

Page 46: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Hilton Worldwide Holdings Inc.

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

2 Mgmt For

3

Kansas City Southern

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 485170302

Ticker: KSU

Primary ISIN: US4851703029

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt Against

5 SH For

Page 47: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Loblaw Companies Limited

Meeting Date: 05/05/2016

Record Date: 03/14/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 539481101

Ticker: L

Primary ISIN: CA5394811015

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

2

Magna International Inc.

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/18/2016

Country: Canada

Meeting Type: Annual/Special

Primary Security ID: 559222401

Ticker: MG

Primary ISIN: CA5592224011

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

Page 48: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Magna International Inc.

Proposal

Number

Vote

Instruction Proponent

1.5

Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Manulife Financial Corporation

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/09/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 56501R106

Ticker: MFC

Primary ISIN: CA56501R1064

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

Page 49: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Manulife Financial Corporation

Proposal

Number

Vote

Instruction Proponent

1.14

Mgmt For

1.15 Mgmt For

2 Mgmt For

3

Earliest Cutoff Date: 04/29/2016

Mgmt For

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

1.14 Mgmt For

1.15 Mgmt For

2 Mgmt For

3

Mettler-Toledo International Inc.

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 592688105

Ticker: MTD

Primary ISIN: US5926881054

Page 50: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Mettler-Toledo International Inc.

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

Quintiles Transnational Holdings Inc.

Meeting Date: 05/05/2016

Record Date: 03/03/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 74876Y101

Ticker: Q

Primary ISIN: US74876Y1010

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Withhold

1.2 Mgmt For

1.3 Mgmt For

2 Mgmt For

3 Mgmt For

Page 51: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Reynolds American Inc.

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 761713106

Ticker: RAI

Primary ISIN: US7617131062

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt Against

1b Mgmt Against

1c Mgmt Against

1d Mgmt For

1e Mgmt Against

1f Mgmt Against

1g Mgmt Against

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 SH Against

7

SNC-Lavalin Group Inc.

SH Against

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 78460T105

Ticker: SNC

Primary ISIN: CA78460T1057

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

Page 52: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

SNC-Lavalin Group Inc.

Proposal

Number Proponent

Vote

Instruction

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt For

4

TEGNA Inc.

SH Against

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 87901J105

Ticker: TGNA

Primary ISIN: US87901J1051

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

Page 53: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Telus Corporation

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 87971M103

Ticker: T

Primary ISIN: CA87971M1032

Earliest Cutoff Date: 04/29/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

4

United Parcel Service, Inc.

Mgmt For

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 911312106

Ticker: UPS

Primary ISIN: US9113121068

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

Page 54: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

United Parcel Service, Inc.

Proposal

Number Proponent

Vote

Instruction

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 SH For

4 SH For

5

Verizon Communications Inc.

SH Against

Meeting Date: 05/05/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 92343V104

Ticker: VZ

Primary ISIN: US92343V1044

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt Against

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

Page 55: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Verizon Communications Inc.

Proposal

Number

Vote

Instruction Proponent

1.12

Mgmt For

1.13 Mgmt For

2 Mgmt For

3 Mgmt For

4 SH Against

5 SH For

6 SH For

7 SH Against

8 SH Against

9

WEC Energy Group, Inc.

SH Against

Meeting Date: 05/05/2016

Record Date: 02/25/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 92939U106

Ticker: WEC

Primary ISIN: US92939U1060

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

Page 56: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

WEC Energy Group, Inc.

Proposal

Number

Vote

Instruction Proponent

2 Mgmt For

3 Mgmt For

4

Welltower Inc.

SH For

Meeting Date: 05/05/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 95040Q104

Ticker: HCN

Primary ISIN: US95040Q1040

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4

AbbVie Inc.

Mgmt For

Meeting Date: 05/06/2016

Record Date: 03/09/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 00287Y109

Ticker: ABBV

Primary ISIN: US00287Y1091

Page 57: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

AbbVie Inc.

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 SH Against

7

Alcoa Inc.

SH Against

Meeting Date: 05/06/2016

Record Date: 02/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 013817101

Ticker: AA

Primary ISIN: US0138171014

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 SH For

Page 58: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Allegheny Technologies Incorporated

Meeting Date: 05/06/2016

Record Date: 03/09/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 01741R102

Ticker: ATI

Primary ISIN: US01741R1023

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

2 Mgmt For

3 Mgmt For

4

Arch Capital Group Ltd.

Mgmt For

Meeting Date: 05/06/2016

Record Date: 03/08/2016

Country: Bermuda

Meeting Type: Annual

Primary Security ID: G0450A105

Ticker: ACGL

Primary ISIN: BMG0450A1053

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

2a Mgmt For

2b Mgmt For

2c Mgmt For

2d Mgmt For

2e Mgmt For

2f Mgmt For

2g Mgmt For

Page 59: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Arch Capital Group Ltd.

Proposal

Number

Vote

Instruction Proponent

2h Mgmt For

2i Mgmt For

2j Mgmt For

2k Mgmt For

2l Mgmt For

2m Mgmt For

2n Mgmt For

2o Mgmt For

2p Mgmt For

2q Mgmt For

2r Mgmt For

2s Mgmt For

2t Mgmt For

2u Mgmt For

2v Mgmt For

2w Mgmt For

2x Mgmt For

2y Mgmt For

2z Mgmt For

2aa Mgmt For

2ab Mgmt For

2ac Mgmt For

2ad Mgmt For

2ae Mgmt For

2af Mgmt For

2ag Mgmt For

2ah Mgmt For

2ai Mgmt For

2aj Mgmt For

2ak Mgmt For

2al Mgmt For

Page 60: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Arch Capital Group Ltd.

Proposal

Number

Vote

Instruction Proponent

2am

Mgmt For

2an Mgmt For

2ao Mgmt For

2ap Mgmt For

2aq Mgmt For

2ar Mgmt For

2as Mgmt For

2at Mgmt For

2au Mgmt For

2av Mgmt For

2aw Mgmt For

2ax Mgmt For

2ay Mgmt For

2az Mgmt For

2ba Mgmt For

2bb Mgmt For

2bc Mgmt For

2bd Mgmt For

2be Mgmt For

2bf Mgmt For

2bg Mgmt For

2bh Mgmt For

2bi Mgmt For

2bj Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt Against

Page 61: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

CMS Energy Corporation

Meeting Date: 05/06/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 125896100

Ticker: CMS

Primary ISIN: US1258961002

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3

Colgate-Palmolive Company

Mgmt For

Meeting Date: 05/06/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 194162103

Ticker: CL

Primary ISIN: US1941621039

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

Page 62: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Colgate-Palmolive Company

Proposal Vote

Number Proponent Instruction

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4

Entergy Corporation

SH For

Meeting Date: 05/06/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 29364G103

Ticker: ETR

Primary ISIN: US29364G1031

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

Page 63: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

FMC Technologies, Inc.

Meeting Date: 05/06/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 30249U101

Ticker: FTI

Primary ISIN: US30249U1016

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3

IGM Financial Inc.

Mgmt For

Meeting Date: 05/06/2016

Record Date: 03/10/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 449586106

Ticker: IGM

Primary ISIN: CA4495861060

Earliest Cutoff Date: 05/02/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt Withhold

1.3 Mgmt For

1.4 Mgmt Withhold

Page 64: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

IGM Financial Inc.

Proposal

Number

Vote

Instruction Proponent

1.5

Mgmt Withhold

1.6 Mgmt For

1.7 Mgmt Withhold

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt Withhold

1.14 Mgmt Withhold

1.15 Mgmt Withhold

1.16 Mgmt For

1.17 Mgmt Withhold

1.18 Mgmt Withhold

2

Illinois Tool Works Inc.

Mgmt For

Meeting Date: 05/06/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 452308109

Ticker: ITW

Primary ISIN: US4523081093

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

Page 65: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Illinois Tool Works Inc.

Proposal

Number

Vote

Instruction Proponent

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6

Marriott International, Inc.

SH Against

Meeting Date: 05/06/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 571903202

Ticker: MAR

Primary ISIN: US5719032022

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt Against

4 SH For

Page 66: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Oceaneering International, Inc.

Meeting Date: 05/06/2016

Record Date: 03/23/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 675232102

Ticker: OII

Primary ISIN: US6752321025

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Withhold

1.2 Mgmt For

2 Mgmt Against

3

Republic Services, Inc.

Mgmt For

Meeting Date: 05/06/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 760759100

Ticker: RSG

Primary ISIN: US7607591002

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt Against

Page 67: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Ryder System, Inc.

Meeting Date: 05/06/2016

Record Date: 03/04/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 783549108

Ticker: R

Primary ISIN: US7835491082

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Inter Pipeline Ltd.

Mgmt For

Meeting Date: 05/09/2016

Record Date: 03/21/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 45833V109

Ticker: IPL

Primary ISIN: CA45833V1094

Earliest Cutoff Date: 05/03/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2.1 Mgmt For

2.2 Mgmt For

2.3 Mgmt For

2.4 Mgmt For

2.5 Mgmt For

2.6 Mgmt For

2.7 Mgmt For

2.8 Mgmt For

3 Mgmt For

4 Mgmt For

Page 68: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

International Paper Company

Meeting Date: 05/09/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 460146103

Ticker: IP

Primary ISIN: US4601461035

Earliest Cutoff Date: 05/06/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3

Masco Corporation

Mgmt For

Meeting Date: 05/09/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 574599106

Ticker: MAS

Primary ISIN: US5745991068

Earliest Cutoff Date: 05/06/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

2 Mgmt For

Page 69: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Masco Corporation

Proposal

Number Proponent

Vote

Instruction

3

3M Company

Mgmt For

Meeting Date: 05/10/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 88579Y101

Ticker: MMM

Primary ISIN: US88579Y1010

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

6

Anadarko Petroleum Corporation

SH Against

Meeting Date: 05/10/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 032511107

Ticker: APC

Primary ISIN: US0325111070

Page 70: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Anadarko Petroleum Corporation

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Autoliv, Inc.

SH For

Meeting Date: 05/10/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 052800109

Ticker: ALV

Primary ISIN: US0528001094

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

Page 71: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Autoliv, Inc.

Proposal

Number Proponent

Vote

Instruction

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3

Care Capital Properties, Inc.

Mgmt For

Meeting Date: 05/10/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 141624106

Ticker: CCP

Primary ISIN: US1416241065

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1A Mgmt For

1B Mgmt For

1C Mgmt For

1D Mgmt For

1E Mgmt For

1F Mgmt For

1G Mgmt For

2

CIT Group Inc.

Mgmt For

Meeting Date: 05/10/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 125581801

Ticker: CIT

Primary ISIN: US1255818015

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

Page 72: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

CIT Group Inc.

Proposal

Number

Vote

Instruction Proponent

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6

ConocoPhillips

Mgmt For

Meeting Date: 05/10/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 20825C104

Ticker: COP

Primary ISIN: US20825C1045

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

Page 73: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

ConocoPhillips

Proposal

Number

Vote

Instruction Proponent

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5

Cummins Inc.

SH Against

Meeting Date: 05/10/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 231021106

Ticker: CMI

Primary ISIN: US2310211063

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt For

7 Mgmt For

8 Mgmt For

9 Mgmt For

10 Mgmt For

11 Mgmt For

12 Mgmt For

13 Mgmt For

14 SH For

Page 74: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Danaher Corporation Meeting Date: 05/10/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 235851102

Ticker: DHR

Primary ISIN: US2358511028

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Against

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt Against

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt Against

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5

Digital Realty Trust, Inc.

SH Against

Meeting Date: 05/10/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 253868103

Ticker: DLR

Primary ISIN: US2538681030

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1A Mgmt For

1B Mgmt For

1C Mgmt For

1D Mgmt For

Page 75: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Digital Realty Trust, Inc.

Proposal

Number

Vote

Instruction Proponent

1E Mgmt For

1F Mgmt For

1G Mgmt For

2 Mgmt For

3

DST Systems, Inc.

Mgmt For

Meeting Date: 05/10/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 233326107

Ticker: DST

Primary ISIN: US2333261079

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

2 Mgmt For

3

First Republic Bank

Mgmt For

Meeting Date: 05/10/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 33616C100

Ticker: FRC

Primary ISIN: US33616C1009

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2.1 Mgmt For

2.2 Mgmt For

2.3 Mgmt Against

2.4 Mgmt For

Page 76: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

First Republic Bank

Proposal

Number

Vote

Instruction Proponent

2.5

Mgmt For

2.6 Mgmt For

2.7 Mgmt For

2.8 Mgmt For

2.9 Mgmt For

2.10 Mgmt For

2.11 Mgmt For

2.12 Mgmt For

3 Mgmt For

4

George Weston Limited

Mgmt Against

Meeting Date: 05/10/2016

Record Date: 03/14/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 961148509

Ticker: WN

Primary ISIN: CA9611485090

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

Page 77: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Kinder Morgan, Inc. Meeting Date: 05/10/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 49456B101

Ticker: KMI

Primary ISIN: US49456B1017

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt Withhold

1.4 Mgmt Withhold

1.5 Mgmt For

1.6 Mgmt Withhold

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt Withhold

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

1.14 Mgmt For

1.15 Mgmt For

2 Mgmt For

3 SH For

4 SH For

5 SH For

6

Loews Corporation

SH For

Meeting Date: 05/10/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 540424108

Ticker: L

Primary ISIN: US5404241086

Page 78: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Loews Corporation

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt Against

1g Mgmt For

1h Mgmt Against

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

1n Mgmt For

2 Mgmt For

3 Mgmt For

4

Pentair PLC

Mgmt For

Meeting Date: 05/10/2016

Record Date: 03/07/2016

Country: Ireland

Meeting Type: Annual

Primary Security ID: G7S00T104

Ticker: PNR

Primary ISIN: IE00BLS09M33

Earliest Cutoff Date: 05/06/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

Page 79: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Pentair PLC

Proposal

Number

Vote

Instruction Proponent

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6A Mgmt For

6B Mgmt For

Potash Corporation of Saskatchewan Inc.

Meeting Date: 05/10/2016

Record Date: 03/14/2016

Country: Canada

Meeting Type: Annual/Special

Primary Security ID: 73755L107

Ticker: POT

Primary ISIN: CA73755L1076

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

Page 80: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Potash Corporation of Saskatchewan Inc.

Proposal

Number

Vote

Instruction Proponent

1.11

Mgmt For

1.12 Mgmt For

1.13 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Prudential Financial, Inc.

SH For

Meeting Date: 05/10/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 744320102

Ticker: PRU

Primary ISIN: US7443201022

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Against

1.2 Mgmt For

1.3 Mgmt Against

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

Page 81: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Prudential Financial, Inc.

Proposal

Number

Vote

Instruction Proponent

5

Scripps Networks Interactive, Inc.

SH For

Meeting Date: 05/10/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 811065101

Ticker: SNI

Primary ISIN: US8110651010

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4

Ventas, Inc.

Mgmt For

Meeting Date: 05/10/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 92276F100

Ticker: VTR

Primary ISIN: US92276F1003

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1A Mgmt For

1B Mgmt For

1C Mgmt For

1D Mgmt For

1E Mgmt For

1F Mgmt Against

1G Mgmt For

1H Mgmt For

1I Mgmt For

Page 82: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Ventas, Inc.

Proposal

Number

Vote

Instruction Proponent

2 Mgmt For

3

Westlake Chemical Corporation

Mgmt For

Meeting Date: 05/10/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 960413102

Ticker: WLK

Primary ISIN: US9604131022

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt Withhold

1.3 Mgmt Withhold

2

Wyndham Worldwide Corporation

Mgmt For

Meeting Date: 05/10/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 98310W108

Ticker: WYN

Primary ISIN: US98310W1080

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

2 Mgmt For

Page 83: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Wyndham Worldwide Corporation

Proposal

Number

Vote

Instruction Proponent

3 Mgmt For

4

AerCap Holdings NV

SH For

Meeting Date: 05/11/2016

Record Date: 04/13/2016

Country: Netherlands

Meeting Type: Annual

Primary Security ID: N00985106

Ticker: AER

Primary ISIN: NL0000687663

Earliest Cutoff Date: 05/04/2016

Proposal

Number Proponent

Vote

Instruction

Mgmt

1 Mgmt

2 Mgmt

3 Mgmt

4 Mgmt For

5 Mgmt

6 Mgmt For

7 Mgmt For

8 Mgmt For

9 Mgmt For

10a Mgmt For

10b Mgmt For

10c Mgmt For

11a Mgmt For

11b Mgmt For

12 Mgmt For

13a Mgmt For

13b Mgmt For

14 Mgmt

15 Mgmt

Page 84: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Akamai Technologies, Inc.

Meeting Date: 05/11/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 00971T101

Ticker: AKAM

Primary ISIN: US00971T1016

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

2 Mgmt For

3

Alexion Pharmaceuticals, Inc.

Mgmt For

Meeting Date: 05/11/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 015351109

Ticker: ALXN

Primary ISIN: US0153511094

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

Page 85: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Alexion Pharmaceuticals, Inc.

Proposal Vote

Number Proponent Instruction

3 Mgmt For

4 SH For

American International Group, Inc.

Meeting Date: 05/11/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 026874784

Ticker: AIG

Primary ISIN: US0268747849

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

1n Mgmt For

1o Mgmt For

1p Mgmt For

2 Mgmt For

3 Mgmt For

Page 86: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Calpine Corporation

Meeting Date: 05/11/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 131347304

Ticker: CPN

Primary ISIN: US1313473043

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

2 Mgmt For

3

Cameco Corporation

Mgmt For

Meeting Date: 05/11/2016

Record Date: 03/14/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 13321L108

Ticker: CCO

Primary ISIN: CA13321L1085

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

A Mgmt Abstain

B1 Mgmt For

B2 Mgmt For

B3 Mgmt For

B4 Mgmt For

B5 Mgmt For

B6 Mgmt For

B7 Mgmt For

Page 87: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Cameco Corporation

Proposal

Number Proponent

Vote

Instruction

B8 Mgmt For

B9 Mgmt For

B10 Mgmt For

C Mgmt For

D

Chipotle Mexican Grill, Inc.

Mgmt For

Meeting Date: 05/11/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 169656105

Ticker: CMG

Primary ISIN: US1696561059

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Against

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt Against

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt Against

3 Mgmt For

4 Mgmt For

5 Mgmt Against

6 SH For

7 SH For

8 SH For

9 SH For

10 SH For

Page 88: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

CONSOL Energy Inc.

Meeting Date: 05/11/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 20854P109

Ticker: CNX

Primary ISIN: US20854P1093

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

6

CSX Corporation

SH For

Meeting Date: 05/11/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 126408103

Ticker: CSX

Primary ISIN: US1264081035

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

Page 89: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

CSX Corporation

Proposal

Number Proponent

Vote

Instruction

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3

Dominion Resources, Inc.

Mgmt For

Meeting Date: 05/11/2016

Record Date: 03/04/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 25746U109

Ticker: D

Primary ISIN: US25746U1097

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

Page 90: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Dominion Resources, Inc.

Proposal

Number

Vote

Instruction Proponent

3 Mgmt For

4 SH For

5 SH Against

6 SH Against

7 SH Against

8 SH For

9 SH For

Frontier Communications Corporation

Meeting Date: 05/11/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 35906A108

Ticker: FTR

Primary ISIN: US35906A1088

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

Page 91: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Gilead Sciences, Inc. Meeting Date: 05/11/2016

Record Date: 03/16/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 375558103

Ticker: GILD

Primary ISIN: US3755581036

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

HollyFrontier Corporation

SH For

Meeting Date: 05/11/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 436106108

Ticker: HFC

Primary ISIN: US4361061082

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

Page 92: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

HollyFrontier Corporation

Proposal

Number

Vote

Instruction Proponent

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Kohl's Corporation

Mgmt For

Meeting Date: 05/11/2016

Record Date: 03/09/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 500255104

Ticker: KSS

Primary ISIN: US5002551043

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

Page 93: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Kohl's Corporation

Proposal

Number

Vote

Instruction Proponent

6 SH For

Laboratory Corporation of America Holdings

Meeting Date: 05/11/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 50540R409

Ticker: LH

Primary ISIN: US50540R4092

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt Against

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6

LyondellBasell Industries NV

SH Against

Meeting Date: 05/11/2016

Record Date: 04/13/2016

Country: Netherlands

Meeting Type: Annual

Primary Security ID: N53745100

Ticker: LYB

Primary ISIN: NL0009434992

Page 94: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

LyondellBasell Industries NV

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

2a Mgmt For

2b Mgmt For

2c Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt For

7 Mgmt For

8 Mgmt For

9 Mgmt For

10

Earliest Cutoff Date: 05/10/2016

Mgmt For

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt Against

1d Mgmt For

2a Mgmt For

2b Mgmt For

2c Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt For

Page 95: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

LyondellBasell Industries NV

Proposal

Number Proponent

Vote

Instruction

7 Mgmt For

8 Mgmt For

9 Mgmt Against

10

Mead Johnson Nutrition Company

Mgmt For

Meeting Date: 05/11/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 582839106

Ticker: MJN

Primary ISIN: US5828391061

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

2 Mgmt Against

3 Mgmt For

Page 96: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Murphy Oil Corporation

Meeting Date: 05/11/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 626717102

Ticker: MUR

Primary ISIN: US6267171022

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt For

4

NCR Corporation

Mgmt For

Meeting Date: 05/11/2016

Record Date: 02/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 62886E108

Ticker: NCR

Primary ISIN: US62886E1082

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

2 Mgmt For

Page 97: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

NCR Corporation

Proposal

Number Proponent

Vote

Instruction

3 Mgmt For

4 Mgmt For

5 Mgmt For

6

NiSource Inc.

SH For

Meeting Date: 05/11/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 65473P105

Ticker: NI

Primary ISIN: US65473P1057

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt Against

3 Mgmt For

4 SH For

5 SH For

6

Simon Property Group, Inc.

SH For

Meeting Date: 05/11/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 828806109

Ticker: SPG

Primary ISIN: US8288061091

Page 98: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Simon Property Group, Inc.

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

2 Mgmt For

3

Skyworks Solutions, Inc.

Mgmt For

Meeting Date: 05/11/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 83088M102

Ticker: SWKS

Primary ISIN: US83088M1027

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

Page 99: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Skyworks Solutions, Inc.

Proposal

Number Proponent

Vote

Instruction

5 Mgmt For

6 Mgmt For

7 Mgmt For

8

Sun Life Financial Inc.

Mgmt For

Meeting Date: 05/11/2016

Record Date: 03/21/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 866796105

Ticker: SLF

Primary ISIN: CA8667961053

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3

Thomson Reuters Corporation

Mgmt For

Meeting Date: 05/11/2016

Record Date: 03/18/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 884903105

Ticker: TRI

Primary ISIN: CA8849031056

Page 100: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Thomson Reuters Corporation

Earliest Cutoff Date: 05/05/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

2 Mgmt For

3

Waters Corporation

Mgmt For

Meeting Date: 05/11/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 941848103

Ticker: WAT

Primary ISIN: US9418481035

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

Page 101: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Waters Corporation

Proposal

Number Proponent

Vote

Instruction

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt Against

Westinghouse Air Brake Technologies Corporation

Meeting Date: 05/11/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 929740108

Ticker: WAB

Primary ISIN: US9297401088

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

2 Mgmt For

3 Mgmt For

4

Xylem Inc.

Mgmt For

Meeting Date: 05/11/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 98419M100

Ticker: XYL

Primary ISIN: US98419M1009

Earliest Cutoff Date: 05/10/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

Page 102: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Xylem Inc.

Proposal

Number

Vote

Instruction Proponent

1c Mgmt For

2 Mgmt For

3

Apache Corporation

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 037411105

Ticker: APA

Primary ISIN: US0374111054

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt For

7

Arrow Electronics, Inc.

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 042735100

Ticker: ARW

Primary ISIN: US0427351004

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

Page 103: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Arrow Electronics, Inc.

Proposal

Number

Vote

Instruction Proponent

1.5

Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3

Assurant, Inc.

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 04621X108

Ticker: AIZ

Primary ISIN: US04621X1081

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

Page 104: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

AutoNation, Inc. Meeting Date: 05/12/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 05329W102

Ticker: AN

Primary ISIN: US05329W1027

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3

C.H. Robinson Worldwide, Inc.

SH For

Meeting Date: 05/12/2016

Record Date: 03/16/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 12541W209

Ticker: CHRW

Primary ISIN: US12541W2098

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

Page 105: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

C.H. Robinson Worldwide, Inc.

Proposal

Number

Vote

Instruction Proponent

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

Canadian Tire Corporation, Limited

Meeting Date: 05/12/2016

Record Date: 03/24/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 136681202

Ticker: CTC.A

Primary ISIN: CA1366812024

Earliest Cutoff Date: 05/06/2016

Proposal

Number Proponent

Vote

Instruction

Mgmt

1.1 Mgmt For

1.2 Mgmt For

1.3

CF Industries Holdings, Inc.

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 125269100

Ticker: CF

Primary ISIN: US1252691001

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

Page 106: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

CF Industries Holdings, Inc.

Proposal

Number

Vote

Instruction Proponent

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4

Cimarex Energy Co.

SH For

Meeting Date: 05/12/2016

Record Date: 03/16/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 171798101

Ticker: XEC

Primary ISIN: US1717981013

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

2 Mgmt For

3

Discover Financial Services

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 254709108

Ticker: DFS

Primary ISIN: US2547091080

Page 107: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Discover Financial Services

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3

Edwards Lifesciences Corporation

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 28176E108

Ticker: EW

Primary ISIN: US28176E1082

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

Page 108: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Edwards Lifesciences Corporation

Proposal

Number Proponent

Vote

Instruction

1h Mgmt For

2 Mgmt For

3 Mgmt For

4

EMC Corporation

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 268648102

Ticker: EMC

Primary ISIN: US2686481027

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt Against

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

3

Enbridge Inc.

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/17/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 29250N105

Ticker: ENB

Primary ISIN: CA29250N1050

Page 109: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Enbridge Inc.

Earliest Cutoff Date: 05/06/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

Mgmt

4

Ford Motor Company

SH Against

Meeting Date: 05/12/2016

Record Date: 03/16/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 345370860

Ticker: F

Primary ISIN: US3453708600

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

Page 110: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Ford Motor Company

Proposal

Number Proponent

Vote

Instruction

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt Against

1.12 Mgmt For

1.13 Mgmt For

1.14 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

6

Genworth Financial, Inc.

SH For

Meeting Date: 05/12/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 37247D106

Ticker: GNW

Primary ISIN: US37247D1063

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Genworth Financial, Inc.

Proposal

Number

Vote

Instruction Proponent

3

Host Hotels & Resorts, Inc.

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 44107P104

Ticker: HST

Primary ISIN: US44107P1049

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6

Invesco Ltd.

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/14/2016

Country: Bermuda

Meeting Type: Annual

Primary Security ID: G491BT108

Ticker: IVZ

Primary ISIN: BMG491BT1088

Page 112: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Invesco Ltd.

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

2 Mgmt For

3 Mgmt For

4

Liberty Property Trust

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/10/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 531172104

Ticker: LPT

Primary ISIN: US5311721048

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3 Mgmt For

Page 113: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Norfolk Southern Corporation

Meeting Date: 05/12/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 655844108

Ticker: NSC

Primary ISIN: US6558441084

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt Against

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3

Pembina Pipeline Corporation

Mgmt Against

Meeting Date: 05/12/2016

Record Date: 03/23/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 706327103

Ticker: PPL

Primary ISIN: CA7063271034

Earliest Cutoff Date: 05/06/2016

Proposal

Number Proponent

Vote

Instruction

Mgmt

1 Mgmt For

Mgmt

1.1 Mgmt For

1.2 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Pembina Pipeline Corporation

Proposal

Number

Vote

Instruction Proponent

1.3

Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt For

4

Power Financial Corporation

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/23/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 73927C100

Ticker: PWF

Primary ISIN: CA73927C1005

Earliest Cutoff Date: 05/06/2016

Proposal

Number Proponent

Vote

Instruction

Mgmt

1 Mgmt Withhold

Mgmt

1.1 Mgmt For

1.2 Mgmt Withhold

1.3 Mgmt Withhold

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Power Financial Corporation

Proposal

Number

Vote

Instruction Proponent

1.10

Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2

Questar Corporation

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Special

Primary Security ID: 748356102

Ticker: STR

Primary ISIN: US7483561020

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2 Mgmt For

3

Sempra Energy

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 816851109

Ticker: SRE

Primary ISIN: US8168511090

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

Page 116: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Sempra Energy

Proposal

Number

Vote

Instruction Proponent

1.8

Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3

The Dow Chemical Company

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 260543103

Ticker: DOW

Primary ISIN: US2605431038

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt Against

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt Against

1m Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

Page 117: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Western Union Company

Meeting Date: 05/12/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 959802109

Ticker: WU

Primary ISIN: US9598021098

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5

Torchmark Corporation

SH Against

Meeting Date: 05/12/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 891027104

Ticker: TMK

Primary ISIN: US8910271043

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Torchmark Corporation

Proposal

Number

Vote

Instruction Proponent

1.4

Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3

Transocean Ltd.

Mgmt For

Meeting Date: 05/12/2016

Record Date: 04/25/2016

Country: Switzerland

Meeting Type: Annual

Primary Security ID: H8817H100

Ticker: RIG

Primary ISIN: CH0048265513

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5A Mgmt For

5B Mgmt For

5C Mgmt Against

5D Mgmt For

5E Mgmt For

5F Mgmt For

5G Mgmt Against

5H Mgmt For

5I Mgmt For

Page 119: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Transocean Ltd.

Proposal

Number

Vote

Instruction Proponent

5J Mgmt Against

5K Mgmt For

6 Mgmt For

7A Mgmt For

7B Mgmt For

7C Mgmt For

7D Mgmt For

8 Mgmt For

9 Mgmt For

10 Mgmt For

11A Mgmt For

11B Mgmt For

12

UDR, Inc.

Mgmt Against

Meeting Date: 05/12/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 902653104

Ticker: UDR

Primary ISIN: US9026531049

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

Page 120: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

UDR, Inc.

Proposal

Number

Vote

Instruction Proponent

2 Mgmt For

3

Union Pacific Corporation

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 907818108

Ticker: UNP

Primary ISIN: US9078181081

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt Against

4 SH For

5

Valero Energy Corporation

SH For

Meeting Date: 05/12/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 91913Y100

Ticker: VLO

Primary ISIN: US91913Y1001

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Valero Energy Corporation

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Waste Management, Inc.

Mgmt For

Meeting Date: 05/12/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 94106L109

Ticker: WM

Primary ISIN: US94106L1098

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

Page 122: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Waste Management, Inc.

Proposal

Number

Vote

Instruction Proponent

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4

Zoetis Inc.

SH For

Meeting Date: 05/12/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 98978V103

Ticker: ZTS

Primary ISIN: US98978V1035

Earliest Cutoff Date: 05/11/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

2 Mgmt For

3

Alliant Energy Corporation

Mgmt For

Meeting Date: 05/13/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 018802108

Ticker: LNT

Primary ISIN: US0188021085

Earliest Cutoff Date: 05/12/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

Page 123: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Alliant Energy Corporation

Proposal

Number

Vote

Instruction Proponent

1.4

Mgmt For

2 Mgmt For

3 Mgmt For

American Water Works Company, Inc.

Meeting Date: 05/13/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 030420103

Ticker: AWK

Primary ISIN: US0304201033

Earliest Cutoff Date: 05/12/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

3

CBRE Group, Inc.

Mgmt For

Meeting Date: 05/13/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 12504L109

Ticker: CBG

Primary ISIN: US12504L1098

Earliest Cutoff Date: 05/12/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

Page 124: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

CBRE Group, Inc.

Proposal

Number

Vote

Instruction Proponent

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Crescent Point Energy Corp.

SH For

Meeting Date: 05/13/2016

Record Date: 03/28/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 22576C101

Ticker: CPG

Primary ISIN: CA22576C1014

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2.1 Mgmt For

2.2 Mgmt For

2.3 Mgmt For

2.4 Mgmt For

2.5 Mgmt For

2.6 Mgmt For

2.7 Mgmt For

2.8 Mgmt For

2.9 Mgmt For

Page 125: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Crescent Point Energy Corp.

Proposal

Number

Vote

Instruction Proponent

3 Mgmt For

4 Mgmt For

5 Mgmt For

6

Intercontinental Exchange, Inc.

Mgmt Against

Meeting Date: 05/13/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 45866F104

Ticker: ICE

Primary ISIN: US45866F1049

Earliest Cutoff Date: 05/12/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

2 Mgmt For

3 Mgmt For

4

Nucor Corporation

SH For

Meeting Date: 05/13/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 670346105

Ticker: NUE

Primary ISIN: US6703461052

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Nucor Corporation

Earliest Cutoff Date: 05/12/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5

Power Corporation Of Canada

SH For

Meeting Date: 05/13/2016

Record Date: 03/23/2016

Country: Canada

Meeting Type: Annual

Primary Security ID: 739239101

Ticker: POW

Primary ISIN: CA7392391016

Earliest Cutoff Date: 05/09/2016

Proposal

Number Proponent

Vote

Instruction

Mgmt

Mgmt

1 Mgmt Withhold

Mgmt

1.1 Mgmt Withhold

1.2 Mgmt For

1.3 Mgmt Withhold

1.4 Mgmt Withhold

1.5 Mgmt For

Page 127: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Power Corporation Of Canada

Proposal

Number Proponent

Vote

Instruction

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

Mgmt

3 SH For

4 SH For

5

SBA Communications Corporation

SH Against

Meeting Date: 05/13/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 78388J106

Ticker: SBAC

Primary ISIN: US78388J1060

Earliest Cutoff Date: 05/12/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt Against

5 SH For

Page 128: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Progressive Corporation

Meeting Date: 05/13/2016

Record Date: 03/16/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 743315103

Ticker: PGR

Primary ISIN: US7433151039

Earliest Cutoff Date: 05/12/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt Against

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt Against

5 Mgmt For

6

Vulcan Materials Company

Mgmt For

Meeting Date: 05/13/2016

Record Date: 03/14/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 929160109

Ticker: VMC

Primary ISIN: US9291601097

Earliest Cutoff Date: 05/12/2016

Proposal

Number Proponent

Vote

Instruction

1A Mgmt For

1B Mgmt For

1C Mgmt For

1D Mgmt For

Page 129: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Vulcan Materials Company

Proposal

Number Proponent

Vote

Instruction

2 Mgmt For

3 Mgmt For

4

XL Group plc

Mgmt For

Meeting Date: 05/13/2016

Record Date: 03/07/2016

Country: Ireland

Meeting Type: Annual

Primary Security ID: G98290102

Ticker: XL

Primary ISIN: IE00B5LRLL25

Earliest Cutoff Date: 05/12/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt For

Page 130: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Consolidated Edison, Inc.

Meeting Date: 05/16/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 209115104

Ticker: ED

Primary ISIN: US2091151041

Earliest Cutoff Date: 05/13/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3

Markel Corporation

Mgmt For

Meeting Date: 05/16/2016

Record Date: 03/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 570535104

Ticker: MKL

Primary ISIN: US5705351048

Earliest Cutoff Date: 05/13/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

Page 131: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Markel Corporation

Proposal

Number Proponent

Vote

Instruction

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

2 Mgmt For

3 Mgmt For

4

Motorola Solutions, Inc.

Mgmt For

Meeting Date: 05/16/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 620076307

Ticker: MSI

Primary ISIN: US6200763075

Earliest Cutoff Date: 05/13/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt Against

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt Against

1h Mgmt For

1i Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

Page 132: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

RenaissanceRe Holdings Ltd.

Meeting Date: 05/16/2016

Record Date: 03/18/2016

Country: Bermuda

Meeting Type: Annual

Primary Security ID: G7496G103

Ticker: RNR

Primary ISIN: BMG7496G1033

Earliest Cutoff Date: 05/13/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

ROBERT HALF INTERNATIONAL INC.

Meeting Date: 05/16/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 770323103

Ticker: RHI

Primary ISIN: US7703231032

Earliest Cutoff Date: 05/13/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

2 Mgmt For

3 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Amazon.com, Inc.

Meeting Date: 05/17/2016

Record Date: 03/23/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 023135106

Ticker: AMZN

Primary ISIN: US0231351067

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt Against

2 Mgmt For

3 SH For

4 SH For

5

Arthur J. Gallagher & Co.

SH For

Meeting Date: 05/17/2016

Record Date: 03/23/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 363576109

Ticker: AJG

Primary ISIN: US3635761097

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Arthur J. Gallagher & Co.

Proposal

Number Proponent

Vote

Instruction

1e Mgmt For

1f Mgmt For

1g Mgmt Against

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3

Boston Properties, Inc.

Mgmt For

Meeting Date: 05/17/2016

Record Date: 03/23/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 101121101

Ticker: BXP

Primary ISIN: US1011211018

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Against

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

Page 135: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Essex Property Trust, Inc.

Meeting Date: 05/17/2016

Record Date: 02/29/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 297178105

Ticker: ESS

Primary ISIN: US2971781057

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3 Mgmt For

4

FirstEnergy Corp.

Mgmt For

Meeting Date: 05/17/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 337932107

Ticker: FE

Primary ISIN: US3379321074

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

FirstEnergy Corp.

Proposal

Number Proponent

Vote

Instruction

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt Withhold

1.12 Mgmt For

1.13 Mgmt For

1.14 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 SH For

7 SH For

8 SH For

9

General Growth Properties, Inc.

SH For

Meeting Date: 05/17/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 370023103

Ticker: GGP

Primary ISIN: US3700231034

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

General Growth Properties, Inc.

Proposal

Number

Vote

Instruction Proponent

1h Mgmt For

1i Mgmt For

2 Mgmt Against

3

JPMorgan Chase & Co.

Mgmt For

Meeting Date: 05/17/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 46625h100

Ticker: JPM

Primary ISIN: US46625H1005

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5 SH Against

6 SH For

7 SH Against

8 SH Against

9 SH Against

Page 138: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Leggett & Platt, Incorporated

Meeting Date: 05/17/2016

Record Date: 03/04/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 524660107

Ticker: LEG

Primary ISIN: US5246601075

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

3

Morgan Stanley

Mgmt For

Meeting Date: 05/17/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 617446448

Ticker: MS

Primary ISIN: US6174464486

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt Against

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Morgan Stanley

Proposal Vote

Number Proponent Instruction

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

1n Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH Against

6

Newfield Exploration Company

SH For

Meeting Date: 05/17/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 651290108

Ticker: NFX

Primary ISIN: US6512901082

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

3 Mgmt For

Page 140: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Principal Financial Group, Inc.

Meeting Date: 05/17/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 74251V102

Ticker: PFG

Primary ISIN: US74251V1026

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

2 Mgmt For

3

QEP Resources, Inc.

Mgmt For

Meeting Date: 05/17/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 74733V100

Ticker: QEP

Primary ISIN: US74733V1008

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Realty Income Corporation

SH For

Meeting Date: 05/17/2016

Record Date: 03/15/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 756109104

Ticker: O

Primary ISIN: US7561091049

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Realty Income Corporation

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

2 Mgmt For

3

The Charles Schwab Corporation

Mgmt For

Meeting Date: 05/17/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 808513105

Ticker: SCHW

Primary ISIN: US8085131055

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5 SH For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Gap, Inc.

Meeting Date: 05/17/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 364760108

Ticker: GPS

Primary ISIN: US3647601083

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt Against

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt Against

4

Whiting Petroleum Corporation

Mgmt For

Meeting Date: 05/17/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 966387102

Ticker: WLL

Primary ISIN: US9663871021

Earliest Cutoff Date: 05/16/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

2 Mgmt Against

3 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Whiting Petroleum Corporation

Proposal

Number Proponent

Vote

Instruction

4 Mgmt For

5 Mgmt For

6

Advance Auto Parts, Inc.

Mgmt For

Meeting Date: 05/18/2016

Record Date: 03/23/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 00751Y106

Ticker: AAP

Primary ISIN: US00751Y1064

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt Against

3 Mgmt For

4 Mgmt For

5

CenturyLink, Inc.

SH Against

Meeting Date: 05/18/2016

Record Date: 03/30/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 156700106

Ticker: CTL

Primary ISIN: US1567001060

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

CenturyLink, Inc.

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

CME Group Inc.

SH For

Meeting Date: 05/18/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 12572Q105

Ticker: CME

Primary ISIN: US12572Q1058

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

CME Group Inc.

Proposal

Number Proponent

Vote

Instruction

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

1n Mgmt For

1o Mgmt For

1p Mgmt For

1q Mgmt For

2 Mgmt For

3

Everest Re Group, Ltd.

Mgmt Against

Meeting Date: 05/18/2016

Record Date: 03/21/2016

Country: Bermuda

Meeting Type: Annual

Primary Security ID: G3223R108

Ticker: RE

Primary ISIN: BMG3223R1088

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

Page 146: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Everest Re Group, Ltd.

Proposal

Number

Vote

Instruction Proponent

3 Mgmt For

4

First Solar, Inc.

Mgmt Against

Meeting Date: 05/18/2016

Record Date: 03/29/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 336433107

Ticker: FSLR

Primary ISIN: US3364331070

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2

Fiserv, Inc.

Mgmt For

Meeting Date: 05/18/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 337738108

Ticker: FISV

Primary ISIN: US3377381088

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Fiserv, Inc.

Proposal

Number

Vote

Instruction Proponent

1.2

Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt Withhold

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt Against

3 Mgmt For

4

Foot Locker, Inc.

SH For

Meeting Date: 05/18/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 344849104

Ticker: FL

Primary ISIN: US3448491049

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt Against

Page 148: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Foot Locker, Inc.

Proposal

Number

Vote

Instruction Proponent

6

Halliburton Company

Mgmt One Year

Meeting Date: 05/18/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 406216101

Ticker: HAL

Primary ISIN: US4062161017

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt Against

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt Against

2 Mgmt For

3

Hertz Global Holdings, Inc.

Mgmt Against

Meeting Date: 05/18/2016

Record Date: 03/25/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 42805T105

Ticker: HTZ

Primary ISIN: US42805T1051

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Hertz Global Holdings, Inc.

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt Against

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

2 Mgmt For

3 Mgmt For

4

Illumina, Inc.

Mgmt For

Meeting Date: 05/18/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 452327109

Ticker: ILMN

Primary ISIN: US4523271090

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt Against

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Mondelez International, Inc.

Meeting Date: 05/18/2016

Record Date: 03/09/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 609207105

Ticker: MDLZ

Primary ISIN: US6092071058

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5 SH For

6

National Oilwell Varco, Inc.

SH Against

Meeting Date: 05/18/2016

Record Date: 04/01/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 637071101

Ticker: NOV

Primary ISIN: US6370711011

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

National Oilwell Varco, Inc.

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1A Mgmt For

1B Mgmt For

1C Mgmt For

1D Mgmt For

1E Mgmt For

1F Mgmt For

1G Mgmt For

1H Mgmt For

1I Mgmt For

2 Mgmt For

3 Mgmt Against

4

Northrop Grumman Corporation

Mgmt For

Meeting Date: 05/18/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 666807102

Ticker: NOC

Primary ISIN: US6668071029

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

Page 152: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Northrop Grumman Corporation

Proposal

Number Proponent

Vote

Instruction

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

2 Mgmt For

3

NVIDIA Corporation

Mgmt For

Meeting Date: 05/18/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 67066G104

Ticker: NVDA

Primary ISIN: US67066G1040

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Pinnacle West Capital Corporation

Meeting Date: 05/18/2016

Record Date: 03/10/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 723484101

Ticker: PNW

Primary ISIN: US7234841010

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt For

4

Quest Diagnostics Incorporated

SH Against

Meeting Date: 05/18/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 74834L100

Ticker: DGX

Primary ISIN: US74834L1008

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Quest Diagnostics Incorporated

Proposal

Number Proponent

Vote

Instruction

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt Against

3 Mgmt For

4

Range Resources Corporation

Mgmt For

Meeting Date: 05/18/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 75281A109

Ticker: RRC

Primary ISIN: US75281A1097

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt Against

1i Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

Page 155: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Ross Stores, Inc.

Meeting Date: 05/18/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 778296103

Ticker: ROST

Primary ISIN: US7782961038

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4

Southwest Airlines Co.

Mgmt For

Meeting Date: 05/18/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 844741108

Ticker: LUV

Primary ISIN: US8447411088

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Southwest Airlines Co.

Proposal

Number Proponent

Vote

Instruction

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt Against

3 Mgmt For

4

State Street Corporation

SH For

Meeting Date: 05/18/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 857477103

Ticker: STT

Primary ISIN: US8574771031

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

State Street Corporation

Proposal

Number

Vote

Instruction Proponent

4 Mgmt For

The Hartford Financial Services Group, Inc.

Meeting Date: 05/18/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 416515104

Ticker: HIG

Primary ISIN: US4165151048

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4

Thermo Fisher Scientific Inc.

Mgmt One Year

Meeting Date: 05/18/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 883556102

Ticker: TMO

Primary ISIN: US8835561023

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Thermo Fisher Scientific Inc.

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt Against

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt Against

3

Universal Health Services, Inc.

Mgmt For

Meeting Date: 05/18/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 913903100

Ticker: UHS

Primary ISIN: US9139031002

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2 Mgmt For

3

Verisk Analytics, Inc.

SH For

Meeting Date: 05/18/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 92345Y106

Ticker: VRSK

Primary ISIN: US92345Y1064

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Verisk Analytics, Inc.

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

2 Mgmt For

3

Xcel Energy Inc.

Mgmt For

Meeting Date: 05/18/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 98389B100

Ticker: XEL

Primary ISIN: US98389B1008

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt Against

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4 SH Against

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Altria Group, Inc.

Meeting Date: 05/19/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 02209S103

Ticker: MO

Primary ISIN: US02209S1033

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt Against

4 SH Against

5

Amgen Inc.

SH Against

Meeting Date: 05/19/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 031162100

Ticker: AMGN

Primary ISIN: US0311621009

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Amgen Inc.

Proposal

Number Proponent

Vote

Instruction

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

2 Mgmt For

3 Mgmt For

4

Anthem, Inc.

SH Against

Meeting Date: 05/19/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 036752103

Ticker: ANTM

Primary ISIN: US0367521038

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

2 Mgmt For

3 Mgmt For

4 SH Against

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

AvalonBay Communities, Inc.

Meeting Date: 05/19/2016

Record Date: 03/07/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 053484101

Ticker: AVB

Primary ISIN: US0534841012

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt Withhold

1.5 Mgmt For

1.6 Mgmt Withhold

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3

Chubb Limited

Mgmt For

Meeting Date: 05/19/2016

Record Date: 03/28/2016

Country: Switzerland

Meeting Type: Annual

Primary Security ID: H1467J104

Ticker: CB

Primary ISIN: CH0044328745

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2.1 Mgmt For

2.2 Mgmt For

3 Mgmt For

4.1 Mgmt For

4.2 Mgmt For

4.3 Mgmt For

Page 163: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Chubb Limited

Proposal

Number Proponent

Vote

Instruction

5.1 Mgmt For

5.2 Mgmt For

5.3 Mgmt For

5.4 Mgmt For

5.5 Mgmt For

5.6 Mgmt For

5.7 Mgmt Against

5.8 Mgmt For

5.9 Mgmt For

5.10 Mgmt For

5.11 Mgmt For

5.12 Mgmt For

5.13 Mgmt For

5.14 Mgmt For

5.15 Mgmt For

5.16 Mgmt For

5.17 Mgmt For

6 Mgmt Against

7.1 Mgmt For

7.2 Mgmt For

7.3 Mgmt For

7.4 Mgmt For

7.5 Mgmt For

8 Mgmt For

9 Mgmt For

10 Mgmt For

11.1 Mgmt For

11.2 Mgmt Against

12 Mgmt Against

13 Mgmt Against

Page 164: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Comcast Corporation

Meeting Date: 05/19/2016

Record Date: 03/10/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 20030N101

Ticker: CMCSA

Primary ISIN: US20030N1019

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt Withhold

1.5 Mgmt Withhold

1.6 Mgmt Withhold

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt Withhold

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt For

7 SH For

8 SH For

9 SH For

10

Continental Resources, Inc.

SH For

Meeting Date: 05/19/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 212015101

Ticker: CLR

Primary ISIN: US2120151012

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Continental Resources, Inc.

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Withhold

1.2 Mgmt For

2 Mgmt For

3 SH For

4 SH For

5

Core Laboratories N.V.

SH For

Meeting Date: 05/19/2016

Record Date: 04/21/2016

Country: Netherlands

Meeting Type: Annual

Primary Security ID: N22717107

Ticker: CLB

Primary ISIN: NL0000200384

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

2a Mgmt For

3 Mgmt Against

4 Mgmt For

5 Mgmt For

6 Mgmt For

7 Mgmt For

8 Mgmt For

9

Earliest Cutoff Date: 05/18/2016

Mgmt For

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Core Laboratories N.V.

Proposal

Number

Vote

Instruction Proponent

1b Mgmt For

1c Mgmt For

2a Mgmt For

3 Mgmt Against

4 Mgmt For

5 Mgmt For

6 Mgmt For

7 Mgmt For

8 Mgmt For

9

Crown Castle International Corp.

Mgmt For

Meeting Date: 05/19/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 22822V101

Ticker: CCI

Primary ISIN: US22822V1017

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

Page 167: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Crown Castle International Corp.

Proposal

Number

Vote

Instruction Proponent

3

CVS Health Corporation

Mgmt For

Meeting Date: 05/19/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 126650100

Ticker: CVS

Primary ISIN: US1266501006

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt Against

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4 SH Against

5

Discovery Communications, Inc.

SH For

Meeting Date: 05/19/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 25470F104

Ticker: DISCA

Primary ISIN: US25470F1049

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Discovery Communications, Inc.

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Withhold

1.2 Mgmt Withhold

2 Mgmt For

3 SH For

4

Dr Pepper Snapple Group, Inc.

SH For

Meeting Date: 05/19/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 26138E109

Ticker: DPS

Primary ISIN: US26138E1091

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

3 Mgmt Against

4 Mgmt For

5 SH For

Page 169: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Flowserve Corporation

Meeting Date: 05/19/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 34354P105

Ticker: FLS

Primary ISIN: US34354P1057

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt For

4

Gentex Corporation

SH For

Meeting Date: 05/19/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 371901109

Ticker: GNTX

Primary ISIN: US3719011096

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Gentex Corporation

Proposal

Number Proponent

Vote

Instruction

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3

Hasbro, Inc.

Mgmt Against

Meeting Date: 05/19/2016

Record Date: 03/23/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 418056107

Ticker: HAS

Primary ISIN: US4180561072

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

Page 171: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Intel Corporation

Meeting Date: 05/19/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 458140100

Ticker: INTC

Primary ISIN: US4581401001

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4 SH Against

5 SH Against

6

KeyCorp

SH Against

Meeting Date: 05/19/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 493267108

Ticker: KEY

Primary ISIN: US4932671088

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt Against

1.3 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

KeyCorp

Proposal

Number Proponent

Vote

Instruction

1.4 Mgmt Against

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt Against

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

1.14 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

L Brands, Inc.

SH For

Meeting Date: 05/19/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 501797104

Ticker: LB

Primary ISIN: US5017971046

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Lear Corporation

Meeting Date: 05/19/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 521865204

Ticker: LEA

Primary ISIN: US5218652049

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3

Level 3 Communications, Inc.

Mgmt For

Meeting Date: 05/19/2016

Record Date: 03/31/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 52729N308

Ticker: LVLT

Primary ISIN: US52729N3089

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Level 3 Communications, Inc.

Proposal

Number Proponent

Vote

Instruction

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt Against

5 Mgmt For

Marsh & McLennan Companies, Inc.

Meeting Date: 05/19/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 571748102

Ticker: MMC

Primary ISIN: US5717481023

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Martin Marietta Materials, Inc.

Meeting Date: 05/19/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 573284106

Ticker: MLM

Primary ISIN: US5732841060

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6

Mattel, Inc.

Mgmt Against

Meeting Date: 05/19/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 577081102

Ticker: MAT

Primary ISIN: US5770811025

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

Page 176: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Mattel, Inc.

Proposal

Number Proponent

Vote

Instruction

1j Mgmt For

2 Mgmt For

3 Mgmt For

4

Mohawk Industries, Inc.

SH For

Meeting Date: 05/19/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 608190104

Ticker: MHK

Primary ISIN: US6081901042

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

2 Mgmt For

3

NextEra Energy, Inc.

Mgmt For

Meeting Date: 05/19/2016

Record Date: 03/23/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 65339F101

Ticker: NEE

Primary ISIN: US65339F1012

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt Against

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

NextEra Energy, Inc.

Proposal

Number

Vote

Instruction Proponent

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

6 SH For

7

Nordstrom, Inc.

SH For

Meeting Date: 05/19/2016

Record Date: 03/11/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 655664100

Ticker: JWN

Primary ISIN: US6556641008

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

Page 178: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Nordstrom, Inc.

Proposal

Number

Vote

Instruction Proponent

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt Against

4 Mgmt For

Norwegian Cruise Line Holdings Ltd.

Meeting Date: 05/19/2016

Record Date: 03/14/2016

Country: Bermuda

Meeting Type: Annual

Primary Security ID: G66721104

Ticker: NCLH

Primary ISIN: BMG667211046

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

2 Mgmt Against

3 Mgmt For

4 Mgmt For

Pioneer Natural Resources Company

Meeting Date: 05/19/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 723787107

Ticker: PXD

Primary ISIN: US7237871071

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Pioneer Natural Resources Company

Proposal

Number

Vote

Instruction Proponent

1.4

Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

2 Mgmt For

3 Mgmt Against

4 Mgmt For

5

Sealed Air Corporation

Mgmt For

Meeting Date: 05/19/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 81211K100

Ticker: SEE

Primary ISIN: US81211K1007

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt For

7 Mgmt For

8 Mgmt For

9 Mgmt For

Page 180: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Sealed Air Corporation

Proposal

Number

Vote

Instruction Proponent

10 Mgmt For

11 Mgmt For

12 Mgmt For

Sensata Technologies Holding N.V.

Meeting Date: 05/19/2016

Record Date: 04/21/2016

Country: Netherlands

Meeting Type: Annual

Primary Security ID: N7902X106

Ticker: ST

Primary ISIN: NL0009324904

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3b Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt Against

7 Mgmt Against

8 Mgmt For

Page 181: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Synchrony Financial Meeting Date: 05/19/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 87165B103

Ticker: SYF

Primary ISIN: US87165B1035

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt Against

3

The Home Depot, Inc.

Mgmt For

Meeting Date: 05/19/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 437076102

Ticker: HD

Primary ISIN: US4370761029

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

Page 182: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Home Depot, Inc.

Proposal

Number

Vote

Instruction Proponent

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5 SH Against

The Interpublic Group of Companies, Inc.

Meeting Date: 05/19/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 460690100

Ticker: IPG

Primary ISIN: US4606901001

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt Against

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

Page 183: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Interpublic Group of Companies, Inc.

Proposal

Number

Vote

Instruction Proponent

6

The Mosaic Company

SH For

Meeting Date: 05/19/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 61945C103

Ticker: MOS

Primary ISIN: US61945C1036

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2 Mgmt For

3a Mgmt For

3b Mgmt For

3c Mgmt For

3d Mgmt For

3e Mgmt For

3f Mgmt For

3g Mgmt For

3h Mgmt For

3i Mgmt For

3j Mgmt For

3k Mgmt For

4 Mgmt For

5 Mgmt Against

6

The Travelers Companies, Inc.

Mgmt Against

Meeting Date: 05/19/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 89417E109

Ticker: TRV

Primary ISIN: US89417E1091

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Travelers Companies, Inc.

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

1n Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

6

Vornado Realty Trust

SH For

Meeting Date: 05/19/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 929042109

Ticker: VNO

Primary ISIN: US9290421091

Earliest Cutoff Date: 05/18/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Withhold

1.2 Mgmt For

Page 185: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Vornado Realty Trust

Proposal

Number Proponent

Vote

Instruction

1.3 Mgmt For

2 Mgmt For

3 Mgmt For

4

Aetna Inc.

Mgmt Against

Meeting Date: 05/20/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 00817Y108

Ticker: AET

Primary ISIN: US00817Y1082

Earliest Cutoff Date: 05/19/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt Against

5 SH For

Page 186: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

ANSYS, Inc.

Meeting Date: 05/20/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 03662Q105

Ticker: ANSS

Primary ISIN: US03662Q1058

Earliest Cutoff Date: 05/19/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Chesapeake Energy Corporation

Mgmt For

Meeting Date: 05/20/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 165167107

Ticker: CHK

Primary ISIN: US1651671075

Earliest Cutoff Date: 05/19/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt Against

2 Mgmt For

3 Mgmt Against

4 Mgmt Against

Page 187: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Chesapeake Energy Corporation

Proposal

Number Proponent

Vote

Instruction

5 Mgmt For

6 SH Against

7

Macy's, Inc.

SH For

Meeting Date: 05/20/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 55616P104

Ticker: M

Primary ISIN: US55616P1049

Earliest Cutoff Date: 05/19/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

2 Mgmt For

3

The Goldman Sachs Group, Inc.

Mgmt For

Meeting Date: 05/20/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 38141G104

Ticker: GS

Primary ISIN: US38141G1040

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Goldman Sachs Group, Inc.

Earliest Cutoff Date: 05/19/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt Against

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

2 Mgmt For

3 Mgmt For

4 SH Against

5 SH Against

6

Weyerhaeuser Company

SH For

Meeting Date: 05/20/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 962166104

Ticker: WY

Primary ISIN: US9621661043

Earliest Cutoff Date: 05/19/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

Page 189: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Weyerhaeuser Company

Proposal

Number Proponent

Vote

Instruction

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

2 Mgmt Against

3

Xerox Corporation

Mgmt For

Meeting Date: 05/20/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 984121103

Ticker: XRX

Primary ISIN: US9841211033

Earliest Cutoff Date: 05/19/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

Page 190: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Xerox Corporation

Proposal

Number

Vote

Instruction Proponent

5

YUM! Brands, Inc.

SH For

Meeting Date: 05/20/2016

Record Date: 03/22/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 988498101

Ticker: YUM

Primary ISIN: US9884981013

Earliest Cutoff Date: 05/19/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt Against

4 Mgmt For

5

Ensco plc

SH Against

Meeting Date: 05/23/2016

Record Date: 03/28/2016

Country: United Kingdom

Meeting Type: Annual

Primary Security ID: G3157S106

Ticker: ESV

Primary ISIN: GB00B4VLR192

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Ensco plc

Earliest Cutoff Date: 05/20/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt For

7 Mgmt For

8 Mgmt For

9 Mgmt For

10

PG&E Corporation

Mgmt For

Meeting Date: 05/23/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 69331C108

Ticker: PCG

Primary ISIN: US69331C1080

Earliest Cutoff Date: 05/20/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

Page 192: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

PG&E Corporation

Proposal

Number Proponent

Vote

Instruction

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3

Rayonier Inc.

Mgmt For

Meeting Date: 05/23/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 754907103

Ticker: RYN

Primary ISIN: US7549071030

Earliest Cutoff Date: 05/20/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3 Mgmt For

Page 193: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Baker Hughes Incorporated

Meeting Date: 05/24/2016

Record Date: 04/01/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 057224107

Ticker: BHI

Primary ISIN: US0572241075

Earliest Cutoff Date: 05/23/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

2 Mgmt Against

3 Mgmt For

4

Coca-Cola Enterprises, Inc.

SH Against

Meeting Date: 05/24/2016

Record Date: 04/08/2016

Country: USA

Meeting Type: Special

Primary Security ID: 19122T109

Ticker: CCE

Primary ISIN: US19122T1097

Earliest Cutoff Date: 05/23/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2 Mgmt Against

Page 194: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Coca-Cola Enterprises, Inc.

Proposal

Number Proponent

Vote

Instruction

3 Mgmt Against

4

Extra Space Storage Inc.

Mgmt For

Meeting Date: 05/24/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 30225T102

Ticker: EXR

Primary ISIN: US30225T1025

Earliest Cutoff Date: 05/23/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt

1.7 Mgmt For

2 Mgmt For

3 Mgmt Against

4

Merck & Co., Inc.

Mgmt For

Meeting Date: 05/24/2016

Record Date: 03/31/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 58933Y105

Ticker: MRK

Primary ISIN: US58933Y1055

Earliest Cutoff Date: 05/23/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

Page 195: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Merck & Co., Inc.

Proposal

Number

Vote

Instruction Proponent

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt Against

1k Mgmt For

1l Mgmt Against

1m Mgmt For

2 Mgmt For

3 Mgmt For

4 SH Against

5 SH For

6

Omnicom Group Inc.

SH Against

Meeting Date: 05/24/2016

Record Date: 04/04/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 681919106

Ticker: OMC

Primary ISIN: US6819191064

Earliest Cutoff Date: 05/23/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

Page 196: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Omnicom Group Inc.

Proposal

Number

Vote

Instruction Proponent

1.8

Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt Withhold

1.12 Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5

Sirius XM Holdings Inc.

SH For

Meeting Date: 05/24/2016

Record Date: 03/29/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 82968B103

Ticker: SIRI

Primary ISIN: US82968B1035

Earliest Cutoff Date: 05/23/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt Withhold

1.3 Mgmt Withhold

1.4 Mgmt Withhold

1.5 Mgmt Withhold

1.6 Mgmt Withhold

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt Withhold

1.11 Mgmt For

1.12 Mgmt Withhold

2 Mgmt For

Page 197: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Allstate Corporation

Meeting Date: 05/24/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 020002101

Ticker: ALL

Primary ISIN: US0200021014

Earliest Cutoff Date: 05/23/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5

Urban Outfitters, Inc.

SH For

Meeting Date: 05/24/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 917047102

Ticker: URBN

Primary ISIN: US9170471026

Earliest Cutoff Date: 05/20/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt Against

1.3 Mgmt Against

1.4 Mgmt For

Page 198: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Urban Outfitters, Inc.

Proposal Vote

Number Proponent Instruction

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3

Alkermes plc

SH For

Meeting Date: 05/25/2016

Record Date: 03/17/2016

Country: Ireland

Meeting Type: Annual

Primary Security ID: G01767105

Ticker: ALKS

Primary ISIN: IE00B56GVS15

Earliest Cutoff Date: 05/23/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

2 Mgmt Against

3 Mgmt For

4 Mgmt For

5 Mgmt For

6a Mgmt For

6b Mgmt For

7

Amphenol Corporation

Mgmt For

Meeting Date: 05/25/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 032095101

Ticker: APH

Primary ISIN: US0320951017

Page 199: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Amphenol Corporation

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3 Mgmt Against

4

BlackRock, Inc.

Mgmt For

Meeting Date: 05/25/2016

Record Date: 03/30/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 09247X101

Ticker: BLK

Primary ISIN: US09247X1019

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt Against

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

Page 200: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

BlackRock, Inc.

Proposal

Number Proponent

Vote

Instruction

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

1n Mgmt For

1o Mgmt For

1p Mgmt For

1q Mgmt For

1r Mgmt For

1s Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5

Bunge Limited

SH For

Meeting Date: 05/25/2016

Record Date: 03/30/2016

Country: Bermuda

Meeting Type: Annual

Primary Security ID: G16962105

Ticker: BG

Primary ISIN: BMG169621056

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2.1 Mgmt For

2.2 Mgmt For

2.3 Mgmt For

2.4 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

Page 201: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Chevron Corporation

Meeting Date: 05/25/2016

Record Date: 03/30/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 166764100

Ticker: CVX

Primary ISIN: US1667641005

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt Against

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt Against

4 Mgmt For

5 SH For

6 SH For

7 SH For

8 SH Against

9 SH Against

10 SH For

11 SH For

12

DENTSPLY SIRONA Inc.

SH For

Meeting Date: 05/25/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 24906P109

Ticker: XRAY

Primary ISIN: US24906P1093

Page 202: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

DENTSPLY SIRONA Inc.

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3

Dollar General Corporation

Mgmt For

Meeting Date: 05/25/2016

Record Date: 03/17/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 256677105

Ticker: DG

Primary ISIN: US2566771059

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt Against

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

Page 203: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Dollar General Corporation

Proposal

Number

Vote

Instruction Proponent

2

Exxon Mobil Corporation

Mgmt For

Meeting Date: 05/25/2016

Record Date: 04/06/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 30231G102

Ticker: XOM

Primary ISIN: US30231G1022

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt Withhold

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

1.14 Mgmt For

2 Mgmt For

3 Mgmt For

4 SH For

5 SH For

6 SH Against

7 SH For

8 SH For

9 SH For

Page 204: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Exxon Mobil Corporation

Proposal

Number

Vote

Instruction Proponent

10 SH Against

11 SH For

12 SH For

13 SH Against

14 SH For

Fidelity National Information Services, Inc.

Meeting Date: 05/25/2016

Record Date: 04/01/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 31620M106

Ticker: FIS

Primary ISIN: US31620M1062

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt Against

1b Mgmt For

1c Mgmt Against

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3

Hospitality Properties Trust

Mgmt For

Meeting Date: 05/25/2016

Record Date: 02/10/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 44106M102

Ticker: HPT

Primary ISIN: US44106M1027

Page 205: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Hospitality Properties Trust

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Against

1.2 Mgmt Against

1.3 Mgmt Against

2 Mgmt Against

3 Mgmt For

4

Juniper Networks, Inc.

SH For

Meeting Date: 05/25/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 48203R104

Ticker: JNPR

Primary ISIN: US48203R1041

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt Against

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

Page 206: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Liberty Broadband Corporation

Meeting Date: 05/25/2016

Record Date: 04/05/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 530307305

Ticker: LBRDK

Primary ISIN: US5303073051

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

2

Marathon Oil Corporation

Mgmt For

Meeting Date: 05/25/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 565849106

Ticker: MRO

Primary ISIN: US5658491064

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

Page 207: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Molson Coors Brewing Company

Meeting Date: 05/25/2016

Record Date: 03/31/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 60871R209

Ticker: TAP

Primary ISIN: US60871R2094

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt Withhold

2

ONEOK, Inc.

Mgmt For

Meeting Date: 05/25/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 682680103

Ticker: OKE

Primary ISIN: US6826801036

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt Against

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt Against

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

Page 208: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

PayPal Holdings, Inc.

Meeting Date: 05/25/2016

Record Date: 04/04/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 70450Y103

Ticker: PYPL

Primary ISIN: US70450Y1038

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt Against

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

2 Mgmt For

3 Mgmt One Year

4 Mgmt For

5 Mgmt For

6

PPL Corporation

Mgmt For

Meeting Date: 05/25/2016

Record Date: 02/29/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 69351T106

Ticker: PPL

Primary ISIN: US69351T1060

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

Page 209: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

PPL Corporation

Proposal

Number Proponent

Vote

Instruction

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 SH For

7

SEI Investments Company

SH For

Meeting Date: 05/25/2016

Record Date: 03/23/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 784117103

Ticker: SEIC

Primary ISIN: US7841171033

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

2 Mgmt For

3

Silver Wheaton Corp.

Mgmt For

Meeting Date: 05/25/2016

Record Date: 03/29/2016

Country: Canada

Meeting Type: Annual/Special

Primary Security ID: 828336107

Ticker: SLW

Primary ISIN: CA8283361076

Page 210: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Silver Wheaton Corp.

Earliest Cutoff Date: 05/19/2016

Proposal

Number Proponent

Vote

Instruction

a1 Mgmt For

a2 Mgmt For

a3 Mgmt For

a4 Mgmt For

a5 Mgmt For

a6 Mgmt For

a7 Mgmt For

a8 Mgmt For

a9 Mgmt For

b Mgmt For

c

Stericycle, Inc.

Mgmt For

Meeting Date: 05/25/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 858912108

Ticker: SRCL

Primary ISIN: US8589121081

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

Page 211: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Stericycle, Inc.

Proposal

Number Proponent

Vote

Instruction

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 SH For

6

The Southern Company

SH For

Meeting Date: 05/25/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 842587107

Ticker: SO

Primary ISIN: US8425871071

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

1m Mgmt For

1n Mgmt For

1o Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

Page 212: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Southern Company

Proposal

Number

Vote

Instruction Proponent

5 Mgmt For

6 Mgmt For

7 Mgmt For

8 Mgmt For

9 SH For

10

Twitter, Inc.

SH For

Meeting Date: 05/25/2016

Record Date: 03/30/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 90184L102

Ticker: TWTR

Primary ISIN: US90184L1026

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

2 Mgmt For

3 Mgmt For

4

W. R. Berkley Corporation

Mgmt Against

Meeting Date: 05/25/2016

Record Date: 03/29/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 084423102

Ticker: WRB

Primary ISIN: US0844231029

Earliest Cutoff Date: 05/24/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt Against

Page 213: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

W. R. Berkley Corporation

Proposal

Number

Vote

Instruction Proponent

1d Mgmt Against

2 Mgmt For

3 Mgmt Against

4

Annaly Capital Management, Inc.

Mgmt For

Meeting Date: 05/26/2016

Record Date: 03/29/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 035710409

Ticker: NLY

Primary ISIN: US0357104092

Earliest Cutoff Date: 05/25/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

2 Mgmt Against

3

China Mobile Limited

Mgmt For

Meeting Date: 05/26/2016

Record Date: 04/18/2016

Country: Hong Kong

Meeting Type: Annual

Primary Security ID: Y14965100

Ticker: 941

Primary ISIN: HK0941009539

Earliest Cutoff Date: 05/17/2016

Proposal

Number Proponent

Vote

Instruction

Mgmt

1 Mgmt For

2 Mgmt For

3.1 Mgmt For

3.2 Mgmt For

Page 214: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

China Mobile Limited

Proposal

Number

Vote

Instruction Proponent

3.3

Mgmt Against

3.4 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt Against

7

Leucadia National Corporation

Mgmt Against

Meeting Date: 05/26/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 527288104

Ticker: LUK

Primary ISIN: US5272881047

Earliest Cutoff Date: 05/25/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

2 Mgmt For

3 Mgmt For

Page 215: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

McDonald's Corporation

Meeting Date: 05/26/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 580135101

Ticker: MCD

Primary ISIN: US5801351017

Earliest Cutoff Date: 05/25/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt For

4 SH Against

5 SH Against

6 SH Against

7 SH Against

8 SH Against

9

Navient Corporation

SH Against

Meeting Date: 05/26/2016

Record Date: 03/30/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 63938C108

Ticker: NAVI

Primary ISIN: US63938C1080

Page 216: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Navient Corporation

Earliest Cutoff Date: 05/25/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt Against

1k Mgmt For

1l Mgmt For

2 Mgmt For

3 Mgmt Against

4

Owens-Illinois, Inc.

SH For

Meeting Date: 05/26/2016

Record Date: 03/16/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 690768403

Ticker: OI

Primary ISIN: US6907684038

Earliest Cutoff Date: 05/25/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

Page 217: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Owens-Illinois, Inc.

Proposal

Number Proponent

Vote

Instruction

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

2 Mgmt For

3

Raytheon Company

Mgmt For

Meeting Date: 05/26/2016

Record Date: 04/05/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 755111507

Ticker: RTN

Primary ISIN: US7551115071

Earliest Cutoff Date: 05/25/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt Against

5 SH Against

6 SH Against

Page 218: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

The Macerich Company

Meeting Date: 05/26/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 554382101

Ticker: MAC

Primary ISIN: US5543821012

Earliest Cutoff Date: 05/25/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt For

4

Tiffany & Co.

Mgmt For

Meeting Date: 05/26/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 886547108

Ticker: TIF

Primary ISIN: US8865471085

Earliest Cutoff Date: 05/25/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

Page 219: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Tiffany & Co.

Proposal

Number Proponent

Vote

Instruction

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

3 Mgmt Against

4

Unum Group

SH Against

Meeting Date: 05/26/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 91529Y106

Ticker: UNM

Primary ISIN: US91529Y1064

Earliest Cutoff Date: 05/25/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt For

1.12 Mgmt For

1.13 Mgmt For

2 Mgmt For

3 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Unum Group

Proposal

Number

Vote

Instruction Proponent

4

VMware, Inc.

Mgmt For

Meeting Date: 05/26/2016

Record Date: 03/31/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 928563402

Ticker: VMW

Primary ISIN: US9285634021

Earliest Cutoff Date: 05/25/2016

Proposal

Number Proponent

Vote

Instruction

2 Mgmt Against

3

Voya Financial, Inc.

Mgmt For

Meeting Date: 05/26/2016

Record Date: 03/28/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 929089100

Ticker: VOYA

Primary ISIN: US9290891004

Earliest Cutoff Date: 05/25/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

2 Mgmt For

Page 221: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Voya Financial, Inc.

Proposal

Number

Vote

Instruction Proponent

3 Mgmt For

4 Mgmt For

5 Mgmt For

6

Baxalta Incorporated

SH Against

Meeting Date: 05/27/2016

Record Date: 04/11/2016

Country: USA

Meeting Type: Special

Primary Security ID: 07177M103

Ticker: BXLT

Primary ISIN: US07177M1036

Earliest Cutoff Date: 05/26/2016

Proposal

Number Proponent

Vote

Instruction

1 Mgmt For

2 Mgmt Against

3

Cerner Corporation

Mgmt For

Meeting Date: 05/27/2016

Record Date: 03/30/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 156782104

Ticker: CERN

Primary ISIN: US1567821046

Earliest Cutoff Date: 05/26/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

2 Mgmt For

3 Mgmt Against

4 Mgmt For

Page 222: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Incyte Corporation Meeting Date: 05/27/2016

Record Date: 04/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 45337C102

Ticker: INCY

Primary ISIN: US45337C1027

Earliest Cutoff Date: 05/26/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt Withhold

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt Against

5

Lincoln National Corporation

Mgmt For

Meeting Date: 05/27/2016

Record Date: 03/21/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 534187109

Ticker: LNC

Primary ISIN: US5341871094

Earliest Cutoff Date: 05/26/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

Page 223: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Lincoln National Corporation

Proposal Vote

Number Proponent Instruction

2 Mgmt For

3 Mgmt Against

4

Lowe's Companies, Inc.

SH For

Meeting Date: 05/27/2016

Record Date: 03/18/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 548661107

Ticker: LOW

Primary ISIN: US5486611073

Earliest Cutoff Date: 05/26/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Withhold

1.2 Mgmt For

1.3 Mgmt Withhold

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt For

1.9 Mgmt For

1.10 Mgmt For

1.11 Mgmt Withhold

2 Mgmt For

3 Mgmt Against

4 Mgmt For

5 SH For

6 SH For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Old Republic International Corporation

Meeting Date: 05/27/2016

Record Date: 03/31/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 680223104

Ticker: ORI

Primary ISIN: US6802231042

Earliest Cutoff Date: 05/26/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt Withhold

1.2 Mgmt Withhold

1.3 Mgmt Withhold

2 Mgmt For

3 Mgmt Against

4

Roper Technologies, Inc.

SH For

Meeting Date: 05/27/2016

Record Date: 03/29/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 776696106

Ticker: ROP

Primary ISIN: US7766961061

Earliest Cutoff Date: 05/26/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt For

1.3 Mgmt For

1.4 Mgmt For

1.5 Mgmt For

1.6 Mgmt For

1.7 Mgmt For

1.8 Mgmt Withhold

1.9 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

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Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Yandex NV

Meeting Date: 05/27/2016

Record Date: 04/30/2016

Country: Netherlands

Meeting Type: Annual

Primary Security ID: N97284108

Ticker: YNDX

Primary ISIN: NL0009805522

Earliest Cutoff Date: 05/26/2016

Proposal

Number Proponent

Vote

Instruction

Mgmt

1 Mgmt For

2 Mgmt For

3 Mgmt For

4 Mgmt For

5 Mgmt For

6 Mgmt For

7 Mgmt For

8 Mgmt For

9 Mgmt For

10 Mgmt Against

11 Mgmt For

12 Mgmt Against

13 Mgmt Against

14 Mgmt Against

15

Zions Bancorporation

Mgmt Against

Meeting Date: 05/27/2016

Record Date: 03/24/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 989701107

Ticker: ZION

Primary ISIN: US9897011071

Earliest Cutoff Date: 05/26/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

Page 226: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Zions Bancorporation

Proposal

Number

Vote

Instruction Proponent

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

1k Mgmt For

2 Mgmt For

3 Mgmt Against

4 Mgmt For

5

Henry Schein, Inc.

SH For

Meeting Date: 05/31/2016

Record Date: 04/04/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 806407102

Ticker: HSIC

Primary ISIN: US8064071025

Earliest Cutoff Date: 05/27/2016

Proposal

Number Proponent

Vote

Instruction

1a Mgmt For

1b Mgmt For

1c Mgmt For

1d Mgmt For

1e Mgmt For

1f Mgmt For

1g Mgmt For

1h Mgmt For

1i Mgmt For

1j Mgmt For

Page 227: Vote Summary Report North America May 2016 · Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016 ALLY FINANCIAL INC. Proposal Number Proponent Vote Instruction. 1.7

Vote Summary Report Date range covered: 05/01/2016 to 05/31/2016

Henry Schein, Inc.

Proposal

Number

Vote

Instruction Proponent

1k Mgmt For

1l Mgmt For

1m Mgmt For

1n Mgmt For

1o Mgmt For

2 Mgmt For

3

Tesla Motors, Inc.

Mgmt For

Meeting Date: 05/31/2016

Record Date: 04/08/2016

Country: USA

Meeting Type: Annual

Primary Security ID: 88160R101

Ticker: TSLA

Primary ISIN: US88160R1014

Earliest Cutoff Date: 05/27/2016

Proposal

Number Proponent

Vote

Instruction

1.1 Mgmt For

1.2 Mgmt Against

2 Mgmt For

3 SH For