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WIPO Patent Information Policy Beijing 11 September 2012 Ning XU Acting Head, International Patent Classification Section

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Page 1: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

WIPO Patent Information

Policy Beijing

11 September

2012

Ning XU

Acting Head, International Patent Classification Section

Page 2: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Outline

Promotion of innovation

Patent information and its importance

WIPO Patent information policy

—— promote better access and understanding of PI

through

Services

Infrastructure

Page 3: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

WIPO in a few words

UN Agency

History: established in 1967

Membership: 185 member states

Director General: Francis Gurry

Headquarters: Geneva, Switzerland

Page 4: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of
Page 5: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Promotion of innovation

Innovation: a process to create new knowledge based on

the existing knowledge.

“Research converts money into knowledge; innovation

converts knowledge into money,” according to the

famous Indian scientist Ramesh Mashelkar.

Innovation: a key for economic growth and industry’s

success

Page 6: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

The innovation cycle

IP acquisition

Business name/

Trademarks/

Domain names

Patents/Designs/

Trade Secrets

Products/

Processes

IP exploitation/

Commercialization/

Technology transfer/

Amortization

of investment/Profit

Research/

Innovation

Page 7: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Decisions throughout the innovation cycle

Government national policy Research institutes/academia

Technology Transfer Offices

Identification and prioritization of areas of research

R&D investment

Research collaborations?

Acquisition of IPR (publication/trade secrets vs. patenting)?

Which IPR?

Commercialization of the product/process?

Patent Portfolio Management (patents to

keep/abandon/sell/license)

Technology/know-how transfer

Page 8: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Role of Patent Information in decision-making

Patent Information: a hidden

treasure?

Complementary to

non-patent literature

Comprises:

Technical

Legal information

Business

Page 9: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Growing importance of patent information

Growth in patent filings worldwide

Growth in volume of patent information

End of 2010: 4,3 mio Chinese patent documents (SIPO Statistics)

Increased interest and difficulty in retrieval (digitalization, language

barrier etc.)

Source: WIPO World IP Indicators (2011) – MOST 2007 Statistics

Page 10: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Exploitation of patent information for

decision making purposesPatent search:State of the art search developments in a field of technology, given solutions to a technical problem

Novelty/patentability search lookout for documents potentially challenging novelty/inventiveness of intended patent application

Validity Search similar to novelty search, but referring to a granted patent

Freedom to Operate (FTO) search identification of all relevant patents to a product/process intended to go to the market (potential infringement of 3rd party’s IP rights)

Patent analysis: internal (patent valuation/ management of own IP assets) and external

Page 11: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

WIPO Patent Information policy

Make data available for free

Reach a wide audience

Page 12: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

WIPO & Patent Information

PATENTSCOPE search system

Electronic data products

Specialized programs:

TISC

ARDI

ASPI

IPC Green Inventory

Patent Landscape Reports

IP Statistics

Page 13: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

PATENTSCOPE search system

Page 14: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Search examples: a complex query

EN_TI:((((windturbine OR ((eolic OR eolian OR aeolian OR wind OR windmill) NEAR2 (turbine OR power OR generator))) NEAR500 (HAWT OR (horizontal NEAR2 (axle OR shaft OR axes OR axis)))) AND ((armature^5 OR rotator^5 OR rotor^20 OR helix^5 OR "helical member"^5) OR (aerofoil^5 OR vane^5 OR fins^5 OR paddles^5 OR airfoils^5 OR blade^5))) ) OR EN_AB:((((windturbine OR ((eolic OR eolian OR aeolian OR wind OR windmill) NEAR2 (turbine OR power OR generator))) NEAR500 (HAWT OR (horizontal NEAR2 (axle OR shaft OR axes OR axis)))) AND ((armature^5 OR rotator^5 OR rotor^20 OR helix^5 OR "helical member"^5) OR (aerofoil^5 OR vane^5 OR fins^5 OR paddles^5 OR airfoils^5 OR blade^5))) ) OR EN_CL:((((windturbine OR ((eolic OR eolian OR aeolian OR wind OR windmill) NEAR2 (turbine OR power OR generator))) NEAR500 (HAWT OR (horizontal NEAR2 (axle OR shaft OR axes OR axis)))) AND ((armature^5 OR rotator^5 OR rotor^20 OR helix^5 OR "helical member"^5) OR (aerofoil^5 OR vane^5 OR fins^5 OR paddles^5 OR airfoils^5 OR blade^5))) ) OR IC:("F03D 1/06")

Page 15: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

PATENTSCOPE: graphical analysisInfluenza top 25 applicants Number of applications

GLAXOSMITHKLINE BIOLOGICALS S.A. 66

GLAXOSMITHKLINE BIOLOG SA 36

NOVARTIS AG 33

WISCONSIN ALUMNI RESEARCH FOUNDATION 27

MEDIMMUNE VACCINES, INC. 27

SMITHKLINE BEECHAM BIOLOGICALS S.A. 25

THE PROCTER & GAMBLE COMPANY 24

NOVARTIS VACCINES & DIAGNOSTIC 23

PROCTER & GAMBLE 21

ABBOTT LABORATORIES 20

SMITHKLINE BEECHAM CORPORATION 18

MEDIMMUNE VACCINES INC 17

NOVAVAX, INC. 16

ST. JUDE CHILDREN'S RESEARCH HOSPITAL 15

CONNAUGHT LABORATORIES LIMITED 15

CRUCELL HOLLAND B.V. 14

ARTEMIS PHARMACEUTICALS GMBH 14

MASSACHUSETTS INSTITUTE OF TECHNOLOGY 13

INTERVET INTERNATIONAL B.V. 13

WYETH 12

TEMASEK LIFE SCIENCES LABORATORY LIMITED 12

MEIJI SEIKA KAISHA, LTD. 12

RNL BIO CO., LTD. 11

MEDICAGO INC. 11

AMGEN INC 11

Fig 1: IPC distribution of

influenza related patents

Fig 2: Yearly evolution of

influenza related patents

Page 16: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Electronic data products

Subscription available

PCT published applications weekly updates

Page 17: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

New data products

PCT Backfile Asian languages

.

PCT Backfile XML

PCT Backfile Bibliographic

http://www.wipo.int/patentscope/en/data/products.html

Page 18: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

TISCs: Services

Core services

Access to patent and non-patent databases

Assistance in using databases

Additional services (based on user need and office

capacity)

Technology search services

Patent analytical services

Awareness-raising and training services

Page 19: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

TISCs: Benefits

Allow users to benefit effectively from increased

accessibility offered by internet searches through direct

personal assistance

To strengthen the local technological base by building up

local know-how

To increase technology transfer, e.g. by investigating the

possibilities of licensing, joint ventures, etc.

To assist local users to create, protect, own and manage

their intellectual property rights

Page 20: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Access to scientific and technical content

Partnership with 13 major publishers

Free or low-cost access to over 200 key journals in various fields of research, including:

applied physics

engineering

chemistry

traditional knowledge

Subscriptions regularly valued at over 500 000 dollars

Page 21: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Access to patent database systems

Partnership with 5 patent database service providers

LexisNexis

Minesoft

Questel

Thomson Reuters

WIPS

Free or low-cost access to advanced patent search and

analysis tools

Page 22: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Language barrier in patent information

Page 23: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

1 Resource, 2 Online web interfaces, 3rd

party machine translation tools

Coppa

TAPTA and CLIR

Google Translate, KIPO Translate and Microsoft Translator

Page 24: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Coppa

(Corpus Of Parallel Patent Applications):

Aligned corpus (FR,EN) for research in machine translation and linguistic data mining

8 million parallel segments (170 million words) derived from the PCT abstracts published from 1990 to 2010 in tmx format

Free of charge for academic and private research institutions

Page 25: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

TAPTA

Page 26: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

CLIR

Page 27: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

CLIR: languages

English

German

Spanish

French

Japanese

Russian

Chinese

Portuguese

Italian

Dutch

Swedish

Page 28: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Automatic mode

Page 29: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

(EN_TI:("hearing aids" OR "hearing prosthetic"~21 OR "auditory

aids"~21 OR "auditory prosthetic"~21) OR EN_AB:("hearing aids"

OR "hearing prosthetic"~21 OR "auditory aids"~21 OR "auditory

prosthetic"~21)) OR (DE_TI:("Hörgeräte" OR "Hörhilfegeräten") OR

DE_AB:("Hörgeräte" OR "Hörhilfegeräten")) OR

(ES_TI:("audífonos") OR ES_AB:("audífonos")) OR

(FR_TI:("audioprothèses" OR "appareils de correction auditive" OR

"production d'appareils auditifs") OR FR_AB:("audioprothèses" OR

"appareils de correction auditive" OR "production d'appareils

auditifs")) OR (JA_TI:("穴形補聴器") OR JA_AB:("穴形補聴器"))

OR (KO_TI:("보청") OR KO_AB:("보청")) OR (PT_TI:("audiofone"

OR "auxìlio de audição") OR PT_AB:("audiofone" OR "auxìlio de

audição")) OR (RU_TI:("слуховых аппаратах") OR

RU_AB:("слуховых аппаратах )) OR (ZH_TI:("助听器") OR

ZH_AB:("助听器"))

Automatic mode: results

Page 30: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

IPC Green Inventory

Page 31: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

IPC Green Inventory

Value-added PI

WIPO launched an on-line tool on September 16, 2010,

associated with the IPC (International Patent

Classification)

Based on a list of technological terms listed by the

UNFCCC (United Nations Framework Conversion on

Climate Change).

Page 32: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

IPC Green Inventory

Value-added PI

Objectives:

To facilitate searches for patent information relating to

ESTs

To help in identifying existing and emerging green

technologies and potential partners for further R&D and

commercial exploitation

To help researchers and industry to avoid duplicative

R&D and investment for what has already been

developed to mitigate the global climate change.

Page 33: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of
Page 34: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

What is a patent landscape report?

Research and analysis of innovation and patenting activity in a specific technological field/geographical area using patent information

Transformation of raw patent data through patent search (patent databases) into comprehensible patent analysis (breakdown and analysis of the results, visualization, conclusions)

Useful support tools for policy-makers in public and private sector

No Freedom to Operate Analysis

Raw data Patent Search Patent analysis

Page 35: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Patent Landscapes - Components

Background information - definition of the technical

problem

Patent search - State of the art search (prior art) on

patent database(s)

Statistical analysis and visualization

Interpretation/evaluation/recommendations

(Narrative summarizing the findings, possibly with

correlation to non-patent data, such as R&D

investment, market/technology analysis etc.)

Page 36: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Possible analysis content:

Innovation/patenting trends in specific area over

time

Geographical distribution

Patent ownership (key players, public and private

sector participation, collaborations etc.)

Correlation with econometric and other data

(R&D investment figures, commercialization of

patents, non-patent literature etc)

Page 37: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

WIPO Patent Landscape Reports Project

Development Agenda Project developing tools for

facilitating access to patent information (developing

countries focus)

Thematic areas:

Public Health

Climate Change / Energy

Food and Agriculture

Disabilities

CDIP November 2012 Phase II of the project

Page 38: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

WIPO´s dedicated website to PLR

www.wipo.int/patentscope/en/programs/patent_landscapes/pl_about.html

Page 39: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Compilation of published PLR

http://www.wipo.int/patentscope/en/programs/patent_landscapes/pl_existing_report

s.html

Page 40: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Usability of Patent Landscape Reports

for R&D and technology transfer purposes

R&D institutes/centers Developers, providers and recipients of technology

Comprehensible information and analysis of an area of technology support tool for more informed decisions related to:

prioritizing R&D areas and investment (identifying whitespace technological areas, avoiding duplication of work tracking public and private sector activity)

setting up collaborations (joint research, spin-offs, joint ventures etc) with pioneers/leaders of an area

IP strategy and commercialization (defining relevant markets and identifying market opportunities/niche markets)

managing patent portfolios

technology transfer (best out- or in-licensing candidates, better negotiating position, identifying promising/emerging markets and needs)

Page 41: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

WIPO Patent Landscape Reports

Free WIPO Publication and electronic format

Additional patent database (search results) with

hyperlink to full patent documents

Interactive visualization tool

Page 42: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

IP Statistics

Page 43: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Published PCT applications

Rank Applicant Origin 2009 2010 2011 Change

compared to

2010

1 ZTE CORPORATION China 517 1,868 2,826 958

2 PANOSONIC COPORATION Japan 1,891 2,153 2,463 310

3 HUAWEI TECHNOLOGIES

CO., LTD.

China 1,847 1,527 1,831 304

4 SHARP KABUSHIKI KAISHA Japan 997 1,286 1,755 469

5 ROBERT BOSCH

CORPORATION

Germany 1,588 1,301 1,518 217

6 QUALCOMM

INCORPORATED

United States of

America

1,280 1,675 1,494 -181

7 TOYOTA JIDOSHA

KABUSHIKI KAISHA

Japan 1,068 1,095 1,417 322

8 LG ELECTRONICS INC. Republic of Korea 1,090 1,297 1,336 39

9 KONINKLIJKE PHILIPS

ELECTRONICS N.V.

Netherlands 1,295 1,433 1,148 -285

10 TELEFONAKTIEBOLAGET

LM ERICSSON (PUBL)

Sweden 1,241 1,147 1,116 -31

PCT International Applications

Page 44: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Field of TechnologyPublication Year Growth Rate

2005 2006 2007 2008 2009 2005-09 (%)

Electrical engineering

Electrical machinery, apparatus, energy 84'189 90'413 90'738 94'133 101'790 4.9

Audio-visual technology 81'319 87'573 83'450 80'188 76'417 -1.5

Telecommunications 59'114 64'749 62'681 64'553 55'276 -1.7

Digital communication 44'629 47'578 50'535 55'973 61'846 8.5

Basic communication processes 15'540 15'150 14'931 14'975 14'501 -1.7

Computer technology 96'536 107'475 111'890 120'067 118'380 5.2

IT methods for management 16'150 17'603 17'381 19'182 22'559 8.7

Semiconductors 61'682 65'849 65'796 66'523 67'053 2.1

Instruments

Optics 64'705 69'299 69'365 66'114 61'878 -1.1

Measurement 55'097 57'059 59'261 63'763 68'217 5.5

Analysis of biological materials 10'744 9'580 9'836 9'718 10'252 -1.2

Control 24'653 24'733 25'115 25'984 26'623 1.9

Medical technology 62'546 63'711 67'666 68'903 69'088 2.5

Chemistry

Organic fine chemistry 48'031 45'498 44'445 45'077 45'664 -1.3

Biotechnology 33'460 29'724 29'899 31'283 33'996 0.4

Pharmaceuticals 62'256 63'351 64'395 62'936 62'122 -0.1

Macromolecular chemistry, polymers 24'184 23'445 24'326 24'455 25'331 1.2

Food chemistry 19'910 18'017 17'855 18'297 20'172 0.3

Basic materials chemistry 33'872 32'213 34'184 35'851 37'384 2.5

Materials, metallurgy 26'025 25'551 26'336 29'144 30'762 4.3

Surface technology, coating 24'844 26'220 26'357 27'411 29'630 4.5

Micro-structural and nano-technology 1'774 1'778 1'935 1'966 2'315 6.9

Chemical engineering 29'346 28'786 28'963 30'679 31'796 2.0

Environmental technology 19'185 19'014 19'151 20'094 22'224 3.7

Mechanical engineering

Page 45: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Next Steps

Global portal of interconnected IP databases for one

stop search and retrieval without language barrier

Services for access to IP information with various

enhanced tools for users

Development of a global platform for IP information

Value addition

Page 46: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

Thank you!

谢谢!

Page 47: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

专利信息政策

北京9. 11

2012

NingXu

国际专利分类部部长

Page 48: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

大纲

创新推进

专利信息及其重要性

世界知识产权组织 专利信息政策

—— 深入理解和实现创新推进的途径

服务

基础设施

Page 49: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

世界知识产权组织简介

联合国机构

历史:创建于1967年

成员: 185个成员国

总干事: Francis Gurry

总部: 瑞士,日内瓦

Page 50: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

我们的任务是通过一个平衡有效的国际知识产权系统,来促进创新发展和各国经济、社会、文化发展的创造力的提升。

Page 51: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

创新推进

创新:在原有知识的基础上创造新知识的过程。

著名印度科学家Ramesh Mashelkar曾说:“研究是将金钱转化为知识,而创新是将知识转化为金钱。”

创新:一把通向经济增长和产业成功的钥匙

Page 52: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

知识产权获取

公司名称/

商标/

域名

专利/设计/

商业秘密

产品/

加工制作

知识产权开发/

商业化/

技术转移/

摊销投资/利润

研究/

创新

创新循环

Page 53: WIPO Patent Information Policy - piac-china.compiac-china.com/2012piac/documents/pdf/03xuning.pdf · WIPO Patent information policy ——promote better access and understanding of

创新循环中的决策

政府国策研究机构/学术界技术转移处

研究区域的划分和优先次序

研发投资

合作研究?

知识产权获得(出版权/商业秘密 vs. 专利权)?

哪一项知识产权?

产品/加工的商业化?

专利投资组合管理 (保留/放弃/出售/许可的专利)

技术转让

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专利信息在决策中的作用

专利信息:隐藏的宝藏?

非专利文献的补充

组成:

技术

法律 信息

商业

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日益重要的专利信息

世界范围的专利申请的增长

专利信息量的增长

2010年末: 430万中国专利文件 (国家知识产权局数据)

检索的兴趣和难度增加 (数字化,语言障碍等)

来源: 世界知识产权组织 发布的世界知识产权指数(2011) – 2007年数据

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以决策为目的利用专利信息

寻找专利:事前搜索阶段技术领域的发展,为技术难题提供解决方案

新颖性/专利性搜索寻找可能符合预计专利应用的创新性的文件

有效性搜索类似于新颖性搜索,但指授权专利

操作自由搜索对即将投入市场的产品/加工,所有相关专利的识别(侵犯第三方知识产权的可能性)

专利分析: 内部的 (专利价值/ 拥有知识产权资产的管理) 和 外部的

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世界知识产权组织专利信息政策

数据的免费获得

广大受众

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世界知识产权组织 & 专利信息

专利范围搜索系统

电子数据产品

专业项目:

TISC

ARDI

ASPI

国际专利分类绿色清单

专利情势报告

知识产权数据

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专利范围搜索系统

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搜索案例: 复杂的查询

EN_TI:((((windturbine OR ((eolic OR eolian OR aeolian OR wind OR windmill) NEAR2 (turbine OR power OR generator))) NEAR500 (HAWT OR (horizontal NEAR2 (axle OR shaft OR axes OR axis)))) AND ((armature^5 OR rotator^5 OR rotor^20 OR helix^5 OR "helical member"^5) OR (aerofoil^5 OR vane^5 OR fins^5 OR paddles^5 OR airfoils^5 OR blade^5))) ) OR EN_AB:((((windturbine OR ((eolic OR eolian OR aeolian OR wind OR windmill) NEAR2 (turbine OR power OR generator))) NEAR500 (HAWT OR (horizontal NEAR2 (axle OR shaft OR axes OR axis)))) AND ((armature^5 OR rotator^5 OR rotor^20 OR helix^5 OR "helical member"^5) OR (aerofoil^5 OR vane^5 OR fins^5 OR paddles^5 OR airfoils^5 OR blade^5))) ) OR EN_CL:((((windturbine OR ((eolic OR eolian OR aeolian OR wind OR windmill) NEAR2 (turbine OR power OR generator))) NEAR500 (HAWT OR (horizontal NEAR2 (axle OR shaft OR axes OR axis)))) AND ((armature^5 OR rotator^5 OR rotor^20 OR helix^5 OR "helical member"^5) OR (aerofoil^5 OR vane^5 OR fins^5 OR paddles^5 OR airfoils^5 OR blade^5))) ) OR IC:("F03D 1/06")

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专利范围: 图表分析前25个流感患者 应用数量

GLAXOSMITHKLINE BIOLOGICALS S.A. 66

GLAXOSMITHKLINE BIOLOG SA 36

NOVARTIS AG 33

WISCONSIN ALUMNI RESEARCH FOUNDATION 27

MEDIMMUNE VACCINES, INC. 27

SMITHKLINE BEECHAM BIOLOGICALS S.A. 25

THE PROCTER & GAMBLE COMPANY 24

NOVARTIS VACCINES & DIAGNOSTIC 23

PROCTER & GAMBLE 21

ABBOTT LABORATORIES 20

SMITHKLINE BEECHAM CORPORATION 18

MEDIMMUNE VACCINES INC 17

NOVAVAX, INC. 16

ST. JUDE CHILDREN'S RESEARCH HOSPITAL 15

CONNAUGHT LABORATORIES LIMITED 15

CRUCELL HOLLAND B.V. 14

ARTEMIS PHARMACEUTICALS GMBH 14

MASSACHUSETTS INSTITUTE OF TECHNOLOGY 13

INTERVET INTERNATIONAL B.V. 13

WYETH 12

TEMASEK LIFE SCIENCES LABORATORY LIMITED 12

MEIJI SEIKA KAISHA, LTD. 12

RNL BIO CO., LTD. 11

MEDICAGO INC. 11

AMGEN INC 11

表1:与流感相关的专利知识产权分布

表2:与流感相关的专利逐年发展

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电子数据产品

有效订购

专利合作条约中发布应用的每周更新

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新数据产品

专利合作条约支持文件亚洲语言

.

专利合作条约支持文件可扩展标记语言

专利合作条约支持文件书目

http://www.wipo.int/patentscope/en/data/products.html

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TISCs: 服务

核心服务

对专利/非专利数据库的访问

使用数据库的帮助

附加服务 (根据用户的需求和交换机容量)

技术搜索服务

专利分析服务

意识提升和训练服务

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TISCs: 优势

通过个人的直接帮助使用户获得更多因特网搜索访问权

通过建设地方技术加强地方技术基础

增加技术转移,例如考察许可证、合资企业的可能性

帮助地方用户创造、保护、拥有和管理他们的知识产权

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访问科学性和技术性内容

与13个出版商的合作关系

免费或低价访问200多各个领域的主要学术期刊,包括:

应用物理学

工程学

化学

传统学科

价值超过50万美元的规律订阅

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访问专利数据库系统

与5个专利数据库供应商的合作关系

律商联讯(LexisNexis)

Minesoft公司

法国Questel

汤姆森路透集团(Thomson Reuters)

世界知识产权检索(WIPS)

免费或低价访问高级专利搜索和分析工具

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专利信息中的语言障碍

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1个来源,2个在线网页界面,第三方机器翻译工具

平行专利申请语料库(Coppa)

TAPTA 界面和CLIR 界面

谷歌翻译,韩国知识产权局(KIPO)内部检索系统和微软翻译

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平行专利申请语料库(Coppa)

研究机器翻译和语言数据挖掘的对齐语料库(FR,EN)

1990到2010年间,由可扩展标记语言形式公布的专利合作条约摘要,演变而来的800万平行段(1亿7千万字)

对学术和私人研究机构免费

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TAPTA界面

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CLIR界面

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CLIR: 语言

英语

德语

西班牙语

法语

日语

俄语

汉语

萄牙语

意大利语

荷兰语

瑞士语

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自动模式

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(EN_TI:("hearing aids" OR "hearing prosthetic"~21 OR "auditory

aids"~21 OR "auditory prosthetic"~21) OR EN_AB:("hearing aids"

OR "hearing prosthetic"~21 OR "auditory aids"~21 OR "auditory

prosthetic"~21)) OR (DE_TI:("Hörgeräte" OR "Hörhilfegeräten") OR

DE_AB:("Hörgeräte" OR "Hörhilfegeräten")) OR

(ES_TI:("audífonos") OR ES_AB:("audífonos")) OR

(FR_TI:("audioprothèses" OR "appareils de correction auditive" OR

"production d'appareils auditifs") OR FR_AB:("audioprothèses" OR

"appareils de correction auditive" OR "production d'appareils

auditifs")) OR (JA_TI:("穴形補聴器") OR JA_AB:("穴形補聴器"))

OR (KO_TI:("보청") OR KO_AB:("보청")) OR (PT_TI:("audiofone"

OR "auxìlio de audição") OR PT_AB:("audiofone" OR "auxìlio de

audição")) OR (RU_TI:("слуховых аппаратах") OR

RU_AB:("слуховых аппаратах )) OR (ZH_TI:("助听器") OR

ZH_AB:("助听器"))

自动模式:结果

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国际专利分类绿色清单

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国际专利分类绿色清单增值专利信息

2010年9月16日,世界知识产权组织于开发了一个与国际专利分类有关的在线工具

根据:联合国气候变化框架公约列出的技术术语清单

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目标:

使与表达序列标签相关的专利信息搜索变得更容易

帮助识别现存和发展中的绿色科技,找到未来研发和商业开发的潜在合作伙伴

帮助研究者和企业避开重复的研发,以及避免对一些为减缓全球气候变化而已经开发出的成果的投资

国际专利分类绿色清单增值专利信息

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什么是专利局势报告?

利用专利信息,对特殊技术领域或地域的创新和专利活动的研究分析

原始专利数据从专利搜索(专利数据库) 到专利全面分析(对结果、形象化、结论的解析)的转化

对公共和私营部门的政策制定者实用的支持工具

非自主操作分析

原始数据 专利搜索 专利分析

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专利局势 - 组成

背景信息- 技术问题的定义

专利搜索- 专利数据库的事前搜索阶段

专利分析和形象化

阐释/评估/ 推荐(对结果陈述性的总结,可能与非专利数据有相关性,例如研发投资,市场或技术分析等)

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可能性分析的内容:

一段时间特殊领域的创新/专利趋势

地区分配

专利所有权(主要参与者,公共和私营部门参与,合作等)

经济和其他数据的相关性(研发投资数据,专利的商业化,非专利文献等)

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世界知识产权组织专利局势报告项目

发展日程项目方便获得专利信息的开发工具(发展中国家的焦点)

专题领域:

公共健康

气候变化/能源

粮食和农业

残疾障碍

CDIP 2012年9月项目的第二阶段

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世界知识产权组织专利局势报告专用网站

www.wipo.int/patentscope/en/programs/patent_landscapes/pl_about.html

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公开的利局势报告汇编

http://www.wipo.int/patentscope/en/programs/patent_landscapes/pl_existing_report

s.html

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以研发和技术转移为目的,利用专利局势报告

研发机构和中心开发者,供应商和技术接受者综合信息 以及对区域技术的分析促进更明智决策的支持工具,决策涉及:

优化研发区域和投资(找出技术空白区,避免重复公共和私营部门活动)建立与区域先锋和领导者的合作关系(合作研究,子公司,合资企业等)知识产权策略和商业化(定义相关市场和市场机遇/利基市场)管理专利档案技术转移(最佳许可或引进许可的候选者,更有利的谈判地位,识别有前途的/新兴的市场和需求)

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世界知识产权组织专利局势报告

免费的世界知识产权组织出版物和电子形式

附加专利数据库(搜索结果)超链接到全部专利文件

交互式可视化工具

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知识产权数据

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公布的专利分类合约应用

排名 申请者 国家 2009 2010 2011 相对2010

年的变化

1 ZTE CORPORATION 中国 517 1,868 2,826 958

2 PANOSONIC COPORATION 日本 1,891 2,153 2,463 310

3 HUAWEI TECHNOLOGIES

CO., LTD. 中国 1,847 1,527 1,831 304

4 SHARP KABUSHIKI KAISHA 日本 997 1,286 1,755 469

5 ROBERT BOSCH

CORPORATION 德国 1,588 1,301 1,518 217

6 QUALCOMM

INCORPORATED 美国 1,280 1,675 1,494 -181

7 TOYOTA JIDOSHA

KABUSHIKI KAISHA 日本 1,068 1,095 1,417 322

8 LG ELECTRONICS INC. 朝鲜 1,090 1,297 1,336 39

9 KONINKLIJKE PHILIPS

ELECTRONICS N.V. 荷兰 1,295 1,433 1,148 -285

10 TELEFONAKTIEBOLAGET

LM ERICSSON (PUBL) 瑞士 1,241 1,147 1,116 -31

专利分类合约的国际应用

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技术领域发表年份 增长率

2005 2006 2007 2008 2009 2005-09 (%)

电子工程

电机,设备,能源, 84'189 90'413 90'738 94'133 101'790 4.9

试听技术 81'319 87'573 83'450 80'188 76'417 -1.5

电子通讯 59'114 64'749 62'681 64'553 55'276 -1.7

数字通讯 44'629 47'578 50'535 55'973 61'846 8.5

基本通讯过程 15'540 15'150 14'931 14'975 14'501 -1.7

电脑技术 96'536 107'475 111'890 120'067 118'380 5.2

信息技术管理方式 16'150 17'603 17'381 19'182 22'559 8.7

半导体 61'682 65'849 65'796 66'523 67'053 2.1

工具

光学 64'705 69'299 69'365 66'114 61'878 -1.1

测量学 55'097 57'059 59'261 63'763 68'217 5.5

生物材料的分析 10'744 9'580 9'836 9'718 10'252 -1.2

控制 24'653 24'733 25'115 25'984 26'623 1.9

医疗科技 62'546 63'711 67'666 68'903 69'088 2.5

化学

有机化工 48'031 45'498 44'445 45'077 45'664 -1.3

生物技术 33'460 29'724 29'899 31'283 33'996 0.4

病理学 62'256 63'351 64'395 62'936 62'122 -0.1

高分子化学,高分子 24'184 23'445 24'326 24'455 25'331 1.2

食品化工 19'910 18'017 17'855 18'297 20'172 0.3

基础原料化学 33'872 32'213 34'184 35'851 37'384 2.5

材料,冶金 26'025 25'551 26'336 29'144 30'762 4.3

表面技术,图层 24'844 26'220 26'357 27'411 29'630 4.5

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下阶段步骤

为无语言障碍的一步性搜寻和检索,提供相互关联的知识产权数据库的全球性门户

通过各种面向用户的工具,提供获得知识产权信息服务

开发全球性知识产权信息平台

附加值

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Thank you!

谢谢!