f

•·

AO- JO Rev. 11200,<· .1

1:· Pcnoon Reporting (Last name, First name. MiddJe initlal)

·· Fisher, D . Micha el Court of Appeals Third Cin:u it

4. Title {Article Il l Judges ind:9cate ac:tlve OT senior status;

magistrate judges i ndicate fuU-or pil'f.;time) S . RcportTypc (choclc appropriate type)

i 0 flnol

v

(5 USC. app. §§ 101-111)

6 . Reporting Period

1 2/IS/2003

to

12/3112004

o r, y ,

n

__________ _ Date. ____ _

IMPORT ANT NOTES: The Instructions accomponying this form must he followed. Complcse all parts, checking the NONE box for Clcll part where you have no repon.blc information. Sign oa last page..

t

Ci.rev.it Judge U.S. Court of Appeals, Third C uit

Adjunct PIOfcssor Unrmsity of PitlSOOrJI> School of Law

.lollll A. Mlllphy, Trust Bl

.lollll A. Mlllpby, Trust Bl, Resigned 10129/04

John A. Mlllphy, Trust A, Resigned 4121/04

Secretary, Vice President Ind 0- SL Chir Country Cl•b

Member, Boan! oCT- Uaivenity oCPilbburgb

Auomoy-Jn-Faet/Powcr oC Atlllmcy --

PABJIES AND JERMS

Pawytvania SlalO EmplO)'OCS Retirement FIU>d, Defined B eocfit PcnsioG PIM 0 ::i::: ,,, -

C::>

, ,., 0

o>

.,,,.

[Tl

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2004

Rtport R•q•ln:d by the Etbks

fa Go en1111eat Acr o( 1'78

0 NONE . CNo reportable positioas.J

rosmoN NAMEOFQRGANJZAJJONffiNTITY

I.

2.

3. Trustee

4. Trusloc

s. Trustee

6.

7.

8.

Il. AGREEMENTS. (Reporting individual on1y; see pp. 14-16 otfilin& instructions)

0 NONE - (Noreportableagrecmenu.J

I. 197S-0)

o·:!! (.., :z: , .... > C.D

..,,m =-=

-C::> c..n

,.,, -< t-n 0

;3;;:

2. Court or Organiza.t�n

AcUvc Circu.ic Judge o

0 n;o..i @-...i

3. DateofR<1>0rt

S/JllOOS

7. Chamhcn or Office Address

301A U.S.P.O & Courthouse

Seventh Ave. and Gnni SL

PiUsbuqlt. PA I 5219-1906

&. On the basis ofthe infOflTllti n contained in this Repo t and any modWe.dons pertaining thcteto, it b in m opinion in compliance with applicable lawsa d gulation.s.

Rcv�n&Oftiecr.

I. POSITIONS. (Reportingin<lividual only, ...pp. 9·13 offiliogicstr\lcions)

0-

-,r-·--: ...

'11

0

SOURCE ANQ ryPfi

200 3 Commonwealth of Pennsylvania (Attomcy Gcnenl)

0 Unlvcnity of Pitlsbwgh School of Law

2004 John A Murphy Trost A. Ttustoe . Fees

QROSS !NCQME CY<>w>.not-'•1

3 ,175.$0

1,875 .00

1.000. 00

..... i.--..1

SOURCE ANDmE

2004 Han:ourt Publishing (Consul ... !)

2 . 2004 n

2.

SO!JRCE

American Legacy Fouodltioa January 12-13 • Washin-D.C.; Boord ofDirocton Mccting (Hotel and Parking)

January 20-25 ·him S-. FL; Panicipotioo in PBA Midyear Meeting (HOid and Meals)

EateruWna>t and Trmsponation)

····-·- --···-·-- -- .... .. .

FINANCIAL DISCLOSURE REPORT Name ofl'cnon Reporting

Fisher, D. Michael

. .-

and•po-seepp. 11.24 offilin&inSllUCtionsJ

A. Filer'sNon-Investment Income

D NONE - (No rcponable llOll•ln...imcnt income.)

I.

2. 2 04

3.

Dale of Report

SfJ/2005

B. Spouse's Non-Investment Income· (If you were marriedduring any portico oftbc reporting year. please compl<tc this . Dollar amount no< rcquirod-forhoocnria.)

0 NONE • (No reportable income.)

I.

Duquesne U Mnily (Studcnt-Tcodicr Supcnisor)

'"- -· - -··-··· ·--·-·• .. ••••- H-•

)J:I. NON-INVESTMENT INCOME. (ReportU.g individual

N. REIMBURSEMENTS -transportation_ lodging, fOod. cutcnainment.

(Includesthoseto spouse and dopcudcut children. Sec pp. 25-27 of instru<:tions.)

0 NONE · (No such lq)O<labler.imbarscm<n1s.)

DRSCJllfDON

I.

•.3. National Associstiooof A-...ys Clcncral Jone 15-11 • SaniaMooicl, CA; Speaker at 2004 NAAG Summer Meeting (Hotel, Meals.

4. llte Academy of Trial Lawyers of Allcgbcay County September 30.QctoberI ·Participation ia 2004 Mast= ofTriai Advocacy RetlUlc (Hold and Meals)

SOVRCE DESCR!PDON

2 .

(UPMC)

Donald R. Cam=a 9120/04 Guest, &4 Lamber POA Tour IWeot. Nemacolio Woodl&ads, PA

DESCR!PT!ON

$500

$ SO

VALUE COPE

.. FINANCIAL DISCLOSURE REPORT NamcorPenon Reporting

Fisher, D. Miebad

O.tc of Report

S/312005

V'. . GIFTS. (Includesthose lo spouscand dcpcodcnt childrco. Sec pp. 28-31 of ins1rue1ions.)

0 NONE - (No sucl11q>ortablc gilll.)

I. Unhmityof Pittsl>wgh M<dicol Ceola 6110/04 Guest, Mario LemieuxGol!TOWDIJDCO Ncvillcwood. PA

3. Sec attached listuoda Part vm

VI. LIABILITIES. (IDcludesthose of spouse and dcpend"'t children. Sec pp, 32-34 oflnstn1etioos.)

S1'I NONE (No rq>ort11>1c liabilities.)·

CBEQITQR I.

Nan1c of Person Repor1ing Fisher, D. Micl>ael

A. c. G ross valbe 1t end d

,_..,, period """"""' period (I) (2) (1) (2)

- Type div. teCll. « U..) (J.f')

(No reportable income. or b'anslctiocu)

I. B Dividend L T

2. Lqg Muoa 0ppor1Wlily Trust Dividend ] T

3. Citittns Bank of Patnsylvani1 lnt=st J T

4. PNC Bank A Interest ] T

s. PSECU A OivKlc:nd J T

6. N ational City Bank (caJh) None J T

7 . Mass MutUll Flex Extra IRA Non e M T

I . Mevopolil>n Life Ins. Co. (X) B Interest

9 . Scudder lnvcstmcnlS, Money Marl<et Fland. IRA None J T

10. PA Stale Employee Rctircmail Fund D Int=st P l u

II. MML Investor Scrviccs, Inc . Rollover IRA None M T

12. John A. MlllJ>hY nust BI lnltmt M T

13. ·llff Ldl llW> Bree. BL FSB Callabl e CO

14. ·F«lemed High Income Boed Fund

IS. -Putnam Hlgll Yield Tntst

16. ·Merrill Lynell CMA Aeeount

-

17. John A. Murphy Trust 82 B Interest N T

JI . - DH Ldlman Bros. BL FSB Clllable CO

A 8 c

0.

Date of Rqiort S/l/2005

-....

(1) 11 not C:Xcmpl lllllll disclosutc

(2) (3) (4) (S) Vdue

Codc2 Code ......... Day (J·P) 1 (A· """""'""')

Sell(2003) 11/1 J T

Sell 211 J T

Closed

Buy 2/20 M

Resigned 10/29

D E

( S.. C..wmn C2l U = Book V al11e: v •0-.ht< w • Estillwed

-FINANCIAL DISCLOSURE REPORT Page 1 ofS

VII. INVESTMENTS and TRUSTS

8.

·'- !""""' cbina (ioduding lnlSt USdS)

Pl� W" dcr each asset ex.empt (e.g. Value v.i..frompriordido:sw'!: Code! Code 2 Med>Od

(A-H) Code) (�WJ

DNONE V111giwd Wd!in&1oaFund

A

A

c

l.IDCOO>CIGamCodcs: • $1,000 ol'less • Sl,001.$2,SOO • S:2..S01-SS,000

(SeeCol.,... BI ""'04) r • S>0,001.SIOO,OOO G • SIOO,OOJ-Sl,000,000 Ht -s1.ooo.001.s>.ooo,ooo

2. Volue Codes: J •St5,000c;irk!ss K -m.001.sso.ooo L -S.S0,001-SIOO,OOO

(SeeColumnsCI andD3J N •$250, 000-SS00, 000 0 • SS00,001-$1,000.000 Pl -s1.ooo,001.ss.ooo.ooo

m.mg """""'(><tM>d

Type (e.g. Dole: Gain .ldeotityof bay•..0, Moolh· bu>cd..n..

(if private .... trusaetioo)

• SS,OOl·SU,000 •SIS,00 1-S.S0,000

1D •Mendim S5.000.00D

M -SlOO,Ol)J·SlS0,000 P2 -ss. 000,001.szs. ooo, ooo

Pl -szs.000,001-sso,ooo,ooo P4 • SMon:1llanSS0,000,000

3. Val� Method Cocks Q • Appraisal ll -Cast(Real Esw< Ooly) s . """"""" T -

N•mc o f Pcnon Reponi ng

Fisher, 0. Michael

A. c Income d...V.,

reportinc period .._.,,..,.....

{I) (2) (I) (2)

- T}PC Code I Codc2

jQl.)

19. ·F ederated Hill> Income Bond Fund

20. ·Putnam High Yield Trust

21. -Merrill Lynch CMA Aooount

22. -Oulboord Havcos, Inc., Note

23. Jolin A. Murphy Tnlst A E lolcr<st 0 T .

24. ·Merrill Lynch CMA Aoeount

25 . ·Federal National Mongago Assoc. Callable N-

26 . -Verizon Global FOG Corp. NOie

27. d

21. ·Scm Roebuck A<x:epW>cc !loads

29. -NM DaimlcrChryNA BE .

30. ·NM Hou-Id Finance Corp. BE

3 1 . ·NM Bociog C.pital Corp. BE

32. .CBS lne. , Senior Note

n. ·NM Bank Amcriu Corp. BE

34. .Que Capital Securities

35. -BSCH Fioaacc I.Ad.

36.

A •Sl,OOO CI'"* B c

S

.

D.

Da r e ofRepon

5/l/2005

(I) II noc o:empt rmm disclosure

(2) (3) (4) (S) T1PC (e.g. °"" Volue Galo bay,seu. -- Codc2 ......,, 0.,. (J-1') I (A· 1"demp<ion)

Resigned 4121

D E

(Seo ColUIM C2 ) u - &ol: Value v •Odler V{ ., £$cimated

FINANCIAL DISCLOSURE REPORT

Page2 ofS

VII, INVESTMENTS and TRUSTS

B.

Ocsaiptioo of As:lels Gnm value M eod ti

(..<Jucliq lnlst assds)

Place "(X)• •ft.er met eitempt < 1- Vahie Value from prior dtsiclosur� div. rent. or Mcdlod

(A ·Hl (1-P) CbdcJ (Q-W)

-l'of M<>10r/Crodit Compaoy Bon

-Higllwoods Properties

1. lncomo"Gain Codes: • Sl,OOl-S2,SOO -S2,SOl-SS,OOO

cs..c.i .....s1 ond!l() F • S0,001.$100,000 G • SIOO,OOl.Sl,000,000 Bl -s1,ooo,001.ss,ooo. ooo

2. Value.Codes:: J -$1s.ooo «less I: • SIS,001 SSO,OOO L •SS0,001-SUlO,OOO

<Seo Col"°"" Cr and 03) II -S2SO,OOl)<SS00,000 0 •SSOO,OOl-Sl,000,000 Pl • Sl,000,001-SS,OOO,OOO

. --······-· - -··-

-durina fqlOlling period

l&.tity oE Code bo)or/1<llor

(i(privatc '" tlallsactioo)

•SS,001.SIS,OOO -s1s.001�.so..ooo

IQ •M<lttlban$.S,OOO,OOO

M -s l00,00 l .$250,000

P2 -$.S,000,001..ru,000.000

Pl - $2S,000,00l .SSO,OOO,OOO P< •SMorc tbM SS0,000,000

3. Value Mdbud Codes Q •Appraial R •COii (IWl Emit Only) s -Asscmoa• T -Casb/Maltct

Name of Person Reporting

Fisher, D. Michael

-

A. B. c.

<eponlngpcriod repaUng period

{I) (2) (1) (2)

Type div. 1'Ult. OI Code 2 M-

(A"') ... ) (�W)

37. -Household Capital TlllSt VI

JS. -Yorkshire Capital Trust I

39. -NAB Exc.bangcablc PFD TR

40. ·Fkd Capital TlllSt VD

41. .JP Morpn Chase Cap X

42. -Rhon e Poulcttc

43. -ADC Tdccommunications, lne. Stock

44. -Otigoup, Inc. SIOCk

4S. .Crown Castle Ind. CoJJ>. SIOCk

46. -Costco Wholesale CRP Del. Sll>Ck

47. -0oo ... Tree Ston: Inc. SIOCI<

48. -Duke Enagy Corp. Stodc

49. -OE Sll>Ck

so. ·Hospi1al ity PPTYS Tr S1ock

S I. · Hooeywell lnll. Inc. Stoclt

52. -Price T. Rowe <l!Oup Stock

53. ·Pfi:r<t Inc, Sioek

54. ·Qucs"" Corp. Inc. Stock

A B c

(Stt Colurru: 1 Clj u • Book Vahle • Oth <t W • E$2irtl8lcd

D.

Da te of Repor1

S/31200 5

(I) .flt()( c::x empl from

(2) (3) (4) (SJ Value Gam

buy ... u, Code2 Code -· Day (J-1') 1 (A-""""¢an)

'

D B

..

FINANCIAL DISCLOSURE REPORT

Page3 of5

Income charing Gross value at end of T1WIS8dioos dtS'io.g rcportiog per Descriplion of Al.:sets

fmchidingtr\1st ISSds)

(1.J>) "' tmmetioo)

Pl "{Xr after taeb a:sscl CXcqit ""''""' va1.. v..ue TYJIC (e.s. Date:(<-g. Identity ofmm prim-dUc'°5ure Codo I Moolh• buye.r/sclicrCodol (itprMtc

•$1,000orlcss -Sl,001-$2.500 •Sl,SDl-SS,000 -SS,001-SJS,OOO • SIS,001-$50,000 1. tnoocnelOain Codes: HI •Sl,000,001-$5,000,000 112 •Mote lhan SS,000,000 (See Celumns Bl and 04) F -sso.ocn..s100,ooo G • SI00,001-$1,000,000

K • SIS,OOJ..SS0.(100 L •SSO.OOl..Sl00,000 M • SI00,001-52.SO,OOO 2. V•l\IC Coda: J •SIS.OOOorksl

(SeeCotsnns Cl and 03) N •s>.SD,000-$500,000 0 - SSOO,OOl.Sl,000,000 Pl • $1,000,00l-$$,000,000 P2 ...S-5,000,00l .$2S,000,000

P4 .. $Mort dwt SS0,000,000 p; • $25,000,001·$50,000.000

J. ValiaeMctbodCodes Q -l\pp<'isol R •CMI (Real Esm< ()oly) s . """""""' T -Cash/Market

v

Name of Per>on Reporting Date ofRepon

Sl3f200S Fisher, D. Michael

A. B. c D.

ttpOrriog period rcpCll'tina period

(I) (2 ) (I) (l) (I) JfOOI UCGIPI fiom

(3) (4) - Typ< °"" Value Gain Code I M- boy ... n. Code 2 Code

inL) (J-P) ........ I (A-(Q.W) RdaDptian)

SS. -So lcelroa Corp . Del Stoclc

56. -Tnvcler> PnY S10CI<

57. -Qipiial Re U.C Pr<fetrcd Stoclc

58. -Davis NY Venture Fund

S9. -J anus Worldwide Fund

60 . -MwacllUS$CUS IJlvCSIOIS Trust

61. -ML S + P SOO IJldex Fand

62. -ML Small Cap Value Fund

6 3 . .(;orporale Hy Fund ID

64. -PNC Capital Invest. D -Bond Buy(2003) 12111

6S. -1.clunon Broc. Holding Corp. Bond Buy 412

66 . -Outbo&rd Haven, Inc. Note

67. -Sandarae Cood o, ft. Mrer>, FL

68. Power of Attorney fu E Int 8'.Div. N T

69. ·I.egg MASon Vol TIUSI MUIUal Fund

70 . - Western Asset Claymor< U.S. Tips Fund 2

71. -commo n Stock, AT&T Win:lcss Scrvi«f, Inc. '

72 . -Commoo Stocli:, Bell South Coip.

A B c D E

(Soe Col .....

( See Column C2 ) u .,_ Dool: Vatoe \' " °""' V ,t • Esrim.aled

FINANCIAL DISCLOSURE REPORT

Page4 ofS

-Dcscrijl<;o. or Aueu

J dmVig GrossvalQCIf end of irmsacdons 4lriDg rcportiogperiod

c;nci""""...., useuJ

Pbco •(J()• --............. (2) (S)

(t,g. Value v.iao TYi» Ce.a. ldeolily a( from prior disdOSUR div. l"CtlL « Codo2 M-- buyu/tclk:t(A-II) Code3 °"" (J-1') {irpriva1.c

.... trallslclion)

I. �•Codes; -Sl,OOOcxku c $ 1,00J-$2.SOO -S2,SOl-S.5,000 • $5,DOl-SIS, 000 • SIS,001-SS0,000

81 oudD<) F • SS0,001-SIOO,OOO G ... s100,001..s1.ooo.ooo HI • S l,000,001.$5,000,000 IQ • M<n-SS.000.000

2. \'slue Codes: J c-Sl S.000 0t less K • SlS,OCIJ�SS0,000 L -sso,001-s100,ooo M • SI00.001..$250,000

(S.. Col_,Cl oud 03) N =S250,000-SS00.000 0 • SS00,001-S l,000.000 Pl -Sl,000,001-SS,OOO.OOO P2 • SS,000,DOl-S25,000.000

Pl =$lS,OOO,OOl-SS0.000,000 P< • SW... lhau SS0,000,000

3 Value Mcrbod Codes Q =Appnisal R • Ccsl (Real Em!< o.Jy) s . .............. T -""",,,.,,.,...

Name of Pmoo RcportinJ

Fisbor, D. Midl1d

"

A. II. c

_... period ._.... pu;od

(I) (2) (I) (7)

- T)lle Codo I div. NOt. or Mod>Od

fol. )

-Common St oc.k, SBC Convnun.ications, Ine.

74. -Commo• Stod;, AT l<T Corp. - Now

n . -Com.- S1ock, Comcast Corp. • New

76. -GommoD Stock., Duqoe:me LJab1 Holcfia.p. k!C.

77. -Ccmmon Sloet. EqaicoMe-, Inc.

.Commoft Stoel<, Qw.11 Cononaoieatiom, Inc.

79. .Common Stoclc, Verizon Communie1tioos

80. · Leu M11011 • Cub

81. ·PNC Buie • Cul!

B c

eoi... ..

Dote orReport

S/31200S

0.

(I) u l!Cll acmpt-.... d-.....

(l) (3) <•> (5) Value

buy, tell. Codol ......... I (A• _.,.) "'

E

Q R

{Set ColutNl Cl) u • l:too k Valu e v -Oil .. w .. Estimaccd

FINANCIAL DISCLOSURE REPORT

Pages ofS

"'-1-.... Grou WllllC. cod d

(oocloodios-->

Pllce"(X)•after taeh assa eitempt h> priordioc-. (.... Value Vllac

Codel (A·H) (J.P) Codd

(Q-W)

73.

71.

T.-Mlom-. """"""'pu;od

Type (c... °""' Caia ld""'>'ol -· Code buyedsoll"Doy (J.P) 1•..n-

transaccioo)

I. tn Codcil;: A .. s1Jl00or• •Sl,001.$2.SOO • S2,.SCll•SJi,OOO

(Seo Bl °"" 0.1 F -sso.001..s100.ooo G •SJOO,OOl..Sl,000,000 HI -s1,ooo,001..ss.ooo,ooo

l. Valt11C Cndcs: J s:$15,000orlcss J( • S 1l,OOl .$l0,000 L • SS0.001..S!OO,OOO

(S,. Corum"' Cl ood Dl) N •Sl!0,000.SlOO,OOO 0 • S!00,00141 ,000,000 Pl • Sl,000,001.SS.000,000

D •Sl,001.$1$,POO • SIS,001.$50,000

m •..... ,,,.. si.000.000

M • S!00,001 , 000

P2 •Sl,OOO,OOl·S2l,000,000

Pl • Sll,000,001..S!O,OOO,OOO P.4 •$More tbanSS0, 000, 000

3. Value Met.hod Codci. •Appraissl •eo.1 (Real S.w. ODly) s . ........... T -Cul�tartr:•t

Date of Report

mrr. ADDmONAL INFORMATION OR EXPLANATIONS

I. POSmONS 4/2&/04 I rcsig)lcdu Trustee of John A. Murphy,Trust A 10/29/041 rcsigoed as Trustee of JohnA. Murphy,Trust B2

ID. NON·INVES™ENT INCOME 4128/04 I resigned as Tnistce of John A. Murphy,Trust A

V. GIFTS Friends who shared with Judge Fisher the eost oflhe Judicial Sweating lo Reception at Westin Cooventicm Ceola on 12115/03. Sec Advisory Opinion 98:

Ted Amcault $$92.63 Dlnicl - $$92.63 1ohn C11Simatidis $592.63 Vincent Dellwo $750.00 Gregory A Harl>augh $592.63 Joseph A. Hardy $59&.00 Thomas Henderson $$92.63

FINANCIAL DISCLOSURE REPORT Name of Ptt>on Reporting

Fisher. D. Michael S/31200S

Edwin Klett $592.63 James Nevel& $500.00 MaMy Stomatat;s $592.63 C. AIM Walker $$92.63 Galco Wcabsa SS92.63

vm. INVESTMENTS and TRUSTS 4123/04 I ,..igned as Trustee ofJohnA. Murphy,Trust A 10/29/041 rcsigoed u Trusi.cofloho A. Murphy, Trua 82 .

.•. . . '

Name or-ReponingFINANCIAL DISCLOSURE REPORT

Fisloer. D. Mlcllad

IX. CERTIFICATION.

I certify that all information given above (including information per1ainingto myspouseand minor or dePcndcnt children, if any) is accurate, true, and complete to the best of my knowlcdgo and belief, and 1hat any information not reponed was withheld because it met applicable statutory provisions permitting non-disclosure.

I fur1hcr certify that earned income from OUISide employment and boooraria and the acceptllnce of gifts which have been reported are in compliuce with theprovisioos ofS U.S.C. §SOI ct. seq., S USC.§ 73S3, mid Illdici&I Confe:ratce regulations.

NOTE: ANYINDMDUAL WHO KNOWINGLY AND WILFULL y FALSlFIES ORFAil.S TO FD.Enns REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (S U.S.C. app. § l04)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office oftbe Uni Stat,eseoUr1s Suitc2-301

One Columbus Circle, N.E.

Washinglon, D.C. 20544