wind energy fundamentals & wind measurements

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1 UNIT-I WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

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Page 1: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

1

UNIT-I

WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

Page 2: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

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1. Introduction

SUBJECT CODE: SME1602

SUBJECT NAME: WIND AND SOLAR ENERGY

The people of energy dependant countries like India are much aware of the

importance of conversion, conservation and development of new energy sources. Today the

Power Engineer are concerned with three “E‟s” namely Energy, Economics and Ecology

(Environment). Thus the power engineer must try to develop systems that produce large

quantities of energy with minimal cost and with low impact on environment. The proper

balance of these 3 “E‟s” is a major technological challenge.

In any energy conversion process, the energy must be conserved as implied by First

Law of Thermodynamics. (For discussion: Einstein Equation) open system, closed system,

isolated system, energy transformation, energy transfer (involves shaft work) machines).

Energy types:

In general, energy is of two types namely,

Transitional energy: Energy in motion and as such can move across system boundary.

Stored energy: Energy that exists as mass, position in a force field etc., These stored forms

can easily be converted into some form of transitional energy. (For discussion: open system,

closed system, isolated system, energy transformation, energy transfer (involves shaft work)

machines).

Energy Classifications:

The energy can be classified into six major groups namely,

1. Mechanical energy – Transitional energy

2. Electrical energy – Transitional energy

Page 3: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

3

3. Electromagnetic energy – Transitional energy

4. Chemical energy – Stored energy

5. Nuclear energy – Stored energy

6. Thermal energy – Transitional energy

Thermal energy is the basic form of energy and all the other energy forms can be

completely converted into thermal energy. Thermal energy can be stored as either sensible

heat or latent heat.

Sensible heat storage is accomplished by increase in temperature while the latent heat

storage is an isothermal process associated with change of phase.

Energy Sources:

It has been divided into three categories namely,

1. Conventional or Exhaustible: Fossil fuels such as crude oil, coal and natural gas.

2. Non-conventional or inexhaustible or continuing or renewable sources: solar, wind,

hydroelectric, biomass, biogas, tidal, geothermal and OTEC.

3. Nuclear sources: nuclear fission and nuclear fusion.

Scope Of Wind Energy In India

Wind power is an affordable, efficient and abundant source of domestic electricity.

It's pollution-free and cost-competitive with energy from new coal- and gas-fired power

plants in many regions. The wind industry has been growing rapidly in recent years. The

Ministry of New and Renewable Energy (MNRE) has fixed a target of 10,500 MW between

2007–12, but an additional generation capacity of only about 6,000 MW might be available

for commercial use by 2012.The MNRE has announced a revised estimation of the potential

wind resource in India from 49,130 MW assessed at 50m Hub heights to 102,788 MW

assessed at 80m Hub height. The wind resource at higher Hub heights that are now prevailing

is possibly even more. India has set a target of achieving overall wind energy installed

Page 4: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

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capacity of 27,300 MW by 2017 and 38,500 MW by 2022. As per NOVONOUS estimates,

this creates an US$31.25 billion opportunity in the wind energy market

in India till 2022.

The wind energy market in India has been growing since the last many years. The

total installed capacity of the Indian Wind Energy market is 21136.20 MW. India stands at

the 5th Rank in terms of the total installed wind power capacity just behind China,USA,

Germany and Spain. But the potential is far from being utilized. It is estimated by the Indian

Wind Energy Association that the Wind power potential for all the states of India put together

would be in the order of 1.5 GW. It can sustain the growing needs of electricity of the Indian

consumers in a sustainable way. The wind energy report aims at providing the reader a

detailed view of the industry with the use of analysis frameworks which help in identifying

the political, economical, social and technical factors that determine the scenario of the

market and the market forces prevailing in the industry. The Key challenges faced by existing

players and the barriers for a new player entering into the market, are also covered. It also

identifies the role played by the central and the state governments by analyzing the incentives

and subsidies offered by central and state governments.

It also provides details about risks associated with credit, policy and technical factors

in Indian wind energy market.Detailed company profiles including their position in wind

energy value chain, financial performance analysis, product and service wise business

strategy, SWOT analysis and key customer details for eleven companies namely Suzlon

Energy Limited, Gamesa Wind Turbines Private Limited, Vestas Wind Technology India

Private Limited, Wind World India Limited, Global Wind Power Limited, Inox Wind

Limited, Kenersys India Private Limited, Regen Power tech Private Limited, GE India

Industrial Private Limited, RRB Energy Limited and LM Wind Power Technologies (India)

Pvt. Ltd.

Importance of Energy conservation

The earth provides enough to satisfy every man‟s needs but not every man‟s greed said

Gandhiji. Hard facts on why energy conservation is a must are outlined below.

We use energy faster than it can be produced - Coal, oil and natural gas - the most

utilised sources take thousands of years for formation.

Energy resources are limited - India has approximately 1% of world‟s energy

resources but it has 16% of world population.

Page 5: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

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Most of the energy sources we use cannot be reused and renewed - Non renewable

energy sources constitute 80% of the fuel use. It is said that our energy resources may

last only for another 40 years or so.

We save the country a lot of money when we save energy - About 75 per cent of our

crude oil needs are met from imports which would cost about Rs.1, 50,000 crore a

year

We save our money when we save energy - Imagine your savings if your LPG

cylinder comes for an extra week or there is a cut in your electricity bills

We save our energy when we save energy - When we use fuel wood efficiently, our

fuel wood requirements are lower and so is our drudgery for its collection

Energy saved is energy generated - When we save one unit of energy, it is equivalent

to 2 units of energy produced

Save energy to reduce pollution - Energy production and use account to large

proportion of air pollution and more than 83 percent of greenhouse gas emissions

An old Indian saying describes it this way - The earth, water and the air are not a gift

to us from our parents but a loan from our children. Hence we need to make energy

conservation a habit.

How wind is caused?

Wind is basically caused by the solar energy irradiating the earth. So wind energy is

an indirect manifestation of solar energy. Wind results from air in motion. Air in motion

arises from a pressure gradient. Winds are caused because of two factors namely:

1. the absorption of solar energy on the earth‟s surface and in the atmosphere.

2. the rotation of the earth about its axis and its motion around the sun.

Because of these factors alternate heating and cooling cycles occur, differences in

pressure are created and the air is caused to move.

Wind, being the commercially viable and economically competitive renewable source is

going to play an important role in the future meeting the energy demand.

Global leaders in wind energy generation

untry Installed capacity, MW

Germany 14609

USA 6352

Spain 6202

Denmark 3115

Page 6: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

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Application of wind power: water pumping wind mill.

Advantages:

Its potential as a source of power is reasonably good and its capture produces no

pollution.

Disadvantages:

Energy is available in dilute form.

Availability of the energy varies considerably over a day with seasons. For these

reasons, the face areas of the machines, which extract energy from the wind have to

be necessarily large and a continuous supply of mechanical or electrical power cannot

be obtained from them.

Principle of wind energy conversion: Energy available in the wind is basically the KE of

large masses of air moving over the earth‟s surface. Blades of the wind turbine receive this

KE, which is then transformed to mechanical or electrical forms. The efficiency of converting

wind to other useful energy forms greatly depends on the efficiency with which the rotor

interacts with the wind stream.

India 2120

Page 7: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

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Fundamentals of Wind Energy

1. Wind Energy: Wind is caused by flow of air from high pressure area to low

pressure area and this difference in pressure is result of heating of the uneven

earth's surface by sun. So we can say that wind energy is a form of solar energy.

2. Wind power:Wind power is the conversion of wind energy into a useful form of

energy, such as using wind turbines to make electrical power, windmills for

mechanical power and wind pumps for water pumping.

3. Wind Turbine:A turbine is a rotary mechanical device that extracts energy from

a fluid flow and converts it into useful work. A turbine is a turbo-machine with

at least one moving part called a rotor assembly, which is a shaft with blades

attached. Moving fluid acts on the blades so that they move and impart

rotational energy to the rotor. A wind turbine is a device that converts kinetic

energy from the wind into electrical power.

1. Foundation: Its the basement of a wind turbine on which the whole self weight

of wind turbine's will come. It is normally under the surface and it cannot be

seen.

2. To Electric Grid: This is the connection from which the generated power is sent

to electric grid with the help of electric wires.

Page 8: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

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3. Tower: It is the supporting structure for nacelle and rotor. The nacelle is placed

above this tower. Tower is a assembly of number of cylindrical hallow structure

which are assembled at the site (wind farm).

4. Access Ladder: There will be a ladder inside the tower from basement to the

top so that one can get access to the nacelle for any kind of repair or inspection

work.

5. Yaw Control: Since the direction of wind keeps on changing with respect to

time and the rotor should be placed in the direction of wind to get the maxim

power output, this yaw control helps in o changing the direction of the rotor and

will place it in the direction of the wind.

6. Nacelle: It is a rectangle like structure that contains generator, controller

system, cooler etc. When yaw controls activates the whole nacelle is rotated in

the direction of wind.

7. Generator: It is the unit responsible for power generation.

8. Anemometer: It is a device that is used for wind speed measurement. This data

is sent to control system.

9. Brake: It is used to stop the rotor that is rotating. Usually brakes are applied

when weather conditions are not good to generate power or the rpm of the rotor

is above normal speed which may not suite to generator.

10. Gear Box: It consist of gears that increases the rpm of the rotor to suite to the

rpm of generator.

11. Rotor Blade: Blades are the rotating member of wind turbine that makes the

shaft to rotate which is connected to gearbox and then to generator. Blades are

of aerofoil shape and length will vary from 30 m to 80m (approx.) depending

on the rated power of wind turbine.

12. Pitch Control: It is used to change the angle of inclination, pitch angle which

are responsible for getting maximum efficiency.

13. Rotor Hub: It is the one which holds the rotor blade and it will also rotate along

with blades.

Site Selection

Anemometers are small and simple devices. A number of the newer units are

Page 9: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

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digital hand held recorders which allow you to easily check wind conditions in

different parts of your property. The anemometers aren't hard to set up and many can

record not only wind speed but temperature and humidity as well. If your schedule

allows you may wish to take recordings at different times of the year in order to get a

complete picture of how the wind changes at your location by season.

Another major consideration when selecting a site is the proximity of the wind

tower to your home or business. In most cases you don't want the wind tower attached

to the building itself because of both noise and structural vibration considerations.

However, if the tower is too far away then you could incur significant costs in running

a power line from the tower to your house where the electric meter is or, if you are off

the grid, to where your batteries are stored. That tower on the hill may sound nice but if

the hill is two miles away you might find that it will cost you more to run the line then

to have put up the tower in the first place.

Terrain is another consideration. If we live in a hilly area it is good to take

advantage of hills in order to gain additional height for your tower. In particular, take

care to avoid locations where you are on the leeward (sheltered) side of a hill since it

would cut off the wind. Don't just consider existing obstacles. If you are putting up the

tower prior to building a residence, consider the impact the home itself will have on

wind patterns. Also take into consideration any locations where you may be planning

to put up trees which could block the wind.

The impact even a small reduction in wind velocity will have on your ability to

generate power. Wind power increases exponentially relative to speed (V3). A site with

an annual average wind speed of about 12.6 miles per hour (5.6 meters per second), has

twice the energy available as a site with a 10 mile per hour (4.5 meter per second)

average.

Even if have to be a perfect site for wind power, you should always check state

and local regulations before investing money in a wind energy solution. Take the time

to research local zoning requirements. Many communities have put up strong

restrictions on the height of structures. Wind turbines perform better the higher they are

placed but you may find that a 75 or 100 foot tower may violate local zoning

Page 10: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

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requirements. For more information on the impact of regulations check out the

Government Regulations section on our menu.

Also be considerate of our neighbors, particularly if they live close to where

you are thinking of placing your wind tower. People can get awfully fussy about

having their views block and what might seem like a trivial view to you may be a very

big issue for them. Talk to your neighbors before proceeding, and if there is a local

community group for your housing area make sure you get their input as well. Your

neighbors might object to a wind machine that blocks their view, or they might be

concerned about noise.

Page 11: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

UNIT-II

WIND MACHINES

Page 12: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

WINDMACHINES

SUBJECT CODE: SME1602

SUBJECT NAME: WIND AND SOLAR ENERGY

Classification of wind machines:

Wind energy is an indirect source of solar energy conversion and can be utilized to run wind

mill, which in turn drives a generator to produce electricity.

Wind machines are generally classified in terms of the orientation of the axis of rotation of

their rotors as horizontal axis machines & vertical axis machines.

In a horizontal axis machine, the rotor axis is horizontal and is continuously adjusted in a

horizontal plane so that it is parallel to the direction of the wind stream. These machines have

Page 13: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

to face the direction of the wind in order to generate power. Eg: - Multi blade type, Propeller

type & Sail type wind mills.

Multi blade type Propeller type Sail type

In a vertical axis machine, the rotor axis is vertical and fixed, and it is r to both the surface

of the earth and the wind stream. These machines run independently of the direction of the

wind because they rotate about a vertical axis. Eg:- Savonius type & Darrieus type wind

mills(Designed in 1920 and patented in 1931).

Savonius type Darrieus type

Lift Force and Drag Force:

o The extraction of power and hence energy from the wind depends on creating certain

forces and applying them to rotate or to translate a mechanism.

o There are two primary mechanisms for producing forces from the wind namely lift

force and drag force.

Page 14: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

o Lift force act perpendicular to the air flow while drag force act parallel to the

direction of air flow.

o Lift force is produced by changing the velocity of the air stream flowing over either

side of the lifting surface (aerofoil): speeding up of the air flow causes the pressure to

drop while slowing the air flow down leads to increase in pressure.

o In other words, any change in velocity generates a pressure difference across the

lifting surface. This pressure difference produces a force that begins to act on a high

pressure side and moves towards the low pressure side of the aerofoil.

o A good aerofoil should have more lift/drag ratio. For efficient operation, a wind

turbine blade needs to function with as much lift and as little drag as possible because

the drag force dissipates the energy..

o The design of each wind turbine blade specifies the angle at which the air foil should

be set to achieve the maximum lift to drag ratio. Wind speeds for a wind machine:

Cut-in Speed: It is the wind speed below which the machine does not rotate and no power is

produced.

Design Speed: It is the wind speed at which the machine produces its rated output. Usually

the output is held constant at the rated value for wind speeds greater than the design speed.

This is achieved by some form of governing mechanism.

Cut-out Speed: It is the wind speed at which it is advisable to shut down the wind machine in

order to avoid mechanical damage.

Performance Calculations:

Power available in the wind stream =

1 AV 3

----- Eqn. 1

Page 15: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

2

The equation implies that the factors influencing the power available in the wind

stream are air density, area of the wind rotor and the wind velocity. Effect of wind

velocity is more prominent as shown. The density of air decreases with the increase in

site elevation and temperature. The air density may be taken as 1.225 for most of the

practical cases. Due to this relatively low density, wind is rather a diffused source of

energy. Hence large sized systems are often required for substantial power

production.

The prominent factor deciding the power available in the wind is its velocity. When

the wind velocity is doubled, the available power increases by 8 times. In other words,

for the same power, rotor area can be reduced by a factor of 8, if the system is placed

at a site with double the wind velocity. Hence selecting the right site play a vital role

in the success of a wind power projects.

A = swept frontal area of the machine; V = Free stream wind speed.

Wind turbine power and torque:

Theoretical power available in the wind stream is given by eqn. 1. However, a turbine

cannot extract this power completely from the wind. When the wind stream passes the

turbine, a part of its KE is transferred to the rotor and the air leaving the turbine carries the

rest away. Actual power produced by a rotor would thus be decided by the efficiency with

which this energy transfer from the wind to the rotor takes place. This efficiency is usually

termed as the power coefficient. Thus, the power coefficient of the rotor can be defined as the

ratio of actual power developed by the rotor to the theoretical power available in the wind.

1. Power Coefficient, Cp 1

; Pe 3 Power extracted by the rotor

2 AV

C p or ideal or maximum theoretical efficiency, max powerextractedbytherotor

poweravailableint hewindstream

The power coefficient of a turbine depends on profile of the rotor blades, blade arrangement

and setting etc., These parameters should be at its optimum so as to attain maximum C p at a

wide range of wind velocities.

2. Lift Coefficient = CL 1

; Ab 2

Projected area of the blade facing the wind.

2

C Liftforceo ntheblade

AbV

;

F , Lift Force is r to the direction of the incoming air

L Forceofthefreestreamwind L

flow and arises due to the unequal pressure on the two surfaces of the blade.

Pe

FL

Page 16: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

3. Drag Coefficient = CD 1

; FD , Drag Force is parallel to the direction of the 2

2 AbV

incoming air flow and arises due to the viscous friction forces at the surface of the blade as

well as the unequal pressure on the blade surfaces.

4. Tip speed ratio,

Speedofthebla det ip

Freestreamwindspeed R

V

; = angular velocity of the rotor

and R = tip radius

This definition holds good for a horizontal axis wind machine. Blade should have high tip

speed ratio.

For a vertical axis m/c, PeripheralSpeedatthemiddleofthebladelength

Freestreamofthewindspeed

5. Solidity of a wind m/c, BladeArea

SweptFrontalArea( facearea)ofthemachine =

Nc

R

(This

definition holds good for a horizontal axis machine). Blades should have low solidity.

For a vertical axis machine:-

Nc

..for Darrieus type and R

Nc

2R

...for other types

FD

Page 17: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

c

c

N = No. of blades; R = mean radius & c =

mean chord of the blades

P 8 AV 3

16 1 AV 3

6. Maximum Power, max 27 g i . i

c

1 AV 3

27 2 gc

P 0.593i = 0.593 P

max

2

gc total

0.593 is known as the Betz Coefficient. C p cannot exceed 0.593 for a horizontal axis m/c.

max

Pm ax

Ptotal

0.593 16

27

Forces on the blades & Thrust on the turbines for propeller type wind machines: There are 2

types forces are acting on the blades namely,

1. The circumferential force or torque acting in the direction of wheel rotation.

2. The axial force acting in the direction of wind stream.

The torque T can be obtained from T = P

P

DN

in Newton;

4

N = wheel revolution per unit time, (1/S); D = diameter of the turbine wheel = √

.A (in

meters); angular velocity of the turbine wheel in m/s.

P

1 AV 3 Actual efficiency, = P = . P

total = . i P

total 2 gc

1 AV 3 1 DV 3 16 Torque, T = i i . At maximum efficiency, , the

2gc DN 8gc N 2 DV 3

max

27

torque has maximum value of Tmax which is equal to: T i . max 27g N

g = gravitational conversion constant = 1 (kg m / s2) / N

The axial force or thrust is given by the equation:

F 1 A(V 2 V 2 )

D 2 (V 2 V 2 ) .

x 2g i e

8g i e

c c

Page 18: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

The above equation implies that the axial forces are proportional to the square of the diameter of the

turbine wheel. This limits the turbine wheel diameter of the large size.

Power Density:

The power density is the K.E flowing per unit area and is given by

Power Density = Power

1 V V 2

1 V 3 ;

Area 2 2

air density in Kg / m3 and V = wind speed in m / s.

Ideal power required to pump the water = gQH watts

= density of water; g = acceleration due to gravity; Q = discharge; H = differential head.

Expression for the maximum power developed by a horizontal axis wind machine.

The wheel thickness of a horizontal axis wind machine is assumed to be ab.

Let pi and vi are the wind pressure and velocity at the upstream of the turbine.

pe and ve are the wind pressure and velocity at the downstream of the turbine.

ve is less than vi because kinetic energy is extracted by the turbine.

Page 19: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

v v

v v

a b i e

c

i

e

Considering the incoming air between i and a as a thermodynamic system and assuming the

air density remains constant (since changes in p and T are very small compared to ambient),

that the potential energy is zero and no heat or work is added or removed between i and a, the

general energy equation reduces to the kinetic and flow energy terms only. Thus,

v2 v2

For inlet: p v i p v a ..........................1.a i 2g a 2g

2

p i p 2gc

2

a .................... 1.b 2gc

Similarly for exit:

2

p e p 2gc

2

b ...................... 2

2gc

The wind velocity across the turbine decreases from a to b since kinetic energy is converted

to mechanical work there. The incoming velocity vi does not decrease abruptly but gradually

as it approaches the turbine to va and as it leaves it to ve . Thus vi > va and vb > ve and

therefore from equations 1 and 2: we have pa > pi and pb < pe ; that is, the wind

pressure rises as it approaches, then as it leaves the wheel..

Combining equations 1 and 2, we get

v2 v2 v2 v2 p p p i a p e b 3

2gc 2gc

It can be assumed that wind pressure at e can be assumed to be ambient,

i.e., pe pi .......................... 4

As the blade width a.b is very small as compared to total distance considered, it can be

assumed that velocity within the turbine does not change much and therefore

va vt vb........................................ 5

Combining equations 3 to 5 gives,

pa v 2 v 2

p i e 6

2gc

The axial force Fx in the direction of wind stream on a turbine wheel with the projected area

perpendicular to the stream is given by

b

c

a

b

Page 20: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

v e

c

v2 v2

Fx pa pbA A

i

2gc

e 7

This force is also equal to change in momentum of the wind (from Newton‟s II law), hence

.

Fx (mv) / gc

.

where m = mass flow rate = Avt

Thus Fx c

Avt vi ve………………….8

Equating equations 7 and 8

v2 v2 1

A

i

2gc

e =

Avt vi ve and therefore gc

v 1 v

t 2

i ve …………………………9

Considering the total thermodynamic system bounded by i and e, there is no changes in

potential energy, the internal energy is there from Ti and Te , and flow energy is there from

pi v and pe v . In the system, no heat is added or rejected, i.e., adiabatic flow.

The general equation now reduces to the steady flow work W and kinetic energy terms,

v2 v2 W = kE kE i e ........................ 10

i e 2g

The power P is defined as the rate of work, and from mass flow rate equation

v2 v2 1

P = m i e

2gc

= 2gc

Avt i 2 ……..11

Combining this with equation 9, we get

P 1

Av v (v 2 v 2 )

4gc i e i e

P 1 Av v v v (v v ) =

A v 2 v 2 2v v v v 4gc

i e i e i e 4g

i e i e i e

= A v3 v 2v

v v 2 v3 2v 2v 2v v 2

4gc i e i e e i e i e

= A v3 v 2v v v 2 v3 12

4gc i e i e e

2 v

1

g

c

i

i

Page 21: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

It can be seen from equation 12, where ve is positive in one term and negative in other, that

too low or too high a value for ve results in reduced power. There, thus is an optimum exit

velocity ve opt, thus results in maximum power Pm ax , which can be obtained by

differentiating P, and equating the derivative to zero.

i.e.,

or

d p

dve

d p

= 0

= 3v 2 2v v v 2 0

dve e i e i

The above equation is solved for a positive ve to give ve opt. The above quadratic has two

solutions, i.e., v = v and v = 1

v , only second solution is physically acceptable. Thus,

e i e 3

i

v opt = 1

v ................................................. 13

e 3

i

Using eqn.13 in eqn.12, for an ideal horizontal axis wind machine, we get

P 8

Av 3 .....................................

14

max 27 g

i

P 16

1 Av 3 1 Av3

= 0.593 i = 0.593 P

max

27 gc 2 2 gc total

Pm ax = 0.593 Ptotal

Wind is basically caused by the solar energy irradiating the earth. So wind energy is an

indirect manifestation of solar energy. Wind results from air in motion. Air in motion arises

from a pressure gradient. Winds are caused because of two factors namely:

1. the absorption of solar energy on the earth‟s surface and in the atmosphere.

2. the rotation of the earth about its axis and its motion around the sun.

Because of these factors alternate heating and cooling cycles occur, differences in pressure

are created and the air is caused to move.

Advantages:

Its potential as a source of power is reasonably good and its capture produces no pollution.

c

i

Page 22: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

Disadvantages:

1.Energy is available in dilute form. 2. Availability of the energy varies considerably over a

day with seasons. For these reasons, the face areas of the machines, which extract energy

from the wind have to be necessarily large and a continuous supply of mechanical or

electrical power cannot be obtained from them.

Classification of wind machines:

Wind energy is an indirect source of solar energy conversion can be utilized to run wind mill,

which in turn drives a generator to produce electricity. Wind machines are generally

classified in terms of the orientation of the axis of rotation of their rotors as horizontal axis

machines & vertical axis machines.

In a horizontal axis machine, the rotor axis is horizontal and is continuously adjusted in a

horizontal plane so that it is parallel to the direction of the wind stream. These machines have

to face the direction of the wind in order to generate power. Eg: - Multi blade type, Propeller

type & Sail type wind mills.

In a vertical axis machine, the rotor axis is vertical and fixed, and it is r to both the surface

of the earth and the wind stream. These machines run independently of the direction of the

wind because they rotate about a vertical axis. Eg:- Savonius type & Darrieus type wind

mills.

Performance Calculations:

1. Power Coefficient, Cp 1

; Pe 3

Power extracted by the rotor

2 AV

C p or ideal or maximum theoretical efficiency, max powerextractedbytherotor

poweravailableint hewindstream

A = swept frontal area of the machine; V = Free stream wind speed.

2. Lift Coefficient = CL 1

; Ab 2

Projected area of the blade facing the wind.

2

C Liftforceo ntheblade

AbV

;

F , Lift Force is r to the direction of the incoming air

L Forceofthefreestreamwind L

flow and arises due to the unequal pressure on the two surfaces of the blade.

Pe

FL

Page 23: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

3. Drag Coefficient = CD 1

; FD , Drag Force is parallel to the direction of the 2

2 AbV

incoming air flow and arises due to the viscous friction forces at the surface of the blade as

well as the unequal pressure on the blade surfaces.

4. Tip speed ratio, Speedofthebla det ip

Freestreamwindspeed R

V

; = angular velocity of the rotor

and R = tip radius

This definition holds good for a horizontal axis wind machine.

For a vertical axis m/c, PeripheralSpeedatthemiddleofthebladelength

Freestreamofthewindspeed

5. Solidity of a wind m/c, BladeArea

SweptFrontalArea( facearea)ofthemachine =

Nc

R

(This

definition holds good for a horizontal axis machine).

For a vertical axis machine:- Nc

..for Darrieus type and R

Nc

2R

...for other types

N = No. of blades; R = mean radius & c = mean chord of the blades

P 8 AV 3 16 1 AV 3 6. Maximum Power, max 27 g

i . i c

1 AV 3

27gc 2 gc

P 0.593i = 0.593 P max

2

gc total

0.593 is known as the Betz Coefficient. C p cannot exceed 0.593 for a horizontal axis m/c.

max

Pm ax

Ptotal

0.593 16

27

Forces on the blades and Thrust on the turbines for propeller type wind machines:

There are 2 types forces are acting on the blades namely,

1. The circumferential force or torque acting in the direction of wheel rotation.

2. The axial force acting in the direction of wind stream.

The torque T can be obtained from T = P

P

DN

in Newton;

FD

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c

c

4 N = wheel revolution per unit time, (1/S); D = diameter of the turbine wheel = √

.A (in

meters); angular velocity of the turbine wheel in m/s.

P

1 AV 3 Actual efficiency, = P = . P

total = . i P

total 2 gc

1 AV 3 1 DV 3 16 Torque, T = i i . At maximum efficiency, , the

2gc DN 8gc N 2 DV 3

max

27

torque has maximum value of Tmax which is equal to: T i . max 27g N

The axial force or thrust is given by the equation:

F 1 A(V 2 V 2 )

D 2 (V 2 V 2 ) .

x 2g i e

8g i e

The axial force on a turbine wheel operating at maximum efficiency is given by

F D 2V 2 ; where

V Velocity at the upstream of the turbine.

x max 9g i i

Ve Velocity at the downstream of the turbine.

The above equation implies that the axial forces are proportional to the square of the diameter

of the turbine wheel. This limits the turbine wheel diameter of the large size.

Some more formulae: 1. The power density (i.e., the power per unit area normal to the

wind) is the K.E flowing per unit area and is given by

Power Density =

Power

1 V V 2

1 V 3 ; air density and V = wind speed

Area 2 2

2. Ideal power required to pump the water =

gQH watt

c c

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1

UNIT 3

SOLAR RADIATION AND COLLECTORS

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2

SOLAR RADIATION AND COLLECTORS

SUBJECT CODE SME1602

SUBJECT NAME WIND AND SOLAR ENERGY

Solar geometry :

Solstice: Either of the two occasions in a year when the sun is directly above either the

furthest point north or the furthest point south on the equator that it ever reaches. These are

the times in the year in the middle of summer or winter, when there are the longest hours of

the day or night (summer solstice [longest day] / winter solstice [longest night]).

Equinox: Either of the two occasions in a year, when the day and night are of equal length

and the sun is directly above the equator.

Equator: Equator is an imaginary line on the Earth's surface equidistant from the North Pole

and South Pole that divides the Earth into a Northern Hemisphere and a Southern

Hemisphere. The latitude of the Equator is 0°.

Longitude (λ):- It is a geographic coordinate that specifies the east-west position of a point

on the Earth's surface. It is an angular measurement, usually expressed in degrees, minutes

and seconds, and denoted by the Greek letter lambda (λ). The longitude of Mumbai is 72˚51‟.

Latitude ( ):-The latitude of a location on the Earth is the angular distance of that location

south or north of the equator. The latitude is usually measured in degrees. The equator has a

latitude of 0°, the North pole has a latitude of 90° north (written 90° N or +90°), and the

South pole has a latitude of 90° south (written 90° S or −90°). Together, latitude and

longitude can be used as a geographic coordinate system to specify any location on the globe.

For example, the Eiffel Tower has latitude of 48° 51′ 29″ N-- that is, 48 degrees plus 51

minutes plus 29 seconds. Alternatively, latitude may be measured entirely in degrees, e.g.

48.8583° N.

Diurnal: - Specialized happening over the period of the day or being active or happening

during the day rather than at night.

Zenith: - It is a point on the celestial sphere directly over the head. It would change with

respect to the location.

Nadir: - It is a point on the celestial sphere diametrically opposite to the zenith. This would

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3

also change w.r.to the location. Unlike zenith, nadir is not visible.

Celestial sphere: - The sky may conveniently be assumed to be a large sphere and this

imaginary sphere is called celestial sphere.

Note that the Zenith is opposite the Nadir.

Meridian:- Some reference location on the earth will aid in locating a particular position.

The location of Royal Observatory, Greenwich in southeast London has been universally

accepted as a reference point. Prime Meridian passes through this observatory is known as

the International Meridian or Greenwich Meridian. The meridian is the outer orange

circle which Z, the zenith, lies on. O is the observer.

In the sky, a meridian is an imaginary great circle on the celestial sphere. It passes through

the north point on the horizon, through the celestial pole, up to the zenith, through the south

point on the horizon, and through the nadir, and is perpendicular to the local horizon. [ante

meridiem (a.m., "before midday") and post meridiem (p.m., English: "after midday")]

Solar Constant ( Gsc ): This is the amount of energy received in a unit time on unit area

perpendicular to the sun‟s direction at the mean distance of the earth from the sun. Its

currently accepted value is 1367 W/m2, though other values, 1353 W/m2, 1367 W/m2 are also

found in the literature.

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4

The intensity of extra terrestrial solar flux (ET – outside the earth‟s atmosphere) on

any day of the year (G) measured on the plane normal to radiation would be somewhat

different from G as actual sun-earth distance varies during the year.

Thus, Gon Gsc 1 0.033 cos360 n / 365

Where n is the number of the day of the year. For e.g. n = 1 for January 1 and n = 32 for

February 1. Sun’s radius = 696,342 km with an uncertainty of only 65 km. (from the

report on March 22, 2012, The Hindu)

Solar Declination angle ( ): The earth-sun vector moves in an ecliptic plane. The angle b/w

the earth-sun vector and the equatorial plane is called the solar declination angle. varies

from - 23.45 on December 21 (winter solstice) to + 23.45 on June 21 (summer solstice). It

is zero on the two equinox days of March 21 and September 22.

can be calculated using the relation

δ ( in degrees) = 23.45 sin

360 (284 n)

where n = no. of the day.

365

Solar azimuth angle ( s ), Solar altitude angle ( a ), Solar zenith angle ( z ):

The sun‟s position is usually specified in terms of solar azimuth angle and solar

altitude angle.

The solar altitude angle ( a ) measures sun‟s angular distance from the horizon.

The solar azimuth angle ( s ) measures the sun‟s angular distance in the horizontal

plane from the south. ( s ) is + ve to the east of south and – ve to the west of south.

Solar zenith angle ( z ) is the sun‟s angular distance from the zenith. Thus a and z

are complimentary angles. i.e., a + z = 90.

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5

Local Solar Time (LST) or Local Apparent Time (LAT) and standard time:

The rotation of the earth about its axis causes the day and night cycle and is also

responsible for the apparent diurnal motion of the sun.

Solar time is based on the apparent angular motion of the sun across the sky.

Solar noon is the time when the sun crosses the local meridian.

Solar day is defined as the time interval between two successive occasions when the

sun crosses the local meridian. The solar day varies in length throughout the year.

Because of the earth‟s forward movement in its orbit, during this time interval the

time required for one full rotation of the earth is less than a solar day by about 4

minutes.

Hence the standard time (which is a uniform time and is observed from a clock) and

solar time differ.

The time used for calculating the hour angle is the local solar time or local apparent

time. This can be obtained from the standard time observed on a clock by applying

two corrections:

1. The first correction arises because of the difference between the longitude

of the location and the meridian on which the standard time is based. The correction

has a magnitude of 4 minutes for every degree difference in longitude.

2. The second correction called the equation of time correction is due to the

fact that the earth‟s orbit and rate of rotation are subject to small variations. This

correction is based on experimental observations and is plotted in the graph.

Solar time is related to standard time by the following relation,

LAT = Standard time 4 (standard time longitude – longitude of

location) + Equation of time correction.

The – ve sign in the first correction is applicable for the eastern hemisphere, while the

positive sign is applicable for the western hemisphere.

In India, standard time is based on 82.5˚ E.

The Equation of time correction E (in minutes) can also be calculated from the

following empirical relation:

E = 229.18 (0.000075 + 0.001868 cos B – 0.032077 sin B – 0.014615 cos 2B –

0.04089 sin 2B)

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6

where, B = (n -1) 360 / 365 and n is the day of the year.

Solar hour angle ( ):- It is an angular measure of time and is equivalent to 15˚ per hour. It

is used extensively to express solar time as it is directly related to the sun‟s position in the

sky. It varies from - 180˚ to + 180˚. Solar hour angle is measured from noon based on LAT.

is positive before solar noon (in the morning) and negative after solar noon (in the

afternoon). For e.g. For 8 a.m. solar time, = +60˚ & for 5 p.m. solar time, = -75˚.

Monthly Average Daily Diffuse Radiation:

Either of the two equations or both can be used for India to calculate the Monthly Average

Daily Diffuse Radiation.

Hd 1.411 1.696 H g

H g Ho

by Modi and Sukhatme

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7

o

H

c

s

g

Hd 0.8677 H

S 0.7365

S

by Garg and Garg

g max

Hg K

Ho

Monthly Average Clearness Index

Monthly Average Hourly Global Radiation:

I g

Hg

o a b cos/ f c .................................. by Gueymard

Ho

Where: a = 0.409 + 0.5016 sin ( s - 60˚ )

b = 0.6609 – 0.4767 sin ( s - 60˚ )

Normalizing factor,

s

f a 0.5b 180

sin s

cos

sin

s s cos 180

s

I Monthly Average of the hourly global radiation on a horizontal surface (kJ / m2-h)

I Monthly Average of the ET radiation on a horizontal surface (kJ / m2-h)

Note: Wherever needed, an hourly value (kJ / m2-h) can be calculated from an instantaneous

value by taking the instantaneous value (kW / m2) at the mid-point of the hour and

multiplying by 3600.

Monthly Average Hourly Diffuse Radiation:

I d Io

Hd Ho

………. by Liu and Jordan

Id (a bcos) I0

Hd H 0

……….by Satyamurthy and Lahiri

H

Where: a 0.4922 0.27 /(H / H ) for 0.1 d 0.7

d g g

H

T

I

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8

H

or a 0.76 0.113/(H / H )for 0.7 d 0.9

d g g

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9

b 2(1 a)(sin s s coss ) /(s 0.5sin 2s )

Solar Radiation on Tilted Surfaces:

Most solar equipment like flat-plate collector, for absorbing solar radiation, is tilted at

an angle to the horizontal. It therefore becomes necessary to calculate the flux which falls on

a tilted surface. This flux is the sum of the beam and diffuse radiation falling directly on the

surface and the radiation reflected onto the surface from the surroundings.

Beam Radiation

Beam radiation flux falling on a tilted surface (cos θ)

cos θ = sin δ sin (φ – β) + cos δ cos ω cos (φ – β)

Beam radiation flux falling on a horizontal surface (cos θz)

cos θz = sin φ sin δ + cos φ cos δ cos ω

Hence tilt factor for beam radiation, rb is given as

rb = cos

cos z

sin sin( ) cos cos cos( )

sin sin cos cos cos

Valid only for a tilted

surface with 0 º

Diffuse Radiation

rd (1 cos ) / 2 valid for any tilted surface with a slope and

(1 cos ) / 2 is the radiation shape factor for a tilted surface w.r.to the sky.

Reflected Radiation

rr (1 cos ) / 2 valid for any tilted surface with a slope and

(1 cos ) / 2 is the radiation shape factor for a tilted surface w.r.to the surrounding ground

and (is the diffuse reflectivity) = 0.2, for concrete or grass surface.

Flux on Tilted Surface:

The flux IT falling on a tilted surface at any instant is given by

IT Ib rb Id rd (Ib Id )rr

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10

T

I

H

I I

I

I I

H H

s

H

H H

To calculate hourly radiation falling on a tilted surface for the value of taken at the

mid-point of the hour:

T 1

rb

rd rr

g g g

To calculate monthly average hourly value I if the calculations are done for the

representative day of the month:

T d d 1 r r r

b d r

g g g

Where rb rb on the representative day

rd rd and rr rr

To calculate the daily radiation falling on a tilted surface:

T 1

Rb

Rd Rr

g g g

For a south facing surface ( = 0º ),

R st sin sin( ) cos sin st cos( )

b sin sin cos cos sin

Rd rd and Rr rr

st and s are the sunrise or sunset hour angles (in radians) for the tilted surface and a

horizontal surface respectively.

To calculate monthly average daily radiation falling on a tilted surface if the values are

calculated for the representative day of the month:

T d d 1 R R R

b d r

g g g

Where

Rb Rb on the representative day

Rd Rd and

Rr Rr

Id

Hd

I Id

I

I

I

H Hd

H

s

H

H

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Terrestrial Radiation: - Long-wave electromagnetic radiation origination from earth & its

atmosphere. It is the radiation emitted by naturally radioactive materials on earth including

uranium, thorium and radon.

Extraterrestrial Radiation: - Electromagnetic radiation which originates outside the earth or

its atmosphere, as in the sun or stars.

Solar Radiation at the Earth’s Surface:-

Solar radiation is received at the earth‟s surface in an attenuated form (reduced in

strength) because it is subjected to the mechanisms of absorption and scattering as it passes

through the earth‟s atmosphere.

Mechanism of absorption:- It occurs primarily because of the presence of ozone and water

vapor in the atmosphere, and to a lesser extent due to other gases like CO2, NO2, CO, O2,

CH4 and particulate matter(- are tiny subdivisions of solid matter suspended in a gas).

Absorption results in an increase in the internal energy of the atmosphere.

Mechanism of scattering: - It occurs due to all gaseous molecules as well as particulate

matter in the atmosphere. This scattered radiation is redistributed in all directions, some

going back into space and some reaching the earth‟s atmosphere.

Solar radiation received at the earth‟s surface are of two types namely beam (or

direct) and diffuse radiation.

Beam or Direct Radiation: - The radiation received at the earth‟s surface without change of

direction, i.e., in line with the sun is called beam or direct radiation. Instrument used:

Pyrheliometer.

Diffuse Radiation: - The radiation received at the earth‟s surface after its direction has been

changed by scattering and reflection is called diffuse radiation.

Instrument used: Pyranometer using shading ring arrangement.

Total Radiation: - The sum of the beam and diffuse radiation is called as total or global

radiation.

Instrument used:- Pyranometer.

Thermopile: - A thermopile is an electronic device that converts thermal energy into

electrical energy. It is composed of several thermocouples connected usually in series or, less

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commonly, in parallel. Thermopiles do not respond to absolute temperature, but generate an

output voltage proportional to a local temperature difference or temperature gradient. The

output of a thermopile is usually in the range of tens or hundreds of millivolts.

Working Principle of Pyrheliometer: -

A pyrheliometer is an instrument for direct measurement of solar irradiance. Sunlight

enters the instrument through a window and is directed onto a thermopile which converts heat

to an electrical signal that can be recorded. The signal voltage is converted via a formula to

measure watts per square meter. It is used with a solar tracking system to keep the instrument

aimed at the sun. ("Irradiance" is used when the electromagnetic radiation is incident on the

surface).

A pyrheliometer is an instrument which measures beam radiation falling on a surface

normal to the sun‟s rays. In contrast to a pyranometer, the black absorber plate (with the hot

junctions of the thermopile attached to it) is located at the base of the collimating tube. The

tube is aligned with the direction of the sun‟s rays with the help of a two-axis tracking

mechanism and an alignment indicator. Thus the black plate receives only beam radiation

and a small amount of diffuse radiation falling with the „acceptance angle‟ of the instrument.

Pyrheliometer on a solar tracker which keeps the instrument pointed at the sun.

Working principle of Pyranometer to measure global or total radiation:

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It consists of a „black‟ surface which heats up when exposed to solar radiation. Its

temperature increases until the rate of heat gain by solar radiation equals the rate of heat loss

by convection, conduction and reradiation. The hot junctions of a thermopile are attached to a

black surface, while the cold junctions are located under a guard plate so that they do not

receive the radiation directly. As a result, an emf is generated. This emf which is usually in

the range of 0 to 10 mV can be read, recorded or integrated over a period of time and is a

measure of solar radiation.

The pyranometer shown is used commonly in India. It has its hot junction arranged in

the form of a horizontal circular disc of diameter 25 mm and coated with a special lacquer

having a high absorptivity in the solar wavelength region. The disc is placed on a large

diameter guard plate which may be horizontal or sloping. Two concentric hemispheres 30 and

50 mm in diameter respectively, made of optical glass having excellent transmission

characteristics are used to protect the disc surface from the weather. An accuracy of 2 %

can be obtained with the instrument.

Pyranometer to measure diffuse radiation using shading ring: -

This is done by mounting the pyranometer at the centre of a semicircular shading ring.

The shading ring is fixed in such a way that its plane is parallel to the plane of the path of the

sun‟s daily movement across the sky and it shades the thermopile element and the two glass

domes of the pyranometer at all times from direct sunshine. Consequently, the pyranometer

only the diffuse radiation received from the sky.

Shading ring:-

1. ABCD is a horizontal rectangular frame 35 cm x 80 cm with its long sides in an E-

W direction.

2. Two angle-iron arms EF and GH, 70 cm long, are with slots along their length. The

angle-iron arms are pivoted to the sides AB and CD respectively.

3. The arms are pivoted about a horizontal axis which passes through the center of the

rectangular frame and can be adjusted at an angle to the horizontal equal to the latitude of the

station.

4. The movement of the ring up and down the arms allows for changes in the sun‟s

declination..

5. EF and GH carry sliders, SS, on which the semicircular shading ring R is mounted.

The shading ring R is made of Al, 50 mm width, and is bent to a radius of 450 mm. The

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inner surface of the ring is painted dull black, while the rest of the shading ring is painted dull

matt white. A thick metal plate P is fixed to the bottom of the frame ABCD. This plate P has

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16

a circular slot so that the frame when fixed on a masonry platform with nuts and bolts can be

adjusted in its proper position by rotation about a vertical axis. Another thick metal plate P‟ is

fitted to the top of the frame, on which the pyranometer is fitted.

Sunshine recorder: -

The duration of the bright sunshine in a day is measured by means of a sunshine

recorder. The sun‟s rays are focused by a glass sphere to a point on a card strip held in a

groove in a spherical bowl mounted concentrically with the sphere. Whenever there is bright

sunshine, the image formed is intense enough to burn a spot on the card strip. Through the

day as the sun moves across the sky, the image moves along the card strip. Thus, a burnt trace

whose length is proportional to the duration of the sunshine is obtained on the strip.

Air Mass (AM): -

AM is used as a measure of the distance traveled by beam radiation through the

atmosphere before it reaches a location on the earth‟s surface.

It is defined as the ratio of the mass of the atmosphere through which the beam

radiation passes to the mass it would pass through if the sun is directly overhead (i.e. at its

zenith). The zenith angle

horizontal surface.

z is the angle made by the sun‟s rays with the normal to a

Since AM = sec z , AM 0 Extraterrestrial radiation, AM 1 the sun at its zenith &

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AM 2 zenith angle of 60˚.

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18

g

d

The intensity of solar radiation directly outside the earth‟s atmosphere on a horizontal surface

is almost constant and is equal to 1367 W/m2 and this is called solar constant. This entry

point into the atmosphere is called Air Mass -0 or AM-0, where 0 points out that there is no

air mass.

Azimuth: - An azimuth is an angular measurement in a spherical coordinate system. The

vector from an observer (origin) to a point of interest is projected perpendicularly onto a

reference plane; the angle between the projected vector and a reference vector on the

reference plane is called the azimuth. Azimuth is usually measured in degrees.

An example of an azimuth is the measurement of the position of a star in the sky. The

star is the point of interest, the reference plane is the horizon or the surface of the sea, and the

reference vector points to the north. The azimuth is the angle between the north point and the

perpendicular projection of the star down onto the horizon.

Measuring Instruments

Solar Radiation Data:-

1 Wh = 3600 J

I Hourly global radiation in kJ/m2-h.

I Hourly diffuse radiation in kJ/m2-h.

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d H Daily diffuse radiation in kJ/m2-day.

Solar Radiation Geometry:-

Aim: - To find the beam energy falling on a surface having any orientation (horizontal

/ inclined). For this, convert the value of beam flux coming from the sun ( I bn ) to an

equivalent value corresponding to the normal direction to the surface (

Relationships for making this conversion is presented hereunder.

I bn cos ).

If is the angle between an incident beam of flux I bn and the normal to a plane

surface, then the equivalent flux falling normal to the surface is given by I bn cos .

The angle can be related by a general equation to

surface azimuth angle, declination and hour angle).

, , , , (latitude, slope,

1. δ ( in degrees) = 23.45 sin360

(284 n)Eqn.1

365

where - n is the day of the year.

It can be shown that

2. cos θ = sin φ (sin δ cos β + cos δ cos cos ω sin β) + cos φ (cos δ cos ω

cos β - sin δ cos sin β) + cos δ sin sin ω sin β ----------------- Eqn.2

Special cases of Eqn.2 are normally required. Some of these are:-

Case 1:- For a vertical surface, slope = 90˚

cos θ = sin φ cos δ cos cos ω - cos φ sin δ cos + cos δ sin sin ω ---------- Eqn.3

Case 2:- For a horizontal surface, slope = 0˚

cos θ = sin φ sin δ + cos φ cos δ cos ω ----------------- Eqn.4

The angle θ in this case is the zenith angle θz .

cos z = sin φ sin δ + cos φ cos δ cos ω

The compliment of the zenith angle is also used quite often in calculations. It is called solar

altitude angle (αa).

a 2

z

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cos θ = sin φ (sin δ cos β + cos δ cos ω sin β) + cos φ (cos δ cos ω cos β - sin δ sin β)

= sin δ sin (φ – β) + cos δ cos ω cos (φ – β) ----------------- Eqn.5

Case 4:- For a vertical surface facing due south, slope = 90˚;

surface azimuth angle γ = 0˚

cos θ = sin φ cos δ cos ω - cos φ sin δ ----------------- Eqn.6

Case 5:- For an inclined surface facing due north, surface azimuth angle γ = 180˚

cos θ = sin δ sin (φ + β) + cos δ cos ω cos (φ + β) -----------------Eqn.7

The angle of incidence θ can also be expressed in terms of zenith angle θz , slope , surface

azimuth angle γ and solar azimuth angle γs. Braun and Mitchell have shown that

cos θ = cos θz cos β + sin θz sin β cos ( s – ) ----------------- Eqn.8

Solar azimuth angle γs:- It is the angle made in the horizontal plane between the horizontal

line due south and the projection of the line of sight of the sun on the horizontal plane. Thus it

gives the direction of the shadow cast in the horizontal plane by a vertical rod.

Solar azimuth angle γs = + ve if the projection of the line of sight is east of south

= - ve if the projection of the line of sight is west of south

In order to use Eqn. 8, it is necessary to first calculate θz and γs. θz is obtained from Eqn. 4,

while γs is obtained from the expression 8.

cos z = (cos θz sin φ - sin δ) / sin θz cos φ

Also, sin αa = sin sin + cos cos cos ω

Incident angle =

- αa 2

where, δ – declination, φ – latitude, θ – angle of incidence,

– surface azimuth angle, β – slope, ω – hour angle, θz – zenith angle

z – solar azimuth angle, αa – solar altitude angle.

Sunrise, Sunset and Day length:

cos ωs = -tan φ tan δ

ωs = hour angle corresponding to sunrise or sunset (in degrees)

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For inclined surface facing due south, = 0º

ωst = cos-1 [-tan (φ – β) tan δ]

|ωst| = min [|cos-1 (-tan φ tan δ)|, | cos-1 { - tan (φ – β) tan δ} | ]

For inclined surface facing due north,

|ωst| = min [ |cos-1 (-tan φ tan δ)|, | cos-1 { - tan (φ + β) tan δ} | ]

Sunrise, Sunset and Day Length

For Horizontal Surface: The hour angle corresponding to sunrise or sunset (ωs) on a

horizontal surface can be found from eqn. 4 if we substitute the value of 90˚ for the zenith

angle. Thus we obtain

cos ωs = -tan φ tan δ

ωs = hour angle corresponding to

sunrise or sunset (in degrees) = cos-1 (-tan φ tan δ) -------- Eqn. 10

The above equation yields a positive and negative value for ωs , the positive value

corresponding to sunrise and negative to sunset. Since 15˚ of the hour angle is equivalent to

1 hour, the corresponding day length (in hours)

Day length, Smax =

where, ωs is in degrees.

2 ωs =

15

2 cos-1 (-tan φ tan δ) -------- Eqn. 11

15

For inclined surface facing due South (γ = 0):

The above eqn.11 can be used if the day lies between September 22 and March

21 and the location is in the northern hemisphere.

Between March 21 and September 22, the hour angle at sunrise or sunset would be

smaller in magnitude than the value given by eqn. 10 and is given as

ωst = cos-1 [-tan (φ – β) tan δ] ---------- Eqn. 12

|ωst| = min [|cos-1 (-tan φ tan δ)|, | cos-1 {- tan (φ – β) tan δ} |] ---- Eqn. 13

For inclined surface facing due North

|ωst| = min [|cos-1 (-tan φ tan δ)|, | cos-1 {- tan (φ + β) tan δ} |] ---- Eqn. 14

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22

Empirical Equations for Predicting the Availability of Solar Radiation:

The best approach for estimating average solar radiation for a place: - Measure

solar radiation over a period of time at that place.

If this is not possible, data from nearby locations having a similar geography and

climate can be used.

In case, if both these approaches are not possible, one can use empirical relationships

linking the values of radiation, global or diffuse, with meteorological parameters like

sunshine hours, cloud cover and precipitation.

Sometimes, even if measurements of radiation are available, the data may not be in

the desired form. For e.g., the daily global radiation may be measured whereas hourly data

may be needed for some specific purposes. Again we may require the beam and diffuse

components explicitly out of the daily global radiation.

Attempts have been made by many researchers to develop empirical relationships for

such situations and these are

1. Monthly average daily global radiation

2. Monthly average daily diffuse radiation

3. Monthly average hourly global radiation

4. Monthly average hourly diffuse radiation

Monthly average daily global radiation:

Angstrom suggested that

Hg a b

S

………….. Eqn. A

Hc Smsx

Hg = monthly average of the daily global radiation on a horizontal surface at a

location ( kJ / m2 – day )

Hc = monthly average of the daily global radiation on a horizontal surface at the

same location on a clear day ( kJ / m2 – day )

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23

Smsx = monthly average of the maximum possible sunshine hours per day at the

location, i.e., the day length on a horizontal surface (h)

a,b = constants

Because of difficulties in deciding what constitutes a clear day, Page suggested that

Hc in

eqn. A be replaced by Ho , the monthly average of the daily extraterrestrial radiation which

would fall on a horizontal surface at the location under consideration.

Hg a b

S

Eqn. B

Ho Smsx

In the above computation, the quantity

Ho is the mean value (H0) for each day of the month.

H0 is obtained by integrating over the day length as follows:

Ho = Isc [1 + 0.033 cos 360n

] sin sin cos cos cos dt ……Eqn. C 365

Isc = 1367 W / m2

Where, t 180

15

Hence, dt 180

d15

t is in hours and is in radians

12 360n s

Ho

Isc1 0.033cos 365

sin sin cos cos cos d

Ho 24

0.033 cos 360 n

sin sin cos cos sin ……Eqn. D Isc1 365

s s

The dates on which the value of

Ho Ho are as follows:

January 17 February 16 March 16

April 15 May 15 June 11

July 17 August 16 September 15

s

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24

1

Correlation: For predicting the daily global radiation at locations all over the world

including locations in India.

Hg

a1

b S

Ho Smsx

where

a1 -0.309 + 0.539 cos - 0.0693 EL

S + 0.290 S

max

b1 1.527 – 1.027 cos + 0.0926 EL

S - 0.359 S

max

EL = Elevation of location above MSL (in kilometers).

Monthly Average Daily Diffuse Radiation:

The equation shown below shows that the daily diffuse-to-global radiation ratio can

be correlated against the daily global-to-extraterrestrial radiation ratio.

Either of the two equations or both can be used for India to calculate the Monthly

Average Daily Diffuse Radiation.

Hd 1.411 1.696 H g

H g Ho

by Modi and Sukhatme

Hd 0.8677 H

S 0.7365

S

by Garg and Garg

g max

Hg K

Ho

Monthly Average Clearness Index

Monthly Average Hourly Global Radiation:

I g

Hg

o a b cos/ f c .................................... by Gueymard

Ho

Where: a = 0.409 + 0.5016 sin ( s - 60˚)

b = 0.6609 – 0.4767 sin ( s - 60˚)

T

I

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25

o

H

H

c

s

g

Normalizing factor,

s

f a 0.5b 180

sin s

cos

sin

s s cos 180

s

I Monthly Average of the hourly global radiation on a horizontal surface (kJ / m2-h)

I Monthly Average of the ET radiation on a horizontal surface (kJ / m2-h)

Note: Wherever needed, an hourly value (kJ / m2-h) can be calculated from an instantaneous

value by taking the instantaneous value (kW / m2) at the mid-point of the hour and

multiplying by 3600.

Monthly Average Hourly Diffuse Radiation:

I d Io

Hd Ho

………. by Liu and Jordan

Id (a bcos) I0

Hd H 0

……….by Satyamurthy and Lahiri

H

Where: a 0.4922 0.27 /(H / H ) for 0.1 d 0.7

d g g

H or a 0.76 0.113/(H / H )for 0.7 d 0.9

d g g

b 2(1 a)(sin s s coss ) /(s 0.5sin 2s )

Also,

I I 1 0.033 cos

360 n sin sin cos cos cos Hourly ET radiation.

O SC

365

Solar Radiation on Tilted Surfaces:

Most solar equipment like flat-plate collector (which is used for absorbing solar

radiation) is tilted at an angle to the horizontal. It therefore becomes necessary to calculate

the flux which falls on a tilted surface. This flux is the sum of the beam and diffuse radiation

falling directly on the surface and the radiation reflected onto the surface from the

surroundings.

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26

T

I

I I

I

I I

Beam Radiation

Beam radiation flux falling on a tilted surface (cos θ)

cos θ = sin δ sin (φ – β) + cos δ cos ω cos (φ – β)

Beam radiation flux falling on a horizontal surface (cos θz)

cos θz = sin φ sin δ + cos φ cos δ cos ω

Hence tilt factor for beam radiation, rb is given as

rb = cos

cos z

sin sin( ) cos cos cos( )

sin sin cos cos cos

Valid only for a tilted

surface with 0 º

Diffuse Radiation

rd (1 cos ) / 2 valid for any tilted surface with a slope and

(1 cos ) / 2 is the radiation shape factor for a tilted surface w.r.to the sky.

Reflected Radiation

rr (1 cos ) / 2 valid for any tilted surface with a slope and

(1 cos ) / 2 is the radiation shape factor for a tilted surface w.r.to the surrounding ground

and (is the diffuse reflectivity) = 0.2, for concrete or grass surface.

Flux on Tilted Surface:

The flux IT falling on a tilted surface at any instant is given by

IT Ib rb Id rd (Ib Id )rr

To calculate hourly radiation falling on a tilted surface for the value of taken at the

mid-point of the hour:

T 1

rb

rd rr

g g g

To calculate monthly average hourly value I if the calculations are done for the

representative day of the month:

T d d

1 r r r b d r

Id I Id

I

I

I

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27

H

H H

s

H

H H

Where rb rb on the representative day

rd rd and rr rr

To calculate the daily radiation falling on a tilted surface:

T 1

Rb

Rd Rr

g g g

For a south facing surface ( = 0º ),

R st sin sin( ) cos sin st cos( )

b sin sin cos cos sin

Rd rd and Rr rr

st and s are the sunrise or sunset hour angles (in radians) for the tilted

surface and a horizontal surface respectively.

To calculate monthly average daily radiation falling on a tilted surface if the values are

calculated for the representative day of the month:

T d d 1 R R R

b d r

g g g

where

Rb Rb on the representative day;

Rd Rd and

Rr Rr

Hd H Hd

H

s

H

H

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28

SOLAR COLLECTORS

Introduction

A solar collector is a device for collecting solar radiation and transfers the energy to a

fluid passing in contact with it.

Utilization of solar energy requires solar collectors. They are broadly classified into:

1. Non concentrating or flat plate type solar collector

Collector area is the same as the absorber area.

Simple in design.

Has no moving part.

Requires less maintenance.

Used for both beam and diffuse solar radiation.

Temperature range 40˚ C - 100˚ C.

2. Concentrating or focusing type solar collector

Collector area is greater than the absorber area.

Here higher temperature can be obtained.

For generation of medium pressure steam.

Better efficiency than the flat plate type.

Principle of operation of a collector

Expose a dark surface to solar radiation so that the radiation is absorbed. The part of

the absorbed radiation is then transferred to a fluid like air or water.

Flat plate collector

It consists of an absorber plate on which the solar radiation falls after coming through

a transparent cover, made of glass. The absorbed radiation is partly transferred to a liquid

flowing through tubes which are fixed to the absorber plate. This energy transfer is the useful

heat gain. The remaining part of the radiation absorbed in the absorbed plate is lost by

convection and re-radiation to the surroundings from the top surface, and by conduction

through the back and the edges. The transparent cover helps in reducing the losses by

convection and re-radiation, while thermal insulation on the back and the edges helps in

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29

reducing the conduction heat loss. A liquid flat-plate collector is usually held tilted in a fixed

position on a supporting structure, facing south if located in the northern hemisphere.

In order to reduce the heat lost by re-radiation from the top of the absorber plate of a

flat-plate collector, it is usual to put a selective coating on the plate. The selective coating

exhibits the characteristic of a high value of absorptivity for incoming solar radiation and a

low value of emissivity for out-going re-radiation. As a result, the collection efficiency of the

flat-plate collector is improved.

Based on the type of heat transfer fluid used, FPC may be classified as Liquid Heating

Collector and Air Heating Collector(solar air heater).

Applications of solar air heaters

For heating buildings.

For drying agricultural produce.

Heating green houses.

Using air heaters as the heat source for a heat engine such as a Brayton cycle.

Flat plate collector

The basis parts of a liquid flat plate collector are

(a) the absorber plate (made of thin metal(Cu) sheet of thickness from 0.2 to 0.7 mm).

(b) the tubes fixed to the absorber plate through which the liquid to be heated flows (made of

metal(Cu) with = 1 to 1.5 cm / liquid used – water. Sometimes mixtures of water and

ethylene glycol are used if ambient temperatures below 0˚ C are likely to be encountered /

pitch of the tubes = 5 to 12 cm).

(c) the transparent cover (Property of the cover – highly transparent to incoming solar

radiation and at the same time, opaque to the long wavelength re-radiation emitted by the

absorber plate / made of toughened glass with low ferric oxide / 4 or 5 mm thickness).

(d) the collector box (made of Al with an epoxy coating on the outside for protection / the

bottom and sides are usually insulated by mineral wool, rock wool or glass wool with a

covering of Al foil and has a thickness ranging from 2.5 to 8 cm).

Advantages:- Utilizes both beam and diffuse components of solar radiation, simple stationary

design, less maintenance.

Disadvantages:- Because of the absence of optical concentration, the area from which heat is

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30

lost is large. As a result, the collection efficiency is low.

Principle of operation:- It consists of an absorber plate on which the solar radiation falls after

coming through a transparent cover, made of glass. The absorbed radiation is partly

transferred to a liquid flowing through tubes which are fixed to the absorber plate. This

energy transfer is the useful heat gain. The remaining part of the radiation absorbed in the

absorbed plate is lost by convection and re-radiation to the surroundings from the top surface,

and by conduction through the back and the edges. The transparent cover helps in reducing

the losses by convection and re-radiation, while thermal insulation on the back and the edges

helps in reducing the conduction heat loss. A liquid flat-plate collector is usually held tilted in

a fixed position on a supporting structure, facing south if located in the northern hemisphere.

In order to reduce the heat lost by re-radiation from the top of the absorber plate of a flat-

plate collector, it is usual to put a selective coating on the plate. The selective coating exhibits

the characteristic of a high value of absorptivity for incoming solar radiation and a low value

of emissivity for out-going re-radiation. As a result, the collection efficiency of the flat-plate

collector is improved. Based on the type of heat transfer fluid used, FPC may be classified as

Liquid Heating Collector and Air Heating Collector (solar air heater).

Applications of solar air heaters

For heating buildings.

For drying agricultural produce.

Heating green houses.

Using air heaters as the heat source for a heat engine such as a Brayton cycle.

Performance Analysis of Flat Plate Collector

The analysis is done for steady state condition in which the liquid is flowing through tubes

bonded on the under-side of the absorber plate.

qu Ap S ql , where qu useful heat gain (i.e., rate of heat transfer to the

working fluid)

S = incident solar flux absorbed in the absorber plate

S = Ib rb ( )b I d rd (Ib Id )rr ( )d

= transmissivity; = absorptivity; Ap = area of the absorber plate

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31

b Transmissivity-absorptivity product for beam radiation falling on the collector. The

transmissivity-absorptivity product is defined as the ratio of the flux absorbed in the absorber

plate to the flux incident on the cover system.

ql = rate at which heat is lost by convection and re-radiation from the top and by

conduction and convection from the bottom and sides.

Instantaneous Collection Efficiency, i qu

Ac IT

; where Ac Collector Gross Area.

Stagnation efficiency:- If the liquid flow rate through the collector is stopped, then there is

no useful heat gain and the efficiency is zero. In this case, the absorber plate attains a

temperature such that Ap S ql . This temperature is the highest that the absorber that the plate

can attain. Knowledge of the stagnation temperature is useful as an indicator for comparing

different collector designs.

Effective transmittance absorptance product ( ( )

1 (1 )d

d = diffuser reflectivity of the cover system = 0.16 for one glass cover system.

= 0.24 for two glass cover system.

= 0.29 for three glass cover system.

Overall loss coefficient and heat transfer correlations

Heat lost from the collector, ql Ul Ap (Tpm Ta )

Ul overall loss coefficient =Ut Ub Us ; (= top loss coefficient + bottom loss coefficient

+ side loss coefficient)

Ap Area of the absorber plate

Tpm Average temp. of the absorber plate; Ta Temp. of the surrounding air

ql qt qb qs

qt rate at which heat is lost from the top = Ut Ap (Tpm Ta )

qb rate at which heat is lost from the bottom = Ub Ap (Tpm Ta )

qs rate at which heat is lost from the sides = Us Ap (Tpm Ta )

U l is an important parameter since it is a measure of all the losses and typical values range

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32

Top loss coefficient (U t ):

The top loss coefficient is evaluated by considering convection and re-radiation

losses from the absorber plate in the upward direction. Assumption: one-dimensional, steady,

temp. drop across the thickness of the covers is negligible.

In a steady state, the heat transferred by convection and radiation between (i) the absorber

plate and the first cover (ii) the first cover and the second cover (iii) the second cover and the

surrounding must be equal. Hence,

q (T 4 T 4 ) (T 4 T 4 ) t h (T T ) pm c1

h

(T T ) c1 c2 h (T T ) (T 4 T 4 )

A pc1 pm c1

1 1

c1c2 c1

c2 1 1

w c 2 a c c2 sky

p p c

1

c c

1

hp c1 convective heat transfer coefficient between the absorber plate & the first cover

hc1c 2 convective heat transfer coefficient between the first and second covers.

hw convective heat transfer coefficient between the top cover and surrounding air

Tc1 ,Tc 2 temperatures attained by two covers

Tsky Ta 6

p emissivity of the absorber plate for long wavelength radiation

c emissivity of the covers for long wavelength radiation.

The above equations constitute a set of three non-linear equations which have to be

solved for the unknowns ql ,Tc1 and Tc 2 . However, before this can be done it will be

necessary to have some correlations for calculating the convective heat transfer coefficients

hpc1 , hc1c 2 and hw , and the sky temperature Tsky .

Heat Transfer Coefficient between Inclined Parallel Surfaces:

The natural convection heat transfer coefficient for the enclosed space between the

absorber plate and the first cover or between two covers is calculated by using one of the

following correlations:

NuL 1 ; RaL cos < 1708

1708

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33

pm a

pm a

w

NuL 0.229 ( RaL cos )0.252 ; 5900 < Ra L cos < 9.23 x 104

NuL 0.157 ( RaL cos )0.285 ; 9.23 x 104 < Ra L cos < 106

The characteristic dimension L is the spacing between the surfaces, while properties

are evaluated at the arithmetic mean of the surface temperatures.

Heat Transfer Coefficient at the top cover:

The convective heat transfer coefficient ( hw ) at the top cover is often referred to as

the wind heat transfer coefficient. It is calculated using the relation,

2

hw 8.55 2.56 V∞ ; h is in W/m – K and V∞ is in m/s.

Bottom loss coefficient (Ub ):

The bottom loss coefficient is evaluated by considering conduction and convection

losses from the absorber plate in the downward direction through the bottom of the collector.

Assumption: one-dimensional, steady. In most cases, the thickness of insulation provided is

such that the thermal resistance associated with conduction dominates. Thus neglecting

convective resistances, we have

Ub b

where ki thermal conductivity of the insulation

b thickness of insulation

Side loss coefficient (U s ):

Side loss coefficient is always much smaller than the top loss coefficient.

Assumption: one-dimensional, steady, conduction resistance dominates.

If the dimensions of the absorber plate is L1 xL2 and the height of the collector casing is L3 ,

then the area across which heat flows sideways is 2L1 L2 L3 . The temperature drop across

which the heat flow occurs varies from T T at the absorber plate level to zero both at

the top and bottom. Assuming, therefore, that the average temperature drop across the side

insulation is T T / 2 and that the thickness of the side insulation is s , we have,

q 2L (L

L )k (Tpm Ta )

s 3 1 2 i 2

s

ki

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34

i

Useful heat gain for the flat plate collector (qu):

qu FR Ap [ S – UL ( Tfi – Ta )]

FR = Collector heat removal factor ; Ap = Area of the collector plate

S = Flux absorbed in the absorber plate = Ib rb b ; UL = Top loss coefficient

Tfi = Collector fluid temperature ; Ta = Ambient temperature

Collector efficiency (ηi):

η = qu

Ib rb

Focusing or Concentrating Collectors

Used for higher temperatures, from 100 - 400˚ C or above 400˚ C.

It consists of a concentrator and receiver. The concentrator is a mirror reflector

(optical system) having the shape of a cylindrical parabola. It focuses the sunlight on

to its axis, where it is absorbed on the surface of the absorber tube and transferred to

the fluid flowing through it.

A concentric glass cover around the absorber tube helps in reducing the convective

and radiative losses to the surroundings.

In order that the sun‟s rays should always be focused on to the absorber tube, the

concentrator has to be rotated. This movement is called tracking.

One axis tracking: In the case of cylindrical parabolic concentrators (CPC), rotation

about a single axis is generally required. In CPC, fluid temperatures up to 400˚ C can

be achieved.

Two axis tracking: Temperatures more than 400˚ C is obtained using Paraboloid

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35

Concentrating Collectors (PCC) which has a point focus. These PCC require 2-

axis tracking so that the sun is in line with the focus and the vertex of the paraboloid.

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36

Disadvantages:

Because of the presence of an optical system, a concentrating collector has to track

the sun so that the beam radiation is directed on to the absorber surface. The need for

tracking introduces a certain amount of complexity in the design.

Maintenance requirements are also increased. All these factors add to the cost.

Much of the diffuse radiation is lost because it does not get focused.

Definitions:

Concentrator: Optical system which directs the solar radiation on to the absorber

Receiver: Consists of the absorber, its cover and the accessories.

Aperture (W): It is the plane opening of the concentrator through which the solar radiation

passes.

Area concentration ratio(C) / Geometric concentration ratio / Concentration ratio: It is

the ratio of the effective area of the aperture to the surface area of the absorber. C = 1

(is the limiting case for a flat-plate collector) to a few thousand for a paraboloid dish.

Intercept factor (γ): It is the fraction of radiation which is reflected or refracted from the

concentrator and is incident on the absorber. γ is generally close to unity.

Acceptance angle (2 a ): It is the angle which beam radiation may deviate from the

normal to the aperture plane and yet reach the absorber. Collectors with large acceptance

angles require only occasional adjustments, while collectors with small acceptance angles

have to be adjusted continuously.

Absorber area Aabs : It is the total area that receives the concentrated solar radiation. It is

the area from which the useful energy can be removed.

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37

l l p pm a

Optical efficiency o : It is defined as the ratio of energy absorbed by the absorber to the

energy incident on the concentrator‟s aperture.

Thermal efficiency t : It is defined as the ratio of useful energy delivered to the energy

incident on the aperture.

Types of concentrating collectors:

1. Flat-plate collector with plane reflectors

2. Compound parabolic collector

3. Cylindrical parabolic collector

4. Collector with fixed circular concentrator and moving receiver

5. Fresnel lens concentrating collector 6. Paraboloid dish collector.

Thermal and Performance Analysis of Concentrating Collectors: Under steady-state

condition,

qu = Aa S ql (assumption: diffuse radiation is negligible) …..Eqn. 1

where q = U A T T ql Ul Do L(Tpm Ta )

…..Eqn. 2

qu

Aa S

Ul (TC

pm Ta )

…..Eqn. 3

qu rate of useful heat gain ; ql = rate of heat loss from the absorber.

Aa effective aperture area of the concentrator = (W- Do )L

(Also:- Aa aperture area of the concentrator = (W- Dco )L)

Dc0 outer diameter of the transparent cover

Dci inner diameter of the transparent cover

Ap area of the absorber surface or receiver = Do L

S = solar beam radiation per unit effective aperture area absorbed in the absorber

Ul overall loss coefficient

C = concentration ratio = Aa

Ap

= (W Do )

Do

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38

Do outer diameter of absorber tube ; Di = inner diameter of absorber tube

Tpm average temperature of the absorber tube

Ta temperature of the surrounding air ;

Tc = temperature attained by the cover

Ib instantaneous beam radiation on a horizontal surface

rb tilt factor for instantaneous beam radiation

I d

rd

instantaneous diffuse radiation on a horizontal surface

tilt factor for instantaneous diffuse radiation

.

r = rim angle ; m = fluid mass flow rate in kg/hr ; C p sp. heat at constant pressure ;

T fi = inlet fluid temperature ; T fo = outlet fluid temperature

hp c = convective ht. tr. coeff. betn. the absorber tube and the glass cover

Collector efficiency factor:

F 1

…..Eqn. 4

1 U l U

Do

D h l i f

h f = ht. tr. coeff. on the inside surface of the tube

Useful heat gain rate:

q F W Ul T

T …..Eqn. 5

u R Do LS

C fi

a

Do

S = I brb ( . )b Ibrb b W D …..Eqn. 6

o

Ib rb beam radiation on the plane of the aperture per unit time per unit area

specular reflectivity of the concentrator surface ; intercept factor

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39

3 4

Instantaneous collection efficiency, i (Ib rb

qu

I d r d

)WL

…..Eqn. 8

The instantaneous collection efficiency can also be calculated on the basis of beam radiation

alone, in which case

ib

qu

Ib rbWL …..Eqn. 9

Overall Loss Coefficient (U l ) and Heat Transfer Correlations:

The calculation of U l is based on convection and reradiation losses. The absorber tube and

the glass cover around it constitute a system and hence we have

q D

T 4 T 4

Heat loss rate per unit length, l h

L

pc Tpm Tc Do 1 0 pm

D 1

c

…..Eqn. 10

0

p Dci c 1

= h T T D D T 4 T 4 …..Eqn. 11 w c a co co c c sky

Eqns. 10 and 11 are a set of two non-linear equations which have to be solved for the

unknowns ql L and Tc after substituting the values of hp c and hw .

= Stefan Boltzmann Constant = 5.67 x 10-8 W/m2-K4.

Heat Transfer Coefficient between the absorber tube and the cover:

The natural convective heat transfer coefficient hp c for the enclosed annular space

between a horizontal absorber tube and a concentric cover is calculated using

k eff = 0.317 Ra* 1 4

k

…..Eqn. 12

where keff = Effective thermal conductivity – It is defined as the thermal conductivity that the

motionless air in the gap must have to transmit the same amount of heat as the moving air.

Ra* = modified Rayleigh number related to the usual Rayleigh number by

Ra * 1 4

lnDci

b 1

Do

1

5 4

Ra1 4

…..Eqn. 13

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40

D3 5

ci

eff eff

o

D3 5 o

The characteristic dimension used for the calculation of the Rayleigh number is the radial gap

b D D / 2. Properties are evaluated at the mean temperature T T / 2. ci o pm c

Note:- k cannot be less than k. Hence k

yields a value less than unity.

k is put equal to unity if the use of eqn. 13

hpc 2keff

…..Eqn. 14. The limitations on using eqn. 12 are that Ra*

should be less than 107 and b should be less than 0.3 D .

Heat Transfer Coefficient on the outside surface of the cover:

The convective heat transfer coefficient hw on the outside surface of the cover (wind

heat transfer coefficient) is calculated using the equation

Nu C1 Re n …..Eqn. 15 (Assumption: wind velocity is at angles to the axis of the

collector.

Where C1 and n are constants having the following values:

For 40 < Re < 4000, C1 =0.615, n =0.466

For 4000 < Re < 40000, C1 =0.174, n =0.618

For 40000 < Re < 400000, C1 =0.0239, n =0.805

Characteristic dimension used in eqn. 15 is Dco . Properties are to be evaluated at the mean

temperature Tc Ta / 2. Re 4Dco and Nu hw .L K .

Performance Analysis of Liquid Flat-Plate Collectors

The performance analysis is done for a steady state condition in which the liquid is flowing

through tubes bonded on the under-side of the absorber plate.

An energy balance on the absorber plate yields the following equation for a steady state

qu Ap S ql -------------- Eqn 1

Where qu useful heat gain (i.e., rate of heat transfer to the working fluid)

Do lnDci D0

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41

2 2

= absorptivity of the absorber plate

= transmissivity- absorptivity product

Ap = area of the absorber plate; b = beam radiation; d = diffuse radiation

ql = rate at which heat is lost by convection and re-radiation from the

top, and by conduction and convection from the bottom and sides.

In order to find qu , it is necessary to derive expressions to calculate ( )b , ( )d

and ql .

Instantaneous Collection Efficiency:

i qu

Ac IT

= usefulheatgain

radiationincidentonthecollector

-------------- Eqn 3

Ac Collector Gross Area (the area of the topmost cover including the frame).

Stagnation Temperature: If the liquid flow rate through the collector is stopped, there is no

useful heat gain and the efficiency is zero. In this case, the absorber plate attains a

temperature such that Ap S ql . This temperature is the highest temperature that the absorber

plate can attain and is called as the stagnation temperature. Knowledge of the stagnation

temperature is useful as an indicator for comparing different collector designs. It also helps in

choosing proper materials for construction of the collector.

Transmissivity of the cover system:

r a

Where r transmissivity obtained by considering only reflection and refraction

= 1

( )

2 rI rII

rI

1 I

1 I and

rII

1 II

1 II

sin 2 ( ) tan2 ( )

2 1 and 2 1 I sin 2 ( )

1

II tan2 ( ) 1

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42

1 angle of incidence; 2 angle of refraction

I and II are the reflectivities of the two components of polarization.

If there are M covers, the exponent is multiplied by M; c thickness of the transparent

cover; K = extinction coefficient = 4 to 25

desirable.

m 1 for different quality of glass. A low value is

Effective transmittance absorptance product ( ( )

1 (1 )d

Diffuse reflectivity of the cover system = d = 0.16 for one glass cover system

= 0.24 for two glass cover system

= 0.29 for three glass cover system

Overall loss coefficient and heat transfer correlations: Overall loss coefficient is the sum of

top loss coefficientU t , bottom loss coefficient Ub and side loss coefficientU s .

Heat lost from the collector, ql

U l

Ul Ap (Tpm Ta )

overall loss coefficient = Ut Ub Us

Ap Area of the absorber plate

Tpm Average temperature of the absorber plate

Ta Temperature of the surrounding air

ql qt qb qs

qt Ut Ap (Tpm Ta ); qb Ub Ap (Tpm Ta) ; qs Us Ap (Tpm Ta )

U l U t Ub U s

The overall loss coefficient is an important parameter since it is a measure of all the losses.

Typical values range from 2 to 10 W/m2-K.

Top loss coefficient:

The top loss coefficient Ut is evaluated by considering convection and re-

radiation losses from the absorber plate in the upward direction. A schematic diagram for a

two cover system is shown.

In a steady state, the heat transferred by convection and radiation between (i) the absorber

plate and the first cover (ii) the first cover and the second cover (iii) the second cover and the

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43

surroundings must be equal.

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44

Hence,

q

(T 4 T 4 )

(T 4 T 4 ) t h (T T ) pm c1

h

(T T ) c1 c2 h (T T ) (T 4 T 4 )

A pc1 pm c1

1 1

c1c2 c1

c2 1 1

w c 2 a c c2 sky

p p c

1

c c

1

hp c1 convective heat transfer coefficient between the absorber plate and the I cover

hc1c 2 convective heat transfer coefficient between the I and II covers.

hw convective heat transfer coefficient between the top cover and surrounding air

Tc1 ,Tc 2 temperatures attained by two covers

Tsky Ta 6 in Kelvin.

p emissivity of the absorber plate for long wavelength radiation

c emissivity of the covers for long wavelength radiation.

The above equation constitute a set of three non-linear equations (A nonlinear

equation does not produce a straight line and the exponent is to the second power or more),

which have to be solved for the unknowns ql ,Tc1 & Tc 2. However, before this can be done it

will be necessary to have some correlations for calculating the convective heat transfer

coefficients hpc1 , hpc 2 , hw & Tsky.

Heat Transfer Coefficient between Inclined Parallel Surfaces:

The natural convective heat transfer coefficient for the enclosed space between the

absorber plate and the first cover or between two covers is calculated by using one of the

following correlations:-

NuL 1 ; RaL cos < 1708

1708

NuL 1 + 1.446 1 Ra

cos ; 1708 < Ra L cos < 5900

L

NuL 0.229 ( RaL cos )0.252 ; 5900 < Ra L cos < 9.23 x 104

NuL 0.157 ( RaL cos )0.285 ; 9.23 x 104 < Ra L cos < 106

Nu and Ra are the Nusselt & Rayleigh Nos. respectively. The characteristic dimension L is

the spacing between the surfaces, while properties are evaluated at the arithmetic mean of the

surface temperatures.

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45

w

Heat Transfer Coefficient at the top cover:

The convective heat transfer coefficient ( hw ) at the top cover is also known as the

wind heat transfer coefficient. It is calculated using the following correlation:

2

hw 8.55 2.56 V∞ ; h is in W/m – K and V∞ is in m/s.

Bottom loss coefficient:

The bottom loss coefficient Ub is calculated by considering conduction and

convection losses from the absorber plate in the downstream direction through the bottom of

the collector.

In most cases, the thickness of the insulation provided is such that the thermal resistance

associated with conduction dominates. Thus neglecting the convective resistances, we have

Ub b

Where ki thermal conductivity of the insulation; b thickness of the

insulation.

Side loss coefficient:

Here also, it is assumed that the conduction resistance dominates and the flow of heat

is 1-Dimensional and steady. The side loss coefficient is always much smaller than the top

loss coefficient.

If the dimensions of the absorber plate are L1 x L2 and the height of the collector casing is

L3, then the area across which the heat flows sideways is 2(L1 x L2)L3. The temperature drop

across which the heat flow occurs varies from ( Tpm Ta ) at the absorber plate level to zero

both at the top and bottom. Assuming, therefore, that the average temperature drop across the

side insulation is ( Tpm Ta ) / 2 and that the thickness of the side insulation is s , we have

q 2L (L

L )k (Tpm Ta )

s 3 1 2 i 2

Thus, from eqn., qs Us Ap (Tpm Ta )

U L1 L2 L3 k i

s L L 1 2 s

Useful heat gain for the flat plate collector (qu):

qu FR Ap [ S – UL ( Tfi – Ta )]

FR = Collector heat removal factor

Ap = Area of the collector plate

S = Flux absorbed in the absorber plate = Ib rb b

UL = Top loss coefficient

s

ki

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46

pm a

T

i

i

Ta = Ambient temperature

Collector efficiency (ηi):

η = qu

Ib rb

Collector Heat Removal Factor and Concentrating Collector

Collector heat-removal factor (FR): FR is an important design parameter since it is a

measure of the thermal resistance encountered by the absorbed solar radiation in reaching the

collector fluid.

FR represents the ratio of the actual heat gain rate to the gain which would occur if the

collector absorber plate was at the temperature of collector fluid temperature (Tfi)

everywhere. FR value ranges between 0 and 1.

Useful heat gain for the flat plate collector (qu):

qu FR Ap [S – Ul (Tfi – Ta)] …. Hottel-Whiller-Bliss equation

FR = Collector heat removal factor

Ap = Area of the collector plate

Ul = Top loss coefficient

Tfi = Inlet fluid temperature

Ta = Ambient temperature

S = Flux absorbed in the absorber plate =

Ib rb ( )b

Collector efficiency (ηi):

η = qu

Ib rb

Empirical Equation for Top Loss Coefficient:

1

M 1

T 2

T 2 T

Ta t T

T 0.252 h 1

2M f 1

C pm a

M

pm M f

p 0.0425M 1 p c

w

U pm

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47

w

M = Number of glass covers

C = 204.429 cos 0.252 / L0.24 and L = spacing in metre

f = 30 T a

1 0.091M and h 5.7 3.8V h h2 316.9 w w

Concentrating Collector: - for temperatures up to 400˚C.

1. Concentration of solar radiation is achieved using a reflecting arrangement of

mirrors or a refracting arrangement of lenses.

2. The optical system directs the solar radiation on to an absorber of smaller area

which is usually surrounded by a transparent cover.

3. Because of the presence of an optical system, a concentrating collector has to track

the sun so that the beam radiation is directed on to the absorber surface. The need for some

form of tracking introduces a certain amount of complexity in the design. Also the

maintenance requirements are increased, which adds to the cost. An added disadvantage is

the fact that much of the diffuse radiation is lost because it does not get focused.

Definitions:

Concentrator: optical subsystem which directs the solar radiation on to the absorber

Receiver: subsystem consisting of the absorber, its cover and other accessories.

Overall Loss Coefficient (U l ) & Heat Tr. Correlations for Concentrating Collectors:

Assumption: Absorber tube & the glass cover around it constitute a system of long,

concentric tubes.

q D

T 4 T 4 l h

L

pc Tpm Tc Do 1 o pm

D 1 c

----------C.1

o

p Dci c 1

h T T D D T 4 T 4 -------------C.2 w c a o co c c sky

ql heat loss rate per unit length; L

p

emissivity of the absorber tube surface

hpc convective heat transfer coefficient between the absorber tube and the glass cover

Tpm average temperature of the absorber tube; Tc temperature attained by the cover

Do outer φ of the absorber tube; Dci inner φ of the glass cover; Ta ambient temp.

c emissivity of the glass cover; hw wind heat transfer coefficient in W/m2-K.

9

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48

Page 74: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

SOLAR THERMAL TECHNOLOGIES

UNIT 4

Page 75: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

SOLAR THERMAL TECHNOLOGIES

SUBJECT CODE: SME1602

SUBJECT NAME: WIND AND SOLAR ENERGY

Energy can be stored as potential, kinetic, chemical, electromagnetic, thermal, etc. ... Examples of

chemical energy storage systems include batteries, flow batteries, and fuel cells. Mechanical (kinetic

and potential) energy storage systems include pumped storage hydropower, flywheels, and

pressurized gas storage systems.

Thermal energy storage (TES) is a technology that stocks thermal energy by heating or cooling

a storage medium so that the stored energy can be used at a later time for heating and cooling

applications for power generation. TES systems are used particularly in buildings and in industrial

processes.

Major problem associated with the utilization of solar energy is its availability.

Most applications require ‘energy storage’ system.

The purpose of ‘energy storage’ system is to store energy when it is in excess of the requirement of an

application and to make it available for extraction when the supply of solar energy is absent or

inadequate.

Energy storage can be in the following forms

Thermal energy – can be stored as sensible heat or as latent heat.

Electrical energy

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Mechanical energy

Chemical energy

SENSIBLE HEAT STORAGE

It is usually done in an insulated container containing a liquid like water or a porous solid in the form of

pebbles or rocks.

The first type is used for liquid collectors while the second type is compatible with air heaters.

Sensible heat storage systems operate over a range of temperatures.

Classification of Thermal energy storage systems (TES)

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Sensible heat storage: Heating a liquid or solid which does not change phase. The quantity of heat

stored is proportional to the temperature rise of the material. If T1 and T2 represent the lower and higher

temperature, V the volume and ρ the density of the storage material, and Cp the specific heat, then the

energy stored Q is given by:

Latent heat storage (Phase change heat storage): In this system, heat is stored in a material when it

melts, and heat is extracted from the material when it freezes. Heat can also be stored when a liquid

changes to gaseous state, but as the volume change is large, such a system is not economic.

The amount of energy stored in this case depends upon the mass and the latent heat of fusion of the

material. Thus, E = m.λ ; λ = latent heat of fusion.

Latent heat storage systems operate essentially at the temperature at which the phase change takes

place.

T2

T1Q= V Cp dT

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Mechanical Energy Storage: Storage is done in large sized flywheels or in compressed air.

Compressed air is stored in large underground chambers.

Electrical Energy Storage: Storage is in the form of electric batteries (lead – acid battery storage).

Chemical Energy Storage: Using heat to induce a certain chemical reaction and then storing the

products. The heat is released when the reverse reaction is made to occur.

Solar pond: A novel device which combines the functions of both collection and storage is the solar

pond.

It consists of an span of water about a meter or two in depth, in which salts like sodium or

magnesium chloride are dissolved.

The concentration of the salt is more at the bottom and less at the top.

Because of this, the bottom layers of water are denser than the surface layers even if they are

hotter and natural convection does not occur.

Thus, the heat from the sun’s rays absorbed at the bottom of the pond is retained in the lower

depths, and the upper layers of water act like a thermal insulation.

SENSIBLE HEAT STORAGE

In sensible heat storage systems, energy is stored or extracted by heating or cooling a liquid or solid which

does not change its phase during the process.

Liquids used: water, heat transfer oils, inorganic molten salts

Solids used: rocks, pebbles, refractories – material is invariably in porous form. Heat is stored or extracted

by the flow of a gas or liquid through the pores or voids.

Choice of the substance depends on the temperature level of the application.

For temperatures below 100 ̊C – water is used.

For temperatures around1000 ̊C – refractory bricks are used.

Advantage of sensible heat storage: simpler in design than latent heat or thermo- chemical storage.

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Disadvantage: 1. Bigger in size. 2. They cannot store or deliver energy at a constant temperature.

SENSIBLE HEAT STORAGE – LIQUIDS

Water is the most commonly used medium in a sensible heat storage systems.

Most solar water heating and space heating systems use hot water storage tanks

located either inside or outside the buildings or underground.

Size of the tanks - few 100 litres to a few 1000 cubic meters.

General thumb rule: 75 -100 litres of storage per square meter of collector area.

Storage tanks are made of steel, concrete and fibreglass.

Tanks should be suitably insulated with glass wool, mineral wool or polyurethane.

Thickness of insulation: 10 – 20 cm.

Because of the above, the cost of the insulation represents a significant part of the total cost of the sensible

heat storage.

It is possible to store water at temperatures a little above 100 ̊C by using pressurized tanks.

In order to reduce the cost of water storage systems, naturally occurring underground aquifers which

already contain water is used.

In such systems, the need for building a storage tank is eliminated.

For storing energy, hot water is pumped into the aquifer through an injection well.

At the same time, cold ground water is displaced through another well.

For withdrawing energy, the reverse procedure is followed.

Heat transfer oils: Used for intermediate temperatures ranging from 100 – 300 ̊C.

Eg: Servotherm is used in India.

Disadvantages: 1. The main problem associated with the use of heat transfer oils is that they tend to

degrade with time.The degradation is particularly serious if they are used above their recommended

temperature limit.

2. The use of oils also presents safety problems since there is a possibility of ignition above their flash

point. For this reason, it is recommended to use the systems with inert gas cover.

1. Cost of the heat transfer oil, which ranges from 60 – 120 per litre (of Indian brands). Hence these are

used in small storage systems

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SOLAR COOKER

An important domestic thermal application is that of cooking.

SOLAR COOKER

Box type cooker Dish type cooker

(for domestic purpose) (for community purpose)

A slow cooking device suitable for domestic purposes.

It consists of a rectangular enclosure

Insulated at the bottom and sides with one or two glass covers on the top. Solar radiation enters through the

top and heats up the enclosure in which the food to be cooked is placed in shallow vessels.

Temperatures around 100 ˚C can be obtained in these cookers on sunny days and pulses, rice, vegetables

etc., can be readily cooked.

The time taken for cooking depends upon the solar radiation and varies from half an hour two and a half

hours.

A single class reflector (mirror) whose inclination can be varied is usually attached to the box type cooker.

The reflector helps in achieving enclosure temperatures which are higher by about 15 – 20 ˚C. As a result,

cooking time is reduced.

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SOLAR DRYING

One of the traditional uses of solar energy has been drying of agricultural products.

The drying process removes moisture and helps in the preservation of the product.

A cabinet type solar dryer consists of an enclosure with a transparent cover.

The material to be dried is placed on perforated drying trays.

Solar radiation entering the enclosure is absorbed in the product itself and the surrounding

internal surfaces of the enclosure.

As a result, moisture is removed from the product and the air inside is heated.

Suitable openings at the bottom and the top ensure a natural circulation.

Temperatures ranging from 50 - 80 ̊C are usually attained and drying time ranges from 2 – 4

days. Products dried are: dates, apricots, chillies and grapes.

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When the temperature of the product needs to be controlled or when the solar radiation

falling on the product is not adequate, indirect gain forced circulation dryer is used.

Here, the air is heated separately in an array of solar air heaters and then ducted to the

chamber in which the product to be dried is stored.

Suitable for food grains, tea, spices, leather and ceramics.

SOLAR POND

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A solar pond is a body of water that collects and stores solar energy. Solar energy will warm

a body of water (that is exposed to the sun), but the water loses its heat unless some method is

used to trap it. Water warmed by the sun expands and rises as it becomes less dense. Once it

reaches the surface, the water loses its heat to the airthrough convection, or evaporates, taking

heat with it. The colder water, which is heavier, moves down to replace the warm water,

creating a natural convective circulation that mixes the water and dissipates the heat. The

design of solar ponds reduces either convection or evaporation in order to store the heat

collected by the pond. They can operate in almost any climate.

A solar pond can store solar heat much more efficiently than a body of water of the same size

because the salinity gradient prevents convection currents. Solar radiation entering the pond

penetrates through to the lower layer, which contains concentrated salt solution. The

temperature in this layer rises since the heat it absorbs from the sunlight is unable to move

upwards to the surface by convection. Solar heat is thus stored in the lower layer of the pond.

WORKING PRINCIPLE

The solar pond works on a very simple principle. It is well-known that water or air is heated

they become lighter and rise upward. Similarly, in an ordinary pond, the sun‟s rays heat the

water and the heated water from within the pond rises and reaches the top but loses the heat

into the atmosphere. The net result is that the pond water remains at the atmospheric

temperature. The solar pond restricts this tendency by dissolving salt in the bottom layer

ofthe pond making it too heavy to rise . You can see a shematic view of a solar pond in

Figure

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A solar pond is an artificially constructed water pond in which significant temperature rises

are caused in the lower regions by preventing the occurrence of convection currents. The

more specific terms salt-gradient solar pond or non-convecting solar pond are also used. The

solar pond, which is actually a large area solar collector is a simple technology that uses

water- a pond between one to four metres deep as a working material for three main functions

• Collection of radiant energy and its conversion into heat (upto 95° C)

• Storage of heat and transport of thermal energy out of the system

The solar pond possesses a thermal storage capacity spanning the seasons. The

surface area of the pond affects the amount of solar energy it can collect. The bottom

of the pond is generally lined with a durable plastic liner made from material such as

black polythene and hypalon reinforced with nylon mesh. This dark surface at the

bottom of the pond increases the absorption of solar radiation. Salts like magnesium

chloride, sodium chloride or sodium nitrate are dissolved in the water, the

concentration being densest at the bottom (20% to 30%) and gradually decreasing to

almost zero at the top. Typically, a salt gradient solar pond consists of three zones.

• An upper convective zone of clear fresh water that acts as solar collector/receiver and

which is relatively the most shallow in depth and is generally close to ambient

temperature,

• A gradient which serves as the non-convective zone which is much thicker and

occupies more than half the depth of the pond. Salt concentration and temperature

increase with depth,

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A lower convective zone with the densest salt concentration, serving as the heat

storage zone. Almost as thick as the middle non-convective zone, salt concentration

and temperatures are nearly constant in this zone,

When solar radiation strikes the pond, most of it is absorbed by the surface at the

bottom of the pond. The temperature of the dense salt layer therefore increases. If the

pond contained no salt, the bottom layer would be less dense than the top layer as the

heated water expands. The less dense layer would then rise up and the layers would

mix. But the salt density difference keeps the „layers‟ of the solar pond separate. The

denser salt water at the bottom prevents the heat being transferred to the top layer of

fresh water by natural convection, due to which the temperature of the lower layer

may rise to as much as 95°C.

SOLAR DESALINATION

These are separation processes that rely on a technique or technology for

transforming a mixture of substances into two or more distinct components. The purpose of

this type of process is to purify the saline water of its impurities.

The principle of a separation process is to use a difference of properties between the

interest compound and the remaining mixture. When the difference property will be greater,

the separation is easy. So the choice of the separation process starts with a good knowledge

of the mixture composition and properties of different components. The desalination

processes are divided into two main categories: on the one hand, the distillation process

(which requires a phase change, evaporation / condensation) and on the other hand the

membrane processes (filtration).

The most current techniques of desalination are thermal distillation - for the treatment

of great volumes of water (55 000 m3/jour) – and the membranes technology: electrodialysis

and reverse osmosis. The ability of treatment with membrane technology can be adapted

according to the intended use (the great plants have a capacity of more than 5000 m3/day,

the averages plant between 500 and 5000 m3/day, while that small installations have a

maximum capacity of 500 m3/day).

It is noticed that these processes use thermal energy and / or electrical energy and

consequently are consumer‟s energy and pollutants. The energy, conventional methods

commonly used, can be of solar origin either a partial or total depending on production

capacity and in this way we minimize significantly the consumption of energy while

protecting the environment. Future research in this area is oriented toward the maximum

utilization of solar energy, which is free and clean, or through technological innovation

and/or improvements on conventional methods.

For their operation, the distillation processes require for much of the thermal energy

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for heating salt water. Furthermore, this thermal energy must be supplied at a relatively low

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temperature, between 60 and 120 ° C. Heat can be provided in the case of the use of solar

energy by solar flat plate or concentrator collector according to working conditions.

The processes most commonly used and which are likely to be coupled to a source of solar

energy are:

-The direct solar greenhouse distillation is a properly solar process.

-The conventional distillation processes such as multi-stage flash, multi-effects, vapor

compression

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Solar energy is not available at night, making energy storage an important issue in order to

provide the continuous availability of energy. Both wind power and solar power are intermittent

energy sources, meaning that all available output must be taken when it is available and either

stored for when it can be used, or transported, over transmission lines, to where it can be used.

Wind power and solar power tend to be somewhat complementary, as there tends to be more wind

in the winter and more sun in the summer, but on days with no sun and no wind the difference

needs to be made up in some manner. The Institute for Solar Energy Supply Technology of the

University of Kassel pilot-tested a combined power plant linking solar, wind, biogas and

hydrostorage to provide load-following power around the clock, entirely from renewable sources.

Solar energy can be stored at high temperatures using molten salts. Salts are an effective

storage medium because they are low-cost, have a high specific heat capacity and can deliver heat

at temperatures compatible with conventional power systems. The Solar Two used this method of

energy storage, allowing it to store 1.44 TJ in its 68 m³ storage tank, enough to provide full output

for close to 39 hours, with an efficiency of about 99%.

Artificial photosynthesis involves the use of nano technology to store solar electro magnetic

energy in chemical bonds, by splitting water to produce hydrogen fuel or then combining

with carbon dioxide to make bio polymers such as methanol. Many large national and

regional researchprojects on artificial photosynthesis are now trying to develop techniques

integrating improvedlight capture, quantum coherence methods of electron transfer and cheap

catalytic materials thatoperate under a variety of atmospheric conditions.

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Solar Heating and Cooling:

Solar thermal energy is appropriate for both heating and cooling. Key applications for solar

technologies are those that require low temperature heat such as domestic water heating,

space heating, pool heating, drying process and certain industrial processes. Solar

applications can also meet cooling needs, with the advantage that the supply (sunny summer

days) and the demand (desire for a cool indoor environment) are well matched. To generate

synergy effects in climates with heating and cooling demand combined systems should be

used.

Solar Heating:

Over 70% of the household‟s energy use goes into space and water heating. Covering a big

part with a solar system leads to energy as well as financial savings. Solar heating is a well

established renewable energy source and applied in numerous projects worldwide. Solar

thermal systems consist of a solar collector, a heat exchanger, storage, a backup system and a

load. This system may serve for both, space heating and tap water heating, known as combi

system.

Passive Solar heating

• A passive solar system uses no external energy, its key element is good design.

• House faces south.

• South facing side has maximum window area (double or triple glazed).

• Roof overhangs to reduce cooling costs.

• Thermal mass inside the house (brick, stones or dark tile).

• Deciduous trees on the south side to cool the house in summer, let light in the winter.

• Insulating drapes (closed at night and in the summer).

• Greenhouse addition.

• Indirect gain systems also such as large concrete walls to transfer heat inside.

Passive Heating

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Direct Gain Thermal Storage

W all

Sunspace

Passive Cooling

Shading Vent ilat ion Earth Contact

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Active Solar Heating

• Flat plate collectors are usually placed on the roof or ground in the sunlight.

• The sunny side has a glass or plastic cover.

• The inside space is a black absorbing material.

• Air or water is pumped (hence active) through the space to collect the heat.

• Fans or pumps deliver the heat to the house.

Solar Energy Storage Systems

Concrete is a relatively good medium for heat storage in passively heated or cooled houses. It

is also considered for application in intermediate–temperature solar thermal plants.

Consider the thermal energy storage system shown schematically in the below Figure . The

system consist of a large liquid bath of mass m and specific heat C placed in an insulated

vessel. The system also includes a collector to give the collector fluid a heat gain and a room

in which this heat gain is discharged.

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Page 93: WIND ENERGY FUNDAMENTALS & WIND MEASUREMENTS

Schematic Diagram of the Solar Energy Storage System.

Operation of the system takes place in three steps; charging, storage and removal

processes. At the beginning of the storage process valves A, B, C are opened. Hot fluid from

the collector at temperature Tis enters the system through valve C. This hot collector fluid is

cooled while flowing through the heat exchanger 2 immersed in the bath and leaves at the

bottom of the system at temperature Tes. The heat carrying liquid is then pumped to the

collector with the help of pump 2. The fluid entering the collector takes QH from the sun and

its temperature increases to Tis and the storage cycle is completed. While the hot gas flowing

through the heat exchanger 2, the bath temperature Tb and fluid exit temperature of storage

process Tes approach the hot fluid inlet temperature of storage process Tis. The heating

process is allowed to continue up to the desired storage material (water) temperature. At that

desired moment the valves A, B, C are closed. After the storage period D, E, F are opened, so

the removal process begins. Cold fluid with constant mass flow rate flows through valve F

and gets into the heat exchanger 1 and it receives energy from the liquid bath then leaves the

system through valve D. This heated fluid is then pumped to the radiator to give heat to the

medium (room) and the removal cycle is completed. other controlling unit is located at the

radiator outlet. If the radiator outlet temperature is higher than the tank temperature it stops

the pump 1 automatically.

Phase Change Energy Storage

In latent heat storage the principle is that when heat is applied to the material it changes

its phase from solid to liquid by storing the heat as latent heat of fusion or from liquid to

vapor as latent heat of vaporization. When the stored heat is extracted by the load, the

material will again change its phase from liquid to solid or from vapor to liquid. The

latent heat of transformation from one solid phase into another is small. Solid-vapor and

liquid-vapor transitions have large amounts of heat of transformation, but large changes

in volume make the system complex and impractical. The solid-liquid transformations

involve relatively small changes in volume. Such materials are available in a range of

transition temperatures.

Heat storage through phase change has the advantage of compactness, since the latent

heat of fusion of most materials is very much larger than their enthalpy change for 1 K

or even 0 K.. For example, the ratio of latent heat to specific heat of water is 80, which

means that the energy required to melt one kilogram of ice is 80 times more than that

required to raise the temperature of one kilogram of water one degree Celsius.

Any latent heat thermal energy storage system should have at least the following three

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components:a suitable phase change material (PCM) in the desired temperature range, a

containment for the storage substance, and a suitable heat carrying fluid for transferring

the heat effectively from the heat source to the heat storage.

Furthermore, the PCMs undergo solidification and therefore cannot generally be used as heat

transfer media in a solar collector or the load. Many PCMs have poor thermal conductivity

and therefore require large heat exchange area. Others are corrosive and require special

containers. Latent heat storage materials are more expensive than the sensible heat storage

media generally employed, like water and rocks. These increase the system cost.

SOLAR ENERGY STORAGE SYSTEM

Solar Photovoltaic

PV systems are like any other electrical power generating systems, just the equipment used is

different than that used for conventional electromechanical generating systems. However, the principles

of operation and interfacing with other electrical systems remain the same, and are guided by a well-

established body of electrical codes and standards. Although a PV array produces power when exposed

to sunlight, a number of other componentsare required to properly conduct, control, convert, distribute,

and store the energy produced by thearray.

Depending on the functional and operational requirements of the system, the specific

components required may include major components such as a DC-AC power inverter, battery

bank, system and battery controller, auxiliary energy sources and sometimes the specified

electrical load(appliances). In addition, an assortment of balance of system (BOS) hardware,

including wiring,overcurrent, surge protection and disconnect devices, and other power processing

equipment. Figure show a basic diagram of a photovoltaic system and the relationship of individual

components.

Major photovoltaic system components.

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Batteries are often used in PV systems for the purpose of storing energy produced by the PV

array during the day, and to supply it to electrical loads as needed (during the night and periods of

cloudy weather). Other reasons batteries are used in PV systems are to operate the PV array near its

maximum power point, to power electrical loads at stable voltages, and to supply surge currents

to electrical loads and inverters. In most cases, a battery charge controller is used in these systems

to protect the battery from overcharge and over discharge.

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UNIT-V

SOLAR PHOTOVOLTAICS

Photovoltaic Systems

A photovoltaic (PV) system is able to supply electric energy to a given load by directly

converting solar energy through the photovoltaic effect. The system structure is very flexible. PV

modules are the main building blocks; these can be arranged into arrays to increase electric energy

production. Normally additional equipment is necessary in order to transform energy into a useful

form or store energy for future use. The resulting system will therefore be determined by the

energy needs (or loads) in a particular application.

PV systems are like any other electrical power generating systems, just the equipment used is

different than that used for conventional electromechanical generating systems. However, the

principles of operation and interfacing with other electrical systems remain the same, and are

guided by a well-established body of electrical codes and standards. Although a PV array produces

power when exposed to sunlight, a number of other components are required to properly conduct,

control, convert, distribute, and store the energy produced by the array.

Depending on the functional and operational requirements of the system, the specific

components required may include major components such as a DC-AC power inverter,

battery

bank, system and battery controller, auxiliary energy sources and sometimes the specified

electrical load(appliances). In addition, an assortment of balance of system (BOS) hardware,

including wiring,overcurrent, surge protection and disconnect devices, and other power

processing equipment. Figure show a basic diagram of a photovoltaic system and the

relationship of individual components.

Major photovoltaic system components.

Batteries are often used in PV systems for the purpose of storing energy produced by the PV

array during the day, and to supply it to electrical loads as needed (during the night and

periods of cloudy weather). Other reasons batteries are used in PV systems are to operate the

PV array near its maximum power point, to power electrical loads at stable voltages, and

to supply surge currents to electrical loads and inverters. In most cases, a battery charge

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controller is used in these systems to protect the battery from overcharge and over discharge.

Off-grid PV systems have traditionally used rechargeable batteries to store excesselectricity.

With grid-tied systems, excess electricity can be sent to the transmission grid. Net metering

programs give these systems a credit for the electricity they deliver to the grid. This credit

offsets electricity provided from the grid when the system cannot meet demand, effectively

using the grid as a storage mechanism. Credits are normally rolled over month to month and any

remaining surplus settled annually.Pumped-storage hydroelectricity stores energy in the form of

water pumped when surplus electricity is available, from a lower elevation reservoir to a higher

elevation one. The energy is recovered when demand is high by releasing the water: the pump

becomes a turbine, and the motor a hydroelectric power generator.

PV systems can be broadly classified in two major groups:

1) Stand-Alone: These systems are isolated from the electric distribution grid.

Figure 5.1 describes the most common system configuration. The system

described in Figure 5.1 is actually one of the most complex; and includes all the

elements necessary to serve AC appliances in a common household or

commercial application. An additional generator (e.g., bio-diesel or wind) could

be considered to enhance the reliability but it is not necessary. The number of

components in the system will depend on the type of load that is being served.

The inverter could be eliminated or replaced by a DC to DC converter if only

DC loads are to be fed by the PV modules. It is also possible to directly couple

a PV array to a DC load when alternative storage methods are used or when

operating schedules are not of importance. A good example may be water

pumping applications were a PV module is directly coupled to a DC pump,

water is stored in a tank through the day whenever energy is available.

Figure 5.1 Stand-Alone Photovoltaic System

o Grid-Tied: These systems are directly coupled to the electric distribution

network and do not require battery storage. Figure 5.2 describes the

basic system configuration. Electric energy is either sold or bought from

the local electric utility depending on the local energy load patterns and

the solar resource variation during the day, this operation mode requires

an inverter to convert DC currents to AC currents. There are many

benefits that could be obtained from using grid-tied PV systems instead

of the traditional stand-alone schemes.

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o Smaller PV arrays can supply the same load reliably.

o Less balance of system components are needed. o Comparable emission reduction potential taking advantage of existing

infrastructure.

o Eliminates the need for energy storage and the costs associated to substituting and recycling batteries for individual clients. Storage can be included if desired to enhance reliability for the client.

o Takes advantage of the existing electrical infrastructure. o Efficient use of available energy. Contributes to the required electrical

grid generation while the client’s demand is below PV output.

Figure 5.2 Grid-Tied Photovoltaic System

Hybrid systems may be possible were battery storage or a generator (or both) can be

combined with a grid connection for additional reliability and scheduling flexibility (at

additional cost). Most of the installed residential, commercial and central scale systems

use pre-fabricated flat plate solar modules, because they are widely available. Most

available reports on PV system costs are therefore related to this kind of technology

and shall be our focus in this chapter. Other specialized technologies are available (e.g.,

concentrating PV systems), but not as commercially available as the traditional PV

module.

Electricity Generation with Solar Cells

The photovoltaic effect is the basic physical process through which a PV cell converts

sunlight into electricity. Sunlight is composed of photons (like energy accumulations),

or particles of solar energy. These photons contain various amounts of energy

corresponding to the different wavelengths of the solar spectrum. When photons hit a

PV cell, they may be reflected or absorbed. Only the absorbed photons generate

electricity. When this happens, the energy of the photon is transferred to an electron in

an atom of the cell (usually silicon atoms). The electron is able to escape from its

normal position associated in the atom to become part of the current in an electrical

circuit.

To produce the electric field within a PV cell, the manufacturers create a junction of

two different semiconductors (types P and N). The most common way of making P or

N type silicon material is adding an element that has an extra electron or has a deficit of

an electron. Silicon is the most common material used in manufacturing process of

photovoltaic cells. Silicon atoms have 14 electrons, where the four electrons in the last

layer are called valence electrons. In a crystal solid, each silicon atom normally shares

one of its four valence electrons in a covalent junction with another silicon atom. The

silicon crystal molecule is formed of 5 silicon atoms in a covalent junction.

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The process of doping introduces an atom of another element into the silicon crystal to

alter its electrical properties. The element used for doping has three or five valence

electrons. Usually Phosphorus is used to make the N type (Phosphorus has 5 valence

electrons) and Boron the P type (Boron has 3 valence electrons). In a polycrystalline

thin-film cell the top layer is made of a different semiconductor material than the

bottom semiconductor layer .

Besides the positively charged protons and the uncharged neutrons inside the nucleus an atom is composed of the negatively charged electrons that assume discrete energy levels (such as "shells" or "orbitales") around the nucleus. There is a limited number of electrons that can occupy a certain energy level; according to the so-called Pauli exclusion principle any possible energy level

may only be occupied by a maximum of two electrons. These two electrons are only allowed if they again differ from each other by their "spin" (i.e. self angular momentum).

Conductors: (metals and their alloys) two different conditions might occur:

The most energy-rich band (i.e. conduction band) occupied by electrons is not entirely occupied.The most energy-rich band fully occupied with electrons (i.e. valence band) and the conduction band located on top overlap, so that also a partly

covered band (conduction band) is formed. electrical conductors are characterized by a low specific resistance.With rising temperature, the increasing thermal oscillation of the atomic cores impedes the movement of the electrons.This is why

the specific resistance of metals increases with a rising temperature.

Insulators:

• (e.g. rubber, ceramics) are characterized by a valence band fully filled with

electrons, a wide energy gap (Eg > 3 eV) and an empty conduction band.

• Hence, insulators possess virtually no freely moving electrons.

• Only at very high temperatures (strong "thermal excitation") are a small number of electrons able to overcome the energy gap.

• Thus, ceramics, for instance, show conductivity only at very high temperatures.

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Semiconductors:

(e.g. silicon, germanium, galliumarsenide) are insulators with a relatively narrow energy gap

(0.1 eV < Eg < 3 eV).

Therefore, at low temperatures, a chemically pure semiconductor acts as an insulator.

Only by adding thermal energy, electrons are released from their chemical bond, and lifted to the conduction band.

This is the reason why semiconductors become conductive with increasing temperatures.

This is the other way round compared to metals, where conductivity decreases with rising temperatures.

Regarding specific resistance, semiconductors are in-between conductors and insulators.

Within the transition area between semiconductors and conductors, in case of very narrow energy gaps (0 eV < Eg < 0.1 eV), such elements are also referred to as metalloids or semi-

metals as they may show similar conductivity as metals. However, unlike "real" metals they are characterized by a reduced conductivity with

decreasing temperatures.

Crystalline silicon is such an indirect semiconductor, and silicon cells must thus be relatively thick and/or contain an appropriate light-trapping scheme to generate a prolonged

optical path length.

Amorphous silicon, CdTe or CIS are in contrast direct semiconductors.

Solar cells made of these materials can thus have a thickness clearly below 10 μm, while the thickness of crystalline silicon solar cells typically stretches from 200 to 300 μm.

Thinner crystalline silicon cells are under development, but must be

provided with the discussed optical properties, resulting in increased manufacturing expenditure.

Photo Effect

The term "photo effect" refers to the energy transfer from photons (i.e. quantum of electromagnetic radiation) to electrons contained inside material.

Photon energy is thereby converted into potential and kinetic energy of electrons.

The electron absorbs the entire quantum energy of the photon defined as the product of Planck's quantum and the photon frequency.

PN Junction

• If p- and n-doped materials brought into contact, holes from the p-doped side diffuse into the n-type region and vice versa.

• First a strong concentration gradient is formed at the p-n- junction, consisting of electrons inside the conduction band and holes inside the valence band.

• Due to this concentration, gradient holes from the p-region diffuse into the n-region while electrons diffuse from the n- to the p area.

• Due to the diffusion, the number of majority carriers are reduced on both sides of the p-n-junction.

• The charge attached to the stationary donors or acceptors then creates a negative space charge on the p-side of the transition area and a positive space charge on the n-

side.

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As a result of the equilibrated concentration of free charge carriers an electrical field is built up across

the border interface (p-n-junction).

The described process creates a depletion layer in which diffusion flow and reverse current

compensate each other.

The no longer compensated stationary charges of donors and acceptors define a depletion layer whose

width is dependent on the doping concentration

Photovoltaic Effect

If photons, the quantum's of light energy, hit and penetrate into a semiconductor, they can transfer

their energy to an electron from the valance band

• If such a photon is absorbed within the depletion layer, the region’s electrical field directly

separates the created charge carrier pair The electron moves towards the n-region, whereas the

hole moves to the p-region.

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• If, during such light absorption, electron-hole-pairs are created outside of the depletion

region within the p- or n region (i.e. outside of the electrical field), they may also reach the space-

charge region by diffusion due to thermal movements (i.e. without the direction being

predetermined by an electrical field).

• At this point the respective minority carriers (i.e. the electrons within the p-region and the

holes in the n-region) are collected by the electrical field of the space-charge region and are

transferred to the opposite side.

• The potential barrier of the depletion layer, in contrast, reflects the respective majority

carriers.

Photovoltaic Cell And Module

• The basic structure of a photovoltaic cell consisting of p-conducting base material and an n-

conducting layer on the topside.

• The entire cell rear side is covered with a metallic contact while the irradiated side is

• equipped with a finger-type contact system to minimize shading losses.

• Also full cover, transparent conductive layers are used.

• To reduce reflection losses the cell surface may additionally be provided with an anti-

reflecting coating.

• A silicon solar cell with such construction usually has a blue color. By the incorporation of

inverse pyramids into the surface reflection losses are further reduced.

• The inclination of the pyramid surfaces is such that photons are reflected onto another

pyramid surface, and thus considerably enhance the possibility of photon penetration into the

crystal.

• Absorption of the solar light by these cells is almost complete, the cells appear black

Solar cell

• Since solar cells are (still) relatively expensive, there is a tendency to concentrate solar

radiation and thus to reduce the required surface of the photovoltaic cells.

• Furthermore, efficiencies of photovoltaic cells tend to increase with increased irradiance – if

cell temperature remains constant.

• For concentrating systems, more expensive but more efficient solar cell technologies may be

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applied cost-efficiently.

For instance, mirror and lens systems are used to concentrate solar radiation.

• But under these circumstances tracking systems are additionally needed, helping to enhance

the energy yield per unit surface.

• Such concentrating systems are most suitable for direct radiation (only direct radiation can

be focused) and thus for regions throughout the world where the solar radiation is determined by

direct irradiance (like in deserts).

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Intrinsic conductivity:

Semiconductors are conductive beyond a certain temperature level as valence electrons are released from their chemical bonds with increasing temperatures and thus reach the conduction band (intrinsic conductivity).

They become conduction electrons that are able to move freely through the crystal

lattice (i.e. electron conduction).

On the other hand, also the resulting hole inside the valence band can move through the semiconductor material, since a neighboring electron can advance to the hole.

Holes thus contribute equally to conductivity (hole conduction).

Since every free electron creates a hole within undisturbed pure semiconductor crystals both types of charge carriers equally exists.

Energy gap model

• Intrinsic conductivity is counteracted by recombination, namely the recombination of a free electron and a positive hole.

• Despite this recombination the number of holes and free electrons remains equal since at a certain temperature level always the same number of electron-hole-pairs are

formed as recombine.

For every temperature, there thus exists an equilibrium state with a certain number of free holes and free electrons.

• The number of free electron-hole-pairs increases with rising temperature.

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Solar cells for concentrating photovoltaic systems:

• Solar cells of concentrating photovoltaic systems are illuminated up to 500 times more at standard test conditions (STC) compared to fixed mounted cells.

• However, at higher radiation concentrations the serial resistance constitutes a major problem due to the high currents.

• This is why concentrator cells must be especially highly doped and be provided with low-loss contacts

• Terrestrial concentrating photovoltaic systems are almost exclusively provided with silicon-based solar cells, whose structure is similar to that of the highly efficient silicon

solar cells mentioned above.

• On a laboratory scale, they reach electrical efficiencies of up to 29 % at 140- fold concentration of the radiation.

For such concentrator systems it is of particular importance to avoid high temperatures, which will cause power losses.

Further more it has to be taken into consideration that high concentration factors, in the range of several 100's, do need a two axis tracking system and only direct radiation can be used.

Polycrystalline Si Monocrystalline Si

*Thin film solar cells made of crystalline silicon (Different process)

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Solar Module

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Photovoltaic Systems Total Costs Overview

The PV industry is rapidly maturing because of worldwide environmental concerns and

its energy production potential due to the widely available free solar resource. The

industry is in a race to achieve grid parity (PV energy costs equal to conventional

utility costs) and increase competitiveness in the energy markets. PV system installed

costsrange from 4,600 to 19,500 $/kW (typically the size of the PV array is used to

determine the kW or W rating of the system when complete system costs are

considered). Common figures are 8,000 $/kW for grid-tied systems, and 14,000 $/kW

for stand-alone systems. Energy production costs are typically estimated above

0.18

$/kWh in the United States, yet these energy costs are highly dependent on the

available solar resource at the location under study and cannot be used as a general

reference. Table 5.1 summarizes some of these factors.

Table 5.1 Summary of Factors Affecting PV System Costs and Feasibility

Factors Facts

Grid connection

Grid-connected systems do not need batteries which reduces

considerably initial capital costs and energy costs.

For a comparable load, grid-tied systems use smaller PV

arrays than stand-alone systems.

Grid-Tied systems are estimated to cost ~$4,800/kW less

than stand-alone systems including inverters and batteries

according to the study in systems built in the US between

1997-2000.

Distance to nearest Stand-alone systems tend to become feasible In

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utility grid locations which are far from electrical distribution networks.

Grid extensions can cost thousands of dollars per mile of

transmission line.

Solar resource

Solar resource will not affect capital costs but the

availability of solar energy does affect the cost of producing

energy, hence the payback period for the investment.

According to location is considered the second largest

factor affecting PV system cost performance.

Location can have influence on shading patterns, soiling,

operating temperature and solar resource variations.

BOS (tracking)

Balance of system components is estimated to represent 30-

50% of the total costs of a PV System.

Most cost reductions for PV systems over the last decade

are in BOS components including inverters.

Local safety codes or regulations can require additional

balance of system costs for the installation.

Type of installation ,

Mounting, size and Space

When flat roofs are considered, 10o tilt uses 30% more roof

area when flat roofs are considered Commercial and

industrial clients prefer horizontal installation to maximize

flat roof utilization and to lower mounting expenses.

Retrofit installations tend to be more expensive than those

planned for new buildings. According to : Large residential projects are ~$1.2/Wac less

expensive.

Affordable Housing projects are ~$1.9/Wac less

expensive. Custom New House ~$0.18/Wac more

expensive.

Large Scale systems tend to be less expensive on a per watt

basis. Due to the volume or the purchases, developers take

advantage of wholesale prices or discounts. This is also true

for large residential projects as discussed above.

Due to capital cost restrictions, stand-alone systems tend to

be smaller or used for smaller loads.

Grid-tied systems tend to be larger because they provide

lower capital costs and energy costs for larger loads.

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Typically larger systems tend to have lower cost per

kW. According to costs diminish ~$40 for every additional

kW.

Module technology

Modules account for 40-50% of total system costs.

Module efficiency determines the total area needed to install

the system. Less area per watt is desired to maximize roof or land use.

PV modules that require less material, energy and time to

develop have lower costs (details below).

PV production

Supply and demand laws have been slowing the cost of PV

modules in the last years. Market shortage of PV modules

has been particularly driven by high demand and silicon

supply shortage.

US production of both silicon and PV modules is constantly

increasing to satisfy the demand.

Many research efforts today seek to reduce the quantity of

materials used per module, one example is thin-film cell

technology.

A doubling in PV production results in ~20% module price

reduction .

Time and Learning

Curve

According to next year cost reduction for systems built in

the US between the years 1997 and 2000 is ~ $600/kW.

According to a 7.3% annual decline has been observed on

small scale system costs since 1998. Large scale systems

showed lower reductions, yet these tend to be less expensive

for each watt of capacity.

Lower component costs are complemented by the acquired

knowledge by system designers and installers who can

perform their jobs more efficiently as they

gain experience, reducing overall costs as well.

O&M

Most PV systems do not have notable O&M costs especially

grid-tied systems.

The study in suggests $11/kW/yr. for small residential and

commercial systems and $27/kW/yr.

According to O&M costs may range between 0.4 to 9.5 cents/kWh although most tend to the lower limit.

Most small scale grid-tied systems do not have moving parts

and therefore maintenance is minimal.

Large-scale systems may use tracking systems and therefore

may require more work.

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Battery assisted systems may require acid refills when valve

regulated batteries are not used.

Some arrays will require regular cleaning. This could

represent additional costs especially for large scale systems.

Tree branch trimming may be also considered O&M costs

were applicable.

Batteries, inverters and charge controllers will probably

require at least one replacement during project lifetime, it is

therefore important to consider equipment lifetime and

replacement cost as part of

O&M costs during a projects lifetime. Insurance and

inspection should also be considered.

Energy Use and Cost

System size depends mostly on energy use, solar resource

and component efficiency.

Reducing energy consumption greatly reduces the initial

capital cost investment necessary.

The average energy use for the US is ~10W/ft2.

Average residential energy use in Puerto Rico is

~800kWh/month.

PV systems can be cost competitive in locations with high

energy prices and Net metering programs. The assumption

that PV is expensive is therefore relative to the solar

resource and utility energy prices in a

location.

Indirect benefits (home

value, GHG reduction,

etc.)

Home appraisal is estimated at ~$20 for every $1 reduction

in annual utility bills .

Customers would pay 10% more for a solar equipped residence .

Emissions reductions provide a wide range of economical,

environmental and health benefits. These are difficult to

quantify, yet they cannot be ignored.

Available grants or

Incentive Programs

PV technology is considered very expensive in most

applications; therefore several strategies have been

implemented to jumpstart the widespread use of the

technology. Some of these are:

Tax Deductions

Renewable Energy Credits

Emissions Reduction Credits

Net Metering Programs

Accelerated Depreciation

Grants

Not all have positive effects; therefore incentive

programs should be carefully tailored.

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Financing and

economic variables

Debt term, debt ratio, interest rate and project life have

market effect on payback time and energy costs.

Small systems (residential or commercial) can be financed

at 7-8.5% interest rates, these numbers coincide with local

financing institutions.

Larger systems can be financed at lower rates.

Project specific financial parameters are not the only factors

having effect on PV system economic performance. The

economic performance is also affected by external

parameters like inflation and energy escalation rates.

Energy costs in Puerto Rico are currently between

$0.21 and $0.25, and rising due to the heavy dependence on

petroleum derived fuels (June 2008).

In Puerto Rico inflation is 8%, energy cost escalation rate is

14% .

Utilities generally use MARR values between 3 and 18%.

The 6 to 11% range is most common .

According to average MARR values for private investment (big money) or corporations are:

40% for high risk investments (new products, new

business, acquisitions, joint ventures).

25% for medium risk investments (capacity increase

to supply forecasted sales).

15% for low risk investments (Cost improvement,

make v.s. buy, capacity increase to meet existing

orders).

MARR values for individuals are not commonly

available and are difficult to calculate.

20 year debt terms are common for utilities.

12 year debt terms are common for developers.

Residential systems can be financed with debt terms in the

range of 5 to 15 years. Is systems are financed as part of

residential mortages, debt terms would tend to the upper

limit. Personal loans tens to the lower limits.

5 year MACRS depreciation methods are common in many

incentive programs.

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Photovoltaic Energy Equipment: General Characteristics and Costs

Cost information on individual components and labor affecting the overall cost of grid- tied PV

systems is compiled below along with a brief description of each item. The data for individual

components represents the estimated average unit cost for an individual unit, not considering

bulk or wholesale special prices. The information found agrees with the total costs information

compiled in the previous section.

1) Photovoltaic (PV) Modules: The basic building block of a photovoltaic module is the

photovoltaic cell; these convert solar energy into electricity. The power output will depend

on the amount of energy incident on the surface of the cell and the operating temperature of

the photovoltaic cell. The power output of a single cell can supply small loads like

calculators or watches, but in order to be useful for high energy demand projects these cells

must be arranged in series and parallel connections. A photovoltaic module is an array of

photovoltaic cells pre-arranged in a single mounting mold. The type of module is therefore

determined by the cells that compose the module itself. There are three dominating cell

technologies:

Monocrystalline: As the name implies, these are cells that are grown from

a single crystal. The production methods are difficult and expensive.

These tend to be more efficient (more power in less area) and more

expensive.

Multicrystalline: The production process allows multiple crystalline

structures to develop within the cell. It is easier to implement in a

production line. It is relatively cheaper than mono- crystalline at the

expense of lower efficiency.

Thin-film: Uses less silicon to develop the cell (hence the name thin film)

allowing for cheaper production costs (silicon is in high demand). It tends

to be less expensive but has also lower efficiency.

The overall efficiency of the module will depend on the cell efficiency and placement

within the module, and on the laminating materials used. The standard testing condition

(STC), defined as a total irradiance of 1000W/m2 and an ambient temperature of 25oC, is

used to define module ratings. Typical module efficiencies range between 11% and 17%

for crystalline technologies at STC; most of the commercially available modules are in

the lower bound of this range. Thin-film module efficiencies range between 6% and 12%

. Since 2003 total PV production grew in average 50%, whereas the thin film segment

grew almost 80% and reached 196 MW or 8% of total PV production in 2006. About

90% of the current production uses wafer-based crystalline silicon technology. The main

advantage of this technology was that complete

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production lines could be bought, installed and manufactured within a relatively short

time. This predictable production start-up scenario constitutes a low-risk placement with

high expectations for return on investments.The technology is receiving much benefit

from research that strives to make existing technologies cheaper and more accessible. The

Energy Information Administration (EIA) reports that 26 companies were expected to

introduce new photovoltaic products in the market in the year 2007. Recent years have

presented new alternatives to the way solar modules are built and implemented.

Examples of creativity include shingles and windows that use photovoltaic cells as part of

their design. Architects and engineers have developed ways to use PV modules in

building facades substituting them for regular building materials, hence reducing the net

cost of the PV generated energy. The approach is known as building integrated

photovoltaic (BIPV) architecture.

2) Inverters: Inverters are used to transform DC current into AC currents. In the photovoltaic

industry, inverters can be classified into two broad categories:

Stand-Alone Inverters- These inverters are meant to operate isolated from

the electrical distribution network and require batteries for proper

operation. The batteries provide a constant voltage source at the DC input

of the inverter. Inverters can be classified briefly as:

Square Wave Inverters

Modified Sine Wave Inverters

Sine wave inverters (quasi-sine wave).

Voltage and current waveforms produced by inverters are never perfect

sinusoids (even for sine wave inverters); therefore some harmonic currents

are expected during normal system operation. Total harmonic distortion

(THD) is a measure of the harmonic content in current and voltage

waveform. The type of inverter used will depend on the load that it will

serve. Resistive loads could tolerate square wave inverters which are

cheaper and easier to develop. Motors and sensitive electronics will need

inverters that are able to produce almost perfect sinusoidal voltage and

current waveforms in order to operate correctly. These tend to be more

expensive and difficult to design. The designer should choose inverters

according to load types and power requirements. Modern stand-alone

inverters have software applications embedded that monitor and control

equipment operation.

Grid-Tied Inverters- These inverters operate coupled to the electric

distribution network and therefore must be able to produce almost perfect

sinusoidal voltages and currents. The operating requirements for these

types of inverters are in most cases determined by the local utilities, yet

most utilities rely on existing standards to determine feasible technologies.

The most referenced standards in the United States are the IEEE1547 and

the UL 1741. These standards include the minimum requirements that

manufacturers should include into their inverter designs in order to prevent

adverse effects in the distribution grid [20]-[24]. Normally, embedded

software applications monitor and control equipment operation to comply

with standard requirements. There are two main categories of grid-tied

inverters. Line-commutated inverters

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derive their switching signals directly from the grid line currents. The low

switching frequencies produce harmonic currents that need to be filtered

out. In the case of small single-phase inverters the bulky and expensive

filtering networks are not practical. In the case of large three phase

inverters, multiple units could be connected through a multi-phase

isolation transformer at the utility output, filtering any unwanted currents .

Self-commutated inverters derive their switching frequencies from internal

control units as they monitor grid conditions, in particular frequency and

voltage. High switching frequencies (3 – 20 kHz) are used and therefore

lower current harmonic content is possible without the need of using large

filtering networks. Self-commutated inverters can be either voltage source

inverters or current source inverters. PV modules behave like voltage

sources; therefore our interest will be in voltage source type inverters.

Voltage source type inverters can yet again be subdivided into current

control and voltage control types. In applications where there is no grid

reference, voltage control schemes are used and the inverter behaves as a

voltage source. Where a grid connection is used the current control

scheme is used and the inverter behaves as a current source. These

inverters use the utility voltage as reference to provide the current

available from the PV, and are not able to operate as an island. The

advantages of current control voltage source inverters are:

Power Factor (PF) ~ 1 (employing a simple control scheme).

Transient Current Suppression: The fault current is limited in the

range of 100% to 200% rms rated current. The fault contributions

of these inverters are limited by their control and protection

system. The fast switching frequencies these inverters use, allow

them to detect large currents that may exceed their semiconductor

ratings and stop operation within 0.5 cycles .

Some stand-alone inverters can also be operated as grid-tied inverters or in combination

with other renewable energy sources as part of hybrid power systems. Modern inverters

can achieve efficiencies higher than 95% (especially grid-tied inverters) and are

warranted for 5 to 10 years in most cases. Most inverters have efficiencies above 85%.

3) Batteries: These are most commonly used to store energy in stand-alone applications for use

at times when no irradiance is available (e.g. night, rainy day). Batteries are also used for a

diverse number of applications including stand-by power and utility interactive schemes. PV

batteries require tolerance to deep discharges and irregular charging patterns. Some

applications may require the batteries to remain at a random state of charge for a prolonged

time. The most common technology used in PV systems is the lead-acid battery. These

batteries are available in two major categories:

Flooded (Vented)- This is the regular battery technology most people are

used to. It tends to be the cheapest option when only initial costs are of

interest. In this battery, overcharge results in the conversion of water into

hydrogen and oxygen gases. The gases are released into the atmosphere;

hence the batteries require that the water is replaced adding a maintenance

cost to the system.

Valve Regulated- The chemical characteristics of these batteries allow for

maintenance free operation because the oxygen is allowed to recombine

with the hydrogen within the battery. The recombination has a maximum

rate which depends on the charging current. If excess pressure builds up, it

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is vented through valves to the atmosphere, proper charge control can limit

this effect. These batteries tend to allow deeper discharge cycles resulting

in smaller battery banks and are expected to have longer life times. There

are two main technologies available: Absorbed glass mat (AGM) and Gel.

Another advantage of these sealed batteries is that most are spill

proof.Nickel-Cadmium batteries can also be used in PV applications,

especially where extreme temperatures are expected that could lower the

battery life of lead-acid batteries. Some batteries of this technology allow

discharges of 90% or more of rated capacity and tolerate prolonged

periods at sub-optimal state of charge without damage or memory effect.

Nickel-Cadmium batteries are 3 to 4 times more expensive per stored kWh

and are highly difficult to dispose off due to their toxic potential. Battery

technology is relatively old, and is often regarded as the weakest link in

photovoltaic systems. Improper care of the batteries can seriously affect

battery lifetime.

4) Balance of System Components (BOS) and Charge Controllers: BOS components typically

constitute 30-50% of total system costs. They are all the additional elements necessary in

order to properly install the PV system. The minimum requirements are regulated in the 2005

NEC (the 2008 version is now available as well) . A comprehensive overview can be found

in BOS components may include:

Conductors, conduits and boxes

Overcurrent Protection (e.g. Fuses and Breakers)

Ground Fault Protection

Mounting Gear (support structure)

Disconnects

Metering Equipment

Maximum Power Point Trackers

Charge Controllers

Battery Enclosures

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The cost of the support structure could vary considerably depending on whether the system is

to be mounted on the building wall, or roof, or whether it is to be ground mounted. For an

array installed flush into a ceiling, support structure costs are negligible. More complicated

structures may cost ~$200/m2. Tracking system costs are in the $300 to $1,200 per m2. Large

or simple structures are in the lower boundary region of this range. Small complicated

tracking systems are in the upper boundary region of this range.

System installation is in the $900 to $2,500 per kW . Installation costs depend on system

size, location and complexity. Larger systems could require heavy machinery and larger

crews. Land based systems could require terrain preparation and trench digging.

Electrical equipment could cost ~$700/kW for simple or residential systems and

~$1,500/kW for industrial systems . Costs are determined by system complexity and system

size. Stand-alone systems generally have higher costs than grid-connected systems on a per

watt basis.

Charge controllers are part of the electrical equipment costs. These control the current flow

from the PV array to the battery in order to ensure proper charging. These controllers

disconnect the PV array from the battery whenever produced energy exceeds battery storage

capacity or the load whenever charge levels are dangerously low or reach a certain threshold.

It is common for charge controllers to monitor battery voltage, temperature, or a combination

of both to determine depth of discharge. The controllers extend battery life and are a safety

requirement of the National Electrical Code (NEC) for residential and commercial

installations. It is important to select a proper charge controller and controller settings for the

battery type selected for the system. Some controllers can be adjusted to accommodate

different battery types; some are built for specific battery technologies exclusively. Today,

commercially available controllers can achieve efficiencies as high as 95%. Most charge

controllers currently available rely on solid state technology to control current flowing into

the battery bank; still some electromechanical relay versions available. Electromechanical

relays can only perform classic on/off control (therefore little flexibility is possible), this

control strategy can still be rough on the battery. Solid state controllers are more varied or

flexible in terms of control strategies. Some of the possibilities are:

On-off

Constant Voltage

PWM, constant voltage and with current regulation

MPPT

The PV industry is relatively new. The industry has space for small companies which specialize

in specific equipment, or large corporations which have expanded their product range to include

PV related equipment. A list of component manufacturers has been compiled in Table 5.2.

PV Modules

A number of solar cells electrically connected to each other and mounted in a support structure

are called a photovoltaic module. Modules are designed to supply electricity at a certain DC

voltages such as 12, 24 or 48 volts. The current produced is directly dependent on how much

light hits the module. Multiple modules can be wired together to form an array. A larger area of a

module or array will produce more electricity. PV modules are rated on the basis of the power

delivered under Standard Testing Conditions (STC) of 1 kW/m² of sunlight and a PV cell

temperature of 25 degrees Celsius (°C). Their output measured under STC is expressed in terms

of “peak Watt” or Wp nominal capacity ]. A typical crystalline silicon module consists of a series

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circuit of 36 cells, encapsulated in a glass and plastic package for protection from the

environment. Although PV modules are warranted for power output for periods from 10-25

years, they can be expected to deliver amounts of energy (voltage and current) for periods of 40

to 50 years . Typical electrical information supplied by the manufacturer includes:

Polarity of output terminals or leads

Maximum series fuse for module protection

Rated open-circuit voltage

Rated operating voltage

Rated operating current

Rated short-circuit current

Rated maximum power

Maximum permissible system voltage

Table 5.3 and Table 5.4 summarize characteristics of various PV cell technologies.

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Table 5.3 Photovoltaic categories by semiconductor selection .

Crystalline silicon solar cells

Market Share: 93%

Monocrystalline, produced by slicing

wafers (up to 150 mm diameter and 350

microns thick) from high-purity single

crystal.

Multicrystalline

Thin Film Solar Cells

Market Share: 7%

Amorphous silicon

Pollycristalline materials: Cadmium

Telluride (CdTe), Copper indium

(gallium) Diselenide (CIS or CIGS).

Table 5.4 Advantages and Disadvantages by solar cell technologies .

Cell Type Advantages Disadvantages

Single Crystal Silicon

Well established and

tested technology

Stable

Relatively efficient

Uses a lot of expensive

material

Lots of waste in slicing

wafers

Costly to manufacture

Round cells can’t be spaced in modules

efficiently

Polycrystalline

Silicon

Well established and

tested technology

Stable

Relatively efficient

Less expensive than single

Crystalline Si

Square cells for more

efficient spacing

Uses a lot of expensive

material

Lots of waste in slicing wafers

Fairly costly to

manufacture

Slightly less efficient than

Single Crystalline Si

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Ribbon Silicon

Does not require slicing

Less material waste than

single and polycrystalline

Potential for high speed

manufacturing

Relatively efficient

Has not been scaled up to

large-volume production

Complex manufacturing

process

Amorphous Silicon

Very low material use

Potential for highly

automated and very rapid production

Potential for very low cost

Pronounced degradation in

power output

Low efficiency

Inverters

Inverters are electronic solid-state devices used to transform electric energy from DC to AC, as

shown in Figure 5.7. The simplest inverter can be accomplished with a circuit similar to that

shown in Figure 5.8. The ideal switches in the circuit may represent MOSFETs, IGBTs or

bipolar transistors (depending on the power and voltage requirements). If the switches are turned

on and off at the required AC frequency (S1&S3 and S2&S4), a square wave voltage can be

obtained as shown in Figure 5.9. This is a simple control strategy, yet no control of load voltage

is possible and high harmonic currents and voltages are present. High frequency pulse width

modulation techniques are used to diminish harmonic distortion and provide load voltage control.

Harmonic content may cause overheating in motor loads due to higher copper losses as well as

uneven magnetic fields affecting overall operation. Sensitive electronic loads may also display

erratic operation. Today, advanced control schemes and creative topologies allow the creation of

AC with very low harmonic distortion; three phase designs are also possible by incorporating

additional switches.

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Figure 5.7 Representation of DC to AC conversion Process

Many industries have found applications for inverters; hence design requirements tend to be

specific to the needs of a particular application. A whole new industry has evolved around the

need of a proper inverter to accommodate the needs of the relatively new solar industry, with

both big and small manufacturers entering the market. PV modules produce DC outputs which

are dependent on the irradiance, temperature and load operation. Stand-alone inverters operating

with energy storage or batteries need a small DC voltage operating range to allow for voltage

differences due to battery state of charge, and surge capacity to allow for safe and uninterrupted

transient event operation. Grid-tied systems do not normally incorporate energy storage; hence

larger DC voltage operating ranges are needed to accommodate both the varying operating

conditions and module configurations. Maximum power point tracking control algorithms are

normally included to take full advantage of the PV module energy production capabilities.

Advanced protection functions are normally also included in order to guarantee safe operation in

parallel with the distribution grid. These are just examples of specific requirements for PV

inverters in their specific applications. The following section shall summarize current PV

inverter characteristics, industry status and trends, especially in the grid-tied market, which is

currently of most public interest. The industry challenges attended include:

1. Reliability

2. Inverter lifetime improvements

3. Higher inverter efficiencies

4. Production cost reduction

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5. System and installation cost reduction

6. Unreliable or inadequate components or parts

7. Safety

8. Grid connection issues

9. Optimal circuit topologies, etc.

Grid-Tied inverters operate coupled to the electric distribution network and therefore the

operation requirements are quite different from those of stand-alone inverters. Figure 5.4 shows a

simple block diagram of a grid-connected PV system. Energy Storage is not considered in most

grid-connected applications, hence it is not included in the diagram, but it could be an option

depending on the reliability needs of the owner. In general terms the system can be divided into

the solar panels and the power conditioning equipment, which includes: the maximum power

point tracker, the inverter, the galvanic isolation (optional), and protection and control features.

These components are commonly integrated in the same enclosure or unit as a way to reduce

production and installation costs; hence it has been customary in the PV industry to refer to the

combination of all these elements as the inverter. We shall adopt this practice.

Figure 5.4-Grid-Connected PV System Block Diagram

It is commonly said that grid connected PV systems are as good as their interfaces between the

DC and AC power segments. As an example, the best solar modules in the industry will not be of

great use if the power is not transformed efficiently and safely to useful levels at the load side.

For the utilities it is of no use to allow the integration of DG systems that could degrade the

quality of the electric power in the distribution network. Inverter failure will prevent any useful

energy being produced. Proper inverter systems should include or consider the following:

Maximum Power Point Tracker (MPPT) - Nominal voltage and current conditions

will not be available from the PV array at all times due to constant changes in

solar irradiance. Figure 5.5 displays the I-V curves for a PV module at different

operating characteristics. The MPPT guarantees optimum power is always

obtained from the PV modules at any given operating condition. Different

algorithms have been developed to achieve MPPT control, some achieving more

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than 98% of the PV array output capacity. The most popular is the Perturb and

Observe (P&O) algorithm, this algorithm increases or decreases voltage in small

steps and monitors the power output until maximum power point is found. A

summary of available literature is available at .

Figure 5.5- I-V Curves for a PV Module at different operating conditions

Inverter- Inverters have the task of DC/AC conversion. There are two main

categories of grid-tied inverters. Line-commutated inverters derive their switching

signals directly from the grid line currents. The low switching frequencies

produce harmonic currents that need to be filtered out. In the case of small single-

phase inverters the bulky and expensive filtering networks are not practical. In the

case of large three phase inverters, multiple units could be connected through a

multi-phase isolation transformer at the utility output to filter any unwanted

currents; the transformers should be rated to withstand additional heating due to

harmonic current copper losses [20]. Self-commutated inverters derive their

switching frequencies from internal control units as they monitor grid conditions,

in particular frequency and voltage. Self-commutated inverters can be either

voltage source inverters or current source inverters. PV modules behave like

voltage sources; therefore our interest will be in voltage source type inverters.

Voltage source type inverters can yet again be subdivided into current control and

voltage control types. In applications where there is no grid reference, voltage

control schemes are used and the inverter behaves as a voltage source. Where a

grid connection is used the current control scheme is preferred and the inverter

behaves as a current source. Operating the inverter under current control limits the

possibility of active voltage regulation, a high power factor can be obtained with

simpler control circuits (usually the power factor is kept as near to unity as

possible), and transient current suppression is possible when disturbances as

voltage fluctuations occur. Another advantage is that current related power quality

disturbances related to inverter operation, like harmonics, can be controlled with

ease

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and independence from voltage quality which then depends entirely on the utility.

Problems caused by unusual utility voltages should be the responsibility of the

utility because they are commonly associated to more complicated problems. It is

important to understand that customer compliance to any standard should be

independent to utility compliance to the same issue; the utility should not assume

that the customer has total responsibility. The disadvantage of operating using

current control is that it cannot operate as an isolated power source. Some

inverters are able to handle both control functions to operate as grid connected

and also provide conversion for storage batteries working as a backup.

According to a survey from the IEA for inverters under 50kW, 19 % of inverters

in the market use voltage control and while 81% use current control. High

switching frequencies (3– 20 kHz) are used in some designs; therefore lower

current harmonic content is possible without the need of using large filtering

networks. The only problem is that higher switching frequencies result in higher

losses reducing the efficiency of the inverter. Designers must find a balance

between efficiency, power quality and size.

Energy Storage

In a PV system the energy produced by PV modules does not always coincide with energy

demanded. A PV array that it is not grid-connected needs to store the energy excess produced by

solar cells. Electrical storage batteries are often employed in Stand Alone PV systems. The

primary functions of a storage battery in a PV system are :

1. Energy Storage and Autonomy: Store electrical energy produced by PV modules and

supply energy as needed for the load.

2. Voltage and Current stabilization: To supply power to electrical loads at stable voltages

and currents.

3. Supply Surge Currents: Supply high peak operating currents to electrical loads or

appliances.

In PV systems, lead-acid batteries are most common due to their wide availability in many sizes,

low cost and well known characteristics. Electrical storage batteries can be divided into Primary

and Secondary Batteries. Table 5.12 shows secondary batteries charge characteristics.

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Nickel-Cadmium Charge/discharge characteristics and high cost make them impractical

for most PV systems. Flywheels, hydrogen, and other gas storage also have limited applicability

in residences.

Charge Controllers

The charge controller is a DC to DC converter whose main function is to control the current flow

from the photovoltaic modules array with the purpose of charging batteries. Most of these

devices can maintain the maximum charge of the battery

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without overcharging or reaching the minimum design charge. The main functions of a Charge

Controller are:

• Overcharge Protection: The purpose is to prevent the damage in the batteries when they

are charged and the PV array still supplies energy. This protection interrupts or restricts

the current flow from the modules to the batteries and regulates the batteries voltage.

• Over discharge Protection: During periods of excessive use of energy or little solar

irradiation the charge of the batteries could be affected approaching to the point of

minimum discharge. The charge controller disconnects the batteries or stop the current

flow from the batteries to the load (Load Management) to prevent batteries damage.

There are two basic methods for controlling the charging of a battery from a PV module array:

Shunt Controller: Since PV cells are current-limited the basic operation of shunt controller is

short-circuiting the PV modules and arrays. For this reason most shunt controller require a heat

sink to dissipate power. The regulation element of these controllers typically is a power transistor

or MOSFET.

Shunt Interrupting: The shunt interrupting controllers completely disconnect the array current

when the batteries reach the voltage set point. When the batteries voltage decreases, the

controller reconnects the array to resume charging the batteries.

Shunt Linear: When the batteries become nearly fully charged, the controller maintains the

battery near a set point voltage by gradually shunting the array through a semiconductor

regulation element.

Series Interrupting: This is the simpler of series controller (on-off type). The charge controller

constantly monitors the batteries voltage and disconnects the arrays once the batteries reach the

set point. When the batteries voltage drops this controller reconnect the array to charge the

batteries.

Series interrupting, 2 step, Constant Current: The 2 step, constant current controller is similar to

the series interrupting but when the voltage reaches the set point, instead of totally interrupt the

array current, a limited constant current remains flowing to the batteries. This continues either

for a pre-set period of time, or until the voltage drops to the cycle repeats.

Series interrupting, 2 step, Dual Set Point: This type of series charge controller has two distinct

voltage regulation set-points. During the first charge cycle of the day, the controller uses a higher

regulation voltage to maximization of the charge and in the other cycle uses a voltage lower

voltage set-point. The purpose is minimizing the battery gassing and the water loss for flooded

lead-acid type.

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Series Linear, Constant Voltage: The linear constant voltage controller maintains the battery

voltage at the voltage regulation set-point. The regulation element acts like a variable resistor

controlled by the battery voltage sensing circuit of the controller, and dissipates the excess of

charge.

Series Interrupting, Pulse Width Modulated: The PWM uses algorithm with a semiconductor

switching element between the array and the batteries. The algorithm switches on-off the charge

of the batteries with a variable frequency and variable duty cycle to maintain the voltage of the

batteries very close to the set-point voltage.

Table 5.14 Controllers Design for Particular Battery types.

Controller Design Type of Batteries

Shunt Interrupting All battery types, but recommended by gel and AGM

lead-acid battery manufactures.

Shunt Linear Sealed VRLA batteries.

Series Interrupting Flooded batteries rather than the sealed VRLA types.

Series Interrupting, 2 step, Constant Current

Series Interrupting, 2 step, Dual Set Point Flooded lead-acid types.

Series Linear, Constant Voltage All battery types.

Series Interrupting, Pulse Width Modulated Preferred use with sealed VRLA.

Apollo Solar GeoSolar Morningstar

Corporation

Trace Engineering

Blue Sky Energy Heliotrope Pulse Energy Systems

Inc

Uhlmann Solarelectronic

GmbH

BZ Products ICP Solar Ses Flexcharge USA Vario

DIREC Lyncom Specialty Concepts

Inc.

Enermaxer Outback Power Sunwize Steca

ETA Engineering Pico Electronics Inc. Sun Selector

Flexcharge Plasmatronics SunAmp Power

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BAND GAP THEORY OF SEMICONDUCTORS

In semiconductors and insulators, electrons are confined to a number of bands of energy, and forbidden

from other regions. The term "band gap" refers to the energy difference between the top of the

valence band and the bottom of the conduction band. ... In contrast, a material with a large band gap is an

insulator

In semiconductors and insulators, electrons are confined to a number of bands of energy, and forbidden

from other regions. The term "band gap" refers to the energy difference between the top of the

valence band and the bottom of the conduction band. ... In contrast, a material with a large band gap is an

insulator

In semiconductors and insulators, electrons are confined to a number of bands of energy, and forbidden

from other regions. The term "band gap" refers to the energy difference between the top of the

valence band and the bottom of the conduction band. ... In contrast, a material with a large band gap is an

insulator

So, one good semiconductor material for the future is C (diamond). It has the largest thermal conductivity

and band gap of any of the materials from Table 10.2. Diamond also has the largest electron mobility of

any material from Table 10.2 with a band gap larger than Si.

What is p type and n type?

In a p-type semiconductor, the III group element of the periodic table is added as a doping element,

whereas in n-type the V group element is the doping element. In the n-type semiconductor, electrons are

majority carriers, and holes are minority carriers.

The Fermi Level is the energy level which is occupied by the electron orbital at temperature equals 0 K. ...

There is a gap between the valence and conduction band called the energy gap; the larger the energy gap,

the more energy it is required to transfer the electron from the valence band to the conduction band

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Thermo photo voltaic cells

TPV systems are systems that convert thermal energy into electrical energy. These systems are an alternative to

current electrical energy production. Photovoltaic cells convert photon energy from the emitter into electricity

energy

Principle of solar cells

1. Emitter converts heat into radiation

2. This is selectively filtered by optical filter. part of it is transmitted to PV diode and the rest is reflected back to

emitter

3. the PV diode converts the transmitted photons with energies in excess of the diode energy band gap into charge

carriers