2013 sec systemic report using initial form pf data
DESCRIPTION
TRANSCRIPT
Graphical Summary Of Private Fund
Systemic Reports
As Reported To Congress By SEC’s Division Of Investment Management On July
25, 2013
Sources & Uses of Data
• Sources– Form PF as-of May 15, 2013
– Form ADV
• Uses– FSOC via Treasury’s Office of Financial Research
– International Organization of Securities Commission (IOSCO)
– Other SEC Divisions
• Enforcement, Investment Management, Economic & Risk Analysis
• Integration into Analytical Tools(Aberrational Performance Inquiry
tool, etc..)
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Fund Data
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Fund Type
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Advisor Location
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Domicile
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Liquidity
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Redemption
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About PTT
2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
Performance Thinking &Technologies, Inc.
(PTT) helps private funds with investment
operations. We solve the difficult problems
so funds can maintain their focus on the
capital markets.
PTT’s service model enables the following
client benefits:
� Highly Experienced Investment Resources
� Specialty-skills in Analytics, Modeling, &
Risk
� Deep Technical Knowledge & Knowledge
Transfer Program
For More Information:
H. Seth Berlin
Principal
Performance Thinking & Technologies
612.605.1503
www.p-t-t.com