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    Abstract _____________________________________

    Sandberg, David V.; Ottmar, Roger D.; Peterson, Janice L.; Core, John. 2002. Wildland fire on

    ecosystems: effects of fire on air. Gen. Tech. Rep. RMRS-GTR-42-vol. 5. Ogden, UT: U.S.

    Department of Agriculture, Forest Service, Rocky Mountain Research Station. 79 p.

    This state-of-knowledge review about the effects of fire on air quality can assist land, fire, and air

    resource managers with fire and smoke planning, and their efforts to explain to others the science

    behind fire-related program policies and practices to improve air quality. Chapter topics include air

    quality regulations and fire; characterization of emissions from fire; the transport, dispersion, and

    modeling of fire emissions; atmospheric and plume chemistry; air quality impacts of fire; social

    consequences of air quality impacts; and recommendations for future research.

    Keywords: smoke, air quality, fire effects, smoke management, prescribed fire, wildland fire, wildfire,

    biomass emissions, smoke dispersion

    The volumes in The Rainbow Series will be published through 2003. The larger bold check-mark boxes indicate the volumes

    currently published. To order, check any box or boxes below, fill in the address form, and send to the mailing address listed below.

    Or send your order and your address in mailing label form to one of the other listed media.

    RMRS-GTR-42-vol. 1. Wildland fire in ecosystems: effects of fire on fauna.

    RMRS-GTR-42-vol. 2. Wildland fire in ecosystems: effects of fire on flora.

    RMRS-GTR-42-vol. 3. Wildland fire in ecosystems: effects of fire on cultural resources and archeology.

    RMRS-GTR-42-vol. 4. Wildland fire in ecosystems: effects of fire on soil and water.

    RMRS-GTR-42-vol. 5. Wildland fire in ecosystems: effects of fire on air.

    Send to: ________________________________________________________________________________Name

    ________________________________________________________________________________

    Address

    Fort Collins Service Center

    Telephone (970) 498-1392

    FAX (970) 498-1396

    E-mail rschneider/[email protected]

    Web site http://www.fs.fed.us/rm

    Mailing Address Publications Distribution

    Rocky Mountain Research Station

    240 W. Prospect Road

    Fort Collins, CO 80526-2098

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    Cover photoPhoto by Roger Ottmar. Smoke blots out

    the sun during the 1994 Anne Wildfire in western Montana.

    Wildland Fire in Ecosystems

    Effects of Fire on Air

    Authors

    David V. Sandberg, Research Physical Scientist, Corvallis ForestrySciences Laboratory, Pacific Northwest Research Station, U.S. Depart-

    ment of Agriculture, Corvallis, OR 97331

    Roger D. Ottmar, Research Forester, Seattle Forestry Sciences Labo-ratory, Pacific Northwest Research Station, U.S. Department of Agricul-

    ture, Seattle, WA 98103

    Janice L. Peterson, Air Resource Specialist, Mt. Baker-Snoqualmie

    National Forest, U.S. Department of Agriculture, Mountlake Terrace,WA 98053

    John Core, Consultant, Core Environmental Consulting, Portland, OR

    97229

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    Preface _____________________________________

    In 1978, a national workshop on fire effects in Denver, Colorado, provided the impetusfor the Effects of Wildland Fire on Ecosystems series. Recognizing that knowledge of

    fire was needed for land management planning, state-of-the-knowledge reviews wereproduced that became known as the Rainbow Series. The series consisted of sixpublications, each with a different colored cover, describing the effects of fire on soil,

    water, air, flora, fauna, and fuels.

    The Rainbow Series proved popular in providing fire effects information for professionals,students, and others. Printed supplies eventually ran out, but knowledge of fire effectscontinued to grow. To meet the continuing demand for summaries of fire effects knowledge,

    the interagency National Wildfire Coordinating Group asked Forest Service research leadersto update and revise the series. To fulfill this request, a meeting for organizing the revision was

    held January 4-6, 1993, in Scottsdale, Arizona. The series name was then changed to TheRainbow Series. The five-volume series covers air, soil and water, fauna, flora and fuels, andcultural resources.

    The Rainbow Series emphasizes principles and processes rather than serving as asummary of all that is known. The five volumes, taken together, provide a wealth of information

    and examples to advance understanding of basic concepts regarding fire effects in the UnitedStates and Canada. As conceptual background, they provide technical support to fire and

    resource managers for carrying out interdisciplinary planning, which is essential to managing

    wildlands in an ecosystem context. Planners and managers will find the series helpful in manyaspects of ecosystem-based management, but they will also need to seek out and synthesize

    more detailed information to resolve specific management questions.

    The AuthorsDecember 2002

    Acknowledgments____________________________

    The Rainbow Series was compiled under the sponsorship of the Joint Fire Science Program,

    a cooperative fire science effort of the U.S. Department of Agriculture, Forest Service, and theU.S. Department of the Interior, Bureau of Indian Affairs, Bureau of Land Management, Fish

    and Wildlife Service, National Park Service, and U.S. Geological Survey.Several scientists provided significant input without requesting authorship in this volume. We

    acknowledge valuable contributions by Sue A. Ferguson, Timothy E. Reinhardt, RobertYokelson, Dale Wade, and Gary Achtemeier. We also thank the following individuals for theirsuggestions, information, and assistance that led to substantial technical and editorial

    improvements in the manuscripts: Scott Goodrick, Allen R. Riebau, Sue A. Ferguson, and PattiHirami. Finally, we appreciate Marcia Patton-Mallory and Louise Kingsbury for persistence and

    support.

    ii

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    Contents________________________________________________

    Page Page

    iii

    Summary ........................................................................ iv

    Chapter 1: Introduction .................................................... 1

    Objective ............................................................................. 2

    Related Publications ........................................................... 2

    Scope .................................................................................. 2

    Framework .......................................................................... 2Prior Work ........................................................................... 3

    Smoke Management Guide For Prescribed

    and Wildland Fire: 2001 Edition ............................... 3

    Wildland Fire and Air Quality: National Strategic

    Plan.......................................................................... 4

    Introduction to Visibility ............................................... 4

    The Federal Advisory Committee Act White

    Papers ..................................................................... 4

    Environmental Regulation and Prescribed Fire

    Conference .............................................................. 5

    Southern Forestry Smoke Management

    Guidebook ............................................................... 6

    Changes in Fire Policy ........................................................ 6

    Joint Fire Science Program ........................................ 6Cohesive Strategy ...................................................... 7

    National Fire Plan ....................................................... 7

    Chapter 2: Air Quality Regulations and Fire .................. 9

    Roles and Responsibilities Under the Clean Air Act ......... 10

    National Ambient Air Quality Standards............................ 11

    Prevention of Significant Deterioration.............................. 11

    Visibility ............................................................................. 12

    Regional Haze .......................................................... 13

    Reasonable Progress ............................................... 15

    Hazardous Air Pollutants .................................................. 15

    EPA Interim Air Quality Policy on Wildland and

    Prescribed Fires..................................................... 16

    Natural Events Policy ........................................................ 16

    Collaboration Among Stakeholders .................................. 16Best Available Control Measures ...................................... 16

    Reducing Emissions ................................................. 17

    Redistributing Emissions .......................................... 17

    Ozone and Fire ................................................................. 17

    Chapter 3: Overview of Air Pollution from Fire ............ 19

    Magnitude of Fire Contributions ........................................ 19

    Smoke from Wildland Fires ...................................... 20

    Smoke from Prescribed Fires ................................... 24

    Impacts on National Ambient Air Quality

    Standards .............................................................. 24

    Significance of Visibility Degradation........................ 24

    Greenhouse Gas Emissions from Fires .................... 24

    Smoke Management Programs ........................................ 25

    Chapter 4: Characterization of Emissions fromFires ....................................................................... 27

    Area Burned ...................................................................... 27

    Preburn Fuel Characteristics ............................................ 28

    Fire Behavior ..................................................................... 29

    Combustion Stages ........................................................... 30

    Fuel Consumption ............................................................. 31

    Emission Factors............................................................... 32

    Source Strength ................................................................ 32

    Chapter 5: Transport, Dispersion, and Modeling

    of Fire Emissions ................................................... 35

    Basic Elements of Trajectory and Dispersion ................... 35

    Heat Release ............................................................ 36

    Plume Rise and Buoyancy ....................................... 36

    Advection and Diffusion ............................................ 37

    Scavenging ............................................................... 38

    Chemical Transformations ........................................ 38Transport and Dispersion Models ..................................... 38

    Plume Models ........................................................... 38

    Puff Models ............................................................... 39

    Particle Models ......................................................... 39

    Grid Models .............................................................. 39

    Model Application .............................................................. 40

    Chapter 6: Atmospheric and Plume Chemistry ........... 41

    Ozone Formation in Plumes ............................................. 41

    Factors Affecting Plume Chemistry ................................... 42

    Emission Factors for Reactive Species ............................ 43

    Particle Formation in Plumes ............................................ 43

    Chapter 7: Estimating the Air Quality Impacts of

    Fire ................................................................. 45

    Emission Inventories ......................................................... 45State Emission Inventories ....................................... 46

    Regional Emission Inventories ................................. 46

    National Emission Inventories .................................. 47

    Improving Emission Inventories ................................ 47

    Air Quality Monitoring ........................................................ 48

    Current Monitoring Techniques ................................ 48

    Source Apportionment ...................................................... 49

    Source Apportionment Methods ............................... 50

    Receptor-Oriented Approaches ................................ 50

    Factor Analysis and Multiple Linear Regression ...... 52

    Summary .................................................................. 52

    Mechanistic Models .......................................................... 53

    Chapter 8: Consequences of Fire on Air Quality ......... 55

    Health Effects .................................................................... 55National Review of Health Effects ............................ 55

    Occupational Exposure to Wildland Fire Smoke ...... 56

    Research Issues ....................................................... 57

    Welfare Effects .................................................................. 58

    Soiling of Materials ................................................... 58

    Public Nuisance and Visibility Loss .......................... 58

    Economic and Social Consequences ............................... 59

    Soiling-Related Economic Losses ............................ 59

    Visibility-Related Costs ............................................. 59

    Highway Safety ................................................................. 60

    Magnitude of the Problem ........................................ 60

    Measures to Improve Highway Safety ...................... 60

    Climate Change ................................................................ 61

    Chapter 9: Recommendations for Future Researchand Development .................................................... 63

    Established Research Framework .................................... 63

    Emerging Research Needs ............................................... 65

    Emissions Source Strength and Emissions

    Inventory ................................................................ 65

    Ambient Air Quality Impacts ..................................... 66

    Effects on Receptors ................................................ 66

    Conclusion ........................................................................ 67

    References ........................................................................ 69

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    SummaryWildland fire is an integral part of ecosystem manage-

    ment and is essential in maintaining functional ecosys-tems, but air pollutants emitted from those fires can be

    harmful to human health and welfare. Because of thepublic and governmental concerns about the possiblerisk of wildland fire smoke to public health and safety, as

    well as nuisance, visibility, ozone generation, and re-gional haze impacts, increasingly effective smoke man-

    agement programs and air quality policies are beingimplemented with support from research and land man-

    agement agency programs.This state-of-knowledge review of what is known about

    the effects of fire on air quality has been prepared toassist those in the fire and air quality managementcommunities for future discussion of management, policy,

    and science options for managing fire and air quality. The

    introduction sets up a framework in which to discuss theinteraction between pollutants emitted from fire, and airquality at the national, State, and local levels applied to

    air resource management, fire management, and geo-graphical scale components. It also provides an over-view of science reviews conducted since 1979 and

    discusses recent changes in fire policy, strategies, andfunding. The Clean Air Act and its amendments are

    discussed in chapter 2, in the context of how and why fireimpacts each issue, what information is needed, and who

    needs it to fulfill legal requirements under the act. Na-tional ambient air quality standards, regional haze andvisibility, hazardous air pollutants, and best available

    control methods are some of the topics covered. Chapter3 covers the magnitude of the impacts of prescribed and

    wildland fire on air quality, and contains an overview ofsmoke management plans intended to manage those

    impacts.

    Chapters 4 through 7 present scientific and technical

    discussions. Chapter 4 discusses the characterizationand production rate of emissions from fire in terms of

    fuels, fire behavior, stages of combustion, fuel consump-tion, and emission factors of various pollutants. The basicelements and modeling of transport and dispersion are

    covered in chapter 5, including, plume, puff, particle, andgrid models. Chapter 6 considers plume and atmo-

    spheric chemistry, the chemical reactions that occur inplumes, with a focus on ozone formation and particle

    formation. Use of emission inventories, air quality moni-toring, and source apportionment methods, and mecha-

    nistic models to estimate the impacts of fire on air qualityare covered in chapter 7. Chapter 8 reviews the health,welfare, economic, and safety consequences of these

    impacts. The final chapter recommends priorities for

    future research to better understand and quantify fire andits effect on air quality.

    iv

    Metric Equivalents

    When you know: Divide by: To find:

    Feet (ft) 3.28 Meters

    Pounds (lb) 2.21 Kilograms

    Acres 2.47 Hectares

    Pounds per acre 0.89 Kilograms per

    hectare

    Fahrenheit (F) 1.8 and subtract 32 Celsius

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    USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 1

    Chapter 1:IntroductionA state-of-knowledge review, E ffects of F i re on A i r,

    was writ ten in 1979 to inform environmental agen-

    cies, fire managers, and land management planners,

    and to guide research strategies in the intervening

    year s (Sa ndberg a nd others 1979). Tha t review is st ill

    technically sound for the most part , but substantial

    new knowledge is now a vaila ble. In t his volume, weupdate th at review of knowledge importa nt for man -

    aging t he effects of fire on a ir a nd for adjusting t he

    course of new research. In addit ion, we expand the

    scope of our review to place the information in the

    context of new policies regarding fire management

    and a ir quali ty management

    Acquisition of scientific knowledge regarding air

    pollution from fires is motiva ted by a ctive policy devel-

    opment both t o restore the r ole of fire in ecosystems

    and to improve air quality . Land managers require

    quantitat ive analysis and goal-seeking solutions to

    minimize the negative consequences of fire manage-

    ment . Managing f ire and a ir quali ty to the standardsset by Congress requires an increasingly detailed base

    of scientific knowledge and information systems.

    The Federal Wildland Fire Policy(U.S. Department ofthe Interior and U.S. Department of Agriculture 1995)

    and the Clean Air Act as Amended 1990 (PL 101-549)resulted in the need to significantly raise the level of

    knowledge about fires effects on air in order to meet

    regulatory and m an agement requirements. For example,

    new information is needed to assess, monitor, predict,

    and mana ge:

    E m iss ion s a n d a i r qu a li t y im pa c ts f rom w i ld -

    fires

    Acute hea l th e ffect s of human exposure to

    smoke

    Na tura l and a n thropogenic sources of v is ib il-ity reduction

    Cumula t ive a i r qua l it y impact s f rom expanded

    fuel ma na gement programs

    Tradeof fs between a i r qua li t y impact s f rom

    wildland fire and prescribed fire

    Likewise, man agement of fire and a ir qua lity is also

    undergoing substa ntia l policy development tha t h as

    led to the need for new an d different informa tion to

    sat isfy regulatory an d mana gement requirements. As

    both legal and management issues mature, there is

    less a sense tha t environmenta l regulat ion is a limita -

    tion on fire management, and more of a sense thatecosystem management goals, fire safety, and air

    quality are goals to be met collectively. For example,

    new a ir qua lity rules recognize the importa nce of the

    role of fire in susta ining ecosyst ems an d the inherent

    tradeoffs between prescribed fire and wildland fire

    occurrence. At t he sam e time, land ma na gement pla ns

    an d r eal-t ime fire ma na gement decisions increasingly

    factor in the expected consequences to air quality.

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    2 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002

    Since 1995, researchers and land managers have

    concentrated a great deal of energy to extend what is

    known a bout fire and it s effect on a ir qua lity; to expand

    information systems that make knowledge readily

    ava ilable to policy, ma na gement, and public clients; t o

    merge what is known about sustainable ecosystems

    an d disturba nce ecology with wha t is known a bout t he

    chemistr y, physics, biology, and social im pacts of a ir

    pollution; and to redefine the research a genda .

    Objective ______________________

    This review summa rizes the current sta te of knowl-

    edge of the effects of fire on a ir, a nd defines resea rch

    questions of high priority for the management of

    smoke from fires. We also intend this as a reference

    document for future discussion of ma na gement, policy,

    an d science options for ma na ging fires a nd a ir qua lity .

    This review is limited to readily available published

    an d unpublished knowledge an d t o original contribu-

    tions by the aut hors. No new a na lysis of dat a or policy,

    nor assessment of impacts and options, is includedherein.

    Related Publications _____________

    This document does not stand alone. There are

    several excellent sources for informa tion on th e effects

    of fire on a ir. We advise th e reader t o include at lea st

    the following publications, each of which will be ab-

    stra cted in th is document, in your reference library:

    Smoke Management Guide for Prescribed andWildland F i re: 2001 E dition(Ha rdy and oth-

    ers 2001) National S trategi c Plan: Modeling and Data

    Systems for Wi ldland F i re and Ai r Quali ty(Sandberg and others 1999)

    I ntroduction to V isibi li ty(Malm 2000) F i re E ffects on Ai r (Sa ndberg a nd others 1979) Southern Forestr y Smoke Management Gui de-

    book (Southern Forest Fire Laboratory Per-sonnel 1976)

    Development of Emissi ons I nventory Methodsfor Wi ldland F i re(Ba t tye and Ba t tye 2002)

    Why, then, is another state-of-knowledge review

    necessary on the subject of fire effects on air? First,because policy and regulatory development in air

    quali ty ma nagement and in f ire mana gement is ad-

    vancing rapidly, and there is a continuing need to

    reassess current knowledge about w ha t is required to

    meet new expectations. Second, this document ad-

    dresses the adva ncement of science at a much higher

    level than the above-mentioned references. Third,

    because t he J oint Fire Science Program ha s sponsored

    a s eries of reviews, nicknam ed the Ra inbow Series (see

    P refa ce), t o compile a broa d reference of fire effects

    to serve practit ioners a nd policyma kers charged w ith

    using and ma na ging fire, and this is the third volume

    in that series. Finally, we hope you will find this

    volume a useful at tempt t o abstra ct and fill in the gaps

    left by th e previous publications.

    Scope _________________________

    This review includes all hea lth a nd w elfare effects of

    a ir pollution from fires, but does not in clude the effects

    of air resource management on ecosystem health or

    an y other va lue. Unless otherwise specifically st at ed,

    the term fires in t his ma nuscript includes all pre-

    scribed and wildland fires on wildlands. Prescribed

    fires are ignited intentionally to achieve ecosystem

    management or fire protection objectives, whereas

    wildland fires result from unplanned ignit ions on

    wildlands. Wildlands include all the nonagricultural

    and nonresidential rural lands of the United States,

    including t he w ildland-urban interface, regardless of

    ownership, sovereignty, or management objective.Mana gement response to wildlan d fires differs great ly

    according to economic efficiency, the values at risk

    (including air quality), and the expected ecological

    consequences. Wildfires a re a t one end of th e spectru m

    of wildland f ires in tha t they a re unwant ed and un-

    planned, an d a re ma na ged to minimize cost plus loss.

    At the other end of the spectrum are wildland fires

    that benefit ecosystem values, and are managed to

    ma ximize their benefit . I deally, each w ildland fire is

    evalua ted w ith r espect t o expected costs , losses, risks,

    an d benefits in order to provide an a ppropriate a nd

    preplanned response. B ecause fires a re a significant

    emitter of air polluta nts, ma ny other fire ma na gement

    activit ies such as fire prevention or fuel treatment

    ma y ha ve an indirect effect on a ir quality .

    Framework _____________________

    The issues, responsibilities, and tools that address

    fire and a ir qua lity a re varied a nd complex, sometimes

    result ing in confusion about the physical scale and

    temporal sta ge of th ree cha racterist ics: the a pplica-

    tion to fire management, the application to air re-

    source ma na gement, an d th e physical process of air

    pollution. National S trategi c Plan: Modeling and DataSystems for Wi ldland F i re and Ai r Quali ty(Sa ndberga nd others 1999) provides a conceptua l fra mew ork for

    visualizing fires effects on air by representing the

    scope of the problem as a three dimensional array of

    air resource mana gement, fire mana gement, and scale

    component s (fig. 1-1). The a ir r esource component is

    ordered in time from emissions source strength, to

    am bient a ir qua lity , and to effects. The fire ma na ge-

    ment component includes planning, operations, and

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    USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 3

    monitoring. The scale component includes the event ,

    landscape, sta te or tr ibal, and r egiona l scales.

    We ha ve organ ized this volume around the a ir re-

    source component a nd expan ded it t o include a regu-

    lat ory perspective (fig. 1-2). F ire in t he context of t he

    regulatory environment is the subject of chapters 2

    and 3. Biomass consumption and emissions are the

    subject of cha pter 4; tra nsport a nd dispersion of pollut-

    an ts in t he at mosphere the subjects of cha pters 5 and

    6; air qua lity impacts th e subject of cha pter 7; an d the

    effect on huma n va lues from exposure to air polluta nt s

    th e subject of cha pter 8. We conclude wit h a review of

    recommendations for future research in chapter 9.

    Prior Work _____________________

    Since the publication of E ffects of F i re on Ai r(Sa ndberg a nd others 1979), significan t changes ha ve

    come to pass in both the technical and policy issues

    that surround the fire and air quality dilemma. The

    conferences, sta keholder group discussions, a nd t ech-

    nical publicat ions discussed here ha ve helped to shape

    the current fire ma na gement programs a nd w ill influ-

    ence future programs.

    Smoke Management Guide For Prescribedand Wildland Fire: 2001 Edition

    Smoke Management Gui de for Prescr ibed and Wi ld-land F i re: 2001 Editi on(H ar dy a nd others 2001) ha sbeen developed by t he Fir e Us e Working Team of the

    Na tional Wildfire Coordina ting G roup (NWCG ) a nd

    involves most of the same authors as this current

    publication. The guide provides fire management

    an d smoke mana gement pract i t ioners with a funda-

    mental understanding of fire emissions processes

    a nd impa cts, regulat ory objectives, and t ools for the

    ma na gement of smoke from fires. It is a comprehen-

    Figure 1-1Three primary components of the issues, respon-

    sibilities, and tools related to wildland fire and air quality: air

    resource management, fire management, and scale (Sandberg

    and others 1999).

    Figure 1-2The relations of air regulations and physical processes to the three categories within the air

    resource component. OSHA/NIOSH = Occupational Safety and Health Administration/National Institute for

    Occupational Safety and Health (Sandberg and others 1999).

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    4 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002

    sive t rea tment of the sta te of knowledge regarding

    f ire and a ir qua li ty an d provides guidance to pract i-

    t ioners. We will not a t t empt to duplicate its level of

    deta i l in th is volume. Rather , w e add some technica l

    background a nd a nalysis o f research needs rela t ive

    to new requirements for ma nagement .

    First published in 1985, the guide is intended to

    provide national guidance for the planning a nd ma n-

    aging of smoke from prescribed fires to achieve airqua lity requirements t hrough bett er smoke mana ge-

    ment practices (NWCG 1985). This guide has been

    widely distributed within t he fire community a nd a ir

    qua lity regulatory agencies, and to privat e and Tribal

    land managers, providing a single comprehensive

    source of informa tion on fire and a ir qua lity issues.

    Much ha s cha nged since 1985 in prescribed burning

    practices, smoke ma na gement programs, an d air qua l-

    ity regulatory requirements. These changes are re-

    flected in th e 2001 edition of the gu ide, wh ich includes

    expanded sections on fire and emissions processes,

    smoke impacts on health, welfare, safety, and nui-

    sance; regulations for smoke management; and thefundamenta ls o f responsible smoke management

    (Ha rdy a nd others 2001). These funda ment a ls include

    fire pla nnin g, use of smoke ma na gement met eorology,

    techniqu es to reduce emissions, sm oke dispersion pre-

    diction systems, air qua lity monitoring methods, and

    program assessment.

    The most significant change in the guide is the

    expanded a nd upda ted section on techniqu es to reduce

    emissions a nd impa cts. While th e 1985 guide focused

    primarily on minimizing smoke impacts by meteoro-

    logical scheduling and dispersion, the 2001 guide

    provides detailed informa tion on emissions reduction

    techniques, used in different regions of the country,tha t h ave been useful, practicable, and effective in th e

    field. This empha sis on a ctua l reduction of emissions

    ra ther t ha n dispersion w as provided in response to air

    qua lity regulat ions tha t now ta rget regional emissions

    reductions.

    Readers w ill also find tha t t he 2001 guide has a great

    deal more information on the latest developments in

    national air quality regulations that affect fire pro-

    gram s including th e regional ha ze and visibility pro-

    tection program s, Clea n Air Acts conformit y requ ire-

    ments, E P As I nter im Ai r Quality Policy on Wildlandand Pr escr ibed F i res(EP A 1998), an d NE P A plan ningguidance. The guide was drafted by 16 authors and

    five editor/compilers workin g under t he sponsorsh ip

    of the NWCG Fire Use Working Team with support

    from the EP A.

    Wildland Fire and Air Quality: NationalStrategic Plan

    Another recent publication also provides a system-

    at ic review of the sta te of knowledge and informa tion

    systems. This strategic plan was also sponsored by

    the NWCG an d the E nvironmenta l P rotection Agency

    (E P A).

    In 1997, th e NWCG Fire U se Working Team sa nc-

    tioned a sma ll group of fire resear ch scientists a nd a ir

    quality managers to develop a National StrategicPlan: Modeling and Data Systems for Wi ldland F i reand Ai r Quality (Sa ndberg a nd oth ers 1999) to foster

    development a nd implementa tion of models a nd da tasystems that could be used to manage air quality

    impa cts of fires. The result ing report provides a con-

    ceptual d esign a nd st rat egic direction towa rd meeting

    the increasing need for information required to ma n-

    a ge emissions from fire (Sa ndberg a nd others 1999). In

    November 1997, after 2 years of drafting and exten-

    sive review of a draft plan, 86 experts at tended a

    na tional w orkshop, a nd using t he discussion fra me-

    work presented in this cha pter, they defined the cur-

    rent st at e of knowledge, desired future condit ion, a nd

    recommendations for research and development for

    each cell in the discussion framework.

    The stra tegic plan ta rgets a more technical, scien-tific, and policy-oriented audience than the smoke

    ma na gement guide, and recommends a research an d

    development stra tegy to reach a desired future stat e

    for smoke management information systems. It also

    provides a comprehensive treatment of policy and

    technical issues that we will not duplicate in this

    volume.

    Introduction to Visibility

    Air pollution impacts on visibility are discussed in

    detail in I ntroduction to V i sibi li ty (Malm 2000). The

    discussion isnot specific to th e impacts of fire but isrelevan t because of the regulat ory at tention given t o

    fire in th e EP A Regiona l Ha ze Rule (40 CFR P ar t 51

    1999) and because Federal land managers have the

    responsibility of managing fires and the impacts of

    fires and all other pollution sources on visibility in

    many Nat ional Pa rks and wilderness areas. We make

    no att empt in this volume to duplica te this discussion

    of the a tm ospheric physics, meteorology, hist oric vis-

    ibility t rends, monitoring a nd a pportionment method-

    ologies, or huma n perceptions t ha t ar e so admira bly

    covered in I ntroduction to V i sibi li ty.

    The Federal Advisory Committee ActWhite Papers

    During the 1997 to 1998 development of proposed

    national ambient air quality standards (NAAQS) for

    P M2.5 (particulate ma tter w ith a n a erodynamic diam-

    eter less tha n or equa l to 2.5 microns) and r egiona l ha ze

    regulations, E P A used provisions of t he Federal Advi-

    sory C ommitt ee Act (FACA) to convene a la rge group of

    sta keholders who were interested in providing input t o

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    USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 5

    the regulatory process. A FACA committee for the

    development of ozone, part iculat e ma tt er, and regiona l

    ha ze implementa tion programs w as formed to a ddress

    both policy a nd t echnical issu es. The commit tees S ci-

    ence and Technology Wildla nd F ire Issu es G roup, one

    of several working groups and subcommittees, re-

    searched and dra fted five reports th at ar e briefly sum-

    ma rized below (E P A 2000c).

    Ai r Moni tor ing for Wi ldland F i re Operations pro-vides recommend a tions for conductin g a ir-monitoringprogram s designed to support fire a ctivit ies th at also

    monitor for complian ce with NAAQS. I t a lso describes

    how monitoring can support burning programs and

    how land ma na gers can collaborate wit h air a gencies,

    and it provides guidance for selecting monitoring

    equipment.

    E lements of a Smoke Management Progr am dis-cusses recommenda tions for a ba sic level smoke ma n-

    agement program. The document summarized infor-

    mation from an EPA-sponsored workshop held to

    respond to specific quest ions posed by E P A. The docu-

    ment describes the six basic components of a smokemana gement program:

    Au t hor iz a t ion to b ur n

    M in im iz in g em is si on s

    B u rn pla n com pon en ts

    P u blic ed uca t ion

    S u r vei ll a n ce a n d en for cem en t

    P r ogr am eva lua t ion

    It also provides examples of monitoring methods,

    public aw ar eness programs, a nd program enforcement.

    E mission I nventor ies for S tate I mplementation Plan[S I P] D evelopmentdescribes several levels of inven-

    tory complexity: a default level based on currentlyavailable information; a basic level program that is

    considered the minimal program needed to support

    SIP development; and a detailed inventory level wh en

    a greater level of an alysis or a ccountability in inven-

    tory precision is needed. Elements of each level of

    inventory a re described, dat a sources a re identified

    and data mana gement issues are discussed.

    What Wildland F i re Conditions M inimize E mis-si ons and H azardous A i r Pollutants and C an L andManagement Goals S ti ll be Met? This pa per is a dis-cussion of fire conditions and techniques that mini-

    mize pollutant emissions. Both wildland emissions

    a nd prescribed fire emissions a re discussed. The dis-

    cussion of emissions reduction techniques for pre-

    scribed burning is also found in Smoke ManagementGuide for P rescri bed and Wildland Fi re: 2001 edition(H a rdy a nd others 2001).

    E stimating Natural E missions from Wildland andPr escri bed F i rea ddresses how best t o define natura lemissions from fire. This is crit ical to implementin g

    regiona l ha ze goals of reducing visibility degrada tion

    caused by huma n-ma de sources of air pollution. The

    paper dis cusses a ma tr ix of choices: (1) emissions from

    fire necessary to restore and susta in desired ecosys-

    tem cha ra cteristics, (2) fire needed to ma na ge fuels to

    a condition where they can be dealt w ith most effec-

    tively from a wildfire control standpoint, (3) no net

    increase in fire emissions, and (4) no change from

    current emissions.St akeholders reviewed, discussed, an d dra fted, ad-

    ditional work on these five reports. The reports and

    other technical references were considered by EPA

    during the formulation of the regional haze regula-

    tions and revisions to the par ticulate ma tt er NAAQS.

    Environmental Regulation and PrescribedFire Conference

    In Ma rch 1995 a conference on new developments in

    environmenta l regulat ions related to prescribed fire

    wa s held in Tam pa, FL (Conference Proceedings: E nvi -

    ronmental Regulation & Prescri bed Fi re: Legal andSocial Challenges, B rya n 1997). This 3-da y m eetingincluded sessions on challenges an d st ra tegies rega rd-

    ing the use of fire, air qua lity regulation, and liability ,

    as well as social and economic issues. Sponsored by

    numerous St at e and Federal environmenta l and for-

    estry agencies, the conference provided a forum for

    discussion of the Clean Air Act, Endangered Species

    Act, and other Federal statutes that guide national,

    St at e, and local regulations pertaining t o prescribed

    fire.

    Significan tly, a joint declar at ion dra fted by the con-

    ference steering committee and presented to confer-

    ence at tendees w as later signed by representa tives ofthe EP A, Sta te of Florida, Na tional B iological S urvey,

    The Wilderness S ociety, F orest S ervice, a nd Ma riposa

    County, Florida. In summa ry, the declara tion upheld

    th e followin g prin ciples:

    Pr a ct i t ioner l iab i li t y is a major obst acle to the

    increased use of fire. Legislation should be

    considered on the Federal level to protect

    properly certified fire pra ctitioners except in

    cases w here negligence is proven.

    Pa r tnersh ips among a ll of the s t akeholders

    are vital to the future use of fire. Efforts to

    enhance such partnerships must be encour-aged especially in the exchange of informa-

    tion, development of best m an agement prac-

    tices, public education campa igns, an d funding

    init iat ives.

    Ag en cies sh ou ld w o rk t og et h er t o eva lua t e

    tradeoffs between public health risks from

    fire and ecological damage caused by fire

    exclusion.

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    6 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002

    Publ ic educa t ion regard ing the use of pre-

    scribed fire, ecosystem health, and risks of

    w ildfire versus those from prescribed burning

    is encouraged.

    The role of f ir e in ecosys tem mana gement

    needs to be understood by all stakeholders.

    The ra mificat ions of not usin g prescribed fire

    are serious and must also be appreciated as

    limits on fire use may conflict with otherpublic ma nda tes.

    Act ions pert a in ing to the use of f ir e must be

    based on sound science. There are several

    crucial knowledge gaps that must be filled.

    Consequences to public safety caused by de-

    laying the increases of prescribed fire are

    great .

    Publ ic and pr iva te proper ty owners need to

    retain the right to use prescribed fire to pro-

    tect and enhance the productivity of their

    lands while also protecting nearby property

    owners from a dverse impacts of burning.

    Administ ra tors responsible for a l locat ing fundsshould do so on t he ba sis of regiona l priorities

    wit h greater emphasis on prevention tha n in

    the past .

    An increased emphasis on t r a in ing for pre-

    scribed fire pra ctitioners is needed to enha nce

    public accepta nce.

    Southern Forestry Smoke ManagementGuidebook

    TheSouthern F orestr y Smoke Management Guide-

    book(Southern Forest Fire La boratory P ersonnel 1976)

    wa s one of th e first smoke man agement guidebooks

    developed in t he U nited St at es for use by la nd, fire,

    and air resources managers. The guide provides an

    improved understanding of: (1) smoke management

    an d a ir qua lity regulat ions; (2) contents of smoke and

    variables affecting production; (3) smoke transport

    a nd dispersion; (4) potent ial effects on huma n hea lth,

    human welfare, and visibility ; and (5) what can be

    done to mitigate its impacts. A system for predicting

    a nd modifying sm oke concentra tions from prescribed

    fires was introduced for Southern fuels.

    Changes in Fire Policy ___________

    The Federal Wi ldland Fi re Policy(USD I and USDA1995; US DI an d others 2001) requires that fire, as

    a crit ical na tura l process, must be reintroduced into

    the ecosystem to restore and maintain sustainable

    ecosyst ems. This w ill be accomplished a cross a gency

    boundaries and will be based on the best available

    science. The policy req uires t he use of fire t o susta in

    ecosyst em hea lth ba sed on sound scientific principles

    an d ba lanced with other social goals including public

    health a nd sa fety, air qua lity , and other specific envi-

    ronmental concerns. Ea rly in the plan ning process,

    action is required to involve public health and envi-

    ronmental r egulat ors in developing th e most w orkable

    a pplica tion of policies a nd regula tions. Agencies ar e

    called on to create a system for coordination and

    cooperation among land managers and regulators

    tha t explores options with in existing law s t o allow forthe use of fire to achieve goals of ecosystem health

    while protecting individual components of the envi-

    ronment, huma n healt h, a nd sa fety. The policy a lso

    requires that air q uality values be considered during

    preparedness and fire protection. When setting pro-

    tection priorit ies, land ma na gers must define values

    to be protected working in cooperation with state,

    local, an d tr ibal governments, permittees, an d public

    users. Criteria will include environmental, commod-

    ity, social, economic, political, public healt h, a nd other

    values.

    Several strategies and funding programs were de-

    veloped to improve the ability of managers to fullyimplement t his policy.

    Joint Fire Science Program

    The J oint Fire Science Program (J FS P ) wa s creat ed

    by Congress in the 1998 Appropriations to Interior

    and Related Agencies bill to augment the delivery of

    science and informat ion syst ems necessary t o mana ge

    the increas ed use of fire a nd other fuel trea tm ents. The

    legislat ion provides a ma nda te to protect air qu ality in

    conjunction with economic efficiency and ecological

    consequences. The program (National Interagency

    Fire Center 2002 unpaginated) recognizes that:Land mana gers are rapidly expanding the use of fire

    for mana ging ecosystems while air resource ma na gers

    ar e accelerat ing efforts t o reduce the local a nd regional

    impacts of smoke. Smoke management (meeting air

    qua li ty standa rds) is a legal requirement of the Clean

    Air Act, as well as a health and safety issue for the

    general populace and fireline personnel. The J FS P will

    attempt to define these social relationships and de-

    velop ana lytical tools and communication practices to

    help ma ngers include social considerations in d ecision

    making.

    One of the goals of the J FSP is to evalua te various

    trea tm ent t echniques for cost effectiveness, ecological

    consequences, and air qua lity impa cts. The progra mplan st a t es:

    Methods ha ve not been developed to a ssess the oppor-

    tunit ies, costs, a nd effectiveness of employing smoke

    reduction techniques throughout th e country. Cur rent

    models to assess regional sca le cumulative effects on

    air qua li ty and w at er quali ty wil l need to be expanded.

    The program w ill develop a n at ionally consistent sys-

    tem of models for fuel consumpt ion, emissions produc-

    tion, and smoke dispersal that can a ssess cumulative

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    USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 7

    effect. This research w ould also contribute t o under-

    standing t he potential na tional and global impacts of

    changes in biomass use, prescribed fire, and w ildland

    fire on wood supply, atm ospheric chemistry, a nd car-

    bon sequestration.

    Cohesive Strategy

    Protecting People and Sustaining R esources in F i re-

    Adapted E cosystems: A Cohesi ve S trategy (Lavertyand Williams 2000) is the Federal framework estab-lished to restore and maintain ecosystem health to

    reduce the threat and consequences of wildfires. It is

    presumed that fire suppression over the past 100

    year s ha s excluded fire from ma ny ecosyst ems, fueling

    conditions for unna tura lly intense fires tha t , a mong

    other effects, threat en air qua lity . Cit ing serious a ir

    qua lity impacts from long dur at ion w ildfire episodes

    in recent years, the report expresses concern that:

    The extent to which management for ecosystem resil-

    ience can improve air quality over the long term is not

    completely known. Pr esent regula tory policies mea sure

    prescribed fire emissions, but not wildland fire emis-sions. The emissions policy tends to constrain treat-

    ments an d in short interva l fire systems may a ct to

    inadvertently compound wildland fire risks. (p 34)

    The cohesive strategy directs land management

    agencies to collaborate with the EPA in addressing

    long-term impa cts, tra deoffs, and issues regarding a ir

    quality and other impacts. The report acknowledges

    that programma t ic analysis of a ir q uali ty impacts w ill

    be a necessary step in implementing the planned

    increases in prescribed burning necessary to restore

    the h ealt h of fire-prone ecosyst ems. The st ra tegy est i-

    mates that the USDA Forest Service Regions would

    increase fuel treatments by five-fold in the West andtw o-fold in th e Ea st a nd S outh to achieve restorat ion

    goals within 10 years; or employ a slightly smaller

    increase t o obta in results in 20 years. Most, but not a ll ,

    of the treat ments w ould involve burning.

    The relative risk to air quality was projected to

    decreas e by about 25 percent a s a result of improving

    the resilience of ecosystems, according to current

    models.

    The cohesive strategy is responsive to regulatory

    responsibilities. The planned increase in burning is

    constra ined in part by th e consideration to regulatory

    obligations, with an acknowledgment that a more

    rigorous assessment of impacts could substantially

    change the planned extent and schedule of treat-

    ments. C oncerns for public health issues an d firefighter

    safety in relation to smoke are also expressed. The

    stra tegy acknowledges tha t air qua lity issues must beanalyzed more thoroughly at smaller scales as it is

    stepped down t o lan dsca pe a nd project level pla nning .

    National Fire Plan

    The National Fire Pla n wa s established inA R eportto the President I n R esponse to the Wi ldfi res of 2000(US DA and US DI 2000), an d implemented using Col-laborative Approach for R educing Wi ldfir e R isks toCommuniti es and the E nvi ronment: 10-Y ear Compre-hensi ve Strategy(Wester n G overnors Associa tion 2001).St akeholder groups under the sponsorship of the US DA

    Forest Service, USDI, and the Western GovernorsAssociation prepared the implementation strategy.

    This str a tegy recognizes tha t key decisions in sett ing

    priorit ies for restoration, fire, a nd fuel ma na gement

    should be made at local levels. As such, the plan

    requires a n ongoing process whereby t he loca l, Triba l,

    State and Federal land management, scientific, and

    regulatory a gencies excha nge th e required technical

    information, including the assessment of air quality

    tr a deoffs, to inform t his decisionma king process. The

    stra tegy has a goal o f mainta ining and enhancing

    community health and economic and social well-be-

    ing; and requires that public healt h risks from smoke

    a re reduced, airs hed visibility is improved, an d smokema na gement plans ar e developed in conjunction with

    prescribed fire plan ning a nd implementa tion.

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    Notes

    ________________________________________________________________

    ________________________________________________________________

    ________________________________________________________________

    ________________________________________________________________

    ________________________________________________________________

    ________________________________________________________________

    ________________________________________________________________

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    USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 9

    This chapt er introduces the regulat ory environment

    for smoke from prescribed an d w ildlan d fire, providing

    updated discussion of the laws, regulations, stan-

    dards, a nd regula tory st ra tegies tha t have changed

    since a bout 1980. We explain roles a nd responsibili-

    t ies of the regulat ory agencies and land m an agers, an dwe fra me the technical discussion in the cont ext of who

    needs w ha t informat ion t o fulfill legal requirements.

    Air pollution is the presence in the atmosphere of

    one or more conta mina nts of a na ture, concentra tion,

    and duration to be hazardous to human health or

    welfa re (Sa ndberg a nd others 1999). Welfare includes

    potential to harm animal or ecosystem health, eco-

    nomic activity, or the comfortable enjoyment of life

    and property. Air pollution is created from both hu-

    man (that is, anthropogenic) and natural sources.

    Anthropogenic air pollution is the presence in the

    atmosphere of a substance or substances added di-

    rectly or indirectly by a h uma n a ct , in such am ounts asto adversely affect humans, animals, vegetation, or

    ma teria ls (Williams on 1973). Air polluta nt s a re clas-

    sified into tw o ma jor cat egories: primar y an d second-

    ary. Air pollutant emissions, or simply emissions,

    are the production and release of air contaminants

    emitted from fires that have a potential to cause air

    pollution. This definit ion includes pa rt iculat es, hydro-

    carbons, car bon monoxide (CO), meta ls, an d a ll oth er

    Chapter 2: Air QualityRegulations and Fire

    t ra ce gases that may be hazardous or tha t are chemi-

    cal precursors to secondary air pollution. Primary

    pollutants are those directly emitted into the air .

    Un der certa in conditions, prima ry polluta nts undergo

    chemical reactions within the atmosphere and pro-

    duce new subst an ces known a s secondary polluta nts.Hazardous air pollutants are a special class of air

    pollutants identified in the Clean Air Act Amend-

    ments of 1990 as constituting a hazard to human

    health .

    Air quality is a measure of the presence of air

    pollution. Ambient a ir qua lity is defined by the C lean

    Air Act of 1963 as t he air qua lity a nyw here people have

    a ccess, outs ide of indust ria l site bounda ries. Ambient

    a ir quali ty standards are standards of a ir quali ty

    designed to protect human health or welfare. Air

    resource ma na gement includes any activity t o antici-

    pate, regulat e, or m onitor a ir pollution, a ir polluta nt

    emissions, ambient air quality , or the effects of airpollution resulting from fires or fire management.

    In t he past , emissions from prescr ibed f ire were

    considered huma n-caused, an d wildla nd f ires were

    considered na tura l sources of emissions. But recent

    policy deba te ha s focused on wh a t sh ould be consid-

    ered na tura l ; tha t i s , t o be reasonably una f fec ted by

    human inf luence. This debate resulted from the

    paradox that not a l l wildland f ires are vigorously

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    10 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002

    suppressed and that some prescr ibed burning is

    done to ma in t a in hea l thy na tura l ecosys tems where

    fire has previously been excluded.

    Air resource mana gement includes any a ctivity to

    anticipate, regulate, or monitor air pollution, air pol-

    luta nt emissions, ambient a ir qua lity , or the effects of

    air pollution r esult ing from fires or fire ma na gement.

    Em issions an d impacts on air qua lity from fires ar e

    managed and regulated through a complex web ofinterrelated law s an d regulations. The prima ry legal

    basis for air qua lity regulation across the na tion is the

    Federa l Clea n Air Act (CAA), wh ich is actua lly a s eries

    of acts, a mendments, an d regulations that include:

    Federa l Air Pollut ion Control Act of 1955 (P L

    84-159). P rovides for resear ch a nd technical

    assistance and authorizes the Secretary of

    Health, Education, and Welfare to work to-

    wa rd a bet ter understa nding of the causes a nd

    effects of air pollution.

    Federa l C lean Air Act of 1963 (P L 88-206).

    Empowers the Secretary of Health, Educa-

    tion, and Welfare t o define air qua lity criteria

    based on scientific studies. Provides gra nts to

    state and local air pollution control agencies.

    Federal Air Quality Act of 1967 (P L 90-148).

    Est ablishes a fra mework for defining air q ual-

    ity control regions based on meteorological

    and topographical factors of air pollution.

    Federa l C lean Air Act Amendments of 1970

    (P L 91-604). P rincipal source of sta tut ory au -

    thority for controlling air pollution. Estab-

    lishes basic U.S. program for controlling air

    pollution.

    Environmenta l P rotect ion Agency (EP A) pro-mulgates nat ional ambient a ir quali ty stan-

    da rds (NAAQS) for pa rticula tes, photochemi-

    cal oxidan ts (including ozone), hydr oca rbons,

    carbon monoxide, nitrogen dioxide, and s ulfur

    dioxid e (1971).

    C lea n A ir Ac t Am e n dm e n t s of 19 77 (P L 9 5-

    95). Sets the goal for visibility protection

    and improvement in C lass I a reas and as-

    s igns Federa l l and managers the a f f i rma-

    t ive responsibil i ty to protect a ir qua li ty re-

    la ted va lues .

    Clean Air Act Amendments of 1990 (P L 101-

    549). E sta blishes a uthority for regulat ing re-gional ha ze and a cknowledges th e complexity

    of the relat ion between prescribed and wild-

    land fires.

    Reg iona l Haze Regula t ions , F ina l Rule (40

    CFR Part 51) (1999). EPA promulgates the

    Regiona l Ha ze Rule supported in par t by t he

    1998 Int erim Air Quality P olicy on Wildlan d

    an d P rescribed Fires.

    Roles and Responsibilities Underthe Clean Air Act ________________

    St at es have the lead in carr ying out provisions of the

    Clean Air Act because appropriate and effective de-

    sign of pollution cont rol progra ms req uires a n under-

    standing of local industries, geography, transporta-

    tion, meteorology, urban and industrial development

    patterns, and priorit ies. The EPA has the task ofset t ing a ir quali ty standards (nat ional ambient a ir

    qua lity sta nda rds, or NAAQS). In a ddit ion, EP A de-

    velops policy and technical guidance describing how

    various Clean Air Act programs should function and

    what they should accomplish. States develop State

    implementa tion plan s (SIP s) tha t define and describe

    customized programs they will implement to meet

    requirements of the Clean Air Act. Tribal la nds a re

    legally equivalent t o Sta te lands , and Tribes prepare

    Tribal implementation plans (TIPs) to describe how

    they will implement the Clean Air Act. Individual

    States and Tribes can require more stringent air

    quali ty sta ndards but cannot w eaken clean a ir goalsset by EP A.

    Federal land managers have the complex role of

    ma naging a f ire as a source of a ir pollutan ts, wh ile

    fulfilling monitoring a nd regula tory responsibilit ies

    t ied to visibi l i ty and regional haze. Federa l land

    ma nagers a re given t he responsibili ty by t he Clean

    Air Act for reviewing prevention of significant dete-

    riorat ion (P SD ) permits (discussed lat er in this chap-

    ter) of ma jor new a nd modified sta t iona ry pollution

    sources and comment ing to the Sta te on whether

    there is concern for visibility impacts (or other re-

    source va lues) in Class I areas downwind of the

    proposed pollution source. Some St a tes r equire mod-

    eling of source impacts on Cla ss I area s, a nd Federa l

    land ma na gers customarily comment on the model

    results.

    The 1990 Clean Air Act Amendments require

    planned Federal actions to conform to SIPs. This

    general conformit y rule prohibits Federa l agencies

    from taking any act ion within a nonat ta inment or

    ma intena nce a rea t ha t (1) causes or contributes to a

    new violation of air quality standards, (2) increases

    the frequency or severity of an existing violation, or

    (3) delays the t imely a t ta inment of a standard as

    defined in the applica ble SIP or area plan. The gen-eral conformit y rule covers direct a nd indir ect emis-

    sions of criteria polluta nts , or their precursors, w hich

    are caused by a Federa l ac t ion , a re reasonably

    foreseeable , and can pract icably be controlled by

    th e Federa l a gency t hrough i ts cont inuing program

    responsibility .

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    USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 11

    National Ambient Air QualityStandards______________________

    The purpose of the Clean Air Act is to protect

    humans against negative health or welfare effects

    from air pollution. Nat iona l ambient air qua lity sta n-

    dards (NAAQS) are defined in the Clean Air Act as

    am ounts of polluta nt above which detrimenta l effects

    to public health or welfare ma y result . NAAQS ha vebeen esta blished for the following criteria polluta nt s:

    par t icula te mat ter(P M10 and P M2.5; NAAQS for

    particulate matter are established for two aerody-

    namic diameter classes: PM10 is particulate matter

    less tha n 10 microns in diam eter, and P M2.5 is less

    tha n 2.5 microns in diameter; tota l suspended part icu-

    late matter is called PM or sometimes TSP), sulfur

    dioxide (SO2), nitrogen dioxide (NO2), ozone, carbon

    monoxide (CO) an d lea d (Pb) (ta ble 2-1). P rima ry

    NAAQS are set at levels to protect human health;

    secondary NAAQS are to protect human welfare ef-

    fects including visibility a s well as plant an d ma terials

    damage.An a rea t ha t is found to be in violat ion of a prima ry

    NAAQS is la beled a n onat ta inment a rea (fig. 2-1); an

    area once in nonattainment but recently meeting

    NAAQS, and with appropriate planning documents

    approved by EPA, is a maintenance area; all other

    areas are at tainment or unclassified (due to lack of

    monitor ing). St a t e a ir qua li ty a gencies can provide

    up-to-date locations of local nonattainment areas

    (P M2.5 is a new ly regulat ed polluta nt , so at t ainment /

    nonat t a inment sta tus ha d not been determined a t t he

    time of publicat ion of this document; monit oring must

    ta ke place for a t least 3 years before designation can be

    made, which means PM2.5 status will likely not be

    known until a t least 2003). St at es are required through

    their SIPs to define programs for implementation,

    ma intenan ce, a nd enforcement of the NAAQS w ithin

    t h e i r b o u n d a r i e s . W i l d l a n d f i r e i n a n d n e a r

    nonattainment areas will be scrutinized to a greater

    degree than in a t t a inment areas and may be subject to

    general conformity rules. Extra planning, documenta -tion, and careful scheduling of prescribed fires will

    likely be required to minimize smoke effects in the

    nonatt ainm ent area to the great est extent possible. In

    some cases, the use of fire may not be possible if

    significant impacts to a nonat ta inment area are likely.

    The ma jor polluta nt of concern in sm oke from fir e is

    fine part iculat e matt er, both P M10 an d P M2.5. St ud-

    ies indicate that 90 percent of all smoke particles

    emitted during wildland burning are PM10, and 90

    percent of PM 10 is P M2.5 (Wa rd a nd Ha rdy 1991). The

    most recent human health studies on the effects of

    particulate matter indicate that fine particles, espe-

    cially P M2.5, are la rgely responsible for hea lth effectsincluding mortality, exacerbation of chronic disease,

    an d increased hospita l a dmissions (Dockery a nd oth-

    ers 1993; Schw a rtz a nd others 1996).

    Prevention of SignificantDeterioration ___________________

    Another provision of the Clean Air Act with some

    applicability t o wildland burning a ctivit ies is the pre-

    vention of significant deterioration (PSD) provisions.

    Table 2-1National ambient air quality standards (NAAQS) (U.S. Environmental Protection

    Agency 2000b). Primary NAAQS are set at levels to protect human health;

    secondary NAAQS are to protect human welfare.

    Pollutant Averaging time Primary Secondary

    PM10 Annual arithmetic mean 50 g/m3 a

    50 g/m3

    24-hour average 150 g/m3

    150 g/m3

    PM2.5 Annual arithmetic mean 15 g/m3

    15 g/m3

    24-hour average 65 g/m3

    65 g/m3

    Sulfur dioxide (SO2) Annual average 0.03 ppm

    b

    24-hour average 0.14 ppm

    3-hour average 0.50 ppm

    Carbon monoxide (CO) 8-hour average 9 ppm

    1-hour average 35 ppm

    Ozone (O3) 8-hour average 0.12 ppm 0.12 ppm

    1-hour average 0.08 ppm 0.08 ppm

    Nitrogen dioxide (NO2) Annual average 0.053 ppm 0.053 ppm

    Lead (Pb) Quarterly average 1.5 g/m3

    1.5 g/m3

    ag/m

    3= micrograms per cubic meter.

    bppm = parts per million.

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    12 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002

    The goal of PS D is to prevent a reas th at ar e currently

    cleaner than is allowed by the NAAQS from being

    polluted up to the ma ximum ceiling esta blished by t he

    NAAQS. Three air q ua lity class es were esta blished by

    the Clean Air Act PSD provisions including Class I

    (which a llows very lit t le a ddit ional pollution), Cla ss I I

    (wh ich allows some incrementa l increase in pollution),

    an d Cla ss II I (which allows pollution to increase up to

    the NAAQS). Cla ss I ar eas include wildernesses an d

    na tional memorial parks over 5,000 acres, Na tional

    Parks exceeding 6,000 acres, and all international

    par ks tha t w ere in existence on August 7, 1977, as w ell

    a s la ter expan sions to th ese area s (fig. 2-2).

    Histor ica l ly , E P A has regarded smoke from w ild-

    lan d fires as temporar y an d therefore not subject to

    issuance of a P SD permit ; wh ether or not wildland

    fire smoke should be considered when calculating

    P SD increment consumption or PS D ba seline wa s not

    def ined. EP A recent ly rea f f irmed tha t St a t es could

    exclude prescribed fire emissions from increment

    analyses provided the exclusion does not result in

    permanent or long-term air quality deterioration

    (EP A 1998). St at es a re a lso expected t o consider the

    extent t o which a pa r t icular type of burning act ivi ty

    is t ruly temporary , as opposed to an act ivi ty tha t

    could be expected to occur in a part icular a rea w ith

    some regularit y over a long period. Oregon is t he only

    St a te tha t ha s chosen to include prescribed fire emis-

    sions in P SD increment an d ba seline ca lcula t ions.

    Visibility _______________________

    The 1977 am endment s to t he Clea n Air Act include

    a na tional goal of the prevention of an y future, an d

    the remedying of a ny existing, impairment of visibility

    Figure 2-1PM10 nonattainment areas as of May 2002. Current nonattainment status for PM10 and all other criteria

    pollutants are available from the Environmental Protection Agency (EPA) aerometric information retrieval system(AIRS) Web page at http://www.epa.gov/air/data/index.html (EPA 2002).

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    USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 13

    in manda tory Class I F edera l a reas which impairment

    results from manmade air pollution (42 U.S.C

    7491). St a tes a re required t o develop implementa tion

    plans that make reasonable progress toward the

    na tional visibility goal.

    Atmospheric visibility is affected by scattering and

    absorption of light by particles and gases. Particles

    and gases in the air can obscure the clarity, color,

    texture, and form of wha t w e see. Fine part icles most

    responsible for visibility impairment are sulfates, ni-

    tra tes, orga nic compounds, elementa l carbon (or soot),

    an d soil dust . Sulfat es, nitrat es, organ ic carbon, andsoil tend to scatter light , whereas elemental carbon

    tends t o a bsorb light. Fine part icles (P M2.5) a re more

    efficient per unit mass than coarse particles (PM10

    and larger) at causing visibility impairment. Natu-

    rally occurring visual range in the Eastern United

    States is estimated to be between 60 and 80 miles,

    while natural visual range in the Western United

    St a tes is betw een 110 a nd 115 miles(these estima tes

    do not consider the effect of na tur a l fire on visibility)

    (Trijonis a nd oth ers 1991). Cur rently , visua l ra nge in

    the Ea stern U nited Sta tes is about 15 to 30 miles and

    a bout 60 to 90 miles in the Western U nited S ta tes. (40

    CF R P ar t 51). The theoretical ma ximum visual ra nge

    a bout 240 miles.

    Regional Haze

    Regional haze is visibility impairment produced by

    a multitude of sources and activit ies that emit fine

    part icles and their precursors and ar e located a cross a

    broad geographic ar ea. This contra sts with visibility

    impairment th at can be traced largely to a single, large

    pollution source. Until recently, the only regulations

    for visibility protection a ddressed impairment t ha t is

    reasonably at tr ibutable to a permanent, large emis-

    sions source or sm a ll group of large sources. In 1999,

    EP A issued regiona l haze regulat ions to mana ge and

    mitigat e visibility impairment from th e multitude of

    diverse regional h a ze sources (40 CFR P a rt 51). The

    regiona l ha ze regulat ions call for Sta tes to establish

    Figure 2-2Mandatory class 1 areas (Hardy and others 2001).

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    14 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002

    goals for improving visibility in Class I Nat iona l Pa rks

    a nd w ildernesses, and t o develop long-term st ra tegies

    for reducing emissions of air pollutants that cause

    visibility impa irment.

    Regional Haze Planning ProcessBecause re-giona l haze is a multi-St at e issue, regiona l haze regu-

    lations encourage States, land managers, and other

    sta keholders t o work together to develop cont rol pro-

    grams through regional planning organizations thatcan coordinate development of strategies across a

    multi-St at e region. In the Western Unit ed Sta tes, the

    Western Regional Air P ar tn ership (WRAP), sponsored

    through the Western Governors Association and the

    Nat iona l Tribal E nvironmenta l Council, is coordina t-

    ing regiona l planning a nd t echnical a ssessments. The

    WRAP w as the first of five regiona l planning organiza -

    tions to be established and has been active in many

    technical and policy developments. Other regional

    planning organizations have begun assessments of

    fire and air quality in their regions. In the Eastern

    United States, four formal groups are addressing

    planning issues: CENRAP (Central States Regional

    Air Partnership), OTC (Ozone Transport Commis-

    sion), VISTAS (Visibility I mprovement S ta te a nd Triba l

    Association of the Southeast); and the Midwest Re-

    gional Planning Organization (fig. 2-3).

    As inter-State smoke transport becomes a larger

    issue, agencies are expanding coordination of their

    burns. Multi-St at e, interagency par tnerships are de-veloping to help coordinate burning and mitigate cu-

    mulative impacts of smoke. For example, the Mon-

    ta na /Ida ho airshed group includes private, St a te,

    Tribal, and Federal partners in supporting an inte-

    grated smoke management program that includes

    emissions monitoring a nd smoke foreca sting (Levinson

    2001).

    Regional Haze and Fire EmissionsThe adop-tion of regional haze regulations marks a turning

    point in how fire emissions are treated under the

    nations Federal and State air quality regulations,

    Figure 2-3Regional air quality planning groups (Hardy and others 2001).

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    USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 15

    although the regulations leave several definit ions

    open to subsequent policy interpreta tion:

    The role of f ire in forest ecosystems is formally

    recognized for the first t ime.

    Emissions from na tura l sources a re dist in-

    guished from anthropogenic sources and

    treat ed differently under t he rule.

    The rule is the first to require development of

    emissions inventories for fire, including w ild-land fires.

    Emissions f rom f ire a re now subject to re-

    giona l air qu ality pla nning processes as w ell

    a s r e q u i r e m e n t s t o a ch ie ve r e a so n a b le

    progress in emissions reductions

    The policy discussion t o determine w ha t t ypes of fire

    emissions are considered natural is still in progress,

    but the WRAP has recommended a national policy

    that would (1) define natural background as fire

    emissions t ha t w ould occur in the futur e without fire

    ma na gement; tha t is, w ithout reference to historic fire

    occurrence or hist oric vegeta tion t ypes; a nd (2) includeprescribed burning as natural sources of visibility

    impacts when fire is used to maintain healthy and

    susta inable ecosystems.

    Current dat a from a na tional visibility-monitoring

    netw ork (Sisler a nd others 1996) do not show fire t o be

    the predomina nt long-term s ource of visibility impa ir-

    ment in any C lass I a rea (40 CF R P ar t 51), although

    emissions from fire are an important episodic con-

    tributor t o visibility-impairing a erosols. C ertainly the

    cont ribut ion to visibility impairm ent from fires ca n be

    significant over short periods, but fires in general

    occur relat ively infrequently a nd t hus ha ve a lesser

    cont ribut ion to long-term a vera ges. Specific goals forvisibility improvement focus efforts on improving air

    qua lity on the most impa ired days, so fires may prove

    to be an importa nt ta rget for control efforts in some

    areas

    Fire Consortia for Advanced Modeling of Me-teorology and Smoke (FCAMMS)Multiagencyconsortia ar e building in the P acific Northw est , Rocky

    Mountain region, and Northeastern and Southeast-

    ern United Sta tes as par t of the U.S. Depar tment of

    Agriculture, Forest Service, Fire Consortia for Ad-

    va nced Modeling of Meteorology a nd S moke. The P a -

    cific Northwest consortium is developing a real-timesmoke prediction a nd emission t racking system t ha t

    addr esses needs of severa l smoke ma na gement plans

    from collabora t ing St a t es, Tribes, and local a ir agen-

    cies (Ferguson and others 2001). Cali fornia and

    Nevada ar e working together through the Ca lifornia

    and Nevada Smoke and Air Committee (CANSAC)

    with similar object ives of t racking and predict ing

    cumulative smoke impacts (Chris F ontana , persona l

    communication).

    Ea ch group or regiona l consortium mus t respond to

    local, Sta te, and Tribal smoke mana gement program s.

    In addit ion, each region of the country has its own

    part icular at mospheric processes t ha t impact fire be-

    havior and smoke dispersion in different ways. For

    example, while in the Southeast , t iming of frontal

    pas sa ges an d onshore flow r egimes become critica l, in

    the Western United States, complex flow through

    mountainous terra in is an important consideration inmanaging smoke. These regionally specific demands

    a re forcing resea rch to focus on subt le aspects of smoke

    emissions a nd dispersion inst ead of tra dit iona l devel-

    opment of worst-case a ir pollution scena rios.

    Reasonable Progress

    Visibility rules require Sta tes to ma ke reasonable

    progress towa rd th e Clean Air Act goal of prevention

    of any future, and the remedying of any existing,

    impairment of visibility. The regional haze regula-

    tions did not define visibility ta rgets but instea d ga ve

    St at es flexibility in determining reasonable progressgoals for Cla ss I a reas. St at es are required to conduct

    an alyses t o ensure that they consider the possibility of

    sett ing an ambitious reasonable progress goal, one

    that is aimed at reaching natural background condi-

    tions in 60 years. The rule requires Sta tes t o establish

    goals for each affected Class I area to (1) improve

    visibility on the haziest 20 percent of days, and (2)

    ensure no degradation occurs on the clearest 20 per-

    cent of days over the period of each implementation

    plan.

    States are to analyze and determine the rate of

    progress needed for the implementation period ex-

    tending to 2018 such that , if maintained, this ratewould att ain na tura l visibility conditions by the year

    2064. To calculate this rate of progress, each State

    must compare baseline visibility conditions to esti-

    ma te nat ural visibility conditions in Class I a reas a nd

    to determine the uniform rate of visibility improve-

    ment that would need to be maintained during each

    implementa tion period to at ta in na tura l visibility con-

    ditions by 2064. B a seline visibility condit ions will be

    determined from da ta collected from a na tional net-

    work of visibility monitors representing all Class I

    a rea s in th e country for th e years 2000 to 2004. Ea ch

    Sta te must determine whether this ra te and associ-

    ated emissions reduction strategies are reasonablebased on several statutory factors. If the State finds

    that this rate is not reasonable, it must provide a

    demonstration supporting an alternative rate.

    Hazardous Air Pollutants _________

    Hazardous air pollutants (HAPs) are identified in

    Title II I of th e Clea n Air Act Amendm ents of 1990

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    16 USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002

    (PL 101-549) a s 188 different polluta nt s w hich present,

    or may present, th rough inhala tion or other routes of

    exposure, a t hreat of adverse human h ealth or envi-

    ronmental effects wheth er through a mbient concen-

    tra tions, bioa ccumula tion, deposition, or oth er routes.

    The list of HAPs identified in the Clean Air Act are

    substa nces t ha t a re known or suspected to be carcino-

    genic, mutagenic, teratogenic, neurotoxic, or which

    cause reproductive dysfunction.

    EPA Interim Air Quality Policy onWildland and Prescribed Fires_____

    In 1998, the E P A issued a na tional policy t o address

    how best to achieve national clean air goals while

    improving the q uality of wildland ecosystems t hrough

    the increased use of fire. The I nteri m Air QualityPolicy on Wildland and Prescribed Fires(U.S. Envi-ronmental Protection Agency 1998) was developed

    through a partn ership effort involving E P A, the U.S .

    Departments of Agriculture, Defense, and the Inte-

    rior, St at e foresters, Sta te an d Tribal a ir regulators,

    a nd oth ers. The group th a t developed the policy relied

    on the assum ption th at properly ma na ged prescribed

    fires can improve the hea lth of wildlan d ecosystems

    an d reduce the health a nd safety risks associat ed with

    wildfire, while meeting clean air and public health

    goals through careful planning and cooperat ion

    among land ma nagers, air qua lity regulators, and local

    communities.

    Natural Events Policy ____________

    P M10 NAAQS exceedan ces caused by n a tura l eventsar e not counted towa rd nonatt ainm ent designation if

    a State can document that the exceedance was truly

    caused by a natura l event and prepares a natura l

    events a ction plan (NEAP ) to address huma n health

    concerns dur ing fut ure events (Nichols 1996). Na tur a l

    events a re defined by this policy a s wildfir e, volcanic,

    seismic, an d high w ind events.

    A wildfire NEAP should include commitments by

    the State and stakeholders to:

    1. Est ablish public notification and educat ion pro-

    grams.

    2. Minimize public exposure to high concentra tionsof PM10 due to future nat ural events such a s by:

    a . Ident i fy ing the people most a t r isk.

    b. Not i fy ing the a t -r isk public tha t a n event is

    active or imminent.

    c. Recommending a ct ions to be taken by the

    public to minimize th eir polluta nt exposure.

    d. Suggesting precautions to take if exposure

    cannot be avoided.

    3. Abat e or minimize controllable sources of P M10

    including th e follow ing:

    a. P rohibit ion of other burning during pollution

    episodes caused by w ildfire.

    b. P roactive efforts to minimize fuel loadings in

    ar eas vulnerable to fire.

    c. P lanning for prevention of NAAQS exceeda nces

    in fire ma na gement plan s.

    4. Ident i fy , study , and implement pract ica l mit iga t-ing measures as necessar y.

    5. P er iodic reevaluat ion of the NEAP.

    Collaboration AmongStakeholders ___________________

    B ecause smoke from fire can nega tively a ffect public

    health a nd w elfar e, air qua lity protection regulations

    must be understood and followed by responsible fire

    managers. Likewise, air quality regulators need an

    understa nding of how an d w hen fire use decisions a re

    made and should become involved in fire and smokemanagement planning processes, including the as-

    sessment of when a nd how a lternat ives to fire will be

    used. Cooperation and collaboration between fire

    ma na gers and air qua lity regulat ors is of great impor-

    tance. Table 2-2 contains recommendations for vari-

    ous types of cooperat ion by th ese tw o groups depend-

    ing on the a pplicable air qua lity protection instrum ent.

    Best Available ControlMeasures ______________________

    The application of best available control measures(BACM) for prescribed fire is a required element of

    St at e implementa tion plans for PM10 nonatt ainm ent

    areas that are significantly impacted by prescribed

    fire smoke (EPA 1992a). The application of BACM is

    also a requirement of EPAs Ai r Quali ty Poli cy onWildland and Prescr ibed F i res (EP A 1998) (see P riorWork section in chapter 1). EPAs BACM guidance

    includes basic smoke mana gement program elements

    an d emissions reduction t echniques tha t can be used

    by land managers to minimize air quality impacts

    from fire. These program elements and emissions

    reduction techniques are fully documented in the

    Smoke Management G ui de for Prescribed and Wi ld-land F i re: 2001 Edition (H a rdy a nd others 2001).

    B r iefly , the BACM guidance notes tha t t here are

    two basic approaches to minimizing the impact of

    prescribed fire on air qua lity : reducing t he a mount of

    pollutants emitted, or reducing the impact of the

    pollutants emitted on sensitive locations or regional

    ha ze through smoke dilution or tra nsport (redistribut-

    ing emissions). Alth ough each meth od ca n be discussed

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    USDA Forest Service Gen. Tech. Rep. RMRS-GTR-42-vol. 5. 2002 17

    independently, fire pra ctitioners often choose fire an d

    fuels ma nipulation techniques tha t complement or are

    a t least consistent wit h meteorologica l scheduling for

    ma ximum smoke dispersion a nd fa vora ble plume tra ns-

    port. The following emissions reduction a nd redist rib-

    uting emissions techniques are a compilation of our

    knowledge base, and depending on specific fire use

    objectives, the project locations, time, and cost con-

    stra ints ma y or may not be applicable.

    Reducing Emissions

    At least 24 methods w ithin six m ajor classifications

    have been used to reduce emissions from prescribed

    burning (Hardy and others 2001). These techniques

    include methods designed to minimize emissions by

    reducing th e area burned; reducing th e fuel load by

    reducing t he fuel production, or fuel consum ption, or

    both; scheduling burns before new fuels appear; and

    increasin g combust ion efficiency. Ea ch of these meth -

    ods has specific pra ctices a ssociat ed with it .

    Redistributing EmissionsThese measures are commonly practiced in smoke

    management programs and include burning when

    dispersion is good, cooperat ing w ith oth er burners in

    Table 2-2Recommended cooperation between wildland fire managers and air quality regulators, depending on air quality

    protection instrument (Hardy and others 2001).

    Air quality protection instrument Wildland fire managers Air quality regulators

    National ambient air quality standards (NAAQS) Awarea

    Leadb

    Attainment status Aware Lead

    State implementation plan (SIP) planning and development Involvedc

    Lead

    Conformity Involved Lead

    Smoke management programs Partnerd

    Lead

    Visibility protection Involved LeadRegional planning groups Partner Lead

    Natural emissions Partner Lead

    Natural events action plan Partner Lead

    Land use planning Lead Involved

    Project NEPA documents Lead Involved

    Other fire planning efforts Lead Involved

    aAware: Responsibility to have a complete working knowledge of the air quality protection instrument but likely little or no involvement in its