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Page 1: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

WinnCOMM SDR ‘10

Tutorial

Information Process Architecture

IPAPeter Cook James Neel

Slide 1

Page 2: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

1. Introduction

2. Historical Technology Transitions

3. Key Points

4. Information System Framework

5. Information System Structure

6. Context and Communications

7. Applications

8. Future Work

IPA Tutorial Outline

Slide 2

Page 3: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

1. Introduction

2. Historical Technology Transitions

3. Key Points

4. Information System Framework

5. Information System Structure

6. Context and Communications

7. Applications

8. Future Work

Slide 3

Page 4: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Introduction to IPA (1)

• The Software Defined Radio Forum (SDRF) changed its

name in 2009 to reflect maturation of SDR technology

and broadening of current interests

• IPA is a project within Wireless Innovation Forum

(WInnF) to explore the architecture of the Information

Systems (IS) that are inducing disruptive fundamental

changes in our society and the role of communications

as fundamental component of such systems

Kindle Smart Grid Precision Agriculture

Page 5: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

• Information Systems are

implemented as a

collection of Processes;

even independently

developed systems

employ processes that are

fundamentally similar

• The role of

communication processes

is to make information

available in other places

and points in time where it

is needed

Introduction to IPA (2)

Slide 5

Homologous Self-similar

Page 6: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Introduction to IPA (3)

• IPA is examining the architecture of Information Systems to understand them at a level of abstraction higher than that normally considered by systems engineering

• IPA proposes means of describing system architectural elements and their interaction to facilitate interfacing disparate systems

• IPA also is examining the nature of Information Systems to determine how cognitive functionality can be introduced by migrating from user controlled processes to autonomous processes

Page 7: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

• Volume 1:

• Concepts and role in

society

• Published in Fall 2010

• Focus of this talk

• Volume 2:

• Applications, formalization,

and role of context

• Underway

• Contributors are welcome!

IPA Status

Slide 7

Page 8: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

1. Introduction

2. Historical Technology Transitions

3. Key Points

4. Information System Framework

5. Information System Structure

6. Context and Communications

7. Applications

8. Future Work

Slide 8

Page 9: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Technology Epochs and Innovations

1800 1850 1950 2000 20501900

Intelligence

< The Age of Intelligence >

Artificial Intelligence ◊

Electricity

< The Age of Electricity >

◊ Smart Grid

◊ Voltaic Cell

◊ Electric Grid

< The Industrial Revolution >

◊ Steam Turbine◊ Watt’s High-Pressure Steam Engine

Steam Power

◊ Nuclear Power

◊ Locomotive

◊ Steamship

Electronic

Communication

◊ Telegraph ◊ Telephone ◊ Broadcast

Radio

◊ Cellular

◊ iPad

◊ iPhone◊ T-1

◊ TV

< The Age of Communication>

◊ Mobile

Radio

Genetics ◆Nanotechnology ◆

Robotics ◆

The Singularity ◆◊ Past Technology

◆ Future Technology

◊ Fiber Optics

◊ SatCom

Information

◊ Hollerith Cards

◊ MIT Whirlwind

◊ IBM PC◊ IBM System 360

◊ Magnetic Tape ◊ TeraByte Disk◊ Magnetic Disk◊ Paper Tape

< The Age of Information >

Ep

och

1

2

3

4

5

◊ Electric Generator

◊ Electric Light

◊ Electric Motor

◊ Hydro-Electric Generation

◊ Demise of steam powered transport

Evolutionary Technological Enhancement

Dis

ruptive

Em

erg

en

ce

of

New

Te

ch

no

log

y

◊ Multi-Core CPUs

◊ Amazon Kindle

◊ Internal Combustion Engine

Page 10: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Steam Power

The Technology• The thermodynamic properties of

steam permit introduction of vast amounts of mechanical energy when and where needed, replacing muscle, wind, and water power

• Placing steam engines on steel rails and in ships revolutionizes transportation capacity

• Communications enhanced with rail newspaper distribution

Impact• Enormous improvement in

productivity result from the Industrial Revolution and introduction of machines and factories

• Skilled craftsmen are supplemented with less skilled factory workers performing simpler tasks

• Migration from rural to urban settings

Page 11: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

ElectricityThe Technology

• Transmission lines transfer energy from large, efficient power plants to point of use

• Fractional horsepower motors deliver energy to point of use

• Electric lamps provide lighting whenever needed

• Automobiles, buses, and trucks enabled by internal combustion engine, but become practical with electric lights and starters

Impact• Factory efficiency further

enhanced; 24-hour operation

• Family life enhanced by improved lighting

• Trolley cars initially effective, but automobile enables suburban society

Page 12: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Electronic Communication

The Technology• Telegraph, telephone, teletype,

and radio permit instantaneous delivery of information over great distances

• Two-way radio makes communication from moving vehicles practical

• Fax and TV deliver visual information

• World-wide fiber optic links provide nearly unlimited landline bandwidth; demand for RF spectrum presents challenges

• Digital integrated circuits and CPUs provide universal instantaneous connectivity

Impact• Transition from a society based on

atoms to one based on bits is started

• Location is no longer a significant factor in commercial transactions

Page 13: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Information: Technology• Speech, writing, printing are past

revolutionary information technologies

• Punched cards introduced in 1889 capture information in a form that can be sensed and communicated electrically

• Current IP Systems build on Electronic Communications are able to deliver data worldwide instantaneously; Internet

• Content can be audio, video, text, numbers

• Information results from data taken in context

• The prodigious volume of information handled precludes most human intervention

• BUT the fundamental reason for existence of information systems is to further human goals and interests

Page 14: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Information: Impact• The information revolution is a work in

progress, but it is changing the way we do business and interact personally

• Postal mail volume down, email prevails (for now), everyone types

• Newspaper and magazine ads and circulation down

• eBooks replace printed books, ebookreaders are a new market

• Check images instead of paper returned by bank

• Paperless credit card transactions• Telecommuting, teleconferences reduce

travel for face-to-face meetings• FaceBook, Twitter, LinkedIn, etc.

• Independently developed legacy information/data processing systems expand, start to intersect, need to overcome silo walls

• Communication systems deliver data; role of context to mature data into information not well understood

• Wireless systems extend network to users in motion, provide universal connectivity

Page 15: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Intelligence: Technology

• System processes evolve from user-controlled to autonomous; systems increasingly exhibit cognitive/intelligent behavior

• Systems are able to identify individuals, know where they are; identity theft and other crime become rare

• Universal connectivity, movement globally optimized

• Universal identification of objects; custom manufacturing (economic order quantity (EOQ) approaches one)

• New generations of electronic equipment cannot be built without computer aided design; computers design their future replacement

MIT: 6th Sense

Page 16: WinnCOMM SDR ‘10 Tutorial

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Intelligence: Impact

• Looking back over previous technology revolutions provides clues as to what to expect; some things (family life) will be about the same, some (how business is conducted, commuting) will change in ways difficult to predict

• It is imperative that we manage this transition so that automated optimization does not lead to unintended consequences

IBM: Smarter Planet

Flash Crash of May 6, 2010

Page 17: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

1. Introduction

2. Historical Technology Transitions

3. Key Points

4. Information System Framework

5. Information System Structure

6. Context and Communications

7. Applications

8. Future Work

Slide 17

Page 18: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

IPA Premises and Concepts

• At its inception, WWINNF (formerly SDRF, MMITS) focused on

application of SDR concepts to analog voice applications;

digital quickly emerged; SDR is now a mature technology

• As digital information systems exhibited exponential growth,

communication links became an essential IS component

• The IPA project was started to understand the fundamental

characteristics of IS and explore Cognitive Radio concepts

• Preliminary exploration indicates that although DP/IS systems

seem to be very different, under scrutiny they have many

common processes; many of the differences are superficial,

due to different nomenclature and independent development

• Tools for high-level architectural description, staying above

implementation details, could have value in managing the

intersection of expanding systems and proposed new ones

Page 19: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

IPA Goals and Objectives

• Describe a framework for description of information systems to clearly describe independent aspects to facilitate system description

• Describe the fundamental components of IS and their interaction

• Identify cycles of information process functionality

• Clarify the interaction of User-controlled and Autonomous processes as system cognitive functionality emerges

• Understand the critical but often unrecognized role of Context in information system architecture

• Bridge the gap between system architectural structure and system engineering

Page 20: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

1. Introduction

2. Historical Technology Transitions

3. Key Points

4. Information System Framework

5. Information System Structure

6. Context and Communications

7. Applications

8. Future Work

Slide 20

Page 21: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

System Reference Model

Page 22: WinnCOMM SDR ‘10 Tutorial

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Purpose

• Explanation of what the

system does

• Organization goals

furthered by the system

• Presentation of system

requirements

• Understanding underlying

assumptions and

preconditions

Page 23: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Scope

• Explanation of what the system doesn’t do

• Definition of system boundaries and interfaces

• Determination of Scope changes resulting from system enhancement

• Identification of adjacent systems, recognition of possible overlaps, interfaces, and interaction

Page 24: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Technology

• Description of

underlying system

technologies

• Identification of system

improvements available

through advances in

technology

• Evaluation of

evolutionary and

revolutionary technology

innovations

Page 25: WinnCOMM SDR ‘10 Tutorial

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Economics

• Description of the business

case

• Define economic trade-offs

• Determine implementation

cost and operating cost

• Project revenues for profit-

making systems; sources of

funding for non-profit systems

• Make economic decisions

based on complete system

life-cycle

Page 26: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Politics

• Politics is a catch-all category where issues arise due to interaction with the environment; many of them defy modeling or prediction

• Applicable law

• Regulatory requirements

• Impact of executive decisions

• Public sentiment

• Security determination between level of security and the cost and inconvenience involved

• Risk: consequences if the system fails to perform

Page 27: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Structure

• At the architectural level,

broad high-level

consideration of how the

system will function

• System engineering and

system development will

use this Structure for

guidance during

implementation

DODAF OV1

Page 28: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Information System Framework Summary

• The IPA Framework makes explicit the attributes of Information Systems

• It is particularly useful in considering what happens when independently implemented systems with different initial Purpose expand in Scope and start to overlap

• Identification of issues and relevant attributes can facilitate their resolution; no amount of Technology can overcome Political obstacles; stable Economics are essential to robust long-term system performance

Page 29: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

1. Introduction

2. Historical Technology Transitions

3. Key Points

4. Information System Framework

5. Information System Structure

6. Context and Communications

7. Applications

8. Future Work

Slide 29

Page 30: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

System Elements

• Systems have common elements• System services, including Operating

System

• Application Processing

• Data Storage and Management

• Communications

• This model considers software only; processes can be operating in the same box or around the world

• Operating at a level of abstraction that is hardware independent facilitates system understanding and enhances comparison of very different system types

• Common terminology facilitates apparent system differences that are, in fact, the result of differences in terminology and perception

Page 31: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

System Services

Da

ta S

tora

ge

& M

an

ag

em

en

t

Da

ta C

om

mu

nic

atio

n

Ap

plic

atio

n P

roce

ssin

g

User Controlled Processes

Autonomous Processes

Cognitiv

e

Tra

nsfo

rmatio

n

System Elements

Page 32: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

1. Introduction

2. Historical Technology Transitions

3. Key Points

4. Information System Framework

5. Information System Structure

6. Context and Communications

7. Applications

8. Future Work

Slide 32

Page 33: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

• Data is a set of symbols reflecting something measured, observed, as implied by a sensor or observer

• Information is data taken in context

• Knowledge is an accumulation of information and experience ready to be put to work

• Wisdom is the effectiveness of knowledge application

Page 34: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

TRIGGER•Time Interval•Send Message•State Change

O

Originator

Result•Decision - Action•Reply Message•Added Knowledge

R

Recipient

Data

Received

Message

Copy

User controlled ProcessesProcessingAutonomous Processes

Data Storage

& Management

User controlled Processes

Information

Information

Message

For

Transmission

Processing

User controlled Processes

Autonomous Processes

Data Storage

& Management

Data

Information System Flow Cycle

Communication LinkC

Page 35: WinnCOMM SDR ‘10 Tutorial

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Data

Processing

TRIGGER•Time Interval•Send Message•State Change

Information

Autonomous Processes

O

Originator

Data Storage

& Management

Explicit Context~

OD

OP

OI

OS

OI

OS OP

OD

Origination Process

From Basic Model

Stylized

Origination Process

Symbolic

Representation

Process Flow Diagram: 1) Originator

Page 36: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Received

Message

Copy

Message

For

Transmission

Symbolic

Representation

Stylized Communication Link

CL

Communication Link

Process Flow Diagram: 2) Communication

C

Page 37: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Processing

Data

Result•Decision - Action•Reply Message•Added Knowledge

Information

R

User controlled Processes

Autonomous Processes

Recipient

Data Storage

& Management

Explicit Context~ RP

RI

RDRS

RS

Recipient Process

From Basic Model

Stylized

Recipient Process

Symbolic

Representation

RP

RI

RD

Process Flow Diagram: 3) Recipient

Page 38: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

• Communication links deliver data

• Received data quality is a function of channel noise, interference, and attempted subversion

• Data must be taken in context to serve as information

• Context is often taken for granted; misapplication can lead to erroneous information

• More fundamental work is needed on the nature of data, explicit context, implicit context, and resulting information quality

Information System Context

1 bit of data + context

lots of data, but insufficient context

Page 39: WinnCOMM SDR ‘10 Tutorial

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Message ContextDocumentation of contextual elements that must be

available at both ends prior to transmission for message data to serve as information

Originator

Calling Party

Source

Broadcaster

Recipient

Called Party

Destination

Listener/Viewer

Language

Culture

PoliticsEducation

Data Elements•Alphabets•Code Assignments•Numeric Values•Ideographs

Jargon

Previous Messages

Contracts

ImplicitContext

Goals

System Architecture

Software

Pictures

Video/Tele-Conferences

Face-to-Face Meetings

Record Formats

Data Dictionary

Information System Flow Model with Context

Data

Processing Processing

Data

Received

Message

Copy

TRIGGER•Time Interval•Send Message•State Change

Result•Decision - Action•Reply Message•Added Knowledge

Data Storage

& Management

Information

Information

Message

For

Transmission

User controlled Processes

Autonomous Processes

RO

User controlled Processes

Autonomous Processes

Explicit Context

Data Storage

& Management~

~

Communication LinkReal channel for transfer of data in message and replication at recipient location

C

Page 40: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Ori

gina

tion

Sta

ndby

Rec

epti

on,

Trigger Result

Communication

Note: Standby is not part of the

Basic Model, but is used for an

entity in a state to be activated in

Originate mode to transmit or by

arrival of a communication to be

activated in Reception mode to receive.

Basic Model Symbolic Representation

Page 41: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

1. Introduction

2. Historical Technology Transitions

3. Key Points

4. Information System Framework

5. Information System Structure

6. Context and Communications

7. Applications

8. Future Work

Slide 41

Page 42: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Time

Ori

gina

tion

Rec

epti

on,

Kindle Amazon Store

Communication

1

1. Open connection

with Kindle Store, request

Information.

Trigger:

• Kindle pressing SELECT

•Chose menu item.O

rigi

nati

on

Rec

epti

on,

KindleAmazon Store

Communication

2

2. Receive catalog information

from store, browse, select title

Amazon Kindle Application

Page 43: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

12

Time

Ori

gina

tion

Rec

epti

on,

Kindle Amazon Store

Communication

3

3. Select desired title,

request download

Ori

gina

tion

Rec

epti

on,

KindleAmazon Store

Communication

4

4. Download book from store to

Kindle, place in index

Amazon Kindle Application

Page 44: WinnCOMM SDR ‘10 Tutorial

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TRIGGER: Calling party enters

number to be called, depresses

SEND

Time

1

InfrastructureCalling Party

2

Infrastructure (MSC) checks

customer status in HLR, and

prepares to set up call

Infrastructure checks called

party’s HLR for status and

location, sets up call ID, and

finds RAN from VLRCalled PartyInfrastructure

Calling Party

4

Upon call termination,

Infrastructure disconnects both

parties, tears down call,

releases resources, and sends

billing information to the

accounting systemInfrastructure

Called Party

3

Infrastructure checks called

party’s HLR for status and

location, sets up call ID, finds

RAN from VLR, and activates

path for send and receive (full

duplex)

Infrastructure

Cell Phone Call

Page 45: WinnCOMM SDR ‘10 Tutorial

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Triggers:

• Elapsed time interval

• Request from Power Co.

• Unexpected change in

power load, frequency,

other parameters

1 2 3 4 5 N

. . .

Smart Home Meters

Smart Grid Meter

Reading

Meter 1

Transmits

Time

1

Power Company

Smart Home Meters

Each meter transmits

Current power usage

And line parameters

When triggered.

1 2 3 4 5 N

. . . Meter 2

Trnasmits2

Smart Home Meters Power Company

1 2 3 4 5 N

. . . Meter 4

Transmits3

Power Company

1 2 3 4 5 N

. . . Meter N

Transmits4

Smart Home Meters Power Company

Page 46: WinnCOMM SDR ‘10 Tutorial

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Triggers:

• PTT

1

Car 1 completes transmission,

Car 4 responds, taking over as

transmitting station

3

45 N

. . .2 31 BD

(Traffic Channel)

When traffic is complete

Dispatch and all Cars

revert to standby mode

4

Dispatch Base StationCar Number

1 2 3 4 5 N. . . D B

(Control Channel)

Base station controller assigns

Traffic channel, commands all

Cars to transfer to that channel,

Car 1begins to transmit

2 4 5 N. . .

2 31

DB

(Traffic Channel)

(Control Channel)

Trunked Mobile

Radio Voice

Car 1 presses PTT to initiate

message, Cars 2-N are in

Standby mode.

Time

12 3 4 5 N. . .

(Control Channel)

BD

Page 47: WinnCOMM SDR ‘10 Tutorial

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C

1

Broadcast

Radio and TV

Broadcaster obtains License,

Acquires Studio and Transmitter;

Or contracts for Cable Channel

Time

1

( Broadcast Channel - Licensed Spectrum/Cable Chanel)

Broadcaster

4 5 N. . .

C

Owners of receiving equipment

tune in to program offerings

2 2 31

(Broadcast Channel)

Listeners/Viewers

4

Viewers can respond to

on-air offerings by commercial

Telephone or Cell-Phone

3

Telephone or Cell Phone

Call CenterViewer Responding

To On-Air Offer

Page 48: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

1. Introduction

2. Historical Technology Transitions

3. Key Points

4. Information System Framework

5. Information System Structure

6. Context and Communications

7. Applications

8. Future Work

Slide 48

Page 49: WinnCOMM SDR ‘10 Tutorial

Copyright © 2010 Software Defined Radio Forum, Inc. All Rights Reserved

Future Work

• IPA Part I has been published

• IPA Part II will consist of applying these models and other tools to two specific use cases• Public Safety sensor information

integration

• Electrical Power Smart Grid

• Both of these cases have numerous subsystems not currently integrated

• Working with them will both help understand opportunities for improvement and mature IPA concepts

Page 50: WinnCOMM SDR ‘10 Tutorial

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In Conclusion• We are in the midst of an information

revolution comparable with historic innovations such as steam power, electricity, telephone, and radio

• The WINNF IPA project intends to explore the fundamental nature of IS, with particular emphasis on the role of wireless communications in system implementation

• IPA is also interested in means by which the intersection of expanding systems developed independently can be managed

• Improved understanding of definitions and functionality of Cognitive Radio is an on-going interest

Kurzweil’s Epochs