·-1 · ·-1 :.= r = e = = 2 = 0 ==:::._ £ $%&'( ::::24__ : (5 u.. app. §§ 101-111) /01...
TRANSCRIPT
·- 1 ;::.==
R=e
==l/2=0
====:::::::'..._ £ ::::::::_:2 4::__ :.:=: (5 U.S.C. app. §§ 101-111)
t )
4 . Title (Article l U Judges indicate acti't'C or senior status ; magistrate jlldges indicate full-« part-time)
t
2.
US. Cowl of Appeals, 2d C ir.
t 6. Reponing Period
lfl/2004
to 1 213 1 12004
8 . On tbe basis ofthc inf'onnation contained in this Report and any modifications pertaining thc:rclo, it is. in my opinion. in compliance wi1h applicable laws and r<golatioM.
n __________ _ Date. ____ _
IMPORTANT NOTES : The inslNCtions accompanying Chis form.,... , be foll owed. Co ltll: all parts, thcclcing Che NONE box for each part where you have no rq>ortable information. S ign on last page.
NAME Of ORGANJZATIONfEWTIX
PARTIES AND TERMS ·· ,._.
PCDJioo Bc:ocfit from S1>1C of New York - Paid upon reti=>mtliom New York$ System.
-· .... -"'-> . - .
�-: ·
. AO-to FINANCIAL DISCLOSURE REPORT ReportRtqufred by •••Etlll.,
in G,ovcrnmcnt Act of 1!>78
I. PersonReporting (Last name. First name� Middle ini la(
Cardamone, Richard 1
U.S. Senior Circuit Judge
1. ChambcrsorOf!iceAddress
U.S. Courlbouse
10Broad Street
U ica, New York IJSOl
Court or Organization
S. ReportType (check appropriate ype)
QNomio...... Dale
Q loitill 0 FTmd
3. DateofRqiort
5110/2005
icwi g Offic:cr
I. POSITIONS. (Reporting individ..i only; see pp. 9-13 or filing inS!ructionsJ
621 NONE - (No reportable pos;!ions.)
rosmON
I.
Il. AGREEMENTS. (Reporting individual only; -pp. 14-16of filing inslructioos)
0 NONE - (No reportable agreemeolS.J
I.
r:-:-_, ·-
').,.'-["Ir......., C"::' ·:,
--.:_,._,
·-
::i:: 11' -"J
SO!lJtCB AND TYPE
Date of Report
GROSS INCOME """"'not..,.......)
SOIJRCE ANQ WE
I .
-- - ---- -· - ·- - ·-·-··-----· -· - ··- --- -·---·-··-
FINANCIAL DISCLOSURE REPORT NamcofPcr<onRcpO!lins
Cardamone, Richard 1
ill. NON-INVESTMENT INCOME. (Reporting individual and spouse; sec pp. 11-24 orr.1ina instructions)
A. Filer's Non-Investment Income
D NONE - (Norqiortablenoo-invcstmeotincome.)
1. New YorkSlate Emplo)U's Rdiroment System-Pension (per W-2 from Slate of New Yorlc for year 2004)
5110/2005
22,165.68
B. Spouse's Non-Investment Income -(lfyouwore marri<ddurioganypocnooofthcrq>ortingyear, please complete this section. Dollar amount not required Q:cept forhonorviL)
-!ill NONE (No rqiortable noo·investment inoo=.J
IV. REIMBURSEMENTS -transponation, lodgiog, food. cntaUinmcnt
(Jocludesthose to spouse and dependent cbildroo. S<e pp. 2S-27 ofinstmc<ions.)
&21 NONE (No such reportable reimbun;cmcots.) -
DESCR!PTIONs91mo; I.
N•• ..
SQURCE
Date of Report
YAI.t IE CODE K
FINANCIAL DISCLOSURE REPORT ofPcrsonRc!)orting
Cardamone, Richlin! 1
V. GIFfS. Qncludcstl1os<:to spouseond dependent children. See pp. 28-31 of instruction$.)
liZJ NONE - (No such "'Portable gifts.)
DESCRTmON
I.
S/10/2005
VI. LIABILITIES. (Includesthosc of spouse and dependent children. Sec pp. Jl-34 of instruotioos.)
0 NONE . (No reporuhlc liabilities.>
CREDITQR PESCR!P1JON·
I. Prudential life Ins. Co. Insurance Loan
I
Name of PCISOn Reporling Cardamone, Richard J
-
A.
(No "J>Crbblc income.-.,_..,,,)
I. Deutsche Bank
2. m M
3 . mM
4. Baxter Jnttmationa.l
s. FJtxon Mob il Corp.
6. HSBC Bank (CD)
7. AT&T(common)
8. Bell Soulh
9. Amg<n
10. B<tbh i Halllaway Inc.
11. Schlumberp Ud.
12. illld Corp.
13. M=k&Co.
14.
IS. Royal Dutch Pdroleum
16. lngasoll-Rand Co.
17 . National Fuel Gas Co. NJ
18. SB C Comnmnications Inc .
F
J
B
B. c. GtoSS '12.lue •laid ot
._.... poriod repor1ing period
(I) (2) (J) (2)
"""""" Type coo. J div . mt. or Codc2 Method (A.JI) int.) (J.f')
.C<l-W)
�:A:a [§'v� w.:a ll.D
li!B E.P@�.11 [If]
F,;Dmciend " I EI]
1· .. m �Dj!i�)
m2a EJ.!llc!<sli! Ba m
, li?J"Y! ii.i u a
l'&'E cm ml
D� u me
™ IH� '
If�
.
i(J mm CD
L:.>;o'l\·i::O• [:� m.l
�· w.<..Ji 1]!11
��a mg LU
Dl.viaencf . • ..:t .,, T;.a
"''1. -·= f;""Wfd§S# . .,, &r1J
c
-sso.00J .. s100.ooo
D.
DucofRcpon 51100005
(I) (2)
Type (e.g. °""" boy, sell, ---· °"' ,...,,.,,...,.,
Sold IOOS
Sold 11110
u not cx.c:mpl
(l) (4) v.iue Ciaia.
Codo2 Code (J-P) I ( A •
"'
G" Ir.El
iIJ
m
§ mm .
m mi
Im · '
ml t.?.i
um �'.
113! m
Im u
1!11
tllii!
m: m
lill! mil
00
ti.U! l;;J
r'.d tfu.
(S) _..,or
·D £
(Se< Cobmm C2l u • Book V:d'IJ(' v •Olher w - E.rrimai:cd
.r.....,.
FINANCIAL DISCLOSURE REPORT Page 1 of3
[mc!udi,,g trusl Web) ill;ome dllring T...,.dims doJrioc ._,;.,period
'.Place ·cxr after each atset exetl2J)t c .. Vdue v.m. &om piordisclosure �«lierCodcl (irpn..ic
tnmActioo)
DNONE
m m
m m
m
Schering Plough Corp.
m m
.
r,'
m
•SJ.001-$2,5.00 •$2.SOl·SS.000 •SS,001.Sll,OOO •Sll,001.SSQ.OOO l.IDcamo7GlrioCocles: A •$1,000orl.., (Sec C'olumos Bl Mid 04) SSO;llOl.SI00,000 G -$] oo.oo !.Sl ,000.000 RI •SL000.001-ss:ooo,ooo m • MOR jhan $5,000,000
M •$100.00l-$2S0,000 l. V'aluc Codts: -·SI S,000 or kss ·" -·s1.s,001...sso;ooo L -
(SecCohl>Ms Cl "'d DJ) N • S2S<>,OOO.SSOO.OOO 0 -ssoo;oo1.s1.ooo,ooo Pl -s1.ooo,001-ss.ooo,ooo P2 • S>.000,00l.$25.000,000
P> • $2S,000,00l-SSO,OOO.OOO M •SMOR tlimo 550,000,000
l. Val� Mclhod Codes Q •Ap)ni&a) R •Cos; (Rcolllstat< Only) s • ""°""""' T •C.Mimtc1
Name of P erson Reponin g
Canlamono, Richard J
A. B. c.
repcniQgperiod r.ponmg period
(I) (l) (1) (l)
- Tl'J>C Mdhcd
int.) (Q-W)
1 9. Wachovia Onp. EJllijdc�'il L!i<..:J
20. �ifi'&iil111 mm
21. ImClone Systems Inc. ri:i-o1�:::i EEi
22. American fnlcmaliorW Oroup [i?rr@m'1j
23. o.JaxyFund �� a ft'.Tii@
24 . Flextron ics In t1 Ltd. E!1J
2S . Fisher Scientific IZll &$*':'3
26. FPL Group Inc. (common) m.lJ - .mill m
27. Danske Bank ADR ml lt!C§�il 1mJI
28. mm
29. ChevronTexaco Co<p. illP.!flilenil_]f f x;Jj w
30 . Air ProduclS & Chemicals Inc. mm.I mm mIJ
31. Helen of Troy f;!lll1
32. Helen of Troy Era �!§0 m
Medco Health Solutions (SpinoffofMen:k & Co.) m:-tttt [olvjclciia.] ��
3 4. Medco Health Solutions fn!Vi"<ICOili E1ffil
35 . Comcast Corp. (Spinoff oC AT&l) · . C:I..il
36. o !ii� fJlividaldl r ;o .......,
. B c .
.
Dale oCRcport
5110/2005
D.
(I) UDO( exempt "'-· (l) (3) (4) (S)
°""' vai .. Gain boy, •oil. - Codc2 Code
°"' (l-l') I (A· rah 11ioo) "'
film a
Sold 6110 cm
mi m
m.n
{�
cm
ID"i
e &ml Buy 1 2122 m
Buy 12122 !."m Ila!
Buy 10/6 rm Illa
Buy . 11119 w mD
illii
Sold 8118 m ['14
Sold 611 0 ml tfili
l::r! CfA
Sold 1 0/25 D.-: m
0 'E .
4
Q s
!Soc Column C2) tf • 9(llat Vahle y • °' "" w • .E•hnalcd
.. ----- . --··-. -
• CMMo.tad:CI
FINANCIAL DISCLOSURE REPORT Page 2of3
Dcac:riptim.of Assds hlcomeduriog Gross \r,l)ue Ill cod or
(i:n¢flJClina; tf\uC ASSd&)
Place "()C)" after eaQh assd eicempC (c.c. Value V.We from prior disclo!AR Code I Wv. rer.a.or Codc2
(A-II) (3-P) Code)
EiiJ
CISCO Sys. Inc.
m
m
fmlvidclid.J
Sym ant<:c Corp. m
33.
Comc.ast C rp.
Tnosactions<bioe -"'g porlod
Tl'J>C (e.g. lclartityol i..,..m.a.,.
.......... (ifprime -)
m
m
mB
I. -Codes: A . $1, 000 erI •$�001-Sl,.100 • Sl;SOl-SS,000 • SS,OOJ..SlS,000 .... sis.� .sso,ooo
(Sec Columns Bl aod 04) F • S$0;001-SIOO,OOO 0 4ioo;oo1 s1,ooo.ooo lU •Sl,000,001-SS:OOO.OOO m -M= lllooSl,Q00,000
2. VU..Cadcs: J •SJS,0000tle$$. .K- :-ns,001"fSO»OG- L -• ss9;001 .s100,ooo M •SIOO,OOJ>$2SQ,OOO .
(SccColum,,.CI and OJ) N • sno.-S>OO.ooo 0 • S50Q,OOJ-fl.OOO.OOO Pl -Sl,000:001-SS,OOO,OOO P2 -S5,000,001-S25,000,000
Pl - s2s,ooo.001-sso,ooo,ooo P --n.torc than SS0,000,000
3. ValbC 1cebod Codes • Al'S"'iRI • C... 6'1a1t Ooli1 •Asscssmcal T
Name o fPeroon Repot1ing
Cardamone . Richard J Sf l l)/2005
-
A.
37. Wells Fargo & Co. (Co!pont e Bond)
3 8 . Wdls Fugo & Co.
3 . V 3il11e: Mdhod Codes
(See Colamo C2) .
e. c. D.
rq>a1ing period """""" P<riod
(1) (l) (I) (l) (1) tf not ex eDll>t from disdoslilrC
(• ... Value va1 ..
U>t.) (J-P) _(Q-W)
SNae� ttm [;J.J
�� !Ell
(3) Valae
b<iy,scl. Codel (J·P)
�'
Sold 10/6 [ifJ
- c .. rCJ<W w ... Esli:l'4ltod
(4) (S) Galo Code I (A-m
IE!1
'FINANCIAL DISCLOSURE 'REPORT Page3 of3
D111cofReport
. o..criptloa of Assds f..:NdU1g-...... )
Piece ·cxr a&r each =4a� m.mp;.,,&so1osure
lneomo durina Grou hie at cad of Tmlsadjon.s dW'iqg rcpoC1ing period
- l'ypcCode I div. Riil« Codel P.fetbod (A-H) c.de3
(l) T)pc (e.g. Date:
- -m . O.y ,..,,.,,.,;..)
lda><liyof buyu/tdler (if private ...,..ction)
l. C.odcs: .:A ··S IJ(XJ«Jcss .,ts.CcoJum,,BlandD4)' F •S5D;OOJ-$100;�W ..
. VimeCOdcs::· J -11s,ooo«m.,..· .
(See Cl an:! D3) N • $250,000-SSOO,OOO P3 -n,,000.001..s.s�.ooo,ooo Q •Appni"'1
lh O.;SJ .l!Ol SOO . c -S?...SOl ;oocl : . : _nj ..i:s1.�.001.-ss,ooo,ooo L =ssO.OO};s.100
. 000
·.:0-;.:· ·SI ®iO<>J·S J#I0,000 n •ss;oo};.�is,eoo · Jl2'"'Morc:ihan·s-s,000.000-: M-.$100;0ol'S2SO;OOO• .i:- -s1s,001-sso.ooo ; :
0 • S50o,Ool-Sl;OOO,OOO " .
R E&= °"1rl v • 0thtr
. Pl. = s1,ooO.ocu.ss.ooo,oop N -= SMorc 1han'SSO,OOO,OOO
S • Assessmeoi
n -ss.�.001..s2s,ooo:ooo
Name of Person Reportit\.g Dato of Report FINANCIAL DISCLOSURE REPORT
caroa.mooe, Richard J
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS
5/10/2005
I)PartVU, page 2. line 31 -This investment was inadverte:ntl:y omitted from previous report.
2) Part VU. page 2, line 33 -This investment Vl'U not purchased but was aequired asa spinoff of Merck & Co.,which is listed on line 13. It was also iftadvertcntJyomittcd from previous report.
3)Part VD, page2, line 3S This investm:nt was notpurchasedbutwas acquired as a spinoff'or AT&T, which is listed on line 7. It wu aJs.o-
•inadvertently omitted fn)O) previous report
4)Part VU, page 3, Jinc 37 -This investment was inadvertently omitted from previous report.
Dare of Report
Date
.. E.
' . "FINANCIAL DISCLOSURE REPORT NamcoCPenonRcporting
Cardamone, Richard J
IX. CERTIFICATION.
S/10/2005
I certify that all infonmtion given above (including infonnation pertaining tomy spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge andbelief, and thatany information notreportedwas withheld becauseit met applicable statutory provisions pemlitting non-disclosure.
I further certify !bat eamed income from outside employment and bonoraria and the acceptance ofgifts which have been reported are in compliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.
Signature
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES ORFAII.S TO FILB nns REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)
FILINGINSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Admiiiistrative Office of the United States Courts Snite2-301 One Columbus Circle, N Washington, D.C. 20544