working paper 205 sustainable livelihood security index … · undp (1992:4–8), argued that...

55
Working Paper 205 SUSTAINABLE LIVELIHOOD SECURITY INDEX IN GUJARAT: A DISTRICT-LEVEL ILLUSTRATION Pramod K. Singh and B.N. Hiremath The purpose of the Working Paper Series (WPS) is to provide an opportunity to IRMA faculty, visiting fellows, and students to sound out their ideas and research work before publication and to get feedback and comments from their peer group. Therefore, a working paper is to be considered as a pre-publication document of the Institute. Institute of Rural Management Anand Post Box No. 60, Anand, Gujarat (India) Phones: (02692) 260181, 260186, 260246, 260391, 261502 Fax: 02692-260188 Email: [email protected] Website: www.irma.ac.in March 2008

Upload: others

Post on 16-May-2020

1 views

Category:

Documents


0 download

TRANSCRIPT

Working Paper 205

SUSTAINABLE LIVELIHOOD

SECURITY INDEX IN GUJARAT: A

DISTRICT-LEVEL ILLUSTRATION

Pramod K. Singh and B.N. Hiremath

The purpose of the Working Paper Series (WPS) is to provide an

opportunity to IRMA faculty, visiting fellows, and students to sound out

their ideas and research work before publication and to get feedback

and comments from their peer group. Therefore, a working paper is to be

considered as a pre-publication document of the Institute.

Institute of Rural Management Anand

Post Box No. 60, Anand, Gujarat (India)

Phones: (02692) 260181, 260186, 260246, 260391, 261502

Fax: 02692-260188 Email: [email protected]

Website: www.irma.ac.in

March 2008

SUSTAINABLE LIVELIHOOD SECURITY INDEX IN

GUJARAT: A DISTRICT-LEVEL ILLUSTRATION

Pramod K. Singh1 and B.N. Hiremath

2

Abstract

The paper reviews the existing indicators of development and positions them

within the environmental, economic, and social dimensions of sustainable

development. The paper finds that the sustainable livelihood security index

(SLSI), based on its simplicity and flexibility, is one of the most

comprehensive yet simple indices for measuring long-term livelihood

security in rural areas, as it can function as an educational as well as a policy

tool for promoting a holistic perspective among planners, administrators, and

development workers. It presents empirical evidence of SLSI at the district

level in Gujarat. In order to select suitable parameters of the component

indices of SLSI, the paper presents a broad-ranging account of the ecological

and socio-economic profile of Gujarat state. District-level SLSI in Gujarat not

only identifies the general priorities but also the nature and types of policies to

be pursued in each district to enhance its sustainable livelihood security status.

1 Assistant Professor, Institute of Rural Management, Anand 388 001, Gujarat, India, Email:

[email protected]. 2 Professor, Institute of Rural Management, Anand 388 001, Gujarat, India, Email:

[email protected].

1

SUSTAINABLE LIVELIHOOD SECURITY INDEX IN GUJARAT: A DISTRICT-LEVEL ILLUSTRATION

1.0 INTRODUCTION

Gujarat1, located in western India, is one among several federal states in the

Union of India. It was formed in 1960 as a separate state. Over the last 47

years, it has emerged as a leading industrialised state in the country.

However, Gujarat has relatively poor and unevenly distributed natural

resources, which have been mismanaged over time. It has almost stagnant

long-term growth in agriculture and wide regional disparities (Hirway 2002;

Hirway and Terhal 2002). Though the incidence of poverty in the state is

much lower (16.75 per cent in 2004–05) as compared to all India (28.27 per

cent in 2004–05), it is significant enough, as this implies that almost every

sixth person in the state is living in poverty. Gujarat lags behind in several

dimensions of human development, particularly in female literacy, enrolment

and retention of children in school, infant mortality rate, and calorie intake.

The state has suffered heavy ecological damage as a result of industrialisation

and urbanisation.

The level of development in Gujarat is not uniform in terms of spatial

distribution and across sectors. The tribal districts of the state are lagging

behind in socio-economic terms; these districts have low food grain

productivity, low milk productivity, higher level of poverty, and low female

literacy. Gujarat needs to adopt an employment-intensive and environment-

friendly development plan for broad-based development, which could help

the state to achieve sustainable development. However, different parts of the

state require different kinds of development interventions. The sustainable

livelihood security index (SLSI), which facilitates consensus among different

partisan groups like economists, environmentalists, and egalitarians by

balancing their mutual concerns, could provide guidelines for achieving

sustainable development.

In the remainder of the paper, we will discuss the concepts of sustainable

development and sustainable livelihood security. We will present an

2

overview of the existing development indicators. An analytical framework

and methodology of SLSI, which was developed by the MS Swaminathan

Research Foundation (MSSRF) (1993), will be presented in the subsequent

section. Before presenting empirical evidence of SLSI at the district level in

Gujarat, we will review the ecological and socio-economic status of the state.

Finally, we will construct SLSI at the district level in Gujarat and conclude

the paper.

2.0 CONCEPT OF SUSTAINABLE DEVELOPMENT (SD)

Since the publication of the Brundtland Report (1987), there have been

innumerable debates on sustainable development (SD). In 1983, the United

Nations convened the World Commission on Environment and Development

(WCED), also known as the Brundland Commission, after the name of its

chairman, Gro Harlem Brundtland. The commission was created to address

growing concern ‗about the accelerating deterioration of the human

environment and natural resources and the consequences of that deterioration

for economic and social development‘. The Brundtland Report defines

sustainable development as ―the development that meets the needs of the

present without compromising the ability of future generations to meet their

own needs‖ (WCED 1987:8). This definition explicitly mentions a trade-off

between two interests: those of the present generation and those of the future

generations. This is a conflict arising out of the recognition that growth in

material well-being has implications for the environment.

SD is a process in which the exploitation of resources, the direction of

investments, the orientation of technological development, and the nature of

institutional changes are all made consistent with the demands of future as

well as present needs. The basic premise of SD is a symbiotic relationship

between the human race and the natural systems, and compatibility between

ecology, economy, and equity.

Thus, SD calls for the integration of ecological, social, and economic (ESE)

objectives. Serageldin and Steer (1994) summarised these objectives in the

so-called ESE triangle (see Figure-1). A similar view was also expressed by

3

Barbier (1987) and Daly (1992). The ESE triangle, or some variant of it, is

increasingly being used in debates about SD.

Economic objectives

*Growth

*Equity

*Efficiency

Social objectives Ecological objectives *Empwerment *Ecosystem integrity

*Participation *Carrying capacity

*Social mobility *Biodiversity

*Social cohesion *Global issues

*Institutional development

Figure-1:

Objectives of Environmentally Sustainable Development

(Source: Serageldin and Steer 1994)

The World Resources 1992–93 document, brought out by WRI–UNEP–

UNDP (1992:4–8), argued that sustainability has four critically interacting

dimensions of SD: environmental dimension, economic dimension, human

dimension, and technological dimension. However, the ESE triangle is

consistent with the above four dimensions in a given technological paradigm

proposed by World Resources 1992–93 when the technological dimension is

determined on the basis of a given technological regime (Saleth 1993a).

Another dimension could be awareness of and access to information about

the above three dimensions. However, for the sake of simplicity we may

ignore this dimension too.

4

Thus, as a development paradigm, SD represents the confluence of three

conflicting development paradigms namely, deep-ecology, free-market

economics, and egalitarian ideology. Ecological integrity, economic

efficiency, equity with social justice, resource conservation and endogenous

choices are the basic preconditions to sustainable development.

3.0 CONCEPT OF SUSTAINABLE LIVELIHOOD SECURITY (SLS)

According to the Oxford Reference Dictionary, livelihood denotes ‗a means of

obtaining the necessities of life‘ and security means ―the state of being or

feeling secure‘. The concept of sustainable livelihood security (SLS) has a much

more generic meaning, encompassing most of the current concerns and policy

requirements pertaining to SD. Chambers (1986) has defined sustainable

livelihood as a ‗level of wealth and of stocks and flows of food and cash which

provide for physical and social well-being and security against becoming

poorer‘. Swaminathan (1991a and 1991b) has defined SLS as livelihood options

that are ecologically secure, economically efficient, and socially equitable in

order to underscore three aspects: ecology, economics, and equity. Chambers

and Conway (1992) have proposed the concept of rural livelihood security

(RLS) while focusing on three aspects: capability, equity, and sustainability.

Since the concept implies the protection or assurance of the means of livelihood

for the masses not only at the present time but also in the future, it reflects

equally the concern for both the intergenerational equity underlined by the

Brundtland Report (1987:8) as well as the intra-generational equity emphasised

by Swaminathan (1991b). In this respect, Barbier (1987) has argued that SD

should balance the livelihood requirements of the poor at the present time with

those of future generations.

The concept of SLS has both macro- and micro-level implications. The macro-

level prescriptions for ensuring SLS include stabilising population, reducing

migration, preventing core exploitation, and supporting long-term sustainable

resource management. At the micro and local levels, the critical ingredients of

SLS are ‗adequate stocks and flows of food and cash to meet basic needs‘ and

‗access to resources, income, and assets to offset shocks‘ (McCracken and

5

Pretty 1988:14). While it is possible to manage population growth and

migration mainly through economic development and resource management,

social exploitation can be minimised only through greater equity in income

distribution, asset ownership, and access to natural and technological resources.

At the same time, ecological security needs to be ensured for the sustenance of

economic growth.

Since SLS aims to provide the means for meeting the basic needs of humans, it

is more sustainable as a policy tool than as a strategy aimed at the mere

provision of basic needs per se. Ensuring SLS by enabling people to meet their

own needs will lead to reduced pressure on the environment, which, in turn,

means that it will be possible for more people to meet their livelihood needs in

the future (Chambers 1986). A livelihood is sustainable, according to

Chambers and Conway (1992), when it ‗can cope with and recover from the

stress and shocks, maintain its capability and assets, and provide sustainable

livelihood opportunities for the next generation‘. Unfortunately, not all

households are equal in their ability to cope with stress and repeated shocks.

Poor people balance competing needs for asset preservation, income

generation, and present and future food supplies in complex ways (Maxwell

and Smith 1992). People may go hungry up to a point to meet other

objectives, such as preserving seeds for planting, cultivating their own fields,

or avoiding the sale of animals. However, all these factors cannot be captured

when an analysis is undertaken at the district level.

4.0 INDICATORS OF DEVELOPMENT: AN OVERVIEW

The development paradigms, welfare goals, and resource and technological

conditions prevalent at a given point in time explain, by and large, the

emergence and relevance of any particular set of welfare indicators (Saleth

and Swaminathan 1993). In the post-war years, when economic growth was

considered the panacea for all economic and social ills, human welfare was

measured mainly in economic terms as indicated by the gross domestic

product (GDP). But when economic growth failed to advance social

development, the focus shifted to social and human development indicators

6

(ibid.). But now an ever-expanding population, increasing consumerism, and

overexploitation of natural resources has resulted in a population–resource

imbalance, which has acquired global dimensions and has led to ecological

imbalances. Hence, today, the SD paradigm has been broadened to

encompass ecological, economic, and equity concerns, necessitating an

entirely new set of welfare indicators that transcend disciplinary boundaries.

Here, we evaluate a set of development indicators; the list is not exhaustive

but illustrative and suggestive.

4.1 Economic and Social Indicators

Gross domestic product (GDP) is often described as the most important

measure of economic development. GDP measures the net value addition in

the primary, secondary, and tertiary sectors at factor cost plus consumption of

fixed capital and net indirect taxes. Since GDP does not refer to, or take into

account, the quality of human life and the status of environmental assets, it is

increasingly being discarded as a measure of welfare.

The disenchantment with GDP-related measures has led to the emergence of

‗poverty indices‘, based on the income level corresponding to the cost of a

‗commodity basket‘ considered essential for maintaining a reasonable standard

of living (Saleth and Swaminathan 1993). Along similar lines, Morris (1979)

has proposed the physical quality of life index (PQLI) as a measure of the

physical well-being of people. PQLI has three components: infant mortality, life

expectancy, and basic literacy. The empirical evaluation of PQLI for 150

countries revealed an interesting fact—that all the low GDP countries do not

have low PQLI and all the high GDP countries do not have high PQLI (Saleth

and Swaminathan 1993). Although PQLI captures the social and equity

dimensions ignored by the GDP indicator, it fails to account for both the

economic and ecological dimensions.

The human development index (HDI) developed by UNDP is similar in spirit

and methodology to PQLI. Since 1990, HDI has been reported annually as part

of the human development report of UNDP. It consists of three equally

weighted sub-indices, which are aggregated by an arithmetic mean: life

7

expectancy index, education index (decomposed into an adult literacy index and

a gross enrolment ratio index), and a gross national product (GNP) index

(UNDP 2005). It has the following three components: longevity, literacy, and

purchasing power adjusted per capita real GDP (UNDP 1990 and 1992). The

two composite indices (PQLI and HDI) reach a common conclusion, that is,

economic growth is a necessary but not a sufficient condition for human and

social development. They also share a common drawback—that of ignoring the

ever crucial environmental concerns.

4.2 Physical and Ecological Indicators

The physical concept of net primary productivity (NPP) is often considered the

ecological counterpart of the economic measure of GDP. Gross primary

productivity (GPP) is the total amount of energy assimilated by the primary

producers per unit of time; NPP equals GPP minus respiratory loss (Rajvaida

and Markandey 2004; Odum 1975).

Ecological footprint (EF) provides a quantitative assessment of the

biologically productive area required to produce the necessary resources

(food, energy, and materials) and to absorb the wastes produced by a given

population (Rees and Wackernagel 1996). EF is based on the quantitative

land and water requirements for sustaining a (national) living standard into

infinity, thereby assuming certain efficiency improvements (Rees and

Wackernagel 1997, quoted in Bohringer and Patrick 2007). The EF report

reveals that humans are using over 20 per cent more natural resources each

year than can be regenerated (Bohringer and Patrick 2007). This figure is

growing every year (ibid.). EF measures only the size and not the location of

the footprint, and hence is not the right measure for assessing the natural

resource sustainability and livelihood security of a country or a state. The

consequent livelihood problems of the poor in a country are the result of

overexploitation of resources, which is something that is not apparent in the

EF concept. Removal of vegetative cover due to overgrazing, depletion of

soil fertility due to high yields, or disruption of watersheds and water

availability, non-availability of forest foods and free fuelwood due to

8

commercial felling of forests, and so on come under this category. Hence, we

cannot use the EF method to assess sustainability, which is the integration of

ecological, economic, and social objectives.

The environmental sustainability index (EStI) is a composite index targeting

environmental, socio-economic, and institutional indicators as a means of

assessing sustainability. The core components of EStI are: environmental

systems, reducing stresses, reducing human vulnerability, social and

institutional capacity, and global stewardship (World Economic Forum et al.

2002). The EStI score quantifies the likelihood that a country will be able to

preserve valuable environmental resources effectively over a period of

several decades (Esty et al. 2005:23). EStI incorporates 20 indicators, each of

which combines two to eight variables, for a total of 68 underlying datasets.

EStI is highly data intensive.

The living planet index (LPI), a global biodiversity indicator, was developed

by WWF (1998). It measures trends in a sample of more than 2,000

specimens drawn from more than 1,100 species of vertebrates in terrestrial,

freshwater, and seawater ecosystems.

The environmental performance index (EPI) focuses on current on-the-

ground outcomes across a core set of environmental issues tracked through

six policy categories for which all governments are being held accountable

(Esty et al. 2006:9). It addresses the need for a gauge for policy performance

in reducing environmental stresses on human health and in promoting

ecosystem vitality and sound natural resource management.

The environmental vulnerability index (EVI) consists of 32 indicators of

hazards, eight indicators of resistance, and 10 indicators of damage

measurement (SOPAC 2005:7). EVI is also highly data intensive. Maximum

sustainable yield (MSY) ensures physical optimality by maintaining a

constant and optimally renewable stock (Daly 1990).

The Food and Agriculture Organisation (FAO) has evaluated the carrying

capacity of 117 countries in terms of their maximum food-producing

capabilities (FAO 1984). Under the concept of carrying capacity (CCC), the

9

maximum population (of human and other life forms) that can be supported

by the resource base is measured (ibid.).

In the pressure–state–response (PSR) model, developed by the Organisation of

Economic Cooperation and Development (OECD), pressure and the state are

focused mainly on the physical and ecological aspects, while the response

indicators are related to policy responses to various stress–state conditions

(OECD 1991). The excessive ecological focus of the PSR indicators, including

the policy-response indicators, has led the PSR approach to fall into the

exclusive zone of ecology.

In addition to their contextual nature, the most severe limitation common to

most of the physical and/or ecological indicators is that they are essentially

deep-ecology based, and hence do not take into account economic and equity

concerns.

4.3 Indicators Focused on the Ecology–Equity Interface

Saleth (1990) has developed the relative measure of sustainability (RMS),

which explicitly considers the issue of intergenerational trade-offs, a kind of

bargaining between the present and future generations, which is implicit in the

Brundtland Report.

Toman and Crosson (1991) have proposed the concept of the safe minimum

standard (SMS) for intergenerational resource management and conservation.

SMS identifies the boundary where market-based approaches should end and

where moral and ethical imperatives should begin for guiding resource

management decisions. SMS is not an indicator but only an approach to an

indictor. Despite their economic moorings, the main driving forces behind both

RMS and SMS are moral and ethical imperatives. Even their concern with

equity is only partial, as their focus on intergenerational equity is only at the

cost of intra-generational equity.

The well-being index (WI) is a composite index evaluating human and

ecosystem well-being. WI is based on the belief that assessing the

combination of these two elements offers insight into how close a country is

10

to becoming sustainable. WI is an equally weighted average of the human

well-being index (HWI) and the ecosystem well-being index (EWI). Both

consist of five dimensions; the former comprises health and population,

household and national wealth, knowledge and culture, community, and

equity; the latter consists of land, water, air, species and genes, and resource

use (Prescott-Allen 2001).

This category of indices lacks the ability to address the issues of economic

development, which limits their wider acceptability.

4.4 Indicators Focused on the Ecology–Economics Interface

Benefit-cost analysis (BCA) has often been used as an indicator of economic

viability and ecological feasibility of individual projects (Ray 1984). In addition

to the practical problems in evaluating environmental effects within a market

framework, there are also ethical issues involved in the choice of both the

planning horizon and the discount rate in the BCA exercise.

Natural resource accounting (NRA) is a measure of the creation or depletion of

environmental capital into GDP (Repetto and Magrath 1988). As natural

resources provide several use values and non-use values for human welfare and

for the sustainability of all species, NRA measures the sum of use values and

non-use values, which constitute the total values (Kadekodi 2001).

Genuine savings index (GSI) defines the level of reinvestment from resource

rents that are reinvested to ensure that the (societal) capital stock will never

decline (Hamilton et al. 1997). The societal capital stock consists of produced

capital, human capital (knowledge, skills, etc.), and natural capital (resources,

etc.). All the values are monetised, and aggregation is achieved by simple

addition to construct GSI. Here, a lot of subjectivity is involved in monetising

human capital.

Environmentally adjusted net domestic product (EDP) has been developed

within the scope of the System of Integrated Environmental and Economic

Accounting, United Nations Environmental Programme, 2000, and the

United Nations, European Commission, International Monetary Fund,

11

Organisation for Economic Cooperation and Development, and the World

Bank (UN et al. 2003). Hanley (2000) distinguished three different versions

of the EDP, which are: (i) EDP-I, which subtracts depreciation of natural

resources caused by their extraction from the net national income (NNI); (ii)

EDP-II, which subtracts from NNI the costs necessary for reaching the same

state of the environment at the end of the period as that which existed at the

beginning of the period; and (iii) EDP-III, which subtracts the costs of

environmental pressure and destruction (calculated by willingness-to-pay

methods). Here also, all values are monetised, and aggregation is achieved by

simple addition.

Environmental impact assessment (EIA) identifies, predicts, evaluates, and

mitigates the biophysical, social, and other relevant effects of development

proposals. EIA is a more focused version of BCA, with a relatively sharper

focus on environmental impacts than on economic concerns (US National

Environmental Policy Act 1969, quoted in Glasson and Chadwick 1994).

This category of indices lacks the ability to address distributional issues, which

limits their wider acceptability. However, BCA could be modified to

accommodate equity parameters.

4.5 Indicators Focused on the Ecology–Economics–Equity Interface

Under the SD paradigm, the scope of human welfare has been broadened

enough to encompass ecological, economic, and equity concerns, necessitating

an entirely new set of welfare indicators that can transcend disciplinary

boundaries (Saleth 1993a). Some of the indicators under this category are

described below.

The city development index (CDI), proposed by the United Nations Centre for

Human Settlements (HABITAT), consists of five sub-indices: (i) an

infrastructure index, which builds on four (equally weighted) indicators as a

percentage of households that are connected to clean water, canalisation,

electricity, and a telephone network (without mobiles); (ii) a twofold (equally

weighted) waste index, which is composed of the percentage of untreated

sewage in total wastewater and the percentage of disposal of solid waste in

12

total solid wastes; (iii) a twofold (diversely weighted) health index, which

considers life expectancy and the infant mortality rate; (iv) a twofold (equally

weighted) education index, which is calculated by adding the percentage of

the literacy rate and the combined enrolment rate; and (v) a city product

index, which is based on the logarithmic value of a city‘s GDP (Bohringer

and Jochem 2007). CDI, as the name suggests, is an important indicator for

measuring the SD level of a city, and is not appropriate for use in a rural

setting.

The index of sustainable economic welfare (ISEW) has been developed by

Cobb (1989) to integrate environmental and social externalities in national

welfare accounting. With some modifications to the original accounting

method (Cobb and Cobb 1994), ISEW has been relabelled as the genuine

progress indicator (GPI) (Cobb et al. 1995). ISEW is a comprehensive index,

which not only explains the average consumption and its distribution across

social groups but also the long-term deterioration in environmental assets (Daly

and Cobb 1989). As for the calculation of ISEW and GPI, both indices begin

not with GDP as their base but with the extraction from the national accounts

of the transactions deemed directly relevant to human well-being (Cobb et al.

1995, quoted in Lawn 2003). Further adjustments are made to account for the

many benefits and costs of economic activity that GDP ignores. Accordingly,

ISEW and GPI include a number of social and environmental benefits and

costs that invariably escape market valuation. Here also, all the values are

monetised. Box-1 presents a list of the typical items used in the calculation of

ISEW and GPI.

Sustainable net benefit index (SNBI) is similar to ISEW and GPI. It mainly

differs in the explanation of the rationale for an alternative index and the

presentation of the items used in its calculation. The items, which are similar

to those listed in Box-1 (Lawn and Sanders 1999), are sorted into separate

‗benefit‘ and ‗cost‘ accounts. The total of the cost account is subtracted from

the benefit account to obtain the SNBI.

Sustainable livelihood security index (SLSI), originally proposed by

Swaminathan (1991b) and empirically illustrated later by Saleth and

13

Swaminathan (1993), is also an attempt towards formulating a comprehensive

indicator to reflect the ecology–economic–equity interface of SD. The

conceptual and methodological bases as well as the information efficiency and

flexibility of SLSI have been treated in detail in Section 5.

Although the indices in this category (CDI, ISEW/GPI, SNBI, and SLSI) are

composite indicators, combining information on ecological, economic, and

equity aspects within a unifying framework, they differ in terms of their

methodological basis and information content. CDI, as the name suggests, is

not applicable to a rural setting. While ISEW, GPI, and SNBI are temporal

indicators, SLSI is essentially a cross-sectional measure that is useful in

evaluating the relative sustainability status of a given set

14

Box-1:

Items Used for Calculating the GPI of the USA from 1950 to 1995

Personal consumption expenditure (+)

Index of distributional inequality (+/-)

Weighted personal consumption expenditure

Cost of consumer durables (-)

Services yielded by consumer durables (+)

Services yielded by roads and highways (+)

Services provided by volunteer work (+)

Services provided by non-paid household work (+)

Cost of noise pollution (-)

Cost of commuting (-)

Cost of crime (-)

Cost of underemployment (-)

Cost of lost leisure time (-)

Cost of household pollution abatement (-)

Cost of vehicle accidents (-)

Cost of family breakdown (-)

Net capital investment (+/-)

Net foreign lending/borrowing (+/-)

Cost of loss of farmland (-)

Cost of resource depletion (-)

Cost of ozone depletion (-)

Cost of air pollution (-)

Cost of water pollution (-)

Cost of long-term environmental damage (-)

Cost of loss of wetlands (-)

Cost of loss of old-growth forests (-)

(+) stands for positive item

(-) stands for negative item

(+/-) stands for item that may be either positive or negative

Total is calculated as sum of all positive and negative values.

Source: Lawn and Sander 1999 (quoted in Lawn 2003).

15

of entities (households, villages, districts, ecosystems, regions, nations, etc.).

Consequently, SLSI requires only a minimum amount of easily available

ecological, economic, and equity information. Furthermore, the cross-

sectional character, simplicity, and information efficiency of SLSI make the

index easily replicable and suitable for generalisation across various

evaluation levels.

The diagrammatic representation of the position of existing indicators of

sustainable development is presented in Figure-2. A critical evaluation of the

indicators developed to date reveals that the major snag in indicator-

development activities is not the scarcity of approaches or methodologies but

the absence or inadequacy of crucial environmental and ecological

information (Saleth and Swaminathan 1993). SLSI has the potential to

function as a context-independent generic tool for evaluating SD concerns at

various interrelated levels—households in a village context, villages in a

district context, districts in a state context, uses or practices in a

resource/ecosystem context, projects/technologies in a policy option context,

regions in a national context, and nations in a global context.

5.0 SUSTAINABLE LIVELIHOOD SECURITY INDEX (SLSI):

ANALYTICAL FRAMEWORK AND METHODOLOGY

The utility and replicability of a given index or measure depends primarily on

its simplicity and flexibility, not on its complexity and rigidity. As discussed in

Section 2, SD focuses on three mutually dependent dimensions of ecological,

economic, and social objectives. Hence, the three basic conditions crucial for

SD are ecological security, economic efficiency, and social equity

(Swaminathan 1991a). The operational measure proposed by Swaminathan

(1991b quoted in MSSRF 1993) to check whether the necessary conditions

essential for the attainment of sustainable livelihood security (SLS) are

present in a given region or ecosystem is known as the sustainable livelihood

security index (SLSI), which again has the following three interacting

components:

16

GDP Gross Domestic Product

PQLI Physical Quality of Life Index

HDI Human Development Index

NPP Net Primary Productivity

EF Ecological Footprint

EStI Environmental Sustainability Index

LPI Living Planet Index

EPI Environmental Performance Index

EVI Environmental Vulnerability Index

MSY Maximum Sustainable Yield

PSR Pressure-State-Response model

CCC Concept of carrying capacity

RMS Relative Measure of Sustainability

SMS Safe Minimum Standard

WI Well Being Index

BCA Benefit-Cost Analysis

NRA Natural Resource Accounting

GSI Genuine Savings Index

EDP Environmental Adjusted Domestic Product

EIA Environmental Impact Assessment

CDI City Development Index

ISEW Index of Sustainable Economic Welfare

SNBI Sustainable Net Benefit Index

SLSI Sustainable Livelihood Security Index

Figure-2:

Positioning Existing Indicators of Sustainable Development

17

i. Ecological security represented by variables such as forest cover, soil

and water quality parameters, air pollution, groundwater depletion, etc.

ii. Economic efficiency represented by variables such as land productivity,

labour productivity, marketable surplus, input–output ratio, etc.

iii. Social equity represented by variables such as distribution of land, asset

and income, people above poverty line, female literacy, etc.

To operationalise the concept of SLS within the context of SD, Saleth and

Swaminathan (1993) propounded the following propositions:

Given the dynamic nature of SD, it needs to be relative rather than absolute

both in time and space as well as against any scientifically determined

norms or standards;

Since SD is contextual, what is sustainable in a given region or ecosystem

need not necessarily be sustainable in another region or ecosystem; hence

there cannot be a unique recipe for achieving SLS everywhere; and

SD is a hierarchical and interrelated process, as the sustainability

requirements of households, resources, ecosystems, regions, nations, and

ultimately, the planet itself are critically interlinked.

The MS Swaminathan Research Foundation (MSSRF) developed SLSI for

the 15 agro-climatic regions of India (MSSRF 1993; Saleth 1993a; Saleth and

Swaminathan 1993). MSSRF (1993) and Saleth and Swaminathan (1993)

(both referring to the same study) selected the following indicators. They

selected forest cover and net sown area as ecological indicators; land

productivity and area under cereals as economic indicators; and people above

poverty line and female literacy as equity indicators. Saleth (1993b)

developed the agricultural sustainability status of the agro-climatic sub-zones

of India by selecting forest cover, per capita utilisable groundwater potential,

and population density as ecological indicators; land productivity, labour

productivity, and per capita cereal output as economic indicators; and people

above poverty line, female literacy, and current groundwater use as a

percentage of its ultimate potential as equity indicators.

MSSRF (1993) listed the following factors for developing SLSI:

18

The index needs to be composite so as to take stock not only of the conflicts

between the three aspects of sustainability but also of the intrinsic synergy

among them;

It should be simple, flexible, and information-efficient;

It should be easy to construct and understand by policy makers, local-level

administrators, and, more importantly, by rural families; and

It should be a tool both for policy making as well as for public education.

Utilising the three-dimensional conception of SD, Saleth and Swaminathan

(1993) described the procedure for developing SLSI as a relative approach

underlying the PQLI–HDI methodology in a generic context, which is

presented below:

Let SLSIij be the index for the ith component of SLSI related to the jth entity

(households in a village context, projects or technologies in a policy-option

context, uses or practices in a resource/ecosystem context, regions in a national

context, and nations in a global context) and let Xij be the value of the variable

representing the ith component of SLSI related to the j

th entity. Then the index

for the ith component of SLSI of the j

th entity can be calculated as follows:

Xij - min Xij j (i = 1,2,..,I) [1] SLSIij = ──────── (j = 1,2,..,J) max Xij - min Xij j j

Notice that the numerator in [1] measures the extent by which the jth entity did

better in the ith component of SLSI as compared to the entity showing the worst

performance in that component, and the denominator indicates the range (i.e.

the difference between the maximum and the minimum values of the variable

representing a given component), which is a simple statistical measure of total

variation present in the variable representing the ith component of SLSI. The

denominator, in fact, serves as a scale by which the extent of the better

performance of the jth entity in the i

th component is evaluated. Having calculated

the SLSIij for all the components (i = 1, 2, . . . , I) and all the sample entities (j =

1, 2, . . . , J), the composite index, which measures the overall performance of a

19

given entity (SLSIj), can be calculated as a weighted average of all the

component indices [SLSIij (i = 1, 2, . . . , I)]. That is:

I Σ aij SLSIij i=1 SLSIj = ─────── (j = 1,2,..,J) [2] I

The aij in [2] denotes the weight assigned to the ith component of SLSI of the j

th

entity and has the property that: a1j + . . . + aIj = 1. If aij is identical for all i and j

and is equal to 1, it means that an unrealistic system of equal weights is being

assumed.

In view of our three-dimensional conception of SD and hence SLS, SLSI

will have three component indices, i.e. the ecological security index (ESI),

the economic efficiency index (EEI), and the social equity index (SEI). Each

of the three component indices of SLSI can be based on one or more

variable(s) reflecting the state of affairs in a given dimension. When there are

two or more variables to represent a given component of SLSI, the index for

that component can be formed again by taking either the simple or the

weighted average of the individual indices of the representative variables.

The choice of the candidate variables to represent the different components of

SLSI is influenced inter alia by their relevance and capacity to represent a

given component, availability of data, and the level at which SLSI is

constructed.

6.0 EMPIRICAL ILLUSTRATION OF SLSI AT THE DISTRICT

LEVEL IN GUJARAT

In order to construct SLSI, one needs to select suitable parameters or

indicators. However, the choice of indicators should flow from the ecological

and socio-economic profile of the region. Hence, in this section, we discuss

the ecological and socio-economic profile of the state before describing the

method of constructing SLSI.

20

6.1 Ecological Status of Gujarat

The process of economic growth has had a very bad effect on the

environmental health of the state. In this sub-section, we review the

ecological degradation of Gujarat under two broad categories: problems of

land resources and problems of water resources.

6.1.1 Problems of Land Resources

Land degradation: While there is a clear distinction between soil and land

(the term land refers to an ecosystem comprising land, landscape, terrain,

vegetation, water, and climate), there is no clear distinction between the terms

land degradation and desertification (desertification refers to land degradation

in arid, semi-arid, and sub-humid areas due to anthropogenic activities)

(UNEP 2000, quoted in GEC 2005). In a strict sense, land degradation is a

process that lowers the productivity of the land when all other factors such as

technology, farming practices, and weather remain constant (GEC 2005).

Land degradation is a complex process, with multiple driving forces acting on

an environmental resource base that is severely strained due to the geo-

climatic peculiarities of a given region. Many interrelated factors, particularly

those of land and water management, are responsible for various forms of

land degradation. It is, however, very difficult to isolate the real causes that

drive productivity losses. Land degradation affects 41.5 per cent of Gujarat

(NBSS–LUP 1994). The major conditions that aggravate land degradation in

the state are soil erosion, soil salinity, degradation of forests and pasturelands,

mining activity, and dumping of hazardous and domestic wastes.

Soil erosion: Erosion of soil is caused by both water and wind. As per the

assessment of NBSS–LUP (1994), in Gujarat, a total of about 7.32 M ha is

affected by soil erosion. This is 42.6 per cent of the total reporting area

(TRA) of the state.

Soil salinity: Large areas of Gujarat have emerged from the sea in the recent

geological past, and are hence inherently saline. The Ranns of Kachchh are

remnants of the ancient seabed and still experience periodic inundation by the

sea (GEC 2005). Low-lying regions like Banni, Bhal, Ghed, and Khadapat

21

are no longer exposed to regular saline inundations but their soil still retains

marked saline characteristics. In addition, there are extensive saline mud-flats

in the coastal areas around the gulfs of Khambhat and Kachchh. As per the

NBSS-LUP (1994), an area of about 2.48 M ha in Gujarat is affected by

varying degrees of soil salinity. This is about 14.4 per cent of the total

reported area. About 1.5 M ha of these lands are slightly affected by salinity,

while the remaining 0.97 M ha are affected by moderate to higher levels of

salinity (EC greater than 4 ds-mn

). Improper soil and water management

practices—such as damming of rivers, disintegration of traditional water-

harvesting systems, faulty irrigation systems and practices, over-withdrawal

of groundwater, etc.—aggravate salinity problems in Gujarat.

Degradation of forests: Growing human population coupled with increased

grazing, firewood collection, reckless felling, and conversion of forest areas

for agricultural and other developmental purposes have certainly increased

the pressure on forests. In a state where the natural endowment is already

poor, ecological conditions have deteriorated even further as a result of the

loss of forest cover due to increasing demands for land, wood, and fodder and

extractive management practices, particularly until the 1980s (GEC 2005).

Degradation of pasturelands: The majority of grazing lands or pasturelands

in Gujarat is under the open access management regime. Thus, the issue of

pastureland degradation is a classic case of the ‗tragedy of the commons‘

(GEC 2005). Actually, this degradation needs to be seen as the large-scale

degradation of common grazing land. Over the years, several village-level

studies have indicated clearly that because of the cumulative effect of several

factors, these common grazing lands are being degraded rapidly, both in

terms of quantity and quality (Jodha 1986; Iyenger 1988). One major reason

for the shrinking of grazing lands is their conversion to other uses, either by

legal transfer or by illegal encroachment. While records of land transfers are

maintained at the village or taluka level, there are hardly any records of the

encroachment of these lands for cultivation purposes (GEC 2005). Another

important cause of pastureland degradation is the invasion of a woody

species, Prosopis juliflora. The Banni grassland in Kachchh district is the

22

most typical example of such degradation. Jadhav et al. (1992) reported an

alarming shrinkage of these grasslands at a rate of about 30 sq km per annum,

mainly due to the invasion of P. juliflora. The situation is more or less similar

in other pasturelands. SAC (2001) based on its mapping exercise reported

that an area of about 0.94 M ha is covered by this exotic species in the

Kachchh and Saurashtra regions of the state.

6.1.2 Problems of Water Resources

The problems of water resources in Gujarat constitute quantitative shortages

as well as qualitative deterioration. According to Falkenmark‘s indicator of

physical water scarcity, Gujarat is a water-stressed region, as the per capita

freshwater availability of 1,137 cubic metres in 2001 was far below the

prescribed 1,700 cubic metres per annum (GEC 2005). Total water use in the

state for all sectors is about 35 per cent of total freshwater availability, as

against the national average of 28 per cent. In a larger sense, the water-related

problems of Gujarat can be seen as originating mainly from the demands of

the agricultural, domestic, and industrial sectors. These sectors, in turn,

actually put pressure on the water resources of the state in the following

manner:

Overexploitation and appropriation of ground and surface water

Salinity ingress in coastal regions

Waterlogging and command area salinity

Increasing levels of fluorides, nitrates, and TDS (total dissolve solutes) in

groundwater

Overexploitation of water: In Gujarat, one of the most widespread problems

related to water is the overexploitation of groundwater and its depletion to

meet the demands of different sectors. In regions where rainfall is scanty and

erratic, groundwater remains the only source of sustenance during lean years

and hence becomes vulnerable to overexploitation. Since highly erratic

rainfall and successive droughts are the characteristics of the arid and semi-

arid regions of Gujarat, groundwater forms the only reliable source of water

for drinking, irrigation, and other needs. Overexploitation is emerging as a

23

major threat to the physical sustainability of groundwater systems, and

consequently leads to many environmental problems (Moench 1995; Shah

1997; IRMA–UNICEF 2001; Kumar et al. 2001). Problems related to

overexploitation occur when large-scale exploitation of aquifers results in

major declines in groundwater levels, deterioration in groundwater quality,

scarcity of drinking water, increase in pumping costs, intrusion of seawater,

subsidence of land, changes in surface drainage patterns, etc. (Custodio

2000). Therefore, assessing groundwater overexploitation involves several

complex considerations in terms of physical sustainability and its socio-

economic impact.

The Gujarat Water Resource Development Corporation (GWRDC) monitors

the groundwater situation in the state. It classifies districts and talukas as

white or safe, grey or semi-critical, dark or critical and overexploited,

depending on the level of groundwater development (i.e. level of extraction).

This is defined as the ratio of net annual withdrawal (draft) to total utilisable

recharge. The criterion of calculating the level of groundwater development

has been changing from time to time. In the present study, we have employed

the 1984 criterion. If in a taluka or district, the net annual draft of

groundwater is more than 100 per cent of the utilisable recharge, then it is

said to be overexploited; if it is 85–100 per cent, then it is said to be dark; if it

is 65–85 per cent, it is said to be grey; and if it is less than 65 per cent, it is

said to be white. According to the 2002 estimates of GWRDC, in five

districts (Ahmedabad, Banaskantha, Gandhinagar, Mahesana, and Patan) out

of the total number of 25 districts, the gross annual withdrawals exceed the

utilisable groundwater recharge, and hence they are said to be overexploited

districts. There are two dark and six grey districts. In the remaining 12

districts, the gross withdrawal is below 65 per cent of the utilisable annual

recharge, i.e. they are white. The categories described in the present paper

may differ from the ones officially reported by GWRDC due to the

multiplicity of criteria. However, both are derived from the same raw data.

Salinity ingression in coastal regions: Salinity ingression is evidence of the

problems caused by the disruption of the natural hydrological balance

24

between freshwater and seawater in coastal areas. The problem occurs

because of many reasons: inundation of coastal depressions by tidal water

entering through coastal creeks; inherent salinity of groundwater in marine

gaj formations (i.e. layers of tertiary clay and limestone), which form a major

aquifer in the coastal tract; intrusion of seawater into freshwater aquifers due

to the reversal of the groundwater gradient resulting from excessive pumping

from coastal aquifers; irrigation with saline water; and salt-laden winds (GEC

2005). While seawater ingress is a major problem in the entire coastal belt of

Gujarat, the entire coastline of Saurashtra with its several creeks forms the

main front of salinity ingress. Tidal water enters the coastal plains up to a

distance of 2–6 kilometres because of topographical depressions. On the

other hand, the coastal alluvial tract (consisting of recent alluvium) is also

highly prone to intrusion due to its highly permeable nature. The groundwater

in these formations is brackish, and the system for groundwater extraction is

poorly developed.

Waterlogging and command area salinity: Surface inundation and rise in the

water table are the two forms of waterlogging in irrigation command areas.

The resulting increase in salinity is the major negative environmental

consequence of those canal irrigation schemes that have inadequate

provisions for drainage management. Without proper drainage management,

the groundwater level rises due to excessive seepage and percolation.

Overuse of irrigation water has been identified as one of the major causes of

waterlogging-induced salinity in the Ukai–Kakrapar irrigation projects

(Khandelwal et al. 1996). Similar is the case with the Mahi-Kadana irrigation

project (Patel and Bhrambhatt 1991). The problem of waterlogging affects

crops when the water table rises up to the root zone of crops (generally 1.5 to

3 metres). Salts tend to be deposited in the soil as water evaporates in

waterlogged areas where the water contains high levels of dissolved salts.

Increasing levels of fluorides, nitrates, and TDS in groundwater: The quality

of groundwater is monitored by the Gujarat Water Supply and Sewerage

Board (GWSSB) in all the districts of Gujarat through a survey of selected

villages. As per the standards of the World Health Organisation (WHO), the

25

permissible level of fluorides in potable water is 1.5 ppm. When the fluoride

content in groundwater exceeds 1.5 ppm or 1.5 mg per litre, the well water

becomes unsuitable for drinking. According to a survey conducted in 1995–

96 by the Government of Gujarat (1996), a total of 2,836 villages in the state

faced the problem of high fluorides in groundwater. High levels of fluorides

are mostly found in the deep confined aquifers of the alluvial parts of north

and central Gujarat. Fluoride contamination is a major problem in Saurashtra

and north Gujarat. Similar is the case with nitrate concentrations.

As per GWSSB sources, high levels of TDS and salinity in groundwater have

affected large parts of the state. High levels of TDS in groundwater, like high

fluoride levels, are found in the alluvial areas of north and central Gujarat.

The TDS content in groundwater is found to be higher in deeper aquifers. In

the groundwater discharge areas, high levels of TDS and salinity are

encountered in shallow aquifers as well. According to FAO standards, the

permissible level of TDS in water used for irrigating conventional crops is

1,500 ppm, with a maximum permissible level of 2,000 ppm. The permissible

level of TDS in water used for drinking is 500 ppm, with a maximum

permissible level of 1,000 ppm. Furthermore, a clear pattern is emerging with

respect to spatial variation in TDS. TDS increases towards the south-western

parts of Mehsana and the western parts of Banaskantha district. TDS in

groundwater is generally high in the alluvial belt. TDS in groundwater is

enormously high along the coastal belt of Saurashtra. This is mainly due to

coastal salinity, which is the result of several complex phenomena.

6.2 Socio-economic Status of Gujarat

Though Gujarat has less than 5 per cent of the national population, it has 6.56

per cent of GDP and about 11 per cent of the national industrial output

(Government of Gujarat 1997). The state economy, however, is peculiar in

some ways. On the one hand, it has a high per capita income, 35 per cent

higher than the all-India average (Rs 3,717 in 1996–97 as against Rs 2,761

for India, both at 1980–81 prices). However, this measure can not be

considered satisfactory because the primary sector, particularly agriculture,

26

has lagged far behind, with almost stagnant long-term growth, since the

1980s (Hirway 2002; Hirway and Terhal 2002).

Gujarat has succeeded in reducing the incidence of poverty to a considerable

extent, from 46.35 per cent in 1972–73 to 16.75 per cent in 2004–05. The

eastern belt, inhabited by tribal people, is the poorest in rural, urban, as well

as in total poverty. It seems that the tribal population is the poorest section in

the state. As far as urban poverty is concerned, the southern plains area,

which is considered to be ‗the golden corridor‘ of industries, is the least poor

region (Hirway 2002). However, the rural areas of this golden corridor are

also very poor. In other words, industrial development has helped the urban

population, but not so much the rural population of this region.

Since health and education are two important components of human

development, we will examine the performance of Gujarat in these two

sectors. Many health and equity indicators are shown in Table-1. Life

expectancy at birth (LEB) and infant mortality rate (IMR) are two reliable

indicators of the health of a population. Gujarat ranks low in both these

indicators. Although LEB and IMR in Gujarat are slightly higher than the

national average, the state nevertheless has a long way to go before it can

achieve the level of Kerala (Table-1).

The rural population in Gujarat has an alarmingly low level of calorie intake,

which is much lower than the national average (Table-1). Over 23 per cent of

rural households do not have access to safe drinking water (Table-1).

Anaemia among children (below 3 years) and among women (15–49 years) is

almost equivalent to that of the national average. As per the Planning

Commission‘s annual plan 2005–06, 874 rural habitations are partially

covered and 56 habitations are not covered under the drinking water supply

network in Gujarat (Planning Commission 2006). The literacy rate of Gujarat

is 58.53 per cent, which is much lower than that of Kerala (90.2 per cent).

The gross enrolment ratio in Gujarat is higher than the national average.

However, the state has a long way to go before it can achieve the level of

Himachal Pradesh (Table-2). Gujarat must accomplish much more before it

27

can attain the levels of the best-performing states in India in all of these

health and equity parameters.

6.3 Construction of SLSI at the District Level in Gujarat

Given the evaluation context, the selection of suitable variables, and the

collection of data, there are three steps involved in the construction of SLSI: (i)

identification of three scales, one each for the evaluation of ecological security,

economic efficiency, and social equity; (ii) calculation of three indices, i.e. ESI,

EEI, and SEI, for each entity; and (iii) derivation of the overall SLSI related to

each entity by combining the three indices.

Table-1: Health and Equity Status of Gujarat

(Except LBE, IMR and ECPR, all figures are in percentage)

Parameters Year Gujarat India Best

Values

Best Perfor-

ming State

Life expectancy at birth (LBE)a

Male 2001–06 63.1 64.1 71.7 Kerala

Female 2001–06 64.1 65.4 75 Kerala

Infant mortality rate (IMR)b

Male 2005 52 56 14 Kerala

Female 2005 55 61 15 Kerala

Total 2005 54 58 14 Kerala

Effective couple protection rate

(ECPR)c 2000 52.8 46.2 65.5 Punjab

Deficient calorie intake in rural areasd

Household consuming <1890

kcal 1997 20.4 13.4 6.3 Punjab

Household consuming <2400

kcal 1997 53.7 42.0 27.6 Punjab

Underweight and anaemia

Underweight children under 3

years of age 2005–06 47.4 45.9 28.8 Kerala

Anaemic children under 3 years

of age 2005–06 80.1 79.2 55.7 Kerala

Anaemic women 15-49 years of 2005–06 55.5 56.2 32.3 Kerala

28

age

Equity parameters

Rural household with safe

drinking waterf

2001 76.9 73.2 96.9 Punjab

Population below poverty lineg 1993–94 24.92 36.02 13.14 Punjab

Population below poverty lineh 2004–05 16.75 28.27 8.12 Punjab

Note: Best values are compared amongst major Indian states in terms of population and size. Some of

the smaller states and union territory are performing still better in many cases Sources:

a MHFW 2002 b MHFW 2005 c CSO 2001 d NIPCCD 2005 e Lok Sabha 2007 f Ministry of Finance 2006 g Planning Commission 2001 h Dev and Ravi 2007

Table-2: Educational Status of Gujarat

Parameters Year Gujara

t India

Best

Values

Best Performing

State

Literacy ratea

Male 2001 70.71 71.18 93.54 Kerala

Female 2001 45.75 46.58 86.79 Kerala

Total 2001 58.53 59.21 90.05 Kerala

Gross enrolment ratiob

Boys 2003–04 32.93 30.08 61.03 Himachal Pradesh

Girls 2003–04 22.18 21.79 55.07 Himachal Pradesh

Total 2003–04 27.84 26.22 58.12 Himachal Pradesh

Note: Best values are compared amongst major Indian states in terms of population and size.

Sources:

a Planning Commission 2001

b MHRD 2003

29

6.3.1 Rationale for Variable Selection

Based on ecological as well as socio-economic status, and the availability of

district-wise data, we have selected the following indicators for the

construction of SLSI:

Ecological security indicators: forest cover, water quality unaffected

habitations (i.e. habitations that are not affected by pollutants such as

fluorides, nitrates, and brackishness), and groundwater recharge

potential;

Economic efficiency indicators: total food grain yield, milk yield, and net

sown area;

Social equity indicators: percentage of population above poverty line,

female literacy, maternal survival rate, per capita food grain production,

and per capita milk production.

Sources of the raw data used for the construction of SLSI are shown in Table-

3. Forest areas play an important role in the sustenance of watersheds and

thereby in enhancing livelihoods. Both the economic and ecological functions

of forests help people in sustaining their

Table-3: Sources of Data Used for Constructing SLSI in Gujarat

Sr.

No. Data Type Year Source

1 Forest cover (%) 2001–02 FSI 2005 2 Water quality unaffec-ted

habitations (%) 2003 Gujarat Water Supply and Sewerage Board,

Government of Gujarat 3 Recharge potential (%)

(recharge to draft ratio) 2002 Gujarat Water Resource Development

Corporation (GWRDC) 4 Total food grain yield

(kg/ha) 2003–04 Directorate of Agriculture, Government of

Gujarat 5 Milk yield (kg/day) 2004–05 NDDB (National Dairy Development

Board) 6 Net sown area (%) 2003–04 Directorate of Agriculture, Government of

Gujarat 7 Above poverty line

(APL) population (%) NA Department of Rural Development,

Government of Gujarat 8 Female literacy rate 2001 Census of India (accessed through

http://www.indiastat.com on January 2, 2008)

9 Maternal survival rate NA Health Department, Government of

30

(1000 minus MMR) Gujarat 10 Per capita food grain

production (kg) – Rural population

2003–04 Directorate of Agriculture, Government of Gujarat

11 Per capita milk production (kg) – Rural population

2004–05 NDDB (National Dairy Development Board)

Note: Except Sr. 1 and 8, data have been collected directly from the sources.

livelihoods. Habitations that are not affected by pollutants such as fluorides,

nitrates, and brackishness ensure better health for the habitants and help

people in sustaining their livelihoods. Groundwater recharge potential, which

is the ratio of gross annual recharge to gross annual draft of groundwater,

thus can be understood as being the opposite of groundwater development. It

signifies that groundwater is available for future use. Recharge potential of

groundwater serves not only as an indicator of ecological security but also as

an indicator of intergenerational equity of the SD paradigm.

For evaluating the economic efficiency of the agricultural systems of districts,

the variable land productivity measure was selected. Total food grain yield,

which is the ratio of total food (cereals plus pulses) to the food grain area, is

essentially an efficiency parameter of food production. Similarly, milk yield,

which is the ratio of total milk production to the number of total milch

animals, is essentially an efficiency parameter of milk production. Food grain

yield and milk yield not only capture the physical performance of soil

productivity, biochemical technologies, and yield of milch animals but also the

potential for the overall food and nutritional security of the districts. Net sown

area represents the comparable agricultural land base for farm-based

production systems.

The percentage of the population above the poverty line is calculated as 100

minus the percentage of the population below the poverty line. It signifies

income, asset ownership, food consumption, employment, sanitation

facilities, house type, indebtedness, etc. It shows how equitably the resources

are distributed across the population. Female literacy captures not only

women‘s social and economic participation but also population stabilisation.

Maternal survival rate, which is calculated as 1,000 minus the maternal

31

mortality rate, signifies the general health condition of the population. Per

capita food grain production and per capita milk production for the rural

population reveal how equitably the basic food items are distributed across

the rural population.

6.3.2 Procedure for the Construction of SLSI

The indices for all the representative variables with the exception of the forest

cover variable were calculated by a straightforward application of equation [1]

to the values of the selected indicators (see Table-4). The values of the indices

for the indicators are shown in Table-5. Since forest occurrence and growth is

governed by geophysical conditions, the ‗critical minimum‘ forest cover

essential for ensuring ecological security will vary depending upon the

geophysical condition of the district. For instance, FAO has suggested that the

critical minimum forest cover should be 20 per cent, 33.3 per cent, and 66.6 per

cent for the plains regions, plateau and hill regions, and mountainous regions

respectively (Government of India 1952). Whenever the actual forest cover is

greater than or equal to the

32

Table-4: Raw Data Used for the Calculation of SLSI in Gujarat

Ecological Security Indicators Economic Efficiency

Indicators Social Security Indicators

District Forest cover (%)

Water quality

unaffected habitations

(%)

Recharge potential

(%)

Total food grain yield

(kg/ha)

Milk yield (kg/ day)

Net sown area (%)

APL popu-lation (%)

Female literacy

rate

Maternal survival

rate

Food grain production per capita of rural

population (kg/yr)

Milk produc-tion per

capita of rural population

(kg/yr)

Ahmedabad 2 64 94 1,769 2.3 62.6 99 42 919 370 216

Amreli 3.2 67 150 1,665 2.8 73.3 93 42 941 105 202

Anand 1.9 68 184 1,911 2.8 60.7 94 40 801 266 235

Banaskantha 8.7 62 86 1,093 3.1 68 95 33 914 170 269

Bharuch 5.3 76 179 852 2.5 50.1 92 42 803 101 121

Bhavnagar 2.9 68 159 1,665 2.6 55.8 97 40 926 83 194

Dahod 16 76 165 950 1.3 18.9 79 40 802 197 127

Dangs 80.4 100 493 1,341 0.4 15.9 88 34 905 303 18

Gandhinagar 6.8 51 55 2,190 2.9 73.7 94 41 908 181 240

Jamnagar 2.6 62 173 1,480 2.7 42.7 94 41 925 102 207

Junagadh 19.4 57 142 2,939 2.8 59.7 96 41 954 228 193

Kaira 2.6 79 112 1,961 2.4 71.1 95 40 835 320 160

Kutch 5 60 152 717 2.3 9.9 95 38 933 124 306

Mahesana 2.8 52 67 1,592 4.1 79.3 98 41 915 126 434

Narmada 39 91 318 1,072 1.7 40.3 86 38 898 115 97

Navsari 14.2 96 215 2,002 3.3 66.9 94 44 947 130 151

Panchmahals 12.9 57 171 860 1.9 52.3 87 36 999 125 149

Patan 3 38 75 989 3.4 66.6 96 37 884 117 341

Porbandar 4.9 21 118 1,916 3.4 50.2 97 42 897 148 373

Rajkot 1.3 27 143 1,991 3 66.4 97 43 955 119 228

Sabarkantha 10.8 67 121 1,256 2.8 59.7 89 38 964 165 308

Surat 17.7 90 276 1,499 3 55.4 95 40 992 126 186

Surendranagar 1.6 52 157 1,322 2.5 65.7 95 38 950 137 194

Vadodara 8.1 73 148 1,075 2.1 67.5 95 41 866 130 146

33

Valsad 32.9 98 233 1,530 2.7 53.1 79 41 999 106 106

34

Table-5: Indices Values of the Sustainability Indicators

Ecological Indices Economic Indices Social Indices

District Forest

index

Water quality

index

Recharge potential

index

ESI

value

Food

grain

yield index

Milk yield

index

NSA

index

EEI

value

APL

index

Female literacy

index

Maternal survival

index

Per capita food

grain

production index

Per capita

milk

production index

SEI

value

Ahmedabad 0.04 0.54 0.09 0.22 0.48 0.53 0.76 0.59 1.00 0.82 0.60 1.00 0.48 0.78

Amreli 0.10 0.58 0.22 0.30 0.22 0.67 0.91 0.60 0.71 0.82 0.71 0.08 0.44 0.55

Anand 0.03 0.59 0.29 0.30 0.76 0.65 0.73 0.71 0.74 0.62 0.00 0.64 0.52 0.50

Banaskantha 0.40 0.52 0.07 0.33 0.27 0.75 0.84 0.62 0.79 0.00 0.57 0.30 0.60 0.45

Bharuch 0.21 0.70 0.28 0.40 0.27 0.57 0.58 0.47 0.66 0.80 0.01 0.06 0.25 0.36

Bhavnagar 0.08 0.60 0.24 0.31 0.37 0.61 0.66 0.55 0.92 0.59 0.63 0.00 0.42 0.51

Dahod 0.46 0.70 0.25 0.47 0.32 0.24 0.13 0.23 0.00 0.67 0.01 0.40 0.26 0.27

Dangs 1.00 1.00 1.00 1.00 0.23 0.00 0.09 0.11 0.46 0.16 0.53 0.77 0.00 0.38

Gandhinagar 0.29 0.39 0.00 0.23 0.44 0.67 0.92 0.68 0.78 0.68 0.54 0.34 0.53 0.58

Jamnagar 0.07 0.52 0.27 0.29 0.28 0.63 0.47 0.46 0.77 0.73 0.63 0.07 0.45 0.53

Junagadh 0.97 0.46 0.20 0.54 0.64 0.66 0.72 0.67 0.85 0.70 0.77 0.51 0.42 0.65

Kaira 0.07 0.73 0.13 0.31 0.40 0.55 0.88 0.61 0.82 0.59 0.17 0.82 0.34 0.55

Kutch 0.20 0.49 0.22 0.30 0.29 0.53 0.00 0.27 0.80 0.47 0.67 0.14 0.69 0.55

Mahesana 0.08 0.39 0.03 0.17 1.00 1.00 1.00 1.00 0.94 0.73 0.58 0.15 1.00 0.68

Narmada 1.00 0.89 0.60 0.83 0.30 0.35 0.44 0.36 0.33 0.45 0.49 0.11 0.19 0.32

Navsari 0.40 0.95 0.37 0.57 0.01 0.79 0.82 0.54 0.75 1.00 0.74 0.16 0.32 0.59

Panchmahals 0.62 0.45 0.26 0.45 0.30 0.43 0.61 0.44 0.41 0.27 1.00 0.15 0.32 0.43

Patan 0.09 0.22 0.05 0.12 0.30 0.83 0.82 0.65 0.85 0.40 0.42 0.12 0.78 0.51

Porbandar 0.19 0.00 0.14 0.11 0.23 0.83 0.58 0.55 0.91 0.77 0.48 0.23 0.85 0.65

Rajkot 0.00 0.08 0.20 0.10 0.16 0.72 0.81 0.57 0.91 0.86 0.78 0.12 0.51 0.64

Sabarkantha 0.51 0.59 0.15 0.42 0.43 0.67 0.72 0.60 0.52 0.50 0.82 0.29 0.70 0.57

Surat 0.88 0.88 0.50 0.75 0.22 0.72 0.66 0.53 0.81 0.66 0.96 0.15 0.40 0.60

Surendranagar 0.02 0.39 0.23 0.21 0.34 0.57 0.80 0.57 0.80 0.43 0.75 0.19 0.42 0.52

Vadodara 0.36 0.65 0.21 0.41 0.94 0.46 0.83 0.74 0.81 0.74 0.33 0.16 0.31 0.47

Valsad 0.99 0.97 0.41 0.79 0.31 0.63 0.62 0.52 0.00 0.74 1.00 0.08 0.21 0.41

35

critical minimum forest cover, the forest cover index will be one. Otherwise, the

index is based on the region-specific scale defined by the range.

The three component indices of SLSI, i.e. the ecological security index (ESI),

the economic efficiency index (EEI), and the social equity index (SEI), are

calculated by taking the equal weights of the indices of the respective

representative variables. In calculating these indices, we have assumed equal

weights. SLSI, which is a composite index, was calculated by taking the

arithmetic mean of its component indices following equation [2], since we

have no reason to believe that one component index on SLSI is more

important than the others.

All the indices were mapped using the ArcGIS 9.1 geographic information

system (GIS) software of ESRI. For purposes of analysis, the results were

categorised by quintile based on a relative sustainability ranking within each

indicator. Quintile is deemed to be an appropriate level of aggregation with

which to achieve the goal of discerning gross differences between the

variables.

While the SLSI methodology is simple and conceptually sound, it faces the

same problems often encountered in the construction of any composite index,

such as the choice of the component variables and the identification of

appropriate weights for its different components. Within the data constraints,

the variable choice becomes more of an art than a science. Naturally, the

SLSI constructed by two individuals with differential preferences will not be

the same, and this is also the case in the evaluation of sustainability. In this

sense, it is more appropriate to consider SLSI as an approach to a measure

rather than a measure in itself (Saleth and Swaminathan 1993). The most

serious limitation of the SLSI methodology is that it provides only a relative

rather than an absolute indicator. Thus, it helps only in establishing the

ranking among a given set of entities but does not say ‗how much‘ an entity

has performed compared to others. Hence, the policy-induced changes in the

SLS status could not be measured in any quantitative sense (ibid.).

36

6.3.3 Relative SLS Status of the Districts and their Policy Relevance

While SLSI gives the overall relative performance of a district in Gujarat, the

component indices (i.e. ESI, EEI, and SEI) indicate how a district fares in the

three dimensions of sustainability. SLSI and its component indices (ESI, EEI,

and SEI) at the district level are presented in Table-6 and Figure-3. The

ranking of districts in decreasing order of the values of SLSI and its

component indices is given in Table-7. The SLSI methodology identifies not

only the general priorities but also the nature and type of policies to be pursued

in each district in order to enhance its SLS status.

Dahod district has the lowest SLSI ranking because of its very low EEI and

SEI rankings. Hence, economic development and social development require

special attention in Dahod. Kutch district has an SLSI ranking second from

the bottom because of low EEI and ESI rankings, thus warranting special

attention for improving the economic and ecological status of the district.

Although Dangs district has the highest ESI ranking, it has the lowest

position in EEI and the 22nd

position in SEI, which essentially requires policy

intervention for both economic and social development in the district. In

Narmada district also, the ecological security is very high but the SEI and

EEI status rankings are low, thus requiring policy intervention to achieve

both economic and social development. Mehsana district has the highest

ranking in EEI but the 22nd

position in ESI. Similarly, Ahmedabad has the

highest ranking in SEI but the 20th

position in ESI. Hence, unless proper

ecological restoration in both Mehsana and Ahmedabad is initiated, the

livelihood security of these two districts will not be sustainable in the long

run. Although Surat district has the highest ranking in SLSI, it has the 17th

position in EEI. The poor performance of the eastern tribal talukas of Surat

district in the economic dimension is responsible for its lower EEI ranking.

37

Table-6: District-wise Ranking of the ESI, EEI, SEI and SLSI

District

ESI EEI SEI SLSI

ESI

value

ESI

rank

EEI

value

EEI

rank

SEI

value

SEI

rank

SLSI

value

SLSI

rank

Surat 0.75 4 0.53 17 0.6 6 0.63 1

Junagadh 0.54 6 0.67 5 0.65 3 0.62 3

Mahesana 0.17 22 1 1 0.68 2 0.62 2

Valsad 0.79 3 0.52 18 0.41 21 0.57 5

Navsari 0.57 5 0.54 16 0.59 7 0.57 4

Vadodara 0.41 10 0.74 2 0.47 18 0.54 6

Sabarkantha 0.42 9 0.6 9 0.57 9 0.53 8

Ahmedabad 0.22 20 0.59 11 0.78 1 0.53 7

Anand 0.3 15 0.71 3 0.5 17 0.51 9

Dangs 1 1 0.11 25 0.38 22 0.5 10

Narmada 0.83 2 0.36 22 0.32 24 0.5 11

Kaira 0.31 13 0.61 8 0.55 10 0.49 13

Gandhinagar 0.23 19 0.68 4 0.58 8 0.49 12

Amreli 0.3 16 0.6 10 0.55 11 0.48 14

Banaskantha 0.33 12 0.62 7 0.45 19 0.47 15

Bhavnagar 0.31 14 0.55 15 0.51 15 0.46 16

Panchmahals 0.45 8 0.44 21 0.43 20 0.44 18

Porbandar 0.11 24 0.55 14 0.65 4 0.44 17

Jamnagar 0.29 18 0.46 20 0.53 13 0.43 20

Surendranagar 0.21 21 0.57 13 0.52 14 0.43 21

Patan 0.12 23 0.65 6 0.51 16 0.43 22

Rajkot 0.1 25 0.57 12 0.64 5 0.43 19

Bharuch 0.4 11 0.47 19 0.36 23 0.41 23

Kutch 0.3 17 0.27 23 0.55 12 0.38 24

Dahod 0.47 7 0.23 24 0.27 25 0.32 25

38

Figure-3:

ESI, EEI, SEI and SLSI Maps of Gujarat

39

Table 7: Ranking of Districts in Decreasing Order of Various Indices

Rank ESI Ranking EEI Ranking SEI Ranking SLSI Ranking

1 Dangs Mahesana Ahmedabad Surat

2 Narmada Vadodara Mahesana Mahesana

3 Valsad Anand Junagadh Junagadh

4 Surat Gandhinagar Porbandar Navsari

5 Navsari Junagadh Rajkot Valsad

6 Junagadh Patan Surat Vadodara

7 Dahod Banaskantha Navsari Ahmedabad

8 Panchmahals Kaira Gandhinagar Sabarkantha

9 Sabarkantha Sabarkantha Sabarkantha Anand

10 Vadodara Amreli Kaira Dangs

11 Bharuch Ahmedabad Amreli Narmada

12 Banaskantha Surendranagar Kutch Gandhinagar

13 Kaira Rajkot Jamnagar Kaira

14 Bhavnagar Bhavnagar Surendranagar Amreli

15 Anand Porbandar Patan Banaskantha

16 Amreli Navsari Bhavnagar Bhavnagar

17 Kutch Surat Anand Porbandar

18 Jamnagar Valsad Vadodara Panchmahals

19 Gandhinagar Bharuch Banaskantha Rajkot

20 Ahmedabad Jamnagar Panchmahals Jamnagar

21 Surendranagar Panchmahals Valsad Surendranagar

22 Mahesana Narmada Dangs Patan

23 Patan Kutch Bharuch Bharuch

24 Porbandar Dahod Narmada Kutch

25 Rajkot Dangs Dahod Dahod

If we look at the regional pattern (Figure-3), the central part of Gujarat is

relatively good in terms of economic efficiency and social equity, but it has a

very poor ecological security status, warranting ecological restoration work in

40

this part of the state. The eastern tribal belt of Gujarat in general scores high

in ESI but very low in EEI and SEI. Hence, the tribal belt of the state requires

special intervention to bring about economic and social development. The

eastern periphery of Gujarat has 43 tribal talukas, accounting for 15 per cent

of the state‘s total population; this area lacks mainly in the economic and

equity dimensions. Further analysis of SLSI at the taluka level will bring out

such details more effectively.

7.0 CONCLUSIONS

SLSI could prove a powerful tool for verifying the necessary conditions for

sustainable development in a functional unit of development planning. As a

policy tool, SLSI identifies not only the districts requiring immediate

attention but also the specific thematic areas in which the efforts could be

focused to attain livelihood security. For instance, the Dangs district has the

highest ESI ranking, but it has the lowest position in EEI and the 22nd

position in SEI, requiring policy intervention for improving the EEI and SEI

status in the district. SLSI helps to focus on the conflicts and the potential

synergy between ecology, economics, and the equity dimensions of SD. SLSI

can also function as an educational and policy tool promoting a holistic

perspective among planners, administrators, and development workers.

Construction of SLSI using time series data could help in improving the

progress of different development interventions over a period of time aimed

at SD in general and at livelihood security in particular.

Acknowledgements

We thank the Sir Dorabji Tata Trust, Mumbai for providing funding support for the

study. Gujarat Water Supply and Sewerage Board, Gujarat Water Resource

Development Corporation, Directorate of Agriculture, Government of Gujarat,

Health Department, Government of Gujarat, Department of Rural Development,

Government of Gujarat, and National Dairy Development Board are duly

acknowledged for providing the necessary data for the study.

41

Endnotes

1 Gujarat is divided into 25 districts for administrative purposes, which are further

subdivided into 265 sub-districts (talukas). The human population of the districts

varies considerably. With an overall human population of over 50 million in

Gujarat, the average population of a district is around 2 million.

References

Barbier, EB (1987) ―The Concept of Sustainable Economic Development,‖

Environmental Conservation, 14:2, pp. 101–10.

Bohringer, C and PEP Jochem (2007) ―Measuring the Immeasurable: A Survey of

Sustainability Indices,‖ Ecological Economics, 63, pp. 1–8.

Bohringer, C and EPJ Patrick (2007) ―Measuring the Immeasurable: A Survey of

Sustainability Indices,‖ Ecological Economics, 63, pp. 1–8.

Chambers, R (1986) ―Sustainable Livelihoods: An Opportunity for the World

Commission on Environment and Development,‖ Brighton, England: Institute

of Development Studies, University of Sussex.

Chambers, R and Gordon R Conway (1992) ―Sustainable Rural Livelihoods:

Practical Concepts for the 21st Century,‖ Discussion Paper 296, Brighton,

England: Institute of Development Studies, University of Sussex.

Cobb, CW and JB Cobb (1994) The Green National Product: A Proposed Index of

Sustainable Economic Welfare. Maryland: University Press of America.

Cobb, CW, T Halstead and J Rowe (1995) The Genuine Progress Indicator:

Summary of Data and Methodology. Washington DC: Redefining Progress.

Cobb, CW (1989) ―The Index for Sustainable Economic Welfare,‖ in H. Daly and

J.B. Cobb (eds.) For the Common Good: Redirecting the Economy toward

Community, the Environment, and a Sustainable Future. Boston: Beacon

Press.

CSO [Central Statistical Organisation] (2001) Selected Socio-economic Statistics,

India. New Delhi: Ministry of Statistics and Programme Implementation,

Government of India.

Custodio, E (2000) The Complex Concept of Overexploited Aquifer. Madrid: Uso

Intensivo de Las Agua Subterráneas.

42

Daly, HE (1990) ―Towards Some Operational Principles of Sustainable

Development,‖ Ecological Economics, 2, pp. 1–6.

Daly, HE (1992) ―Allocation, Distribution, and Scale: Towards an Economics that is

Efficient, Just, and Sustainable,‖ Ecological Economics, 6, pp. 185–93.

Daly, HE and John B Cobb Jr (1989) For the Common Good: Redirecting the

Economy toward Community, the Environment, and a Sustainable Future.

Boston: Beacon Press.

Dev, SM and C Ravi (2007) ―Poverty and Inequality: All India and States, 1983–

2005,‖ Economic and Political Weekly, 42:6, pp. 509–21.

Esty, DC, et al. (2005) Environmental Sustainability Index: Benchmarking National

Environmental Stewardship. New Haven: Yale Center for Environmental Law

and Policy.

Esty, DC, et al. (2006) Pilot Environmental Performance Index. New Haven: Yale

Center for Environmental Law and Policy.

FAO (1984) Potential Population Supporting Capacities of Land in the Developing

Countries. Rome: Food and Agricultural Organisation (FAO).

FSI (2005) State of Forest Report, 2003. Dehradun: Forest Survey of India (FSI).

GEC (2005) State of the Environment, Gujarat. Vadodara: Gujarat Ecology

Commission (GEC).

Glasson, JRT and A Chadwick (1994) Introduction to Environmental Impact

Assessment: Principles and Procedures, Process, Practice and Prospects.

London: UCL Press.

Government of Gujarat (1996) ―Water Resource Planning for the State of Gujarat,‖

Phase III, Vol. II, Main Report, Gandhinagar: Government of Gujarat.

Government of Gujarat (1997) ―Season and Crop Report,‖ Gandhinagar: Department

of Agriculture, Government of Gujarat.

Government of India (1952) National Forest Policy, 1952. New Delhi: Government

of India.

Hamilton, KG, G Atkinson and DW Pearce (1997) ―Genuine Savings as an Indicator

of Sustainability,‖ CSERGE Working Paper GEC97–03, Centre for Social and

43

Economic Research on the Global Environment (CSERGE), University of

East Anglia, Norwich.

Hanley, N (2000) ―Macroeconomic Measures of Sustainability,‖ Journal of

Economic Surveys, 14:1, pp. 1–30.

Hirway, I (2002) ―Dynamics of Development in Gujarat: Some Issues,‖ in I Hirway,

SP Kashyap and Amita Shah (eds.) Dynamics of Development in Gujarat.

Ahmedabad: Centre for Development Alternatives.

Hirway, I and P Terhal (2002) ―The Contradictions of Growth,‖ in Ghanshyam

Shah, Mario Rutten and Hein Streefkerk (eds.) Development and Deprivation

in Gujarat. New Delhi: Sage Publications.

IRMA–UNICEF (2001) ―White Paper on Water in Gujarat,‖ Project report

submitted to the Government of Gujarat, Gandhinagar.

Iyenger, S (1988) ―Common Property Land Resources in Gujarat: Some Findings

about their Size, Status and Use,‖ Working Paper 118, Gota, Ahmedabad:

Gujarat Institute of Area Planning.

Jadhav, RN, MM Kimothi and AK Kandya (1992) ―Grassland Mapping/Monitoring

of Banni, Kachchh (Gujarat) Using Remotely Sensed Data,‖ Ahmedabad:

Space Application Centre.

Jodha, NS (1986) ―Common Property Resources and Rural Poor in Dry Regions of

India,‖ Economic and Political Weekly, 21:26, pp. 1169–81.

Kadekodi, GK (2001) ―Valuation of Natural Resources: What Have We Learnt from

Indian Experience?‖ Indian Journal of Agricultural Economics, 56:3, pp. 285–

311.

Khandelwal, MK, SK Gupta and NK Tyagi (1996) ―Mismatch between Canal Water

Supply and Demand in Ukai Kakrapar Irrigation Command,‖ in SK Gupta and

NK Tyagi (eds.) Meeting on Water Logging and Soil Salinity in Ukai–

Kakrapar Command: Causes and Remedial Measures. Karnal: Central Soil

Salinity Research Institute.

Kumar, MD, et al. (2001) ―A Four Point Minimisation Programme for Addressing

Water Scarcity in Banaskantha District,‖ India Project Office, Vallabh

Vidhyanagar: International Water Management Institute.

44

Lawn, P (2003) ―A Theoretical Foundation to Support the Index of Sustainable

Economic Welfare (ISEW), Genuine Progress Indicator (GPI), and Other

Related Indexes,‖ Ecological Economics, 44:1, pp. 105–18.

Lawn, P and R Sanders (1999) ―Has Australia Surpassed Its Optimal

Macroeconomic Scale: Finding Out with the Aid of ‗Benefit‘ and ‗Cost‘

Accounts and a Sustainable Net Benefit Index,‖ Ecological Economics, 28, pp.

213–29.

Lok Sabha (2007) Lok Sabha Unstarred Question No. 4589, dated 08.05.2007:

NFHS-III, 2005–06 (accessed through http://www.indiastat.com on January 2,

2008).

Maxwell, S and M Smith (1992) ―Household Food Security: A Conceptual Review,‖

in S. Maxwell and T. Frankenberger (eds.) Household Food Security:

Concepts, Indicators, and Measurements: A Technical Review. New York and

Rome: UNICEF and IFAD [International Fund for Agricultural Development].

McCracken, JA and JN Pretty (1988) Glossary of Selected Terms in Sustainable

Agriculture. London: International Institute of Environment and Development.

MHFW (2002) Health Information of India. New Delhi: Ministry of Health and

Family Welfare, Government of India.

MHFW (2005) Health Information of India. New Delhi: Ministry of Health and

Family Welfare, Government of India (accessed through

http://www.indiastat.com on January 2, 2008).

MHRD (2003) Selected Educational Statistics, 2002–03. New Delhi: Ministry of

Human Resource Development, Government of India.

Ministry of Finance (2006) Economic Survey, 2005–06. New Delhi: Ministry of

Finance, Government of India.

Moench, M (1995) ―When Good Water Becomes Scarce: Objectives and Criteria for

Assessing Over-development in Groundwater Resources,‖ in M Moench (ed.)

Groundwater Availability and Pollution: The Growing Debate over Resource

Condition in India. Ahmedabad: VIKSAT.

Morris, MD (1979) Measuring the Condition of the World’s Poor: The Physical

Quality of Life Index. New York: Pergamon Press.

45

MSSRF (1993) Annual Report 1992–93. Madras: MS Swaminathan Research

Foundation (MSSRF).

NBSS–LUP (1994) ―Soils of Gujarat for Optimising Landuse,‖ Nagpur: National

Bureau of Soil Survey and Land Use Planning.

NIPCCD (2005) ―Fact Sheet on Women in India,‖ New Delhi: National Institute of

Public Cooperation and Child Development.

Odum, EP (1975) Ecology: The Link between the Natural and the Social Sciences.

New York: Holt, Rinehart and Winston, Inc.

OECD (1991) The State of the Environment. Paris: Organisation for Economic

Cooperation and Development (OECD).

Patel, AS and DM Bhrambhatt (1991) ―Action Research Programme: An Interim

Evaluation (A Case Study of Mahi Kadana Irrigation Project),‖ Vallabh

Vidyanagar: Agro–Economic Research Centre and Department of Economics,

Sardar Patel University.

Planning Commission (2001) National Human Development Report 2001. New

Delhi: Oxford University Press.

Planning Commission (2006) Annual Plan 2005–06. New Delhi: Planning

Commission, Government of India.

Prescott-Allen, R (2001) The Wellbeing of Nations. Washington DC: Island Press.

Rajvaidya, N and DK Markandey (2004) Encyclopedic Dictionary of Environmental

Science and Technology. New Delhi: APH Publishing Corporation.

Ray, A (1984) Cost Benefit Analysis: Issues and Methodologies. Published for the

World Bank. Baltimore: Johns Hopkins University Press.

Rees, W and M Wackernagel (1996) Our Ecological Footprint: Reducing Human

Impact on the Earth. Gabriola Island: New Society Publishers.

Repetto, R and B William Magrath (1988) Natural Resource Accounting.

Washington DC: World Resources Institute.

SAC (2001) ―Grassland Mapping in Gujarat Using Remote Sensing and GIS

Techniques,‖ Ahmedabad: Space Application Centre (SAC).

46

Saleth, RM (1990) ―Sustainable Management of a Groundwater Aquifer: Model and

Tools for Measurement,‖ in Monitoring and Management of Ecological

Aspects of Water Resources and Power Projects. Publication No. 211. New

Delhi: Central Board of Irrigation and Power.

Saleth, RM (1993a) ―Developing Indicators of Sustainable Development at the

Global Level: Approach, Framework, and Empirical Illustration,‖ Delhi:

Institute of Economic Growth (mimeo).

Saleth, RM (1993b) ―Agricultural Sustainability Status of the Agro-climatic Sub-

zones of India: Empirical Illustration of an Indexing Approach,‖ Indian

Journal of Agricultural Economics, 48:3, pp. 543–50.

Saleth, RM and MS Swaminathan (1993) ―Sustainable Livelihood Security at the

Household Level: Concept and Evaluation Methodology,‖ Proceedings of An

Interdisciplinary Dialogue on Ecotechnology and Rural Employment, Madras,

India, April 12–15.

Serageldin, I and A Steer (1994) (eds.) Making Development Sustainable: From

Concepts to Action. Washington DC: World Bank.

Shah, Tushar (1997) ―The Deepening Divide: Diverse Responses to the Challenges

of Ground Water Depletion in Gujarat,‖ Paper presented at the IDPAD [Indo-

Dutch Programme on Alternatives in Development] seminar on Managing

Water Scarcity: Experiences and Future Prospects, held at Amersfort, The

Netherlands, October 11–17.

SOPAC (2005) ―Building Resilience in SIDS: The Environmental Vulnerability

Index (EVI), Technical Report,‖ Suva, Fiji Islands: South Pacific Applied

Geoscience Commission.

Swaminathan, MS (1991a) ―Greening of the Mind,‖ Indian Journal of Social Work,

52:3, pp. 401–07.

Swaminathan, MS (1991b) ―From Stockholm to Rio de Janeiro: The Road to

Sustainable Agriculture,‖ Monograph No. 4. Madras: MS Swaminathan

Research Foundation.

Toman, MA and P Crosson (1991) ―Economics and Sustainability: Balancing Trade-

offs and Imperatives, ENR 91–05,‖ Washington, DC: Energy and Natural

Resources Division, Resource for the Future.

47

UN (United Nations), EC (European Commission), IMF (International Monetary

Fund), OECD (Organisation for Economic Cooperation and Development),

and World Bank (2003) ―Handbook of National Accounting: Integrated

Environmental and Economic Accounting Studies,‖ in Methods, Series F, No.

61, and Rev. 1. New York: United Nations.

UNDP (1990) Human Development Report, 1990. New York: Oxford University

Press.

UNDP (1992) Human Development Report, 1992. New York: Oxford University

Press.

UNDP (2005) Human Development Report, 2005. New York: Oxford University

Press.

WCED [United Nations World Commission on Environment and Development]

(1987) Our Common Future. New York: Oxford University Press.

World Economic Forum, World Economic Forum‘s Global Leaders for Tomorrow

Environment Task Force (WEF), Yale Center for Environmental Law and

Policy (YCELP), and Center for International Earth Science Information

Network (CIESIN) of Columbia University (2002). The Environmental

Sustainability Index (ESI). New Haven, Conn: YCELP.

WRI–UNEP–UNDP (1992) World Resources 1992–93. New York: Oxford

University Press.

WWF (1998) Living Planet Report 1998. Gland, Switzerland: World Wide Fund for

Nature (WWF).

37

Table 1:

Health and Equity Status of Gujarat

(Except LBE, IMR and ECPR, all figures are in percentage)

Parameters Year Gujarat India Best

values

Best

performing

state

Life expectancy at birth (LBE)a

Male 2001-06 63.1 64.1 71.7 Kerala

Female 2001-06 64.1 65.4 75 Kerala

Infant mortality rate (IMR)b

Male 2005 52 56 14 Kerala

Female 2005 55 61 15 Kerala

Total 2005 54 58 14 Kerala

Effective couple protection rate

(ECPR)c 2000 52.8 46.2 65.5 Punjab

Deficient calorie intake in rural areasd

Household consuming <1890

kcal 1997 20.4 13.4 6.3 Punjab

Household consuming <2400

kcal 1997 53.7 42.0 27.6 Punjab

Underweight and anemiae

Underweight children under 3

years of age 2005-06 47.4 45.9 28.8 Kerala

Anemic children under 3 years

of age 2005-06 80.1 79.2 55.7 Kerala

Anemic women 15-49 years of

age 2005-06 55.5 56.2 32.3 Kerala

Equity parameters

Rural household with safe

drinking waterf

2001 76.9 73.2 96.9 Punjab

Population below poverty lineg 1993-94 24.92 36.02 13.14 Punjab

Population below poverty lineh 2004-05 16.75 28.27 8.12 Punjab

Note: Best values are compared amongst major Indian states in terms of population and size. Some of

the smaller states and union territory are performing still better in many cases Sources: a MHFW , 2002 b MHFW , 2005 c CSO, 2001 d NIPCCD, 2005 e Lok Sabha, 2007 f Ministry of Finance, 2006 g Planning Commission, , 2001 h Dev and Ravi, 2007

38

Table 2: Educational Status of Gujarat

Parameters Year Gujara

t India

Best

values

Best performing

state

Literacy ratea

Male 2001 70.71 71.18 93.54 Kerala

Female 2001 45.75 46.58 86.79 Kerala

Total 2001 58.53 59.21 90.05 Kerala

Gross enrollment ratiob

Boys 2003-04 32.93 30.08 61.03 Himachal Pradesh

Girls 2003-04 22.18 21.79 55.07 Himachal Pradesh

Total 2003-04 27.84 26.22 58.12 Himachal Pradesh

Note: Best values are compared amongst major Indian states in terms of population and size.

Sources:

a Planning Commission 2001

b MHRD 2003

Table 3: Sources of Data used for Constructing SLSI in Gujarat

Sr.

No. Data Type Year Source

1 Forest cover (%) 2001-02 FSI 2005 2 Water quality unaffected

habitations (%) 2003 Gujarat Water Supply and Sewerage

Board, Government of Gujarat 3 Recharge potential (%)

(recharge to draft ratio) 2002 Gujarat Water Resource Development

Corporation (GWRDC) 4 Total Food grain Yield (kg/ha) 2003-04 Directorate of Agriculture,

Government of Gujarat 5 Milk yield (kg/day) 2004-05 NDDB (National dairy Development

Board) 6 Net sown area (%) 2003-04 Directorate of Agriculture,

Government of Gujarat 7 Above poverty line (APL)

population (%) Department of Rural Development,

Government of Gujarat 8 Female literacy rate 2001 Census of India (accessed through

“http://www.indiastat.com on January 2, 2008”)

9 Maternal survival rate (1000 minus MMR)

Health Department, Government of Gujarat

10 Per capita food grain produc- tion (kg) - Rural pop

2003-04 Directorate of Agriculture, Government of Gujarat

11 Per capita milk production (kg) - Rural Pop

2004-05 NDDB (National dairy Development Board)

Note: Except Sr. 1 and 8, data is collected directly from the sources

39

Table 6: District-wise Ranking of the ESI, EEI, SEI and SLSI

District ESI EEI SEI SLSI

ESI

value

ESI

Rank

EEI

value

EEI

Rank

SEI

value

SEI

Rank

SLSI

value

SLSI

Rank

Surat 0.75 4 0.53 17 0.6 6 0.63 1

Junagadh 0.54 6 0.67 5 0.65 3 0.62 3

Mahesana 0.17 22 1 1 0.68 2 0.62 2

Valsad 0.79 3 0.52 18 0.41 21 0.57 5

Navsari 0.57 5 0.54 16 0.59 7 0.57 4

Vadodara 0.41 10 0.74 2 0.47 18 0.54 6

Sabarkantha 0.42 9 0.6 9 0.57 9 0.53 8

Ahmadabad 0.22 20 0.59 11 0.78 1 0.53 7

Anand 0.3 15 0.71 3 0.5 17 0.51 9

Dangs 1 1 0.11 25 0.38 22 0.5 10

Narmada 0.83 2 0.36 22 0.32 24 0.5 11

Kaira 0.31 13 0.61 8 0.55 10 0.49 13

Gandhinagar 0.23 19 0.68 4 0.58 8 0.49 12

Amreli 0.3 16 0.6 10 0.55 11 0.48 14

Banaskantha 0.33 12 0.62 7 0.45 19 0.47 15

Bhavnagar 0.31 14 0.55 15 0.51 15 0.46 16

Panchmahals 0.45 8 0.44 21 0.43 20 0.44 18

Porbandar 0.11 24 0.55 14 0.65 4 0.44 17

Jamnagar 0.29 18 0.46 20 0.53 13 0.43 20

Surendranagar 0.21 21 0.57 13 0.52 14 0.43 21

Patan 0.12 23 0.65 6 0.51 16 0.43 22

Rajkot 0.1 25 0.57 12 0.64 5 0.43 19

Bharuch 0.4 11 0.47 19 0.36 23 0.41 23

Kutch 0.3 17 0.27 23 0.55 12 0.38 24

Dahod 0.47 7 0.23 24 0.27 25 0.32 25

35

Table 7: Ranking of Districts in Decreasing Order of Various Indices

Rank ESI Ranking EEI Ranking SEI Ranking SLSI Ranking

1 Dangs Mahesana Ahmadabad Surat

2 Narmada Vadodara Mahesana Mahesana

3 Valsad Anand Junagadh Junagadh

4 Surat Gandhinagar Porbandar Navsari

5 Navsari Junagadh Rajkot Valsad

6 Junagadh Patan Surat Vadodara

7 Dahod Banaskantha Navsari Ahmadabad

8 Panchmahals Kaira Gandhinagar Sabarkantha

9 Sabarkantha Sabarkantha Sabarkantha Anand

10 Vadodara Amreli Kaira Dangs

11 Bharuch Ahmadabad Amreli Narmada

12 Banaskantha Surendranagar Kutch Gandhinagar

13 Kaira Rajkot Jamnagar Kaira

14 Bhavnagar Bhavnagar Surendranagar Amreli

15 Anand Porbandar Patan Banaskantha

16 Amreli Navsari Bhavnagar Bhavnagar

17 Kutch Surat Anand Porbandar

18 Jamnagar Valsad Vadodara Panchmahals

19 Gandhinagar Bharuch Banaskantha Rajkot

20 Ahmadabad Jamnagar Panchmahals Jamnagar

21 Surendranagar Panchmahals Valsad Surendranagar

22 Mahesana Narmada Dangs Patan

23 Patan Kutch Bharuch Bharuch

24 Porbandar Dahod Narmada Kutch

25 Rajkot Dangs Dahod Dahod

37

Table 4: Raw Data used for the Calculation of SLSI in Gujarat

Ecological Security Indicators Economic Efficiency

Indicators Social Security Indicators

District Forest cover (%)

Water quality

unaffected habitations

(%)

Recharge potential

(%)

Total food grain yield

(kg/ha)

Milk yield (kg/ day)

Net sown area (%)

APL popu-lation (%)

Female literacy

rate

Maternal survival

rate

Food grain production per capita of rural

population (kg/yr)

Milk produc-tion per

capita of rural population

(kg/yr)

Ahmadabad 2 64 94 1769 2.3 62.6 99 42 919 370 216

Amreli 3.2 67 150 1665 2.8 73.3 93 42 941 105 202

Anand 1.9 68 184 1911 2.8 60.7 94 40 801 266 235

Banaskantha 8.7 62 86 1093 3.1 68 95 33 914 170 269

Bharuch 5.3 76 179 852 2.5 50.1 92 42 803 101 121

Bhavnagar 2.9 68 159 1665 2.6 55.8 97 40 926 83 194

Dahod 16 76 165 950 1.3 18.9 79 40 802 197 127

Dangs 80.4 100 493 1341 0.4 15.9 88 34 905 303 18

Gandhinagar 6.8 51 55 2190 2.9 73.7 94 41 908 181 240

Jamnagar 2.6 62 173 1480 2.7 42.7 94 41 925 102 207

Junagadh 19.4 57 142 2939 2.8 59.7 96 41 954 228 193

Kaira 2.6 79 112 1961 2.4 71.1 95 40 835 320 160

Kutch 5 60 152 717 2.3 9.9 95 38 933 124 306

Mahesana 2.8 52 67 1592 4.1 79.3 98 41 915 126 434

Narmada 39 91 318 1072 1.7 40.3 86 38 898 115 97

Navsari 14.2 96 215 2002 3.3 66.9 94 44 947 130 151

Panchmahals 12.9 57 171 860 1.9 52.3 87 36 999 125 149

Patan 3 38 75 989 3.4 66.6 96 37 884 117 341

Porbandar 4.9 21 118 1916 3.4 50.2 97 42 897 148 373

Rajkot 1.3 27 143 1991 3 66.4 97 43 955 119 228

Sabarkantha 10.8 67 121 1256 2.8 59.7 89 38 964 165 308

Surat 17.7 90 276 1499 3 55.4 95 40 992 126 186

Surendranagar 1.6 52 157 1322 2.5 65.7 95 38 950 137 194

Vadodara 8.1 73 148 1075 2.1 67.5 95 41 866 130 146

Valsad 32.9 98 233 1530 2.7 53.1 79 41 999 106 106

38

Table 5: Indices Values of the Sustainability Indicators Ecological Indices Economic Indices Social indices

District Forest

index

Water quality

index

Recharge potential

index

ESI

value

Food

grain

yield index

Milk yield

index

NSA

index

EEI

value

APL

index

Female literacy

index

Maternal survival

index

Per capita food

grain

production index

Per capita

milk

produc- tion index

SEI

value

Ahmadabad 0.04 0.54 0.09 0.22 0.48 0.53 0.76 0.59 1.00 0.82 0.60 1.00 0.48 0.78

Amreli 0.10 0.58 0.22 0.30 0.22 0.67 0.91 0.60 0.71 0.82 0.71 0.08 0.44 0.55

Anand 0.03 0.59 0.29 0.30 0.76 0.65 0.73 0.71 0.74 0.62 0.00 0.64 0.52 0.50

Banaskantha 0.40 0.52 0.07 0.33 0.27 0.75 0.84 0.62 0.79 0.00 0.57 0.30 0.60 0.45

Bharuch 0.21 0.70 0.28 0.40 0.27 0.57 0.58 0.47 0.66 0.80 0.01 0.06 0.25 0.36

Bhavnagar 0.08 0.60 0.24 0.31 0.37 0.61 0.66 0.55 0.92 0.59 0.63 0.00 0.42 0.51

Dahod 0.46 0.70 0.25 0.47 0.32 0.24 0.13 0.23 0.00 0.67 0.01 0.40 0.26 0.27

Dangs 1.00 1.00 1.00 1.00 0.23 0.00 0.09 0.11 0.46 0.16 0.53 0.77 0.00 0.38

Gandhinagar 0.29 0.39 0.00 0.23 0.44 0.67 0.92 0.68 0.78 0.68 0.54 0.34 0.53 0.58

Jamnagar 0.07 0.52 0.27 0.29 0.28 0.63 0.47 0.46 0.77 0.73 0.63 0.07 0.45 0.53

Junagadh 0.97 0.46 0.20 0.54 0.64 0.66 0.72 0.67 0.85 0.70 0.77 0.51 0.42 0.65

Kaira 0.07 0.73 0.13 0.31 0.40 0.55 0.88 0.61 0.82 0.59 0.17 0.82 0.34 0.55

Kutch 0.20 0.49 0.22 0.30 0.29 0.53 0.00 0.27 0.80 0.47 0.67 0.14 0.69 0.55

Mahesana 0.08 0.39 0.03 0.17 1.00 1.00 1.00 1.00 0.94 0.73 0.58 0.15 1.00 0.68

Narmada 1.00 0.89 0.60 0.83 0.30 0.35 0.44 0.36 0.33 0.45 0.49 0.11 0.19 0.32

Navsari 0.40 0.95 0.37 0.57 0.01 0.79 0.82 0.54 0.75 1.00 0.74 0.16 0.32 0.59

Panchmahals 0.62 0.45 0.26 0.45 0.30 0.43 0.61 0.44 0.41 0.27 1.00 0.15 0.32 0.43

Patan 0.09 0.22 0.05 0.12 0.30 0.83 0.82 0.65 0.85 0.40 0.42 0.12 0.78 0.51

Porbandar 0.19 0.00 0.14 0.11 0.23 0.83 0.58 0.55 0.91 0.77 0.48 0.23 0.85 0.65

Rajkot 0.00 0.08 0.20 0.10 0.16 0.72 0.81 0.57 0.91 0.86 0.78 0.12 0.51 0.64

Sabarkantha 0.51 0.59 0.15 0.42 0.43 0.67 0.72 0.60 0.52 0.50 0.82 0.29 0.70 0.57

Surat 0.88 0.88 0.50 0.75 0.22 0.72 0.66 0.53 0.81 0.66 0.96 0.15 0.40 0.60

Surendranagar 0.02 0.39 0.23 0.21 0.34 0.57 0.80 0.57 0.80 0.43 0.75 0.19 0.42 0.52

Vadodara 0.36 0.65 0.21 0.41 0.94 0.46 0.83 0.74 0.81 0.74 0.33 0.16 0.31 0.47

Valsad 0.99 0.97 0.41 0.79 0.31 0.63 0.62 0.52 0.00 0.74 1.00 0.08 0.21 0.41