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  • 8/11/2019 wp136_hwang(1).pdf

    1/37www.giga-hamburg.de/workingpapers

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    GIGA Research Programme:

    Power, Norms and Governance in International Relations___________________________

    Measuring Geopolitical Power in India:

    A Review of the National Security Index (NSI)

    Karl Hwang

    No 136 May 2010

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    GIGAWP136/2010

    GIGAWorkingPapers

    EditedbytheGIGAGermanInstituteofGlobalandAreaStudiesLeibnizInstitutfrGlobaleundRegionaleStudien

    TheGIGAWorkingPapers series serves todisseminate the research results ofwork inprogressprior topublication inorder toencourage theexchangeof ideasandacademicdebate.Anobjectiveoftheseriesistogetthefindingsoutquickly,evenifthepresentationsarelessthanfullypolished.InclusionofapaperintheGIGAWorkingPapersseriesdoesnotconstitutepublicationandshouldnotlimitpublicationinanyothervenue.Copyrightremainswiththeauthors.Whenworkingpapersareeventuallyacceptedbyorpublishedinajournalorbook,thecorrectcitationreferenceand,ifpossible,thecorrespondinglinkwill thenbe includedon theGIGAWorkingPaperswebsiteat.

    ResearchProgrammePower,NormsandGovernanceinInternationalRelations

    EditoroftheGIGAWorkingPapersseries:BertHoffmannCopyrightforthisissue:KarlHwang

    Englishcopyeditor:MelissaNelsonEditorialassistantandproduction:ChristineBerg

    AllGIGAWorkingPapersareavailableonlineandfreeofchargeonthewebsite.Foranyrequestspleasecontact:Email:[email protected]:++49(0)40 42825 548

    The

    GIGA

    German

    Institute

    of

    Global

    and

    Area

    Studies

    cannot

    be

    held

    responsible

    for

    errorsoranyconsequencesarisingfromtheuseofinformationcontainedinthisWorkingPaper;theviewsandopinionsexpressedaresolelythoseoftheauthororauthorsanddonotnecessarilyreflectthoseoftheInstitute.

    GIGAGermanInstituteofGlobalandAreaStudiesLeibnizInstitutfrGlobaleundRegionaleStudienNeuerJungfernstieg2120354HamburgGermany

    Email:[email protected]:www.gigahamburg.de

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    GIGAWP136/2010

    MeasuringGeopoliticalPowerinIndia:

    A

    Review

    of

    the

    National

    Security

    Index

    (NSI)

    Abstract

    ThisreviewexamineshowIndiaperceivesitsownrisetopowerbyundertakingadetailed

    analysisoftheIndianNationalSecurityIndex(NSI)fortheperiodfrom2003to2008.Like

    otherpowerformulas,theNSIincludesvariousindicatorsofpower,thoughitisuniquely

    Indian in that it initially emphasized human development and later included ecology

    basedonaholistichumansecurityparadigm.Theanalysisdemonstratesthatthisholisticapproachhasnowbeenabandonedinfavorofamoreconventionalone,andthatthetech

    nical formulas and theoretical concepts of the NSI exhibit various inconsistencies and

    problems. Inparticular, one can recognize the absoluteneed for aunified standard for

    handlingvariablesintheconstructionofcompositeindexesingeneral.

    Keywords: India,geopolitics,statistics,powerformula,powerindex,humansecurity

    Karl

    Hwang

    isaPh.D.studentattheGIGAGermanInstituteofGlobalandAreaStudiesandtheUni

    versityofHamburg.

    Contact: [email protected]

    Website: http://conducator.jimdo.com/

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    GIGAWP136/2010

    Zusammenfassung

    Das

    Messen

    geopolitischer

    Macht

    in

    Indien:

    Eine

    kritische

    Analyse

    des

    Nationalen

    Sicherheitsindexes

    (NSI)

    DieseStudieuntersuchtdurcheinedetaillierteAnalysedesNationalenSicherheitsindexes

    (NSI)frdenZeitraumderJahre2003bis2008,wieIndiensichselbstwahrnimmt.DerNSI

    bestehtwieandereMachtformelnauchausverschiedenenIndikatorenfrMacht,doch

    isterspezifischindischinsofern,alserseinenSchwerpunktursprnglichaufdiemensch

    licheEntwicklunglegteunderstspterdiekologieaufGrundlageeinesganzheitlichenParadigmas der menschlichen Sicherheit mit einbezog. Die Analyse zeigt, dass dieser

    ganzheitlicheAnsatzzugunsteneineseherkonventionellenWegesaufgegebenwurdeund

    dassdie technischenFormelnund theoretischenKonzeptedesNSIverschiedeneWider

    sprcheundProblemeaufzeigen.Allgemein istzuerkennen,dasseineinheitlicherStan

    dard imUmgangmit denVariablenbeiderZusammensetzung von Indizesunbedingt

    notwendigist.

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    MeasuringGeopoliticalPowerinIndia:

    AReviewoftheNationalSecurityIndex(NSI)

    KarlHwang

    ArticleOutline

    1 Introduction

    2 GeopoliticalChallengesinIndiasQuestforGreatpowerStatus

    3 TheRoleofPowerinKautilyasArthashastra

    4

    TheInstitutional

    Background

    of

    the

    NSI

    5 PossibleInspirationsbehindtheNSI

    6 FromNationalSecuritytoHumanSecurity

    7 TheHumanDevelopmentIndexandtheEnvironmentalVulnerabilityIndex

    8 TheLackofaUnifiedStandardintheCalculationoftheNSI

    9 The Trend in the Composition of the NSI Towards the Abandonment of Human

    Security

    10 ReceptionandCritiquesoftheNSI

    11 Conclusion

    1 Introduction

    Powerindexesdontmeasurepowerassuch;rather,theymeasurepowerasitisperceivedby

    theirdesigners.MichaelPillsbury undertook a groundbreaking study onChinesepower

    formulasin2000.Hejustifiedhisundertakingbyemphasizingthatitisnecessarytoappreci

    ateChineseviewsasuniqueandnotmerelyasamirrorimageofAmericanviews(Pills

    bury2000:xv).InordertodosoPillsburyusedtheanalogyofstudiesontheSovietUnion

    andquotedAndrewMarshall,whohasbeendirectoroftheOfficeofNetAssessmentinthe

    USDepartmentofDefensesince1973:

    Sovietcalculationsarelikelytomakedifferentassumptionsaboutscenariosandobjec

    tives []performdifferent calculations,usedifferentmeasuresofeffectiveness, and

    perhapsusedifferentassessmentprocessesandmethods.TheresultisthatSovietas

    sessmentsmay substantiallydiffer fromAmericanassessments. (Marshall,quoted in

    Pillsbury2000:xv)

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    6 KarlHwang:MeasuringGeopoliticalPowerinIndia

    TheAmericaninternationalrelations(IR)theoriesneorealismandoffensiverealismassume

    thatthereisauniversalrationalitybehindstatesquestforpower;thetheoriesdifferonlyin

    theirapproachestoriskbehavior(seeMearsheimer:1722).Incontrast,advocatesofstrategic

    culturepoint

    out

    that

    elites

    conditioned

    by

    different

    cultural

    environments

    may

    make

    differ

    entchoiceswhenplacedinsimilarsituations(Johnston1995:35,38).Rankedpreferencesare

    onemethodfordeterminingstrategicculture(Johnston1995:48).Power indexesaregener

    ally amore tangible sourceof informationbecause thepreferences are alreadyquantified

    andweighted;byknowingthedetailsofpowerformulasonemaythusinfernationalpriori

    tiesandpossiblymakepredictionsregardingnationalstrategy.

    Powerformulaspartlyexpresstheidiosyncraticviewsoftheirdesigners,partlyexpress

    theculturallybasedpreferencesandprioritiesoftheirrespectivesociety,andpartlyexpress

    theuniversalpursuitofpowerintheformofcapabilityandresources.Whilepowerformulas

    rarelycomealongwithexplicitlynewperspectivesanddefinitions, theymaycontainnew

    variablesandnewmethodsofcalculation,whichappear tobe themost importantaspects

    whenstudyingthevariouspowerindexes.

    ItcanbeassumedthatanynonomniscientBeing(i.e.anyfrailhumanbeing)proba

    blycanneverapprehendthetrueobjectivefact(Kent1951:42),butsubjectivitymayindeed

    beusefulincontributingnewideasfrompreviouslyignoredperspectives.TheNationalSe

    curityIndex(NSI),whichwasdevelopedbytheIndianNationalSecurityCouncilSecretariat

    in2002,hasanIndianflavor:itinitiallyemphasizedhumandevelopmentandlaterincluded

    ecology,asIndiawherethepopulationdensityishigherthaninJapanisknownformass

    povertyandovercrowding.ItistemptingtosuspectthatIndianIRanalystsingeneralwould

    beratherfondofGDPatpurchasingpowerparity(PPP)ratherthanattheofficialexchange

    rate(OER)asthiswouldimmediatelytripletheireconomicsize,butsuchageneralsubjec

    tivepreferencecannotbeconfirmed.1

    TheargumentcouldbemadethatIndianpowerindexesarerelevantbecauseIndiais

    increasinglyrelevant,butthiswouldthenimplythatthepowerindexesofsmallercountries

    arelessrelevant.TheIndianpowerindexesmayberegardedasasymptomofIndiasascen

    dancyto

    global

    power,

    but

    any

    hypothetical

    attribution

    of

    power

    indexes

    to

    growth

    in

    power

    canbe expected to suffer from selfselectionbias,whichmeans that the increasedpublic

    availabilityofsomeindexesdatavisvislessavailableindexesdistortsperception.Indians

    havemost likelyconstructedpower indexesbefore,and itmaysimplybe the Internet that

    makes those Indian power indexes constructed nowadays internationally traceable. Pre

    InternetIndianpower indexesmayneverberesuscitatedwithoutconsiderableresearchon

    thepartofIndianscholarsthemselves.

    1 TheNSIusesOER.TheIndianeconomistArvindVirmanidevelopedhisownpowerindexin2004/05;here

    peatedlyinsiststhatPPPisthebettermeasureandresentsanynotionthatOERmaybeasgoodorbetter.The

    basisforhisclaim isaratherunconcealednationalistbiasregardingtherankingofIndia(seeVirmani2004,

    2005a,2005b,2005c,2005d).

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 7

    Thepaperisstructuredasfollows:sections2&3seektobrieflyilluminatethecontext

    oftheNSI.Theobjectiveofthesesectionsisto,ingeneralterms,connecttheNSItoIndiaas

    farasthe lattersgreatpoweraspirationsandstrategiccultureareconcerned.Section2ex

    plainsIndias

    attempt

    to

    attain

    great

    power

    status

    and

    its

    economic

    performance.

    Section

    3

    returnsto Indiasstrategicculture, lookingattheroleofpower in theArthashastrabyKau

    tilya,whichisthekeytextinthisrespect.

    Sections4to7seektoconnecttheNSItoitsspecificinstitutionalandtheoreticalroots.

    Section4examinestheinstitutionaloriginoftheNSIasthebasisforitsdevelopment.Section

    5tracestheideationalrootsandintellectualheritagethatculminatedinthedevelopmentof

    theNSI in order to distinguish the intellectualbaggage from preceding efforts in power

    measurementbyotheranalystsfromthefreshimpulsesofthedesignersoftheNSI.Section6

    focusesonthetheoreticalbasisfortheuniqueemphasisoftheearlyNSIonhumansecurity

    aswellason theconceptualproblematic involved.Section7 lookscriticallyat theHuman

    DevelopmentIndex(HDI)andtheEnvironmentalVulnerabilityIndex(EVI)astheseindexes

    wereintegratedintotheearlyNSIwithitsfocusonhumansecurity.

    Section8maybeofinterestonlytoexpertsonthetechnicalaspectsofpowerformulas.

    However, it iscrucialtounderstandingwhy theNSIhasnotmanaged toproducesatisfac

    torynumbers.Section9demonstrates through thematicweightingandcorrelationanalysis

    howtheNSIhaseffectivelyabandoneditsoriginalemphasisonhumansecurityandlooksat

    possiblereasonsforthis.Section10investigateshowtheNSIhasbeenreceivedaswellasthe

    criticismsofit.Thelattermaycontainsuggestionsforfurtherimprovement.Section11con

    cludes the inquiryby lookingatthetwobig issuesfacingtheNSI,whichare(1)the inclu

    sion/exclusionofhumansecurityand (2) the inadequacyofresultsdue totheabsenceofa

    unifiedcalculationstandard,andofferssuggestionsforfurtherresearch.

    ForreaderswhowanttoseethefivepublishedversionsoftheNSIitself,AppendixA

    providesdetailsontheindexschangingcomposition.Thecompleteresultsofthefivepub

    lishedindexescanbefoundinAppendixB.

    2 GeopoliticalChallengesinIndiasQuestforGreatpowerStatus

    IhaveaTHIRDvision.Indiamuststanduptotheworld.BecauseIbelievethatunless

    Indiastandsuptotheworld,noonewillrespectus.Onlystrengthrespectsstrength.

    Wemustbestrongnotonlyasamilitarypowerbutalsoasaneconomicpower.Both

    mustgohandinhand.

    AvulPakirJainulabdeenAbdulKalam

    EleventhPresidentofIndia(20022007),2006

    IntheindexofMearsheimersTheTragedyofGreatPowerPoliticsfrom2001,onefinds65en

    triesforthePeoplesRepublicofChinaand3entriesforIndia(Mearsheimer2001:538,543),a

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    8 KarlHwang:MeasuringGeopoliticalPowerinIndia

    factwhich issymptomatic for the lowprestige that Indiahassufferedso far.Yet inrecent

    yearsithasbecomeincreasinglyfashionabletolaudIndiasascendancetotherankofglobal

    power (Basu 2008: 396). The problem is pinpointing the timing of Indias entry into the

    leagueof

    great

    powers.

    The

    Pokhran

    II

    nuclear

    tests

    from

    May

    11

    13,

    1998

    could

    represent

    a

    suitabledate,butonlybecause Indiasuccessfullyweathered theresultingsanctions.These

    testswere surelymeant to validate Indias claim to greatpower status (Nayar/Paul: 27;

    Perkovich2003:5).2

    In contrast, Indias lowpoint in economicdevelopmentmaybe established as 1979,

    thoughrelativetoChinathedifferenceinwealthhasneverbeenasgreatastoday.Thetime

    period19471979wasmarkedbyFabiansemisocialism,lesssointermsofownershipthanin

    termsofcontrol through the illfamedLicenceRaj.3Therelativelystablepercapitagrowth

    rateofjustover1percentduringthisperiodbecameknownastheHindurateofgrowth.

    Moderatereformswereinitiatedinthe1980s;however,largefiscaldeficitsduringthistime

    periodspilledover into the tradedeficitand thusbroughtaboutaseriousbalanceofpay

    mentscrisisin1991,whentheIndiangovernmentwasclosetodefaultonitsexternalobliga

    tions.Thiscrisissparkedthepushformoredrasticreformsaimedatfurthereconomicliber

    alizationfrom1991to1993.Comparedtoitsunsustainablegrowthtrackofthe1980s,India

    nowlookstobeonasustainablepathasallcriticaldebtratios4havedevelopedinafavorable

    direction.

    Countlessscholarshaveemphasizedtheimportanceofwarinprovingnationalpower.

    KarlHaushofer5statedthattheultimatetestofnationalstrengthiswar(Haushofer1913:8);

    GeorgePerkovichstated inamorerecent lectureon India thatwarprovides theempirical

    test ofmilitary power (Perkovich 2003: 14, 2004: 136); andChangChinLung referred to

    oneononealloutconflicts,as theacid test forpowerequations (Chang2004:21). India

    2 In thisregard theroleof theBharatiyaJanataParty (BJP)elites inpushing foranovertnuclearprogram in

    1998canalsobementioned.TheBJPbases its ideologyonHindutva,whichdemandsHindunationalism,

    one nation, one religion, and one country. Its ideology comes from theArthashastra and states that India

    shouldbestrong.ApertinentbookonthisissueisChristopheJaffrelot,ed.2007.HinduNationalism:AReader.

    Delhi:PermanentBlack.

    3 TheLicenceRaj(19471990)referstoabureaucraticsystemthatsetquotasforbusinessesastohowmuchofa

    certainproducttheywereallowedtomanufacture.Thequantityofgoodswasthereforenotdeterminedfreely

    bysupplyanddemand.

    4 That is (1)Debt StockGDPRatio 19901991: 28.7; 19992000: 22.0; (2)DebtServiceRatio 19901991: 35.3;

    19992000: 16.0; (3)DebtExports Ratio 19901991: 491.7; 19992000: 258.6; (4) ShorttermDebt/TotalDebt

    19901991:10.3;19992000:4.1;and (5)ShorttermDebt/ForeignCurrencyReserves19901991:382.3;1999

    2000:11.5(Baru2003:186187).

    5 KarlHaushoferhasbeenmuchcriticizedovertheconnectionbetweenGermangeopoliticsandNaziexpan

    sion;nevertheless,geopoliticshasbeenregainingsomeof itspopularity,whichalsoencouragesadifferenti

    ated treatment of thisparticular issue.When asked aboutKarlHaushofer,prominentAmerican IR expert

    ParagKhanna stated recently inan interview thatGermanywas indeedan essentialpillarofgeopolitical

    thought.[]Ofcoursewecanusetheoldgeopoliticalterms[authorsretranslation](Khanna2010:45).

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 9

    wasclearlybeateninthebriefSinoIndianWarin1962;Vietnamperformedbetterinthebrief

    SinoVietnameseWar in1979.Historically,majorvictoriesandmajordefeatshavebeen the

    entryandexitpointsformembershipintheleagueofgreatpowers,sothepressingproblem

    forIndia

    is

    the

    absence

    of

    apeaceful

    mechanism

    for

    rising

    powers

    to

    gain

    acceptance

    in

    the

    internationalhierarchy(Nayar/Paul2003:78,35).

    Figure1:PerCapitaGDPPPPforChinaandIndiaasPercentageofPerCapitaGWPPPP

    0%

    20%

    40%

    60%

    80%

    100%

    1950 1958 1966 1974 1982 1990 1998 2006

    China

    India

    Source: Maddison2009.

    Greatpowerstatusmaywellbeanarbitraryjudgment;mostdefinitionsofitareneartauto

    logical, employing arbitrary cutoffs as to capability and timing (see Levy 1983: 1119).

    Mathematicallytheissueisoneofdeterminingthresholdsfordividingcountriesintodivergentclasseswithemergingattributesclearlyassociatedwithahigher levelofcapability.6A

    promisingindicatorofgreatpowercapabilitymaybethelevelofemploymentinarmspro

    duction; thus, the fivemembersof theUNSecurityCouncilhappened to alsobe the five

    countrieswiththelargestemploymentinarmsproductionaslateas2003.Armsproduction

    isIndiasweakpointasitisheavilydependentonexternalsuppliersformajorweaponssys

    temssuchasfighteraircraftandadvancedmunitions(Nayar/Paul2003:44).

    6 FortheapplicationoftheHerfindahlHirschmanindexofconcentrationtodeterminearatherabstractsystem

    threshold,seeHwang2008a:18.

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    10 KarlHwang:MeasuringGeopoliticalPowerinIndia

    Table1:EstimatedLevelofEmploymentinArmsProduction,2003

    Country Employees

    UnitedStates 2,700,000

    China 2,100,000

    Russia 780,000

    France 240,000

    UnitedKingdom 200,000

    Ukraine 180,000

    India 170,000

    NorthKorea 120,000

    Germany 80,000

    Japan 80,000

    Source: SIPRIdatabase2009(originalsource:BonnInternationalCenterforConversion).

    ManyIndiansinsistasamatterofprinciplethatIndiadeservesapermanentseatontheUNSecurity Council. China seems to act as an obstacle to this aim (Perkovich 2004: 142;

    Nayar/Paul:12).BrazilandGermanyaregeographically faraway fromChina,so twoper

    manent seats forBrazil andGermanywould have nodirectbearing forChina.However,

    givenIndiasandJapansgeopoliticalpositionsasChinasdirectneighborsandcompetitors,

    ChinacannotreallybenefitfromsupportingIndiaandJapan.PerkovichputstheIndianchal

    lengethisway:

    OnemeasureofIndiandiplomacyinthefuturewillbehowiteitherlowersthevalueof

    aSecurityCouncilseatandthereforemakesIndiaspowerrankingindependentofsuchaposition,oralternativelyhowIndiaattainsaseat.(Perkovich2003:19)

    IndiansmayliketoimagineIndiaasavegetarianelephant(seeVirmani2005a:8),butsooner

    orlaterfrustrated impatiencecouldpossibly leadtoadventurism.7SomemayassertIndias

    peacefulnature,especiallyasademocracy,butdemocraticpeace theorymerely states that

    democraciesdontfightotherdemocracies(seeMearsheimer2001:16),andasIndiasneigh

    borsarentdemocracies,theyremainpartofthedevaluedoutgroup,andlegitimatetargets

    ofviolence(Johnston1995:6061).Indiansunderstandablyresistthedisadvantagesofbeing

    underestimatedbut seem to forget thatbeing considered toopowerful too soonmightbeworse.TheChinesehavewiselyfollowedDengXiaopings24CharacterStrategy8inorderto

    avoidpreemptivecontainmentstrategies.

    7 CharuMajumdar(19181972)mosteloquentlyexpressedthisfrustratedimpatienceinthecontextofguerrilla

    warfare:Merecollectionofarmsdoesnotalterthecharacterofstrugglethegunscollectedhavetobeused

    (Majumdar19651967:VIII).

    8 Translatedasobservecalmly;secureourposition;copewithaffairscalmly;hideourcapacitiesandbideour

    time;begoodatmaintainingalowprofile;andneverclaimleadership(USDOD2007:6).

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 11

    3 TheRoleofPowerinKautilyasArthashastra

    GiventhattheArthashastraisthekeytextonIndianstrategicculture,itisexpedienttosaya

    littleabouttheroleofpowerinit.Kautilyalivedcirca350283BC.Hewaslargelyresponsible

    forthecreationoftheMauryanEmpireinhisroleasadvisorandprimeministertothefirst

    Mauryaemperor,Chandragupta. Inaddition,hewasaprofessoratTakshashilaUniversity.

    KautilyawrotetheArthashastraasatreatiseonstatecraft.AccordingtoRogerBoesche,itis

    abookofpoliticalrealism,abookanalysinghowthepoliticalworlddoesworkandnot

    veryoftenstatinghowitoughttowork,abookthatfrequentlydisclosestoakingwhat

    calculatingandsometimesbrutalmeasureshemustcarryouttopreservethestateand

    thecommongood.(Boesche2002:17)

    ForKautilyapoweristhemeansandnottheend,sostrengthispower,andhappinessisthe

    end. []Hence aking shallalways endeavor to augmenthisownpower and elevatehis

    happiness(Kautilya,Arthashastra6.2).Further,thepossessionofaprosperoustreasuryand

    a strongarmy is the strengthof sovereignty (Kautilya,Arthashastra6.2).As for the seven

    constituentsof the state,Kautilya listedSwamy (King),Amatya (PrimeMinister),Jana

    pada(populatedterritory),Durga(fort),Ksha(treasury),Bala(force/army)andMitra(ally)

    (Naik2004).

    Fortheaugmentationofpowerthegeneralruleappliesthatwhoeverisinferiortoan

    othershallmakepeacewithhim;whoever issuperiorinpowershallwagewar(Kautilya,

    Arthashastra7.1),sopoweristhebasisfortheacquisitionofmorepower.Forsuccessfulwar

    faretheconquerorshouldknowthecomparativestrengthandweaknessofhimselfandof

    hisenemy (Kautilya,Arthashastra9.1),and comparisonentailsmeasurementaccording to

    SunZi.9

    Asfortheimportantconnectionbetweeneconomicsandmilitarymatters,SanjayaBaru

    hasrecentlyreiteratedKautilyasargumentasfollows:

    Themanagementoftheeconomy,andofthetreasury,hasbeenavitalaspectofstate

    craft from time immemorial.KautilyasArthashastra says, From the strength of the

    treasurythearmyisborn.[]menwithoutwealthdonotattaintheirobjectiveseven

    afterhundredsof trials []Only throughwealth canmaterialgainsbeacquired,as

    elephants(wild)canbecapturedonlybyelephants(tamed)[]Astatewithdepleted

    resources, even if acquired,becomes only a liability.Hence, economicpolicies and

    performancedohavestrategicconsequences.(Baru2009)

    9 SunZi(circa544496BC)had inmindaproceduralchain:Therulesofthemilitaryarefive:measurement,

    assessment,calculation,comparison,andvictory.Thegroundgivesrisetomeasurements,measurementsgive

    risetoassessments,assessmentsgiverise tocalculations,calculationsgiverisetocomparisons,comparisons

    giverisetovictory(SunTzu,TheArtofWar:4).

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    12 KarlHwang:MeasuringGeopoliticalPowerinIndia

    4 TheInstitutionalBackgroundoftheNSI

    Giventhateverypowerindexistheidiosyncraticproductofitsauthoranditsinstitutional

    environment, some information regardingwhich people and institutions theNSI has de

    pendedon in its formationandevolution isprovidedhere.Thisprovidessomecontextre

    gardingthemotivationsandviewpointsthatwentintotheNSI.

    TheNationalSecurityCouncil (NSC)wassetuponNovember19,1998 toovercome

    structural deficiencies in the coordination of national security. The council originally in

    cludedthenewlycreatednationalsecurityadvisor(NSA);theministersofdefense,external

    affairs,home,andfinance;andthedeputychairmanofthePlanningCommission.TheNa

    tionalSecurityCouncilSecretariat(NSCS)wasestablishedinApril1999andsucceeded,with

    expanded responsibility, the existingJoint Intelligence Committee (JIC),which hadbeen

    largelylimited

    to

    producing

    amonthly

    intelligence

    review

    (Chandra

    2006:

    209,

    215).

    ThenationalistBharatiyaJanataParty(BJP),withAtalBihariVajpayeeasprimeminis

    ter,hadcome topoweronMarch19,1998, twomonthsbeforethePokhranIInucleartests

    fromMay 1113, 1998. It had then established a task force to study the national security

    mechanismsof other countries and to submit recommendationson revamping the Indian

    system, the resultbeing the NSC and other subgroupings (Raman 2004, 2005).Apurba

    Kunducomments thatinamarkeddeparture frompreviousnationalgovernments, those

    ledbytheBharatiyaJanataParty(BJP)soughttoaddressnationalsecurityissuesbothproac

    tively and strategically in linewith the partys philosophy of achieving a strong India

    (Kundu2004a:4).

    SatishChandra served as chairmanof theJIC fromJanuary1999 toApril 1999,and

    thenasdeputyNSAandsecretaryoftheNSCSfromApril1999toFebruary2005.Heempha

    sizesthattheNSCwasintendedtobegearedtowardsamoreholisticviewofnationalsecu

    rity that included issues likegoodgovernance,health,watermanagement, environment,

    technologyoreven theeconomy inaddition toconventional topicssuchasinsurgencies

    andlawandorder,terrorism,foreignpolicy,etc.(Chandra2006:202,seealso207).Inaddi

    tiontoevaluatingtheintelligencecollectedbyotheragencies,theNSCSbecameaquasithink

    tankthatinitiatedpapersonhumansecurityaswellasnationalsecurity(Chandra2006:217).

    TheNSIappearstohavebeenoneoutgrowthofthesecretariatsassertivecreativity.

    Thereappearstohavebeensomeinstitutionalresentmentbetweenthetraditionalmin

    istries and the newly establishedNSC andNSCS as a result of their different outlooks.

    Chandra states thatregrettably, thepoliticalandbureaucratic leadership continues to re

    mainweddedtoadamagecontrolmoderatherthanamorecerebrallongtermpolicyevolu

    tionmode(Chandra2006:224).TherelativelynewNSCSseemstohavelostoutinthisinsti

    tutionalpowerstruggle:ministrieshavenotsoughtadvicefromitonaroutinebasis,andit

    hasnot

    been

    informed

    on

    all

    relevant

    issues

    (Chandra

    2006:

    224

    225).

    The

    return

    to

    power

    of

    theleftleaningIndianNationalCongress(INC)partyonMay22,2004hasnothelpedeither.

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 13

    ThedeputychairmanofthePlanningCommissionisnolongeramemberoftheNSC,andthe

    JIChasbeenrevivedincompetitionwiththeNSC;theNSChadoriginallyreplacedtheJIC.

    Asoneofitsmanyprojects,theNSCShasfundedtheIndiasNationalSecurityAnnual

    Review(INSAR)

    series,

    though

    it

    has

    been

    clearly

    stated

    in

    each

    volume

    that

    the

    views

    ex

    pressed in the INSAR arenot those ofNSCS.TheConfederation of Indian Industry (CII)

    joinedasanothersponsorstartingwiththeINSAR2004.TheaimoftheINSARistobringto

    getheressaysondifferentnationalsecurityissuesaswellastoprovideareviewofeventsfor

    aparticularyear.RegardingtheINSAR,thefirstNSA,BrajeshChandraMishra,stated,we

    haveabookwhichtakesaholisticandintegratedviewofinternalandexternalsecuritychal

    lengesbeingfacedbyIndia(Kumar2004a:jacket).WiththeINSAR2008,publishedin2009,

    theseriesnowconsistsofeightvolumes.

    SatishKumarhasbeeneditoroftheINSARsinceitsinceptionin2000.10Hewasbornin

    1933,andfrom1961to1998hewasaprofessorofdiplomacyatJawaharlalNehruUniversity

    (JNU)inNewDelhi.Hehaswrittenseveralbooks,especiallyonPakistan,andhastraveled

    toseveralcountriesasavisitingscholar.HeisconsideredoneofIndiaspreeminentIRschol

    arsandhastrainedmanycadresofIndiasForeignServicethroughhispositionatJNU.

    Kumar ismostoftenassociatedwith theNSI, though theoriginal ideaaswellas the

    firstindexweredevelopedbytheNSCS.KumarwasthenaskedbytheNSCStocontinuethe

    projectandtoupdatetheindexeitherannuallyorperiodically.Sincehehasrevisedtheindex

    fourtimesinconsultationwithasubgroupoftheINSAReditorialboard.TheNSIhasbeen

    publishedirregularly:itwaspublishedfor2002,2003,2004,2006,and2007,butwasnotpub

    lishedfor2005and2008.EconomicexpertsfromJNUhavedonethecalculationsfortheindex.

    5 PossibleInspirationsbehindtheNSI

    TheoriginalNSIwaspublishedintheINSAR2002;however,inthefirstINSAR2001Satish

    Kumaralreadyexhibitedadeterminedinterestinquantificationmeasures:

    Anynationalsecurityreviewwouldrequirethatanongoingassessmentofthepower

    profileofthenationismade.Itmaynotbepossibletoassessallthecomponentsofna

    tionalpoweratagiventime,orquantifyallof them.Andyet, it isworthwhile toat

    temptasmanyaspossible.(Kumar2002:21)

    InthisregardalltheINSARpublications,from2001to2008,haveincludedastatisticssection

    unrelatedtotheNSI.Thoughnodirectlinkexists,thepatternisreminiscentoftheZeitschrift

    frGeopolitik[JournalforGeopolitics],publishedfrom1924to1944,whichalsoregularlyfea

    10 SatishKumar lookedat the initialdraftof thisworkingpaperandkindlycontributedmanycommentsand

    suggestionsthatcorroboratesomeoftheinformationpresentedhere.

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    14 KarlHwang:MeasuringGeopoliticalPowerinIndia

    turedsectionsonstatistics.11Geopoliticshasbeenunderstoodfromtheverybeginningasa

    practical and empirical science as opposed to excessively abstract theorizing (see Ratzel

    1923:1;alsoHwang2008b:101102).Ageopolitical triangleconsistingofgeography,statis

    tics,and

    international

    politics

    can

    be

    depicted.

    Given

    that

    the

    INSAR

    seeks

    to

    provide

    practi

    cal informationandguidance for longtermpoliciesandemphasizesgeography,ascanbe

    seeninthemaponIndiasstrategicneighborhood(Kumar2006:318,2007:xxi),alongsideits

    regularstatisticssection,itsstructuralpatternsandemphasesareunquestionablyinthetra

    ditionofgeopolitics.

    Intermsofaroughgenealogicaloutline(seeHwang2008a:59),theinspirationforthis

    powerindexmostlikelycamefromtheUnitedStatesandChina.TheUnitedStateshashad

    somethingofacrossreferencingquantitativecommunitypartiallyconcernedwiththemeas

    urementofpoweratleastsince1960.Fromthelate1980sonwardstheChinesehavedevel

    oped a vibrant community focused onmeasuring comprehensive national power (CNP);

    theytooktheirinspirationfromtheUnitedStatesandJapan.Indiahasnotyetdevelopeda

    communityproper concernedwith themeasurement ofpower,but this index couldbe a

    creativesparkinthisdirection.

    SatishKumaralreadymentionedtheTellisapproachintheINSAR2001(Kumar2002:

    2021);itseemslikelythatthisapproach,publishedbytheRANDCorporation,awellknown

    American think tank, in2000,waswidelyknownat thatpointandmayhave inspired the

    constructionof theNSI. Itmeasuresnationalpoweraccording to threerealms:nationalre

    sources, national performance, andmilitary capability. Each realm consists of numerous

    variables.TheTellisapproachhasnotproducedaworkingformulaorresultssincethattime,

    possiblyduetoquantificationproblemsencounteredintransformingagreatdealofmeticu

    louslydetailedtheory(212pages!)intopracticallyusefulcalculations(seeTellisetal.2000a,

    2000b).IntheintroductiontotheNSI2003KumarstatesinregardtotheTellisapproachthat

    itisobviousthatallthesefactorsarenotquantifiable(Kumar2004b:228).

    ThesameintroductiontotheNSI2003alsomentionsMichaelPillsburysworkonChi

    nesegeopoliticalpowercalculationsregardingCNPstartinginthelate1980s(Kumar2004b:

    228229).

    Before

    Pillsburys

    work

    in

    English,

    access

    to

    information

    on

    Chinas

    vibrant

    efforts

    in the calculation ofCNPwas limited toChineselanguage sources.Like theTellispaper,

    Pillsburysworkwaspublishedin2000,butitisnotclearwhetheritreceivedthesameim

    mediatepublicity inIndia.WhileSatishKumarfocusedontheCNPformulafromtheChi

    neseAcademyofSocialSciences (CASS),hedidntshowany interest in theotherCNP in

    dexes,norinthepowerindexesbyWilhelmFucks,RaySteinerCline,andtheJapanesegov

    ernment,allofwhichinspiredtheChinese(seePillsbury2000:225226).TheCASSindexwas

    11 Statisticswasmostlydefinedasstatecraft (Staatskunde)until1850,while from1850onwardsmostdefini

    tionsconsideredstatisticsamethodologicalscience.Hybriddefinitionsfallmostlyintotheperiod18461854

    (Klezl1940:12).InEnglandstatisticswasknownaspoliticalarithmeticbefore1798,whentheGermanword

    Statistikwasthenimportedasstatistics(Witt1993:12).

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 15

    createdbyWangSongfen;itconsistedof64variablesgroupedintoeightmajorareas,asout

    linedinTable2.

    Table

    2:

    Weighted

    Coefficients

    of

    Major

    Component

    Factors

    NationalPowerFactor WeightedCoefficient

    TotalCNP 1.00

    Naturalresources 0.08

    Economicactivitiescapability 0.28

    Foreigneconomicactivitiescapability 0.13

    Scientificandtechnologicalcapability 0.15

    Socialdevelopmentlevel 0.10

    Militarycapability 0.10

    Governmentregulationandcontrolcapability 0.08

    Foreignaffairscapability 0.08

    Source: Pillsbury2000:229 (originalsource:WangSongfen,ed.1996.Shijiezhuyaoguojiazongheguolibijiao

    yanjiu[Comparativestudiesofthecomprehensivenationalpoweroftheworldsmajornations].Chang

    sha:Hunanchubanshe,169).

    SimilartohiscommentontheTellisapproach,Kumarstatesthatmanyofthesefactorsare

    againnotquantifiable(Kumar2004b:229),whichisnottrue,astotalCNPvalueshavebeen

    calculatedusing theCASS formula.ThusKumar isprobablyreferring to factors forwhich

    expertshadtobesurveyed.Itcanbearguedthatperceptionvaluesarelessreliablethanma

    terialdata,whileatthesametimeperceptionsurveysaremuchmorework.Intermsofbasic

    structure theCASS isnot faraway from theNSI,andaccording toPillsbury it isnotclear

    whethertheCASSindexusesaunifiedstandardforhandlingaggregatesandpercapitaval

    ues.SanjayaBaru (formermediaadviser to theprimeminister) comments thatbasedon

    suchconcepts,theINSARsNationalSecurityIndex(NSI)forIndiaisanattempttoconstruct

    asimplerindex(Baru2005:113).

    ThesocialdevelopmentlevelintheCASSformulaconsistsof(1)educationallevel,(2)

    culturallevel,(3)healthcarelevel,(4)communications,and(5)urbanization(Pillsbury2000:

    221).AssuchitprecededtheNSIinusinghumansecurityvariables,buthumansecurityfig

    uresaccount

    for

    perhaps

    5percent

    of

    the

    index;

    this

    small

    percentage

    does

    not

    indicate

    a

    consciousparadigmshift.Incontrast,humansecurityintheoriginalNSIstoodat26.67per

    cent,awhoppingdifferencefromtheCASSindex.

    Chinese scholarswere quite fond of theGrowthCompetitiveness Index (GCI)pub

    lishedannuallyby theWorldEconomicForum in theGlobalCompetitivenessReport (GCR).

    TheGCI focused onmacroeconomic conditions andwas complementedby the Business

    Competitiveness Index (BCI),which focused onmicroeconomic conditions;bothwere re

    vamped and consolidated into anewGlobalCompetitiveness Index in 2004 (seeBandura

    2008:42).Y.S.RajanmentionstheGCIinrelationtonationalpower(Rajan2002:255).Healso

    mentionstheTellisapproachinrelationtocompetitivecommercialtechnologies(Rajan2002:

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    16 KarlHwang:MeasuringGeopoliticalPowerinIndia

    252253).WhilecompetitivenessisnotdirectlypartoftheNSI,itcanbenotedthattechnol

    ogyhasreceivedarelativelyhighweightingat1520percent.

    AsforthenameoftheNSIitself,theNSIdoesnotdirectlymeasurenationalsecurity.It

    doesso

    only

    indirectly,

    as

    evidenced

    by

    the

    introduction

    of

    the

    original

    NSI,

    where

    it

    is

    statedthatacountrysnationalsecurityissafeguardednotjustbyitsarmedforcesbutbyits

    comprehensivenationalpower (NSCS2003:349).Thedifferencebetweennationalpower

    andsecurityisthatthenotionofnationalpowertendstotakeashorttermviewofinterna

    tionalrelationswhilenationalsecurityprovidesalongtermperspectiveoninternationalre

    lations,psychologicallyspeaking.

    6 FromNationalSecuritytoHumanSecurity

    Interstatemilitaryconflictshavedecreasedrelative todomesticconflictsandviolence.This

    tendencyhaschangedthefocusofsecuritythinking.Nationalsecurityhastraditionallybeen

    concernedwithterritorialintegrityandarmsraces,butgiventhattheinternationalenviron

    mentisrelativelystableandthatinternationaltreatiesnolongerguaranteedomesticpeace,a

    closerlookatconflictsisrequiredinordertolinkdomesticstabilityandsecuritywithhuman

    development.Accordingly,individualsratherthanstatesmovetothecenterofattention,for

    individualsaretheprimaryconsumersofinsecurityintermsofciviliandeathsand,equally,

    theyare theprimaryperpetrators in termsof insurgenciesandsocioeconomicmotion.The

    conceptofhumansecuritypromotesaholisticconvergenceofwarstudieswithdevelopment

    studies.

    TheUNDPsHumanDevelopmentReport1994activelypromoteshumansecurityas its

    central theme. Itprovidesanexplicitdefinitionofhumansecurityby focusingon twokey

    aspects:Itmeans,first,safetyfromsuchchronicthreatsashunger,diseaseandrepression.

    And second, itmeansprotection from sudden and hurtful disruptions in the patterns of

    dailylifewhetherinhomes,injobsorincommunities(UNDP1994:23).Humansecurity

    consistsof(1)economicsecurity,(2)foodsecurity,(3)healthsecurity,(4)environmentalsecu

    rity,(5)personalsecurity,(6)communitysecurity,and(7)politicalsecurity(UNDP1994:24

    25).Criticshavearguedthathumansecuritymayaltogetherbeamanipulativeattemptto

    capturesomeofthemoresubstantialpoliticalinterestandsuperiorfinancialresourcesasso

    ciatedwithmoretraditional,militaryconceptionsofsecurity(Paris2001:95).

    Theproblemwithconceptsofhuman security is that they tend tobe toobroadand

    fuzzy,makingithardtodiscernadifferencebetweenhumandevelopmentandhumansecu

    rity(seeTrachsler2003:7576).SanjayaBarustatesthattheUNDPsHumanDevelopmentRe

    port tries to capture trends in human security throughmeasurement of humandevelop

    ment(Baru

    2005:

    112).

    Moreover,

    it

    can

    be

    argued

    that

    human

    security

    runs

    counter

    to

    na

    tionalsecurity,sothathumansecuritycanbeconstruedasaninvitationtohumanitarianin

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 17

    tervention thatdisregardsandunderminesstate sovereignty (seeTrachsler2003:70,7778,

    8586,102).

    Effortshavebeenmadetoquantifyhumansecurity(Trachsler2003:7981),oneofthem

    beingthe

    Index

    of

    Human

    Insecurity

    (IHI)

    from

    2000

    (see

    Bandura

    2008:

    54

    55).

    One

    of

    the

    sixteenvariablesof theIHI ispublicexpendituresondefenseversuseducation,which is

    reminiscentofthevariablethatmeasuresmilitaryspendinginrelationtohealthspending

    in theGlobalMilitarization Index (GMI)by theBonn InternationalCenter forConversion

    (BICC).Itisunclearhowsuchvariables,whichbringmilitaryspendinginoppositiontoso

    cialspending,couldeverconvincemoreconservativelymindedscholars.Humansecurityis

    theproductoftheUNDPmilieu;however,devoidofanypoliticalagenda,aholisticandin

    tegrated approach to security is also compatiblewithmore conservative views (compare

    Paris2001:97).

    ApurbaKunduconsidershuman security tobe thebasisof theoriginalNSI,andhe

    implicitlycommendstheNSIforthis(Kundu2004b).Kundudisplayssomenavetwhenhe

    asksWhatdohighlyexpensivemilitarymodernisationitemsdoforthehumansecurityof

    theindividualcitizen?(Kundu2004b:7)becauseinademocracyhumansecurityshouldbe

    moretheconcernofthepoliceandnotaquestionofdirectmilitaryprowess,asthequestion

    implies.Still,Indiaisapoorcountrywherecapitalisscarce,sosynergyeffectsaredesirable

    inordertooptimizetheuseofresourcesandcapabilities.Thismaysuggestthatexpenditures

    onnationalsecurityenhancehumansecurity,atleastwithregardtoinsurgenciessuchasthe

    MaoistNaxaliteinsurrectionandtheconflictoverKashmir.

    7 TheHumanDevelopmentIndexandtheEnvironmentalVulnerabilityIndex

    ThefirsttwoNSIpublicationscontainedtheHumanDevelopmentIndex(HDI),whichwas

    perhaps the most prominent feature of the NSI. The HDI was developed by Pakistani

    economistMahbubulHaq(19341998).PriortoitsdevelopmentHaqhadexplainedtofellow

    IndianeconomistAmartyaSen, weneedameasureof the same levelofvulgarityas the

    GNPjustonenumberbutameasure that isnotasblind tosocialaspect (sic)ofhuman

    livesas theGNP is (Sen1998).Thisvulgarmeasurehappened tobe theHDI,whichwas

    publishedwith the firstHumanDevelopmentReport1990andhasbeenpublishedannually

    eversince.TheHDIbasicallytendstoinflatethedevelopment levelofpoorcountriescom

    paredtoGDP,whetherattheofficialexchangerate(OER)orintermsofpurchasingpower

    parity(PPP).SenexplainsthatHaqwasanoptimistopposedtothepessimismthattheexclu

    siverelianceonGDPgenerates.12

    12 TheNSIhasadoptedthebasicmethodologyoftheHDI,butwithoutusingaunifiedstandard(seeSection8)

    fortreatingvalueseitherasaggregatesorpercapitavaluesorotherwise.TheHDIseekstorepresentpercap

    itadevelopment,andtheNSIseekstorepresenttheaggregatepowerofnations,butinusingtheHDImeth

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    18 KarlHwang:MeasuringGeopoliticalPowerinIndia

    ThethirdNSIincludedtheEnvironmentalVulnerabilityIndex(EVI).TheEVIwasini

    tiallydevelopedbytheSouthPacificAppliedGeoscienceCommission(SOPAC)forsmallis

    landdevelopingstatesin1999,andwasthenexpandedtoallstatesin2004and2005.TheEVI

    consistsof

    50

    indicators

    grouped

    into

    (1)

    hazards,

    (2)

    resistance,

    and

    (3)

    damage.

    All

    indica

    torshaveascaleof1to7tomakethemdirectlycomparable.Thecutoffvaluesforeachindi

    catoronthisscalearearbitrary,buttheyrepresentthebestestimatepossiblegiventhecom

    plexityofmatter(Prattetal.2004:14).Acompositescoreiscalculatedfromthese50indica

    tors.TheEVIhasanumberofproblematicindicatorsthatconstructanirreconcilableopposi

    tionbetweenhumandevelopmentandenvironmentalsustainability.Forexample,oneindi

    cator (use of electricity for industry over the last 5yearsper squarekilometre of land)

    negativelyevaluateseconomicactivityperse;itdoesnottakeintoaccountthetypeofindus

    try,thesourceofelectricity,ortheenvironmentalstandardsinplacetolimitandcompensate

    fordamagetotheenvironment.Thismeansthataprimitivelifestylealwaysscoresbetterre

    gardlessoftheactualdamagecaused.Anotherissueisthoseindicatorsthatareafixedfea

    tureoftheenvironmentandindependentofhumanaction(numberofvolcanoes);practi

    cally,theymayrendertheindexstatic.

    8 TheLackofaUnifiedStandardintheCalculationoftheNSI

    ThechangingcompositionoftheNSIinvariousyearsisdocumentedinAppendixA,there

    sultsinAppendixB.Themostimportantobservationfromatechnicalpointofviewisthat

    theNSIsdifferentsubindexeshaverandomsharesofaggregateandpercapitavariables,as

    wellasofattributablevariablesthatareneither.Aggregatevaluesmeasurethesumtotalofa

    variable inagivencountry, forexample, thetotalnumberofpatents.13Percapitavalues

    odologywithoutadjustment,theresultisatechnicaldisasterthatproducesquestionableendresults.Inany

    casetheHDIisnotwithoutflawseither,andforthisreasonitisusefultotakeacriticallookattheHDIitself.

    TheHDIconsistsof threesubindexes: (1) lifeexpectancy, (2)educationcomprisingadult literacyandgross

    enrollment,and (3)GDPPPP.While theareasof thesesubindexesseemoptimal for itspurpose, theHDIs

    methodofcalculationiscarelessandinconsistent.Forlifeexpectancy85isarbitrarilytakenastheupperlimit

    and25asthelowerlimit,insteadoftherealmaximumandminimumvalues.TheCIAFactbookexplainsmost

    eloquentlythatroundingofnumbersalwaysresultsinalossofprecisioni.e.,error(CIA2009:FAQ).For

    literacyandgrossenrollmentnominimumvalue isused in thecalculation.ForgrossenrollmentandGDP

    PPPacompletelyarbitraryupper limit isapplied,beyondwhichnodifferenceswillberegistered;forGDP

    PPPanequallyarbitrarylowerlimitisapplied.Giventhatadultliteracyhasreachedsaturationindeveloped

    countries, themeasure isworthless incomparingsuchcountries.The logarithm isusedonly forGDPPPP,

    though itwouldmakemoresensetoapply itallsubindexes,sothatrelationshipsarepreservedinthecom

    positeindexscale.Instead,thenumericalvalueoftheHDIismoreorlessdevoidofmeaningfulinformation;

    the only usefulness is in determining rank. India is ranked 128 out of 177 countries measured (UNDP

    2007:128).

    13 Complicationsarisewhentheseaggregateshappentomeasuresomethingnegativelikeenergyimports(i.e.,

    themoreenergyimported,theweakerthecountry).Thoughtheyarestillaggregates,theproblemingeneral

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 19

    divide theseaggregatevaluesby thepopulation todetermine theaverage individual level,

    for example, researcherspermillion.A third group of attributable variables consists of

    valuesthatbythemselvesareneitheraggregatenorpercapita,forexample,hightechnol

    ogyexports

    as

    percentage

    of

    manufactured

    exports.

    No

    system

    for

    the

    use

    of

    variables

    can

    bediscernedbeyondtheinertiaofinitialavailability,whichmeansthatifthedesignersofthe

    NSIfindanaggregatevariable,theyuseitdirectlywithoutdiscriminationoradjustmenttoa

    unified standard.The sameway that if they findper capitavariablesor attributablevari

    ables,theyusethesevaluesdirectlywithoutdiscriminationoradjustmenttoaunifiedstan

    dard.Theproperwayofconstructingan indexwouldbe todecideonauniformstandard

    thatdetermineswhetherallvariablesaretobeconvertedintoaggregatesorpercapitavalues

    andtostickwithit.Onlythenwoulditmakesensetocombinethosevalues.

    Table3:DifferentFunctionsofNSIVariables

    Function 2002 2003 2004 2005 2006 2007 2008

    Aggregate 56.00% 52.00% 55.00% 57.25% 60.25%

    Percapita 28.00% 28.00% 26.00% 14.50% 15.25%

    Neither 16.00% 20.00% 19.00% 28.25% 24.50%

    Source: Authorsowncalculation,seeAppendixAfordetailedindexes.

    TheNSI is thusan incoherenthybridwhich calculates resultsofdubiousvalue;14 theNSI

    valuesareneitheraggregatevalues indicating the totalpowerof India compared toother

    countries,noraretheypercapitavaluesenablingtheindirectmeasurementofthelevelofse

    curityfortheaverageIndiancomparedtotheaveragecitizensofothercountries.TheNSIis

    indireneedofaunified standard forhandlingaggregatesandper capitavalues,and the

    moststraightforwardsolutionwouldbe to transformallvalues intopositiveaggregatesas

    farpossible.ThecombinedNSIvaluewouldthenindicatenationalpowerasasumtotal,al

    lowingthesimplecomparisonofnationalvalues.

    Thecriticismcanbemadethatongoingchangesincompositionandweightingprohibit

    yeartoyear comparisons.While this is true to some extent, it is exactly these ongoing

    changesthat

    mark

    the

    NSI

    as

    acreative

    and

    well

    run

    experiment,

    despite

    all

    the

    misgivings.

    Anydemandfortemporaluniformitywouldkillthiscreativity,astheNSIwouldnolonger

    befreetouseallavailablevariables,includingmanyofrecentorigin,tosustaincontinuous

    qualityimprovement.

    Fourminorissuesremain:(1)TomultiplytheHDIbythepopulationleadstoimpreci

    sionbecauseHDIvaluesareintheorystretchedbetweenmaximumandminimumandnot

    isthatthemorenegativeaggregatesareused,themorelikelythelinearcalculationscouldresultinnegative

    sumtotals,sothatacountrywouldhaveanegativevalueastotalpower,which isillogical.Becauseofthis,

    suchnegativeaggregatesarecountedasNeitherinTable3.

    14 The incongruousmethodofrandomlyaddingupaggregateandpercapitavaluescreatesabias favoring

    smallbuthighlydevelopedcountries(Scandinavia).

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    20 KarlHwang:MeasuringGeopoliticalPowerinIndia

    precisevalueswithfixedratios;theNSIno longeruses theHDI. (2)Economicgrowthasa

    componentoftheNSIdoesnotrepresentcurrentabilitiesbutratherfutureexpectationson

    thebasisofpastperformance;furtherrapideconomicgrowthalsomeansthattheinfrastruc

    tureis

    increasingly

    deficient

    relative

    to

    economic

    activity,

    so

    economic

    growth

    may

    confer

    an

    inflatedpictureofeconomicconditions in the short run. (3)Populationby itself canbea

    strengthaswellasweakness(NSCS2003:351).Theadditionofpopulationaged1564to

    theNSI2007contradicts thisearlierrealizationby takingdemographysolelyasastrength

    withoutadjustment forqualitative factorssuchashealthandeducation thatcoulddemon

    stratepopulationtobeaweakness;demographyalonedoesnothingbutboostIndiasrank.15

    It canbeassumed thatpopulation isalready included inmostaggregatevalues (compare

    Mearsheimer2001:61).(4)TheNSI2004includedHongKong,whichisobviouslyasubna

    tionalarea.

    Thenumberofvariablesintechnologywasincreasedfrom3intheNSI2002to5inthe

    NSI2007,thoughtheweightingoftechnologywasdecreasedfrom20percentto15percent.

    Theinclusionofnumbersonmainbattletanks,aircraft,andprincipalsurfacecombatants16to

    indicatedefensecapabilityseems toosimplebecause itdoesnotaccount forqualitydiffer

    ences;however,nobettermeasureisreadilyavailable.17Giventhatthetotalnumberofvari

    ablesintheNSIincreasedfrom8intheNSI2002to17intheNSI2007,parsimonyseemsad

    visable.

    15 TheNSIdesignersputsomeeffortintomeasuringwhattheycalleffectivepopulation(thepopulationin

    dexintheNSI2002and2003)bychangingthecomponentsofthissubindexthreetimes(seeAppendixA),a

    factwhichalso indicatesthattheyhaventyetfoundasatisfactorymeasure.Theobviousgoal istomeasure

    thepopulationwithoutomitting thequalitydimensionof thispopulation,suchaspertaining tohealthand

    educationforexample.Somewhatsimilarinnatureandintent,theCIAFactbookhasalsocalculatedavariable

    calledmanpowerfitformilitaryservice:Thisentrygivesthenumberofmalesandfemalesfalling inthe

    militaryage range fora country (definedasbeingages1649)andwhoarenototherwisedisqualified for

    healthreasons;accountsfor thehealthsituation inthecountryandprovidesamorerealisticestimateofthe

    actual number fit to serve (CIA 2009:Definitions andNotes). Though the input and the formula of this

    measurearenotgiven inthisdefinition,multiplying thepopulationaged16 to49bythesquarerootof life

    expectancyprovidesarelativelygoodproxy.

    16 PrincipalSurfaceCombatants (PSC)arenot counted inaconsistentmanner inTheMilitaryBalance; that is,

    sometimescorvettesareincludedinthenumberandsometimesnot.AnalternativetocountingPSCistolook

    attonnage(seeMartello1990:1617,6768).

    17 In1976thePentagondevelopedtheconceptofArmoredDivisionEquivalent(ADE),whichcombinedmany

    factors tomeasureconventional force.By1988 thishadbeen refined intoDivisionEquivalentFirepower

    (DEF)(seealsoMartello1990:36);theinformationavailableontheInternetaboutthesemeasuresislimited.

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 21

    9 TheTrendintheCompositionoftheNSITowardstheAbandonmentofHuman

    Security

    Ascanbeseen fromTable4, the first threepublicationsof theNSIhadarelativelystrong

    humansecurityelement.ThisismostevidentintheNSI2004.Thenabreakoccurredin2005,

    whentheNSIwasntpublished,andnowtheelementishardlyvisible.

    Table4:DecomposedNSIAccordingtoNationalSecurityandHumanSecurity

    ThematicSectors 2002 2003 2004 2005 2006 2007 2008

    NationalSecurity 73.33% 73.33% 65.00% 85.00% 97.00%

    Economy 33.33% 33.33% 25.00% 25.00% 28.00%

    Military 20.00% 20.00% 25.00% 25.00% 25.00%

    Technology 20.00% 20.00% 15.00% 15.00% 15.00%

    Energy 20.00% 20.00%

    Demography 9.00%

    HumanSecurity 26.67% 26.67% 35.00% 15.00% 3.00%

    Education 13.33% 13.33% 7.50% 7.50% 3.00%

    Health 13.33% 13.33% 10.00%

    Poverty 7.50% 7.50%

    Ecology 10.00%

    Source: Authorsowncalculation,seeAppendixAfordetailedindexes.

    ThistransitioncanbefurtherdocumentedbylookingattheresultsoftheNSI,asshownby

    thefollowingPearsoncorrelationcoefficientsfortheresultsofsuccessivepublicationsofthe

    index:

    NSI2002&NSI2003: 0.97

    NSI2003&NSI2004: 0.91

    NSI2004&NSI2006: 0.88

    NSI2006&NSI2007: 0.99

    Itsdiscouragingthatthelatestcorrelationcoefficientisalsothehighest,whichcouldsuggest

    that theNSIhassettledsomewhatand that lessvariation in itscompositionmight thusbe

    expectedinfuturerevisions.

    Kumarpointsoutthattheselongterm[nontraditionalsecurity]issues[]cannotbe

    mixedwithindicesofinstantlyusablepower(Kumar2007:446),providingonehintofjusti

    fication for thisdrasticmeasureofexcludinghumansecurity.Thejustification itself isofa

    practicalnature,asanyadvancesinthenationalsecuritysectorstendtodirectlyincreasethe

    powerofgovernment,abettereconomyimmediatelycontributeshighertaxrevenues,mili

    taryassetsaredirectlyavailableinaconflict,etc.Anyadvancesinhumansecuritytendtodo

    soonlyindirectly:educationprovidesabasisfortechnology,decreasedpovertymaysupport

    political stability, etc.Another reason for excluding human security is that sometimes no

    changeseems

    to

    take

    place

    in

    the

    status

    of

    acountry

    on

    issues

    like

    health,

    education,

    envi

    ronment, etc. for years.These three issues have thusbeenput in a separate index in the

    INSAR2006becausetheymaynotneedtobereproducedeveryyear.Still,Kumarisaware

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    22 KarlHwang:MeasuringGeopoliticalPowerinIndia

    thatIndiahastodoalottomoveuptheladderwithregardtoitsinternationalrankingon

    theseissues.

    TheINSARhasregularlyincludedoneortwoarticlesonhumansecurityissues.Satish

    Kumarhimself

    has

    stated

    that

    military

    capability

    is

    still

    the

    most

    important

    component

    of

    nationalpower(Kumar2002:20).TheprogressiveforcebehindtheoriginalNSIwasproba

    blySatishChandra,thesecretaryoftheNSCSfrom1999to2005.Hevehementlypusheda

    holisticlineinaretrospectiveessayontheNSCS,goingsofarastoimplythataholisticun

    derstanding of security was what necessitated the NSC and NSCS to come into being

    (Chandra2006:201202,205208).SatishChandraseemstohavehadthesupportofhissupe

    riorsBrajeshChandraMishra,who servedasNSA from1998 to2004,andJyotindraNath

    Dixit,whoservedasNSAfrom2004to2005(diedinoffice).

    TheNSIstwomostrecentpublicationsnowmake itfall intothecategoryofChinese

    CNPindexesasithasbroadenedtheconceptofnationalpowerbuthasntfirmlycommitted

    itselftoaparadigmshifttowardshumansecurity.

    10 ReceptionandCritiquesoftheNSI

    PranabKumarMukherjee,theministerofdefensefrom2004to2006,commentedwithpride

    ontheNSIinoneofhisspeeches:

    [The]compilation

    of

    the

    National

    Security

    Index

    (NSI)

    by

    the

    National

    Security

    Coun

    cilin2002hasbeenthefirstsystematiceffortinIndiatowardsevolvinganindigenous

    databasetocalculatecomprehensivenationalpower.Indiaisranked10thamong30na

    tionsintermsofitsNSIanditispertinentthatinrelationtootherindicators,theDe

    fenceexpenditureisamongthelowestinrelativeterms.Thegreateremphasisonnon

    militarydimensionsofnational security in [the]caseof Indiadispels the impression

    emanating fromafewquarters thatIndiasmilitarycapabilitiesmaybemotivatedby

    thequest forpower status. (Mukherjee 2004; see alsoSingh 2005; compareMukher

    jee2006)

    TheNSIgainedtheattentionoftheIndianandChinesemediain2003/04.TheFinancialEx

    pressranastringofarticlesonit(seeTheFinancialExpress2003a,2003b,2003c,2004;seealso

    TheHindu 2004), and the 2004piecewasnoticedbyChinasPeoplesDaily,which subse

    quentlyechoeditinastringofarticlesthere(seePeoplesDailyOnline2004a,2004b,2004c).

    Oneofthesearticleswas inturnpickedupbyanIndianjournalist(Shahin2004).TheChi

    neseweresatisfiedwithChinabeingrankedsecondbyitsneighboringcompetitorandstated

    thatIndiasNSIisavariantoftheChineseComprehensiveNationalPower(CNP)indexand

    anAmericanindexconstructedattheRandCorporation(TheFinancialExpress2004;Peoples

    DailyOnline2004c).

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 23

    TheintroductiontotheoriginalNSIstatedthatitdidhavesomelimitations,sothatit

    didnottakeintoaccountresourceabundance,environmentalhealthandgoodgovernance

    (NSCS2003:351).Resourceabundancewaslaterpartiallytakencareofthroughtheintroduc

    tionof

    energy

    security

    in

    the

    index

    in

    2006

    and

    2007.

    Environmental

    health

    was

    addressed

    in

    theNSI2004butdroppedafterwards.Forgoodgovernance,theWorldGovernanceIndica

    tors (WGI)by theWorldBankmightbeperfect foruse in future revisionsof theNSI (see

    World Bank 2009). Meetu Jain has criticized the NSI 2006 as the index ignores non

    conventional threats likehealth,environment andHRD [HumanResourceDevelopment]

    (Jain2007),whichwereincludedinthepreviouspublicationsoftheNSIandthendropped.

    Jainfurthercriticizesthefactthatapowerfularmyandrobusteconomydonotcompensate

    fordeficientsecurityduetoterroristsandinsurgents.HefindssupportforhisviewinSatish

    Chandra,whohasstatedLookatpolicing,itsamixedexperience.Youcannotreallycallit

    numberfour(Chandra,quotedinJain2007;compareAyar2006).

    Table5:TopTenCountriesAccordingtotheNSI,20022007

    2002 2003 2004 2005 2006 2007 2008

    UnitedStates UnitedStates UnitedStates UnitedStates UnitedStates

    Japan China China China China

    China Japan Japan Norway Norway

    SouthKorea SouthKorea Sweden India Russia

    Germany Sweden Finland Japan India

    France Russia Russia Russia Japan

    Russia Germany Canada SaudiArabia SouthKorea

    UnitedKingdom India SouthKorea UnitedKingdom UnitedKingdom

    Israel France India Germany Germany

    India UnitedKingdom Germany SouthKorea France

    Source: NSCS2003,Kumar2004b,2005,2007,2008.

    RetiredlieutenantgeneralV.R.RaghavanisconsideredoneofIndiasleadingstrategicthink

    ers;hiscriticismoftheNSI2007asafeatureoftheINSAR2007isthattherankingsinthe

    book seem tobearno relation to the real security statusof these states (Raghavan2008).

    RaghavanseemstoobjecttoIndiabeingrankedabovetheUnitedKingdom,Germany,and

    France.Healsoseems toobject toSwedenbeingrankedaboveBrazilandPakistan.More

    over,Raghavan states thatthese rankingsdonotalsohelp in formulating securitypolicy

    andplansforthefuture.Itishopedthatamorerealisticsecurityrankingofstatescanbepre

    sentedinthenextvolumeoftheseries(Raghavan2008).TheINSAR2008didnotincludean

    NSI.Withabitofluckmajorrevisions,especiallytowardsaunifiedstandardforthecalcula

    tionmethod,areunderway;thistechnicalityappearstobethemajorreasonthatsomeNSI

    valuesareinadequate.

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    24 KarlHwang:MeasuringGeopoliticalPowerinIndia

    11 Conclusion

    HumansecuritywasthetrademarkoftheNSIfrom2002to2004;itiswhatdistinguishedit

    fromallpreviouspower indexes.However,human security isnotuncontroversial.Skepti

    cismisabundantastowhetherhumansecurityisreallyafeasiblesecurityconceptorjustan

    attempttoimposeadevelopmentagendaonsecurityissues.Thisunderlyingambiguitymay

    havealsoplayedaroleinthewithdrawalofhumansecurityfromtheNSIin2006and2007.

    KumarSatishandtheINSARareprincipallyopen tonontraditionalsecurityapproaches.

    At thesame time theirmaincommitmentremainswith traditionalsecurity. If the fivever

    sionsoftheNSIpublishedsofarproveanything,itisthatthedesignersareneitherdogmatic

    norstaticintheirthinking.TheNSIhasbeenrevisedeachtime,andnoversionhasbeenlike

    thepreviousoneintermsofthevariablesandweights.Thismeansthatevenifhumansecu

    rityhas

    been

    abandoned

    for

    the

    moment,

    it

    may

    find

    its

    way

    back

    into

    future

    editions.

    ThebigproblemoftheNSIisthattheresultsarenotveryconvincing.Itisobviousthat

    perceptionsdiffervastlyonwhatrankanemergingcountrylikeIndiashouldhave,butitis

    clear thatrankingNorwayas the thirdmostpowerfulcountry in theworld is implausible.

    Norwayiscertainlyaveryrichcountryduetoitsoffshoreoilandthehighlevelofsocialin

    frastructure typicalofScandinaviancountries,whichmakes itoutstandingonapercapita

    scale,but it is stilla countrywith less than fivemillionpeople.TheNSImixes aggregate

    variables,percapitavariables,andotherattributablevariablestogetherinthemostcareless

    manner,sothatsuchresultsnotonlybecomepossiblebutlikely.Ifsomethingcanbelearned

    fromtheNSI,itisthataunifiedstandardisasinequanonforapowerindex.Theeasiestsolu

    tionwouldbetotransformallvariablesintopositiveaggregatesbeforeaddingthemupac

    cordingtotheirweights.HopefullythiswillhappeninthenextNSI.

    Furtherresearchshouldbedevotedtoidentifyingotherpowerindexesthatmayhave

    beenconstructedinIndiabeforethearrivaloftheInternet.WhiletheNSIisthemajorpower

    indexproduced in the country, it is essentially an Indian adaptation of the SinoJapanese

    CNPconcept,sotrilateralcomparisonsseemopportune.An intriguingculturalresearch is

    suealongtheselinescouldbewhetheranAsianmodeofthoughtisseekingandfindingex

    pression in these power formulas.Any early conclusions on this topic are dangerous as

    powerformulasaretoofewtoprovesuchhypothesesstatistically;however,thelimitedsetof

    availableformulasencouragesspeculation.

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 25

    APPENDIXA:NSIComponentsfor2002,2003,2004,2006and2007

    TableA1:NSI2002for30countries

    A

    20.00%

    HumanDevelopment

    Index

    (HDI)

    1 20.00% HumanDevelopmentIndex(HDI)2000

    B 20.00% ResearchandDevelopmentIndex(RDI)

    2 4.00% Patentsgrantedtoresidentspermillion1998

    3 12.00% Researchanddevelopmentexpenditureas%ofGNP,19992000

    4 4.00% ScientistsandengineersinR&Dpermillion,19902000

    C 20.00% GDPPerformanceIndex(GDPPI)

    5 16.00% GDPatofficialexchangerate,2000

    6 4.00% GDPgrowthinpercent,2000

    D 20.00% DefenseExpenditureIndex(DEI)

    7 20.00% Defenseexpenditureatofficialexchangerate,2000

    E

    20.00%

    Population

    Index

    (PI)18

    8 20.00% PopulationxHumanDevelopmentIndex(HDI),2000

    Source: NSCS2003.

    SubindexesareidentifiedbycapitallettersAE,componentsarenumbered18;theirrespec

    tiveweighting isgiveninthesecondcolumn.Informationforthese indexescamefromthe

    HumanDevelopmentReport2002(1,2,3,4,8)andtheMilitaryBalance20012002(5,6,7).This

    istheoriginalNSIbytheNSCS.For1,valuesaretakendirectlyfromHDR2002.For2to7,

    valuesarenormalizedusingthemaximumvalue,whichisthemethodusedbytheHDIfor

    theeducationsubindex:actualvalue/maximumvalue=indexvalue

    For8,valuesarenormalizedusing themaximumvalueand theminimumvalue,which is

    akintothemethodusedbytheHDIforthelifeexpectancysubindex:

    (actualvalueminimumvalue)/(maximumvalueminimumvalue)

    =indexvalue

    18 George Perkovichmentioned the Population Index (PI) in a lecture,but he incorrectly stated that the PI

    rankedIndiatwentyseventhofthe29countriesincluded(Perkovich2003:9).InfactthisistheHDIranking

    byitself,withoutbeingmultipliedbypopulation.Inanarticlebasedonhislecture,hecorrectedhismistake

    andstatedcorrectlythatIndiaisrankedsecondoutof29countries(Perkovich2004:131).Ascanbeseenfrom

    thetable,thePIwasonlyonesubindexamongthefiveequallyweightedsubindexes;Perkovichdidntmen

    tiontheotherfoursubindexesnortheNSIitself.

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    26 KarlHwang:MeasuringGeopoliticalPowerinIndia

    TableA2:NSI2003for50CountriesSelectedontheBasisofDefenseExpenditures

    A 20.00% DefenseIndex(DI)

    1 10.00% Defenseexpenditureatofficialexchangerate,2001

    2 10.00% Armedforcespersonnel

    B 20.00% GDPIndex(GDPI)

    3 12.00% GDPatofficialexchangerate,2001

    4 8.00% GDPgrowthin%,20002001

    C 20.00% HumanDevelopmentIndex(HDI)

    5 20.00% HumanDevelopmentIndex(HDI)2000

    D 20.00% ResearchandDevelopmentIndex(RDI)

    6 12.00% Researchanddevelopmentexpenditureas%ofGNP,19992000

    7 4.00% Patentsgrantedtoresidentspermillion,1998

    8 4.00% ScientistsandengineersinR&Dpermillion,19902000

    E 20.00% PopulationIndex(PI)

    9 20.00% Population2001xHumanDevelopmentIndex(HDI)2000

    Source: Kumar2004b.

    Theonlychange in theNSI2003ascompared to theNSI2002was theadditionofarmed

    forcespersonnel(2)fortheDefenseIndex(A),whichwascalledtheDefenseExpenditureIn

    dexinthepreviousindex.InformationfortheseindexescamefromtheMilitaryBalance2002

    2003(1,2,3,4),theHumanDevelopmentReport2002(5,6,7,8,9:HDI),andtheWorldDevel

    opmentReport2003(9:population).For5,valuesaretakendirectlyfromHDR2002.For6to8,

    valuesarenormalizedusingthemaximumvalue.For1to4and9,valuesarenormalizedus

    ingthe

    maximum

    value

    and

    the

    minimum

    value.

    Furthermore,

    an

    alternative

    NSI

    without

    thePopulationIndex(E)isoffered,whichmayindicatethattheinclusionofitwasuptothe

    NSIsdesigners,whowereunsurewhethertoincludethissubindexintheNSI.

    TableA3:NSI2004for50CountriesSelectedontheBasisofNationalIncome

    A 25.00% NationalIncome

    1 15.00% GNIatofficialexchangerate,2002

    2 10.00% GNIgrowthratein%,20012002

    B 25.00% DefenseCapability

    3 12.50% Defenseexpenditureatofficialexchangerate

    4 12.50% Sizeofarmyintermsofpersonnel

    C 15.00% EffectivePopulation

    5 15.00% Populationxadultliteracy2001xpercentageofpopulationabovepovertyline

    D 15.00% TechnologicalStrength

    6 3.00% Patentsgrantedtoresidentspermillion,1999

    7 9.00% Researchanddevelopmentexpenditureas%ofGDP,19962000

    8 3.00% ScientistsandengineersinR&Dpermillion,19962000

    E 10.00% NationalHealth

    9 3.33% Lifeexpectancyatbirth,2001

    10 3.33% Incidenceoftuberculosisper100,000citizens,2000

    11 3.33% PrevalenceofHIVaspercentageofadults

    F 10.00% EnvironmentalVulnerability12 10.00% EnvironmentalVulnerabilityIndex(EVI)

    Source: Kumar2005.

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 27

    ThemostnotablechangefortheNSI2004wastheadditionoftheEVI,whichhadrecently

    been createdbySOPAC.Anotherchangewas that theHDIwasdroppedand replacedby

    similarmeasures ineffectivepopulation (C)andnationalhealth (E). Information for these

    indexescame

    from

    the

    World

    Development

    Report

    2003

    and

    2004

    (1,

    2,

    5,

    9,

    10,

    11),

    the

    Military

    Balance20022003(3,4),theHumanDevelopmentReport2003(6,7,8),andtheTechnicalReport

    No.356(12)bySOPAC.For6to8,valuesarenormalizedusingthemaximumvalue.For1to

    5and9to12,valuesarenormalizedusingthemaximumvalueandtheminimumvalue.

    NoNSIwascalculatedfor2005.

    TableA4:NSI2006for50CountriesSelectedontheBasisofGDPatOfficialExchange

    Rate

    A 25.00% GrossDomesticProduct

    1 15.00% GDPatofficialexchangerate,2003

    2 10.00% GDPgrowthratein%

    B 25.00% DefenseCapability

    3 12.50% Defenseexpenditureatofficialexchangerate,2003

    4 12.50% Armedforcespersonnel,2003

    C 20.00% EnergySecurity

    5 10.00% Percapitaenergyproductioninkilotonoilequivalent,2002

    6 10.00% Energyimportsinkilotonoilequivalent,2002

    D 15.00% TechnologicalStrength

    7 6.00% Researchanddevelopmentexpenditureas%ofGDP2002

    8 4.50% Researcherspermillion

    9

    2.25%

    Hightechnology

    exports

    as

    percentage

    of

    manufactured

    exports,

    2003

    10 2.25% Totalnumberofpatents

    E 15.00% EffectivePopulation

    11 15.00% Populationxadultliteracy19982002xpercentageofpopulationabovepovertyline

    Source: Kumar2007.

    Themostnotablechangewastheadditionofenergysecurity(C).Furthernationalhealthand

    environmentalvulnerability indicatorsweredropped altogether. Information for these in

    dexescamefromtheWorldDevelopmentIndicators2004and2005(1,2,5,6,7,8,9,10,11)and

    the

    Military

    Balance

    2003

    2005

    (3,

    4).

    For

    5

    and

    7

    to

    8,

    values

    are

    normalized

    using

    the

    maxi

    mumvalue.For1to4,6,and9to11,valuesarenormalizedusingthemaximumvalueand

    theminimumvalue.Furthersupplementalindexesonhealth,educationandenvironmental

    securitywereoffered,butthoseindexesnolongerconstitutedapartoftheNSI.

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    28 KarlHwang:MeasuringGeopoliticalPowerinIndia

    TableA5:NSI2007for50CountriesSelectedontheBasisofGDPatOfficialExchange

    Rate

    A

    25.00%

    Economic

    Strength

    1 18.75% GDPatofficialexchangerate,2005

    2 6.25% AverageannualGDPgrowthratein%,20002005

    B 25.00% DefenseCapability

    3 10.00% Armedforcespersonnel

    4 7.50% Defenseexpenditureatofficialexchangerate

    5 2.50% Mainbattletanks

    6 2.50% Aircraft

    7 2.50% Principalsurfacecombatants

    C 20.00% EnergySecurity

    8 10.00% Percapitaenergyproductioninmetrictonsofoilequivalent,2004

    9 10.00% Netenergyimportsinmillions,$2004

    D 15.00% TechnologicalStrength

    10 2.25% Hightechnologyexportsaspercentageofmanufacturedexports,2004

    11 2.25% Totalnumberofpatents,20002004

    12 6.00% Researchanddevelopmentexpenditureas%ofGDP

    13 2.25% Researcherspermillion

    14 2.25% Scientificandtechnicaljournalarticles,2004

    E 15.00% EffectivePopulation

    15 9.00% Populationaged1564,2004

    16 3.00% Populationeducateduptopostsecondarylevel,2000

    17 3.00% PercapitaGDPatofficialexchangerate,2005

    Source:Kumar

    2008.

    Themostnotablechangewastheadditionofpopulationaged1564alongsideothervari

    ablestoeffectivepopulation(E).Thisvariableispurelydemographicandhasnothingtodo

    withhumandevelopment,thepreviouslysyntheticvariableforeffectivepopulationhaving

    beendropped.Furtherchangesweretheadditionofmorevariablesfordefensecapability(B)

    andtechnologicalstrength(D).InformationfortheseindexescamefromtheWorldDevelop

    mentIndicators2007(1,2,8,9,10,11,12,13,14,15,16,17)andtheMilitaryBalance20062007

    (3,4,5,6,7).For5to8and11to14,valuesarenormalizedusingthemaximumvalue.For1

    to4,9to10and15to17,valuesarenormalizedusingthemaximumvalueandtheminimum

    value.

    NoNSIwascalculatedfor2008.

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 29

    APPENDIXB:CompleteListofResultsfromtheNSI,20022007

    TableB1:CompositeIndexValuesfromtheNSI,20022007

    Country

    2002

    2003

    2004

    2005

    2006

    2007

    2008

    UnitedStates 0.726 0.687 68.51 56.50 57.5

    China 0.411 0.551 52.93 45.90 42.5

    Japan 0.480 0.481 40.61 26.67 24.1

    Russia 0.330 0.386 35.40 26.60 24.8

    Norway 0.321 32.87 31.36 29.1

    India 0.296 0.384 34.73 27.05 24.6

    SouthKorea 0.363 0.404 34.92 19.29 17.4

    Germany 0.358 0.384 34.40 19.50 16.7

    France 0.346 0.376 32.55 18.18 15.6

    UnitedKingdom 0.329 0.358 30.67 19.89 17.2

    Sweden

    0.400

    36.33

    17.80

    14.1

    Australia 0.294 0.334 33.14 18.42 15.0

    Belarus 0.255

    Israel 0.328 0.352 29.89 15.02 11.9

    Canada 0.320 35.13 17.56 14.9

    Vietnam 0.230

    Switzerland 0.344 33.36 13.28 10.6

    Finland 0.233 35.91 17.93 13.2

    UnitedArabEmirates 0.225

    Denmark 0.314 27.43 16.03 13.0

    Oman 0.219

    SaudiArabia 0.201 0.216 27.79 24.44 14.8

    Italy 0.275 0.307 25.34 13.00 9.9

    Hong Kong 20.68

    Ukraine 0.306 10.7

    Netherlands 0.324 25.87 13.07 10.2

    Kazakhstan 0.202

    Uzbekistan 0.179 0.223

    Brazil 0.240 0.267 26.81 12.58 9.4

    Kuwait 0.184 0.213

    Morocco 0.198

    Spain 0.291 25.59 13.25 10.2

    Belgium 0.304 25.94 12.42 8.8

    Iran 0.198 0.257 23.83 15.46 11.5

    Austria 0.297 25.87 12.16 8.9

    Greece 0.222 0.266 24.99 12.01 8.2

    Turkey 0.210 0.202 25.96 14.97 10.8

    Egypt 0.213 0.272 24.10 11.77 7.9

    Mexico 0.238 27.24 12.50 8.7

    Singapore 0.255 21.34 13.55 11.7

    Algeria 0.157 0.200 24.86 16.55 12.0

    Poland 0.258 25.40 12.20 7.2

    Malaysia 0.199 0.214 21.92 13.99 9.7

    NewZealand 29.58 12.37 8.4

    Thailand 0.222 22.35

    13.45 8.4

    Indonesia 0.191 22.27 14.47 10.0

    Ireland 27.07 11.89 10.0

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    30 KarlHwang:MeasuringGeopoliticalPowerinIndia

    Country 2002 2003 2004 2005 2006 2007 2008

    Colombia 0.203 23.57 12.88 8.1

    Argentina 0.205 0.217 18.72 13.95 6.1

    Chile 0.242 25.51 8.90 4.4

    Peru

    22.27

    9.04

    Portugal 0.253 23.56 8.67 4.7

    CzechRepublic 26.90 12.03 7.6

    Pakistan 0.138 0.193 20.78 13.13 9.0

    Venezuela 0.220 21.40 7.55 7.8

    SouthAfrica 0.185 0.221 11.47 10.54 7.1

    Hungary 23.91 10.95 6.8

    Philippines 0.188 16.09 12.11 7.5

    Angola 0.136

    Bangladesh 17.18 9.89

    Nigeria 0.121 8.1

    Romania 11.29 7.3

    Iraq 0.017

    Source: NSCS2003;Kumar2004b,2005,2007,2008.

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    KarlHwang:MeasuringGeopoliticalPowerinIndia 31

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