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Presenting a live 90-minute webinar with interactive Q&A Whether and How to Appeal a PTO Final Refusal: TTAB and Beyond Navigating Ex Parte Appeals, Civil Actions in District Court, and Appeals to the Federal Circuit 1pm Eastern | 12pm Central | 11am Mountain | 10am Pacific THURSDAY, APRIL 7, 2016 The audio portion of the conference may be accessed via the telephone or by using your computer's speakers. Please refer to the instructions emailed to registrants for additional information. If you have any questions, please contact Customer Service at 1-800-926-7926 ext. 10. Today’s faculty features: 1pm Eastern | 12pm Central | 11am Mountain | 10am Pacific Jane F. Collen, Of Counsel, Collen IP, Ossining, N.Y. Jess M. Collen, Partner, Collen IP, Ossining, N.Y.

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Page 1: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

Presenting a live 90-minute webinar with interactive Q&A

Whether and How to Appeal a PTOFinal Refusal: TTAB and BeyondNavigating Ex Parte Appeals, Civil Actions in District Court, and Appeals to the Federal Circuit

1pm Eastern | 12pm Central | 11am Mountain | 10am Pacific

THURSDAY, APRIL 7, 2016

The audio portion of the conference may be accessed via the telephone or by using your computer'sspeakers. Please refer to the instructions emailed to registrants for additional information. If youhave any questions, please contact Customer Service at 1-800-926-7926 ext. 10.

Today’s faculty features:

1pm Eastern | 12pm Central | 11am Mountain | 10am Pacific

Jane F. Collen, Of Counsel, Collen IP, Ossining, N.Y.

Jess M. Collen, Partner, Collen IP, Ossining, N.Y.

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Tips for Optimal Quality

Sound QualityIf you are listening via your computer speakers, please note that the qualityof your sound will vary depending on the speed and quality of your internetconnection.

If the sound quality is not satisfactory, you may listen via the phone: dial1-866-570-7602 and enter your PIN when prompted. Otherwise, pleasesend us a chat or e-mail [email protected] immediately so we canaddress the problem.

If you dialed in and have any difficulties during the call, press *0 for assistance.

Viewing QualityTo maximize your screen, press the F11 key on your keyboard. To exit full screen,press the F11 key again.

FOR LIVE EVENT ONLY

Sound QualityIf you are listening via your computer speakers, please note that the qualityof your sound will vary depending on the speed and quality of your internetconnection.

If the sound quality is not satisfactory, you may listen via the phone: dial1-866-570-7602 and enter your PIN when prompted. Otherwise, pleasesend us a chat or e-mail [email protected] immediately so we canaddress the problem.

If you dialed in and have any difficulties during the call, press *0 for assistance.

Viewing QualityTo maximize your screen, press the F11 key on your keyboard. To exit full screen,press the F11 key again.

Page 3: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

Continuing Education Credits

In order for us to process your continuing education credit, you must confirm yourparticipation in this webinar by completing and submitting the AttendanceAffirmation/Evaluation after the webinar.

A link to the Attendance Affirmation/Evaluation will be in the thank you emailthat you will receive immediately following the program.

For additional information about continuing education, call us at 1-800-926-7926ext. 35.

FOR LIVE EVENT ONLY

In order for us to process your continuing education credit, you must confirm yourparticipation in this webinar by completing and submitting the AttendanceAffirmation/Evaluation after the webinar.

A link to the Attendance Affirmation/Evaluation will be in the thank you emailthat you will receive immediately following the program.

For additional information about continuing education, call us at 1-800-926-7926ext. 35.

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Program Materials

If you have not printed the conference materials for this program, pleasecomplete the following steps:

• Click on the ^ symbol next to “Conference Materials” in the middle of the left-hand column on your screen.

• Click on the tab labeled “Handouts” that appears, and there you will see aPDF of the slides for today's program.

• Double click on the PDF and a separate page will open.

• Print the slides by clicking on the printer icon.

FOR LIVE EVENT ONLY

If you have not printed the conference materials for this program, pleasecomplete the following steps:

• Click on the ^ symbol next to “Conference Materials” in the middle of the left-hand column on your screen.

• Click on the tab labeled “Handouts” that appears, and there you will see aPDF of the slides for today's program.

• Double click on the PDF and a separate page will open.

• Print the slides by clicking on the printer icon.

Page 5: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

Presented by:Jess M. Collen

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Final Office Action Requests for Reconsideration Ex Parte Appeal to TTAB

6

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After a Final office action After second refusal on same ground, even

if non-final

After a Final office action After second refusal on same ground, even

if non-final

7

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Rely on common law protection Avoid damaging statements on the record

which can weaken enforcement

8

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Registration is never mandatory Do not create adverse record

9

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When you need to add evidence into therecord for Appeal

When you believe responding may forceExamining Attorney to take another look andunderstand the Applicant may be prepared toAppeal

When you need to add evidence into therecord for Appeal

When you believe responding may forceExamining Attorney to take another look andunderstand the Applicant may be prepared toAppeal

10

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A request for reconsideration does notautomatically toll time for filing Notice ofAppeal

Failure to pay appeal fee by appeal deadlineresults in dismissal

Sometimes (rarely) the strategy can backfireand give the USPTO a chance to alsoembellish its record

A request for reconsideration does notautomatically toll time for filing Notice ofAppeal

Failure to pay appeal fee by appeal deadlineresults in dismissal

Sometimes (rarely) the strategy can backfireand give the USPTO a chance to alsoembellish its record

11

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Examining Attorney put in 1100 pages ofevidence after refusal

Examining Attorney put in 1100 pages ofevidence after refusal

12

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Do not forget you must address not justsubstantive refusal, but any remainingformalities as well

As with most Appeals, you cannot introduceevidence not in the record below (but thereare some exceptions)

Claiming distinctiveness under15USC 1052(f), buttressing the record

Do not forget you must address not justsubstantive refusal, but any remainingformalities as well

As with most Appeals, you cannot introduceevidence not in the record below (but thereare some exceptions)

Claiming distinctiveness under15USC 1052(f), buttressing the record

13

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Due 60 days from filing appeal Reconsideration stays date to file brief

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Does your evidence comply with rules for:◦ Website evidence◦ PTO file histories◦ Use and declarations Simple declaration format with exhibits to verify,

especially for sales/advertising

Does your evidence comply with rules for:◦ Website evidence◦ PTO file histories◦ Use and declarations Simple declaration format with exhibits to verify,

especially for sales/advertising

15

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In Re Thor Tech, Inc. (TTAB 2015) (SN86057217)

TERRAIN for recreational vehicles, namelytowable trailers ≠ TERRAIN for motorvehicles, namely, trucks

In Re Thor Tech, Inc. (TTAB 2015) (SN86057217)

TERRAIN for recreational vehicles, namelytowable trailers ≠ TERRAIN for motorvehicles, namely, trucks

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KEY: Examining Attorney submitted 7registrations with trucks/trailers in goods;Applicant submitted 50 registrations forsubstantially identical marks for land motorvehicles v. towable recreational vehicletrailers

2(d) Refusal Reversed

KEY: Examining Attorney submitted 7registrations with trucks/trailers in goods;Applicant submitted 50 registrations forsubstantially identical marks for land motorvehicles v. towable recreational vehicletrailers

2(d) Refusal Reversed

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Section 2(d) – Likelihood of confusion Section 2(e) – Descriptive, including surname,

geographic, function as trait of goods/services

Section 2(f) – Has applicant proven acquireddistinctiveness?

Section 2(d) – Likelihood of confusion Section 2(e) – Descriptive, including surname,

geographic, function as trait of goods/services

Section 2(f) – Has applicant proven acquireddistinctiveness?

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Answer: Statistically, not very likely!◦ Board affirms 80% to 90% of Examiner’s refusals on

Appeal

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Page 20: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

To meet a deadline while dealing withcircumstances out of your control (e.g.,Co-existence Agreement)

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1. Applying with stylized form or designa. Disclaiming a verbal portion or to distinguish from

another stylized mark

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2. Seek a consent? A topic in and of itself:a. If you are prepared to abandon your plans if the

adversary does not agree to consent, the risk ismuch more tolerable• But you may be inviting a demand that you cease and

desistb. Be prepared for them to request certain restrictions

as you use the Mark now and in the future

2. Seek a consent? A topic in and of itself:a. If you are prepared to abandon your plans if the

adversary does not agree to consent, the risk ismuch more tolerable• But you may be inviting a demand that you cease and

desistb. Be prepared for them to request certain restrictions

as you use the Mark now and in the future

22

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c. If you do not have superior rights, a consentagreement may be beneficial

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Page 24: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

d. Companies have different views• Some have a cordial view of business – place• Others take a view that unless there is some business

advantage to granting a consent, agreements areundesirable

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e. Don’t forget the global situationf. Where one party has senior rights in one jurisdiction(e.g. USA) and the other one has senior rights in anotherjurisdiction (e.g. EU or Canada), each may need the other

e. Don’t forget the global situationf. Where one party has senior rights in one jurisdiction(e.g. USA) and the other one has senior rights in anotherjurisdiction (e.g. EU or Canada), each may need the other

25

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3. Amending to Supplemental Register – is itever a good idea?

26

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4. Enter a disclaimer or seek to add Section2(f) claim

5. Abandon and re-file after you can showacquired distinctiveness

27

Page 28: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

Must be timely requested (10 days after lastbrief)

To appear or not

◦ TTAB generally says don’t bother unless you havesomething

versus◦ Never forgo chance to appear and answer questions

(do you have questions you cannot answer)

Must be timely requested (10 days after lastbrief)

To appear or not

◦ TTAB generally says don’t bother unless you havesomething

versus◦ Never forgo chance to appear and answer questions

(do you have questions you cannot answer)

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Page 29: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

Always look for opportunities to settle Examining Attorney may be more amenable

once it is clear that appeal is going to gothrough to completion

If new evidence arises, bring it ExaminingAttorney’s attention (even if you cannot get itin the record)

Always look for opportunities to settle Examining Attorney may be more amenable

once it is clear that appeal is going to gothrough to completion

If new evidence arises, bring it ExaminingAttorney’s attention (even if you cannot get itin the record)

29

Page 30: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

Do not make weak arguments Do not argue facts You may lose credibility

30

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Do not ignore Board’s orders Avoid name calling or criticizing the

Examiner’s diligence

Do not ignore Board’s orders Avoid name calling or criticizing the

Examiner’s diligence

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Not every issue is ripe for an appeal◦ Certain issues of PTO procedure are addressed by

Petition to the Commissioner

Not every issue is ripe for an appeal◦ Certain issues of PTO procedure are addressed by

Petition to the Commissioner

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An applicant has two options for obtainingreview of a Board decision:1. Appeal to the United States Court of Appeals for

the Federal Circuit2. Civil action in a United States District Court for

review

An applicant has two options for obtainingreview of a Board decision:1. Appeal to the United States Court of Appeals for

the Federal Circuit2. Civil action in a United States District Court for

review

34

Page 35: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

The CAFC limits its review to the recorddeveloped before the TTAB

No new evidence may be submitted and nonew issues raised

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Page 36: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

If an applicant takes an appeal to the CAFC itwaives its right to proceed by civil action

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Page 37: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

Notice of Appeal must be filed with theUSPTO within two months of the Board’sdecision

The USPTO may grant extensions of time forgood cause, or, upon a showing of excusableneglect

Any request for rehearing or reconsiderationstays the time for filing the Notice of Appeal

Appeal is then due two months after actionon the request

Notice of Appeal must be filed with theUSPTO within two months of the Board’sdecision

The USPTO may grant extensions of time forgood cause, or, upon a showing of excusableneglect

Any request for rehearing or reconsiderationstays the time for filing the Notice of Appeal

Appeal is then due two months after actionon the request

37

Page 38: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

In addition to filing in the TTAB, three copiesof the Notice of Appeal are filed with the clerkof the CAFC, plus the appeal fee ($450)

The Board sends the certified list of contentsof the record and a copy of the decisionbeing appealed (within 40 days of the noticeof appeal)

In addition to filing in the TTAB, three copiesof the Notice of Appeal are filed with the clerkof the CAFC, plus the appeal fee ($450)

The Board sends the certified list of contentsof the record and a copy of the decisionbeing appealed (within 40 days of the noticeof appeal)

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Page 39: Whether and How to Appeal a PTO Final Refusal: TTAB and Beyondmedia.straffordpub.com/products/whether-and-how-to-appeal-a-pto... · Whether and How to Appeal a PTO Final Refusal:

Brief is due sixty days after the USPTO servesthe certified list of the record

Appellee has 40 days after appellant’s brief isfiled

Reply brief – 14 days Appendix due seven days after the last brief

is served and filed. Oral argument

◦ The maximum time allowed is 30 minutes (perside), usually less

Brief is due sixty days after the USPTO servesthe certified list of the record

Appellee has 40 days after appellant’s brief isfiled

Reply brief – 14 days Appendix due seven days after the last brief

is served and filed. Oral argument

◦ The maximum time allowed is 30 minutes (perside), usually less

39

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“Substantial evidence” applies to factualissues◦ Would a reasonable person find that the evidence

supports the Board’s conclusion. de novo review of questions of law without

deference to TTAB

“Substantial evidence” applies to factualissues◦ Would a reasonable person find that the evidence

supports the Board’s conclusion. de novo review of questions of law without

deference to TTAB

40

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Example: TAKETEN for health care servicesnot confusingly similar to TAKE 10! forprinted materials related to physical fitness.re St. Helena Hospital, 113 USPQ2d 1082(Fed. Cir. 2014)

Example: TAKETEN for health care servicesnot confusingly similar to TAKE 10! forprinted materials related to physical fitness.re St. Helena Hospital, 113 USPQ2d 1082(Fed. Cir. 2014)

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The Board found the marks were similar CAFC said this finding was supported by

substantial evidence However, the issue of related goods/services

not supported by substantial evidence The Board found “consumer care” was a

neutral factor. CAFC said that finding lackedsubstantial evidence

The Board found the marks were similar CAFC said this finding was supported by

substantial evidence However, the issue of related goods/services

not supported by substantial evidence The Board found “consumer care” was a

neutral factor. CAFC said that finding lackedsubstantial evidence

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Matters reviewed based on findings of fact:◦ Generic◦ Descriptive/misdescriptive◦ Arbitrary fanciful◦ Section 2(f)◦ Functional◦ Priority use/filing◦ Abandonment◦ Surname◦ “Material alteration”

Matters reviewed based on findings of fact:◦ Generic◦ Descriptive/misdescriptive◦ Arbitrary fanciful◦ Section 2(f)◦ Functional◦ Priority use/filing◦ Abandonment◦ Surname◦ “Material alteration”

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Scandalousness (In re Supreme Courtramifications on Redskins cases)

Issue Preclusion Governmental insignia

Scandalousness (In re Supreme Courtramifications on Redskins cases)

Issue Preclusion Governmental insignia

44

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11-22-13 Notice of Appeal 01-07-14 Docketed by CAFC 04-21-14 Opening brief (after extension) 08-04-14 USPTO brief (after extensions) 09-02-14 Reply brief 10-01-14 Joint Appendix 01-09-14 Oral argument

11-22-13 Notice of Appeal 01-07-14 Docketed by CAFC 04-21-14 Opening brief (after extension) 08-04-14 USPTO brief (after extensions) 09-02-14 Reply brief 10-01-14 Joint Appendix 01-09-14 Oral argument

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46

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15 U.S.C. § 1071 (Lanham Act § 21)o § 1071(b)(1) “Whenever a person authorized by subsection

(a) of this section to appeal to the United States Court ofAppeals for the Federal Circuit is dissatisfied with thedecision of the Director or Trademark Trial and Appeal Board,said person may, unless appeal has been taken to said UnitedStates Court of Appeals for the Federal Circuit, have remedyby a civil action . . . .”

15 U.S.C. § 1071 (Lanham Act § 21)o § 1071(b)(1) “Whenever a person authorized by subsection

(a) of this section to appeal to the United States Court ofAppeals for the Federal Circuit is dissatisfied with thedecision of the Director or Trademark Trial and Appeal Board,said person may, unless appeal has been taken to said UnitedStates Court of Appeals for the Federal Circuit, have remedyby a civil action . . . .”

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37 C.F.R. § 2.145◦ § 2.145(c) “Any person who may appeal to the U.S. Court of

Appeals for the Federal Circuit (paragraph (a) of this section),may have remedy by civil action under section 21(b) of theAct. Such civil action must be commenced within the timespecified in paragraph (d) of this section.”

◦ Timing – same as an appeal to the CAFC

37 C.F.R. § 2.145◦ § 2.145(c) “Any person who may appeal to the U.S. Court of

Appeals for the Federal Circuit (paragraph (a) of this section),may have remedy by civil action under section 21(b) of theAct. Such civil action must be commenced within the timespecified in paragraph (d) of this section.”

◦ Timing – same as an appeal to the CAFC

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Federal Venue Statute 28 U.S.C. § 1391(b)◦ “a judicial district in which any defendant resides, if all

defendants are residents of the State in which the district islocated”

◦ “a judicial district in which a substantial part of the events oromissions giving rise to the claim occurred, or a substantialpart of property that is the subject of the action is situated;or”

◦ “if there is no district in which an action may otherwise bebrought as provided in this section, any judicial district inwhich any defendant is subject to the court's personaljurisdiction with respect to such action”

Federal Venue Statute 28 U.S.C. § 1391(b)◦ “a judicial district in which any defendant resides, if all

defendants are residents of the State in which the district islocated”

◦ “a judicial district in which a substantial part of the events oromissions giving rise to the claim occurred, or a substantialpart of property that is the subject of the action is situated;or”

◦ “if there is no district in which an action may otherwise bebrought as provided in this section, any judicial district inwhich any defendant is subject to the court's personaljurisdiction with respect to such action”

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15 U.S.C. § 1071(b)(4) (Lanham Act § 21(b)(4))◦ “If there are adverse parties residing in a plurality of districts

not embraced within the same State, or an adverse partyresiding in a foreign country, the United States District Courtfor the Eastern District of Virginia shall have jurisdiction . . . .”

Leading trademark treatise (McCarthy) says “propervenue of a suit against the Director of the USPTO isbefore the U.S. District Court in the Eastern District ofVirginia. District Court appeals from ex parte rejectionsmust be filed in the Eastern District of Virginia.” 3McCarthy on Trademarks and Unfair Competition §21:25 (4th ed.)

15 U.S.C. § 1071(b)(4) (Lanham Act § 21(b)(4))◦ “If there are adverse parties residing in a plurality of districts

not embraced within the same State, or an adverse partyresiding in a foreign country, the United States District Courtfor the Eastern District of Virginia shall have jurisdiction . . . .”

Leading trademark treatise (McCarthy) says “propervenue of a suit against the Director of the USPTO isbefore the U.S. District Court in the Eastern District ofVirginia. District Court appeals from ex parte rejectionsmust be filed in the Eastern District of Virginia.” 3McCarthy on Trademarks and Unfair Competition §21:25 (4th ed.)

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Little case authority:◦ McCarthy cites one appeal from the TTAB where a change of venue

from the District of DC to the Eastern District of VA was not opposed(Glendale Intern. Corp. v. U.S. Patent & Trademark Office, 374 F. Supp.2d 479, 75 U.S.P.Q.2d 1139 (E.D. Va. 2005)); and other non-TTAB cases(Boundy v. U.S. Patent and Trademark Office, 2002 WL 32166534 (D.D.C.2002) (transferring petitions for review of the patent examiner’sprocedures from the DC District court to the Eastern District ofVirginia); In re Munson, 2003 WL 21396874 (D.C. Cir. 2003)(discrimination case against the PTO); U.S. ex rel. Prevensik v. U.S.Patent & Trademark Office, 2005 WL 691875 (D.D.C. 2005) (suit againstthe PTO and its employees))

◦ Adams (below) was decided in the Western District of Pennsylvania andthe opinion says that venue was proper under § 1391

Little case authority:◦ McCarthy cites one appeal from the TTAB where a change of venue

from the District of DC to the Eastern District of VA was not opposed(Glendale Intern. Corp. v. U.S. Patent & Trademark Office, 374 F. Supp.2d 479, 75 U.S.P.Q.2d 1139 (E.D. Va. 2005)); and other non-TTAB cases(Boundy v. U.S. Patent and Trademark Office, 2002 WL 32166534 (D.D.C.2002) (transferring petitions for review of the patent examiner’sprocedures from the DC District court to the Eastern District ofVirginia); In re Munson, 2003 WL 21396874 (D.C. Cir. 2003)(discrimination case against the PTO); U.S. ex rel. Prevensik v. U.S.Patent & Trademark Office, 2005 WL 691875 (D.D.C. 2005) (suit againstthe PTO and its employees))

◦ Adams (below) was decided in the Western District of Pennsylvania andthe opinion says that venue was proper under § 1391

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Parties may submit new evidence and raise new issueswith the District Court

Appellate review of District Court’s decision by theCircuit Court

Costs associated with a new trial (pleadings, discovery,motion practice)

Deference given to TTAB if no new evidence or issuesare presented

Parties may submit new evidence and raise new issueswith the District Court

Appellate review of District Court’s decision by theCircuit Court

Costs associated with a new trial (pleadings, discovery,motion practice)

Deference given to TTAB if no new evidence or issuesare presented

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Circuit’s precedent and splits of authority◦ Likelihood of confusion Fourth Circuit – likelihood of confusion is a factual issue Petro

Shopping Ctrs., L.P., v. James River Petroleum, Inc., 130 F.3d 88, 92(4th Cir. 1997) Federal Circuit – likelihood of confusion is a legal determination

Coach Svcs., Inc. v. Triumph Learning, LLC, 668 F.3d 1356, 1365-66(Fed. Cir. 2012), i.e., de novo review

Trial by jury◦ DC Circuit and District of MD – trial by jury for all factual issues◦ ED PA and SD IL – no right to trial by jury

Circuit’s precedent and splits of authority◦ Likelihood of confusion Fourth Circuit – likelihood of confusion is a factual issue Petro

Shopping Ctrs., L.P., v. James River Petroleum, Inc., 130 F.3d 88, 92(4th Cir. 1997) Federal Circuit – likelihood of confusion is a legal determination

Coach Svcs., Inc. v. Triumph Learning, LLC, 668 F.3d 1356, 1365-66(Fed. Cir. 2012), i.e., de novo review

Trial by jury◦ DC Circuit and District of MD – trial by jury for all factual issues◦ ED PA and SD IL – no right to trial by jury

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District Court reviews TTAB findings:◦ De novo – if new evidence is submitted “In sum, where new evidence is submitted, de novo review of the

entire record is required because the district court ‘cannotmeaningfully defer to the PTO's factual findings if the PTO considereda different set of facts.’” Swatch AG v. Beehive Wholesale, LLC, 739F.3d 150, 156 (4th Cir. 2014) (citing Kappos v. Hyatt, 132 S. Ct. 1690,1700 (2012))

◦ Substantial evidence standard – when new evidence is notsubmitted, TTAB findings are given great weight and onlydisturbed in cases where the findings are not supported bysubstantial evidence

District Court reviews TTAB findings:◦ De novo – if new evidence is submitted “In sum, where new evidence is submitted, de novo review of the

entire record is required because the district court ‘cannotmeaningfully defer to the PTO's factual findings if the PTO considereda different set of facts.’” Swatch AG v. Beehive Wholesale, LLC, 739F.3d 150, 156 (4th Cir. 2014) (citing Kappos v. Hyatt, 132 S. Ct. 1690,1700 (2012))

◦ Substantial evidence standard – when new evidence is notsubmitted, TTAB findings are given great weight and onlydisturbed in cases where the findings are not supported bysubstantial evidence

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Adams Mfg. Corp. v. Rea, 2014 U.S. Dist. LEXIS 31584 (W.D. of Pa.March 12, 2014)Applicant, Adams Mfg. Corp. applied to register a suction cup markin connection with “plastic suction cups, not for medical purposes”:

The examining attorney refused the registration based onfunctionality and non-distinctiveness. Adams appealed to theWestern District of PA. The parties cross moved for summaryjudgment on the issue of registrability. Adams submitted additionalevidence; the Court affirmed the refusal based on functionality

Adams Mfg. Corp. v. Rea, 2014 U.S. Dist. LEXIS 31584 (W.D. of Pa.March 12, 2014)Applicant, Adams Mfg. Corp. applied to register a suction cup markin connection with “plastic suction cups, not for medical purposes”:

The examining attorney refused the registration based onfunctionality and non-distinctiveness. Adams appealed to theWestern District of PA. The parties cross moved for summaryjudgment on the issue of registrability. Adams submitted additionalevidence; the Court affirmed the refusal based on functionality

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Timex Group USA, Inc. v. Focarino, 2013 U.S. Dist. LEXIS 177835 (E.D. Va. Dec. 17, 2013)(clarified by Timex Group USA, Inc. v. Focarino, 2014 U.S. Dist. LEXIS 4646 (E.D. Va., Jan.13, 2014)). Timex Group USA, Inc. appealed to the Eastern District of VA the TTAB’srefusal to register the INTELLIGENT QUARTZ trademark in connection with watches onthe basis that the trademark was descriptive

Timex submitted additional evidence that the trademark was suggestive. The Courtapplied the old standard of review (review of the TTAB record for substantial evidenceand review of the new evidence de novo) and found that the TTAB erred in finding thatthe trademark was descriptive

Three weeks after the Timex decision was issued, the 4th Circuit issued its opinion inSwatch AG v. Beehive Wholesale, LLC, which changed the standard of review to de novoreview of the entire record. The Timex Court then issued a clarification of the decisionsaying that, under the new standard the trademark would still be found suggestive

Timex Group USA, Inc. v. Focarino, 2013 U.S. Dist. LEXIS 177835 (E.D. Va. Dec. 17, 2013)(clarified by Timex Group USA, Inc. v. Focarino, 2014 U.S. Dist. LEXIS 4646 (E.D. Va., Jan.13, 2014)). Timex Group USA, Inc. appealed to the Eastern District of VA the TTAB’srefusal to register the INTELLIGENT QUARTZ trademark in connection with watches onthe basis that the trademark was descriptive

Timex submitted additional evidence that the trademark was suggestive. The Courtapplied the old standard of review (review of the TTAB record for substantial evidenceand review of the new evidence de novo) and found that the TTAB erred in finding thatthe trademark was descriptive

Three weeks after the Timex decision was issued, the 4th Circuit issued its opinion inSwatch AG v. Beehive Wholesale, LLC, which changed the standard of review to de novoreview of the entire record. The Timex Court then issued a clarification of the decisionsaying that, under the new standard the trademark would still be found suggestive

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Shammas v. Rea, 978 F. Supp. 2d 599 (E.D. Va. 2013).Shammas appealed the TTAB’s refusal to register thePROBIOTIC trademark in connection with fertilizer. TheTTAB affirmed the refusal based on genericism. TheCourt applied the old standard of review and foundthat the Board’s decision was based on substantialevidence and the parties’ additional evidence showedthat PROBIOTIC was generic. The Court affirmed therefusal

Shammas v. Rea, 978 F. Supp. 2d 599 (E.D. Va. 2013).Shammas appealed the TTAB’s refusal to register thePROBIOTIC trademark in connection with fertilizer. TheTTAB affirmed the refusal based on genericism. TheCourt applied the old standard of review and foundthat the Board’s decision was based on substantialevidence and the parties’ additional evidence showedthat PROBIOTIC was generic. The Court affirmed therefusal

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Glendale Int'l Corp. v. United States PTO, 374 F. Supp.2d 479 (E.D. Va. 2005). An appeal from the refusal toregister the TITANIUM trademark in connection withrecreational vehicles on the basis that it wasdeceptively misdescriptive because the vehicles didnot contain titanium. The parties stipulated not tosubmit additional evidence. The Court found that therewas substantial evidence that consumers would likelybelieve that the goods contain titanium.

Glendale Int'l Corp. v. United States PTO, 374 F. Supp.2d 479 (E.D. Va. 2005). An appeal from the refusal toregister the TITANIUM trademark in connection withrecreational vehicles on the basis that it wasdeceptively misdescriptive because the vehicles didnot contain titanium. The parties stipulated not tosubmit additional evidence. The Court found that therewas substantial evidence that consumers would likelybelieve that the goods contain titanium.

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Jess M. Collen Jane F. [email protected] [email protected]

Ph. 914-941-5668 www.collenip.com

Jess M. Collen Jane F. [email protected] [email protected]

Ph. 914-941-5668 www.collenip.com

© 2016 Collen IP 59