152-harmonic disturbansies in networks

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    .........................................................................

    Cahier technique no . 152

    Harmonic disturbances in networks,and their treatment

    C. CollombetJ.M. LupinJ. Schonek

    Collection Technique

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    "Cahiers Techniques" is a collection of documents intended for engineersand technicians, people in the industry who are looking for more in-depthinformation in order to complement that given in product catalogues.

    Furthermore, these "Cahiers Techniques" are often considered as helpful"tools" for training courses.They provide knowledge on new technical and technological developmentsin the electrotechnical field and electronics. They also provide betterunderstanding of various phenomena observed in electrical installations,systems and equipments.Each "Cahier Technique" provides an in-depth study of a precise subject inthe fields of electrical networks, protection devices, monitoring and controland industrial automation systems.

    The latest publications can be downloaded from the Schneider Electricinternet web site.Code: http://www.schneider-electric.comSection: Experts' place

    Please contact your Schneider Electric representative if you want either a"Cahier Technique" or the list of available titles.

    The "Cahiers Techniques" collection is part of the Schneider Electrics"Collection technique".

    ForewordThe author disclaims all responsibility subsequent to incorrect use ofinformation or diagrams reproduced in this document, and cannot be heldresponsible for any errors or oversights, or for the consequences of usinginformation and diagrams contained in this document.

    Reproduction of all or part of a "Cahier Technique" is authorised with theprior consent of the Scientific and Technical Division. The statement"Extracted from Schneider Electric "Cahier Technique" no. ....." (pleasespecify) is compulsory.

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    no. 152

    Harmonic disturbances innetworks, and their treatment

    ECT 152 first issue, December 1999

    Christian COLLOMBET

    Graduate Engineer from INPG (Institut National Polytechnique deGrenoble), 1994. Works on short circuit current calculations inindustrial networks in collaboration with Schneider Electric, and in1995, joins the Corporate Research and Development Section wherehe undertakes research on electrical networks and their interaction onvarious equipment.

    Jacques SCHONEK

    Graduate engineer from INPT (Institut National Polytechnique deToulouse), with a Doctor's degree from the University of Toulouse,has taken part in the design of Telemecanique variable speed drivesfrom 1980 to 1995. He has then been in charge of the Harmonic Filteractivity, and is now responsible for Applications & ElectrotechnicalNetworks at the LV department.

    Have also taken part in the 1999 edition of this document:Nol QUILLION, author of the first edition, presently in the networks protection and controldepartment;Bruno LUSSON, harmonics specialist at "Support Services France".

    Jean-Marc LUPIN

    Graduate engineer from Ecole Nationale Suprieure d'IngnieursElectriciens de Grenoble in 1984, joins Schneider Electric in 1985, atthe technical section of Rectiphase where he takes an active part inthe design of HV capacitors, then in the development of capacitorbanks and harmonic filters. He is presently a technical expert in thatactivity, in charge of testing, standards and anticipation.

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    Cahier Technique Schneider Electric no. 152 / p.2

    Glossary

    Symbols:C capacitance or, more generally, the capacitors themselvesD (or THD) total harmonic distortiond loss angle of a capacitorf1 fundamental frequencyfar anti-resonance frequencyfn frequency of the n

    th harmonic componentfr resonance frequency

    jn phase angle of the nth harmonic component when t = 0

    In rms current of the nth harmonic component

    j complex operator such as j 2 = -1L inductance or, more generally, the reactors, producing the inductanceLsc short-circuit inductance of a network, seen from a given point, as defined by Thevenin's

    theoremn the order of a harmonic component (also referred to as the harmonic number)nar the order of anti-resonance, i.e. the ratio of the anti-resonance frequency to the

    fundamental frequencyn r the order of resonance, i.e. the ratio of the resonance frequency to the fundamental

    frequencyk a positive integerp number of rectifier arms (also referred to as the pulse number)p1 filter losses due only to the fundamental currentpn filter losses due only to the n

    th harmonic currentP (W) active powerPB pass-band of a resonant shunt filterq quality factor of a reactorQ quality factor of a filterQ (var) reactive powerr resistanceR resistance (or the real part of the impedance)spectrum the distribution, at a given point, of the amplitudes of the various harmonic components

    expressed relative to the fundamentalSsc short-circuit power of a network at a given pointT period of an alternating quantityU phase-to-phase rms voltageVn phase-to-neutral rms voltage of the n

    th harmonic componentX reactanceX0 characteristic inductance or impedance of a filterXsc short-circuit reactance of a network, seen from a given point, as defined by Thevenin's

    theoremY0 amplitude of the DC componentYn rms value of the n th harmonic componentZ impedance

    Abbreviations:CIGRE Confrence Internationale des Grands Rseaux Electriques (International Conference

    on Large Electrical Networks)IEC International Electrotechnical Commission

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    Cahier Technique Schneider Electric no. 152 / p.3

    Harmonic disturbances in networks,and their treatment

    Summary1 Harmonic quantities p. 4

    2 Principal disturbances caused by 2.1 Instantaneous effects p. 6

    harmonic currents and voltages 2.2 Long-term effects p. 6

    3 Acceptable limits, recommendations, 3.1 General limits p. 8

    and standards 3.2 Standardised limits p. 8

    4 Harmonic generators 4.1 Static converters on 3-phase networks p. 9

    4.2 Lighting p. 104.3 Arc furnaces p. 114.4 Saturated reactors p. 114.5 Rotating machines p. 124.6 Calculation model p. 124.7 Calculation method p. 12

    5 Networks comprising disturbing equipment, 5.1 In the absence of capacitor banks p. 13

    the problem of amplification by resonance 5.2 In the presence of a capacitor bank p. 14

    6 Anti-harmonic reactors p. 17

    7 Filters 7.1 Resonant shunt filters p. 18

    7.2 Damped filters p. 197.3 Active filters p. 21

    8 Example of the analysis of a protection 8.1 Capacitor bank alone p. 22

    of reactor-connected capacitors and 8.2 Reactor-connected capacitor bank p. 23 filters 8.3 Resonant shunt filter tuned to the 5 th harmonic and p. 24

    a damped filter tuned to the 7 th harmonic

    9 Conclusion p. 25

    Bibliography p. 26

    Electricity is generally distributed as three voltage waves forming a3-phase sinusoidal system. One of the characteristics of such a system isits waveform, which must always remain as close as possible to that of apure sine wave.If distorted beyond certain limits, as is often the case on networkscomprising sources of harmonic currents and voltages such as arcfurnaces, static power converters, lighting systems, etc., the waveformmust be corrected.The aim of the present document is to provide a better understanding ofthese harmonics problems, including their causes and the mostcommonly used solutions.

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    Cahier Technique Schneider Electric no. 152 / p.4

    1 Harmonic quantities

    To help the reader follow the discussion, we willfirst review the definitions of a number of termsrelated to harmonics phenomena. Readersalready familiar with the basic terminology mayproceed directly to the next chapter.

    On AC industrial power supply networks, thevariation of current and voltage with time isconsiderably different from that of a pure sinewave (see fig. 1 ).

    The actual waveform is composed of a numberof sine waves of different frequencies, includingone at the power frequency, referred to as the

    fundamental component or simply the"fundamental".

    Harmonic componentThe term "harmonic component", or simply"harmonic", refers to any one of the above-mentioned sinusoidal components, the frequencyof which is a multiple of that of the fundamental.

    Harmonic

    t

    Fundamental

    Distorted wave

    I phase

    The amplitude of a harmonic is generally a fewpercent of that of the fundamental.

    Harmonic orderThe harmonic order, also referred to as theharmonic number, is the ratio of the frequency f nof a harmonic to that of the fundamental(generally the power frequency, i.e. 50 or 60 Hz):

    n =ffn

    1

    By definition, the harmonic order of thefundamental f 1 is equal to 1. Note that the

    harmonic of order n is often referred to simply asthe n th harmonic.

    SpectrumThe spectrum is the distribution of theamplitudes of the various harmonics as afunction of their harmonic number, oftenillustrated in the form of a histogram (see fig. 2 ).

    Fig.1 : shape of a distorted wave.

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    The rms value of a distorted waveform can bemeasured either directly by instrumentsdesigned to measure the true rms value, bythermal means or by spectrum analysers.

    Individual harmonic ratio and total harmonicdistortionThe industrial harmonic ratios and the totalharmonic distortion quantify the harmonicdisturbances present in a power supply network.c Individual harmonic ratio (or harmonicpercentage)The harmonic ratio expresses the magnitude ofeach harmonic with respect to the fundamental(see fig. 2).The n th harmonic ratio is the ratio of the rmsvalue of the n th harmonic to that of thefundamental.For example, the harmonic ratio of I n is I n / I 1 or100( I n / I 1) if expressed as a percentage (notethat here I n is not the nominal or rated current).c Total harmonic distorsion (also referred to asTHD, the total hamronic factor or simply asdistorsion D)The total harmonic distortion quantifies thethermal effect of all the harmonics. It is the ratioof the rms value of all the harmonics to that ofone of the two following quantities (depending onthe definition adopted):v the fundamental (IEC 61000-2-2), which cangive a very high value:

    D

    Y

    Y

    n2

    n = 2

    n =

    1=

    v or (occasionally) the measured disturbancequantity, in which case 0 < D < 1:

    D

    Y

    Y

    n2

    n = 2

    n =

    n2

    n = 1

    n ==

    Unless otherwise indicated, we will use thedefinition adopted by IEC 61000-2-2, whichcorresponds to the ratio of the rms value of theharmonic content to the undistorted current atpower frequency.

    Fig. 2 : the amplitude of a harmonic is often expressed with respect to that of the fundamental.

    100 %

    1 5 7 n

    Expression of the distorted waveAny periodic phenomenon can be representedby a Fourier series as follows:

    y(t) Y Y sin (n t )0 n n

    n = 1

    n == +

    2 where:c Y0 = the amplitude of the DC component,which is generally zero in electrical powerdistribution (at steady state),c Yn = the rms value of the n th harmoniccomponent,c n = phase angle of the n th harmoniccomponent when t = 0.Harmonic order amplitudes generally decreaseas frequency increases. According to standards,harmonic orders above 40 are neglected.

    Rms value of a distorted wave

    Harmonic quantities are generally expressed interms of their rms value since the heating effectdepends on this value of the distorted waveform.For a sinusoidal quantity, the rms value is themaximum value divided by the square root of 2.For a distorted quantity, under steady-stateconditions, the energy dissipated by the Jouleeffect is the sum of the energies dissipated byeach of the harmonic components:

    R t R t R t R t2 12

    22

    n2I I I I= + ++

    hence : I I I2 12

    n2= + +

    i.e. where : I I n2

    n = 1

    n ==

    if the resistance can

    be considered to be constant.

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    Cahier Technique Schneider Electric no. 152 / p.6

    2 Principal disturbances caused byharmonic currents and voltages

    Harmonic currents and voltages superimposedon the fundamental have combined effects onequipment and devices connected to the powersupply network.

    The detrimental effects of these harmonics dependon the type of load encountered, and include:c instantaneous effects,c long-term effects due to heating.

    2.1 Instantaneous effects

    Harmonic voltages can disturb controllers usedin electronic systems. They can, for example,affect thyristor switching conditions by displacingthe zero-crossing of the voltage wave (seeIEC 146-2 and Schneider Electric "CahierTechnique" n 141).Harmonics can cause additional errors ininduction-disk electricity meters. For example,the error of a class 2 meter will be increased by0.3% by a 5th harmonic ratio of 5% in currentand voltage.Ripple control receivers, such as the relays usedby electrical utilities for centralised remotecontrol, can be disturbed by voltage harmonicswith frequencies in the neighbourhood of thecontrol frequency. Other sources of disturbancesaffecting these relays, related to the harmonicimpedance of the network, will be discussedfurther on.

    Vibrations and noiseThe electrodynamic forces produced by theinstantaneous currents associated with harmoniccurrents cause vibrations and acoustical noise,especially in electromagnetic devices(transformers, reactors, etc.).Pulsating mechanical torque, due to harmonicrotating fields, can produce vibrations in rotatingmachines.

    Interference on communication and controlcircuits (telephone, control and monitoring)Disturbances are observed when communicationor control circuits are run along side powerdistribution circuits carrying distorted currents.Parameters that must be taken into accountinclude the length of parallel running, the distancebetween the two circuits and the harmonicfrequencies (coupling increases with frequency).

    2.2 Long-term effects

    Over and above mechanical fatigue due tovibrations, the main long-term effect ofharmonics is heating.

    Capacitor heatingThe losses causing heating are due to twophenomena: conduction and dielectric

    hysteresis.As a first approximation, they are proportional tothe square of the rms current.Capacitors are therefore sensitive to overloads,whether due to an excessively high fundamentalor to the presence of voltage harmonics.

    These losses are defined by the loss angle ofthe capacitor, which is the angle whose tangentis the ratio of the losses to the reactive power

    Q

    P

    S tan = PQ

    Fig. 3 : triangle relating to the capacitor powers (active (P), reactive (Q), apparent (R)).

    produced (see fig. 3 ). Values of around 10 -4may be cited for tan . The heat produced canlead to dielectric breakdown.

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    Heating due to additional losses in machinesand transformersc additional losses in the stators (copper andiron) and principally in the rotors (dampingwindings, magnetic circuits) of machines caused

    by the considerable differences in speed betweenthe harmonic inducing rotating fields and therotor. Note that rotor measurements (temperature,induced currents) are difficult if not impossible,c supplementary losses in transformers due tothe skin effect (increase in the resistance ofcopper with frequency), hysteresis and eddycurrents (in the magnetic circuit).

    Heating of cables and equipmentLosses are increased in cables carryingharmonic currents, resulting in temperature rise.The causes of the additional losses include:c an increase in the rms value of the current foran equal active power consumed;c an increase in the apparent resistance of thecore with frequency, due to the skin effect;c an increase in dielectric losses in the insulationwith frequency, if the cable is subjected to non-negligible voltage distortion;c phenomena related to the proximity ofconductors with respect to metal cladding and

    shielding earthed at both ends of the cable, etc.Calculations for steady state can be carried outas described in IEC 60287.Generally speaking, all electrical equipment(electrical switchboards) subjected to voltage

    harmonics or through which harmonic currentsflow, exhibit increased energy losses and shouldbe derated if necessary.For example, a capacitor feeder cubicle shouldbe designed for a current equal to 1.3 times thereactive compensation current. This safety factordoes not however take into account theincreased heating due to the skin effect in theconductors.Harmonic distortion of currents and voltages ismeasured using spectrum analysers, providingthe amplitude of each component.It is important to use current or voltage sensorshaving a sufficient band width for the measured

    frequencies.The rms value of the distorted current (orvoltage) may be assessed in any of three ways:c measurement using a device designed to givethe true rms value,c reconstitution on the basis of the spectrumprovided by spectral analysis,c estimation from an oscilloscope display.

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    Cahier Technique Schneider Electric no. 152 / p.8

    3 Acceptable limits, recommendations and standards

    3.1 General limits

    3.2 Standardised limits

    c power capacitors: current distortion = 83%,corresponding to an overload of 30% (1.3 times therated current); overvoltages can reach up to 10%;c sensitive electronics: 5% voltage distortion witha maximum individual harmonic percentage of3% depending on the equipment.

    The series of standards (IEC 61000) forelectromagnetic compatibility define certain limitsconcerning harmonics, mainly:c IEC 61000-3-2 which define the limits ofharmonic emissions for equipment consuming lessthan 16 A per phase (except for certain categoryof equipment indicated in the standards).The case of equipment consuming over 16 A perphase is examined in the technical spec. IEC/TS61000-3-4 and should finally be determined bythe projected standards IEC 61000-3-12.c IEC 61000-2-2 which defines compatibilitylevels for harmonic voltages in public LV power

    supply systems (see fig.4 ).

    c IEC 61000-2-4 which defines compatibilitylevels in industrial networks.We would remind that compatibility level doesnot define an absolute limit. There remains someprobability to be slightly beyond the fixed level.

    Another standard, EN 50160, gives thecharacteristics of voltage supplied by a utilitynetwork.

    In France, EDF proposes a contract for largeconsumers called "Emeraude" which consists ina reciprocal commitment: a quality commitmentby EDF against limitation of pollution due to the

    consumer.

    c synchronous machines: permissible statorcurrent distortion = 1.3 to 1.4%;c asynchronous machines: permissible statorcurrent distortion = 1.5 to 3.5%;c cables: permissible core-shielding voltagedistortion = 10%;

    Fig. 4 : compatibility level for individual harmonic voltages in low voltage distribution networks (IEC 61000-2-2).

    Odd harmonics Odd harmonics Even harmonicsnon multiples of 3 multiples of 3

    Harmonic Harmonic Harmonic Harmonic Harmonic Harmonicorder voltage order voltage order voltagen % n % n %

    5 6 3 5 2 2

    7 5 9 1.5 4 1

    11 3.5 15 0.3 6 0.5

    13 3 21 0.2 8 0.517 2 >21 0.2 10 0.5

    19 1.5 12 0.2

    23 1.5 >12 0.2

    25 1.5

    >25 0.2+0.5x25/n

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    Cahier Technique Schneider Electric no. 152 / p.9

    4 Harmonics generators

    In industrial applications, the main types ofequipment that generate harmonics are:c static converters,c arc furnaces,

    c lighting,c saturated reactors,c other equipment, such as rotating machineswhich generate slot harmonics (often negligible).

    4.1 Static converters on 3-phase networks

    Rectifier bridges and, more generally, staticconverters (made up of diodes and thyristors)generate harmonics.For instance, to deliver a perfect DC current,

    a Graetz bridge requires a rectangular pulsedAC current when the load is highly inductive(see fig. 5 ), or tips when the bridge is followedby a capacitor (see fig. 6 ).

    Load

    Phase current upstream from a delta-starconnected transformer supplying the rectifier

    Rectifier supply phase current

    T/6

    IT

    t

    T/6 T/3

    IT

    t

    u1

    i1

    C

    i1u1

    u2

    u3

    i2

    i3Load

    Fig. 5 : alternating current upstream of a Graetz bridge rectifier delivering a perfect direct current on a highly inductive load.

    Fig. 6 : alternating current upstream of a Graetz bridge rectifier followed by a capacitor.

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    In spite of their different waveforms, the currentsupstream and downstream from the delta-starconnected transformer have the samecharacteristic harmonic components.The characteristic harmonic components of thecurrent pulses supplying rectifiers have harmonicorders n, such as n = kp 1, where:c k = 1, 2, 3, 4, 5...c p = number of rectifier arms, for example:v Graetz bridge p = 6,v 6-pulse bridge p = 6,v 12-pulse bridge p = 12.Applying the formula, the p = 6 rectifiers citedabove generate harmonics 5, 7, 11, 13, 17, 19,23, 25, etc., and the p = 12 rectifiers generateharmonics 11, 13, 23, 25, etc.The characteristic harmonics are all odd-numbered and their currents, when nearing theideal case of figure 5, respect approximately theamplitude relation I n = I 1 /n where I 1 is theamplitude of the fundamental.This means that I 5 and I 7 will have the greatestamplitudes. Note that they can be eliminated byusing a 12-pulse bridge (p = 12).In practice, the current spectrum is slightlydifferent. New even and odd harmonics, referredto as non-characteristic harmonics, of lowamplitudes, are created and the amplitudes ofthe characteristic harmonics are modified byseveral factors including:c asymmetry,c inaccuracy in thyristor firing times,c switching times,c imperfect filtering.

    For thyristor bridges, a displacement of theharmonics as a function of the thyristor phaseangle may also be observed.Mixed thyristor-diode bridges generate evenharmonics. They are used only at low ratingsbecause the 2nd harmonic produces seriousdisturbances and is very difficult to eliminate.Other power converters such as cyclo-converters, dimmers, etc. have richer and morevariable spectra than rectifiers.

    Note that they are sometimes replaced byrectifiers using the PWM (Pulse WidthModulation) technique. These devices operate athigh chopping frequencies (around 20 kHz) andare generally designed to generate only lowlevels of harmonics.

    The harmonic currents of several converterscombine vectorially at the common supplybusbars. Their phases are generally unknownexcept for the case of diode rectifiers. It istherefore possible to attenuate the 5 th and 7 thcurrent harmonics using two equally loaded6-pulse diode bridges, if the couplings of the twopower supply transformers are carefully chosen(see fig. 7 ).

    Load Load

    I 5 and I 7 attenuated

    Dy 11

    6-pulsediodebridge

    Yy 0

    6-pulsediodebridge

    Equal loads

    I 5 and I 7(with phase-shift)

    I 5 and I 7

    Fig. 7 : attenuation circuit for I 5 and I 7 .

    Lighting systems made up of discharge lamps orfluorescent lamps are generators of harmoniccurrents.A 3 rd harmonic ratio may even exceed 100% incertain cases of modern fluocompact lamps.

    4.2 Lighting

    The neutral conductor then carries the sumof the 3 rd harmonic currents of the threephases, and may consequently be subjectedto dangerous overheating if not adequatelysized.

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    Cahier Technique Schneider Electric no. 152 / p.11

    4.3 Arc furnaces

    Arc furnaces used in the steel industry may be ofthe AC or DC type.

    AC arc furnaces (cf. fig. 8 )The arc is non-linear, asymmetric and unstable.It generates a spectrum including odd and evenharmonics as was well as a continuous spectrum(background noise at all frequencies).The spectrum depends on the type of furnace, itspower rating and the operation considered (e.g.melting, refining). Measurements are thereforerequired to determine the exact spectrum(see fig. 9 ).

    DC arc furnaces (cf. fig. 10 )The arc is supplied via a rectifier and is morestable than the arc in AC furnaces.

    The current drawn can be broken down into:c a spectrum similar to that of a rectifier,c a continuous spectrum lower than that of anAC arc furnace.

    Furnace

    Cable

    Transformer

    HV

    1 3 5 7 9 Order

    0,1

    1

    10

    100

    43,2

    1,3

    0,5

    Continuous spectrum

    in %

    100

    I nI 1

    Furnace

    Cable

    Transformer

    HV

    Cable

    Rectifier

    Fig. 8 : arc furnace supplied by AC power. Fig. 10 : arc furnace supplied by DC power.

    Fig. 9 : current spectrum for an arc furnace supplied by AC power.

    4.4 Saturated reactors

    The impedance of a saturable reactor is varyingwith the current flowing through it, resulting inconsiderable current distortion.

    This is, for instance, the case for transformersat no load, subjected to a continuousovervoltage.

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    4.5 Rotating machines

    Rotating machines generate high order slotharmonics, often of negligible amplitude.However small synchronous machines generate

    3rd

    order voltage harmonics than can have thefollowing detrimental effects:

    c continuous heating (without faults) of earthingresistors of generator neutrals;c malfunctioning of current relays designed to

    protect against insulation faults.

    4.6 Calculation model

    When calculating disturbances, static convertersand arc furnaces are considered to be harmoniccurrent generators (see fig. 11 ).

    To a large extent, the harmonic currents drawnby the disturbing equipment are independent ofthe other loads and the overall networkimpedance. These currents can therefore beconsidered to be injected into the network by thedisturbing equipment. It is simply necessary toarbitrarily change the sign so that, for calculationpurposes, the disturbing equipment can beconsidered as current sources.

    When harmonic current arguments (phase-shifts)are known, vector processing may be used. Fora number of single phase disturbing sources, itcould be of interest to use unbalanced modelling.

    The approximation is somewhat less accurate forarc furnaces. In this case, the current sourcemodel must be corrected by adding a carefullyselected parallel impedance.

    It is also possible to take into considerationexistent voltage harmonics at the connection toupstream network using the Norton equivalentmodel (see fig. 12 ).

    For each order of U H, the current I H is calculatedtaking into account Z and the downstreamnetwork impedance.

    IZ

    Downstream network

    ZI H UH

    Fig. 11 : harmonic current generators are modelled as current sources. Fig. 12 : Norton type equivalent model.

    4.7 Calculation method

    When the harmonic currents produced by distur-bing sources are known only for their amplitudes,the technical report IEC 61000-3-6 suggests amethod of adding the effects of such sources.

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    Cahier Technique Schneider Electric no. 152 / p.13

    5 Networks comprising disturbing equipment,the problem of amplification by resonance

    We will consider the two following cases:c networks without power capacitors;c networks with power capacitors.

    5.1 In the absence of capacitor banks, harmonic disturbances are limitedand proportional to the currents of the disturbing equipment

    In principle, in the range of frequenciesconcerned by harmonics, the network remains

    inductive.Its reactance is proportional to the frequencyand, as a first estimate, the effects of loads andresistance are negligible. The impedance of thenetwork, seen from a network node, is thereforelimited to the short-circuit reactance Xsc at thenode considered.The level of harmonic voltages can be estimatedfrom the power of the disturbing equipment andthe short-circuit power at the node (busbars) towhich the disturbing equipment is connected, theshort-circuit reactance considered to beproportional to the frequency (see fig. 13 ).

    In figure 13:

    Lsc = the short-circuit inductance of the network,seen from the busbars to which the disturbingequipment is connected, I n = currents of thedisturbing equipment,therefore:Xsc n = Lcc n = Lsc n(2 f1)therefore V n = Xsc n I n = Lsc n(2 f1) I nThe harmonic disturbances generally remainacceptable as long as the disturbing equipmentdoes not exceed a certain power level. However,this must be considered with caution asresonance (see the next section) may be

    present, caused by a nearby network possessingcapacitors and coupled via a transformer.Note : In reality, the harmonic inductance ofnetwork X, without capacitors (essentially adistribution network), represented by Lsc, can

    only be considered to be proportional to thefrequency in a rough approximation.For this reason, the network short-circuitimpedance is generally multiplied by a factor of 2or 3 for the calculations, especially when there isa major doubt on network characteristics.Therefore: X n = k n X 1 with k = 2 or 3.The harmonic impedance of a network is madeup of different constituents such as the shortcircuit impedance of the distribution system aswell as the impedance of the cables, lines,transformers, distant capacitors, machines andother loads (lighting, heating, etc.).

    I n

    VnXsc I

    Fig. 13 : the harmonic voltage V n is proportional to the current I n injected by the disturbing equipment.

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    At certain frequencies, resonance exists betweenthe capacitor bank and the reactance of the

    network seen from the bank terminals.The result is the amplification, with a varyingdegree of damping, of the harmonic currents andvoltages if the order of the resonance is the sameas that of one of the harmonic currents injectedby the disturbing equipment. This amplifieddisturbance can be dangerous to the equipment.This is a serious problem and will be dealt withhereafter.This phenomenon is referred to as parallelresonance.

    What is this parallel resonance and how canit cause dangerous harmonic disturbances?

    In so far as harmonic frequencies are concerned,and for a first approximation, the network may berepresented as in figure 14 .In this diagram:c Lsc = the short-circuit inductance of theupstream network seen from the busbars towhich the capacitor bank and the disturbingequipment are connected,c C = capacitors,c I n = current of the disturbing equipment,c Load = linear loads (JOULE effect,transmission of mechanical energy).In principle, we consider the short-circuit

    harmonic reactance seen from the busbars, i.e.the node (A) to which the capacitors, the loadsand the disturbing equipment are connected,giving V n = Z AOI n .The impedance versus frequency curves(see fig.15 ) show that:c for the resonance frequency f ar , the inductiveeffect is compensated for exactly by thecapacitive effect;c the reactance of the rejector circuit:v is inductive for low frequencies, including thefundamental frequency,

    Node A(busbars)

    Node A (busbars)

    Lsc C

    0

    I nVnLoad

    Lsc

    Source 50 Hz(Lsc, Zsc)

    C Linearload

    Disturbingload

    a : harmonic electrical representation of a phase

    b : single-line diagram

    I

    Fig. 14 : equivalent diagrams for a circuit subject to harmonic currents and including a capacitor bank.

    Fig. 15 : curves showing the impedance due to the loads and due to the resistance of the conductors.

    f (Hz)

    Capacitive

    0

    far

    Without capacitorsX = Lsc 2 f

    XWithout capacitorsIZI = Lsc 2 f

    f (Hz)far

    0

    IZI ~R

    Inductive

    v increases with frequency, becoming very highand suddenly capacitive at the resonance

    frequency f ar;c the maximum impedance value reached isroughly R = U 2 /P where P represents the sum ofthe active power values of the loaded motors,other than those supplied by a static converter.

    5.2 In the presence of a capacitor bank,harmonic disturbances may reach dangerous levels

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    If a harmonic current I n of order n, with the samefrequency as the parallel resonance frequencyfar , is injected by the disturbing equipment, thecorresponding harmonic voltage can beestimated as V n = R I n with n = n ar = f ar /f1.

    Estimation of n arThe order n ar of parallel resonance is the ratio ofthe resonance frequency f ar to the fundamentalfrequency f 1 (power frequency).Consider the most elementary industrial network,shown in the equivalent diagram in figure 16 ,including a capacitor bank C supplied by atransformer with a short-circuit inductance L T,where Lsc represents the short-circuitinductance of the distribution network seen fromthe upstream terminals of the transformer,

    f1

    2 (Lsc L ) Car

    T

    =+

    .

    As Lsc

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    A series resonance, between L and C, appears.As opposed to this resonance, which gives aminimum impedance, the parallel resonance isoften referred to an anti-resonance.The equation giving the frequency of the anti-

    resonance is: f 12 (Lsc L) C

    ar =+

    Lsc generally being small compared to L, theequation shows that the presence of reactor L,connected in series with the capacitors, rendersthe frequency f ar less sensitive to the variationsof the short-circuit inductance Lsc (from theconnection points = busbars A).

    Series resonanceThe branch made up of reactor L and capacitorC (see fig. 18 ), form a series resonance systemof impedance: Z = r + j (L - 1/C ) with:c a minimum resistive value r (resistance of theinductance coil) for the resonance frequency f r,c a capacitive reactance below the resonancefrequency f r ,

    0

    X

    Inductive

    Capacitive

    IZI

    f (Hz)

    f (Hz)0 r

    Ph1

    Neutral

    fr

    fr

    C

    L

    rf (Hz)

    0

    f (Hz)

    X

    Inductive

    Capacitivefr

    far

    far

    fr

    0

    IZI

    ~r

    c an inductive reactance above the resonancefrequency f r, where

    fr 1

    2 L C=

    The curves in figure 19 show the shape of thenetwork impedance, including the short-circuitimpedance and that of the LC branch, seen frombusbars A.The choice of f ar depends on Lsc, L and C, whilethat of f r depends only on L and C; f ar and f rtherefore become closer as Lsc becomes smallwith respect to L. The level of reactive powercompensation, and the voltage applied to thecapacitors, depend partly on L and C.

    The reactor L can be added in two differentmanners, depending on the position of the seriesresonance with respect to the spectrum. The twoforms of equipment are:c anti-harmonic reactors (for series resonanceoutside the spectrum lines);c filters (for series resonance on a spectrumline).

    Fig. 18 : impedance of the rejector circuit. Fig. 19 : network impedance at point A.

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    6 Anti-harmonic reactors

    An anti-harmonic reactor can be used to protecta capacitor bank against harmonic overloads.Such solutions are often referred to as detunedcapacitor banks or detuned filters.The reference diagram is once again figure 17.In this assembly, the choice of L is such that theLC branch (where L is the reactor and C thereactive power compensation capacitors)behaves inductively for the harmonic frequencies,over the spectrum.As a result, the resonance frequency f r of thisbranch will be below the spectrum of the

    disturbing equipment.The LC branch and the network (Lsc) are thenboth inductive over the spectrum and the harmoniccurrents injected by the disturbing equipment aredivided in a manner inversely proportional to theimpedance. Harmonic currents are thereforegreatly restricted in the LC branch, protecting thecapacitors, and the major part of the harmoniccurrents flow in the rest of the network,especially in the short-circuit impedance.The shape of the network impedance, seen fromthe busbars to which the LC branch isconnected, is shown in figure 20 .

    There is no anti-resonance inside the currentspectrum. The use of an anti-harmonic reactortherefore offers two advantages:c it eliminates the danger of high harmoniccurrents in the capacitors;c it correlatively eliminates the high distortions ofthe network voltage, without however loweringthem to a specified low value.

    Certain precautions are necessary:c No other capacitor banks must be present thatcould induce, through anti-resonance, acapacitive behaviour in the initial network insidethe spectrum;c Care must be taken not to introduce an anti-resonance with a frequency used by thedistribution utility for carrier-current control, sincethis would place an increased load on the highfrequency generators (175 Hz, 188 Hz). Anti-harmonic reactors are generally tuned for f rbetween 135 to 225 Hz for a 50 Hz network.c Due to the continuous spectrum, the use ofanti-harmonic reactors on arc furnaces requirescertain precautions which can only be definedafter carrying out special studies.

    IZI

    f1 fr

    Theoritical impedance withoutthe LC branch

    far

    f (Hz)

    Harmonic currentspectrum

    Fig. 20 : the capacitors are protected when f r is well bellow the harmonic spectrum.

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    7 Filters

    Filters are used when it is necessary to limitharmonic voltages present on a network to aspecified low value.Three types of filters may be used to reduceharmonic voltages:

    c resonant shunt filters,c damped filters,c active filters.

    7.1 Resonant shunt filters

    The resonant shunt filter (see fig. 18) is made upof an LC branch with a frequency of

    fr 1

    2 L C=

    tuned to the frequency of the voltage harmonic tobe eliminated.

    This approach is therefore fundamentallydifferent than that of reactor-connectedcapacitors already described.

    At fr, the resonant shunt presents a low minimumimpedance with respect to the resistance r of thereactor. It therefore absorbs nearly all theharmonic currents of frequency f r injected, withlow harmonic voltage distortion (sinceproportional to the product of the resistance rand the current flowing in the filter) at thisfrequency.In principle, a resonant shunt is installed for eachharmonic to be limited. They are connected tothe busbars for which harmonic voltage reductionis specified. Together they form a filter bank.Figure 21 shows the harmonic impedance of anetwork equipped with a set of four filters tuned

    to the 5 th, 7 th, 11 th and 13 th harmonics. Note thatthere are as many anti-resonances as there arefilters. These anti-resonances must be tuned tofrequencies between the spectrum lines. Acareful study must therefore be carried out if it is

    judged necessary to segment the filter bank.

    Main characteristics of a resonant shuntThe characteristics depend on n r = fr /f1 the orderof the filter tuning frequency, with:c fr = tuning frequency,c f1 = fundamental frequency (generally thepower frequency, e.g. 50 Hz).

    These characteristics are:c The reactive power for compensation: Q var .The resonant shunt, behaving as a capacitorbelow its tuning frequency, contributes to thecompensation of reactive power at the powerfrequency.The reactive power produced by the shunt at theconnection busbars, for an operating voltage U 1,is given by the following equation:

    Q var 12

    nn

    U C 2 fr2

    r 12 1=

    1 5 7 11 13 f/f 1

    IZI

    Fig. 21 : impedance of a network equipped with shunt filters.

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    (note that the subscript 1 refers to thefundamental); C is the phase-to-neutralcapacitance of one of the 3 branches of the filterbank represented as a star.At first glance, the presence of a reactor would

    not be expected to increase the reactive powersupplied. The reason is the increase in voltage atpower frequency f 1 caused by the inductance atthe capacitor terminals.

    c Characteristic impedance X0 LC

    =

    c The quality factor q = X 0 /rAn effective filter must have a reactor with alarge quality factor q, therefore r

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    Figure 23 shows one of the three phases of thefilter.The 2 nd order damped filter has zero reactancefor a frequency f r higher than the frequency fwhere:

    f 12 L C

    =

    and fr 1 Q q2 q (Q 1) L C2

    = +

    .

    where:Q = the quality factor of the damped filter,q = the quality factor of the reactor.The filter is designed so that f r coincides with thefirst characteristic line of the spectrum to befiltered. This line is generally the largest.When Q (or R) take on high values, f r tendstowards f, which means that the resonant shuntis a limiting case of the 2 nd order damped filter.It is important not to confuse Q, the qualityfactor, with Q

    var, the reactive power of the filter

    for compensation.The 2 nd order damped filter operates as follows:c Below f rThe damping resistor contributes to the reductionof the network impedance at anti-resonance,thereby reducing any harmonic voltages.c At frThe reduction of the harmonic voltage to aspecified value is possible since, at thisfrequency, no resonance can occur between thenetwork and the filter, the latter presenting animpedance of a purely resistive character.

    However, this impedance being higher than theresistance r of the reactor, the filteringperformance is less than for a resonant shunt.c Above f rThe filter presents an inductive reactance of thesame type as the network (inductive), which letsit absorb, to a certain extent, the spectrum linesgreater than f r, and in particular any continuousspectrum that may be present. However, anti-resonance, if present in the impedance of the

    network without the filter, due to the existingcapacitor banks, reduces the filtering performance.For this reason, existing capacitor banks must betaken into account in the design of the networkand, in some cases, must be adapted.

    The main electrical characteristics of a 2nd

    orderdamped filter depend on n r = fr / f1 , the order ofthe filter tuning frequency, with:c fr = tuning frequency,c f1 = fundamental frequency (generally thepower frequency, e.g. 50 Hz).These characteristics are:c The reactive power for compensationFor a 2 nd order damped filter at operating voltageU1 (the subscript 1 referring to the fundamental),the reactive power is roughly the same as for aresonant shunt with the same inductance andcapacitance, i.e. in practice:

    Q nn U C 2 fvar 12 r2

    r 12 1=

    C is the phase-to-neutral capacitance of one ofthe 3 branches of the filter bank represented asa star.

    c Characteristic impedance X0 LC

    =

    c The quality factor of the reactor q = X 0 /rwhere r is the resistance of the reactor,dependent on the skin effect and defined atfrequency f r.c The quality factor of the filter Q = R/X 0The quality factors Q used are generallybetween 2 and 10.c The losses due to the fundamentalcompensation current and to the harmoniccurrents; these are higher than for a resonantshunt and can only be determined throughnetwork analysis.The damped filter is used alone or in a bankincluding two filters. It may also be used togetherwith a resonant shunt, with the resonant shunttuned to the lowest lines of the spectrum.

    0

    f (Hz)

    fr

    f

    X

    Inductive

    Capacitive

    Neutral

    r

    C

    L

    Phase

    R

    Fig. 23 : 2 nd order damped filter.

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    8 Example of the analysis of a simplified network

    The diagram in figure 26 represents a simplifiednetwork comprising a 2,000 kVA six-pulse rectifier,injecting a harmonic current spectrum, and thefollowing equipment which will be consideredconsecutively in three different calculations:c a single 1,000 kvar capacitor bank;c anti-harmonic reactor-connected capacitorequipment rated 1,000 kvar;c a set of two filters comprising a resonant shunttuned to the 5 th harmonic and a 2 nd orderdamped filter tuned to the 7 th harmonic.

    Note that:c the 1,000 kvar compensation power is requiredto bring the power factor to a conventional value;c the harmonic voltages already present on the20 kV distribution network have been neglectedfor the sake of simplicity.

    This example will be used to compare theperformance of the three solutions, however theresults can obviously not be applied directly toother cases.

    Fig. 26 : installation with disturbing equipment, capacitors and filters.

    Motor

    Network20 kVI sc 12.5 kA

    20/5.5 kV5,000 kVAUsc 7.5 %Pcu 40 kW

    5,5/0.4 kV1,000 kVAUsc 5 %Pcu 12 kW

    560 kW

    500 kVA at cos = 0.9

    2,000 kVADisturbing equipment

    Capa.

    Reactor+capa.

    Resonant shuntand2nd order damped filter

    Load

    8.1 Capacitor bank alone

    The network harmonic impedance curve (seefig. 27 ), seen from the node where the harmoniccurrents are injected, exhibits a maximum (anti-resonance) in the vicinity of the 7 th currentharmonic. This results in an unacceptableindividual harmonic voltage distortion of 11% forthe 7 th harmonic (see fig. 28 ).The following characteristics are also unacceptable:c a total harmonic voltage distortion of 12.8% forthe 5.5 kV network, compared to the maximumpermissible value of 5% (without considering therequirements of special equipment);c a total capacitor load of 1.34 times the rmscurrent rating, exceeding the permissiblemaximum of 1.3 (see fig. 29 ).

    The solution with capacitors alone is thereforeunacceptable.

    Fig. 27 : harmonic impedance seen from the node where the harmonic currents are injected in a network

    equipped with a capacitor bank alone.

    H7.75

    38.2

    Z (

    )

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    8.3 Resonant shunt filter tuned to the 5 th harmonicand a damped filter tuned to the 7 th harmonic

    In this example, the distribution of the reactivepower between the two filters is such that the

    filtered 5 th and 7 th voltage harmonics haveroughly the same value. In reality, this is notrequired.

    Harmonic impedance (see fig. 33 )The network harmonic impedance curve, seenfrom the node where the harmonic currents areinjected, exhibits a maximum of 9.5 ohms (anti-resonance) in the vicinity of harmonic 4.7.For the 5 th harmonic, this impedance is reducedto the reactor resistance, favouring the filtering ofthe 5 th harmonic quantities.For the 7 th harmonic, the low, purely resistiveimpedance of the damped filter also reduces theindividual harmonic voltage.For harmonics higher than the tuning frequency,the damped filter impedance curve reduces thecorresponding harmonic voltages.This equipment therefore offers an improvementover the second solution (reactor-connectedcapacitors).

    Voltage distorsion (see fig. 34 )For the 5.5 kV network, the individual harmonicvoltage ratios of 0.96%, 0.91%, 1.05% and 1%for the 5 th, 7 th, 11 th and 13 th harmonicsrespectively are acceptable for most sensitive

    loads. The total harmonic voltage distortionis 1.96%.For the 20 kV network, the total harmonicdistortion is only 0.26%, an acceptable value forthe distribution utility.

    Capacitor current loadThe capacitor rating must be adequately chosenconsidering the overvoltage at fundamentalfrequency, the harmonic voltages and currents.This example demonstrates an initial approachto the problem. However in practice, over andabove the calculations relative to the circuitelements (L, r, C and R), other calculations are

    required before proceeding with theimplementation of any solution:c the spectra of the currents flowing in thereactors connected to the capacitors;c the total voltage distortion at the capacitorterminals;c reactor manufacturing tolerances and meansfor adjustment if necessary;

    Z ( )

    H4.7

    9.5

    75

    5 7 H11 13

    0.91 %

    V (%)

    0.96 %1.05 %

    1 %

    Fig. 34 : harmonic voltage spectrum of a 5.5 kV network equipped qith a resonant shunt filter tuned to the 5 th harmonic and a damped filter tuned to the 7 th

    harmonic.

    Fig. 33 : harmonic impedance seen from the node

    where the harmonic currents are injected in a network equiped with a resonant shunt filter tuned to the 5 th

    harmonic and a damped filter tuned to the 7 th

    harmonic.

    c the spectra of the currents flowing in theresistors of the damped filters and their total rmsvalue;c voltage and energy transients affecting thefilter elements during energisation.These more difficult calculations, requiring asolid understanding of both the network and theequipment, are used to determine all the electro-technical information required for the filtermanufacturing specifications.

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    Bibliography

    Standards & recommendationsc IEC 60146: Semi-conductor converters.

    c IEC 60287: Calculation of the continuouscurrent rating of cables.

    c IEC 60871: Shunt capacitors for AC powersystems having a rated voltage above 660 V.

    c IEC 61000-2-2: Compatibility levels for low-frequency conducted disturbances and signallingin public low-voltage power supply systems.

    c IEC 61000-2-4: Compatibility levels inindustrial plants for low-frequency conducteddisturbances.c IEC 61000-3-2: Limits for harmonic currentemissions for equipment with input current notexceeding 16 A per phase.

    c IEC 61000-3-4: Limitation of emission ofharmonic currents in low-voltage power supplysystems for equipment with rated current greaterthan 16 A.

    c IEC 61642: Industrial a.c. networks affected byharmonics - Application of filters and shuntcapacitors.

    c IEEE 519: Recommended practices andrequirements for harmonic control in electricalpower systems - 1992.

    Schneider Electric Cahiers Techniquesc Electrical disturbances in LV.R. CALVAS, Cahier Technique no. 141

    c Active harmonic conditioners and unity powerfactor rectifiers.E. BETTEGA, J.N. FIORINA,Cahier Technique no. 183

    Other publicationsc Direct current transmission, volume 1.E. W. KIMBARK.published by: J. WILEY and SONS.

    c Perturbations des rseaux industriels et dedistribution. Compensation par procdsstatiques.Rsonances en prsence des harmoniquescrs par le convertisseurs de puissance et lesfours arc associs des dispositifs decompensation.(Disturbances on industrial and distributionnetworks. Compensation by statisticalprocesses.Resonance in the presence of harmonicscreated by power converters and arc furnacesassociated with compensation equipment.)

    Michel LEMOINE DER EDF.RGE T 87 no. 12, 12/78.c Pollution de la tension(Voltage disturbances).P. MEYNAUD - SER-DER EDF.RGE T 89 n 9 09/80.c Harmonics, characteristic parameters,methods of study, estimates of existing values inthe network.(ELECTRA) CIGRE 07/81.

    c Courants harmoniques dans les redresseurstriphass commutation force.(Harmonic currents in forced commutation

    3-phase rectifiers)W. WARBOWSKI - CIRED 81.

    c Origine et nature des perturbations dans lesrseaux industriels et de distribution.(Origin and nature of disturbances in industrialand distribution networks).Guy BONNARD - SER-DER-EDFRGE 1/82.

    c Electrical power systems qualityDUGAN, McGRANAGAN, BEATYMcGraw-Hill, 1996.

    c Line harmonics of converters with DC motorloads.A. DAVID GRAHAM andEMIL T. SCHONHOLZER.IEEE transactions on industry applications.Volume IA 19 no. 1 02/83.

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    c Filtrage d'harmoniques et compensation depuissance ractive - Optimisation desinstallations de compensation en prsenced'harmoniques.(Harmonic filtering and reactive powercompensation - Optimising compensationinstallations in the presence of harmonics).P. SGARZI and S. THEOLERE,SEE Seminar RGE no. 6 06/88.

    c Les harmoniques et les installationslectriquesA. KOUYOUMDJIANSCHNEIDER ELECTRIC, 05/98(rf. MD1HRM1F).

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    h n e

    i d e r

    E l e c

    t r i c