why looking for beyond ofdm in 5g wireless …...c. faouzi bader *, abir amri*, musbah shaat**,...

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1 Why Looking for Beyond OFDM in 5G Wireless Network Systems? C. Faouzi Bader*, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic de Telecomunicacions de Catalunya-CTTC, Spain ***University Catholic of Louvain-UCL, Belgium Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

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Page 1: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

1

Why Looking for Beyond OFDM in

5G Wireless Network Systems?

C. Faouzi Bader*, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France

** Centre Technologic de Telecomunicacions de Catalunya-CTTC, Spain ***University Catholic of Louvain-UCL, Belgium

Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 2: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

2

What drives 5G ?

Page 3: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Gigabit Wireless Connectivity

Page 3

Examples: 3D video streaming, large crowd gatherings

2002

2013

Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 4: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Internet of Things (IoT)

Source: Libelium

Page 4 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 5: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Battery (10 years)

Cost below 10$ Coverage (deep indoor)

„Plug&secure“, human in the loop

Connecting the things of every day life, scalable connectivity for billions of devices

Internet of Things (IoT)

Page 5 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 6: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Tactile Internet (TI)

100ms 10ms 1ms

100 µs latency on physical layer!

Page 6 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 7: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Future integrated air interface

Future (5G) integrated air interface: Efficiently combine various types of service and performance classes within a radio frame (from small packet service to high rate ‘bit-pipe’)

Traffic Type Synch? Access Type Properties

I closed-loop scheduled classical high volume data services

II open-loop

scheduled HetNet and/or cell edge multi-layered high data traffic

III

open-loop sporadic, contention-based few bits, supporting low latency, e.g. smartphone apps

IV open-loop/none* contention-based energy-efficient, high latency, few bits

*: none for maximal energy savings at Tx, open-loop for reduced complexity at Rx

Type I Type II

Layer

Time

Type III and Type IV

Frequency

*Source: Gehard Wunder/5GNOW

Page 7 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 8: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Fragmented Spectrum

Spectrum paradox: spectrum scarce and expensive but underutilized!

EC Digital Agenda forces the systems to deal with fragmented spectrum and white spaces communication

Page 8 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 9: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Wireless Access:

• Flexible • Scalable • Fast • Robust

• Efficient (energy, spectrum)

• Reliable

Application Challenges

Page 10 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 10: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

• Multicarrier Communications (MC) are promising techniques in Cognitive Radio CR

• Moreover, MC based systems can meet the spectrum shape requirements by deactivating (i.e. nulling) the subcarriers where the PU is currently transmitting or the subcarriers that can potentially interfere with other users.

• The multicarrier systems offers very flexible multiple access and spectral allocation of the available spectrum which can be performed by a secondary system without any extra hardware complexity (really ?).

• Several parameters can be adjusted in the system like subcarrier spacing, subcarrier number, modulation, coding and powers.

MC techniques

Page 11 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 11: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

A good signal waveform should be compactly supported and well localized in time and in frequency with the same time-frequency scale as the channel itself:

𝜏𝜏0∆𝜏𝜏

= 𝜈𝜈0Δ𝜈𝜈

where ∆τ and ∆ν is the rms (root-mean-square) delay spread and frequency (Doppler) spread of the wireless channel, respectively

∆τ

∆ν

Channel scattering function

∆τ

∆ν

TFL of suitable pulse shape

Pulse/Carrier Shaping

Page 12 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 12: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Rectangular Function

g 𝑡𝑡 = 1𝜏𝜏0

, 𝑡𝑡 ≤ 𝜏𝜏02

0, 𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒

𝑔𝑔 𝑡𝑡 =𝑒𝑒𝑠𝑠𝑠𝑠 𝜋𝜋𝜈𝜈0 𝑡𝑡𝜋𝜋𝑡𝑡 𝜈𝜈0

with its inverse Fourier transform

The rectangular prototype function is a possible choice and can be a benchmark for comparison. A time shift has to be applied to ensure the even function property, as shown in

𝐺𝐺 𝑓𝑓 = 1𝜈𝜈0

, 𝑓𝑓 ≤ 𝜈𝜈02

0, 𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒

By interchanging time and frequency axes, the dual of the rectangular function becomes a natural extension, which is defined in the frequency domain as follows

a longer duration in the time domain, the implementation and equalization complexity is considerable even after proper truncation.

Pulse Shaping, I

Page 13 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 13: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Half Cosine Function A conventional prototype function in OFDM/OQAM system is the half cosine function which is defined by

Figure: Half cosine function and its Fourier transform

𝑔𝑔 𝑡𝑡 = 1𝜏𝜏0𝐶𝐶𝑂𝑂𝑂𝑂

𝜋𝜋𝑡𝑡2𝜏𝜏0

, 𝑡𝑡 ≤ 𝜏𝜏0

0, 𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒

Dual form defined by its Fourier Transform

Could be extended to any real even function whose G(f) satisfies

𝐺𝐺 𝑓𝑓 = 1𝜈𝜈0𝐶𝐶𝑂𝑂𝑂𝑂

𝜋𝜋𝑓𝑓2𝜈𝜈0

, 𝑓𝑓 ≤ 𝜈𝜈0

0, 𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑒

𝐺𝐺 𝑓𝑓 2 + 𝐺𝐺 𝑓𝑓 − 𝜈𝜈0 2 = 1 𝜈𝜈0 , 𝑓𝑓 ≤ 𝜈𝜈0 𝐺𝐺 𝑓𝑓 , 𝑜𝑜𝑡𝑡𝑒𝑒𝑒𝑒𝑒𝑒𝑒𝑠𝑠𝑒𝑒𝑒𝑒

Pulse Shaping, II

Page 14 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 14: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Gaussian Function Gaussian function is very famous for its Fourier transform that maintains the same shape as itself except for an axis scaling factor. For a Gaussian function

𝑔𝑔𝛼𝛼 𝑡𝑡 = 2𝛼𝛼 14 𝑒𝑒−𝜋𝜋𝛼𝛼𝑡𝑡2 ,𝛼𝛼 > 0

Its Fourier transform is

ℱ𝑔𝑔𝛼𝛼 𝑡𝑡 = 2𝛼𝛼 14⁄ ∫ 𝑒𝑒−𝜋𝜋𝛼𝛼𝑡𝑡2𝑒𝑒−𝑗𝑗2𝜋𝜋𝑓𝑓𝑡𝑡 𝑑𝑑𝑡𝑡∞

−∞

= 2𝛼𝛼

14

𝑒𝑒−𝜋𝜋 𝑓𝑓2

𝛼𝛼 = 𝑔𝑔1 𝛼𝛼𝑡𝑡

Figure: Gaussian function with α= 1 and its Fourier transform.

The basis generated by Gaussian prototype function is in no way orthogonal as g(t) > 0 holds on the whole real axis.

Pulse Shaping, III

Page 15 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 15: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Isotropic Orthogonal Transform Algorithm (IOTA) Function

Figure: IOTA function and its Fourier transform

Define as the orthogonalization operator on function x(t) according to the following relation

Ο𝑎𝑎

The effect of the operator is to orthogonalize the function x(t) along the frequency axis, which can be seen directly on the ambiguity function

Ο𝑎𝑎

The resulting function and its frequency shifted versions construct an orthonormal set of functions.

Ο𝑎𝑎𝑥𝑥 𝑡𝑡 = y 𝑡𝑡

Similarly, in order to orthogonalize x(t) along the time axis,

Pulse Shaping, IV

Page 16 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 16: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Starting from the Gaussian function 𝑔𝑔𝛼𝛼 𝑡𝑡 = 2𝛼𝛼 14 𝑒𝑒−𝜋𝜋𝛼𝛼𝑡𝑡2 ,𝛼𝛼 > 0 by applying Ο𝜏𝜏0

𝑦𝑦𝛼𝛼 𝑡𝑡 = Ο𝜏𝜏0𝑔𝑔𝛼𝛼 𝑡𝑡 and 𝐴𝐴𝑦𝑦 0,

𝑚𝑚𝜏𝜏0

= 0,∀𝑚𝑚 ≠ 0 𝑎𝑎𝑠𝑠𝑑𝑑 𝐴𝐴𝑦𝑦 0,0 = 1

𝑦𝑦𝛼𝛼 𝑡𝑡 is orthogonal to its frequency shifted copies at multiple of m/τ0

Then we apply to , we get ℱ−1Ο𝜈𝜈 ℱ 𝑦𝑦𝛼𝛼 𝑡𝑡

𝑧𝑧𝛼𝛼,𝜈𝜈0,𝜏𝜏0 = ℱ−1Ο𝜈𝜈0ℱ 𝑦𝑦𝛼𝛼 𝑡𝑡 = ℱ−1 Ο𝜈𝜈0ℱ Ο𝜏𝜏0𝑔𝑔𝛼𝛼 𝑡𝑡 = Ο𝜏𝜏0 ℱ−1Ο𝜈𝜈0ℱ𝑔𝑔𝛼𝛼 𝑡𝑡

and 𝐴𝐴𝑧𝑧𝑠𝑠𝜈𝜈0

,𝑚𝑚𝜏𝜏0

= 𝐴𝐴𝑧𝑧 2𝑠𝑠𝜏𝜏0,2𝑚𝑚𝜈𝜈0 = 0,∀ 𝑚𝑚, 𝑠𝑠 ≠ 0,0

where the first equality comes from the fact that τ0ν0 =1/2 and the second equality is the straightforward result of time and frequency orthogonalization

M. Alard, C. Roche, and P. Siohan, “A New family of function with a nearly optimal time-frequency localization ” Technical report of the RNRT Project Modyr, 1999.

ℱ𝑧𝑧𝛼𝛼,𝜈𝜈0,𝜏𝜏0 = ℱℱ−1Ο𝜈𝜈0ℱ 𝑦𝑦𝛼𝛼 𝑡𝑡 = Ο𝜈𝜈0ℱ 𝑦𝑦𝛼𝛼 𝑡𝑡 = Ο𝜈𝜈0ℱ−1 𝑦𝑦𝛼𝛼 𝑡𝑡

= Ο𝜈𝜈0ℱ−1Ο𝜏𝜏0𝑔𝑔𝛼𝛼 𝑡𝑡 = Ο𝜈𝜈0ℱ

−1Ο𝜏𝜏0ℱ𝑔𝑔1/𝛼𝛼 𝑡𝑡 =𝑧𝑧1/𝛼𝛼,𝜈𝜈0,𝜏𝜏0

α=1,τ0=ν0= 12

, we define ζ 𝑡𝑡 =𝑧𝑧1, 12

, 12 then we have ℱ𝜁𝜁 = ℱ𝑧𝑧1, 1

2, 12

= 𝜁𝜁

Pulse Shaping, V

we get

Page 17 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 17: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

MC: comparative features

Page 18 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 18: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Ext

ende

d G

auss

ian

Fun

ctio

n (E

GF

)

PH

YD

YAS

P

roto

type

Filt

er

M.G. Bellanger, “Specification and Design of a Prototype Filter for Filter Bank based Multicarrier Transmission,” in IEEE Int. Conf. on Acoustics, Speech, and Signal Processing, 2001. Proceedings. (ICASSP ’01)., May 2001, vol. 4, pp. 2417 –2420.

P. Siohan and C. Roche, “Cosine-Modulated Filterbanks based on Extended Gaussian Functions,” IEEE Trans. Signal Processing, vol. 48, no. 11, pp. 3052 –3061, Nov. 2000.

MC: comparative features

Page 19 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 19: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Filter Bank Multicarrier-FBMC/OQAM

- Balian-Low theorem: It is not possible to get a prototype function being well-localized in time and frequency, and satisfying in the meantime the orthogonality condition and a symbol density of one. - OQAM: Saltzberg showed that by choosing a root-Nyquist filter with symmetric impulse response and by introducing a half symbol period delay between the in-phase and quadrature components of QAM symbols, it is possible to achieve baud-rate spacing between adjacent subcarriers and still recover the information symbols, free of ISI and ICI.

CP-OFDM time/frequency space lattice OQAM time/frequency space lattice

orthogonality in the real domaine

Page 20

Page 20 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 20: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

OFDM vs. OFDM-OQAM

OFDM in time domain OFDM in frequency domain

OFDM-OQAM in time domain OFDM-OQAM in frequency domain

0 50 100 150 200 2500

0.2

0.4

0.6

0.8

1

time index

OFDM symbols in time domain

0 50 100 150 200 250-0.02

0

0.02

0.04

0.06

0.08

0.1

0.12

0.14

time index

OFDM-OQAM symbols in time domain

0 1 2 3 4 5 6 7 8-60

-40

-20

0

Subcarrier index

|H(e

j2πf

)|2 in

dB

PSD 0f OFDM

0 1 2 3 4 5 6 7 8-60

-40

-20

0

Subcarrier index

|H(e

j2πf

)|2 in

dB

PSD of OFDM-OQAM

• OFDM: No overlapping in time using rectangular pulse, which has large sidelobes. • OFDM-OQAM: Allowing overlapping in time using well designed pulse to reduce sidelobes, as well as to

minimize ISI and ICI. There is no cyclic prefix Source: Erdem Bala (InterDigital, USA) Page 21

Page 21 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 21: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Filter Based MC scheme: Filter bank can be defined generally as an array of N filters that processes N (different or equal) input signals to produce N outputs. If the inputs of these N filters are connected together, the system -in analogous manner- can be seen as analyser to the input signal based on each filter characteristics. Therefore, this type of filter bank is called analysis filter bank (AFB). On the other hand, by adding the outputs of the filter array, a new signal is synthesized and hence this type of filter bank is called synthesis filter bank (SFB)

Filter Bank Multicarrier

Page 22 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 22: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

N. Michailow, R. Datta, S. Krone, M. Lentmaier and G. Fettweis “Generalized Frequency Division Multiplexing: A Flexible Multi-Carrier Modulation Scheme for 5th Generation Cellular Networks” in Proceedings of the German Microwave Conference (GeMiC'12), Ilmenau, Germany, 12.3. - 14.3.2012- invited paper

Generalized Frequency Division Multiplexing (GFDM)

Page 23

N. Michailow, M. Matthé, I. S. Gaspar, A. N. Caldevilla, L. L. Mendes, A. Festag and G. Fettweis "Generalized Frequency Division Multiplexing for 5th Generation Cellular Networks". IEEE Transaction on Communications. Vol. 62 , Issue: 9, Sept. 2014, pp. 3045 -3061.

Source:

Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 23: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Resource Allocation for Spectrum Sharing/Coexistence

-OFDM vs. FBMC capabilities-

Page 24 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 24: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

The CR system coexist with the PU’s radio in the same geographical location.

The downlink scenario will be considered. Each of the two system causes interference to each other.

CR base station(CBS)

Primary system base station

Secondary User(SU)

(SU)Primary User

(PU)

(PU)

System Model

Page 25 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 25: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Active PU1 band

Active PU2 band

Active PUL band

1 2 ………. N

Frerquency

Non-Active band

B1 B2 BL

f∆

System Model

The SU and PU band are exist side by side.

Mutual interference is a limiting factor affect the performance of both systems.

The SU can use active and non-active bands.

The introduced interference to band should be below

where is the interference temperature limit. l lth th lI T B= l

thT

thl

Page 26 Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

Page 26: Why Looking for Beyond OFDM in 5G Wireless …...C. Faouzi Bader *, Abir Amri*, Musbah Shaat**, Yahia Medjahdi*** * Ecole Supérieur D’Electricité-Supélec, France ** Centre Technologic

The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

The interference introduced by the subcarrier to PU band is the integration of the PSD of the subcarrier across the PU band

The PSD expression depends on the use multicarrier technique. ( ) ( )

22

2

,di B

i i i i i i i

di B

I d P g f df P+

= Φ = Ω∫

thithi

System Model

thl

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

The objective is to maximize the total capacity of the SU system subject to the interference introduced to the PU’s and total power constraints.

2

, ,

, 2 2=1 =1

,

,=1

, ,=1 =1

,=1 =1

1: 1logmax

0,1 , ,

1,

0, 1, 2, ,

M Ni m i m

i mP m ii i

i m

M

i mm

M N

i m i m Tm i

i

M N

i m i i thm i

P hP

Subject to

i m

i

P P

P i N

P I

υσ

υ

υ

υ

υ

+

∈ ∀

≤ ∀

≥ ∀ ∈

Ω ≤

∑∑

∑∑

∑∑

Problem Formulation

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

The problem is combinatorial optimization problem.

The complexity grows with the input size

The problem is solved in two steps by many of suboptimal algorithm

a) Subcarriers are assigned to the users.

b) Power allocated to the different subcarriers (virtually as single user multicarrier system)

Its proofed that the maximum data rate in downlink can be obtained if the subcarriers are assigned to the user with the best channel.

2

2 2 21

1

1

: max log 1

subject to

, 0, 1, 2,...,

i

Ni i

Pi

N

i i thi

N

i T ii

P hP

P I

P P P i N

σ=

=

=

+

Ω ≤

≤ ≥ ∀ ∈

System Model, Cont.

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

The problem is convex , by using the Lagrange optimization we can get

Solving more than one Langrangian multipliers is computational complex.

Ellipsoid or interior point methods can be used with complexity Computationally efficient algorithm is needed for practical applications.

2*

2

1i

i i

Ph

σα β

+

= − Ω +

( )3O N

Problem Formulation, Cont.

Page 30

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

For any set of subcarriers,

1. Optimal solution of the optimization subject to total power constraint only is waterfilling.

2. Optimal solution of the optimization problem subject to interference only can be solved by means of Langrangian and given by

2'( )

2( )

( )2

2

1

l

Inti Int

l i i

lIntl

ith

i N i

Ph

N

Ih

σα

ασ

+

= −

Ω

+∑

Proposed Algorithm, Cont.

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

The overall complexity of the proposed algorithm is lower than

Where is the number of waterfilling iterations.

is estimated via simulations

Average

Maximum

( ) ( )logO N N N O Lη+ +

Nη ≤η

[ ]max

2.953

5, i.e. 0,5

averageη

η η

=

= ∈

Computational Complexity

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

N=32 subcarriers, M=3 SU’s; N1=N2=16, PT=1 watt, L=2 PU’s.

0.002 0.004 0.006 0.008 0.01 0.012 0.014 0.016 0.018 0.0213

13.5

14

14.5

15

15.5

16

16.5

17

Ith-Watt

Cap

acity

(B

it/H

z/se

c)

Optimal-OFDMPI-OFDM

Zhang-OFDM

Optimal-FBMC

PI-FBMCZhang-FBMC

0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8 2

x 10-5

0

2

4

6

8

10

12

14

Ith-Watt

Cap

acity

(B

it/H

z/se

c)

Optimal-OFDM

PI-OFDM

Zhang-OFDMOptimal-FBMC

PI-FBMC

Zhang-FBMC

Low Interference Y. Zhang, “Resource allocation for OFDM-Based cognitive radio systems,” Ph.D. dissertation, Univ. of British Columbia, Vancouver, December 2008.

Results comparison

Page 39

Musbah Shaat, “Resource Management in Multicarrier Based Cognitive Radio Systems”, PhD. dissertation , Universitat Politècnica de Catalunya-UPC, Barcelona-Spain-2013

Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

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Future broadband Professional Mobile Radio (PMR)/(PPDR) systems:

Spectrum Coexistence Capabilities

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

PMR RF bands: UHF bands around 400 MHz Depending on customers, reserved bands are located.

Standards: TETRA1, TETRA2/TEDS, TETRAPOL, APCO25 narrowband PMR systems. Currently deployed: TETRA1 (25kHz BW) and TETRAPOL (10 & 12.5 kHz BW). Near future: wideband system: TETRA2 (25 kHz, 50kHz, 100kHz, 150kHz BW)

Need to think about future evolution for higher data rates and evolved data services…Broadband: 1.4, 3 and 5 MHz bandwidth LTE envisaged as evolution for future PMR systems.

BBUE#2 BB

UE#3

BBUE#4BB

UE#1

Reserved for narrow-band network

LTE channel bandwidth

Frequency

LTE as such is not an ideal choice (need for improved spectral containment, higher modularity and configurability, additional working modes, and improved spectrum efficiency, …)

Constraints: Focus on European case: no additional frequency resources allocation on going. We need to reuse current existing dedicated bands.

One major issue: being able to introduce BB services within the current frequency allocation, in coexistence and coexistence with current systems.

Broadband

• Voice calls • States • Telemetry

• Compressed pictures • Database access • Alerts / Alarms • Location / Tracking

• Compressed Video • Reporting • Telemedicine

• Video Streaming

• HD pictures • Real time • Identity

management • Situation

awareness

Narrowband

Future broadband PMR/(PPDR) systems

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal LTE broadband in coexistence with narrowband PMR systems

Scenario:

Coexistence and PMR requirements..

Page 42

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Transmission bandwidth 1.4 MHz 3 MHz 5 MHz

Subcarrier spacing 15 kHz

FFT size 128 256 512

Useful subcarriers 72 180 300

Effective bandwidth 1.08 MHz 2.7 MHz 4.5 MHz

Multicarrier Techniques: CP-OFDM using the rectangular pulse shape, and FBMC using the PHYDYAS prototype filter, and GFDM with different filters.

Table 1: LTE Main Parameters:

Offset from nominal Rx frequency [kHz]

Level of interfering signal [dBm]

50 to 100 -40

100 to 200 -35

200 to 500 -30

> 500 -25

Table 2: TEDS Reception Mask: Blocking levels of the 25 kHz (8 subchannels) QAM receiver

These power levels have been computed in the corresponding TEDS frequency band (25 kHz in this case) considering different offsets.

Coexistence and PMR requirements..

Page 43

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Interference Analysis 1.

LTE effective interference levels:

-200 -150 -100 -50 0-40

-35

-30

-25

-20

-15

-10

-5

0

frequency [kHz]

PS

D [

dB]

I(50 kHz)

I(100 kHz)

I(200 kHz)

25 kHz

-200 -150 -100 -50 0-200

-180

-160

-140

-120

-100

-80

-60

-40

-20

0

frequency [kHz]

PS

D [

dB]

25 kHz

I(50 kHz)

I(100 kHz)

I(200 kHz)

Effective interference levels of 1.4 MHz-LTE in 25 kHz-TEDS band OFDM case FBMC case

We assume that the PMR base station and the LTE system are co-located (i.e. the PMR transmitter and the LTE one are at equal distances from the PMR-receiver).

Page 44

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

LTE effective interference levels vs. TEDS/LTE spectral distance:

Effective interference powers [dBm] caused by LTE Micro-BS (Ptot = 33dBm) and Terminal (Ptot = 23dBm)

0.5 1 1.5 2 2.5 3 3.5 4 4.5 5

x 106

-40

-35

-30

-25

-20

-15

-10

-5

Frequency offset ∆f [Hz]

Inte

rfer

ence

leve

l [dB

m]

OFDM, LTE1.4MHz

OFDM, LTE3MHzOFDM, LTE5MHz

TEDS Blocking levels

Terminal, 23dBm

Micro-BS,33dBm

2 4 6 8 10 12 14

x 104

-90

-80

-70

-60

-50

-40

-30

-20

Frequency offset ∆f [Hz]

Inte

rfer

ence

leve

l [dB

m]

FBMC, LTE1.4MHz

FBMC, LTE3MHzFBMC, LTE5MHz

TEDS Blocking levels

Terminal, 23dBm

Micro-BS,33dBm

OFDM case FBMC case

Interference Analysis 2.

Page 45

Yahia Medjahdi, Didier le Ruyet, Faouzi Bader, and Laurent Martinod, Integrating LTE Broadband System in PMR Band: OFDM vs. FBMC Coexistence Capabilities and Performances, accepted at the 11th International Symposium on Wireless Communication Systems (ISWCS'2014). Barcelona, Spain. August 2014.

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Page 46

Interference Analysis 3.

Frequency offset ∆f [Hz] Frequency offset ∆f [Hz]

Inte

rfer

ence

leve

l in

[dB

m]

Inte

rfer

ence

leve

l in

[dB

m]

Compared systems: OFDM GFDM with ≠ filters : Gaussian, Xia, and RRC FBMC (PHYDYAS’s filter)

Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

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The 8th International Wireless Internet Conference - Symposium on Wireless and Vehicular Communication Nov. 13–14, 2014 Lisbon, Portugal

Analysis of an Instantaneous Interference in

Asynchronous Wireless Communication Systems

-OFDM and FBMC-

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OFDM Instantaneous Interference

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OFDM Instantaneous Interference

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OFDM Instantaneous Interference

Page 50

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FBMC Instantaneous Interference

Page 51

Yahia Medjahdi, ’’Interference modeling and performance analysis of asynchronous OFDM and FBMC wireless communication systems",, PhD. Dissertation, Conservatoire National des Arts et Métiers- CNAM, Paris France, 2012.

Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

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FBMC Instantaneous Interference (2)

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Under Asynchronous Scenarios

Faouzi Bader, Musbah Shaat, and Yahia Medjahdi, New Opportunities for Spectrum Coexistence Using Advanced Multicarrier Scheme, in Proc. of Military Communications and Information Systems Conference MCC'2013 (Invited paper). Saint Malo, France, October 2013..

Page 53

Yahia Medjahdi, ’’Interference modeling and performance analysis of asynchronous OFDM and FBMC wireless communication systems",, PhD. Dissertation, Conservatoire National des Arts et Métiers- CNAM, Paris France, 2012.

Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015

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CONCLUSION !

Page 54

SCEE: Signal, Communication & Embedded Electronics research team

SCEE/Rennes-France http://www.rennes.supelec.fr/ren/rd/scee/Welcome.h

tml

Carlos Faouzi Bader [email protected]

\[email protected]

Invited talk @ iDeTIC ,Universidad Las Palmas de Gran Canaria, Spain, May 2015