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1 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records (NARs): MARC 21 fields

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Page 1: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

11

Ana Lupe CristánPolicy and Standards Division

Library of Congress

Revised September 2012

RDA Special Topics: RDA Elements in Name Authority

Records (NARs):MARC 21 fields

Page 2: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

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Overview

Context for expanding MARC to support RDA Parameters for adding new MARC fields Walk through the new MARC fields with emphasis

on guidelines and best practices Information based on LC RDA training document R-5

prepared by Judy Kuhagen available at: http://www.loc.gov/aba/rda/source/marc21_changes_29sep2011.doc

Page 3: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

http://www.loc.gov/marc/authority/

Page 4: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

2012, Issue 1, February 2012

Page 5: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

2012, Issue 1, February 2012

Page 6: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

MARC 21 Format for Authority Data

Enhanced in support of FRBR/FRAD attributes for use in RDA

Future scenarios:Semantic Web

Linked data New MARC 21 fields may be added to all

NARs coded either AACR2 (008/10=c) or RDA (008/10=z).

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Name Authority Records

Name Authority Record (NAR) – Overview

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Name Authority Record MARC 21 Fields - Before **001 – Control number **010 – Library of Congress control number (LCCN) 034 – Coded cartographic mathematical data (Coordinates) **040 – Cataloging Source *1XX - Name 4XX – See-From tracings (as many as needed ) 5XX – See-Also from tracings (as many as needed ) 663 – Complex see-also reference 667 – Nonpublic general note *670 – Source data found (as many as needed) 675 – Source data not found 678 – Biographical or historical data (not encouraged for

AACR2) 781 – Geographic subdivision

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Name Authority Record MARC 21 Fields - After *001 – Control number *010 – Library of Congress control number (LCCN) 034 – Coded cartographic mathematical data (Coordinates) *040 – Cataloging Source 046 - Dates 1XX - Name 336: Content type 368: Other corp. attributes; 370: Associated place; 371: Address;

372: Field of activity; 373: Associated group; 374: Occupation; 375: Gender; 376: Family information; 377: Language; 378: Fuller form of name; 380: Form of work; 381: Other characteristics; 382: Medium of performance; 383: Numeric designation; 384: Key

4XX – See-From tracings (Name variants) 5XX – See-Also from tracings (Related authorized access point) 663 – Complex see-also reference 667 – Nonpublic general note 670 – Source data found 675 – Source data not found 678 – Biographical or historical data (ok to use in RDA) 781 – Geographic subdivision 7

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046 Special Coded dates (R) 336 Type of Content [used only for expressions] (R) 368 Other corporate body attributes (R) 370 Associated place (R) 371 Address (R) 372 Field of Activity (R) 373 Associated Groups (R) 374 Occupation (R) 375 Gender (R) 376 Family Information (R) 377 Associated Language (R) 378 Fuller form of name (NR) 380 Form of Work [used only for works] (R) 381 Other Distinguishing Characteristics of Work or Expression (R) 382 Medium of Performance (R) 383 Numeric Designation of Musical Work (R) 384 Key (NR)

New MARC 21 Fields – in Support of FRBR/FRAD

8

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1111

Specific for RDA:

o 008/10 = z value "z" (Other) for use in 008/10 rules for RDA.

o 040 (Cataloging source) subfield $e = rda

Added for RDA, but can be found in AACR2 NARs:

4XX-5XX – “r” relationship designation in $i or $4 value used in control subfield $w position 0

Subfield $i – Relationship information – Use phrase or term from Appendix J or K of RDA

Other changes or new codes/subfields for use in NARs

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Name Authority Record

Fixed Fields (008)

Page 13: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Variable field 6XX – Notes

RDA 8.12/24.7 FRAD User Tasks

ContextualizeJustifyRelate

Page 14: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Variable fields in the Name Authority Record: Notes (6XX)

663 – Complex see-also The 663 will continue to be used in the case of

persons with multiple-pseudonyms

667 – Cataloger’s Note The 667 will be used to convey information with

regard to the re-coding of existing NARs for RDA Example:

667 ## $a This heading cannot be used under RDA until it has been updated

Page 15: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Variable fields in the Name Authority Record: Notes (6XX)

670 – Sources found

675 – Sources not found

678 – Public note 678 note should be formulated for users to understand –

complete sentences not just “b. 1943” or “lawyer” 678 ## $a Michael Asimow was born July 22, 1939. He is a

professor of law at the University of California, Los Angeles.

Page 16: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

046 Special Coded dates (R) 336 Type of Content [used only for expressions] (R) 370 Associated place (R) 371 Address (R) 372 Field of Activity (R) 373 Associated Group (R) 374 Occupation (R) 375 Gender (R) 376 Family Information (R) 377 Associated Language (R) 380 Form of Work [used only for works] (R) 381 Other Distinguishing Characteristics of Work or Expression (R) 382 Medium of Performance (R) 383 Numeric Designation of Musical Work (R) 384 Key (NR)

New MARC 21 fields - FRBR/FRAD

15

Page 17: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

New MARC 21 fields – Overview Only 2 fields have defined indicators – in all of the other fields

the indicators are undefined (blank)

All except for 046 and 378 have subfields $a or $b defined 046 was added to the authority format in 2009 and had previously been in use

for bibliographic records so subfields $a and $b were defined for other use. 378 uses $q to mimic the subfield used for fuller form of name in the 100 field.

Most have subfield $2 (Source) defined

Most have subfields $0 (Record control number) and $4 (Relator code) defined but these are not routinely used

Most have subfields $6 (Linkage) and $8 (Field link and sequence number) defined but these are not used in the LC/NAF

Page 18: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

New MARC 21 fields – LC/NAF Parameters

Optional fields Not dependent on cataloging code Use information that is readily available, research is

not required beyond that needed for the name itself Initially, all NARs contributed or updated in the

LC/NAF with these new fields will be reviewed Review will end when the error rate is less than 2%

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Name Authority Records

MARC 21 fields – Best Practices

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Provide in numerical order by MARC 21 field Repeatable subfields may be repeated in the same

field If a source subfield ($2) or date parameters ($s or $t)

are needed, repeat the field. The source for justifying the information in the 046

and 3XX fields may be provided in one or more of these fields: 670 – Source Found information Subfield $u - URI (electronic address of source of

information) Subfield $v - Source of information

New MARC 21 fields – LC/NAF Procedures

Page 21: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

670 – Source Found information Used to provide source data to enable matching with

bibliographic record – used to justify 1XX, 5XX & 4XX Subfield $u – URI (Universal Resource Identifier)

When citing information in a 670 found in an online site Added to the new MARC fields to link to source of

information found in an online site in conjunction with $u Subfield $v - Source of information

Add to new MARC fields when citing a resource that may or may not have a URI

May be used in lieu of providing additional information in 670

New MARC 21 fields – LC/NAF Procedures

Page 22: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Current practice:040 ## $a DLC $b eng $c DLC $e rda 100 1# $a Deitz, Milissa 670 ## $a Watch this space, 2010:$b t.p. (Milissa Deitz) back

cover (Dr. Deitz worked as a journalist for fifteen years before moving into academia full-time, she is a lecturer in Communication and Media Studies in the School of Communication Arts; PhD in Communication (2006) from the University of Sydney, a Master of Arts in Cultural Studies (1998) from Macquarie University and a Bachelor of Communication (1993) from the University of Newcastle)

Examples: Sources

Page 23: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Examples: Sources With 670 and new MARC fields added with information repeated:040 ## $a DLC $b eng $c DLC $e rda100 1# $a Deitz, Milissa

370 ## $c Australia $e Sydney, N.S.W. $e Newcastle, N.S.W. 373 ## $a University of Sydney $t 2006 374 ## $a Journalist $a Lecturer

670 ## $a Watch this space, 2010:$b t.p. (Milissa Deitz) flap (Dr Deitz worked as a journalist for fifteen years before moving into academia full-time, she is a lecturer in Communication and Media Studies in the School of Communication Arts; PhD in Communication (2006) from the University of Sydney, a Master of Arts in Cultural Studies (1998) from Macquarie University and a Bachelor of Communication (1993) from the University of Newcastle.)

Page 24: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

040 ## $a DLC $b eng $c DLC $e rda 100 1# $a Deitz, Milissa

370 ## $c Australia $e Sydney, N.S.W. $e Newcastle, N.S.W. $v Watch this space, 2010

373 ## $a University of Sydney $t 2006 $v Watch this space, 2010

374 ## $a Journalist $a Lecturer $v Watch this space, 2010 670 ## $a Watch this space, 2010:$b t.p. (Milissa Deitz)

Example of using subfield $v to show additional information in 37X fields instead of in $b of 670

Page 25: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

040 ## $a DLC $b eng $c DLC $e rda 100 1# $a Deitz, Milissa

370 ## $c Australia $e Sydney $e Newcastle $v University of Western Sydney, June 18, 2012 $u http://www.uws.edu.au/hca/school_of_humanities_and_communication_arts/key_people/academic_staff_directory/doctor_milissa_deitz

374 ## $a Journalist $a Lecturer $v University of Western Sydney, June 18, 2012 $u http://www.uws.edu.au/hca/school_of_humanities_and_communication_arts/key_people/academic_staff_directory/doctor_milissa_deitz

670 ## $a Watch this space, 2010:$b t.p. (Milissa Deitz)

Example of using subfield $u to show information in 37X fields instead of adding another 670

Information found at the University of Western Sydney’s web site – URI added; not necessary to also add as 670.

Page 26: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Source citations – Things to remember There are 3 mechanisms for use as source citations in NARs:

670 Sources found $u Uniform Resource Identifier $v Source of information

LC/PCC requires the use of a 670 with subfield $a [title proper, date of publication] and $b [location where the information was found (form of the name of the 1XX or 4XX as found in source)] to justify information in 1XX, 5XX, etc.

Subfield $u may be added to a 670 if the source being cited has a URI

Catalogers may provide information in a 670 and also provide the information in the 046 and 3XX fields

When providing information in the 046 or 3XX field taken from the 670 it is not necessary to add a $u or $v to these fields

It is not always necessary to justify information supplied in some of these new MARC fields (e.g., 375, 376, 377)

Page 27: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Source citations – Things to remember Use subfield $u for the URI to cite an electronic resource in

combination with the subfield $v for the title of the source Use subfield $v when citing the title of a source that is not

electronic or in conjunction with the a $u Attributes about the entity generally cited in the 670 can be

supplied in the 046 and 3XX fields and justified by a subfield $v. It is not necessary to repeat information in the 670 Previous example repeated to show 670 $v citation:

100 1# $a Deitz, Milissa370 ## $c Australia $e Newcastle, N.S.W. $v Watch this space, 2010373 ## $a University of Sydney $t 2006 $v Watch this space, 2010374 ## $a Journalist $a Lecturer $v Watch this space, 2010375 ## $a female377 ## $a eng670 ## $a Watch this space, 2010:$b t.p. (Milissa Deitz)

Page 28: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

046 – Special coded dates (R) - MARC Indicators: Not defined Subfields

$f Birth date (NR) $g Death date (NR) $k Beginning or single date created (Work) (NR) $l Ending date created (Work) (NR) $s Start period (NR) $t End period (NR) $u URI (R ) $v Source of information (R) $2 Source of date scheme (NR)

Page 29: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

046 – RDA Element – RDA Number $f Birth date 9.3.2 $g Death date 9.3.3 $k Beginning or single date created (Work) 6.4 $k Beginning or single date created (Expression) 6.10 $l Ending date created (Work) 6.4 $l Ending date created (Expression) 6.10 $s Start date for period of activity 9.3.4 $s Start date for Date associated with family 10.4 $s Start date for Date associated with corporate body 11.4 $t End date for Period of activity 9.3.4 $t End date for Date associated with family 10.4 $t End date for Date associated with corporate body 11.4

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Subfield $2 not necessary if using ISO 8601

046 – Form of date (ISO 8601)

Category RDA Presentation

ISO 8601 coding in 046

Single year 1964 1964

Year/month/day 1964 June 27 19640627

Early A.D. date 65 A.D. 0065

B.C. date 361 B.C. -0360

Century 20th century 19

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Examples 046 – Dates – ISO 8601

046 ## $f 1931 100 1# $a Munro, Alice, $d 1931-

046 ## $f 1899 $g 1961 100 1# $a Hemingway, Ernest, $d 1899-1961

046 ## $f 19360505 100 1# $a Smith, John, $d 1936 May 5-

046 ## $f 19361005 $g 20111218100 1# $a Havel, Václav

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Examples 046 – Dates – ISO 8601

046 ## $s 1977 110 2# $a Double Image (Musical group : 1977-)

046 ## $s 1989 110 2# $a Double Image (Musical group : 1989-)

046 ## $s 1980 $t 2011110 2# R.E.M. (Musical Group)

046 ## $s 1925 $t 1979 100 3# $a Pahlavi (Dynasty : $d 1925-1979)

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3333

Provide ‘edtf’ in 046 subfield $2

046 – EDTF date scheme

Category RDA Presentation

EDTF coding in 046

Probable date 1816? 1816?

Approximate date Approximately 1931

1931~

Date known to be one of two years

1666 or 1667 [1666,1667]

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Examples 046 – Dates - EDTF046 ## $f 1931? $2 edtf100 1# $a Goldberg, Jolande, $d 1931?-

046 ## $f 1683~ $g 1751~ $2 edtf100 1# $a Messenger, Daniel, $d approximately 1683-approximately

1751046 ## $f [1884,1885] $2 edtf046 ## $g 1981100 1# $a Salant , Yosef Tsevi, $d 1884 or 1885-1981

QUIZ

100 1# $a Taylor, Frederick, $d active 1858-1862

046 ## $s 1858 $t 1862

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1. 100 … $d active 2nd century B.C.-1st century B.C.

Century Dates (B.C. or A.D.) and B.C. dates in general Using ISO 8601

Quiz- 046 – Dates

Answer: 046 ## $s -10

Answer: 046 ## $s -01 $t -00

2. 100 … $d 11th century B.C.

3. 670 … born October 1952 Answer: 046 ## $f 1952-10

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4. 100 … $d approximately 145 B.C.-approximately 86 B.C.

Using EDTF

Quiz- 046 – Dates

Answer: 046 ## $f -0076? $g -0005? $2 edtf

Answer: 046 ## $f -0144~ $g -0085~ $2 edtf

5. 100 … $d 77 B.C.?-6 B.C.?

Bottom line – don’t add 046 if you are unsure of the format to use. Let’s depend on macros or programming to fill in these fields.

Page 37: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

336 – Content Type (R)

Indicators: Not defined Subfields

$a Content type term (R) $b Content type code (R) $2 Source [of term or code] (NR) $3 Materials specified (NR)

Page 38: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

336 – RDA Element - RDA Number

Content type 6.9

Example:336 ## $a performed music $2 rdacontent

Page 39: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

336 – Content Type LC-PCC – do not use this field until PCC Task Group

finishes its work. Use content type terms from RDA 6.9 Use subfield $2 to note the source of term ($2

rdacontent) Do not repeat $a – repeat 336 field Used only for expressions (not works) This field can be applied to AACR2 NARs but:

You do have to know the difference between a work and an expression as defined by FRBR - You must have access to the RDA Toolkit or RDA print in order to find the right term – or use list on the MARC website at: http://www.loc.gov/standards/valuelist/rdacontent.html

Page 40: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

368 – Other Corporate Body Attribute (R)

Indicators: Not defined Subfields

$a – Type of corporate body (R) $b – Type of jurisdiction (R) $c – Other designation (R) $2 – Source [of term] (NR)

Page 41: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

368 – RDA Element – RDA Number

Other Designation Associated with the Corporate Body 11.7

Page 42: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

368 – Other corporate body attribute

Record the attribute in English

Use a general (suitable or appropriate) designation for a corporate body

Record the type of jurisdiction for a place name in English unless there is not an equivalent term

(e.g., Duchy, Regierungsbezirk, Voivodeship)

Page 43: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

368 – Other Corporate Body AttributeExamples:110 2# $a I.M. Pei & Associates 368 ## $a Firm

(or perhaps: Architectural firm)

110 2# $a McGuire, Woods, Battle & Boothe 368 ## $a Firm

(or perhaps: Law firm)

110 2# $a Barenaked Ladies 368 ## $a Musical group

151 ## $a Buenos Aires (Argentina : Province)368 ## $b Province

151 ## $a Nayarit (Mexico) 368 ## $b State

Page 44: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

370 – Associated Place (R) Indicators: Not defined Subfields

$a - Place of birth (NR) $b - Place of death (NR) $c - Associated country (R) $e - Place of residence or headquarters (R) $f - Other associated place (R) $g - Place of origin of work (R) $s - Start period (NR) $t - End period (NR) $u - URI (R) $v – Source (R) $2 – Source of term (NR)

Page 45: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

370 – RDA element – RDA number

$a - Place of birth 9.8$b - Place of death 9.9$c – Place associated with the person (country) 9.10$c – Place associated with the family (country) 10.5$c – Location of headquarters (country) 11.3.3$e – Place of residence (city, state, country) 9.11 $e – Place associated with the family (city, state, country)

10.5$e – Location of conference (city, state, country) 11.3.2$e – Location of headquarters (city, state, country) 11.3.3$f – Other place associated with a family 10.5$f – Other place associated with a corporate body 11.3.3$g - Place of origin of work 6.5

38

Page 46: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

370 - Place The name is recorded in the authorized access form, with

adjustments by the cataloger to reflect the form as it would be used as a geographic qualifier

Example: 151 Paris (France) [name established in the LC/NAF]

When used as qualifier: Paris, France370 ## $a Paris, France

151 Santana (São Paulo, Brazil) [name established in the LC/NAF]

When used as qualifier: Santana, São Paulo, Brazil

370 ## $a Santana, São Paulo, Brazil It is not necessary to create a NAR if the place name is not

already established, but you must record it in the form that would be used to establish it.

Page 47: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Example 370 - Place

Example:100 1# $a McCain, John, $d 1936- 370 ## $a Coco Solo Naval Air Station, Canal Zone $c U.S. [U.S. Senator from Arizona born in Panama Canal Zone;

associated country: U.S. – not Panama]

Example:100 1# $a Díaz, Porfirio, $d 1830-1915 370 ## $a Oaxaca, Mexico $b Paris, France $c Mexico [Ex-President of Mexico; born in Mexico; died in France;

associated country: Mexico]

Page 48: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

371 – Address (R) Indicators: Not defined Subfields

$a - Address (R) $b - City (NR) $c – Intermediate jurisdiction (NR) $d - Country (NR) $e – Postal code (NR) $m – Electronic mail address (R) $s - Start period (NR) $t - End period (NR) $u - URI (R) $v - Source (R) $z – Public note (R)

Page 49: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

371 – RDA Element – RDA Number

Address of the Person 9.12 Address of the corporate body 11.9

Page 50: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

371 - Address Each address is recorded in a separate 371 field

For a person: the address of a person's place of residence, business, or employer and/or an e-mail or Internet address.

For a corporate body: the address of the corporate body's headquarters or offices, or an e-mail or Internet address for the body.

Distinction between field 371 (Address) and field 370 (Associated place): Field 370 (Associated place) includes information about

places associated with a person or a corporate body at the level of the country, the town, etc.

Field 371 (Address) contains information relating to the specific address of a person or a corporate body, at which they can be found or reached (e.g., mailing address, e-mail, etc.).

Page 51: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

372 – Field of Activity (R)

Indicators: Not defined Subfields

$a - Field of activity (R) $s - Start period (NR) $t - End period (NR) $u - URI (R) $v - Source of information (R) $0 - Record control number (R) $2 - Source of term (NR)

Page 52: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

372 – RDA Element - RDA number

$a - Field of activity of the person 9.12 $a – Field of activity of the corporate body 11.9

Page 53: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

372 – Field of Activity

Term represents a discipline not an occupation Term in English First letter of term capitalized

Examples: 100 1# $a Frost, Robert, $d 1874-1963

372 $a Poetry

100 1# $a Will, George F. 372 $a History $a Politics

Page 54: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

373 – Associated Group (R) Indicators: Not defined Subfields

$a - Associated group (R) $s - Start period (NR) $t - End period (NR) $u - URI (R) $v - Source of information (R) $0 - Record control number (R) $2 - Source of term (NR)

In RDA this attribute is called Affiliation (9.13) or Associated Institution (11.5)

Started out as only used to show association between a person and an affiliated body. Redefined to show information about a group, institution, association, etc., that is associated with the entity in the 1XX.

Page 55: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

373 – RDA Element – RDA number

$a – Affiliation 9.13 Associated Institution 11.5

Page 56: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

373 – Associated Group Record name as used in the resource – not the form

used in an authorized access pointExample:

Names established in LC/NAF:110 2# $a National Retired Teachers Association110 2# $a AARP (Organization)

Example of use of name in 373 100 1# $a Andrus, Ethel Percy 373 ## $a NRTA $s 1947 $u http://

en.wikipedia.org/wiki/Ethel_Percy_Andrus 373 ## $a AARP $s 1958 $u http://

en.wikipedia.org/wiki/Ethel_Percy_Andrus

Page 57: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

374 – Occupation (R)

Indicators: Not defined Subfields

$a - Occupation (R) $s - Start period (NR) $t - End period (NR) $u - URI (R) $v - Source of information (R) $0 - Record control number (R) $2 - Source of term (NR)

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374 – RDA Element – RDA number Profession or occupation 9.16

Page 59: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

374 – Occupation

Term represents an occupation, not an interest or hobby Term in English – there is no list of required terms or

vocabulary. Initial letter of term capitalized May use LCSH or other controlled vocabulary list if desired Use $2 if using a term from a standardized list Examples:

374 $a Soldier $a Historian 374 $a Politician 374 $a Legislators $2 lcsh

Page 60: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

374 – Example

Notice the difference between 372 and 374100 1# $a Will, George F.

372 ## $a History $a Politics374 ## $a Journalist

100 1# $a Frost, Robert, $d 1874-1963 372 ## $a Poetry

374 ## $a Poet

Page 61: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

375 – Gender (R)

Indicators: Not defined Subfields

$a - Gender (R) $s - Start period (NR) $t - End period (NR) $u - URI (R) $v - Source of information (R) $2 - Source of term (NR)

Page 62: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

375 – RDA Element – RDA number

Gender 9.7

Page 63: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Field 375 – Gender Term must be in English Not necessary to use $2 if from RDA 9.7.1.3

male female not known

If term used from a source such as ISO 5218 must use subfield $2 ISO 5218 codes:

0 - Other 1 - male 2 - female 9 – not applicable

Page 64: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Field 375 - Examples

100 1# $a Bono, Chaz, $d 1969- 375 ## $a female $s 1969 $t 2010 $u http://en.wikipedia.org/wiki/Chaz_Bono 375 ## $a male $s 2010 $u http://en.wikipedia.org/wiki/Chaz_Bono [born Chastity Sun Bono, March 4, 1969; had a sex change operation in 2010 and is now known as “Chaz Bono"]

100 1# $a Vargas Llosa, Mario, $d 1926- 375 ## $a male

100 1# $a Lamarque, Libertad, $d 1908-2000 375 ## $a 1 $2 iso5218

Page 65: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

376 – Family Information (R)

Indicators: Not defined Subfields

$a Type of family (R) $b Name of prominent member (R) $c Hereditary title (R) $s Start period (NR) $t End period (NR) $u URI (R) $v Source of information (R) $2 Source of term (NR)

Page 66: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

376 – RDA Element – RDA number

Type of family 10.3 Name of prominent member 10.6 Hereditary title 10.7

Page 67: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

376 – Family

Field only applicable to RDA NARs Only for information on the family (name in 100) Use 376 field only if 100 1st indicator is set to 3 Cannot use for AACR2 NARs- AACR2 does not have rules

for family names

Remember: Family name created only if the family is presented as the

creator, contributor, etc. of a resource

If a family is the subject of a work the name of the family must continue to be established in LCSH

Page 68: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

376 – Family - Examples

Example 1:100 3# $a Medici (Royal house : $g Medici, Lorenzo de’, 1449-

1492) 376 ## $a Royal house $b Medici, Lorenzo de’, 1449-1492 _________________________________Example 2:046 ## $s 1529 $t 1739100 3# $a Nayak (Dynasty : $d 1529-1739 : $c Madurai, India)370 ## $f Madurai, India376 ## $a Dynasty

Page 69: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

377 – Associated Language (R)

Indicators: First - Not defined Second

# [blank] using MARC code listIf 7, use subfield $2

Subfields $a Language code (R) $l Language term (R) $2 Source of code (NR)

Page 70: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

377 – RDA Element – RDA number

Language of the person 9.14 Language of the corporate body

11.8

Page 71: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

377 – Associated Language

Definition: Codes for languages associated with the entity described in the record. Includes the language a person uses when writing for publication, broadcasting, etc., a language a corporate body uses in its communications, a language of a family, or a language in which a work is expressed.

For creators that work in a non-verbal context and the person does not have published textual works; if we don’t know or when the language is not obvious – this field should not be coded.

The default code for the language is the MARC Code list for languages at: http://www.loc.gov/marc/languages/

Page 72: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

377 – Associated Language

If the language code is taken from a language code other than MARC, the 2nd indicator is set to 7 and subfield $2 indicates the source of the code

Examples: 377 ## $a eng $a fre 377 #7 $a en $a fr $2 iso639-1

Example:100 1# $a Nabokov, Vladimir, $d 1899-1977377 ## $a rus $a eng

Page 73: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

378 – Fuller Form of Name (NR)

Indicators: Not defined Subfields

$q Fuller form of name (R) $u URI (R) $v Source of information (R)

Page 74: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

378 – RDA Element – RDA number

Fuller form of name 9.5

Page 75: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

378 – Fuller Form of Name

Example 1:100 1# $a Smith, Nancy E., $d 1449-1492378 ## $q Nancy Elizabeth

Example 2:100 1# $a Morrison, Van, $d 1945-378 ## $q George Ivan

Example 3:100 1# $a Rodríguez L., Javier M.378 ## $q Javier Mario Rodríguez Lopez

Page 76: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

380 – Form of work (R)

Indicators: Not defined Subfields

$a - Form of the work (R) $0 - Record control number (R) $2 - Source of term (NR) $6 - Linkage (NR) $8 - Field link and sequence number (R)

Page 77: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

380 – RDA Element – RDA number

Form of work 6.3

Page 78: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

380 – Form of work

A class or genre to which a work belongs. May be used to differentiate a work from another work with the same title

Term in English First letter of the term capitalized Examples

100 1# $a Calderón de la Barca, Pedro, $d 1600-1681. $t Vida es sueño

380 ## $a Play 130 #0 $a Cinderella (Choreographic work)

380 ## $a Choreographic work 130 #0 $a Cinderella (Television program)

380 ## $a Television program

Page 79: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

381 – Other Distinguishing Characteristics of Work or Expression (R)

Indicators: Not defined

Subfields $a - Other distinguishing characteristic (R) $u - URI (R) $v - Source of information (R) $0 - Record control number (R) $2 - Source of term (NR)

Page 80: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

381 – RDA Element – RDA number

Other distinguishing characteristic of the work 6.6

Other distinguishing characteristic of the expression 6.12

Page 81: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

381 – Other Distinguishing Characteristics of Work or Expression

Any characteristic that is not accommodated in a special field that serves to characterize a work or expression. Examples are issuing body, arranged statement of music, or

version May be used to differentiate a work from another work with

the same title.

Page 82: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

381 – Examples

130 #0 $a Harlow (Motion picture : 1965 : Douglas) 381 ## $a Douglas

380 ## $a Motion picture 046 ## $k 1965

[Attributes of a work]

100 1# $a Debussy, Claude,$d 1862-1918. $t Chansons de Bilitis (Songs). $p Chevelure; $o arranged

380 ## $a Songs 381 ## $a Arranged

[Attributes of an expression]

Page 83: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

382 – Medium of Performance (R) First Indicator Display constant controller

# - No information provided0 - Medium of performance1 - Partial medium of performance

Second Indicator # - Undefined

Subfields: $a - Medium of performance (R) $b - Soloist (R) $d - Doubling instrument (R) $n - Number of performers of the same medium (R) $p - Alternative medium of performance (R) $s - Total number of performers (R) $v - Note (R) $0 - Record control number (R) $2 - Source of term (NR)

Page 84: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

382 – RDA Element – RDA number

Medium of performance 6.15

Page 85: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

382 – Medium of Performance Definition: The instrumental, vocal, and/or other medium of

performance for which a musical work was originally conceived or for which a musical expression is written or performed. May be used to differentiate a musical work or expression from another with the same title.

Examples: 100 1# $a Mahler, Gustav, $d 1860-1911. $t

Symphonies, $n no. 2, $r C minor382## $a soprano $a alto $a mixed voices $a

orchestra 100 1# $a Faith, Richard, $d 1926- $t Miniatures

382 ## $a oboe $a piano 382 ## $a clarinet $a piano

[In this example there are different parts for performance purposes.]

Page 86: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Field 383 – Numeric Designation of Musical Work (R)

Indicators: Not defined Subfields

$a - Serial number (R) $b - Opus number (R) $c - Thematic index number (R) $d - Thematic index code (NR) $e - Publisher associated with opus number (NR) $2 - Source [of code in subfield $d] (NR)

Page 87: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

383 – RDA Element – RDA number

Serial number6.16.1.3.1

Opus number6.16.1.3.2

Thematic index number 6.16.1.3.3

Page 88: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Field 383 – Numeric Designation of Musical Work

Definition: A serial number, opus number, or thematic index number assigned to a musical work by the composer, publisher, or a musicologist. May be used to differentiate a musical work from another with the same title.

Examples: 100 1# $a Vivaldi, Antonio,$d1678-1741. $t Cimento

dell'armonia e dell'inventione. $n N. 1-4 383 ## $b op. 8, no. 1-4 383 ## $c RV 269 $c RV 315 $c RV 293 $c RV 297 383 ## $c F. I, 22-25

[In this example there are many identifying numbers associated with the work.]

Page 89: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

383 – Numeric Designation of Musical Work

New subfields $d and $2 will help identify the index represented by the number in $c

Example: 100 1# $a Vivaldi, Antonio, $d 1678-1741. $t Cimento

dell'armonia e dell'inventione. $n N. 1-4 383 ## $b op. 8, no. 1-4 383 ## $c RV 269 $c RV 315 $c RV 293 $c RV 297 $d Ryom

$2 mlati 383 ## $c F. I, 22-25 $d Fanna $2mlati

Page 90: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

384 – Key (R) 384 – Key (R)

Indicators: First indicator: Key type

# - Relationship to original unknown 0 - Original key 1 - Transposed key

Second indicator: # - Undefined

Subfields $a - Key (NR) $6 - Linkage (NR) $8 - Field link and sequence number (R)

Page 91: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

384 – RDA Element – RDA number

Key 6.17

Page 92: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

MARC 21 – MARBI Proposal workflow

Workflow for adding new MARC Fields Approval by MARBI (generally at ALA annual meeting) MARC publishes/announces changes Must allow 60-90 days for vendors and systems to make

changes before implementing NACO nodes (BL, OCLC, SkyRiver & LC) must all agree on

timetable for implementation/exchange in LC/NAF LC/PCC announces the guidelines or best practices for use of

the fields and when these are eligible for use in authority records

MARBI disbanded in July 2012 – Will hold final meeting at ALA Jan. 2013 -MARC Bibliographic Transition underway

Page 93: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Things to remember about the new MARC 21 fields for NARs

046 and 3XX fields are optional BUT, if added, the fields must conform to guidelines

The NAR is the authorized form of the name for use in LC/PCC bibliographic records A NAR should not be complete biographical or historical

record of the person, family or corporate body Use of $u for URIs is encouraged (should be used with $v) A best practice is to not give lengthy 670s, or multiple 37X

fields to show every school a person attended, every job, or every place that person lived - use the $u and link to that data

Efficiency still rules!

Things to remember about NARs in general

Page 94: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

QUIZ

Page 95: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Fields 670, 046, 37XQuiz no. 1

100 1# $a James, Jessica

670 ## $a Interest rate modelling, 2000: $b CIP t.p. (Jessica James)

375 ## $a female377 ## $a eng

Assumptions: Person a the creator of cited resource in 670; this is not a translation

Page 96: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

100 1# $a James, Jessica

375 ## $a female377 ## $a eng670 ## $a Interest rate modelling, 2000: $b CIP t.p. (Jessica

James)670 ## $a Handbook of exchange rates, 2012: ‡b ECIP t.p.

(Jessica James; Foreign Exchange Risk Advisory Group, Citibank, London, United Kingdom) data view (b. Oct. 15, 1968)

Fields 670, 046, 3XXQuiz no. 2

046 ## $f 19681015

373 ## $a Citibank, London372 ## $a Economics

NEW information

added

Page 97: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

97

100 1# $a Morales, Agustín, $d 1808-1872

670 ##$a Correspondencia de Agustín Morales, 2002: $b p. 17 (Pedro Agustín Morales Hernández; b. La Paz, 11 Mar. 1808; d. La Paz, 27 Nov. 1872; military officer, president of Bolivia 1871-1872)

372 ## $a Politics $a Military science374 ## $a Politician $a Soldier375 ## $a male377 ## $a spa

Fields 670, 046, 3XXQuiz no. 3

046 ## $f 18080311 $g 18721127

370 ## $a La Paz, Bolivia $b La Paz, Bolivia $c Bolivia

Assumptions: Person is the creator of resource cited in 670; this is not a translation

378 ## $q Pedro Agustín Morales Hernández

Page 98: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

670 ## $a Yao Ming zhi lu, 2003: $b t.p. (Yao Ming) p. 261 (b. Sept. 1980 in Shanghai, played basketball for the Houston Rockets until he retired in 2011)

372 ## $a Basketball

Fields 670, 046, 3XXQuiz no. 4

046##$f 1980-09

370 ## $a Shanghai, China370 ## $e Houston, Tex. $s 1997 $t 2011

374 ## $a Basketball players $2 lcsh

375 ## $a male

100 1# $a Yao, Ming, $d 1980-

Page 99: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

670 ## $a Ho Tzu-chen, 1984: $b t.p. (Ho Tzu-chen) p. 1, etc. (b. 1910; d. Apr. 19, 1984)

373 ## $a Communist Party of China $ Wikipedia, Sept. 19, 2012 $u http://en.wikipedia.org/wiki/He_Zizhen

Fields 670, 046, 3XXQuiz no. 5

046##$f 1910 $g 19840419

370 ## $b Shanghai, China $v Wikipedia, Sept. 19, 2012 $u http://en.wikipedia.org/wiki/He_Zizhen

375 ## $a female

100 1# $a He, Zizhen, $d 1910-1984

Page 100: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

670##$a 670 $a Resettlement Administration recordings collection: $b collection materials, Archive of Folk Culture, (National Folk Festival, 4th annual, held in Chicago, Illinois in 1937)

111 2# $a National Folk Festival (U.S.) $n (4th: $d 1937 : $c Chicago, Ill.)

Fields 670, 046, 3XXQuiz no. 6

046 ## $s 1937

370 ## $a Chicago, Ill.

368 ## $a Folklife festival

Page 101: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Fields 670, 046, 3XXQuiz no. 7

Bibliographic Record:100 1_ $a Vargas Llosa, Mario, $d 1936- $e author240 10 $a Fiesta del Chivo. $l English245 14 $a The Feast of the Goat / $c Mario Vargas336 $a text $2 rdacontent

Name Authority Record:100 1 $a Vargas Llosa, Mario, $d 1936- $t Fiesta del

Chivo. $l English336 $a text $2 rdacontent

Page 102: 11 Ana Lupe Cristán Policy and Standards Division Library of Congress Revised September 2012 RDA Special Topics: RDA Elements in Name Authority Records

Bibliographic record:100 1# $a Hasan, Ira, $e author.

245 1# $a Samuel Beckett, wordmaster : $b Waiting for Godot : text with critical commentary.

700 12 $a Beckett, Samuel, $d 1906-1989. $t En attendant Godot.

___________________________________________NAR:110 1# $a Beckett, Samuel, $d 1906-1989. $t En attendant

Godot

380 ## $a Play

Fields 670, 046, 3XXQuiz no. 8