03nov_am1_umts introduction & basic algo
TRANSCRIPT
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Mohamed Arshad
MoAD RNE SSEAI
Kuala Lumpur
November 2008
Introduction to UMTS
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Content
1. Introduction to UMTS Standard
2. W-CDMA Basic
3. Radio Environment4. Logical / Transport / Physical Channels
5. Basic Algorithm
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IMT-2000
ITU: International Telecommunications Union
needs for a 3rd generation mobile system referred as IMT-2000 within ITU
IMT-2000 stands for International Mobile Telecommunications and 2000 for the year,the bit rate (2Mbps) and the frequency (2GHz)
High level requirements : world-wide standard supporting new advanced serviceswith high bit rates (up to 2 Mbps) in multiple environments
IMT-2000 spectrum band identified in 1992 (Conférence Mondiale des
Radiocommunications)
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2 Mbit/s 384 kbit/s 144 kbit/s
Indoorlow mobility
Urbanreduced mobility
Rural outdoorhigh mobility
• Variable bit rate capability
• Variable Quality Of Service (BER, delay)
• Support of asymmetric traffic• Service multiplexing
• High spectrum efficiency
• European objective: ensure compatibility with GSM
IMT-2000 objectives
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Integration with the Fixed Network
Satellite
Macro-Cell
Micro-Cell
Zone 2:Urban Zone 1:
In-Building
Pico-Cell
Zone 4: Global
Zone 3:Suburban
Basic TerminalPDA Terminal
Audio/Visual Terminal
Multi-environment
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1850 1900 1950 2000 2050 2100 2150 2200 2250
1850 1900 1950 2000 2050 2100 2150 2200 2250
North
America
MSSPCS
Reserve
Europe UMTSGSM 1800 DECT MSS
1880 MHz 1980 MHz
Japan
Korea (w/o PHS)
MSSIMT 2000PHS MSSIMT 2000
2160 MHz1895 MHz
1918 MHz1885 MHz
ITU Allocations
1885 MHz 2025 MHz
IMT 2000
2010 MHz
2110 MHz 2170 MHz
China MSSIMT 2000IMT 2000
IMT 2000
MSSUMTS
2170 MHz
MSS
1885 MHz 1980 MHz
AA D B E F C AA D B E F C
MDS
GSM 1800
1850 MHz WLL WLL
Source: The UMTS Forum
3G Frequency Band World-Wide
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IMT-2000 standards
Each worldwide standardization
body submitted their technology
candidate for IMT-2000 to ITU 5 interface standards:
IMT-SC: IMT Single Carrier (TDMA orGSM EDGE (IS-136) standard)
IMT-MC: IMT Multi Carrier (US CDMA
2000 standard) IMT-DS: IMT Direct Spread (WCDMA or
UMTS Frequency Division Duplex(FDD))
IMT-TC: IMT Time Code (UMTS TimeDivision Duplex (TDD))
IMT-FT: IMT Frequency Time (DECTstandard)
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UMTS
UMTS : Universal Mobile Telecommunication System
UMTS was the 3G European standard
ETSI (European standardization body) selected its radio interface for UMTS
(UTRA) in January 1998 based on W-CDMA for FDD mode and TD-CDMA for TDD
mode
W-CDMA was also chosen by ARIB (Japan) and also in USA and Korea
Creation of 3GPP (3G Partnership Project) to join efforts on the
standardization of the UTRA (Universal Terrestrial Radio Access) solution:
ETSI (Europe), ARIB (Japan), TTA (Korea), TTC (Japan), T1P1 (USA) , CWTS(China)
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UTRA - UMTS Terrestrial Radio Access
2 modes:
W-CDMA FDD mode for the paired band
uplink and downlink are separated in frequency
TD-CDMA TDD mode for the unpaired band
uplink and downlink are separated in time
flexible time duration for uplink and downlink for asymmetrical traffic
FDD Mode
FUL/DL
TDD Mode
1900 1920 1980
FDD ULTDDUL/D
L
TDDUL/DL
MSSUL
2010 2025
MSSDL
2110 2170 2200
FDD DL
FUL
FDL
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Multiple Access Techniques
CDMA
time
p o w e r d e n s i t y
channel bandwidth
TDMA
channel bandwidth
p o w e r d e n s i t y
time
TD/CDMA
time
channel bandwidth
p o w e r d e n s i t y
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UTRA FDD - Characteristics
W-CDMA multiple access
Frequency band Region 1 (Europe)
Uplink: 1920-1980 MHz
Downlink: 2110-2170 MHz
Carrier Bandwidth
2x5 MHz (theor. occupied bandwidth=Chiprate 3,84 Mcps)
Services
Both circuit and packet data and asymmetric bitrates
User bitrate up to 384 kbit/s
FDD foreseen for Macro- and Microcellular coverage
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UMTS Radio Access Network
Internet
CoreNetwork
RNC
RNCISDN
Node B
Node B
Radio Access
Network
Node BNode B
Node B
Node B
Iub
Iu
Iur
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User equipment
Uu
Uu is the UMTS air interface between the
terminal and the access network
ME-Mobile Equipment
The mobile equipment is the radio
terminal used for radio communication
over the Uu interface
USIM-UMTS Subscriber Identity Module
Smart card, which stores subscriber
identity and other information
USIM
M E
C u
U E
U u
U ser Equip m ent
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UMTS radio access network
Node B
Node B
Iur
UTRAN
RNC
RNC
Node B
Node B
Iub
RNS
RNS
UMTS Radio Access Network
Iu Node B
radio station like the BTS in GSM.
RNC-Radio Network Controller
controls radio resources of several Node Bs
supports the Iu interface to the core network
RNS-Radio Network Subsystem
like BSS in GSM
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UMTS radio access network interfaces
Node B
Node B
Iur
UTRAN
RNC
RNC
Node B
Node B
Iub
RNS
RNS
UMTS Radio Access Network
Iu Iur interface
logical interface between RNCs
basic inter RNC mobility (e.g. softhandover)
Iub interface
interface between RNC and Node B
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Core network - circuit switched
MSC/VLR
CN
GMSC
GGSN
HLR
SGSN
Iu-CS
Iu-PS
Core Network
Iu-CS
for circuit switched services
MSC-Mobile Services switching Center
switch for circuit switched (CS) services
VLR-Visitor Location Register
register database for visitors of the radio
network
GMSC-Gateway MSC
switch from mobile network to external
networks for circuit switched services
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Core network - packet switched
MSC/VLR
CN
GMSC
GGSN
HLR
SGSN
Iu-CS
Iu-PS
Core Network
HLR-Home Location Register
permanent database of subscriber data
Iu-PS
for packet switched services
SGSN-Serving GPRS Support Node
switch for packet switched (PS) services
GGSN-Gateway GPRS Support Node
switch from mobile network to external
networks for packet switched services
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TE MT UTRAN CN IuEDGE
NODE
CN
Gateway
UMTS
“End-to-End Service” or “Teleservice”
TE/MT Local
Bearer ServiceUMTS Bearer Service External Bearer
ServiceUMTS Bearer Service
Radio Access Bearer Service(RAB) CN BearerService
Backbone
Bearer Service
Iu Bearer
Service
Radio Bearer
Service (RB)
UTRA FDD/TDD
Service(Radio PhysicalBearer Service)
Physical
Bearer Service
CN = Core networkTE = Terminal EquipmentMT = Mobile Termination
TE(e.g. UE)
e.g. UE
UMTS QoS Architecture TS23.107
Each bearer offers itsindividual services
Each bearer is usingthe services offeredby bearers below
QoS parameters aregiven by the core to
the RAN in radioaccess bearer set-up
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Delay
sensitive
+
-
DataIntegrity
sensitive
-
+
QoS Classes
4 classes have been identified:
conversational
AMR speech service
Video telephony
– CS: H324
– PS: H323
streaming
interactive
location based services
computer games
background
e-mail delivery
SMS ...
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Error
tolerant
Errorintolerant
Conversational
(delay <<1 sec)
Interactive Streaming
(delay <10 sec)
Background
(delay >10 sec)
ConversationalVoice and Video Voice Messaging
Streaming Audioand Video
Fax
E-mail arrivalnotification
FTP, still image,paging
E-commerce,WWW browsing,
Telnet,Interactive Games
(delay 1 sec)≈≈≈≈
Application Groups TS22.105
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Bearer Service Attributes
The Attributes (QoS Parameters) of a Bearer Service can be negotiated at thebeginning of a connection and during a connection
Several different Bearer Services can be established simultaneously by one UE
Important Quality Parameters are
Maximum transfer delay
Delay variation
Bit error ratio
Data rate
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Traffic class Conversational
class
Streaming
class
Interactive
class
Background
classMaximum
bitrate
X X X X
Delivery order X X X X
Maxum SDU size X X X X
SDU format
information
X X
SDU error ratio X X X XResidual bit
error ratio
X X X X
Delivery of
erroneous SDUs
X X X X
Transfer delay X X
Guaranteed bit
rate
X X
Traffic handling
priority
X
Allocation/
Retention
priority
X X X X
Source statistics
descriptor
X X Note: SDU = Service Data Unit
Radio Access Bearer (RAB) Service Attributes
The service attributes shown in the following table characterize a Radio
Access Bearer Service
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QoS Examples for specific services (1) TS23.107
AMR (Adaptive Multi Rate) speech codec payload
Bit rate: 4,75 - 12,2 kbit/s
Delay: 100ms end-to-end delay at maximum
CODEC frame length is 20ms
BER:
10-4 for Class 1 bits (A,B)
10-3 for Class 2 bits (C)
FER < 0,5% (with degradation for higher erasure rates)
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QoS Examples for specific services (2)
MPEG-4 video payload
Bit rate: variable, average rate scalable from 24 to 128 kbit/s and higher
end-to-end delay between 150 and 400ms
video CODEC delay is typically less than 200 ms
BER:
10-6 - no visible degradation
10-5 - little visible degradation
10-4 - some visible artefacts
> 10-3 - limited practical application
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W-CDMA Basics
M lti l A T h i
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Multiple Access Techniques
FDMA Frequency Division Multiple Access
uses band pass for carrier signal which are non-
overlapping in the frequency domain
TDMA Time Division Multiple Access
carrier signals are non overlapping in the timedomain
CDMA Code Division Multiple Access
spreads the signal over the entire available
bandwidth by using codes with good correlation
properties
FFrreeqquueennccyy
TTiimm ee
PPoowweerr
OO nnee UUsseerr
FFrreeqquueennccyy
TTiimm ee
PPooww eerr
UUsseerr
Power
Time
Frequency
One User
Carrier 1 Carrier 2
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W-CDMA
W-CDMA = Wideband Code Division Multiple Access
Users are separated with code sequences (spreading/de-spreading technique)
All users are transmitting simultaneously on the same frequency
In FDD mode, different frequencies are used on uplink and downlink
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Spread spectrum technique
The user bits are coded with a unique sequence (code).
The bits of the code are called chips and the chip rate is higher than the user
bit rate
Time
Domain
Bandwidth = 3.84 Mhz for UMTS
CodeCi(t)
Resulting spread signal
Di (t) = Si (t) x Ci(t)
Bit1 Bit2
Source signal Si (t)
before spreading
Frequency
Domain
Narrowband signal
Bit Rate =Rb
Chip Rate =Rc = 3.84 Mcps in UMTS
Chip Rate =RcSpreading Factor
SF =Rc/Rb
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[1 1 -1 1 -1] [1 -1 -1 -1 1]
Spread Chip Sequence
c
sT
T L =
Spreading Factor
Spreading Chips
+1
-1
Symbol
+1
-1 -1 -1 -1
Ts
Tc
Direct Sequence Spread Spectrum
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Spreading
SPREADING
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Despreading
DESPREADING
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Own and other signals
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Spreading / Despreading
In the receiving path, de-spreading isachieved by auto-correlation with the samecode
Due to low cross-correlation properties with
other codes, the received signal energy isincreased compared to noise and othersignal interference
The gain due to despreading is calledprocessing gain
Example for 12.2 AMR speech:
dB kbps
kcps
Rate BitUser
RateChip PG 2575.314
2.12
3840================
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Spreading and scrambling codes
Spreading codes (channelization codes)
used to differentiate mobiles and services
different lengths (spreading factor) according to service in UMTS
Orthogonal Variable Spreading Factor (OVSF) in UMTS
Scrambling codes
used to differentiate un-synchronized codes (from other UEs or Node-Bs)
1 scrambling code per sector on downlink
PN code family in UMTS
DL
UL UE
Descrambling Despreading
Spreading
OVSF
(Service identifier)
Scrambling
PN
(User identifier)
Node B
Spreading
OVSF(Service/ user identifier)
Scrambling
PN
(Cell identifier)
DescramblingDespreading
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Channelization codes
Orthogonal Variable Spreading Factor (OVSF) are used for channelization, that
means for spreading
The codes are mutually orthogonal, if they are synchronized in the timedomain
Codes are taken from the OVSF code tree
Following codes are not allowed to be used: Codes between a used code and the code tree root
Codes following a used code
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1c4,1=
c4,2=
c4,3=
c4,4=
c2,1=
c2,2=
c1,1
= 1
1 1
1 -1
11
1 1
1 -1
1 -1
reverse
copy 1 1
copy
reverse
-1 -1
1 -1
-1 1
reverse
SF= 4SF= 1 SF= 2
1 1 1 1 1 1 1
1 1 1 1 -1 -1 -1 -1
1 1 1 1-1 -1 -1 -1
1 1 1 1-1 -1 -1 -1
1 1-1 -1 1 1-1 -1
1 1-1 -1 1 1-1-1
1 -1 -1 1 1 -1 -1 1
1 -1 -1 1 -1 1 -11
…
Up to SF=256
Spreading codes: OVSF code tree
S di d
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Code tree organisation
C256, 0
P-CPICHC256,1
P-CCPCH
C256, 2
PICH
C256, 3
AICHC64, 1
S-CCPCH
…x 16
SF256
SF128
SF64
SF32
SF16
Not available
Available
Used by DL DPCH
Spreading codes
OVSF O th lit t
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1c4,1=
c4,2=
c4,3=
c4,4=
c2,1=
c2,2=
c1,1= 1
1 1
1 -1
11
1 1
1 -1
1 -1
1 1
-1 -1
1 -1
-1 1
1 1 1 1 1 1 1
1 1 1 1 - 1 - 1 - 1 - 1
1 1 1 1-1 -1 -1 -1
1 1 1 1- 1 - 1 - 1 - 1
1 1-1 -1 1 1-1 -1
1 1-1 -1 1 1-1-1
1 - 1 - 1 1 1 - 1 - 1 1
1 - 1 - 1 1 -1 1 -11Codes free
Codes used
OVSF : Orthogonality property
S bli g d
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Long scrambling codes
Improved cross correlation
Uniform distribution of the interference
A Gold sequence is used with length of 38400 chips
In case of Multi-User detection (MUD), short scrambling codes (differentfamily of codes) can be used (easier computations)
Scrambling codes
Downlink Scrambling Code
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RNCSC#0SC#1
SC#2
Node
B
Node
B
SC#128 SC#129
SC#130
SC: Scrambling Code
Downlink Scrambling Code
Downlink scrambling code
One code per cell (sector/carrier) : Configurable by operator
512 sets of 16 codes each (1 primary and 15 secondary) Only the primary scrambling code is used for all Common Channels
Uplink scrambling code groups
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o UE uses scrambling code from 0 to max 241-1
o The network assigns the scrambling code to be used by the UE
Done on RNC basis
Groups per RNC to be planned
o The uplink scrambling codes are divided into 512 code groups
o Each code group has max 232 codes
o These 512 code groups match to the 512 primary codes of the downlink
Uplink scrambling code groups
Interference limited system
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Interference limited system
Thanks to spreading/de-spreading
Desired signal is raised
Interference signals are kept low
However the level of interference must be controlled to to avoid receiving
too much interference and not being able to discriminate useful signal
spreadingspreading DespreadingDespreading
BB
ChannelChannel
WW
Thermal NoiseThermal Noise
BB
Processinggain
“Near-Far-Problem”
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UE 1
UE 2
Before despreading After despreading
Near Far Problem
Up to around 80 dB attenuation between UE1 and UE2
If UE1 and UE2 transmitted with the same power, UE1 would jam UE2 : so-
called “near-far” effect
Solution : power control
Need for an efficient power control able to fight against slow AND fast
fading!
Power Control
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Power Control
TX Power is adjusted regularly so that each connection is received with the
required Eb/Nt of its service
Uplink: Avoid „Near-Far-Problem“
Downlink: Power share allocation
Policy: “No one gets a higher quality (Eb/Nt) than he needs. Everyone getsexactly the required quality or is not served at all“
no unnecessary increase of interference for other mobiles
no waste of common power resource in the downlink
Interference limited
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When the number of users in the cell increases, the interference levelincreases (noise rise), the required received power at the base stationto reach a given Eb/Nt (quality) increases
For high interference level, the required received power becomesinfinite: power control is unstable pole capacity
Coverage and capacity are linked in CDMA systems
0
2
4
6
8
10
12
14
16
18
20
0 10 20 30 40 50 60 70
Number of simultaneous users per sector
I n t e r f e r e n c e l e
v e l r e l a t i v e t o
N o i s e
l e v
e l
( d B )
Cell breathing
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Considering the limitation of maximal transmit power, the increase of
required received power due to high traffic will lead to decrease the
cell range
The cell coverage decreases when the traffic increases : so-called “cell
breathing” phenomenon
Coverage and capacity are linked in CDMA systems
Load control
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T r a f f i c
d e
n s i t
y
i n c
r e a s
e s
Deployed intersite distanceDeployed intersite distance
In order to avoid power control instability and coverage holes due to high
traffic level, the level of interference received by a base station should be
controlled by means of admission and load control algorithms
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Uplink Cell load (monoservice)
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Interference level as a function of capacity
0
5
10
15
20
25
30
35
0 10 20 30 40 50 60 70 80 90 100
Cell loading (%)
50% of cell load
(3dB of interference)
max loading : 75%
I
n t er f er en c e
l ev el
( d B )
)1log(10 UL X NoiseRise −−−−−−−−====
Note:For cell load above 75 %, thesystem gets unstable
The UL cell load is directly linked to the so called ‘Noise Rise’ or interference
level
100 % UL cell load means infinite mobile power required
monoservice
CDMA downlink
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Downlink particularities
The downlink signals of the Node-B are synchronised
In W-CDMA, OVSF spreading codes have orthogonality properties : less
intracell interference The total transmit power of Node-B is shared between traffic channels and
common channels (pilot, paging, synchronisation)
A constant part of power is dedicated to common channels
Downlink traffic channels are power controlled. The maximal transmit powerand the dynamic of power have to be parameterized for each service
The maximal total downlink power is the limiting factor
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UMTS Radio Environment
Propagation model
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o No special propagation model currently used for broadband signals at 2GHz
o Standard propagation model based on Hata-Okumura model for macrocellular
COST-HATA is only valid for 1500-2000 MHz
Calibration of morpho correction factors required
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UMTS Radio Environment
Shadowing and Fast fading (2)
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In UMTS, power control will fight against shadowing and fast fading
-20
-15
-10
-5
0
5
10
15
20
25
0 1000 2000 3000
Slot Number (0,666 ms)
P o w e r ( d B m )
F a s t f a d i n g v a l u e s
( d B )
Fast fading samples (dB)
Transmit power (dBm)
0 1000 2000 3000
Slot Number (0,666 ms)
R e c e i v e d P o w e r a t N o
d e - B ( d B m )
Transmit power
Received power
UMTS Radio Environment
Shadowing
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Same as in GSM
Slow fading variations due to obstacles (buildings, hills,…) are called
shadowing
Shadowing can be modeled as a random variable with log-normal distribution
of 0 mean and standard deviation that is characteristic of the environment
Normal/Gaussian Distribution
0
0.05
0.1
0.15
0.2
0.25
0.3
0 2 4 6 8 10 12
Fade Level
P r o b a b i l i t y D e n s i t i y F u n c t i o n
UMTS Radio Environment
Multipath Diversity
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Due to Reflection and diffraction of the transmit signal on obstacles there is
not only one path but a large number of paths with different delays and
amplitudes
In W-CDMA, due to larger bandwidth, RAKE receiver will take benefit of this
diversity
Multipath profile
UMTS Radio Environment
RAKE receiver (1)
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RAKE receiver is a spread-spectrum receiver that is able to track and
demodulate resolvable multipath components :
It takes benefit of multipath diversity
In W-CDMA, with 3.84 Mcps, a RAKE receiver will be able to discriminate
multipath having delays higher than one chip duration (0.26 s)
RAKE receiver
combining
UMTS Radio Environment
RAKE receiver (2)
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It combines the delayed replicas of the transmitted signal to improve
reception quality : time-diversity technique:
Identify the delay positions on which significant energy arrives and allocate
correlation receivers (RAKE fingers) to those peaks
Within each correlation receiver, track the changing phase and amplitude
values and correct them (thanks to pilot symbol estimation)
Combine the demodulated and phase-adjusted symbols across all active
fingers and present them to the decoder for further processing (maximal
ratio combining)
UMTS Radio Environment
Typical multipath channels (1)
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o Typical multipath channels can be derived from measurement campaigns
o ITU defined such typical profiles and they were used during the UMTS radio
interface evaluation process:
Vehicular A & B,
Outdoor to Indoor A & B,
Indoor Office A & B
UMTS Radio Environment
Typical multipath channels (2)
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Pedestr ian A V e h icu lar A
Tap Relat ive
D elay (ns)
Ave r a ge
P ow e r ( dB )
Rela t ive
D elay (ns)
Ave r a ge
P ow e r ( dB )
1 0 0 0 0
2 11 0 -9 .7 31 0 -1 .03 19 0 -19 .2 71 0 -9 .0
4 41 0 -2 2 .8 1 09 0 -10 .0
5 - - 1 73 0 -15 .0
6 - - 2 51 0 -20 .0
0 t [ns]110 190 410
Power
t [ns]
0 310 710 1090 1730 2510
Power
Environment
Channel power
variance for 1
antenna (dB)
Power control gainInterchip
interference
Pedestrian A 24.5Large gain can be expected at low
speeds (<10 km/h)Small
Vehicular A 8.5 Medium Large
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UMTS Radio Environment
Fast fading (2)
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-15
-10
-5
0
5
10
0 100 200 300 400 500 600 700 800 900 1000
Slot number (every 0,666ms)
F a s t F a d i n g v a l u e ( d B )
Vehicular A 3 km/h
Vehicular A 50 km/h
Vehicular A
Tap Relativedelay (ns)
Averagepower (dB)
1 0 0
2 310 -1
3 710 -9
4 1090 -10
5 1730 -15
6 2510 -20
6 paths with
2 main pathsVeh. A : Half a wavelength between 2 fading holes (90 ms for
3km/h, 5.4 ms for 50km/h)
UMTS Radio Environment
C/I and Eb/No
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o Eb/Nt target = minimum required power density (or energy per bit) over theinterference (or noise) power density to reach target BER/BLER after decoding
C/I = (Eb*Rb)/(No*W) = (Eb*Rb)/(No*Rc) = Eb/No * Rb/Rc
o Example of speech : (Eb/No)target around 6 dB for good BER means a
(C/I)target of 6-25= -19 dB (GSM : 9-12 dB)
(C/I)target dB = (Eb/No)target dB - PG dB(C/I)target dB = (Eb/No)target dB - PG dB
RF Filter60MHz
DownConverter
LP Filter3.84 MHz
D.A.C Digital FilterNyquist
DescramblingDespreading
C/I Eb/No
chips chips bits
DEMODULATOREc/Io
Decoder
UMTS Radio Environment
Link level simulations
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o Eb/No figures gives performance for dimensioning
o Eb/No figures depend on service, mobile speed, multipath channel profile,
diversity technique used
o Link level simulations model the transmitter and receiver channels (coding,
decoding, spreading, despreading, demodulation, power control…)
o Link level simulations enable to derive Eb/No figures according to required
BLER target
UMTS Radio Environment
Eb/No measurements
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o Eb/No can also be measured on the equipment:
on lab tests
on the field (“on-air” network)
o Note that specific test conditions have been defined by 3GPP to characterize
the performances of the Node-B:
specific channel mapping
specific multipath channel
without power control
Not suited for
dimensioning purpose
UMTS Radio Environment
Receiver Sensitivity
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Reference SensitivityReference Sensitivity = (C/I) +NF + 10log(NtW)
= NF +10log(Nt)+ 10log[(Eb /N0)] + 10log(Rb)
Service dependent
in dBm
in dB
Rx Sensitivity calculation : minimum required C level to reach a given quality
(C/I target) when facing only thermal noise
Where:
Nt Thermal Noise density, 10log(Nt) =-174 dBm/Hz
(Eb/No) : Service target Eb/No (here: non-logarithmic)
Rb: Service bit rate
NF: Node-B Noise figure in dB
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Logical/Transport/PhysicalChannels
Logical, Transport, Physical channels
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Logical Channels
are defined by the kind of information transported
signaling, system information, user data, …
Transport Channels
are defined by how and with what characteristics data is transported
max delay, type of coding, required BER, transport format, ...
Physical Channels are defined by
information transported
– stand alone (Layer 1 support)
– signaling, common and dedicated channels
slot format
Mapping between different channel types in FDD
MAC d f
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CCCH
CPCH DCH
DCCHDTCH
PCH BCH FACH DSCH DCH
PCCH BCCH CCCH CTCHDCCHDTCH
UPLINK DOWNLINK
LOGICALCHANNELS
TRANSPORTCHANNELS
DPCCHDPDCH
SCCPCH PCCPCH PDSCHDPCCHDPDCH
PHYSICALCHANNELS
PCPCH
SCH CPICH AICH PICH CSICH CD/CA-ICHStandalone physical channelswithout connection to transport layer
RACH
PRACH
RLC Layer
MAC Layer
PHY Layer
MAC data transfer
services providedon logical channelsControl ChannelsTraffic Channels
PHY datatransferservices
provided on
transportchannels
DedicatedTransportChannels
CommonTransportChannels
Variable bitrate support
andmultiplexing
Mapping between different channel types in FDD
Dedicated Paging and Point to
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CCCH
CPCH DCH
DCCHDTCH
PCH BCH FACH DSCH DCH
PCCH BCCH CCCH CTCHDCCHDTCH
UPLINK DOWNLINK
LOGICALCHANNELS
TRANSPORTCHANNELS
DPCCHDPDCH
SCCPCH PCCPCH PDSCHDPCCHDPDCH
PHYSICALCHANNELS
PCPCH
SCH CPICH AICH PICH CSICH CD/CA-ICHStandalone physical channelswithout connection to transport layer
RACH
PRACH
Control infobw UE and
network
Dedicated
channels
Paging and
broadcast
Point-to-
multipointchannel
Randomaccess
Common controlphysicalchannels
Synchro PilotAcquisitionIndicator
PagingIndicator
Logical channels
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PCCH - Paging control Channel (DL)
DL Paging information
BCCH - Broadcast Control Channel (DL)
DL System control information
e.g. Cell identity, UL interference level
CCCH - Common control Channel (UL/DL)
For transmitting control information between the network and Ues. The CCCH iscommonly used by UEs having no RRC connection and after cell reselection
e.g. initial access (RRC connection request, cell update)
Logical channels
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CTCH - Common Traffic Channel (DL)
channel to transfer dedicated user information to all or a group of UEs
e.g. SMS Cell broadcast
DCCH - Dedicated Control Channel (UL/DL)
transmits dedicated control information between UE and UTRAN
e.g. measurement reports, radio bearer setup
DTCH - Dedicated Traffic Channel (UL/DL)
The DTCH carries user data
e.g. speech, Fax, video, web, ...
Transport Channels
Why?
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A transport channel offers flexibility to arrange information on any service-
specific rate, delay or coding before mapping it on a physical channel:
• provides flexibility in traffic variation
• enables multiplexing of transport channels on the same physical channel
• Provide flexibility in supporting different technologies: ATM, IP, ADSL, etc
Transport Channels
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Definition
Services provided by PHY layer to higher layers
Defined by how and with what characteristics data is transferred over the air
Dedicated Channels
Common Channels
Dedicated Channels
DCH - Dedicated to a single UE
Uplink or Downlink
Common Channels
BCH – Broadcast (DL, system and cell information, single TF)
FACH – Forward Access Channel (DL)
PCH – Paging Channel (DL)
RACH – Random Access Channel (UL)
CPCH – Common Packet Channel (UL)
DSCH – Downlink Shared Channel (DL)
Transport Channels
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General Concepts
Transport Block: Basic unit b/w MAC and Layer 1, Layer 1 adds a CRC to eachTransport Block
Transport Block Set: Set of TB exchanged at the same time using the sameTransport Channel
Transmission Time Interval: MAC delivers one Transport Block Set per TTI (multipleof 10ms) to Layer 1
Transport Format: Information describing a TBS and how it has to be delivered Transport Format Set: Set of Transport Formats associated to a Transport Channel
Transport Format Combination: Authorized combination of TF that can besimultaneously submitted to Layer 1
Transport Format Combination Set: Set of TFC on a CCTrCH
Transport Format Indicator: Label for a TF within a TFS
Transport Format Combination Indicator: Representation of the TFC
Transport Channels
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Transport Channels
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General Concepts
MAC indicates the TFI to L1 at each delivery of TBS on each Transport Channel
L1 builds the TFCI from all TFI from parallel Transport Channels
L1 processes the Transport Blocks appropriately
L1 appends the TFCI to the physical control channel
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Transport Channels
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DCH - Dedicated Channel
DCH is the only Dedicated Transport Channel
Channel dedicated to one UE
Supports
– Fast Power Control, variable bit rate, SHO, transmit diversity, beamforming
DSCH - Downlink Shared Channel
Similar to the FACH
Carries dedicated user data and/or control information
Always associated with a downlink DCH (with SF of 256)
DSCH supports– sharing between different users
– no SFH, but Fast PC due to associated DCH
Transport Channels
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RACH - Random Access Channel
carries control information or small amounts of packet data
– e.g. for initial access or non-real-time dedicated control or traffic data
transmitted over entire cell supported by open loop power control
CPCH - Common Packet Channel
Similar to DSCH in DL, used for transmission of bursty data traffic
possibility to– transmit over part of the cell (beam forming)
– change rate fast
– fast power control
initial risk of collision, but collision detection (CD/CA-ICH) Is shared by the UEs in a cell -> common resource
Physical Channels (TS25.211)
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Channels without connection to transport channels are called Stand-alone
channels
All Stand-alone channels exist in DL only
Stand alone channels are
CPICH Common Pilot Channel
SCH Synchronization Ch (Primary & Secondary)
AICH Acquisition Indication Channel
PICH Paging Indicator Channel
CSICH CPCH Status Indicator Channel
CD/CAICH Collision Detection / Channel Assignment
Indicator Channel
Physical Channels
Uplink DPDCH and DPCCH
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p
DPDCH carries the DCH transport channel
DPCCH carries L1 control information
I/Q multiplexed
Pilot
Npilot bits
TPC
NTPC bits
Data
Ndata bits
Slot #0 Slot #1 Slot #i Slot #14
Tslot = 2560 chips, 10 bits
1 radio frame: Tf = 10 ms
DPDCH
DPCCHFBI
NFBI bitsTFCI
NTFCI bits
Tslot = 2560 chips, Ndata = 10*2k
bits (k=0..6)Channel
estimation
TransportFormat
CombinationIndicator
FeedbackInformation for
closed-loopTxDiv
Power Controlcommand
DPCCH: Fixed spreading factor of 256
Physical Channels
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Downlink DPDCH and DPCCH
One radio frame, Tf = 10 ms
TPC
NTPC bits
Slot #0 Slot #1 Slot #i Slot #14
Tslot = 2560 chips, 10*2k bits (k=0..7)
Data2
Ndata2 bits
DPDCH
TFCI
NTFCI bits
Pilot
Npilot bits
Data1
Ndata1 bits
DPDCH DPCCH DPCCH
Physical Channels
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PRACH: Physical Random Access Channel Based on slotted ALOHA with fast acquisition indication
Message partPreamble
4096 chips 10 ms (one radio frame)
Preamble Preamble
Message partPreamble
4096 chips 20 ms (two radio frames)
Preamble Preamble
Pilot
Npilot bits
Data
Ndata bits
Slot #0 Slot #1 Slot #i Slot #14
Tslot = 2560 chips, 10*2k bits (k=0..3)
Message part radio frame TRACH = 10 ms
Data
ControlTFCI
NTFCI bits
Repetitionof a 16 chipsignature
Data partmapped tothe RACH
Control partfor channelestimationand TFCI
Physical Channels
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AICH: Acquisition Indicator Channel Fixed rate (SF=256)
Carries Acquisition Indicators (AI)
An AI corresponds to a signature on the PRACH
1024 chips
Transmission Off
AS #14 AS #0 AS #1 AS #i AS #14 AS #0
a1 a2a0 a31a30
AI part = 4096 chips, 32 real-valued symbols
20 ms
Physical Channels
l h l
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CPICH: Common Pilot Channel Fixed rate (30Kbps, SF=256)
Aid the channel estimation at UE
Provide phase reference for the common channels
Used for measurements in case of hand-over and cell selection/re-selection
Pre-defined bit sequence
Slot #0 Slot #1 Slot #i Slot #14
Tslot = 2560 chips , 20 bits
1 radio frame: Tf = 10 ms
Physical Channels
P CCPCH P i C C l Ph i l Ch l
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P-CCPCH: Primary Common Control Physical Channel Fixed rate (30Kbps, SF=256)
Carries BCH
Data
Ndata1=18 bits
Slot #0 Slot #1 Slot #i Slot #14
Tslot = 2560 chips , 20 bits
1 radio frame: Tf = 10 ms
(Tx OFF)
256 chips
Time-multiplexed
with SCH
Physical Channels
S CCPCH S d C C t l Ph i l Ch l
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S-CCPCH: Secondary Common Control Physical Channel Carries FACH and PCH
Slot #0 Slot #1 Slot #i Slot #14
Tslot = 2560 chips, 20*2k
bits (k=0..6)
Pilot
Npilot bits
Data
Ndata1 bits
1 radio frame: Tf = 10 ms
TFCI
NTFCI bits
Physical Channels
SCH S h i ti Ch l
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SCH - Synchronization Channel Time multiplexed with PCCPCH
first 256 chips of slot SCH, rest PCCPCH
Primary SCH Consists of a a fixed 256 chips code Primary Synchronization Code (PSC)
The PSC is the same for every cell in the system
The PSC is repeated in each slot
Secondary SCH
Transmitted in parallel to the Primary SCH
In each of the 15 slots a different Secondary Synchronization Code SSC istransmitted
The SSC sequence indicates the used downlink scrambling code set (8 codes) out of
64 scrambling code groups
Physical Channels
AICH Acquisition Indication Channel
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AICH - Acquisition Indication Channel SF256, Frame length 20ms 5120 chips/slot
Used to confirm reception of (P)RACH
PICH - Paging Indicator Channel SF=256, carries the paging indicators
associated with an SCCPCH to which a PCH transport channel is mapped
Once a PI message has been detected on the PICH, the UE decodes the next PCH
frame transmitted on the SCCPCH whether there is a paging message intended forit.
CSICH - CPCH Status Indication Channel
CD/CA-ICH - CPCH Collision Detection/Channel Assignment Indicator Channel All CPCH related physical channels support the operation of the UL CPCH transport
channel
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Basic Algorithms
Interfaces to Layer 1
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Physical Layer
Medium Access Control
Radio Resource Control
Layer 1
Layer 2
Layer 3
PHY primitives
CPHY primitivesControl of the
configuration
↓ Transfer of transport blocks
↑ Status of Layer 1↑ Transport blocks and error indication
Layer 1 Functions
FEC encoding/decoding of transport channels
M
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Measurements
Macro-diversity distribution/combining and soft-handover
Error detection on transport channels
Multiplexing of transport channels and de-multiplexing of CCTrCh
Rate matching
Mapping of CCTrCh on PHY channels
Modulation/de-modulation and spreading/de-spreading of PHY channels Frequency and time synchronization
Closed-loop power control
Power weighting and combining of PHY channels
RF processing
Cell Search
Cell Search
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Step 1: Slot synchronization
UE uses SCH primary synchronization code
Primary synchronization code is common to all cells The primary synchronization code is the same in every slot slot boundary
Step 2: Frame synchronization and code-group identification
UE uses the SCH secondary synchronization code
Correlation with all possible 64 secondary synchronization codes
Step 3: Scrambling code identification
Correlation over the CPICH with all (8) codes of the code-group
P-CCPCH can be detected
Random Access
o UE randomly selects an access slot and a signature
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o It transmits a Preamble with Preamble_Initial_Power
o If no answer, it chooses a new slot and a new signature; power is increased
by Power_Ramp_Step
o In case of positive answer, message part is transmitted
“Near-Far-Problem”
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Up to around 80 dB attenuation between UE1 and UE2
If UE1 and UE2 transmitted with the same power, UE1 would jam UE2 :
so-called “near-far” effect
Solution : power control
Need for an efficient power control able to fight against slow AND fast
fading!
UE 1
UE 2
Before despreading After despreading
Power control
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In UMTS FDD, all users are sharing the same frequency band
W-CDMA requires power control to minimize the level of interference
(interference-limited system) Power control is applied on both uplink and downlink
Power control minimizes the transmission power to match the quality target
for each radio access bearer service No one should get more power than necessary to reach the required QoS
Avoids near-far problem on uplink
Power Control
Need for a fast power control (1)
Th t it t
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o The transmit power must vary
in time to compensate for the
variations of the attenuation
over the air interface: attenuation due to distance,
Slow attenuation (shadowing
due to obstacles)
fast attenuation (fast fading).
-70
-60
-50
-40
-30
-20
-10
0
0 . 1
2 . 8
5 . 4
8 . 0
1 0 . 6
1 3 . 2
1 5 . 9
1 8 . 5
2 1 . 1
2 3 . 7
2 6 . 3
2 9 . 0
3 1 . 6
3 4 . 2
3 6 . 8
3 9 . 4
4 2 . 1
4 4 . 7
4 7 . 3
4 9 . 9
Distance [m]
R e c e i v e d P o w e r [ d B m ]
Lognormal fading
Raleygh fading
Power Control
Need for a fast power control (2)
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o Half a wavelength between 2 fading holes
o Mean time between 2 fading holes at 2 GHz:
90 ms at 3 km/h
5 ms at 50 km/h
2.25 ms at 120 km/h
o In W-CDMA UMTS FDD, the rate of power control is equal to one power
control command every 0.666 ms (1500Hz vs. 2Hz in GSM)
6 paths with2 main pathsVeh. A : Half a wavelength between 2 fading holes (90
Power ControlExample of Fast fading according to speed
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-15
-10
-5
0
5
10
0 100 200 300 400 500 600 700 800 900 1000
Slot number (every 0,666ms)
F a s t F a d i n g
v a l u e ( d B )
Vehicular A 3 km/h
Vehicular A 50 km/hVehicular A
Tap Relative
delay (ns)
Average
power (dB)
1 0 0
2 310 -1
3 710 -9
4 1090 -10
5 1730 -15
6 2510 -20
2 main pathsms for 3km/h, 5.4 ms for 50km/h)
Power ControlPower Control behaviour
I UMTS t l ill fi ht i t h d i d f t f di
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In UMTS, power control will fight against shadowing and fast fading
-20
-15
-10
-5
0
5
10
15
20
25
0 1000 2000 3000
Slot Number (0,666 ms)
P o w e r ( d B
m )
F a s t f a d i n g v a l u e s ( d B )
Fast fading samples (dB)
Transmit power (dBm)
0 1000 2000 3000
Slot Number (0,666 ms)
R e c e i v e d P o w e r a t
N o d e - B ( d B m )
Transmit power
Received power
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Power ControlOpen loop
No feedback whether the transmit power setting was ok or not
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No feedback whether the transmit power setting was ok or not
Uplink
Node-B sends:
output power
needed SIR
uplink interference level
UE calculates output power from:
Node-B output power
Measured received signal
needed SIR
uplink interference level
Downlink
UE sends:
measurement reports
UTRAN calculates output
power from:
UE measurement reports
Node-B output power
needed SIR
TPC d
Power ControlUplink closed loop
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TPC commands SIR target (FP)
UE
• Adjusts Tx powerbased on receivedTPC commands
NODE B• SIR measurement on UL DPCCH
• Generate TPC commands bycomparing the measured SIR to
SIR target• Decode data blocks and generate
CRCI
UL DPCCH/DPDCH
INNER-LOOP
Transport blocks + CRCI (FP)
SRNC• Adjusts SIR target based
on CRCI to reach thetarget BLER (given by CN
at RAB assignmentrequest)
OUTER-LOOP
Node B
Serving RNC
Power ControlUplink inner loop
o TPC command generation every 0.666ms (1500 times per second)
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If SIRmeas > SIRtarget, TPC command = power down one step
If SIRmeas < SIRtarget, TPC command = power up one step
o The step adjustment size is 1dB by default
o SIRtarget is estimated by the outer loop to reach the target BLER specified for
each service
The SIR target is typically determined 10-100 times per second
Power ControlUplink inner loop
o Algorithm 1:If SIR t SIRt t TPC d i 1
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o If SIRest > SIRtarget TPC command is -1
o If SIRest < SIRtarget TPC command is +1
o Upon reception of more than one command: Algorithm 1 is based on soft
symbol decision on each commando Algorithm 2: after 5 slots
o if all 5 TPC commands are 1 resulting TPC command is +1
o if all 5 TPC commands are 0 resulting TPC command is –1
o otherwise resulting TPC command is 0o Upon reception of more than one command:
o For each link, compute TPC_cmd(i) as previously over 5 slots
o if 1/N Σ TPC_cmd(i) > 0.5 resulting TPC command is +1
o if 1/N Σ TPC_cmd(i) < -0.5 resulting TPC command is –1
o otherwise resulting TPC command is 0
Power ControlUplink outer loop
o The following algorithm is used :
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At each received block:
Nblocks = Nblocks + 1
If CRCI = ‘fail’ Nerrors = Nerrors +1
If Nblocks ≥ Ntb
If Nerrors > Nerror_up increase SIRtarget by SIR_up
If Nerrors < Nerror_down decrease SIRtarget by SIR_down
Nblocks = 0, Nerrors = 0o The parameters of the algorithm can be configured (one value per service)
o Thanks to the outer loop, the system will be able to adapt the Eb/No target (for a
target BLER) according to the environment moving conditions (multipath, speed for
instance)
Node BDLDPCCH/DPDCH Serving
RNC
Power ControlDownlink closed loop
Target BLER
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UE
• SIR measurement on DL
DPCCH
• Generate TPC commandsby comparing the measuredSIR to the SIR target
• Decode data blocks andgenerate CRCI
• Adjusts SIR target to reachthe target BLER
NODE B
• Adjusts Tx powerbased on received TPCcommands
Node B
TPCcommands
INNER-LOOP
RNC
SRNC
• Signals the target BLERto the UE via RRCsignaling
Outerloop
withinUE
Power ControlNeeds for Power Balancing
o For the DL power control, the UE sends the same TPC command to all cells inthe active set:
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When a new link is added the initial DL transmit power is not aligned with the othercells in the Active Set
When some errors occur during UL transmission, different cells in the active setmay interpret the command differently
o This will cause a decrease of the soft-handover gain since this gain is thelargest when the receive powers from all cells in the active set are equal.
o Thus, a mechanism, known as Power balancing, is required
o Alcatel-Lucent claims 10-15% gain on capacity with power balancing
Node B
DL Power control (NBAP)Serving
RNC
Power ControlPower balancing algorithm
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UE
• CPICH_Ec/Io isregularly measured by theUE for all cells in theactive set and reported to
the CRNC via RRCsignaling.
NODE B
• Change the DL DPCCHtransmit power of each cellsin the UE active set whenreceiving a ‘DL powercontrol’ command from theCRNC
• A correction is periodicallyperformed towards thereference power
RNC
SRNC
• Regularly computesthe DL DPCCH power asfor the initial power
• Regularly sends a ‘DLpower control’ commandto all Nodes B in the UE
active set (only for UE inSHO) DL referencepower
Measurement report (RRC)
Goal = align Node Bs transmitter powers involved in a Soft HO with a UE
Soft Handover (SHO)Principles
Connection is shifted softly from one cell toanother cell on the same carrier
RNC
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All Node Bs, which are involved in soft/softerhandover belong to the Active Set (AS) of the communication
The decision to change the AS will mainly relyon the measured PCPICH level of the cell
Max AS size is limited by parameter settings
All Node Bs from the AS process the signalfrom the UE
A softer handover is a soft handover betweendifferent sectors of the same Node B
The UE receives the ‘same’ signal fromdifferent cells and therefore from differentpaths diversity gain
N
Macrodiversity
Received
PilotSignal
Node-B 2
3 dB
Node-B 1
In UL selection of the best signal on a frame basis at RNC level -
Soft HO
Soft Handover (SHO)Macrodiversity gain
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In UL selection of the best signal on a frame basis at RNC level
‘selection diversity’
In DL Maximum Ratio combining due to RAKE receiver at UE
For UL & DL good decorrelation due to different locations of Node
Bs many multipaths
In UL Maximum. Ratio Combining at Node B
In DL Maximum Ration combining due to RAKE receiver at UE
For UL & DL less decorrelation due to “same” location of sectors
less multipaths
Softer HO
RNC
RNC
Soft Handover (SHO)Events vs. Periodic Reporting
o The UE is told by the UTRAN, which events shall trigger a measurement report less reports than every 480 ms in GSM
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o The report is evaluated by the HO algorithm
o For Release 99 only intra frequency events are defined:
1A - a PCPICH enters the reporting range
1B - a PCPICH leaves the reporting range
1C - a non–active PCPICH becomes better than an active primary CPICH
1D - change of best cell (Primary)
1E - a PCPICH becomes better than an absolute threshold
1F - a PCPICH becomes worse than an absolute threshold
Soft Handover (SHO)Algorithm example
CPICH 1
Measurement ∆T ∆T ∆T
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Cell 1Cell 2
Cell 3
Event 1AAdd Cell 2
Event 1CReplace Cell 1
with Cell 3
Event 1BRemove Cell 3
As_Th + As_Th_Hyst
AS_Th –As_Th_HystAs_Rep_Hyst
CPICH 2
CPICH 3
Time
Only cell 1 in AS
Only cell 2 in AS
Soft Handover (SHO)UL closed loop Power Control and SHO
o In SHO, more than one TPC commands are sent to the UE
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o The UE must combine all received TPC commands and get a single TPC value.
If at least one of the Node-Bs in the active set is sending a power down
command, the UE will reduce its output power.
TPC = Down TPC = Up
TPC = Down
Soft Handover (SHO)DL closed loop Power Control and SHO
Received TPC = Sent TPC ?
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o As each Node-B processes the UE TPC command independently power drifting
is possible
o One Node-B performs “power up” while another one performs “power down”
o This would degrade the SHO performance and should be avoided with slower powercontrol:
o UE sends 3 times the same TPC and Node-B combines all the 3 to improve accuracy
TPC
Inter-Frequency handoverHard handover
o RNC can trigger blind hard hand-over or Compress Mode HHOo The terminal must make measurements on other frequencies while still
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q
having the connection running on the current frequency:
Dual receiver
simple handover operation, but expensive receiver
Compressed mode (or slotted mode)
simple receiver, but complicated handover operation
o The information is compressed time periodically (a few ms), in order to
perform measurements on the other frequencies
Downlink
10ms frame Idle period
Compressedframe
UTRA cell GSM cell
Inter-Frequency handoverHard handover
o Blind hand-over: requires overlapping of the source cell by the target cell
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o Compressed mode:
o Transmission and/or reception is stopped during few ms
o UE can do measurements on another frequency
o Frames are compressed to create transmission gaps
Inter-Frequency handoverHard handover
o 3GPP has defined three methods for compressed mode:
o Higher layer scheduling: through reduction of the data rate
d d
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o Spreading factor reduction: PHY data rate is increased
o Puncturing: symbol rate reduction at PHY layer
o Measurements types:
o GSM Initial BSIC identification
o GSM BSIC reconfirmation
o GSM carrier RSSI
o WCDMA carrier RSSI
Call Admission ControlPrinciple
CAC (Call Admission Control)
• Rejects all calls requesting UTRAN resources above the existing hw/sw limits• Applies to all types of traffic (CS & PS)
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Other features acting during Call admission in case of lack of UTRAN resources:
• HSPA2DCH Fallback: HSPA call can be reconfigured to DCH if no HSPA resources.
• iMCTA CAC – allows to redirect a call on another Frequency or RAT if no resources available onthe current primary cell
• iRM CAC – part of larger set of iRM
algorithms (intelligent resourcesmanagement)
• Performs PS RABs downsize at admission accordingto the load level of different resources monitored(RF Power, Codes, CEM, Iub…) and also RL quality.
• Applies only on R99 PS traffic.
Call Admission ControlHigh traffic load behaviour
UE requests an UTRAN resource (Power, Codes, CEM, Iub…) and is not getting it becausethe resource is not available => resource Blocking
Blocking can impact different phases of the call:
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Blocking during Call Admission phase as it is considered the most impacting for callintegrity (direct impact on call success).
The only solutions against blocking:
• Additional hw resources
• Resources management features activation (iRM, HSDPA fallback, iMCTA CAC)
Additional RL not added in the ActiveSet (risk of call drop)
Call is not reconfigured (impact on userthroughput)
Call admission failure
Effect
Lack of resources to perform iRM transitions(RB Adaptation Upsize, iRM Sched Upgrade…)
Call Reconfiguration
No resources available for additional RLMobility
Lack of resources at call setupCall Admission
Blocking CauseCall Phase
• Resources management features (iRM…) usage is highly recommendedin order to avoid useless hw upgrade
RAB Allocation ProcedureRAB Allocation ProcedureSuccessful PS RAB Allocation
RAB Assignment Request
UE CNBTS RNC
PS call initial connection (RRC phase) …
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RAB Assignment Response (Success)
Radio Link Reconfiguration Prepare
Radio Link Reconfiguration Ready
Radio Bearer Setup
Radio Bearer Setup Complete
UP / DL Synchronization
UP / UL Synchronization
Radio Link Reconfiguration Commit
RNC CAC
BTS CAC
iRM CACRNC mechanisms
BTS mechanism
• BTS and RNC CAC mechanisms are involved in different call establishment phases.
• iRM CAC is a specific RNC mechanism
RAB Allocation ProcedureRAB Allocation ProcedureSuccessful PS RAB Allocation
Main UTRAN Resources that can trigger CAC action (call admission blocking):
BTS Channel Elements – Resource managed by BTS CAC
Blocking of this resource ⇒ RB rejection or RL Setup/Reconfiguration failures
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Iub ATM – Resource managed by RNC CAC
Blocking of this resource
⇒RB rejection
RF power – Resource managed by RNC CAC
Blocking of this resource ⇒ RB rejection
UL load (RTWP) – Resource managed by BTS CAC
Blocking of this resource ⇒ RB rejection or RL Setup/Reconfiguration failures
OVSF Codes – Resource managed by RNC CAC
Blocking of this resource ⇒ RB rejection
RNC CPU – Resource managed by the RNC
Blocking of this resource ⇒ Overload mechanism => RB rejection
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