wenston & strawn llp · unredacted documents. i would note that while expediency and a desire...

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WENSTON & STRAWN LLP

35 WEST WACKER DRIVECHICAGO, ILLINOIS 60601-9703

43 RUE DU RHONE1204 GENEVA. SWITZERLAND

CITY POINT1 ROPEMAKER STREET

LONDON. EC2Y GHT

MARK J. WETTERHAHN(202) 371-5703

mwetterhahnZwinston.com

1400 L STREET, N.W.WASHINGTON, D.C. 20005-3502

(202) 371-5700

FACSIMILE (202) 371-5950

www.winston.com

September 3, 2004

333 SOUTH GRAND AVENUELOS ANGELES, CALIFORNIA 90071-1543

200 PARK AVENUENEW YORK, NEW YORK 10166-4193

21 AVENUE VICTOR HUGO75116 PARIS, FRANCE

101 CALIFORNIA STREETSAN FRANCISCO. CALIFORNIA 94111-5894

DOCKETEDUSNRC

Hand and Electronic Delivery September 9, 2004 (10:27AM)

Diane Curran, Esq.Harmon, Curran, Spielberg & Eisenberg, LLP1726 M Street, N.W.Suite 600Washington, DC 20036

OFFICE OF SECRETARYRULEMAKINGS AND

ADJUDICATIONS STAFF

Re: In the Matter of Duke Energy CorporationCatawba Nuclear Station, Units 1 and 2Docket Nos. 50413-OLA, 50-414-OLA-

Dear Ms. Curran:

This letter confirms certain discovery matters related to Security Contention 5 inthe captioned proceeding. Initially, I am enclosing a revised Index of Documents Responsive toBREDL Request ("Index").

As requested in your August 26, 2004 letter to me (Safeguards Information),Security Procedure No. 400 has been made available for your examination at the offices ofWinston & Strawn. Also, pursuant to your request in that letter, I have enclosed with this letteran index of Catawvba security procedures. I would note that a number of procedures have alreadybeen provided to you as responsive to specific discovery requests, e.g., Index Nos. 67-76. Inproviding such a list, Duke does not concede that all such procedures are relevant or discoverablein this proceeding.

Yesterday, I informed you that the NRC Staff requested that I remove theunredacted copies of two security procedures, Nos. 213 and 401 (Index Nos. 67 and 68), fromthe group of discovery documents made available to you. By letter of this date to the LicensingBoard, with copies to the parties, the NRC Staff requested that Duke continue to withhold theunredacted documents. I would note that while expediency and a desire to move this proceedingforward played some role in the decision to release the unredacted documents, Duke was actingin full accord with the Licensing Board's Memorandum and Order (Confirming August 10,

DC:373387.1

-elnpl e oeC c- 0- o S1E

WINSTON & STRANWTN LLP

Diane Curran, Esq.September 3, 2004

2004, Bench Ruling Finding Need to Know and Ordering Provision of Documents Sought byIntervenor in Discovery) dated August 13, 2004. However, Duke has agreed to the Staffsrequest and will, instead, make the redacted versions of Documents 67 and 68 available to you atthis time.

This letter will also confirm that all documents listed in the revised Index havenow been made available for your review.

Sincerely,

Mark J. WetterhahnCounsel for Duke Energy Corporation

cc: Service List

Revised 9/3/04

MOX Lead Test Assembly (LTA) - SecurityIndex of Documents Responsive to BREDL Request

Item No. Document Description Date ofReeginning Ending To Protected Privileged Safeguard Producton GivenDocume Number Number Information Access

DrawingsProtected area,

1 CN 1003-10-024 S000596 S000596 Crolled area Y N N N Y

and Fuel._______ _Building __

2 CN-1200-11.04-15 S000598 S000598 Y N N N Y

3 CN-1200-11.05 S000595 S000595 t Y N N N Y

4 CN-1200-11.06 S000599 S000599 Y N N N Y

5 CN-1200-11.07 S000597 S000597 Y N N N Y

6 C-001 S000592 S000592 Y N N N Y

7 CN-1003-15 S000594 S000594 Y N N N Y

OP/1/A/6550/006

8 "Transferring Fuel S000044 S000095 Fuel Handling Y N N N Ywith the Spent Fuel Procedures

_______ M anipulator C rane" _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _

9

Scenario forRetrieving a New

MOX Fuel Assemblyfrom the Spent FuelPool to the Railroad

Bay, James M.Brindle Memo

6/29/20041 S000603 I S000603 N

y_

Attomey-ClientVWork

Product(WaivedPrivilege)

Y Y Y

a I J. n

Revised 9/3/04

Date of Beginning Ending Protected Prvlgd Safeguard Object to GivEnItem No. Document Descrption Bates Bates Responsive To nf ation Status Production A sGivn

teNoDouetDsrpon Document Number Number Information Status_ Production Access__

OP/0/A/6550/01710 "Fuel Component S000001 S000029 of Y N N N Y

Handling Tools"OP/0/A/6550/16

11 "Overhead Fuel S000030 S000043 of Y N N N YBuilding Cranes"

Catawba NuclearStation, Units 1&2 -

OperationalSafeguards Response OSRE Report

12 Evaluation (TACs N. SGI SGI from NRC Y N Y YM97195 & M97196),March20, 1997 NRCLetter from LeMoine

Cunningham

Catawba Nuclear13 Station OSRE Video Jan-97 SGI SGI N

OSRE Preparation Duke OSRE14 Evaluation July 11, SGI SGI Preparation Y N Y Y

1996 Dennis Collins Materials

Lotus Note on Project15 Management Security 8/29/1996 S000096 S000097 Y N N N Y

Enhancements forArmed Response

16 Lotus Note on Door 7/25/1996 S000098 S000099 Y N N N Y_ _ _ _ _ C h a n g e s I _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __I_ _ _ _ _ _ _ _ _ _ _ _

Revised 9/3/04

DaeoTognig nigProtected Prvlgd Safeguard Object to GivenItemNo. DocumentDescripton Dateof Bates Bates ResponsiveTo Information Privileged Status Production GivenItmN.Dcmn ecito ouetNumber Number Access_ ______ ___________

17 Duke Power Company- 5/22/1996 S000100 S000103 Y N N N Y_______ OSRE Range _ _ _ __ _ _ _ _ _ _ _ _

18 Schedule of Events 5/14/1996 S000104 S000108 Y N N N Y

19 Operational Safeguards 5/20-23, S000109 S000124 Y N N N YResponse Evaluation 1996

20 Capital Items for Mod S000125 S000127 Y N N N Y

Lotus Note from Purser21 on CostVariance on 11/1/1996 S000128 S000129 Y N N N Y

OSRE Mods

22 Lotus Note from Matt 7/17/1996 S000130 S000130 Y N N N YHogan on Door changes

Operational Safeguards 11211-2423 Response Evaluation 1997 S000131 S000150 Y N N N Y

AgendaContents of Diskette

Accompanying24 Operationa Safeguards S000151 S000179 Y N N N Y

Response EvaluationAgenda .

25 Memo to File "OSRE 2/24/1994 S000180 S000183 Y N N N YMeeting Minutes 218/94"

APS - SSG Vital Target26 Identification and SGI SGI Y N Y Y

Analysis Report27 NSD Drill Evaluation S000184 S000190 Y N N N Y

Worksheet Index .

28 NSD Drill Evaluation SGI SGI Y N Y YWorksheets

Revised 9/3/04

Date of Beginning Ending Protected Prvileged Safeguard Object to GivenItem No. Document Description Documen Numbe Num er posivTPrvilge Given_________

Baeuats RsNumberponiveT Information Status Production Access

28A Evaluation Sheets SGI SGI N2003 .

28B Evaluation Sheets SGI SGI Y N Y Y Y2004

29 Catawba Security S000319 S000591 Y N N N YDrill Data Base Index .

30 Catawba Security SGI SGI Y N Y Y YDrill Data Base

30A Data Base Report SGI SGI Y N Y Y Y1999

30B Data Base Report SGI SGI Y N Y Y Y2000 .

30C Data Base Report SGI SGI Y N Y Y Y2001 .

30D Data Base Report SGI SGI Y N Y Y Y. _ 2002

31 C-00-05997 Target S000199 S000204 Y N N N YSet PIP

C-01-05551 Turbine32 Building Delay S000205 S000222 Y N N N Y

Barriers and Re-enforcement

33 C-01-05554 Security S000223 S000237 Y N N N YDrill Evaluations

C-01-05572 Security34 Drill Bullet Resistant S000238 S000243 Y N N N Y

Enclosure .

..

Revised 9/3/04

Beginning Ending BREDLItem No. Document Description Date of Bates Bates Responsive To Protected Privileged Safeguard Object to Given

Document Nme NubrInformation Status Production Acs

C-02-04838 Owner35 Controlled Area S000244 S000249 Y N N N Y

Security Equipment36 C-02-05455 Security S000250 S000254 Y N N N Y

camera RL dischargeC-02-05454 Security

37 Two-Way S000191 S000198 Y N N N YI8Communication

38 C-02-06308 Location S000255 S000261 Y N N N Yof TB workstation

C-03-0268539 Evaluation for S000262 S000267 Y N N N Y

Security Scenarios

C-03-04422 Security40 Assessment Force on S000268 S000275 Y N N N Y

Force

C-96-0195941 Modifications Armed S000276 S000281 Y N N N Y

Response

C-03-0395942 Document Self S000282 S000287 Y N N N Y

Assessment

C-03-06392 Security43 Third Quarter S000288 S000298 Y N N N Y

Assessment

Revised 9/3/04

No ouetDate of Beginning Ending Protected Safeguard Object to BREDLItem No. Document Description Bates Bates Responsive To Privileged S Oductio GivenDocument Number Number Information_ Status__Production Access

NRC Request for Duke InterimAdditional Information, Duk Meres

44 Mixed Oxide Lead 3/31/2004 SGI SGI MOX Measures Y N Y ?Assemblies, R.E. RAspand

Martin Response

Rev. 16 to Duke EnergyCorp. physical plant andRequest for Exemption

45 from certain Regulatory SGI SGI Y N Y YRequirements in 10

CFR 11 & 73 to supportMOX Use

NRC Request forAdditional This This

Information January Document Document46 30, 2004 Mixed 1/30/2004 is already is already Y N Y ?

Oxide Lead available availableAssemblies, R.E. to BREDL to BREDL

Martin

Response to Requestfor Additional This This

Information, March Document Document47 1, 2004 Mixed Oxide is already is already Y N Y ?

Lead Assemblies available available(Security), H.B. to BREDL to BREDL

Barron

Revised 9/3/04

Date of Beginning Ending Protected Prvlgd Safeguard Object to GivenItem No. Document Description Document Bates Bates Responsive To Information Privileged Status Production GAcen

ItmN.Dcmn ecito ouetNumber Number Access_______ _____________


Information Mixed Document Document48 Oxide Lead is already is already Y N Y ?

Assemblies available available(Security), March 9, to BREDL to BREDL2004, H.B. Barron


Information Mixed Document Document49 Oxide Lead is already is already Y N Y ?

Assemblies available available(Security), April 13, to BREDL to BREDL2004, H.B. Barron

Supplement 1 toSafety Evaluation for

ProposedAmendments to theFacility Operating This This

License and Technical Document Document50 is already is already Y N Y ?

Specifications to available availableAllow Insertion of to BREDL to BREDLMixed Oxide FuelLead Assemblies,

May 5,2004, R.E.Martin

Revised 9/3/04

DtofBeginning Ending Protected Safeguard Object to BRDItem No. Document Description Document Bates Bates Responsive To nfomaton Privileged SGavus Producton Gien

DouetNumber Number AnoraiocSaus Prdcto

Appendix G, MOX51 Interim Security SGI SGI Y N Y Y Y

Measures for NewSecurity Plan FormatSecurity Assessmentfor Catawba Nuclear Specifications

52 Facility April 23, S000299 S000318 Bullet Proof Y N N N Y

2002 Global Security EnclosuresConsultants

50 Caliber CartridgeIdentification and This This

Specifications Internet Document Document53 Pubicn is Publicly is already N N N N Y

Publicbleavailable(http://www.bighamm Available to BREDL

er.net/barrett/fas)

Stella Ammunition ThisDescription This Document

54 (http://www.stella.ksk Document is already N N N N Y54 ~~~is Publicly avislablread

s.co.jp/filmn/ul752.htm Available toavaabeL

Tote Systems This ThisAustaliaDocuentDocument

55 Aust alia DPcubmli is already N N N N Y

(hup://www.tote.com. ib availableaulnij.htm) Available to BREDL

Revised 9/3/04

DtofBeginning Ending PoetdSfgad Ojcto BREDLItem No. Document Description Document Bates Bates Responsive To Informaton Privileged Status Production Given

I Number Number , Access

Action BulletResistant This This

(hp:/wwwfedcentcr Document Document56 .com/fedsites/Action_ is Publicly is already N N N N Y

AvaiableavailableBulletResistant/ratin Available to BREDL

ngs.htm)

Certificate of Vendor57 Compliance Order 1/2/2003 S000604 S000604 for Bullet Proof Y N N Y Y

No. P02-01508 Enclosures

58 Fax Protech --.50 AP 1/16/2003 S000605 S000605 Y N N Y Y___ M2

Certificate of59 Compliance Order No. S000606 S000606 Y N N Y Y

P002-0090060 Supplemental Response 42204 GI SI Duke Security Y N Y Y60 to April 29, 2003 Orders 4/27/2004 SGI SGI Plan

61 Request of Additional 6/8/2004 SGI SGI Y N Y Y_________ Inform ation _ _ _ _ __ _ _ _ _ _ _ _ _ _ _ __ _ _ _ _ _ _ _ _ _ _

62 Request of Additional 6/14/2004 SGI SGI Y N Y Y________ Inform ation _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ __ _ _ _ _

Order for Compensatory Post

63 Measures related to 1/7/2003 SGI SGI September 911 Y N Y YAccess Authorization, Orders

EA-02-261

Revised 9/3/04

Date of Beginning Ending Protected Safeguard Object to BREDLItem No. Document Description Document Number Number . Information Status Production Given

N__ _ _ _ _ _ __ _ _ _ _ _ _ _ __ _ _ _ _ _ _ ber_ __ __ _Num ber__ __ __ _ A ccess -

Order for CompensatoryMeasures related to

Training Enhancementsof Tactical and Firearms

64 Proficiency and Phusical 4/29/2003 SGI SGI Y N Y YFitness Applicable toArmed Nuclear Plant

Security ForcePersonnel, EA-03-039

Order RequiringCompliance with

65 Revised Design Basis 4/29/2003 SGI SGI Y N Y YThreat for Operating

Power Reactors, EA-03-086 l

Order for CompensatoryMeasures Related to This This

Fitness for Duty Document Document66 Enhancements 4/29/2003 is Publicly is Publicly Y N N

Applicable to Nuclear isaiPublcl isaiPublclFacility Security ForceAvial AalbePersonnel, EA-03-038

Armed Response Security67 Procedure Security SGI SGI Procedures Y N Y Y Y66 Security Procedure 213 = SGI SGI = Y N Y _ _

68 Security Conditions SI GI N Y YSecurity Procedure 401SGSI

Revised 9/3/04

Date of Beginning Ending Protected Safeguard Object to BREDLDocument Bates Bates Responsive To Information Status Production

Number Number Access

Multiple Loss of On-Site69 Communication, SGI SGI Y N Y Y Y

Security Procedure 404

Personnel/Civil70 Disturbance, Security SGI SGI Y N Y Y Y

Procedure 406

Discovery of Suspected

71 Sabotage or Sabotage SGI SGI Y N Y Y YDevice, SecurityProcedure 407

Suspected or Confirmed

72 Intrusion or Sabotage SGI SGI Y N Y Y YAttempt, SecurityProcedure 408

Stated or Perceived73 Threat to Sabotage, SGI SGI Y N Y Y Y

Security Procedure 409

Discovery of Breached74 Barrier, Secuirty SGI SGI Y N Y Y Y

Procedure 410 .

Significant SecurityEquipment Degradation

75 Singularly and in SGI SGI Y N Y Y YCombination, Security

Procedure 412

Revised 9/3/04

Date of Beginning Ending Protected Safeguard Object to BREDLItem No. Document Description Document Bates Bates Responsive To Ifnfr i Privileged Satus Production Given

_ _ _ _ _ Number Number __ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ Access

Loss of Off-Site76 Communicaiton, Singly SGI SGI Y N Y Y Y

and in Combination,Security Procedure 413

t AResponse77 Protected Area Time S000593 S000593 Time Line Y N N N Y

Line Drawing Drawings

Drawing General78 Arrangement 594 CN- S000600 S000600 Y N N N Y

1040-05.02 . -

79 Local Law Enforcement, SGI SGI Y N Y N YSecurity Procedure 400

Drawings Ditch System,80 CFD-7700-Z-0001 and S000601 S000602 Y N N N Y

C-020

9/3/04

CATAWBA NUCLEAR STATIONSECURITY PROCEDURE INDEX

RevisionNumber Title Number

I. General Duties and Responsibilities of Security Force101 General Security Duties and Responsibilities of Security Force Members 11102 Firearms Control Procedure 3103 Process for Maintenance of T&Q Plan 3104 Security Related Document Revision Process 2105 Lock and Key Control 19106 Medical Emergencies/Confined Space Rescue 2107 Human Performance Monitoring and Trending Program 1108 Deleted109 Conduct of ecurity Readiness Drills I1110 Handling Safeguards Infornation 0111 Security Information Communication Process 0

II. Specific Responsibilities of Security Force (Post Related)200 Owner Controlled Area Control 5201 Owner Controlled Area Gate Access and Patrol 7202 Protected Area Patrol 36203 Vital Area Patrol 24204 Deleted205 Deleted206 Personnel Access Portal Officer 23207 VAP Operations 8208 Security Bar Code Scanning System 0209 Deleted210 Access Control Officer 13211 CAS/SAS Officer 41212 Deleted213 Armed Responder 13214 Cargo Access Officer 17215 Deleted216 Deleted217 Deleted218 Deleted219 Compensatory Officer 12220 Owner Controlled Area (OCA) Badge Encoding Process 0221 Deleted222 Security Controlled Area Declassification 0

III. Security Equipment301 Microwave Performance and Tamper Testing 4302 Microwave Operational Test Requirements and Methods 15303 Explosive Detector Operability and Testing 6

DC:373341.1

9/3/04

-2 -

RevisionNumber Title Number

304 X-Ray Equipment Operability and Testing 4305 Deleted306 E-Flex Alarm System Operability and Testing 8307 Communication Equipment Operability and Testing 14308 PA Lighting Operability Testing 13309 Deleted310 Seven Day Inspection311 Metal/Weapon Detection Equipment Operability and Testing 8312 Security Power/Interface Cabinet Tamper Test 9313 Seven (7) Day Yard Drain Inspection 8314 Security Tactical Respiratory Protection Program 1315 CCTV System Testing 17316 Entrance/Exit Turnstile Operational Test 5317 Entrance Turnstile Performance Text 5318 Exit Turnstile Performance Test 2319 Hand Geometry Unit Operational Test 3320 Hand Geometry Unit Performance Test 2

IV. Contingency Procedures400 Site Security and Local Law Enforcement Interface Procedure 1401 Security Conditions 15402 Alarm Annunciation 14403 Fire or Explosion 5404 Multiple Loss of On-Site Communication 4405 Discovery of Unidentified Person(s) in the Protected or Vital Areas 5406 Personnel/Civil Disturbance 7407 Discovery of Suspected Sabotage or Sabotage Device 3408 Suspected or Confirmed Intrusion or Sabotage Attempt 6409 Stated of Perceived Threat to Sabotage 5410 Discovery of Breached Barrier 5411 Site Evacuation 9412 Significant Security Equipment Degradation Singularly and in 32

Combination413 Loss of Off-Site Communication, Singly and in Combination 5414 Hostage Situation 6415 Extortion 4416 Security Personnel Strike 9417 Emergency Access Control 8418 Security Duress Procedure 4419 Vehicle Barrier System 10420 NRC Threat Level Response Actions 2

9/3/04

-3 -

[RevisionNumber Title [Number

V. Security Test Procedures500 PSCS EP Site Assembly Card Reader Accountability Testing 2

(Performance Testing)501 Deleted502 Alarm Door Operation Test Procedure 9503 Deleted504 Control Access Door Operational Test Procedure 12505 Control Access Door Performance Test Procedure 4506 Alarm Door Performance Test 7