world capital market overview

7/27/2019 World Capital Market Overview

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World Capital Market

Global Merchant banking & Private Equity Funds Management


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With global presence at Beijing, Shanghai, Shenzhen, San Francisco, Los

Angeles, and New York, WCM is a global merchant banking advisory firm

that assists clients and portfolio companies to meet corporate, financial, andWall Street objectives.

Structured as a finance and strategy advisory firm, WCM focuses on high-

growth opportunities and businesses in the U.S., Asia, and Europe.

WCM specializes in cross border transactions in Great China Region.

WCMs future plan is to get listed in USA public market and grow through

value investment and create next Warren Buffetts Berkshire Hathaway

Company.

Overview


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World Capital Market has set up 1 RMB fund of $100M in China.Another threes funds are being raised. It is expecting to manage 1BRMB by the end of 2013.

World Capital Market created Initial Public Listing (IPL) and DPO

(Direct Public Offering) Plans for Pre-IPO companies to access globalcapital markets.

As a strategic investor, World Capital Market focuses on investing incompanies that have a sustainable long-term advantage over their

competitors and are seeking a partner who can provide financialcapital and make significant contributions to operating businesses tohelp them grow and increase shareholder value.

Private Equity


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Start to finish assistance, from a firm with results oriented experience and an equityincentive that generates profits for the firm only after key client milestones areachieved.

WCM advises and guides each step and issue, and assists with coordination of variousprofessionals such as lawyers, accountants, and underwriters.

WCM has assisted clients achieve corporate finance objectives at all stages, includingventure, private equity, pre-IPO, IPO, and M&A.

World Capital Market will work with you to identify and formulate a business strategyfocused upon maximizing shareholder value. Our team literally has lifetimes offinancial and operational experience. The firm's principals have been presidents andCEOs of operating companies like yours. We have learned from our experiences that alittle preparation goes a long way to bringing a superior result on a timely basis.

We don't waste your time or money. Our pragmatic approach and unique globalmarket perspective will concentrate your efforts on high value yielding activities.World Capital Market understands that in advance of approaching the markets, theseller must mend the fence, cut the grass and paint the kitchen. We formulate andparticipate in implementing the required actions in preparing your company for theroad ahead.

Strategy & Finance Advisory


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Core interest area for the firm and its partners.

Significant track record of developing and executingsuccessful strategies.

Assisting companies raise pre-IPO capital, maximizevaluation, investor appeal, diligence and underwriterreadiness.

Strong underwriting relationships with leading

investment banks.

Pre IPO


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Cross border business and finance strategies: an area of special interest

and expertise.

Joint ventures, M&A, public listings, distribution, and production.

Regions of Interest: US, Europe, China, Latin America.

A leading advisor and strategist for US public listings of internationalbusinesses - assisting companies to move beyond traditionalboundaries and resources.

Cross Border


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The firms decade-long Asian focus has been on Greater China, whichcontinues to post the highest economic growth rates in modern history.

WCMs China affiliates and network includes key government agencies,financial institutions, and corporate leaders.

WCMs China projects and clients include, among others: Chinadotcom,China Unicom, First China Auto, PetroChina, CAOSCO, and severalOTCBB listing companies.

Two-way services: Assisting Chinese companies with western business

and listings and assisting Western companies with China business.

China


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WCM manages and advises a portfolio of companies with asset ofover USD $5B. WCM seeks and invests in high growth businessesthat feature strong management teams, high barriers to entry,exceptional profit growth, and clear exit opportunities via U.S. listingor industry sale.

Through its role as an investor, WCM participates in private equityindustry events and maintains extensive relationships with bothinternational and other domestic private equity funds.

WCMs investments are typically intended to fund emerging growth

companies, public listing preparation costs, and strategies focusedon enhancing valuations.

Investments


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A fee proposal is typically generated after WCM and the client companyhave a mutual understanding of the corporate objectives and the keyneeds to meet those objectives.

Compensation, in the form of cash fees and equity participation, is basedon the duration and difficulty of the project, as well as the size of the

project team.

Most of the firms revenues and profits come from the firms equity stake- thus WCM and the principals share the same interests.

Most engagements can be terminated at any time - providing asatisfaction guarantee at all times.

Fee Services


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At World Capital Market, we believe that your middle market transaction requires and demands

investment banking experience equivalent to that routinely reserved for larger headline-grabbingtransactions. We specialize in the middle market and devote our most seasoned and capable resourcesto your transaction. To us, your deal is not inconsequential and it is not a training exercise for lesserexperienced personnel. Middle market deals are precisely what we undertake to build our business.Nothing more, nothing less.

As World Capital Market undertakes your transaction, we create a select team of seasoned principals

to professionally manage and successfully conclude your deal. Each client also receives the benefit ofthe expertise, experience and resources of the entire firm.

Our firm has steadily grown over the years because of our unique global perspective, a results-oriented approach and the ability to consistently deliver maximum value for each client. As middlemarket specialists, we are keenly aware that maximum value encompasses a variety of attributesbeyond pricing and we endeavor to address and favorably resolve attendant terms and conditions,warranties and representations, indemnifications and the like.

We understand that your transaction will ultimately be completed with one party or group relegated tothe proverbial other side of the table, however, without the advent of competitive pressures, coupledwith aggressive, seasoned and professional negotiations, maximum value will not otherwise result.And finally we understand that rarely is a transaction completed and over once the deal is signed,rather the underlying commitments and contingencies only then begin. Our expertise will enhanceyour long-term results.

Middle Market Transactions: Our Perspective


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The sale of the business is a complex, dynamic process. At Global Capital

Markets, we guide sellers through every step of the maze, from the start toclosing the deal.

We initially evaluate your business to determine which alternatives willdeliver maximum value. When you elect to sell, we will work with you tomanage the project from confidential marketing through final negotiations.

World Capital Market implements a proven process to provide the mosteffective means to maximize value, a process not easily accomplished.

Seller Representation


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For those clients who do not wish to sell, World Capital Market can

arrange a strategic equity partnership. It's a rare opportunity to enjoy thebest of both worlds - allowing the business owner to achieve liquidity, yetstill control the operation. And best of all, as the company grows and valueis enhanced, the original shareholder gets a second bite at the apple.

For the partner, it's an opportunity to invest side-by-side with quality

management and enjoy the benefit of significant capital appreciation. Withsensitivity toward both chemistry and capital issues, Global CapitalMarkets develops partnerships that are enduring and profitable.

Identifying and concluding a transaction with the right partner is of paramountimportance. The benefits derived from a synergistic relationship

are apparent and serve to create that incremental value when a downstreamtransaction is facilitated in the future.

Equity Partnering


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Three things matter in running a company successfully management,

management and management. It has always been true and remains so today.World Capital Market helps management teams fulfill their aspirations inacquiring target companies. We provide a complete turnkey service including:

Creating close team support with other professional advisors incoordinating the acquisition strategy, bridging the valuation

parameters of both existing and management shareholders Negotiating and structuring the deal, placing particular emphasison the needs of both existing and management shareholders Designing and sourcing the necessary financing to close the deal,utilizing both external and internal capital sources Providing the post-transaction capital and support to ensure longterm

success

Management Buyout Services


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World Capital Market has an enormous database and a worldwide network of

relationships. Together, they provide an excellent and effective solution to targetdefinition. World Capital Market will help define the criteria, locate suitablematches, facilitate discussions and negotiations and assist in the financing.At World Capital Market we endeavor to thoroughly understand our clients'needs and objectives. We can identify and successfully conclude the right deal atthe right price.

Our primary interest is to identify the right fit, not just any candidate. You havespecific parameters in mind and our mission is to identify the best candidates.

Acquisition Search Services


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With substantive relationships and extensive experience,

Global Capital Markets can arrange well-structured,well-priced financing for you. Access to key decision makerstranslates to both a quick response and efficient results.

While providing a cost-efficient solution is the art of skillednegotiating, it is also a vision. A vision to provide adequatecapital facilities for today and tomorrow. A vision beyond theobvious. For in the global marketplace, the best answer is rarelynext door.

Clients of World Capital Market are aware of this advantage.We utilize our relationships to enhance the profitability ofyour business.

Corporate Debt and Equity Capital


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Markets change, economic cycles change and financial

projections are not always achieved. These are some of themany reasons why companies sometimes cannot meetfinancial obligations as scheduled. As a result, creditors canmake demands that jeopardize a company's future. Withsubstantial experience, World Capital Market can assistcreditors, debtors and equity holders in the following areas:

Renegotiate existing debt and loan agreements Raise additional debt or equity Divest corporate assets Arrange mergers Negotiate workout plans with creditors

Implement incremental cash generation programs

Financial Restructuring


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World Capital Market provides valuation services for a broadrange of purposes, including:

Business sales, purchases and mergers Buy/sell agreements Corporate planning and strategic alternative agreements

Dispute resolution, litigation support and testimony Estate and gift taxes Fairness opinions Intellectual property and intangible asset valuations Recapitalizations, restructurings and stock repurchases Solvency analyses

Liquidity assessments

Advisory and Opinion Services


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Building your wealth requires creative answers to some pretty tough questions.Mergers & Acquisitions

How will I know the best time to sell my business for maximumvalue? In the global marketplace, how can I find the best buyer for mycompany? How can I sell part of my business and still maintain control whilebuilding future value? How do I identify and accurately evaluate acquisition opportunities?

Financing Am I foregoing business opportunities due to a lack of capital? Does my present loan structure optimize funds availability at a satisfactorycost? Are there alternatives to my capital structure that will drive thebusiness without increasing my personal exposure? Is there a way to profitably do business overseas without inordinaterisk?Strategy Consulting What essential improvements will yield a substantial increase inmarket value? How do I retain key employees? When and what do I tell employees, customers and suppliersabout a contemplated sale?World Capital Market has the answers to these and other important questions.

Building Wealth


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WCMs clients have completed over $1 billion in fundraising and financial transactions and our team hasdone $5B transactions of financing.

Support with corporate strategies that maximizevaluation and investor appeal.

Sponsorship and on-going consulting on a long termbasis.

WCMs success is directly tied to the success of its

clients.

Client Success


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Harold Stadler is Executive Director of World Capital Market

At WCM, Mr. Stadler is the senior operating manager responsible for managing the merchant banking operations of the

firm. This includes asset management the management of WCMs own capital and the supervision of offices in Beijing,

Shanghai, Los Angeles, San Francisco, Chicago, New York, Tokyo and London. WCM focuses on investing and advising

companies with high-growth prospects in the U.S., Asia and Europe. WCMs goal is to substantially increase its assets

under management and allow its portfolio of companies to get listed in the securities market. Mr. Stadler is also past

founder of Pru Realty Funding Corp., and responsible for the management, operations, and oversight, including

origination, management, structuring, and funding of the product. Mr. Stadlers prior corporate experience was as: 1)

CEO of Investment Management Fund; 2) CEO Aerospace Distribution Company; 3) CEO Low Voltage Electrical

Company) 4) CEO Direct Marketing/Advertising Company; 5) CEO Real Estate Acquisitions Fund; 6) Managing Partner

Real Estate Investments, and 7) has over 25 years of experience in the investment banking, private equity fund

management, mergers, acquisitions and commercial banking markets. As a banker, Mr. Stadler has been involved with the

sale, financing and acquisition of multiple companies, which included distressed and turnaround debt situations. Mr.

Stadler also ran a captive private equity fund for Wells Fargo & Co., where he was responsible for executing and

structuring real estate and corporate acquisitions for Wells Fargo Capital Markets, Inc. Mr. Stadler spent most of his career

in investment and corporate banking. At Wells Fargo he was a Senior Vice President in charge of the Investment Banking

function in Los Angeles, California. Mr. Stadler also was a senior manager at two (Roth Capital and Geneva Financial)

investment banking firms in Orange County, California where he executed public as well as private corporate financetransactions. Additionally, Mr. Stadler worked several years at Citicorp Securities executing larger transactions on the

West Coast.

Prior to entering the business world, Mr. Stadler attended Fordham University, New York, N.Y., where he received a

degree in finance and Claremont Graduate University, Claremont, California, where he received his masters in

management.

Team Members


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Dr. William Kirschenbaum, Board of Advisor of World Capital Market

Dr. William Kirschenbaum started with the international consulting firm Booz, Allen & Hamilton and ran the Eastern

Region and Europe in the areas of External Strategic Planning, Mergers & Acquisitions and Corporate Valuations. He

consulted for companies such as Quaker State Oil, Sears, British American Tobacco, and Royal Dutch Shell and a number

of American and European real estate firms. He headed the Investment Banking Department of a Wall Street firm where he

performed all types of corporate finance activities for many American and foreign companies. Dr. KIRSCHENBAUM

served as President of a public company, whose stock was listed on the Exchange. In two and a half years, it accumulated

700,000 square meters of high quality real estate for a cost that was approximately $170,000,000 less than the appraised

valuation. He founded and served as Chairman of a financial service company with banks, mortgage companies, bondfirms, mortgage servicing brokerage firms, and other related activities. This company that began with nine people was also

taken public. It ultimately had offices in 38 cities with a credit line $350,000, 000.

Dr. Kirschenbaum created four joint ventures in various Chinese provinces. He is board director of C.Net Software

Company in Chengdu. He has awards from the Government and Liaoning Province. He is chief economic advisor in

Kaifen and he was one of three foreign economic advisors to Shenyang which is the fourth largest Chinese city and its

largest heavy industry center.

Dr. Kirschenbaum has written and spoken extensively in China, the U.S., Switzerland and England on all types of business

and economic subjects, such as valuations and marketing of companies' assets and loans, and financial institutions'; and is

an economic commentator for China Central Television (CCTV) International and Domestic on economics, finance and

financial institutions. He was former Board Member of Associated Builders and Owners of New York (real estate umbrella

organization). He is listed in Who's Who in America, and in Who's Who in Finance and Industry. He holds a Ph.D. in

Economics from the City University of New York.

Team Members


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Mr Jean MICHEL FLOC'H, Managing Director

Mr. Floch is a Franco Australian African educated in Africa, Europe, Asia and now residing in Beijing. He is an ex- seniorbanker and an experienced businessman. He has over 36 years of international business experience in the Asia-Pacific, Africa

and Middle East due to a rich career which includes Corporate Banking, Private Investment, Business Development, Sales &

Marketing and various entrepreneurial activities.

He is Director of several corporations in a partner or shareholder role and from his base in China is involved in setting up

operations for a number of multinationals all over the world (Australasia, Africa, Middle East, and Latin America).

Due to his in depth knowledge of the region, Mr Floch proposes entry strategies into the Chinese market, expertise in oil,

gas, construction, mining, metallurgical and commodity trading, provides client representation and financing solutions and

implements projects through a selection of top-tier Chinese partners.

For those who wish to invest in China or abroad, Mr Floch is able to facilitate partnerships, Mergers & Acquisitions and

alliances.

INDUSTRY EXPERIENCE:

Senior Banker at BNP Paribas and Suez Group/CALYON for 26 years. Entrepreneur investor 9 years. Adviser to numerous

multinational corporations (Alcan, Anglo-American, Vinci Group, Nestle, ABB) and governmental bodies in Thailand,Singapore and China. Adviser of financial institutions and Banks in China and overseas.

EDUCATION AND BACKGROUND:

Master of Law and Economics, School of Law, Economics and Sciences, France. International Business and Trade from

Cambridge University, UK.Master International Business Africa & Middle East. D.E.S, Master. France

Team Members


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Dr. Zhou Chunsheng, Board of Advisor

Dr. Zhou previously served as a Financial Economist in the Federal Reserve Board in Washington D.C.

and a Commissioner of Strategy & Development Committee, China Securities Regulatory

Commission. He has also taught in the business schools of the University of California at Riverside

and the University of Hong Kong. He is now a professor of finance and also serves as Assistant Dean,

Director of Executive Development Programs of Peking University's Guanghua School of

Management. Dr. Zhou is known for the breadth of his knowledge in corporate finance, analysis offinancial markets, derivatives, and risk management. He published a number of research articles in

leading economics and finance journals and made numerous presentations to academic researchers,

business managers, and financial practitioners, in US, Europe, Hong Kong, and Mainland China. He is

an active consultant and advisor to many companies and government organizations. Dr. Zhou received

a MS from Peking university and a Ph.D. in financial economics from Princeton University.

Team Members


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Jonathan Mork, Advisor

Jonathan Mork is the founder and strategy director Millennium Capital Partners as well as the Co-

Chairman of the Investment Committee for Millennium Hanson, the firms direct investment affiliate.

Jonathans experience includes being the lead Wall Street strategy advisor to China Internet since 1995,

culminating with the company's subsidiary NASDAQ spin-off IPO of Chinadotcom in 1999.

Jonathans experience includes assisting companies with financings, reorganizations, restructurings,

and strategic transactions. He currently serves on the boards of Roth Capital Partners, a leading small-

cap investment banking firm, as well as Millennium Hanson, a merchant banking joint venture with

Hanson Capital of London. Jonathan also serves on the board of directors of MTC, Nirve Sports, and

ChinaVu. Jonathan completed his undergraduate degree (1986) and MBA (1987) at Cornell

University, receiving distinction, Phi Kappa Phi, and Phi Beta Kappa honors.

Team Members


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Dr. Yi Zheng, Managing Director

Dr. Yi Zheng, Managing Director, Dr. Zheng is the founder of LSG Group, a San Francisco-based

consulting company for international investors seeking investment opportunities in China. Previously,

Dr. Zheng was an associate in the Newbridge Capital Group, the Asia investment arm of the Texas

Pacific Group and Blum Capital Partners. In 2002, Dr. Zheng's work in the acquisition of the Shenzhen

Development Bank on behalf of the Newbridge Capital Group was named by Finance Asia as the BestPrivate Equity Investments of the year. Prior to that, Dr. Zheng also worked as a consultant at Morgan

Stanley and at a San Francisco-based startup in the financial service industry, as well as an assistant to

the Director General of the China Council for International Cooperation on Environment and

Development. Dr. Zheng holds Masters of Financial Engineering from the Haas School of Business at the

University of California Berkeley, a Ph.D. in Civil Engineering from the University of California, Davis,

and Masters of Science in Environmental Engineering from Tsinghua University in China.

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Peter Yeung, Managing Director: Corporate Finance

Peter has 17 years of executive experience in business management, M&A and Venture Capital. He is

Managing Director of GenNet Technology, a mergers and acquisitions firm. He was Chairman/CFO of

MICOR Energy LLC (1995-2000), the largest fuel distributor for truck fleets in southwestern U.S. He

was Chairman/CEO, Alton Group, Inc. (1991-1994), a publicly held biomedical instrument company.

Prior to that, he was Vice President, DynaTech/DynaFund (1989-1991), a US$100 million venturecapital fund investing in the US and Far East. He was Executive Vice President, Physical Optics Corp.

(1985-1989), a fiber optics product manufacturer He received his BS & MS in Electrical Engineering

from University of Southern California(1982) and a MBA from Pepperdine University (1985).

Team Members


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W ld C it l M k t


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STRATEGY, INVESTMENT & FINANCE

Financing

$8,000,000World Capital Markets Principals acted as fnancial advisor.

LOS ANGELES. NEW YORK. TOKYO.

BEIJING. SHANGHAI. HONG KONG. SHENZHEN

World CapitalMarket, Inc.


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