wildland fire in ecosystems - effects of fire on air
TRANSCRIPT
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Abstract _____________________________________
Sandberg, David V.; Ottmar, Roger D.; Peterson, Janice L.; Core, John. 2002. Wildland fire on
ecosystems: effects of fire on air. Gen. Tech. Rep. RMRS-GTR-42-vol. 5. Ogden, UT: U.S.
Department of Agriculture, Forest Service, Rocky Mountain Research Station. 79 p.
This state-of-knowledge review about the effects of fire on air quality can assist land, fire, and air
resource managers with fire and smoke planning, and their efforts to explain to others the science
behind fire-related program policies and practices to improve air quality. Chapter topics include air
quality regulations and fire; characterization of emissions from fire; the transport, dispersion, and
modeling of fire emissions; atmospheric and plume chemistry; air quality impacts of fire; social
consequences of air quality impacts; and recommendations for future research.
Keywords: smoke, air quality, fire effects, smoke management, prescribed fire, wildland fire, wildfire,
biomass emissions, smoke dispersion
The volumes in The Rainbow Series will be published through 2003. The larger bold check-mark boxes indicate the volumes
currently published. To order, check any box or boxes below, fill in the address form, and send to the mailing address listed below.
Or send your order and your address in mailing label form to one of the other listed media.
RMRS-GTR-42-vol. 1. Wildland fire in ecosystems: effects of fire on fauna.
RMRS-GTR-42-vol. 2. Wildland fire in ecosystems: effects of fire on flora.
RMRS-GTR-42-vol. 3. Wildland fire in ecosystems: effects of fire on cultural resources and archeology.
RMRS-GTR-42-vol. 4. Wildland fire in ecosystems: effects of fire on soil and water.
RMRS-GTR-42-vol. 5. Wildland fire in ecosystems: effects of fire on air.
Send to: ________________________________________________________________________________Name
________________________________________________________________________________
Address
Fort Collins Service Center
Telephone (970) 498-1392
FAX (970) 498-1396
E-mail rschneider/[email protected]
Web site http://www.fs.fed.us/rm
Mailing Address Publications Distribution
Rocky Mountain Research Station
240 W. Prospect Road
Fort Collins, CO 80526-2098
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Cover photoPhoto by Roger Ottmar. Smoke blots out
the sun during the 1994 Anne Wildfire in western Montana.
Wildland Fire in Ecosystems
Effects of Fire on Air
Authors
David V. Sandberg, Research Physical Scientist, Corvallis ForestrySciences Laboratory, Pacific Northwest Research Station, U.S. Depart-
ment of Agriculture, Corvallis, OR 97331
Roger D. Ottmar, Research Forester, Seattle Forestry Sciences Labo-ratory, Pacific Northwest Research Station, U.S. Department of Agricul-
ture, Seattle, WA 98103
Janice L. Peterson, Air Resource Specialist, Mt. Baker-Snoqualmie
National Forest, U.S. Department of Agriculture, Mountlake Terrace,WA 98053
John Core, Consultant, Core Environmental Consulting, Portland, OR
97229
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Preface _____________________________________
In 1978, a national workshop on fire effects in Denver, Colorado, provided the impetusfor the Effects of Wildland Fire on Ecosystems series. Recognizing that knowledge of
fire was needed for land management planning, state-of-the-knowledge reviews wereproduced that became known as the Rainbow Series. The series consisted of sixpublications, each with a different colored cover, describing the effects of fire on soil,
water, air, flora, fauna, and fuels.
The Rainbow Series proved popular in providing fire effects information for professionals,students, and others. Printed supplies eventually ran out, but knowledge of fire effectscontinued to grow. To meet the continuing demand for summaries of fire effects knowledge,
the interagency National Wildfire Coordinating Group asked Forest Service research leadersto update and revise the series. To fulfill this request, a meeting for organizing the revision was
held January 4-6, 1993, in Scottsdale, Arizona. The series name was then changed to TheRainbow Series. The five-volume series covers air, soil and water, fauna, flora and fuels, andcultural resources.
The Rainbow Series emphasizes principles and processes rather than serving as asummary of all that is known. The five volumes, taken together, provide a wealth of information
and examples to advance understanding of basic concepts regarding fire effects in the UnitedStates and Canada. As conceptual background, they provide technical support to fire and
resource managers for carrying out interdisciplinary planning, which is essential to managing
wildlands in an ecosystem context. Planners and managers will find the series helpful in manyaspects of ecosystem-based management, but they will also need to seek out and synthesize
more detailed information to resolve specific management questions.
The AuthorsDecember 2002
Acknowledgments____________________________
The Rainbow Series was compiled under the sponsorship of the Joint Fire Science Program,
a cooperative fire science effort of the U.S. Department of Agriculture, Forest Service, and theU.S. Department of the Interior, Bureau of Indian Affairs, Bureau of Land Management, Fish
and Wildlife Service, National Park Service, and U.S. Geological Survey.Several scientists provided significant input without requesting authorship in this volume. We
acknowledge valuable contributions by Sue A. Ferguson, Timothy E. Reinhardt, RobertYokelson, Dale Wade, and Gary Achtemeier. We also thank the following individuals for theirsuggestions, information, and assistance that led to substantial technical and editorial
improvements in the manuscripts: Scott Goodrick, Allen R. Riebau, Sue A. Ferguson, and PattiHirami. Finally, we appreciate Marcia Patton-Mallory and Louise Kingsbury for persistence and
support.
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Contents________________________________________________
Page Page
iii
Summary ........................................................................ iv
Chapter 1: Introduction .................................................... 1
Objective ............................................................................. 2
Related Publications ........................................................... 2
Scope .................................................................................. 2
Framework .......................................................................... 2Prior Work ........................................................................... 3
Smoke Management Guide For Prescribed
and Wildland Fire: 2001 Edition ............................... 3
Wildland Fire and Air Quality: National Strategic
Plan.......................................................................... 4
Introduction to Visibility ............................................... 4
The Federal Advisory Committee Act White
Papers ..................................................................... 4
Environmental Regulation and Prescribed Fire
Conference .............................................................. 5
Southern Forestry Smoke Management
Guidebook ............................................................... 6
Changes in Fire Policy ........................................................ 6
Joint Fire Science Program ........................................ 6Cohesive Strategy ...................................................... 7
National Fire Plan ....................................................... 7
Chapter 2: Air Quality Regulations and Fire .................. 9
Roles and Responsibilities Under the Clean Air Act ......... 10
National Ambient Air Quality Standards............................ 11
Prevention of Significant Deterioration.............................. 11
Visibility ............................................................................. 12
Regional Haze .......................................................... 13
Reasonable Progress ............................................... 15
Hazardous Air Pollutants .................................................. 15
EPA Interim Air Quality Policy on Wildland and
Prescribed Fires..................................................... 16
Natural Events Policy ........................................................ 16
Collaboration Among Stakeholders .................................. 16Best Available Control Measures ...................................... 16
Reducing Emissions ................................................. 17
Redistributing Emissions .......................................... 17
Ozone and Fire ................................................................. 17
Chapter 3: Overview of Air Pollution from Fire ............ 19
Magnitude of Fire Contributions ........................................ 19
Smoke from Wildland Fires ...................................... 20
Smoke from Prescribed Fires ................................... 24
Impacts on National Ambient Air Quality
Standards .............................................................. 24
Significance of Visibility Degradation........................ 24
Greenhouse Gas Emissions from Fires .................... 24
Smoke Management Programs ........................................ 25
Chapter 4: Characterization of Emissions fromFires ....................................................................... 27
Area Burned ...................................................................... 27
Preburn Fuel Characteristics ............................................ 28
Fire Behavior ..................................................................... 29
Combustion Stages ........................................................... 30
Fuel Consumption ............................................................. 31
Emission Factors............................................................... 32
Source Strength ................................................................ 32
Chapter 5: Transport, Dispersion, and Modeling
of Fire Emissions ................................................... 35
Basic Elements of Trajectory and Dispersion ................... 35
Heat Release ............................................................ 36
Plume Rise and Buoyancy ....................................... 36
Advection and Diffusion ............................................ 37
Scavenging ............................................................... 38
Chemical Transformations ........................................ 38Transport and Dispersion Models ..................................... 38
Plume Models ........................................................... 38
Puff Models ............................................................... 39
Particle Models ......................................................... 39
Grid Models .............................................................. 39
Model Application .............................................................. 40
Chapter 6: Atmospheric and Plume Chemistry ........... 41
Ozone Formation in Plumes ............................................. 41
Factors Affecting Plume Chemistry ................................... 42
Emission Factors for Reactive Species ............................ 43
Particle Formation in Plumes ............................................ 43
Chapter 7: Estimating the Air Quality Impacts of
Fire ................................................................. 45
Emission Inventories ......................................................... 45State Emission Inventories ....................................... 46
Regional Emission Inventories ................................. 46
National Emission Inventories .................................. 47
Improving Emission Inventories ................................ 47
Air Quality Monitoring ........................................................ 48
Current Monitoring Techniques ................................ 48
Source Apportionment ...................................................... 49
Source Apportionment Methods ............................... 50
Receptor-Oriented Approaches ................................ 50
Factor Analysis and Multiple Linear Regression ...... 52
Summary .................................................................. 52
Mechanistic Models .......................................................... 53
Chapter 8: Consequences of Fire on Air Quality ......... 55
Health Effects .................................................................... 55National Review of Health Effects ............................ 55
Occupational Exposure to Wildland Fire Smoke ...... 56
Research Issues ....................................................... 57
Welfare Effects .................................................................. 58
Soiling of Materials ................................................... 58
Public Nuisance and Visibility Loss .......................... 58
Economic and Social Consequences ............................... 59
Soiling-Related Economic Losses ............................ 59
Visibility-Related Costs ............................................. 59
Highway Safety ................................................................. 60
Magnitude of the Problem ........................................ 60
Measures to Improve Highway Safety ...................... 60
Climate Change ................................................................ 61
Chapter 9: Recommendations for Future Researchand Development .................................................... 63
Established Research Framework .................................... 63
Emerging Research Needs ............................................... 65
Emissions Source Strength and Emissions
Inventory ................................................................ 65
Ambient Air Quality Impacts ..................................... 66
Effects on Receptors ................................................ 66
Conclusion ........................................................................ 67
References ........................................................................ 69
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SummaryWildland fire is an integral part of ecosystem manage-
ment and is essential in maintaining functional ecosys-tems, but air pollutants emitted from those fires can be
harmful to human health and welfare. Because of thepublic and governmental concerns about the possiblerisk of wildland fire smoke to public health and safety, as
well as nuisance, visibility, ozone generation, and re-gional haze impacts, increasingly effective smoke man-
agement programs and air quality policies are beingimplemented with support from research and land man-
agement agency programs.This state-of-knowledge review of what is known about
the effects of fire on air quality has been prepared toassist those in the fire and air quality managementcommunities for future discussion of management, policy,
and science options for managing fire and air quality. The
introduction sets up a framework in which to discuss theinteraction between pollutants emitted from fire, and airquality at the national, State, and local levels applied to
air resource management, fire management, and geo-graphical scale components. It also provides an over-view of science reviews conducted since 1979 and
discusses recent changes in fire policy, strategies, andfunding. The Clean Air Act and its amendments are
discussed in chapter 2, in the context of how and why fireimpacts each issue, what information is needed, and who
needs it to fulfill legal requirements under the act. Na-tional ambient air quality standards, regional haze andvisibility, hazardous air pollutants, and best available
control methods are some of the topics covered. Chapter3 covers the magnitude of the impacts of prescribed and
wildland fire on air quality, and contains an overview ofsmoke management plans intended to manage those
impacts.
Chapters 4 through 7 present scientific and technical
discussions. Chapter 4 discusses the characterizationand production rate of emissions from fire in terms of
fuels, fire behavior, stages of combustion, fuel consump-tion, and emission factors of various pollutants. The basicelements and modeling of transport and dispersion are
covered in chapter 5, including, plume, puff, particle, andgrid models. Chapter 6 considers plume and atmo-
spheric chemistry, the chemical reactions that occur inplumes, with a focus on ozone formation and particle
formation. Use of emission inventories, air quality moni-toring, and source apportionment methods, and mecha-
nistic models to estimate the impacts of fire on air qualityare covered in chapter 7. Chapter 8 reviews the health,welfare, economic, and safety consequences of these
impacts. The final chapter recommends priorities for
future research to better understand and quantify fire andits effect on air quality.
iv
Metric Equivalents
When you know: Divide by: To find:
Feet (ft) 3.28 Meters
Pounds (lb) 2.21 Kilograms
Acres 2.47 Hectares
Pounds per acre 0.89 Kilograms per
hectare
Fahrenheit (F) 1.8 and subtract 32 Celsius
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USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 1
Chapter 1:IntroductionA state-of-knowledge review, E ffects of F i re on A i r,
was writ ten in 1979 to inform environmental agen-
cies, fire managers, and land management planners,
and to guide research strategies in the intervening
year s (Sa ndberg a nd others 1979). Tha t review is st ill
technically sound for the most part , but substantial
new knowledge is now a vaila ble. In t his volume, weupdate th at review of knowledge importa nt for man -
aging t he effects of fire on a ir a nd for adjusting t he
course of new research. In addit ion, we expand the
scope of our review to place the information in the
context of new policies regarding fire management
and a ir quali ty management
Acquisition of scientific knowledge regarding air
pollution from fires is motiva ted by a ctive policy devel-
opment both t o restore the r ole of fire in ecosystems
and to improve air quality . Land managers require
quantitat ive analysis and goal-seeking solutions to
minimize the negative consequences of fire manage-
ment . Managing f ire and a ir quali ty to the standardsset by Congress requires an increasingly detailed base
of scientific knowledge and information systems.
The Federal Wildland Fire Policy(U.S. Department ofthe Interior and U.S. Department of Agriculture 1995)
and the Clean Air Act as Amended 1990 (PL 101-549)resulted in the need to significantly raise the level of
knowledge about fires effects on air in order to meet
regulatory and m an agement requirements. For example,
new information is needed to assess, monitor, predict,
and mana ge:
E m iss ion s a n d a i r qu a li t y im pa c ts f rom w i ld -
fires
Acute hea l th e ffect s of human exposure to
smoke
Na tura l and a n thropogenic sources of v is ib il-ity reduction
Cumula t ive a i r qua l it y impact s f rom expanded
fuel ma na gement programs
Tradeof fs between a i r qua li t y impact s f rom
wildland fire and prescribed fire
Likewise, man agement of fire and a ir qua lity is also
undergoing substa ntia l policy development tha t h as
led to the need for new an d different informa tion to
sat isfy regulatory an d mana gement requirements. As
both legal and management issues mature, there is
less a sense tha t environmenta l regulat ion is a limita -
tion on fire management, and more of a sense thatecosystem management goals, fire safety, and air
quality are goals to be met collectively. For example,
new a ir qua lity rules recognize the importa nce of the
role of fire in susta ining ecosyst ems an d the inherent
tradeoffs between prescribed fire and wildland fire
occurrence. At t he sam e time, land ma na gement pla ns
an d r eal-t ime fire ma na gement decisions increasingly
factor in the expected consequences to air quality.
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2 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002
Since 1995, researchers and land managers have
concentrated a great deal of energy to extend what is
known a bout fire and it s effect on a ir qua lity; to expand
information systems that make knowledge readily
ava ilable to policy, ma na gement, and public clients; t o
merge what is known about sustainable ecosystems
an d disturba nce ecology with wha t is known a bout t he
chemistr y, physics, biology, and social im pacts of a ir
pollution; and to redefine the research a genda .
Objective ______________________
This review summa rizes the current sta te of knowl-
edge of the effects of fire on a ir, a nd defines resea rch
questions of high priority for the management of
smoke from fires. We also intend this as a reference
document for future discussion of ma na gement, policy,
an d science options for ma na ging fires a nd a ir qua lity .
This review is limited to readily available published
an d unpublished knowledge an d t o original contribu-
tions by the aut hors. No new a na lysis of dat a or policy,
nor assessment of impacts and options, is includedherein.
Related Publications _____________
This document does not stand alone. There are
several excellent sources for informa tion on th e effects
of fire on a ir. We advise th e reader t o include at lea st
the following publications, each of which will be ab-
stra cted in th is document, in your reference library:
Smoke Management Guide for Prescribed andWildland F i re: 2001 E dition(Ha rdy and oth-
ers 2001) National S trategi c Plan: Modeling and Data
Systems for Wi ldland F i re and Ai r Quali ty(Sandberg and others 1999)
I ntroduction to V isibi li ty(Malm 2000) F i re E ffects on Ai r (Sa ndberg a nd others 1979) Southern Forestr y Smoke Management Gui de-
book (Southern Forest Fire Laboratory Per-sonnel 1976)
Development of Emissi ons I nventory Methodsfor Wi ldland F i re(Ba t tye and Ba t tye 2002)
Why, then, is another state-of-knowledge review
necessary on the subject of fire effects on air? First,because policy and regulatory development in air
quali ty ma nagement and in f ire mana gement is ad-
vancing rapidly, and there is a continuing need to
reassess current knowledge about w ha t is required to
meet new expectations. Second, this document ad-
dresses the adva ncement of science at a much higher
level than the above-mentioned references. Third,
because t he J oint Fire Science Program ha s sponsored
a s eries of reviews, nicknam ed the Ra inbow Series (see
P refa ce), t o compile a broa d reference of fire effects
to serve practit ioners a nd policyma kers charged w ith
using and ma na ging fire, and this is the third volume
in that series. Finally, we hope you will find this
volume a useful at tempt t o abstra ct and fill in the gaps
left by th e previous publications.
Scope _________________________
This review includes all hea lth a nd w elfare effects of
a ir pollution from fires, but does not in clude the effects
of air resource management on ecosystem health or
an y other va lue. Unless otherwise specifically st at ed,
the term fires in t his ma nuscript includes all pre-
scribed and wildland fires on wildlands. Prescribed
fires are ignited intentionally to achieve ecosystem
management or fire protection objectives, whereas
wildland fires result from unplanned ignit ions on
wildlands. Wildlands include all the nonagricultural
and nonresidential rural lands of the United States,
including t he w ildland-urban interface, regardless of
ownership, sovereignty, or management objective.Mana gement response to wildlan d fires differs great ly
according to economic efficiency, the values at risk
(including air quality), and the expected ecological
consequences. Wildfires a re a t one end of th e spectru m
of wildland f ires in tha t they a re unwant ed and un-
planned, an d a re ma na ged to minimize cost plus loss.
At the other end of the spectrum are wildland fires
that benefit ecosystem values, and are managed to
ma ximize their benefit . I deally, each w ildland fire is
evalua ted w ith r espect t o expected costs , losses, risks,
an d benefits in order to provide an a ppropriate a nd
preplanned response. B ecause fires a re a significant
emitter of air polluta nts, ma ny other fire ma na gement
activit ies such as fire prevention or fuel treatment
ma y ha ve an indirect effect on a ir quality .
Framework _____________________
The issues, responsibilities, and tools that address
fire and a ir qua lity a re varied a nd complex, sometimes
result ing in confusion about the physical scale and
temporal sta ge of th ree cha racterist ics: the a pplica-
tion to fire management, the application to air re-
source ma na gement, an d th e physical process of air
pollution. National S trategi c Plan: Modeling and DataSystems for Wi ldland F i re and Ai r Quali ty(Sa ndberga nd others 1999) provides a conceptua l fra mew ork for
visualizing fires effects on air by representing the
scope of the problem as a three dimensional array of
air resource mana gement, fire mana gement, and scale
component s (fig. 1-1). The a ir r esource component is
ordered in time from emissions source strength, to
am bient a ir qua lity , and to effects. The fire ma na ge-
ment component includes planning, operations, and
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USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 3
monitoring. The scale component includes the event ,
landscape, sta te or tr ibal, and r egiona l scales.
We ha ve organ ized this volume around the a ir re-
source component a nd expan ded it t o include a regu-
lat ory perspective (fig. 1-2). F ire in t he context of t he
regulatory environment is the subject of chapters 2
and 3. Biomass consumption and emissions are the
subject of cha pter 4; tra nsport a nd dispersion of pollut-
an ts in t he at mosphere the subjects of cha pters 5 and
6; air qua lity impacts th e subject of cha pter 7; an d the
effect on huma n va lues from exposure to air polluta nt s
th e subject of cha pter 8. We conclude wit h a review of
recommendations for future research in chapter 9.
Prior Work _____________________
Since the publication of E ffects of F i re on Ai r(Sa ndberg a nd others 1979), significan t changes ha ve
come to pass in both the technical and policy issues
that surround the fire and air quality dilemma. The
conferences, sta keholder group discussions, a nd t ech-
nical publicat ions discussed here ha ve helped to shape
the current fire ma na gement programs a nd w ill influ-
ence future programs.
Smoke Management Guide For Prescribedand Wildland Fire: 2001 Edition
Smoke Management Gui de for Prescr ibed and Wi ld-land F i re: 2001 Editi on(H ar dy a nd others 2001) ha sbeen developed by t he Fir e Us e Working Team of the
Na tional Wildfire Coordina ting G roup (NWCG ) a nd
involves most of the same authors as this current
publication. The guide provides fire management
an d smoke mana gement pract i t ioners with a funda-
mental understanding of fire emissions processes
a nd impa cts, regulat ory objectives, and t ools for the
ma na gement of smoke from fires. It is a comprehen-
Figure 1-1Three primary components of the issues, respon-
sibilities, and tools related to wildland fire and air quality: air
resource management, fire management, and scale (Sandberg
and others 1999).
Figure 1-2The relations of air regulations and physical processes to the three categories within the air
resource component. OSHA/NIOSH = Occupational Safety and Health Administration/National Institute for
Occupational Safety and Health (Sandberg and others 1999).
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4 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002
sive t rea tment of the sta te of knowledge regarding
f ire and a ir qua li ty an d provides guidance to pract i-
t ioners. We will not a t t empt to duplicate its level of
deta i l in th is volume. Rather , w e add some technica l
background a nd a nalysis o f research needs rela t ive
to new requirements for ma nagement .
First published in 1985, the guide is intended to
provide national guidance for the planning a nd ma n-
aging of smoke from prescribed fires to achieve airqua lity requirements t hrough bett er smoke mana ge-
ment practices (NWCG 1985). This guide has been
widely distributed within t he fire community a nd a ir
qua lity regulatory agencies, and to privat e and Tribal
land managers, providing a single comprehensive
source of informa tion on fire and a ir qua lity issues.
Much ha s cha nged since 1985 in prescribed burning
practices, smoke ma na gement programs, an d air qua l-
ity regulatory requirements. These changes are re-
flected in th e 2001 edition of the gu ide, wh ich includes
expanded sections on fire and emissions processes,
smoke impacts on health, welfare, safety, and nui-
sance; regulations for smoke management; and thefundamenta ls o f responsible smoke management
(Ha rdy a nd others 2001). These funda ment a ls include
fire pla nnin g, use of smoke ma na gement met eorology,
techniqu es to reduce emissions, sm oke dispersion pre-
diction systems, air qua lity monitoring methods, and
program assessment.
The most significant change in the guide is the
expanded a nd upda ted section on techniqu es to reduce
emissions a nd impa cts. While th e 1985 guide focused
primarily on minimizing smoke impacts by meteoro-
logical scheduling and dispersion, the 2001 guide
provides detailed informa tion on emissions reduction
techniques, used in different regions of the country,tha t h ave been useful, practicable, and effective in th e
field. This empha sis on a ctua l reduction of emissions
ra ther t ha n dispersion w as provided in response to air
qua lity regulat ions tha t now ta rget regional emissions
reductions.
Readers w ill also find tha t t he 2001 guide has a great
deal more information on the latest developments in
national air quality regulations that affect fire pro-
gram s including th e regional ha ze and visibility pro-
tection program s, Clea n Air Acts conformit y requ ire-
ments, E P As I nter im Ai r Quality Policy on Wildlandand Pr escr ibed F i res(EP A 1998), an d NE P A plan ningguidance. The guide was drafted by 16 authors and
five editor/compilers workin g under t he sponsorsh ip
of the NWCG Fire Use Working Team with support
from the EP A.
Wildland Fire and Air Quality: NationalStrategic Plan
Another recent publication also provides a system-
at ic review of the sta te of knowledge and informa tion
systems. This strategic plan was also sponsored by
the NWCG an d the E nvironmenta l P rotection Agency
(E P A).
In 1997, th e NWCG Fire U se Working Team sa nc-
tioned a sma ll group of fire resear ch scientists a nd a ir
quality managers to develop a National StrategicPlan: Modeling and Data Systems for Wi ldland F i reand Ai r Quality (Sa ndberg a nd oth ers 1999) to foster
development a nd implementa tion of models a nd da tasystems that could be used to manage air quality
impa cts of fires. The result ing report provides a con-
ceptual d esign a nd st rat egic direction towa rd meeting
the increasing need for information required to ma n-
a ge emissions from fire (Sa ndberg a nd others 1999). In
November 1997, after 2 years of drafting and exten-
sive review of a draft plan, 86 experts at tended a
na tional w orkshop, a nd using t he discussion fra me-
work presented in this cha pter, they defined the cur-
rent st at e of knowledge, desired future condit ion, a nd
recommendations for research and development for
each cell in the discussion framework.
The stra tegic plan ta rgets a more technical, scien-tific, and policy-oriented audience than the smoke
ma na gement guide, and recommends a research an d
development stra tegy to reach a desired future stat e
for smoke management information systems. It also
provides a comprehensive treatment of policy and
technical issues that we will not duplicate in this
volume.
Introduction to Visibility
Air pollution impacts on visibility are discussed in
detail in I ntroduction to V i sibi li ty (Malm 2000). The
discussion isnot specific to th e impacts of fire but isrelevan t because of the regulat ory at tention given t o
fire in th e EP A Regiona l Ha ze Rule (40 CFR P ar t 51
1999) and because Federal land managers have the
responsibility of managing fires and the impacts of
fires and all other pollution sources on visibility in
many Nat ional Pa rks and wilderness areas. We make
no att empt in this volume to duplica te this discussion
of the a tm ospheric physics, meteorology, hist oric vis-
ibility t rends, monitoring a nd a pportionment method-
ologies, or huma n perceptions t ha t ar e so admira bly
covered in I ntroduction to V i sibi li ty.
The Federal Advisory Committee ActWhite Papers
During the 1997 to 1998 development of proposed
national ambient air quality standards (NAAQS) for
P M2.5 (particulate ma tter w ith a n a erodynamic diam-
eter less tha n or equa l to 2.5 microns) and r egiona l ha ze
regulations, E P A used provisions of t he Federal Advi-
sory C ommitt ee Act (FACA) to convene a la rge group of
sta keholders who were interested in providing input t o
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USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 5
the regulatory process. A FACA committee for the
development of ozone, part iculat e ma tt er, and regiona l
ha ze implementa tion programs w as formed to a ddress
both policy a nd t echnical issu es. The commit tees S ci-
ence and Technology Wildla nd F ire Issu es G roup, one
of several working groups and subcommittees, re-
searched and dra fted five reports th at ar e briefly sum-
ma rized below (E P A 2000c).
Ai r Moni tor ing for Wi ldland F i re Operations pro-vides recommend a tions for conductin g a ir-monitoringprogram s designed to support fire a ctivit ies th at also
monitor for complian ce with NAAQS. I t a lso describes
how monitoring can support burning programs and
how land ma na gers can collaborate wit h air a gencies,
and it provides guidance for selecting monitoring
equipment.
E lements of a Smoke Management Progr am dis-cusses recommenda tions for a ba sic level smoke ma n-
agement program. The document summarized infor-
mation from an EPA-sponsored workshop held to
respond to specific quest ions posed by E P A. The docu-
ment describes the six basic components of a smokemana gement program:
Au t hor iz a t ion to b ur n
M in im iz in g em is si on s
B u rn pla n com pon en ts
P u blic ed uca t ion
S u r vei ll a n ce a n d en for cem en t
P r ogr am eva lua t ion
It also provides examples of monitoring methods,
public aw ar eness programs, a nd program enforcement.
E mission I nventor ies for S tate I mplementation Plan[S I P] D evelopmentdescribes several levels of inven-
tory complexity: a default level based on currentlyavailable information; a basic level program that is
considered the minimal program needed to support
SIP development; and a detailed inventory level wh en
a greater level of an alysis or a ccountability in inven-
tory precision is needed. Elements of each level of
inventory a re described, dat a sources a re identified
and data mana gement issues are discussed.
What Wildland F i re Conditions M inimize E mis-si ons and H azardous A i r Pollutants and C an L andManagement Goals S ti ll be Met? This pa per is a dis-cussion of fire conditions and techniques that mini-
mize pollutant emissions. Both wildland emissions
a nd prescribed fire emissions a re discussed. The dis-
cussion of emissions reduction techniques for pre-
scribed burning is also found in Smoke ManagementGuide for P rescri bed and Wildland Fi re: 2001 edition(H a rdy a nd others 2001).
E stimating Natural E missions from Wildland andPr escri bed F i rea ddresses how best t o define natura lemissions from fire. This is crit ical to implementin g
regiona l ha ze goals of reducing visibility degrada tion
caused by huma n-ma de sources of air pollution. The
paper dis cusses a ma tr ix of choices: (1) emissions from
fire necessary to restore and susta in desired ecosys-
tem cha ra cteristics, (2) fire needed to ma na ge fuels to
a condition where they can be dealt w ith most effec-
tively from a wildfire control standpoint, (3) no net
increase in fire emissions, and (4) no change from
current emissions.St akeholders reviewed, discussed, an d dra fted, ad-
ditional work on these five reports. The reports and
other technical references were considered by EPA
during the formulation of the regional haze regula-
tions and revisions to the par ticulate ma tt er NAAQS.
Environmental Regulation and PrescribedFire Conference
In Ma rch 1995 a conference on new developments in
environmenta l regulat ions related to prescribed fire
wa s held in Tam pa, FL (Conference Proceedings: E nvi -
ronmental Regulation & Prescri bed Fi re: Legal andSocial Challenges, B rya n 1997). This 3-da y m eetingincluded sessions on challenges an d st ra tegies rega rd-
ing the use of fire, air qua lity regulation, and liability ,
as well as social and economic issues. Sponsored by
numerous St at e and Federal environmenta l and for-
estry agencies, the conference provided a forum for
discussion of the Clean Air Act, Endangered Species
Act, and other Federal statutes that guide national,
St at e, and local regulations pertaining t o prescribed
fire.
Significan tly, a joint declar at ion dra fted by the con-
ference steering committee and presented to confer-
ence at tendees w as later signed by representa tives ofthe EP A, Sta te of Florida, Na tional B iological S urvey,
The Wilderness S ociety, F orest S ervice, a nd Ma riposa
County, Florida. In summa ry, the declara tion upheld
th e followin g prin ciples:
Pr a ct i t ioner l iab i li t y is a major obst acle to the
increased use of fire. Legislation should be
considered on the Federal level to protect
properly certified fire pra ctitioners except in
cases w here negligence is proven.
Pa r tnersh ips among a ll of the s t akeholders
are vital to the future use of fire. Efforts to
enhance such partnerships must be encour-aged especially in the exchange of informa-
tion, development of best m an agement prac-
tices, public education campa igns, an d funding
init iat ives.
Ag en cies sh ou ld w o rk t og et h er t o eva lua t e
tradeoffs between public health risks from
fire and ecological damage caused by fire
exclusion.
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6 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002
Publ ic educa t ion regard ing the use of pre-
scribed fire, ecosystem health, and risks of
w ildfire versus those from prescribed burning
is encouraged.
The role of f ir e in ecosys tem mana gement
needs to be understood by all stakeholders.
The ra mificat ions of not usin g prescribed fire
are serious and must also be appreciated as
limits on fire use may conflict with otherpublic ma nda tes.
Act ions pert a in ing to the use of f ir e must be
based on sound science. There are several
crucial knowledge gaps that must be filled.
Consequences to public safety caused by de-
laying the increases of prescribed fire are
great .
Publ ic and pr iva te proper ty owners need to
retain the right to use prescribed fire to pro-
tect and enhance the productivity of their
lands while also protecting nearby property
owners from a dverse impacts of burning.
Administ ra tors responsible for a l locat ing fundsshould do so on t he ba sis of regiona l priorities
wit h greater emphasis on prevention tha n in
the past .
An increased emphasis on t r a in ing for pre-
scribed fire pra ctitioners is needed to enha nce
public accepta nce.
Southern Forestry Smoke ManagementGuidebook
TheSouthern F orestr y Smoke Management Guide-
book(Southern Forest Fire La boratory P ersonnel 1976)
wa s one of th e first smoke man agement guidebooks
developed in t he U nited St at es for use by la nd, fire,
and air resources managers. The guide provides an
improved understanding of: (1) smoke management
an d a ir qua lity regulat ions; (2) contents of smoke and
variables affecting production; (3) smoke transport
a nd dispersion; (4) potent ial effects on huma n hea lth,
human welfare, and visibility ; and (5) what can be
done to mitigate its impacts. A system for predicting
a nd modifying sm oke concentra tions from prescribed
fires was introduced for Southern fuels.
Changes in Fire Policy ___________
The Federal Wi ldland Fi re Policy(USD I and USDA1995; US DI an d others 2001) requires that fire, as
a crit ical na tura l process, must be reintroduced into
the ecosystem to restore and maintain sustainable
ecosyst ems. This w ill be accomplished a cross a gency
boundaries and will be based on the best available
science. The policy req uires t he use of fire t o susta in
ecosyst em hea lth ba sed on sound scientific principles
an d ba lanced with other social goals including public
health a nd sa fety, air qua lity , and other specific envi-
ronmental concerns. Ea rly in the plan ning process,
action is required to involve public health and envi-
ronmental r egulat ors in developing th e most w orkable
a pplica tion of policies a nd regula tions. Agencies ar e
called on to create a system for coordination and
cooperation among land managers and regulators
tha t explores options with in existing law s t o allow forthe use of fire to achieve goals of ecosystem health
while protecting individual components of the envi-
ronment, huma n healt h, a nd sa fety. The policy a lso
requires that air q uality values be considered during
preparedness and fire protection. When setting pro-
tection priorit ies, land ma na gers must define values
to be protected working in cooperation with state,
local, an d tr ibal governments, permittees, an d public
users. Criteria will include environmental, commod-
ity, social, economic, political, public healt h, a nd other
values.
Several strategies and funding programs were de-
veloped to improve the ability of managers to fullyimplement t his policy.
Joint Fire Science Program
The J oint Fire Science Program (J FS P ) wa s creat ed
by Congress in the 1998 Appropriations to Interior
and Related Agencies bill to augment the delivery of
science and informat ion syst ems necessary t o mana ge
the increas ed use of fire a nd other fuel trea tm ents. The
legislat ion provides a ma nda te to protect air qu ality in
conjunction with economic efficiency and ecological
consequences. The program (National Interagency
Fire Center 2002 unpaginated) recognizes that:Land mana gers are rapidly expanding the use of fire
for mana ging ecosystems while air resource ma na gers
ar e accelerat ing efforts t o reduce the local a nd regional
impacts of smoke. Smoke management (meeting air
qua li ty standa rds) is a legal requirement of the Clean
Air Act, as well as a health and safety issue for the
general populace and fireline personnel. The J FS P will
attempt to define these social relationships and de-
velop ana lytical tools and communication practices to
help ma ngers include social considerations in d ecision
making.
One of the goals of the J FSP is to evalua te various
trea tm ent t echniques for cost effectiveness, ecological
consequences, and air qua lity impa cts. The progra mplan st a t es:
Methods ha ve not been developed to a ssess the oppor-
tunit ies, costs, a nd effectiveness of employing smoke
reduction techniques throughout th e country. Cur rent
models to assess regional sca le cumulative effects on
air qua li ty and w at er quali ty wil l need to be expanded.
The program w ill develop a n at ionally consistent sys-
tem of models for fuel consumpt ion, emissions produc-
tion, and smoke dispersal that can a ssess cumulative
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USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 7
effect. This research w ould also contribute t o under-
standing t he potential na tional and global impacts of
changes in biomass use, prescribed fire, and w ildland
fire on wood supply, atm ospheric chemistry, a nd car-
bon sequestration.
Cohesive Strategy
Protecting People and Sustaining R esources in F i re-
Adapted E cosystems: A Cohesi ve S trategy (Lavertyand Williams 2000) is the Federal framework estab-lished to restore and maintain ecosystem health to
reduce the threat and consequences of wildfires. It is
presumed that fire suppression over the past 100
year s ha s excluded fire from ma ny ecosyst ems, fueling
conditions for unna tura lly intense fires tha t , a mong
other effects, threat en air qua lity . Cit ing serious a ir
qua lity impacts from long dur at ion w ildfire episodes
in recent years, the report expresses concern that:
The extent to which management for ecosystem resil-
ience can improve air quality over the long term is not
completely known. Pr esent regula tory policies mea sure
prescribed fire emissions, but not wildland fire emis-sions. The emissions policy tends to constrain treat-
ments an d in short interva l fire systems may a ct to
inadvertently compound wildland fire risks. (p 34)
The cohesive strategy directs land management
agencies to collaborate with the EPA in addressing
long-term impa cts, tra deoffs, and issues regarding a ir
quality and other impacts. The report acknowledges
that programma t ic analysis of a ir q uali ty impacts w ill
be a necessary step in implementing the planned
increases in prescribed burning necessary to restore
the h ealt h of fire-prone ecosyst ems. The st ra tegy est i-
mates that the USDA Forest Service Regions would
increase fuel treatments by five-fold in the West andtw o-fold in th e Ea st a nd S outh to achieve restorat ion
goals within 10 years; or employ a slightly smaller
increase t o obta in results in 20 years. Most, but not a ll ,
of the treat ments w ould involve burning.
The relative risk to air quality was projected to
decreas e by about 25 percent a s a result of improving
the resilience of ecosystems, according to current
models.
The cohesive strategy is responsive to regulatory
responsibilities. The planned increase in burning is
constra ined in part by th e consideration to regulatory
obligations, with an acknowledgment that a more
rigorous assessment of impacts could substantially
change the planned extent and schedule of treat-
ments. C oncerns for public health issues an d firefighter
safety in relation to smoke are also expressed. The
stra tegy acknowledges tha t air qua lity issues must beanalyzed more thoroughly at smaller scales as it is
stepped down t o lan dsca pe a nd project level pla nning .
National Fire Plan
The National Fire Pla n wa s established inA R eportto the President I n R esponse to the Wi ldfi res of 2000(US DA and US DI 2000), an d implemented using Col-laborative Approach for R educing Wi ldfir e R isks toCommuniti es and the E nvi ronment: 10-Y ear Compre-hensi ve Strategy(Wester n G overnors Associa tion 2001).St akeholder groups under the sponsorship of the US DA
Forest Service, USDI, and the Western GovernorsAssociation prepared the implementation strategy.
This str a tegy recognizes tha t key decisions in sett ing
priorit ies for restoration, fire, a nd fuel ma na gement
should be made at local levels. As such, the plan
requires a n ongoing process whereby t he loca l, Triba l,
State and Federal land management, scientific, and
regulatory a gencies excha nge th e required technical
information, including the assessment of air quality
tr a deoffs, to inform t his decisionma king process. The
stra tegy has a goal o f mainta ining and enhancing
community health and economic and social well-be-
ing; and requires that public healt h risks from smoke
a re reduced, airs hed visibility is improved, an d smokema na gement plans ar e developed in conjunction with
prescribed fire plan ning a nd implementa tion.
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8 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002
Notes
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________________________________________________________________
________________________________________________________________
________________________________________________________________
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USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 9
This chapt er introduces the regulat ory environment
for smoke from prescribed an d w ildlan d fire, providing
updated discussion of the laws, regulations, stan-
dards, a nd regula tory st ra tegies tha t have changed
since a bout 1980. We explain roles a nd responsibili-
t ies of the regulat ory agencies and land m an agers, an dwe fra me the technical discussion in the cont ext of who
needs w ha t informat ion t o fulfill legal requirements.
Air pollution is the presence in the atmosphere of
one or more conta mina nts of a na ture, concentra tion,
and duration to be hazardous to human health or
welfa re (Sa ndberg a nd others 1999). Welfare includes
potential to harm animal or ecosystem health, eco-
nomic activity, or the comfortable enjoyment of life
and property. Air pollution is created from both hu-
man (that is, anthropogenic) and natural sources.
Anthropogenic air pollution is the presence in the
atmosphere of a substance or substances added di-
rectly or indirectly by a h uma n a ct , in such am ounts asto adversely affect humans, animals, vegetation, or
ma teria ls (Williams on 1973). Air polluta nt s a re clas-
sified into tw o ma jor cat egories: primar y an d second-
ary. Air pollutant emissions, or simply emissions,
are the production and release of air contaminants
emitted from fires that have a potential to cause air
pollution. This definit ion includes pa rt iculat es, hydro-
carbons, car bon monoxide (CO), meta ls, an d a ll oth er
Chapter 2: Air QualityRegulations and Fire
t ra ce gases that may be hazardous or tha t are chemi-
cal precursors to secondary air pollution. Primary
pollutants are those directly emitted into the air .
Un der certa in conditions, prima ry polluta nts undergo
chemical reactions within the atmosphere and pro-
duce new subst an ces known a s secondary polluta nts.Hazardous air pollutants are a special class of air
pollutants identified in the Clean Air Act Amend-
ments of 1990 as constituting a hazard to human
health .
Air quality is a measure of the presence of air
pollution. Ambient a ir qua lity is defined by the C lean
Air Act of 1963 as t he air qua lity a nyw here people have
a ccess, outs ide of indust ria l site bounda ries. Ambient
a ir quali ty standards are standards of a ir quali ty
designed to protect human health or welfare. Air
resource ma na gement includes any activity t o antici-
pate, regulat e, or m onitor a ir pollution, a ir polluta nt
emissions, ambient air quality , or the effects of airpollution resulting from fires or fire management.
In t he past , emissions from prescr ibed f ire were
considered huma n-caused, an d wildla nd f ires were
considered na tura l sources of emissions. But recent
policy deba te ha s focused on wh a t sh ould be consid-
ered na tura l ; tha t i s , t o be reasonably una f fec ted by
human inf luence. This debate resulted from the
paradox that not a l l wildland f ires are vigorously
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10 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002
suppressed and that some prescr ibed burning is
done to ma in t a in hea l thy na tura l ecosys tems where
fire has previously been excluded.
Air resource mana gement includes any a ctivity to
anticipate, regulate, or monitor air pollution, air pol-
luta nt emissions, ambient a ir qua lity , or the effects of
air pollution r esult ing from fires or fire ma na gement.
Em issions an d impacts on air qua lity from fires ar e
managed and regulated through a complex web ofinterrelated law s an d regulations. The prima ry legal
basis for air qua lity regulation across the na tion is the
Federa l Clea n Air Act (CAA), wh ich is actua lly a s eries
of acts, a mendments, an d regulations that include:
Federa l Air Pollut ion Control Act of 1955 (P L
84-159). P rovides for resear ch a nd technical
assistance and authorizes the Secretary of
Health, Education, and Welfare to work to-
wa rd a bet ter understa nding of the causes a nd
effects of air pollution.
Federa l C lean Air Act of 1963 (P L 88-206).
Empowers the Secretary of Health, Educa-
tion, and Welfare t o define air qua lity criteria
based on scientific studies. Provides gra nts to
state and local air pollution control agencies.
Federal Air Quality Act of 1967 (P L 90-148).
Est ablishes a fra mework for defining air q ual-
ity control regions based on meteorological
and topographical factors of air pollution.
Federa l C lean Air Act Amendments of 1970
(P L 91-604). P rincipal source of sta tut ory au -
thority for controlling air pollution. Estab-
lishes basic U.S. program for controlling air
pollution.
Environmenta l P rotect ion Agency (EP A) pro-mulgates nat ional ambient a ir quali ty stan-
da rds (NAAQS) for pa rticula tes, photochemi-
cal oxidan ts (including ozone), hydr oca rbons,
carbon monoxide, nitrogen dioxide, and s ulfur
dioxid e (1971).
C lea n A ir Ac t Am e n dm e n t s of 19 77 (P L 9 5-
95). Sets the goal for visibility protection
and improvement in C lass I a reas and as-
s igns Federa l l and managers the a f f i rma-
t ive responsibil i ty to protect a ir qua li ty re-
la ted va lues .
Clean Air Act Amendments of 1990 (P L 101-
549). E sta blishes a uthority for regulat ing re-gional ha ze and a cknowledges th e complexity
of the relat ion between prescribed and wild-
land fires.
Reg iona l Haze Regula t ions , F ina l Rule (40
CFR Part 51) (1999). EPA promulgates the
Regiona l Ha ze Rule supported in par t by t he
1998 Int erim Air Quality P olicy on Wildlan d
an d P rescribed Fires.
Roles and Responsibilities Underthe Clean Air Act ________________
St at es have the lead in carr ying out provisions of the
Clean Air Act because appropriate and effective de-
sign of pollution cont rol progra ms req uires a n under-
standing of local industries, geography, transporta-
tion, meteorology, urban and industrial development
patterns, and priorit ies. The EPA has the task ofset t ing a ir quali ty standards (nat ional ambient a ir
qua lity sta nda rds, or NAAQS). In a ddit ion, EP A de-
velops policy and technical guidance describing how
various Clean Air Act programs should function and
what they should accomplish. States develop State
implementa tion plan s (SIP s) tha t define and describe
customized programs they will implement to meet
requirements of the Clean Air Act. Tribal la nds a re
legally equivalent t o Sta te lands , and Tribes prepare
Tribal implementation plans (TIPs) to describe how
they will implement the Clean Air Act. Individual
States and Tribes can require more stringent air
quali ty sta ndards but cannot w eaken clean a ir goalsset by EP A.
Federal land managers have the complex role of
ma naging a f ire as a source of a ir pollutan ts, wh ile
fulfilling monitoring a nd regula tory responsibilit ies
t ied to visibi l i ty and regional haze. Federa l land
ma nagers a re given t he responsibili ty by t he Clean
Air Act for reviewing prevention of significant dete-
riorat ion (P SD ) permits (discussed lat er in this chap-
ter) of ma jor new a nd modified sta t iona ry pollution
sources and comment ing to the Sta te on whether
there is concern for visibility impacts (or other re-
source va lues) in Class I areas downwind of the
proposed pollution source. Some St a tes r equire mod-
eling of source impacts on Cla ss I area s, a nd Federa l
land ma na gers customarily comment on the model
results.
The 1990 Clean Air Act Amendments require
planned Federal actions to conform to SIPs. This
general conformit y rule prohibits Federa l agencies
from taking any act ion within a nonat ta inment or
ma intena nce a rea t ha t (1) causes or contributes to a
new violation of air quality standards, (2) increases
the frequency or severity of an existing violation, or
(3) delays the t imely a t ta inment of a standard as
defined in the applica ble SIP or area plan. The gen-eral conformit y rule covers direct a nd indir ect emis-
sions of criteria polluta nts , or their precursors, w hich
are caused by a Federa l ac t ion , a re reasonably
foreseeable , and can pract icably be controlled by
th e Federa l a gency t hrough i ts cont inuing program
responsibility .
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USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 11
National Ambient Air QualityStandards______________________
The purpose of the Clean Air Act is to protect
humans against negative health or welfare effects
from air pollution. Nat iona l ambient air qua lity sta n-
dards (NAAQS) are defined in the Clean Air Act as
am ounts of polluta nt above which detrimenta l effects
to public health or welfare ma y result . NAAQS ha vebeen esta blished for the following criteria polluta nt s:
par t icula te mat ter(P M10 and P M2.5; NAAQS for
particulate matter are established for two aerody-
namic diameter classes: PM10 is particulate matter
less tha n 10 microns in diam eter, and P M2.5 is less
tha n 2.5 microns in diameter; tota l suspended part icu-
late matter is called PM or sometimes TSP), sulfur
dioxide (SO2), nitrogen dioxide (NO2), ozone, carbon
monoxide (CO) an d lea d (Pb) (ta ble 2-1). P rima ry
NAAQS are set at levels to protect human health;
secondary NAAQS are to protect human welfare ef-
fects including visibility a s well as plant an d ma terials
damage.An a rea t ha t is found to be in violat ion of a prima ry
NAAQS is la beled a n onat ta inment a rea (fig. 2-1); an
area once in nonattainment but recently meeting
NAAQS, and with appropriate planning documents
approved by EPA, is a maintenance area; all other
areas are at tainment or unclassified (due to lack of
monitor ing). St a t e a ir qua li ty a gencies can provide
up-to-date locations of local nonattainment areas
(P M2.5 is a new ly regulat ed polluta nt , so at t ainment /
nonat t a inment sta tus ha d not been determined a t t he
time of publicat ion of this document; monit oring must
ta ke place for a t least 3 years before designation can be
made, which means PM2.5 status will likely not be
known until a t least 2003). St at es are required through
their SIPs to define programs for implementation,
ma intenan ce, a nd enforcement of the NAAQS w ithin
t h e i r b o u n d a r i e s . W i l d l a n d f i r e i n a n d n e a r
nonattainment areas will be scrutinized to a greater
degree than in a t t a inment areas and may be subject to
general conformity rules. Extra planning, documenta -tion, and careful scheduling of prescribed fires will
likely be required to minimize smoke effects in the
nonatt ainm ent area to the great est extent possible. In
some cases, the use of fire may not be possible if
significant impacts to a nonat ta inment area are likely.
The ma jor polluta nt of concern in sm oke from fir e is
fine part iculat e matt er, both P M10 an d P M2.5. St ud-
ies indicate that 90 percent of all smoke particles
emitted during wildland burning are PM10, and 90
percent of PM 10 is P M2.5 (Wa rd a nd Ha rdy 1991). The
most recent human health studies on the effects of
particulate matter indicate that fine particles, espe-
cially P M2.5, are la rgely responsible for hea lth effectsincluding mortality, exacerbation of chronic disease,
an d increased hospita l a dmissions (Dockery a nd oth-
ers 1993; Schw a rtz a nd others 1996).
Prevention of SignificantDeterioration ___________________
Another provision of the Clean Air Act with some
applicability t o wildland burning a ctivit ies is the pre-
vention of significant deterioration (PSD) provisions.
Table 2-1National ambient air quality standards (NAAQS) (U.S. Environmental Protection
Agency 2000b). Primary NAAQS are set at levels to protect human health;
secondary NAAQS are to protect human welfare.
Pollutant Averaging time Primary Secondary
PM10 Annual arithmetic mean 50 g/m3 a
50 g/m3
24-hour average 150 g/m3
150 g/m3
PM2.5 Annual arithmetic mean 15 g/m3
15 g/m3
24-hour average 65 g/m3
65 g/m3
Sulfur dioxide (SO2) Annual average 0.03 ppm
b
24-hour average 0.14 ppm
3-hour average 0.50 ppm
Carbon monoxide (CO) 8-hour average 9 ppm
1-hour average 35 ppm
Ozone (O3) 8-hour average 0.12 ppm 0.12 ppm
1-hour average 0.08 ppm 0.08 ppm
Nitrogen dioxide (NO2) Annual average 0.053 ppm 0.053 ppm
Lead (Pb) Quarterly average 1.5 g/m3
1.5 g/m3
ag/m
3= micrograms per cubic meter.
bppm = parts per million.
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12 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002
The goal of PS D is to prevent a reas th at ar e currently
cleaner than is allowed by the NAAQS from being
polluted up to the ma ximum ceiling esta blished by t he
NAAQS. Three air q ua lity class es were esta blished by
the Clean Air Act PSD provisions including Class I
(which a llows very lit t le a ddit ional pollution), Cla ss I I
(wh ich allows some incrementa l increase in pollution),
an d Cla ss II I (which allows pollution to increase up to
the NAAQS). Cla ss I ar eas include wildernesses an d
na tional memorial parks over 5,000 acres, Na tional
Parks exceeding 6,000 acres, and all international
par ks tha t w ere in existence on August 7, 1977, as w ell
a s la ter expan sions to th ese area s (fig. 2-2).
Histor ica l ly , E P A has regarded smoke from w ild-
lan d fires as temporar y an d therefore not subject to
issuance of a P SD permit ; wh ether or not wildland
fire smoke should be considered when calculating
P SD increment consumption or PS D ba seline wa s not
def ined. EP A recent ly rea f f irmed tha t St a t es could
exclude prescribed fire emissions from increment
analyses provided the exclusion does not result in
permanent or long-term air quality deterioration
(EP A 1998). St at es a re a lso expected t o consider the
extent t o which a pa r t icular type of burning act ivi ty
is t ruly temporary , as opposed to an act ivi ty tha t
could be expected to occur in a part icular a rea w ith
some regularit y over a long period. Oregon is t he only
St a te tha t ha s chosen to include prescribed fire emis-
sions in P SD increment an d ba seline ca lcula t ions.
Visibility _______________________
The 1977 am endment s to t he Clea n Air Act include
a na tional goal of the prevention of an y future, an d
the remedying of a ny existing, impairment of visibility
Figure 2-1PM10 nonattainment areas as of May 2002. Current nonattainment status for PM10 and all other criteria
pollutants are available from the Environmental Protection Agency (EPA) aerometric information retrieval system(AIRS) Web page at http://www.epa.gov/air/data/index.html (EPA 2002).
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USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 13
in manda tory Class I F edera l a reas which impairment
results from manmade air pollution (42 U.S.C
7491). St a tes a re required t o develop implementa tion
plans that make reasonable progress toward the
na tional visibility goal.
Atmospheric visibility is affected by scattering and
absorption of light by particles and gases. Particles
and gases in the air can obscure the clarity, color,
texture, and form of wha t w e see. Fine part icles most
responsible for visibility impairment are sulfates, ni-
tra tes, orga nic compounds, elementa l carbon (or soot),
an d soil dust . Sulfat es, nitrat es, organ ic carbon, andsoil tend to scatter light , whereas elemental carbon
tends t o a bsorb light. Fine part icles (P M2.5) a re more
efficient per unit mass than coarse particles (PM10
and larger) at causing visibility impairment. Natu-
rally occurring visual range in the Eastern United
States is estimated to be between 60 and 80 miles,
while natural visual range in the Western United
St a tes is betw een 110 a nd 115 miles(these estima tes
do not consider the effect of na tur a l fire on visibility)
(Trijonis a nd oth ers 1991). Cur rently , visua l ra nge in
the Ea stern U nited Sta tes is about 15 to 30 miles and
a bout 60 to 90 miles in the Western U nited S ta tes. (40
CF R P ar t 51). The theoretical ma ximum visual ra nge
a bout 240 miles.
Regional Haze
Regional haze is visibility impairment produced by
a multitude of sources and activit ies that emit fine
part icles and their precursors and ar e located a cross a
broad geographic ar ea. This contra sts with visibility
impairment th at can be traced largely to a single, large
pollution source. Until recently, the only regulations
for visibility protection a ddressed impairment t ha t is
reasonably at tr ibutable to a permanent, large emis-
sions source or sm a ll group of large sources. In 1999,
EP A issued regiona l haze regulat ions to mana ge and
mitigat e visibility impairment from th e multitude of
diverse regional h a ze sources (40 CFR P a rt 51). The
regiona l ha ze regulat ions call for Sta tes to establish
Figure 2-2Mandatory class 1 areas (Hardy and others 2001).
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14 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002
goals for improving visibility in Class I Nat iona l Pa rks
a nd w ildernesses, and t o develop long-term st ra tegies
for reducing emissions of air pollutants that cause
visibility impa irment.
Regional Haze Planning ProcessBecause re-giona l haze is a multi-St at e issue, regiona l haze regu-
lations encourage States, land managers, and other
sta keholders t o work together to develop cont rol pro-
grams through regional planning organizations thatcan coordinate development of strategies across a
multi-St at e region. In the Western Unit ed Sta tes, the
Western Regional Air P ar tn ership (WRAP), sponsored
through the Western Governors Association and the
Nat iona l Tribal E nvironmenta l Council, is coordina t-
ing regiona l planning a nd t echnical a ssessments. The
WRAP w as the first of five regiona l planning organiza -
tions to be established and has been active in many
technical and policy developments. Other regional
planning organizations have begun assessments of
fire and air quality in their regions. In the Eastern
United States, four formal groups are addressing
planning issues: CENRAP (Central States Regional
Air Partnership), OTC (Ozone Transport Commis-
sion), VISTAS (Visibility I mprovement S ta te a nd Triba l
Association of the Southeast); and the Midwest Re-
gional Planning Organization (fig. 2-3).
As inter-State smoke transport becomes a larger
issue, agencies are expanding coordination of their
burns. Multi-St at e, interagency par tnerships are de-veloping to help coordinate burning and mitigate cu-
mulative impacts of smoke. For example, the Mon-
ta na /Ida ho airshed group includes private, St a te,
Tribal, and Federal partners in supporting an inte-
grated smoke management program that includes
emissions monitoring a nd smoke foreca sting (Levinson
2001).
Regional Haze and Fire EmissionsThe adop-tion of regional haze regulations marks a turning
point in how fire emissions are treated under the
nations Federal and State air quality regulations,
Figure 2-3Regional air quality planning groups (Hardy and others 2001).
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USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 15
although the regulations leave several definit ions
open to subsequent policy interpreta tion:
The role of f ire in forest ecosystems is formally
recognized for the first t ime.
Emissions from na tura l sources a re dist in-
guished from anthropogenic sources and
treat ed differently under t he rule.
The rule is the first to require development of
emissions inventories for fire, including w ild-land fires.
Emissions f rom f ire a re now subject to re-
giona l air qu ality pla nning processes as w ell
a s r e q u i r e m e n t s t o a ch ie ve r e a so n a b le
progress in emissions reductions
The policy discussion t o determine w ha t t ypes of fire
emissions are considered natural is still in progress,
but the WRAP has recommended a national policy
that would (1) define natural background as fire
emissions t ha t w ould occur in the futur e without fire
ma na gement; tha t is, w ithout reference to historic fire
occurrence or hist oric vegeta tion t ypes; a nd (2) includeprescribed burning as natural sources of visibility
impacts when fire is used to maintain healthy and
susta inable ecosystems.
Current dat a from a na tional visibility-monitoring
netw ork (Sisler a nd others 1996) do not show fire t o be
the predomina nt long-term s ource of visibility impa ir-
ment in any C lass I a rea (40 CF R P ar t 51), although
emissions from fire are an important episodic con-
tributor t o visibility-impairing a erosols. C ertainly the
cont ribut ion to visibility impairm ent from fires ca n be
significant over short periods, but fires in general
occur relat ively infrequently a nd t hus ha ve a lesser
cont ribut ion to long-term a vera ges. Specific goals forvisibility improvement focus efforts on improving air
qua lity on the most impa ired days, so fires may prove
to be an importa nt ta rget for control efforts in some
areas
Fire Consortia for Advanced Modeling of Me-teorology and Smoke (FCAMMS)Multiagencyconsortia ar e building in the P acific Northw est , Rocky
Mountain region, and Northeastern and Southeast-
ern United Sta tes as par t of the U.S. Depar tment of
Agriculture, Forest Service, Fire Consortia for Ad-
va nced Modeling of Meteorology a nd S moke. The P a -
cific Northwest consortium is developing a real-timesmoke prediction a nd emission t racking system t ha t
addr esses needs of severa l smoke ma na gement plans
from collabora t ing St a t es, Tribes, and local a ir agen-
cies (Ferguson and others 2001). Cali fornia and
Nevada ar e working together through the Ca lifornia
and Nevada Smoke and Air Committee (CANSAC)
with similar object ives of t racking and predict ing
cumulative smoke impacts (Chris F ontana , persona l
communication).
Ea ch group or regiona l consortium mus t respond to
local, Sta te, and Tribal smoke mana gement program s.
In addit ion, each region of the country has its own
part icular at mospheric processes t ha t impact fire be-
havior and smoke dispersion in different ways. For
example, while in the Southeast , t iming of frontal
pas sa ges an d onshore flow r egimes become critica l, in
the Western United States, complex flow through
mountainous terra in is an important consideration inmanaging smoke. These regionally specific demands
a re forcing resea rch to focus on subt le aspects of smoke
emissions a nd dispersion inst ead of tra dit iona l devel-
opment of worst-case a ir pollution scena rios.
Reasonable Progress
Visibility rules require Sta tes to ma ke reasonable
progress towa rd th e Clean Air Act goal of prevention
of any future, and the remedying of any existing,
impairment of visibility. The regional haze regula-
tions did not define visibility ta rgets but instea d ga ve
St at es flexibility in determining reasonable progressgoals for Cla ss I a reas. St at es are required to conduct
an alyses t o ensure that they consider the possibility of
sett ing an ambitious reasonable progress goal, one
that is aimed at reaching natural background condi-
tions in 60 years. The rule requires Sta tes t o establish
goals for each affected Class I area to (1) improve
visibility on the haziest 20 percent of days, and (2)
ensure no degradation occurs on the clearest 20 per-
cent of days over the period of each implementation
plan.
States are to analyze and determine the rate of
progress needed for the implementation period ex-
tending to 2018 such that , if maintained, this ratewould att ain na tura l visibility conditions by the year
2064. To calculate this rate of progress, each State
must compare baseline visibility conditions to esti-
ma te nat ural visibility conditions in Class I a reas a nd
to determine the uniform rate of visibility improve-
ment that would need to be maintained during each
implementa tion period to at ta in na tura l visibility con-
ditions by 2064. B a seline visibility condit ions will be
determined from da ta collected from a na tional net-
work of visibility monitors representing all Class I
a rea s in th e country for th e years 2000 to 2004. Ea ch
Sta te must determine whether this ra te and associ-
ated emissions reduction strategies are reasonablebased on several statutory factors. If the State finds
that this rate is not reasonable, it must provide a
demonstration supporting an alternative rate.
Hazardous Air Pollutants _________
Hazardous air pollutants (HAPs) are identified in
Title II I of th e Clea n Air Act Amendm ents of 1990
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16 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002
(PL 101-549) a s 188 different polluta nt s w hich present,
or may present, th rough inhala tion or other routes of
exposure, a t hreat of adverse human h ealth or envi-
ronmental effects wheth er through a mbient concen-
tra tions, bioa ccumula tion, deposition, or oth er routes.
The list of HAPs identified in the Clean Air Act are
substa nces t ha t a re known or suspected to be carcino-
genic, mutagenic, teratogenic, neurotoxic, or which
cause reproductive dysfunction.
EPA Interim Air Quality Policy onWildland and Prescribed Fires_____
In 1998, the E P A issued a na tional policy t o address
how best to achieve national clean air goals while
improving the q uality of wildland ecosystems t hrough
the increased use of fire. The I nteri m Air QualityPolicy on Wildland and Prescribed Fires(U.S. Envi-ronmental Protection Agency 1998) was developed
through a partn ership effort involving E P A, the U.S .
Departments of Agriculture, Defense, and the Inte-
rior, St at e foresters, Sta te an d Tribal a ir regulators,
a nd oth ers. The group th a t developed the policy relied
on the assum ption th at properly ma na ged prescribed
fires can improve the hea lth of wildlan d ecosystems
an d reduce the health a nd safety risks associat ed with
wildfire, while meeting clean air and public health
goals through careful planning and cooperat ion
among land ma nagers, air qua lity regulators, and local
communities.
Natural Events Policy ____________
P M10 NAAQS exceedan ces caused by n a tura l eventsar e not counted towa rd nonatt ainm ent designation if
a State can document that the exceedance was truly
caused by a natura l event and prepares a natura l
events a ction plan (NEAP ) to address huma n health
concerns dur ing fut ure events (Nichols 1996). Na tur a l
events a re defined by this policy a s wildfir e, volcanic,
seismic, an d high w ind events.
A wildfire NEAP should include commitments by
the State and stakeholders to:
1. Est ablish public notification and educat ion pro-
grams.
2. Minimize public exposure to high concentra tionsof PM10 due to future nat ural events such a s by:
a . Ident i fy ing the people most a t r isk.
b. Not i fy ing the a t -r isk public tha t a n event is
active or imminent.
c. Recommending a ct ions to be taken by the
public to minimize th eir polluta nt exposure.
d. Suggesting precautions to take if exposure
cannot be avoided.
3. Abat e or minimize controllable sources of P M10
including th e follow ing:
a. P rohibit ion of other burning during pollution
episodes caused by w ildfire.
b. P roactive efforts to minimize fuel loadings in
ar eas vulnerable to fire.
c. P lanning for prevention of NAAQS exceeda nces
in fire ma na gement plan s.
4. Ident i fy , study , and implement pract ica l mit iga t-ing measures as necessar y.
5. P er iodic reevaluat ion of the NEAP.
Collaboration AmongStakeholders ___________________
B ecause smoke from fire can nega tively a ffect public
health a nd w elfar e, air qua lity protection regulations
must be understood and followed by responsible fire
managers. Likewise, air quality regulators need an
understa nding of how an d w hen fire use decisions a re
made and should become involved in fire and smokemanagement planning processes, including the as-
sessment of when a nd how a lternat ives to fire will be
used. Cooperation and collaboration between fire
ma na gers and air qua lity regulat ors is of great impor-
tance. Table 2-2 contains recommendations for vari-
ous types of cooperat ion by th ese tw o groups depend-
ing on the a pplicable air qua lity protection instrum ent.
Best Available ControlMeasures ______________________
The application of best available control measures(BACM) for prescribed fire is a required element of
St at e implementa tion plans for PM10 nonatt ainm ent
areas that are significantly impacted by prescribed
fire smoke (EPA 1992a). The application of BACM is
also a requirement of EPAs Ai r Quali ty Poli cy onWildland and Prescr ibed F i res (EP A 1998) (see P riorWork section in chapter 1). EPAs BACM guidance
includes basic smoke mana gement program elements
an d emissions reduction t echniques tha t can be used
by land managers to minimize air quality impacts
from fire. These program elements and emissions
reduction techniques are fully documented in the
Smoke Management G ui de for Prescribed and Wi ld-land F i re: 2001 Edition (H a rdy a nd others 2001).
B r iefly , the BACM guidance notes tha t t here are
two basic approaches to minimizing the impact of
prescribed fire on air qua lity : reducing t he a mount of
pollutants emitted, or reducing the impact of the
pollutants emitted on sensitive locations or regional
ha ze through smoke dilution or tra nsport (redistribut-
ing emissions). Alth ough each meth od ca n be discussed
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USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 17
independently, fire pra ctitioners often choose fire an d
fuels ma nipulation techniques tha t complement or are
a t least consistent wit h meteorologica l scheduling for
ma ximum smoke dispersion a nd fa vora ble plume tra ns-
port. The following emissions reduction a nd redist rib-
uting emissions techniques are a compilation of our
knowledge base, and depending on specific fire use
objectives, the project locations, time, and cost con-
stra ints ma y or may not be applicable.
Reducing Emissions
At least 24 methods w ithin six m ajor classifications
have been used to reduce emissions from prescribed
burning (Hardy and others 2001). These techniques
include methods designed to minimize emissions by
reducing th e area burned; reducing th e fuel load by
reducing t he fuel production, or fuel consum ption, or
both; scheduling burns before new fuels appear; and
increasin g combust ion efficiency. Ea ch of these meth -
ods has specific pra ctices a ssociat ed with it .
Redistributing EmissionsThese measures are commonly practiced in smoke
management programs and include burning when
dispersion is good, cooperat ing w ith oth er burners in
Table 2-2Recommended cooperation between wildland fire managers and air quality regulators, depending on air quality
protection instrument (Hardy and others 2001).
Air quality protection instrument Wildland fire managers Air quality regulators
National ambient air quality standards (NAAQS) Awarea
Leadb
Attainment status Aware Lead
State implementation plan (SIP) planning and development Involvedc
Lead
Conformity Involved Lead
Smoke management programs Partnerd
Lead
Visibility protection Involved LeadRegional planning groups Partner Lead
Natural emissions Partner Lead
Natural events action plan Partner Lead
Land use planning Lead Involved
Project NEPA documents Lead Involved
Other fire planning efforts Lead Involved
aAware: Responsibility to have a complete working knowledge of the air quality protection instrument but likely little or no involvement in its