2015 dallas/fort worth five star wealth managers€¦ · the portfolio management program is an...

32
SPECIAL ADVERTISING SECTION texasmonthly.com WMD-1 www.fivestarprofessional.com Finding a wealth manager who suits your needs can be a daunting task. In fact, many consumers have a hard time figuring out where to even begin. Sometimes, a few simple questions can set one off on the right path. Asking a wealth manager what makes working with him or her a unique experience can help you understand how they work and if their style meshes with your own. Further, asking a financial advisor to talk about any specialties they might have can help uncover skills you might find useful. Ultimately, how do you find an experienced wealth manager who you feel comfortable working with? One who has high retention rates? One who has undergone a thorough complaint and regulatory review? One who has tenure in the industry? Texas Monthly and Five Star Professional partnered to find wealth managers who satisfy 10 objective eligibility and evaluation criteria. Among many distinguishing attributes, the average one-year client retention rate for this year’s award winners is more than 96 percent. Although this list is a useful tool for anyone looking for help in managing their financial world or implementing aspects of their financial strategies, it should not be considered exhaustive. Undoubtedly, there are many excellent wealth managers who, for one reason or another, are not on this year’s list. In order to consider a broad population of high-quality wealth managers, award candidates are identified by one of three sources: firm nomination, peer nomination or pre-qualification based on industry standing. Self-nominations are not accepted. Dallas/Forth Worth award candidates were identified using internal and external research data. Award A Select • Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. • The Five Star award is not indicative of the wealth manager’s future performance. • Wealth managers may or may not use discretion in their practice and therefore may not manage their clients’ assets. • The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or Texas Monthly. • Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future. • Five Star Professional is not an advisory firm, and the content of this article should not be considered financial advice. For more information on the Five Star award and the research/selection methodology, go to www.fivestarprofessional.com. • 2,862 award candidates in the Dallas/Fort Worth region were considered for the Five Star Wealth Manager award. 684 (approximately 24 percent of the award candidates) were named 2015 Five Star Wealth Managers. Disclosures Research of Award Winners Determination Regulatory Review As defined by Five Star Professional, the wealth manager has not: • Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine. • Had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or Five Star Professional’s consumer complaint process. • Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority. • Filed for personal bankruptcy. • Been convicted of a felony. Five Star Professional conducts a regulatory review of each nominated wealth manager using the Investment Adviser Public Disclosure (IAPD) website. Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history exists. Data submitted through these processes was applied per the above criteria: • Each wealth manager who passes the Five Star Professional regulatory review must attest that they meet the definition of favorable regulatory history, based upon the criteria listed above. • Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a wealth manager. • Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use the services of wealth managers in order to provide consumers the opportunity to submit complaints regarding a wealth manager. Five Star Wealth Managers Evaluation Criteria - Considered 6. One-year client retention rate. 7. Five-year client retention rate. 8. Non-institutional discretionary and/or non-discretionary client assets administered. 9. Number of client households served. 10. Education and professional designations. Eligibility Criteria – Required 1. Credentialed as an investment advisory representative or a registered investment advisor. 2. Actively employed as a credentialed professional in the financial services industry for a minimum of five years. 3. Favorable regulatory and complaint history review. 4. Fulfilled their firm review based on internal firm standards. 5. Accepting new clients. Award candidates who satisfied 10 objective eligibility and evaluation criteria were named 2015 Five Star Wealth Managers. For more information on the program, go to www.fivestarprofessional.com/wm_program. 2015 Dallas/Fort Worth ROFE PROFES AR PROFESSIO STAR PROFESSION E STAR PROFESSIONAL IVE STAR PROFESSIONAL FIVE STAR PROFESSIONA FIVE STAR PROFESSION VE STAR PROFESS STAR PROFES TAR PROF R PR

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Page 1: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-1wwwfivestarprofessionalcom

Finding a wealth manager who suits your needs can be a daunting task In fact many consumers have a hard time figuring out where to even begin

Sometimes a few simple questions can set one off on the right path Asking a wealth manager what makes working with him or her a unique experience can help you

understand how they work and if their style meshes with your own Further asking a financial advisor to talk about any specialties they might have can help uncover skills you might find useful

Ultimately how do you find an experienced wealth manager who you feel comfortable working with One who has high retention rates One who has undergone a thorough complaint and regulatory review One who has tenure in the industry

Texas Monthly and Five Star Professional partnered to find wealth managers who satisfy 10 objective eligibility and evaluation criteria Among many distinguishing attributes the average one-year client retention rate for this yearrsquos award winners is more than 96 percent Although this list is a useful tool for anyone looking for help in managing their financial world or implementing aspects of their financial strategies it should not be considered exhaustive Undoubtedly there are many excellent wealth managers who for one reason or another are not on this yearrsquos list

In order to consider a broad population of high-quality wealth managers award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification based on industry standing Self-nominations are not accepted DallasForth Worth award candidates were identified using internal and external research data

AwardA Select

bull Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers bull The Five Star award is not indicative of the wealth managerrsquos future performance bull Wealth managers may or may not use discretion in their practice and therefore may not manage their clientsrsquo assets

bull The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or Texas Monthly

bull Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award and the researchselection methodology go to wwwfivestarprofessionalcom

bull 2862 award candidates in the DallasFort Worth region were considered for the Five Star Wealth Manager award 684 (approximately 24 percent of the award candidates) were named 2015 Five Star Wealth Managers

DisclosuresResearch

of Award WinnersDetermination

Regulatory ReviewAs defined by Five Star Professional the wealth manager has not

bull Been subject to a regulatory action that resulted in a license being suspended orrevoked or payment of a fine

bull Had more than a total of three customer complaints filed against them (settled or pending) with any regulatory authority or Five Star Professionalrsquos consumercomplaint process

bull Individually contributed to a financial settlement of a customer complaint filed witha regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each nominated wealth manager using the Investment Adviser Public Disclosure (IAPD) website Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history exists Data submitted through these processes was applied per the above criteria

bull Each wealth manager who passes the Five Star Professional regulatory review mustattest that they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a wealth manager

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use the services of wealth managers in order to provide consumers the opportunity to submit complaints regarding a wealth manager

Five Star Wealth Managers

Evaluation Criteria - Considered

6 One-year client retention rate

7 Five-year client retention rate

8 Non-institutional discretionary andor non-discretionary client assetsadministered

9 Number of client households served

10 Education and professional designations

Eligibility Criteria ndash Required

1 Credentialed as an investment advisory representative or a registeredinvestment advisor

2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years

3 Favorable regulatory and complaint history review

4 Fulfilled their firm review based on internal firm standards

5 Accepting new clients

Award candidates who satisfied 10 objective eligibility and evaluation criteria were named 2015 Five Star Wealth Managers

For more information on the program go to wwwfivestarprofessionalcomwm_program

2015 DallasFort Worth

FIVE S

TAR PROFESSIO

NAL

FIVE

STARPROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TARPROFESSIO

NAL

FIVE

STAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TARPROFESSIO

NAL

FIVE

STAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TARPROFESSIO

NAL

FIVE

STAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TARPROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-2 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2015 winner David J Miller

Simplifying Your Financial Life

David J Miller

Davidrsquos clients are successful busy people who spend so much time at their careers and with their families that they have little left over to monitor markets and manage their investment portfolios As a credentialed Morgan Stanley Portfolio Manager he assumes responsibility for his clientsrsquo day-to-day investment decisions whether they are seeking to accumulate assets preserve capital andor generate income for retirement

Beyond investing David is a CERTIFIED FINANCIAL PLANNERtrade professional and a Chartered Financial Consultantreg who can help you create strategies to address both sides of your personal balance sheet and virtually every aspect of your fi nancial life He is supported by the vast resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms and a team of in-house professionals who are always available to consult with you on such diverse issues as

bull Retirement planning

bull Private banking

bull Trusts and estate planning strategies

bull Alternative investments

bull Risk management

In addition David and his Morgan Stanley colleagues take pride in the level of service they off er mdash service that doesnrsquot stop at 5 pm and is always personalized to refl ect the unique needs of each client

David provides complimentary consultations for prospective clients with more than $500000 in investable assets and a desire to spend more time pursuing interests that truly matter to them He is committed to helping clients reach their most important objectives by relieving them of investment decisions they have neither the time nor inclination to make and by making those decisions with the needs of his clients fi rmly in mind

bull Experienced fi nancial advisor with such prestigious industry designations as CERTIFIED FINANCIAL PLANNERtrade professional and

Chartered Financial Consultantreg

bull Discretionary investment management with an emphasis on preserving capital and generating income for retirement

bull Comprehensive planning to address fi nancial issues beyond your portfolio

bull Backed by the extensive resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms

bull Committed to responsive personalized service that simplifi es your fi nancial life Left to right Seated Taylor Seff els Vice President Associate Private Banker Sonya Prince Senior Client Service Associate Denise Elliott Client Service Associate Jules Nored Senior Client Service Associate Standing T Ray Baker First Vice President Branch Manager Mathew Jagla Private Banker Advisory Associate 2015 winner David Miller Senior Vice President Financial Advisor

Chris Colon Financial Advisor Glenn Towles Consulting Group Regional Director

7500 Dallas Parkway Suite 500 | Plano TX 75024Phone 972-943-7238 | Toll-free 800-965-8207

david6millermorganstanleycom | wwwmorganstanleyfacomdavidmiller

The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program The Portfolio Management program is an investment advisory program in which the clientrsquos Financial Advisor invests the clientrsquos assets on a discretionary basis in a range of securities The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2 available at

wwwmorganstanleycomADV or from your Financial Advisor Private Bankers are employees of Morgan Stanley Private Bank National Association Member FDIC Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg CERTIFIED FINANCIAL PLANNERtrade and federally registered CFP (with flame design) in the US Morgan Stanley Smith Barney LLC (ldquoMorgan Stanleyrdquo) its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do

not provide tax or legal advice Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Senior Vice President Senior Portfolio Manager Financial Advisor CFPreg ChFCreg

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-3wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2015 winner David J Miller

Simplifying Your Financial Life

David J Miller

Davidrsquos clients are successful busy people who spend so much time at their careers and with their families that they have little left over to monitor markets and manage their investment portfolios As a credentialed Morgan Stanley Portfolio Manager he assumes responsibility for his clientsrsquo day-to-day investment decisions whether they are seeking to accumulate assets preserve capital andor generate income for retirement

Beyond investing David is a CERTIFIED FINANCIAL PLANNERtrade professional and a Chartered Financial Consultantreg who can help you create strategies to address both sides of your personal balance sheet and virtually every aspect of your fi nancial life He is supported by the vast resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms and a team of in-house professionals who are always available to consult with you on such diverse issues as

bull Retirement planning

bull Private banking

bull Trusts and estate planning strategies

bull Alternative investments

bull Risk management

In addition David and his Morgan Stanley colleagues take pride in the level of service they off er mdash service that doesnrsquot stop at 5 pm and is always personalized to refl ect the unique needs of each client

David provides complimentary consultations for prospective clients with more than $500000 in investable assets and a desire to spend more time pursuing interests that truly matter to them He is committed to helping clients reach their most important objectives by relieving them of investment decisions they have neither the time nor inclination to make and by making those decisions with the needs of his clients fi rmly in mind

bull Experienced fi nancial advisor with such prestigious industry designations as CERTIFIED FINANCIAL PLANNERtrade professional and

Chartered Financial Consultantreg

bull Discretionary investment management with an emphasis on preserving capital and generating income for retirement

bull Comprehensive planning to address fi nancial issues beyond your portfolio

bull Backed by the extensive resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms

bull Committed to responsive personalized service that simplifi es your fi nancial life Left to right Seated Taylor Seff els Vice President Associate Private Banker Sonya Prince Senior Client Service Associate Denise Elliott Client Service Associate Jules Nored Senior Client Service Associate Standing T Ray Baker First Vice President Branch Manager Mathew Jagla Private Banker Advisory Associate 2015 winner David Miller Senior Vice President Financial Advisor

Chris Colon Financial Advisor Glenn Towles Consulting Group Regional Director

7500 Dallas Parkway Suite 500 | Plano TX 75024Phone 972-943-7238 | Toll-free 800-965-8207

david6millermorganstanleycom | wwwmorganstanleyfacomdavidmiller

The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program The Portfolio Management program is an investment advisory program in which the clientrsquos Financial Advisor invests the clientrsquos assets on a discretionary basis in a range of securities The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2 available at

wwwmorganstanleycomADV or from your Financial Advisor Private Bankers are employees of Morgan Stanley Private Bank National Association Member FDIC Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg CERTIFIED FINANCIAL PLANNERtrade and federally registered CFP (with flame design) in the US Morgan Stanley Smith Barney LLC (ldquoMorgan Stanleyrdquo) its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do

not provide tax or legal advice Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Senior Vice President Senior Portfolio Manager Financial Advisor CFPreg ChFCreg

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-4 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford

Fee-Only National Award-Winning Firm

Heritage Financial Planning

At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive

The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship

We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry

We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award

Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues

With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice

If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call

Why donrsquot we work together

bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)

bull NAPFA fee-only fi duciary fi rm

bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey

Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231

Dallas 214-446-2100 | Mid-Cities 817-410-2500

TWO-YEAR WINNER

TWO-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-5wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford

Fee-Only National Award-Winning Firm

Heritage Financial Planning

At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive

The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship

We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry

We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award

Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues

With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice

If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call

Why donrsquot we work together

bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)

bull NAPFA fee-only fi duciary fi rm

bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey

Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231

Dallas 214-446-2100 | Mid-Cities 817-410-2500

TWO-YEAR WINNER

TWO-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-6 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg

Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg

Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities

When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs

We invite you to join our Quest client family Let us help you achieve your dreams

Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225

Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom

bull A strategic and best-practices approach to fi nancial planning and wealth management

bull More than $1 billion in assets under management for 500 families around the world

bull 27 years of helping clients achieve their fi nancial goals and build their legacies

Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC

Areas of Focus Wealth Management and Financial Planning

Quest Capital Management Inc

People and Processes That Fit With You and Your Life Goals

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-7wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2012 2013 2014 and 2015 Five Star Wealth Manager award winner

David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process

Meadors Wealth Management Group at Morgan Stanley

7500 Dallas Parkway Suite 500Plano TX 75024

Office 972-943-7256Toll-free 877-699-7017

davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors

bull Holistic wealth management

bull Personalized client support

bull Retirement fi nancial and estate planning

Four-year winner David E Meadors

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director

Retirement Isnrsquot an End Itrsquos Just the Beginning

Our area of focus is comprehensive wealth management strategies

FOUR-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-8 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley

The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady

Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals

Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225

Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom

By adhering to the values of honesty fairness and consistency in all dealings with our clients we

bull Place the interests of our clients at the forefront of every decision we make

bull Seek to understand the unique needs of our clients in order to provide personalized service

bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them

Wunderlich Securities Member FINRA SIPC

Michael E Crossley

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-9wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg

Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner

Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families

Good advice and proper planning can make all the diff erence

5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907

wwwsfgtexascom

bull Personal relationships built upon trust

bull Value- and goal-based fi nancial planning approach

bull Integrated investment retirement insurance and estate planning solutions

Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies

MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives

Areas of Focus Investment Management Financial Estate and Insurance Planning

Spectrum Financial Group

Imagine Design Live mdash Helping Clients Achieve Financial Balance

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-10 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms

Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and

ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being

Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change

2324A Cheek-Sparger Road Bedford TX 76021

Phone 817-267-9480 Fax 817-283-1772

infokirschassociatescomwwwkirschassociatescom

Call us today so that we can help you to

bull View your life holistically considering both external and internal factors

bull Implement tools and processes based on the science behind life-changing events

bull Organize prioritize and monitor the pieces of your fi nancial puzzle

bull Coordinate with your other advisors such as your attorneys or accountants

bull Transition to a new sense of well-being

Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)

Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC

Kirsch amp Associates

Your Partner Through Financial Transitions

TWO-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-11wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1330 Summit AvenueFort Worth TX 76102

Office 817-334-0351 Toll-free 866-4ROGERS

crogersrogerswealthgroupcomwwwrogerswealthgroupcom

bull Expertise access to the brightest minds in academia and fi nance

bull Partnership mutually benefi cial relationships where values are aligned

bull Discipline processes to uncover and achieve the goals of our clients

Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers

Four-year winner Craig Rogers

Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money

Rogers Wealth Group

Collaborative Total Wealth Management for Affluent Clients

Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients

FOUR-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

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NAL

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NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

FIVE S

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NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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NAL

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SPECIAL ADVERT IS ING SECT ION

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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NAL

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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NAL

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

FIVE S

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NAL

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NAL

FIVE S

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NAL

FIVE S

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NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 2: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-2 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2015 winner David J Miller

Simplifying Your Financial Life

David J Miller

Davidrsquos clients are successful busy people who spend so much time at their careers and with their families that they have little left over to monitor markets and manage their investment portfolios As a credentialed Morgan Stanley Portfolio Manager he assumes responsibility for his clientsrsquo day-to-day investment decisions whether they are seeking to accumulate assets preserve capital andor generate income for retirement

Beyond investing David is a CERTIFIED FINANCIAL PLANNERtrade professional and a Chartered Financial Consultantreg who can help you create strategies to address both sides of your personal balance sheet and virtually every aspect of your fi nancial life He is supported by the vast resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms and a team of in-house professionals who are always available to consult with you on such diverse issues as

bull Retirement planning

bull Private banking

bull Trusts and estate planning strategies

bull Alternative investments

bull Risk management

In addition David and his Morgan Stanley colleagues take pride in the level of service they off er mdash service that doesnrsquot stop at 5 pm and is always personalized to refl ect the unique needs of each client

David provides complimentary consultations for prospective clients with more than $500000 in investable assets and a desire to spend more time pursuing interests that truly matter to them He is committed to helping clients reach their most important objectives by relieving them of investment decisions they have neither the time nor inclination to make and by making those decisions with the needs of his clients fi rmly in mind

bull Experienced fi nancial advisor with such prestigious industry designations as CERTIFIED FINANCIAL PLANNERtrade professional and

Chartered Financial Consultantreg

bull Discretionary investment management with an emphasis on preserving capital and generating income for retirement

bull Comprehensive planning to address fi nancial issues beyond your portfolio

bull Backed by the extensive resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms

bull Committed to responsive personalized service that simplifi es your fi nancial life Left to right Seated Taylor Seff els Vice President Associate Private Banker Sonya Prince Senior Client Service Associate Denise Elliott Client Service Associate Jules Nored Senior Client Service Associate Standing T Ray Baker First Vice President Branch Manager Mathew Jagla Private Banker Advisory Associate 2015 winner David Miller Senior Vice President Financial Advisor

Chris Colon Financial Advisor Glenn Towles Consulting Group Regional Director

7500 Dallas Parkway Suite 500 | Plano TX 75024Phone 972-943-7238 | Toll-free 800-965-8207

david6millermorganstanleycom | wwwmorganstanleyfacomdavidmiller

The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program The Portfolio Management program is an investment advisory program in which the clientrsquos Financial Advisor invests the clientrsquos assets on a discretionary basis in a range of securities The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2 available at

wwwmorganstanleycomADV or from your Financial Advisor Private Bankers are employees of Morgan Stanley Private Bank National Association Member FDIC Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg CERTIFIED FINANCIAL PLANNERtrade and federally registered CFP (with flame design) in the US Morgan Stanley Smith Barney LLC (ldquoMorgan Stanleyrdquo) its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do

not provide tax or legal advice Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Senior Vice President Senior Portfolio Manager Financial Advisor CFPreg ChFCreg

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-3wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2015 winner David J Miller

Simplifying Your Financial Life

David J Miller

Davidrsquos clients are successful busy people who spend so much time at their careers and with their families that they have little left over to monitor markets and manage their investment portfolios As a credentialed Morgan Stanley Portfolio Manager he assumes responsibility for his clientsrsquo day-to-day investment decisions whether they are seeking to accumulate assets preserve capital andor generate income for retirement

Beyond investing David is a CERTIFIED FINANCIAL PLANNERtrade professional and a Chartered Financial Consultantreg who can help you create strategies to address both sides of your personal balance sheet and virtually every aspect of your fi nancial life He is supported by the vast resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms and a team of in-house professionals who are always available to consult with you on such diverse issues as

bull Retirement planning

bull Private banking

bull Trusts and estate planning strategies

bull Alternative investments

bull Risk management

In addition David and his Morgan Stanley colleagues take pride in the level of service they off er mdash service that doesnrsquot stop at 5 pm and is always personalized to refl ect the unique needs of each client

David provides complimentary consultations for prospective clients with more than $500000 in investable assets and a desire to spend more time pursuing interests that truly matter to them He is committed to helping clients reach their most important objectives by relieving them of investment decisions they have neither the time nor inclination to make and by making those decisions with the needs of his clients fi rmly in mind

bull Experienced fi nancial advisor with such prestigious industry designations as CERTIFIED FINANCIAL PLANNERtrade professional and

Chartered Financial Consultantreg

bull Discretionary investment management with an emphasis on preserving capital and generating income for retirement

bull Comprehensive planning to address fi nancial issues beyond your portfolio

bull Backed by the extensive resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms

bull Committed to responsive personalized service that simplifi es your fi nancial life Left to right Seated Taylor Seff els Vice President Associate Private Banker Sonya Prince Senior Client Service Associate Denise Elliott Client Service Associate Jules Nored Senior Client Service Associate Standing T Ray Baker First Vice President Branch Manager Mathew Jagla Private Banker Advisory Associate 2015 winner David Miller Senior Vice President Financial Advisor

Chris Colon Financial Advisor Glenn Towles Consulting Group Regional Director

7500 Dallas Parkway Suite 500 | Plano TX 75024Phone 972-943-7238 | Toll-free 800-965-8207

david6millermorganstanleycom | wwwmorganstanleyfacomdavidmiller

The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program The Portfolio Management program is an investment advisory program in which the clientrsquos Financial Advisor invests the clientrsquos assets on a discretionary basis in a range of securities The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2 available at

wwwmorganstanleycomADV or from your Financial Advisor Private Bankers are employees of Morgan Stanley Private Bank National Association Member FDIC Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg CERTIFIED FINANCIAL PLANNERtrade and federally registered CFP (with flame design) in the US Morgan Stanley Smith Barney LLC (ldquoMorgan Stanleyrdquo) its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do

not provide tax or legal advice Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Senior Vice President Senior Portfolio Manager Financial Advisor CFPreg ChFCreg

FIVE S

TAR PROFESSIO

NAL

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NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

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NAL

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NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-4 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford

Fee-Only National Award-Winning Firm

Heritage Financial Planning

At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive

The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship

We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry

We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award

Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues

With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice

If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call

Why donrsquot we work together

bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)

bull NAPFA fee-only fi duciary fi rm

bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey

Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231

Dallas 214-446-2100 | Mid-Cities 817-410-2500

TWO-YEAR WINNER

TWO-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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NAL

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TAR PROFESSIO

NAL

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NAL

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NAL

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NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-5wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford

Fee-Only National Award-Winning Firm

Heritage Financial Planning

At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive

The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship

We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry

We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award

Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues

With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice

If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call

Why donrsquot we work together

bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)

bull NAPFA fee-only fi duciary fi rm

bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey

Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231

Dallas 214-446-2100 | Mid-Cities 817-410-2500

TWO-YEAR WINNER

TWO-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-6 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg

Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg

Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities

When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs

We invite you to join our Quest client family Let us help you achieve your dreams

Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225

Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom

bull A strategic and best-practices approach to fi nancial planning and wealth management

bull More than $1 billion in assets under management for 500 families around the world

bull 27 years of helping clients achieve their fi nancial goals and build their legacies

Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC

Areas of Focus Wealth Management and Financial Planning

Quest Capital Management Inc

People and Processes That Fit With You and Your Life Goals

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-7wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2012 2013 2014 and 2015 Five Star Wealth Manager award winner

David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process

Meadors Wealth Management Group at Morgan Stanley

7500 Dallas Parkway Suite 500Plano TX 75024

Office 972-943-7256Toll-free 877-699-7017

davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors

bull Holistic wealth management

bull Personalized client support

bull Retirement fi nancial and estate planning

Four-year winner David E Meadors

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director

Retirement Isnrsquot an End Itrsquos Just the Beginning

Our area of focus is comprehensive wealth management strategies

FOUR-YEAR WINNERFIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-8 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley

The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady

Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals

Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225

Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom

By adhering to the values of honesty fairness and consistency in all dealings with our clients we

bull Place the interests of our clients at the forefront of every decision we make

bull Seek to understand the unique needs of our clients in order to provide personalized service

bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them

Wunderlich Securities Member FINRA SIPC

Michael E Crossley

THREE-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-9wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg

Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner

Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families

Good advice and proper planning can make all the diff erence

5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907

wwwsfgtexascom

bull Personal relationships built upon trust

bull Value- and goal-based fi nancial planning approach

bull Integrated investment retirement insurance and estate planning solutions

Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies

MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives

Areas of Focus Investment Management Financial Estate and Insurance Planning

Spectrum Financial Group

Imagine Design Live mdash Helping Clients Achieve Financial Balance

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-10 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms

Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and

ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being

Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change

2324A Cheek-Sparger Road Bedford TX 76021

Phone 817-267-9480 Fax 817-283-1772

infokirschassociatescomwwwkirschassociatescom

Call us today so that we can help you to

bull View your life holistically considering both external and internal factors

bull Implement tools and processes based on the science behind life-changing events

bull Organize prioritize and monitor the pieces of your fi nancial puzzle

bull Coordinate with your other advisors such as your attorneys or accountants

bull Transition to a new sense of well-being

Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)

Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC

Kirsch amp Associates

Your Partner Through Financial Transitions

TWO-YEAR WINNERFIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-11wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1330 Summit AvenueFort Worth TX 76102

Office 817-334-0351 Toll-free 866-4ROGERS

crogersrogerswealthgroupcomwwwrogerswealthgroupcom

bull Expertise access to the brightest minds in academia and fi nance

bull Partnership mutually benefi cial relationships where values are aligned

bull Discipline processes to uncover and achieve the goals of our clients

Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers

Four-year winner Craig Rogers

Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money

Rogers Wealth Group

Collaborative Total Wealth Management for Affluent Clients

Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients

FOUR-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

FIVE S

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FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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NAL

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TAR PROFESSIO

NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

SPECIAL ADVERT IS ING SECT ION

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

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Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

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Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

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TAR PROFESSIO

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TAR PROFESSIO

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 3: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-3wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2015 winner David J Miller

Simplifying Your Financial Life

David J Miller

Davidrsquos clients are successful busy people who spend so much time at their careers and with their families that they have little left over to monitor markets and manage their investment portfolios As a credentialed Morgan Stanley Portfolio Manager he assumes responsibility for his clientsrsquo day-to-day investment decisions whether they are seeking to accumulate assets preserve capital andor generate income for retirement

Beyond investing David is a CERTIFIED FINANCIAL PLANNERtrade professional and a Chartered Financial Consultantreg who can help you create strategies to address both sides of your personal balance sheet and virtually every aspect of your fi nancial life He is supported by the vast resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms and a team of in-house professionals who are always available to consult with you on such diverse issues as

bull Retirement planning

bull Private banking

bull Trusts and estate planning strategies

bull Alternative investments

bull Risk management

In addition David and his Morgan Stanley colleagues take pride in the level of service they off er mdash service that doesnrsquot stop at 5 pm and is always personalized to refl ect the unique needs of each client

David provides complimentary consultations for prospective clients with more than $500000 in investable assets and a desire to spend more time pursuing interests that truly matter to them He is committed to helping clients reach their most important objectives by relieving them of investment decisions they have neither the time nor inclination to make and by making those decisions with the needs of his clients fi rmly in mind

bull Experienced fi nancial advisor with such prestigious industry designations as CERTIFIED FINANCIAL PLANNERtrade professional and

Chartered Financial Consultantreg

bull Discretionary investment management with an emphasis on preserving capital and generating income for retirement

bull Comprehensive planning to address fi nancial issues beyond your portfolio

bull Backed by the extensive resources of Morgan Stanley one of the worldrsquos most respected fi nancial services fi rms

bull Committed to responsive personalized service that simplifi es your fi nancial life Left to right Seated Taylor Seff els Vice President Associate Private Banker Sonya Prince Senior Client Service Associate Denise Elliott Client Service Associate Jules Nored Senior Client Service Associate Standing T Ray Baker First Vice President Branch Manager Mathew Jagla Private Banker Advisory Associate 2015 winner David Miller Senior Vice President Financial Advisor

Chris Colon Financial Advisor Glenn Towles Consulting Group Regional Director

7500 Dallas Parkway Suite 500 | Plano TX 75024Phone 972-943-7238 | Toll-free 800-965-8207

david6millermorganstanleycom | wwwmorganstanleyfacomdavidmiller

The individuals mentioned as the Portfolio Management Team are Financial Advisors with Morgan Stanley participating in the Morgan Stanley Portfolio Management program The Portfolio Management program is an investment advisory program in which the clientrsquos Financial Advisor invests the clientrsquos assets on a discretionary basis in a range of securities The Portfolio Management program is described in the applicable Morgan Stanley ADV Part 2 available at

wwwmorganstanleycomADV or from your Financial Advisor Private Bankers are employees of Morgan Stanley Private Bank National Association Member FDIC Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg CERTIFIED FINANCIAL PLANNERtrade and federally registered CFP (with flame design) in the US Morgan Stanley Smith Barney LLC (ldquoMorgan Stanleyrdquo) its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do

not provide tax or legal advice Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Senior Vice President Senior Portfolio Manager Financial Advisor CFPreg ChFCreg

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-4 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford

Fee-Only National Award-Winning Firm

Heritage Financial Planning

At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive

The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship

We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry

We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award

Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues

With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice

If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call

Why donrsquot we work together

bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)

bull NAPFA fee-only fi duciary fi rm

bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey

Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231

Dallas 214-446-2100 | Mid-Cities 817-410-2500

TWO-YEAR WINNER

TWO-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-5wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford

Fee-Only National Award-Winning Firm

Heritage Financial Planning

At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive

The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship

We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry

We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award

Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues

With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice

If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call

Why donrsquot we work together

bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)

bull NAPFA fee-only fi duciary fi rm

bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey

Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231

Dallas 214-446-2100 | Mid-Cities 817-410-2500

TWO-YEAR WINNER

TWO-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-6 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg

Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg

Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities

When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs

We invite you to join our Quest client family Let us help you achieve your dreams

Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225

Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom

bull A strategic and best-practices approach to fi nancial planning and wealth management

bull More than $1 billion in assets under management for 500 families around the world

bull 27 years of helping clients achieve their fi nancial goals and build their legacies

Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC

Areas of Focus Wealth Management and Financial Planning

Quest Capital Management Inc

People and Processes That Fit With You and Your Life Goals

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-7wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2012 2013 2014 and 2015 Five Star Wealth Manager award winner

David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process

Meadors Wealth Management Group at Morgan Stanley

7500 Dallas Parkway Suite 500Plano TX 75024

Office 972-943-7256Toll-free 877-699-7017

davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors

bull Holistic wealth management

bull Personalized client support

bull Retirement fi nancial and estate planning

Four-year winner David E Meadors

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director

Retirement Isnrsquot an End Itrsquos Just the Beginning

Our area of focus is comprehensive wealth management strategies

FOUR-YEAR WINNERFIVE S

TAR PROFESSIO

NAL

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NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-8 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley

The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady

Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals

Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225

Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom

By adhering to the values of honesty fairness and consistency in all dealings with our clients we

bull Place the interests of our clients at the forefront of every decision we make

bull Seek to understand the unique needs of our clients in order to provide personalized service

bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them

Wunderlich Securities Member FINRA SIPC

Michael E Crossley

THREE-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-9wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg

Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner

Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families

Good advice and proper planning can make all the diff erence

5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907

wwwsfgtexascom

bull Personal relationships built upon trust

bull Value- and goal-based fi nancial planning approach

bull Integrated investment retirement insurance and estate planning solutions

Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies

MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives

Areas of Focus Investment Management Financial Estate and Insurance Planning

Spectrum Financial Group

Imagine Design Live mdash Helping Clients Achieve Financial Balance

THREE-YEAR WINNER

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TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-10 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms

Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and

ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being

Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change

2324A Cheek-Sparger Road Bedford TX 76021

Phone 817-267-9480 Fax 817-283-1772

infokirschassociatescomwwwkirschassociatescom

Call us today so that we can help you to

bull View your life holistically considering both external and internal factors

bull Implement tools and processes based on the science behind life-changing events

bull Organize prioritize and monitor the pieces of your fi nancial puzzle

bull Coordinate with your other advisors such as your attorneys or accountants

bull Transition to a new sense of well-being

Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)

Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC

Kirsch amp Associates

Your Partner Through Financial Transitions

TWO-YEAR WINNERFIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-11wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1330 Summit AvenueFort Worth TX 76102

Office 817-334-0351 Toll-free 866-4ROGERS

crogersrogerswealthgroupcomwwwrogerswealthgroupcom

bull Expertise access to the brightest minds in academia and fi nance

bull Partnership mutually benefi cial relationships where values are aligned

bull Discipline processes to uncover and achieve the goals of our clients

Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers

Four-year winner Craig Rogers

Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money

Rogers Wealth Group

Collaborative Total Wealth Management for Affluent Clients

Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients

FOUR-YEAR WINNERFIVE S

TAR PROFESSIO

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

FIVE S

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

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NAL

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NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

FIVE S

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NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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NAL

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SPECIAL ADVERT IS ING SECT ION

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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NAL

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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NAL

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

TAR PROFESSIO

NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-29wwwfivestarprofessionalcom

Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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NAL

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TAR PROFESSIO

NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

SPECIAL ADVERT IS ING SECT ION

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

FIVE S

TAR PROFESSIO

NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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NAL

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NAL

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NAL

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TAR PROFESSIO

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NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

FIVE S

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Page 4: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-4 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford

Fee-Only National Award-Winning Firm

Heritage Financial Planning

At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive

The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship

We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry

We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award

Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues

With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice

If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call

Why donrsquot we work together

bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)

bull NAPFA fee-only fi duciary fi rm

bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey

Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231

Dallas 214-446-2100 | Mid-Cities 817-410-2500

TWO-YEAR WINNER

TWO-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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NAL

FIVE S

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NAL

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NAL

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NAL

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NAL

FIVE S

TAR PROFESSIO

NAL

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NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-5wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford

Fee-Only National Award-Winning Firm

Heritage Financial Planning

At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive

The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship

We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry

We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award

Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues

With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice

If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call

Why donrsquot we work together

bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)

bull NAPFA fee-only fi duciary fi rm

bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey

Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231

Dallas 214-446-2100 | Mid-Cities 817-410-2500

TWO-YEAR WINNER

TWO-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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NAL

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NAL

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NAL

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NAL

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NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-6 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg

Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg

Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities

When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs

We invite you to join our Quest client family Let us help you achieve your dreams

Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225

Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom

bull A strategic and best-practices approach to fi nancial planning and wealth management

bull More than $1 billion in assets under management for 500 families around the world

bull 27 years of helping clients achieve their fi nancial goals and build their legacies

Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC

Areas of Focus Wealth Management and Financial Planning

Quest Capital Management Inc

People and Processes That Fit With You and Your Life Goals

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-7wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2012 2013 2014 and 2015 Five Star Wealth Manager award winner

David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process

Meadors Wealth Management Group at Morgan Stanley

7500 Dallas Parkway Suite 500Plano TX 75024

Office 972-943-7256Toll-free 877-699-7017

davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors

bull Holistic wealth management

bull Personalized client support

bull Retirement fi nancial and estate planning

Four-year winner David E Meadors

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director

Retirement Isnrsquot an End Itrsquos Just the Beginning

Our area of focus is comprehensive wealth management strategies

FOUR-YEAR WINNERFIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-8 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley

The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady

Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals

Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225

Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom

By adhering to the values of honesty fairness and consistency in all dealings with our clients we

bull Place the interests of our clients at the forefront of every decision we make

bull Seek to understand the unique needs of our clients in order to provide personalized service

bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them

Wunderlich Securities Member FINRA SIPC

Michael E Crossley

THREE-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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NAL

FIVE S

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FIVE S

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NAL

FIVE S

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NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-9wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg

Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner

Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families

Good advice and proper planning can make all the diff erence

5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907

wwwsfgtexascom

bull Personal relationships built upon trust

bull Value- and goal-based fi nancial planning approach

bull Integrated investment retirement insurance and estate planning solutions

Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies

MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives

Areas of Focus Investment Management Financial Estate and Insurance Planning

Spectrum Financial Group

Imagine Design Live mdash Helping Clients Achieve Financial Balance

THREE-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-10 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms

Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and

ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being

Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change

2324A Cheek-Sparger Road Bedford TX 76021

Phone 817-267-9480 Fax 817-283-1772

infokirschassociatescomwwwkirschassociatescom

Call us today so that we can help you to

bull View your life holistically considering both external and internal factors

bull Implement tools and processes based on the science behind life-changing events

bull Organize prioritize and monitor the pieces of your fi nancial puzzle

bull Coordinate with your other advisors such as your attorneys or accountants

bull Transition to a new sense of well-being

Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)

Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC

Kirsch amp Associates

Your Partner Through Financial Transitions

TWO-YEAR WINNERFIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

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NAL

FIVE S

TAR PROFESSIO

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-11wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1330 Summit AvenueFort Worth TX 76102

Office 817-334-0351 Toll-free 866-4ROGERS

crogersrogerswealthgroupcomwwwrogerswealthgroupcom

bull Expertise access to the brightest minds in academia and fi nance

bull Partnership mutually benefi cial relationships where values are aligned

bull Discipline processes to uncover and achieve the goals of our clients

Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers

Four-year winner Craig Rogers

Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money

Rogers Wealth Group

Collaborative Total Wealth Management for Affluent Clients

Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients

FOUR-YEAR WINNERFIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

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TAR PROFESSIO

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FIVE S

TAR PROFESSIO

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FIVE S

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NAL

FIVE S

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NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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FIVE S

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FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

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NAL

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 5: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-5wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Kelsey Norton two-year winner Steve Blankenship CFPreg 2015 winner Allison Geiger CFPreg Paul Streiber MBA CFPreg CRPCreg Hilary Bradford

Fee-Only National Award-Winning Firm

Heritage Financial Planning

At Heritage Financial Planning we believe in challenging the status quo We believe in thinking diff erently We believe that you are unique and that your goals and dreams should form the foundation for the advice that you receive

The way we challenge the status quo is by acting as fi duciaries acting in your best interests not our own No sales No commissions Period As a fee-only fi rm we donrsquot get paid by outside vendors so we have no confl ict of interest in our advice This revolutionizes the advisor and client relationship

We believe that competence begins with extensive knowledge Our fi nancial advisors have completed rigorous coursework in all aspects of fi nancial planning and have successfully achieved some of the most respected and diffi cult professional designations in the industry

We just happen to be an award-winning fi rm having been featured on the cover of Financial Planning Magazine and most recently named the national ldquoPractice of the Yearrdquo for 2015 by the Peak Advisor Alliance the nationrsquos premier advisor coaching and practice management organization consisting of over 1000 wealth management fi rms and advisors from across the country Heritage Financial Planning is the fi rst fee-only fi rm in history to have been named ldquoPractice of the Yearrdquo and only the second fi rm ever from the state of Texas to have won this award

Because of our approach and our success we have achieved a near 100-percent client retention rate year-to-year and in a recent survey over 98 percent of our clients surveyed indicated that they would refer us to their friends families and colleagues

With decades of experience the team at Heritage Financial Planning has expertise working with clients from all backgrounds including executives government leaders physicians attorneys trust benefi ciaries entrepreneurs and those that go to work every day in their career of choice

If you seek a fi rm that is making recommendations based on your needs and not what commission we can make then you owe it to yourself to give us a call

Why donrsquot we work together

bull Named 2015 national ldquoPractice of the Yearrdquo (Peak Advisor Alliance)

bull NAPFA fee-only fi duciary fi rm

bull Over 98 of existing clients would happily refer their friends and family mdash recent client survey

Left to right Two-year winner Steve Blankenship CFPreg Heritage Founder Doctor Eugene Fama 2013 Nobel Laureate in Economic Sciences at the Nobel Prize festivities in Stockholm Sweden10440 North Central Expressway Suite 1120 | Dallas TX 75231

Dallas 214-446-2100 | Mid-Cities 817-410-2500

TWO-YEAR WINNER

TWO-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-6 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg

Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg

Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities

When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs

We invite you to join our Quest client family Let us help you achieve your dreams

Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225

Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom

bull A strategic and best-practices approach to fi nancial planning and wealth management

bull More than $1 billion in assets under management for 500 families around the world

bull 27 years of helping clients achieve their fi nancial goals and build their legacies

Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC

Areas of Focus Wealth Management and Financial Planning

Quest Capital Management Inc

People and Processes That Fit With You and Your Life Goals

FOUR-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-7wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2012 2013 2014 and 2015 Five Star Wealth Manager award winner

David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process

Meadors Wealth Management Group at Morgan Stanley

7500 Dallas Parkway Suite 500Plano TX 75024

Office 972-943-7256Toll-free 877-699-7017

davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors

bull Holistic wealth management

bull Personalized client support

bull Retirement fi nancial and estate planning

Four-year winner David E Meadors

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director

Retirement Isnrsquot an End Itrsquos Just the Beginning

Our area of focus is comprehensive wealth management strategies

FOUR-YEAR WINNERFIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-8 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley

The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady

Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals

Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225

Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom

By adhering to the values of honesty fairness and consistency in all dealings with our clients we

bull Place the interests of our clients at the forefront of every decision we make

bull Seek to understand the unique needs of our clients in order to provide personalized service

bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them

Wunderlich Securities Member FINRA SIPC

Michael E Crossley

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-9wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg

Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner

Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families

Good advice and proper planning can make all the diff erence

5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907

wwwsfgtexascom

bull Personal relationships built upon trust

bull Value- and goal-based fi nancial planning approach

bull Integrated investment retirement insurance and estate planning solutions

Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies

MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives

Areas of Focus Investment Management Financial Estate and Insurance Planning

Spectrum Financial Group

Imagine Design Live mdash Helping Clients Achieve Financial Balance

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-10 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms

Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and

ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being

Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change

2324A Cheek-Sparger Road Bedford TX 76021

Phone 817-267-9480 Fax 817-283-1772

infokirschassociatescomwwwkirschassociatescom

Call us today so that we can help you to

bull View your life holistically considering both external and internal factors

bull Implement tools and processes based on the science behind life-changing events

bull Organize prioritize and monitor the pieces of your fi nancial puzzle

bull Coordinate with your other advisors such as your attorneys or accountants

bull Transition to a new sense of well-being

Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)

Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC

Kirsch amp Associates

Your Partner Through Financial Transitions

TWO-YEAR WINNERFIVE S

TAR PROFESSIO

NAL

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NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-11wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1330 Summit AvenueFort Worth TX 76102

Office 817-334-0351 Toll-free 866-4ROGERS

crogersrogerswealthgroupcomwwwrogerswealthgroupcom

bull Expertise access to the brightest minds in academia and fi nance

bull Partnership mutually benefi cial relationships where values are aligned

bull Discipline processes to uncover and achieve the goals of our clients

Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers

Four-year winner Craig Rogers

Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money

Rogers Wealth Group

Collaborative Total Wealth Management for Affluent Clients

Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients

FOUR-YEAR WINNERFIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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FIVE S

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FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

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NAL

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 6: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Three-year winner Chandler Ferguson CFPreg four-year winner Rob Cox CFPregFront row Four-year winners Mary Durie CFPreg CAPreg AEPreg Chris Young CFPreg

Carl Kunhardt CFPreg CIMAreg AEPreg and Kalita Blessing CFPreg CAPreg

Quest Capital Management Inc works with individuals and families who are seeking a highly personalized approach to their fi nancial planning We design a tailored Plan for Lifetrade that addresses every aspect of your fi nancial life mdash understanding your distinctive past so we can focus on your present concerns and future realities

When it comes to your money there is no fi nish line Our approach is to craft a well-planned road map that meets the changing needs of you and your family as well as future needs

We invite you to join our Quest client family Let us help you achieve your dreams

Quest Capital Management Inc8117 Preston Road Suite 700 | Dallas TX 75225

Office 214-691-6090 | Toll-free 800-668-1283infoQuestAdvisorcom | wwwQuestAdvisorcom

bull A strategic and best-practices approach to fi nancial planning and wealth management

bull More than $1 billion in assets under management for 500 families around the world

bull 27 years of helping clients achieve their fi nancial goals and build their legacies

Quest Capital Management Inc is an Independent Registered Investment Advisor Securities offered through Raymond James Financial Services Inc Member FINRASIPC

Areas of Focus Wealth Management and Financial Planning

Quest Capital Management Inc

People and Processes That Fit With You and Your Life Goals

FOUR-YEAR WINNER

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2012 2013 2014 and 2015 Five Star Wealth Manager award winner

David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process

Meadors Wealth Management Group at Morgan Stanley

7500 Dallas Parkway Suite 500Plano TX 75024

Office 972-943-7256Toll-free 877-699-7017

davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors

bull Holistic wealth management

bull Personalized client support

bull Retirement fi nancial and estate planning

Four-year winner David E Meadors

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director

Retirement Isnrsquot an End Itrsquos Just the Beginning

Our area of focus is comprehensive wealth management strategies

FOUR-YEAR WINNERFIVE S

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley

The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady

Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals

Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225

Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom

By adhering to the values of honesty fairness and consistency in all dealings with our clients we

bull Place the interests of our clients at the forefront of every decision we make

bull Seek to understand the unique needs of our clients in order to provide personalized service

bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them

Wunderlich Securities Member FINRA SIPC

Michael E Crossley

THREE-YEAR WINNER

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texasmonthlycom WMD-9wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg

Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner

Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families

Good advice and proper planning can make all the diff erence

5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907

wwwsfgtexascom

bull Personal relationships built upon trust

bull Value- and goal-based fi nancial planning approach

bull Integrated investment retirement insurance and estate planning solutions

Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies

MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives

Areas of Focus Investment Management Financial Estate and Insurance Planning

Spectrum Financial Group

Imagine Design Live mdash Helping Clients Achieve Financial Balance

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-10 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms

Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and

ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being

Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change

2324A Cheek-Sparger Road Bedford TX 76021

Phone 817-267-9480 Fax 817-283-1772

infokirschassociatescomwwwkirschassociatescom

Call us today so that we can help you to

bull View your life holistically considering both external and internal factors

bull Implement tools and processes based on the science behind life-changing events

bull Organize prioritize and monitor the pieces of your fi nancial puzzle

bull Coordinate with your other advisors such as your attorneys or accountants

bull Transition to a new sense of well-being

Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)

Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC

Kirsch amp Associates

Your Partner Through Financial Transitions

TWO-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-11wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1330 Summit AvenueFort Worth TX 76102

Office 817-334-0351 Toll-free 866-4ROGERS

crogersrogerswealthgroupcomwwwrogerswealthgroupcom

bull Expertise access to the brightest minds in academia and fi nance

bull Partnership mutually benefi cial relationships where values are aligned

bull Discipline processes to uncover and achieve the goals of our clients

Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers

Four-year winner Craig Rogers

Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money

Rogers Wealth Group

Collaborative Total Wealth Management for Affluent Clients

Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients

FOUR-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

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NAL

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NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

FIVE S

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NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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NAL

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SPECIAL ADVERT IS ING SECT ION

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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NAL

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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NAL

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 7: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

2012 2013 2014 and 2015 Five Star Wealth Manager award winner

David has been a fi nancial advisor since 1994 and focuses on comprehensive wealth management strategies for individuals and institutions He takes the time to help his clients build a life plan so together they can develop a supporting investment plan It is his belief that portfolio structure is just as important as product selection in determining the appropriate asset allocation to meet the clientrsquos fi nancial objectives Client reviews are also an important part of Davidrsquos process

Meadors Wealth Management Group at Morgan Stanley

7500 Dallas Parkway Suite 500Plano TX 75024

Office 972-943-7256Toll-free 877-699-7017

davidemeadorsmorganstanleycomwwwmorganstanleyfacomdavidemeadors

bull Holistic wealth management

bull Personalized client support

bull Retirement fi nancial and estate planning

Four-year winner David E Meadors

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

David E MeadorsFinancial Advisor Senior Vice President-Wealth Management Portfolio Management Director

Retirement Isnrsquot an End Itrsquos Just the Beginning

Our area of focus is comprehensive wealth management strategies

FOUR-YEAR WINNERFIVE S

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wwwfivestarprofessionalcomWMD-8 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley

The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady

Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals

Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225

Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom

By adhering to the values of honesty fairness and consistency in all dealings with our clients we

bull Place the interests of our clients at the forefront of every decision we make

bull Seek to understand the unique needs of our clients in order to provide personalized service

bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them

Wunderlich Securities Member FINRA SIPC

Michael E Crossley

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-9wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg

Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner

Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families

Good advice and proper planning can make all the diff erence

5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907

wwwsfgtexascom

bull Personal relationships built upon trust

bull Value- and goal-based fi nancial planning approach

bull Integrated investment retirement insurance and estate planning solutions

Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies

MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives

Areas of Focus Investment Management Financial Estate and Insurance Planning

Spectrum Financial Group

Imagine Design Live mdash Helping Clients Achieve Financial Balance

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-10 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms

Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and

ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being

Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change

2324A Cheek-Sparger Road Bedford TX 76021

Phone 817-267-9480 Fax 817-283-1772

infokirschassociatescomwwwkirschassociatescom

Call us today so that we can help you to

bull View your life holistically considering both external and internal factors

bull Implement tools and processes based on the science behind life-changing events

bull Organize prioritize and monitor the pieces of your fi nancial puzzle

bull Coordinate with your other advisors such as your attorneys or accountants

bull Transition to a new sense of well-being

Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)

Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC

Kirsch amp Associates

Your Partner Through Financial Transitions

TWO-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-11wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1330 Summit AvenueFort Worth TX 76102

Office 817-334-0351 Toll-free 866-4ROGERS

crogersrogerswealthgroupcomwwwrogerswealthgroupcom

bull Expertise access to the brightest minds in academia and fi nance

bull Partnership mutually benefi cial relationships where values are aligned

bull Discipline processes to uncover and achieve the goals of our clients

Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers

Four-year winner Craig Rogers

Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money

Rogers Wealth Group

Collaborative Total Wealth Management for Affluent Clients

Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients

FOUR-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

FIVE S

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FIVE S

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NAL

FIVE S

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NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

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Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 8: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Roger W Blackmar Dianne Brady three-year winner Michael E Crossley

The Crossley Blackmar team consists of Senior Vice President and three-year Five Star Wealth Manager award winner Michael E Crossley Senior Vice President Roger Blackmar and Registered Sales Assistant Dianne Brady

Crossley and Blackmar each has more than 40 years of investment advisory experience Along with Brady they remain committed to helping clients make sound fi nancial decisions which are aligned with their long-term wealth management goals

Crossley Blackmar of Wunderlich Wealth Management 5949 Sherry Lane Suite 1100 | Dallas TX 75225

Phone 212-442-2900 | michaelcrossleywundernetcomwwwwunderlichsecuritiescomcrossleyblackmar | rogerblackmarwundernetcom

By adhering to the values of honesty fairness and consistency in all dealings with our clients we

bull Place the interests of our clients at the forefront of every decision we make

bull Seek to understand the unique needs of our clients in order to provide personalized service

bull Strive to earn our clientsrsquo trust respect and confi dence so we may do the best job possible for them

Wunderlich Securities Member FINRA SIPC

Michael E Crossley

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-9wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg

Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner

Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families

Good advice and proper planning can make all the diff erence

5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907

wwwsfgtexascom

bull Personal relationships built upon trust

bull Value- and goal-based fi nancial planning approach

bull Integrated investment retirement insurance and estate planning solutions

Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies

MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives

Areas of Focus Investment Management Financial Estate and Insurance Planning

Spectrum Financial Group

Imagine Design Live mdash Helping Clients Achieve Financial Balance

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-10 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms

Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and

ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being

Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change

2324A Cheek-Sparger Road Bedford TX 76021

Phone 817-267-9480 Fax 817-283-1772

infokirschassociatescomwwwkirschassociatescom

Call us today so that we can help you to

bull View your life holistically considering both external and internal factors

bull Implement tools and processes based on the science behind life-changing events

bull Organize prioritize and monitor the pieces of your fi nancial puzzle

bull Coordinate with your other advisors such as your attorneys or accountants

bull Transition to a new sense of well-being

Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)

Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC

Kirsch amp Associates

Your Partner Through Financial Transitions

TWO-YEAR WINNERFIVE S

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texasmonthlycom WMD-11wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1330 Summit AvenueFort Worth TX 76102

Office 817-334-0351 Toll-free 866-4ROGERS

crogersrogerswealthgroupcomwwwrogerswealthgroupcom

bull Expertise access to the brightest minds in academia and fi nance

bull Partnership mutually benefi cial relationships where values are aligned

bull Discipline processes to uncover and achieve the goals of our clients

Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers

Four-year winner Craig Rogers

Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money

Rogers Wealth Group

Collaborative Total Wealth Management for Affluent Clients

Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients

FOUR-YEAR WINNERFIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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NAL

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NAL

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

TAR PROFESSIO

NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-29wwwfivestarprofessionalcom

Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-30 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 9: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-9wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Front row Truman Blocker IV CFPreg Partner 2013 winner Gary Lewis Managing Partner 2015 winner Patrick Thuecks Managing Partner two-year winner Jaime Galvan CFPreg Partner Director of Financial Planning Back row Fred Perrin Managing Associate David Suess CFPreg

Financial Planner 2013 winner William Geiler III CFPreg Financial Planner David Palmer Managing Associate Kristin OrsquoNeal Managing Associate three-year winner Randy Black CFPreg Financial Planner Matt Lemmond Financial Planner Joel Carson Partner

Spectrum Financial Group is a full-service fi nancial organization We have built a reputation for helping clients create preserve and distribute wealth for their families

Good advice and proper planning can make all the diff erence

5080 Spectrum Drive Suite 902W | Dallas TX 75001Office 972-458-9907

wwwsfgtexascom

bull Personal relationships built upon trust

bull Value- and goal-based fi nancial planning approach

bull Integrated investment retirement insurance and estate planning solutions

Securities and investment advisory services offered through qualified registered representatives of MML Investors Services LLC Member SIPC Supervisory Office 5080 Spectrum Dr Ste 902W Dallas Texas 75001 Financial Planning services offered through Spectrum Strategies LLC a registered Investment Advisory firm are not offered or sponsored by MML Investors Services LLC or its affiliated companies

MassMutual Financial Group is a marketing name for Massachusetts mutual life Insurance Company (MassMutual) and its affiliated companies and sales representatives

Areas of Focus Investment Management Financial Estate and Insurance Planning

Spectrum Financial Group

Imagine Design Live mdash Helping Clients Achieve Financial Balance

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-10 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms

Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and

ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being

Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change

2324A Cheek-Sparger Road Bedford TX 76021

Phone 817-267-9480 Fax 817-283-1772

infokirschassociatescomwwwkirschassociatescom

Call us today so that we can help you to

bull View your life holistically considering both external and internal factors

bull Implement tools and processes based on the science behind life-changing events

bull Organize prioritize and monitor the pieces of your fi nancial puzzle

bull Coordinate with your other advisors such as your attorneys or accountants

bull Transition to a new sense of well-being

Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)

Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC

Kirsch amp Associates

Your Partner Through Financial Transitions

TWO-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1330 Summit AvenueFort Worth TX 76102

Office 817-334-0351 Toll-free 866-4ROGERS

crogersrogerswealthgroupcomwwwrogerswealthgroupcom

bull Expertise access to the brightest minds in academia and fi nance

bull Partnership mutually benefi cial relationships where values are aligned

bull Discipline processes to uncover and achieve the goals of our clients

Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers

Four-year winner Craig Rogers

Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money

Rogers Wealth Group

Collaborative Total Wealth Management for Affluent Clients

Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients

FOUR-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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NAL

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NAL

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NAL

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NAL

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NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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NAL

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TAR PROFESSIO

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

FIVE S

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FIVE S

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NAL

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TAR PROFESSIO

NAL

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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FIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-29wwwfivestarprofessionalcom

Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

FIVE S

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 10: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Kirsch amp Associates is celebrating its 25th year of assisting clients through life-changing events such as selling your business or retirement divorce inheritance and widowhood We believe that you canrsquot just manage the money but also must manage the change We help our clients articulate their values discover their strengths redefi ne their vision and mission and align their wealth accordingly as they move to their new paradigms

Stress from change can compromise cognitive functioning and communication skills Regardless of your skills and experience in fi nancial matters you may not be prepared for the impact life changes can have on your emotions decision-making and

ultimately your money Using our comprehensive process based on years of specialized training in fi nancial transitions we can help you move from anxiousness and uncertainty toward stability comfort and well-being

Joy D Kirsch CFPreg and her team are trained to help you attain your ldquonew normalrdquo with confi dence We specialize in blending traditional quantitative wealth and money management services with qualitative planning and personal coaching to help you bridge the gap between the analytical and the emotional sides of fi nancial change

2324A Cheek-Sparger Road Bedford TX 76021

Phone 817-267-9480 Fax 817-283-1772

infokirschassociatescomwwwkirschassociatescom

Call us today so that we can help you to

bull View your life holistically considering both external and internal factors

bull Implement tools and processes based on the science behind life-changing events

bull Organize prioritize and monitor the pieces of your fi nancial puzzle

bull Coordinate with your other advisors such as your attorneys or accountants

bull Transition to a new sense of well-being

Left to right Tony Pitzer Monica Arbery two-year winner Joy D Kirsch CFPreg Kathy Stewart Dollar Misti Zimmerman (Not pictured Mikki Jackson)

Securities Advisory Services and Financial Planning offered through LPL Financial A registered investment advisor Member FINRASIPC

Kirsch amp Associates

Your Partner Through Financial Transitions

TWO-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-11wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1330 Summit AvenueFort Worth TX 76102

Office 817-334-0351 Toll-free 866-4ROGERS

crogersrogerswealthgroupcomwwwrogerswealthgroupcom

bull Expertise access to the brightest minds in academia and fi nance

bull Partnership mutually benefi cial relationships where values are aligned

bull Discipline processes to uncover and achieve the goals of our clients

Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers

Four-year winner Craig Rogers

Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money

Rogers Wealth Group

Collaborative Total Wealth Management for Affluent Clients

Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients

FOUR-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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FIVE S

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FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

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NAL

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 11: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-11wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1330 Summit AvenueFort Worth TX 76102

Office 817-334-0351 Toll-free 866-4ROGERS

crogersrogerswealthgroupcomwwwrogerswealthgroupcom

bull Expertise access to the brightest minds in academia and fi nance

bull Partnership mutually benefi cial relationships where values are aligned

bull Discipline processes to uncover and achieve the goals of our clients

Left to right Dana Williams Matt Lankford four-year winner Craig Rogers Chris Manross Bill Harrell Dale Rogers

Four-year winner Craig Rogers

Through our highly collaborative wealth management process we help identify and achieve what is most important to each and every client If we determine we can make a signifi cant impact we then create the road map for success and design the experience based on what each client is looking for in a fi nancial relationship It is our passion to gain an in-depth understanding of each client and help them achieve all that is most important to them while delivering a great experience We will be there every step of the way for generations to come ensuring intelligent decisions are made about money

Rogers Wealth Group

Collaborative Total Wealth Management for Affluent Clients

Solutions for Wealth Enhancement Protection and Transfer for Affluent Clients

FOUR-YEAR WINNERFIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

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wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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NAL

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NAL

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

TAR PROFESSIO

NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-29wwwfivestarprofessionalcom

Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-30 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 12: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-12 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Nate Pike Financial Consultant Callie Wynn CRPCreg Financial Consultant three-year winner Gail Utter MBA CRPCreg CPWAreg Managing Director ndash Investments Natalie Tuttle Senior Registered Client Associate Krystyl Garrison Client Associate

Jason Blankenship AAMSreg Financial Consultant

Gail Utter and the Utter Wealth Management Group of Wells Fargo Advisors are fully invested in the success of each client providing proactive fi nancial strategies tailored to help individuals reach defi ned personal goals Preeminent services include a strategic approach to wealth management attentive multigenerational planning and a consummate commitment to service that helps ensure rapid and customized responses to client needs

2027 Texoma Parkway | Sherman TX 75090Phone 903-893-6227 | Toll-free 800-876-8221

gailutterwellsfargoadvisorscom | wwwgailuttercom

bull World-class concierge-level services designed for individual client needs

bull Named to Barronrsquos Top 1200 for six consecutive yearssup2

bull Named to Barronrsquos Top 100 Women Financial Advisors for fi ve consecutive yearssup3

sup1Utter Wealth Management Group of Wells Fargo Advisors provides free reviews of portfolios totaling $1 million or greater sup2Rankings for Barronrsquos Top 1200 Advisors are based on data provided by thousands of advisors Factors included in the rankings were assets under management revenue produced for the firm regulatory record quality of practice and philanthropic work Investment performance isnrsquot an explicit

component sup3Barronrsquos Top 100 Women Financial Advisors (2014) criteria was based on filtered nominations from investment insurance banking and other related firms which were narrowed down based on many factors including volume of assets overseen by the advisors and their teams revenues generated for the firms and the quality of the advisorsrsquo practices Portfolio performance is not a criterion because most advisors

do not have audited track records Wells Fargo Advisors LLC Member SIPC [CAR 0515-00670]

Comprehensive Analysis Tax-Sensitive Investing Complimentary Portfolio Reviews1

Gail UtterMBA CRPCreg CPWAreg

Excellence From an Experienced Team

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

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TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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NAL

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NAL

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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TAR PROFESSIO

NAL

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NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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NAL

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NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

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NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

TAR PROFESSIO

NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-29wwwfivestarprofessionalcom

Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-30 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 13: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-13wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right Back row Austin Smith 2015 winner Charles Smith Richard W HillFront row Robin Lancaster Jim Ferguson CPA PFS CEPA Renae Smith

Toll-free 800-955-9081 | wwwgenesisfinancialgrpcom

Securities offered through LPL Financial Member FINRASIPC

Genesis Financial Group

A Wealth Management Firm

Amarillo320 South Polk Suite 701

Amarillo TX 79101

Plano1400 Preston Road Suite 335

Plano TX 75093

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

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TAR PROFESSIO

NAL

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NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-29wwwfivestarprofessionalcom

Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-30 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

FIVE S

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Page 14: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-14 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Left to right 2012 2013 and 2014 winner Steve Hagemann CLUreg 2012 2014 and 2015 winner Roger Gekiere CFPreg CFSreg 2014 2015 winner Clyde Wyatt III CLUreg CFSreg 2013 2014 and 2015 winner Chris Wyatt 2015 winner David Ryzman CFPreg 2014 2015 winner John Wolverton CLUreg CFSreg RFCreg

For over 30 years Navigation Financial Group has been an independent fi rm representing clients not a particular companyrsquos products We take a comprehensive approach to fi nancial planning coordinating retirement investment tax estate and insurance strategies To better serve you we have developed strategic alliances

with other professionals off ering a broad menu of fi nancial services Our mission is to free our clients from fi nancial concern to counsel according to our clientsrsquo individual goals to listen and to strive to exceed our clientsrsquo expectations

15770 North Dallas Parkway Suite 650 | Dallas TX 75248Phone 214-217-5800 | Toll-free 800-222-5649

wwwNavigationFinancialcom

bull The combined experience and skills of more than 30 fi nancial professionals

bull A passion for the success and happiness of our clients

bull Independent unbiased fi nancial advice based on your personal needs

Other offices in Amarillo Angleton Canyon Corpus Christi Mount Vernon and Bridge City TX Birmingham AL and Bradenton FL Securities offered through Securities America Inc Member FINRASIPC Advisory services offered through Securities America Advisors Inc Navigation Financial Group and Securities America are not affiliated

Navigation Financial Group

Dedicated to the Creation and Preservation of Financial Wealth

THREE-YEAR WINNER

FIVE S

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NAL

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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FIVE S

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FIVE S

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FIVE S

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FIVE S

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NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

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FIVE S

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NAL

FIVE S

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NAL

FIVE S

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FIVE S

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FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 15: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-15wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

17304 Preston Road Suite 650Dallas TX 75252

Office 972-608-2624

ChristiStaibLPLcom TandyErvinLPLcom

wwwsilversailwealthadvisorscom

Financial Guidance Simple Secure Smart

bull Tired of Wall Street fees and commissionsbull Do you feel confi dent about your

fi nancial futurebull We are focused on your goals and your future

Left to right Four-year winners Christi Staib and Tandy Ervin

We focus on providing wealth management strategies to successful women around the world Christi and Tandy help affl uent clients address their fi ve biggest concerns preserving their wealth mitigating taxes taking care of their heirs ensuring their assets are not unjustly taken and charitable giving We understand that with wealth comes responsibility We can help you eff ectively manage this responsibility giving you more wealth-building opportunities and time to live the life you want

Silver Sail Wealth Advisors

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

FOUR-YEAR WINNER

16479 Dallas Parkway Suite 850Addison TX 75001

Direct 469-737-4108

fgardnerarmorwealthcomwwwarmorfinancialsolutionsgroupcom

ARMOR Wealth Management Financial Solutions Group

bull Comprehensive retirement planningbull Financial planning to widows and divorceesbull Strategic business owner planning

Left to right Seated Robert Gardner CEPA CFEdtrade four-year winner Frances Gardner CFPreg CDFAtrade CFEdtrade Standing Patrick Wallace CFEdtrade Andrew Gardner CFEdtrade

Frannie Gardner CFPreg works with ARMOR Wealth Management a fi nancial services organization She specializes in comprehensive retirement planning strategic business owner planning and fi nancial planning to widows and divorcees Franniersquos commitment to her clientsrsquo fi nancial independence assures them that they are prepared for all of lifersquos possibilities She has won several industry awards and is a continuing education instructor at local colleges

Frances GardnerCFPreg CDFAtrade CFEdtrade

Registered Representative of and Securities and Investment Advisory Services offered through Hornor Townsend and Kent Inc (HTK) Registered Investment Advisor Member FINRASIPC 16479 Dallas Pkwy Suite 850 Addison TX 75001 ARMOR Wealth Management is independent of HTK HTK does not offer tax or legal advice 1187444TM-May17

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-16 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

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NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 16: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

1207 Santa Fe Drive Weatherford TX 76086

5000 Overton Plaza Suite 110Fort Worth TX 76109

Phone 817-550-6750

infosg-wealthcomwwwsg-wealthcom

Helping Our Clients Pursue a Better Quality of Life Through Innovative Financial Strategies

bull Investment management with a downside risk-protection focus

bull Comprehensive fi nancial planning mdash specializing in estate planning and tax planning

bull Business consulting and executive benefi ts planning

Left to right Brandon W Garrett four-year winner Wayne Garrett Gary D Snow Angela Smith

At Snow Garrett Wealth Management we understand that investors face many important decisions that can aff ect their long-term fi nancial success Whether it is navigating todayrsquos volatile markets or creating a plan to reduce the risk of outliving retirement funds we are positioned to approach such challenges with experience and skill 2012 ndash 2015 Five Star Wealth Manager award winner Wayne Garrett

Snow GarrettWealth Management

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through Garrett Wealth Advisory Group LLC dba Snow Garrett Wealth Management a registered investment advisor and seperate entity from LPL Financial

FOUR-YEAR WINNER

Gibson Private Wealth Advisors a financial advisory practice of Ameriprise Financial Services Inc

1308 Village Creek Drive Suite 2000Plano TX 75093

Phone 972-437-4720

allenrgibsonampfcomallengibsoncom

bull Fee-based wealth management and fi nancial planning

bull Offi ces in Plano Tyler and Lufkinbull Our team has over 125 years of combined

experience

Four-year winner Allen Gibson CFPreg ChFCreg CRPCreg CDFAtrade CEPreg

Our team off ers personalized fi nancial and wealth management services for successful people who want to simplify their fi nancial lives as they work toward their familyrsquos goals We can work with your other trusted advisors such as CPAs and estate planning attorneys to make sure that everyone is on the same page and working together for you

Allen GibsonPrivate Wealth Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

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NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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FIVE S

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FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

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NAL

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 17: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-17wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

13455 Noel Road Suite 1200 Dallas TX 75240

Office 972-450-5001 Toll-free 877-242-2999

alanhaworthopcocom faopcocomalanhaworth

Oppenheimer amp Co Inc

Strategies for the Next Generation

bull Personalized investment recommendationsbull IRA and income distribution strategiesbull Comprehensive wealth management services

Areas of Focus Financial Strategies Investment and Risk Management Services

2015 winner Alan Haworth

As a senior director of investments with Oppenheimer amp Co Inc I am focused on recommending customized strategies to address clientsrsquo risk goals and objectives I work with clients to develop and monitor their wealth management strategy My goal is to retain the confi dence and trust of clients through my commitment to integrity strategy and professionalism

Alan HaworthSenior Director ndash Investments

255 Elk Drive Suite DBurleson TX 76028

Phone 817-945-3335Fax 817-945-3336

infomaverickwmorgwwwmaverick-wealthorg

Comprehensive Wealth Management and Retirement Income

bull Innovative investment strategiesbull Retirement income specialistsbull Unique generational planning structurebull Combines both macro and micro economicsbull Utilizes a team approach to wealth managementbull Works directly with CPAs and estate attorneys

Left to right Three-year winner Jeremy J Walker CRPCreg AWMAreg Wealth Manager President Managing Member Kelly Montgomery Client Services Director three-year winner Matt Hubbell Wealth Manager

Our mission is to design and maintain for every client a unique unbiased investment allocation retirement income structure and capital transfer strategy within their estate plan all customized for their needs

Our vision is to the be the preferred retirement income and generational planning fi rm of North Texas

Jeremy J Walker andMatt Hubbell

Securities off ered through LPL Financial Member FINRASIPC Financial planning off ered through Maverick Wealth Management a Registered Investment Advisor Maverick Wealth Management is a separate entity from LPL Financial

THREE-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-18 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

FIVE S

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NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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NAL

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NAL

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 18: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

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The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

10000 North Central Expressway Suite 1326 Dallas TX 75231

Office 214-891-8131Toll-free 800-818-2663

infoProbityAdvisorscomwwwProbityAdvisorscom

facebookcomProbityAdvisors

Your Single Source for Complete Customized Financial Management

bull Independent fee-only fi nancial planning and wealth management

bull Highly credentialed and experienced advisorsbull Individually managed custom portfolios for

every investor

Left to right 2015 winners Adam Bronson CFAreg and Porter ldquoBuddyrdquo Ozanne AEPreg three-year winner Christopher Sorrow CFAreg MBA

For more than 60 years our team of Chartered Financial Analystsreg Accredited Estate Plannersreg and Chartered Financial Consultantsreg has been helping individuals families and businesses manage their fi nancial assets in order to achieve independence and security Our fi rmrsquos guiding principle is to uphold the highest ethical standards and to approach every interaction with our clients partners and affi liates with honesty and integrity

Probity Advisors Increg

THREE-YEAR WINNER

Raymond James Financial Services Inc8910 Preston Road | Frisco TX 75034

Office 972-398-3472

legacytexascominvestments

Trusted Advice bull Exceptional Service

bull Comprehensive wealth managementbull Independent unbiased and objective advicebull Risk-management and tax-savings strategiesbull 2012 2013 2014 and 2015 Five Star

Wealth Manager Jamie Richardson

Left to right Seated Four-year winner Jamie Richardson CRPCreg Registered Principal Todd Volkman Financial Advisor Standing Eric Blake Financial Advisor 2015 winner Wendy Seale Financial Advisor

As a client of LegacyTexas Investment Group you can be sure their concern is your fi nancial well-being They are registered Raymond James advisors with LegacyTexas Investment Group and have the freedom to make recommendations based solely on your specifi c needs and provide you access to the full resources and expertise of a highly respected fi nancial services fi rm

LegacyTexas

Securities off ered through Raymond James Financial Services Inc Member FINRASIPC an independent brokerdealer and are not insured by bank insurance the FDIC or any other government agency are not deposits or obligations of the bank are not guaranteed by the bank and are subject to risks including the possible loss of principal LegacyTexas Investment Group and LegacyTexas Bank are independent of Raymond James Financial Services Inc Five Star award is based

on advisor being credentialed as an investment advisory representative (IAR) including education and professional designations actively employed in the industry for fi ve years favorable regulatory and complaint history review fulfi llment of fi rm review based on internal fi rm standards accepting new clients one- and fi ve-year client retention rates non-institutional discretionary andor non-discretionary client assets administered number of client households served This award

is bestowed by an independent third party organization not affi liated with Raymond James

FOUR-YEAR WINNER

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texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

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NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

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Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

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TAR PROFESSIO

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 19: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-19wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc

14800 Landmark Boulevard Suite 888 | Dallas TX 75254Phone 972-692-5069 | nealdvassoampfcom

320 South Broadway Suite 400 | Tyler TX 75702Phone 866-766-7526 | wwwnealvassocom

bull Wealth preservation strategiesbull Retirement planning strategiesbull Tax planning strategiesbull Estate planning strategiesbull Retirement income strategies

Left to right Brian Hinton Thomas Healey 2012 ndash 2015 winner Neal Vasso Austin Elkins Pamela Wing Derek Meller

Many fi nancial choices involve fi nding ways to grow and preserve your wealth Fortunately even the most complex fi nancial issues can be handled successfully with the help of Vasso amp Associates a private wealth advisory practice of Ameriprise Financial Services Inc that is experienced and knowledgeable about the realities of wealth

Neal VassoCFPreg APMAreg Financial Advisor

Investors should conduct their own evaluation of a financial professional as working with a financial advisor is not a guarantee of future financial success Ameriprise Financial Services Inc Member FINRA and SIPC

425 Houston Street Suite 500Fort Worth TX 76102

Phone 817-332-6122Fax 817-335-4839

wwwdiesslincominformationdiesslincom

David Diesslin and ldquoRockyrdquo Farr Two of Our Recognized Advisors Each With Over 30 Years of Experience

bull Understand your fi nancial modelbull Plan for uncertain timesbull Be with people you trustbull We are a fi duciary wealth management servicebull Diesslin Group since 1983

Left to right Four-year winners David H Diesslin CFPreg MBA Founder and Norman R ldquoRockyrdquo Farr CFPreg EA ATA Vice President and Manager of Financial Planning Services

David H Diesslin and Norman R ldquoRockyrdquo Farr

We work with successfulbull Familiesbull Business ownersbull Corporate executives

bull Foundationsbull Retirees

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

FIVE S

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NAL

FIVE S

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NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

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NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 20: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-20 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

15301 Spectrum Drive Suite 390Addison TX 75001

Office 214-420-4440

stevecottoncottonwmacomwwwcottonwmacom

Relationships Built on Trust

bull Independent objective advicebull Tailored investment strategiesbull Highly personalized service

Left to right Deb McCarter four-year winner Steve Cotton Daniel Youngblood

The Cotton Wealth Management Team brings more than 30 years of proven experience of helping clients pursue their fi nancial goals We provide personal family and career fi nancial planning services wealth transfer and investment strategies for individuals and organizations We focus on our clientsrsquo needs fi rst and let that drive us to the right planning and investment solutions We believe managing risk and achieving growth are equally important objectives

Cotton Wealth Management Associates

Securities off ered through LPL Financial member FINRASIPC Investment advice off ered through Group1 Wealth Management a registered investment advisor Group1 Wealth

Management and Cotton Wealth Management Associates LLC are separate entities from LPL Financial Award based on 10 objective criteria associated with providing quality

services to clients such as credentials experience and assets under management among other factors Wealth managers do not pay a fee to be considered or placed on the fi nal list

of 2012 2013 2014 and 2015 Five Star Wealth Managers

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull 37 years with the same fi rmbull 40 years of industry experiencebull Investment Management Consultant

2012 2013 2014 and 2015 Five Star Wealth Manager award winnerYour fi nancial success is my fi rst priority Morgan Stanley has meaningful intelligence about every major asset class and a presence in every major market as well as investment research from some of the worldrsquos most respected analysts Together we will formulate a strategy to help you achieve your most important goals and then deliver a vast array of resources to you for how you invest and what you want to achieve

13455 Noel Rd 18th FlDallas TX 75240Direct 972-450-6605Toll-free 800-999-1942davidrnoonanmorganstanleycommorganstanleyfacomdavidnoonan

David R NoonanSenior Vice President ndash Wealth Management Financial Advisor

FOUR-YEAR WINNER

bull Customized investment strategiesbull Independent objective advicebull Global strength of RBC

My priority is responsibly managing the financial assets you entrust to RBC Wealth Management Regular contact with my clients is essential to ensure a disciplined and continuous cycle of investment success By working together with the clientrsquos other advisors we can provide customized and timely strategies that will allow clients to look past the short-term distractions and focus on their wealth management objectives

100 Crescent Ct Ste 1500Dallas TX 75201Direct 214-775-6424Toll-free 800-684-5143dansullivanrbccomwwwrbcwmfacomdansullivan

RBC Wealth Management

Therersquos Wealth in Our Approachtrade

copy2015 RBC Wealth Management a division of RBC Capital Markets LLC Member NYSEFINRASIPC

Dan SullivanSenior Vice President ndash Financial Advisor CIMAreg CFPreg

THREE-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

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Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

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TAR PROFESSIO

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TAR PROFESSIO

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FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

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NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 21: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-21wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Specialist in retirement planningbull Simplify the complexities of investingbull 4-dimensional investing approachOur approach At Beacon Financial Group we follow a disciplined approach that identifies long-term trends to establish an efficient (less volatile) and effective (preservation and growth-oriented) investment strategy Simply put we pursue preservation and growth for our clients but not at the expense of unnecessary volatility We call this approach four-dimensional investing

17300 Preston Rd Ste 120Dallas TX 75252Toll-free 800-201-4373Office 972-726-9888 sengrobeaconfgcom wwwbeaconfgcom

Making Sophisticated Investing Simple

Securities offered through NFP Advisor Services LLC (NFPAS) member FINRASIPC Beacon Financial Group is a member of PartnersFinancial a platform of NFP Insurance Services Inc (NFPISI) which is

an affiliate of NFPAS Investment Advisory Services offered through NFPAS or Beacon Financial Group Beacon Financial Group is affiliated with NFPAS and NFPISI

Stephen A EngroMBA Duke University BA University of Notre Dame

FOUR-YEAR WINNER

bull Retirement planningbull Estate planning

For 25 years I have worked with select families to design their financial road map I work with each family to help them achieve their goals and reach their potential My goal is to provide excellent service and knowledgeable advice tailored to each client It is an honor to be part of their success

2400 Dallas Pkwy Ste 100Plano TX 75093Office 972-473-5977Cell 214-418-7744andyevanswfadvisorscom

Wells Fargo Advisors LLC Member SIPC [CAR 0415-01606]

Andy EvansSenior Vice President ndash Investment Officer

FOUR-YEAR WINNER

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

bull Personalized servicebull Comprehensive long-range wealth planningbull Investment managementbull Risk management analysisbull Estate planning services

With three decades of experience at Morgan Stanley my single mission is to define your personal financial goals and help you work toward achieving them 2012 2013 2014 and 2015 Five Star Wealth Manager award winner

8383 Preston Center Plz Ste 400 Dallas TX 75225Direct 214-696-7181 Toll-free 800-933-3936philipcrewmorganstanleycom wwwmorganstanleyfacomcrew

Philip A CrewSenior Vice President Financial Planning Specialist Financial Advisor

FOUR-YEAR WINNER

bull Educated at the PhD level in economics with over 20 yearsrsquo fi nancial services industry experience

bull Dedicated to helping her clients achieve their dreams and experience fi nancial peace of mind

Stephanie Charitonenko founded Pathfinder Financial Services to provide investment services that are comprehensive yet easily understandable As an Enrolled Agent (EA) Stephanie is also a tax expert Her practice focuses on mitigating investment risk and using tax-efficient investment strategies tailored for each phase of life

6660 S Sheridan Rd Ste 260Tulsa OK 74133Phone 903-436-0029Fax 888-519-6834StephanieCharitonenkoFIFSmailcomPathfinderFinancecom

Securities offered through First Independent Financial Services Inc Member FINRA SIPC 6660 S Sheridan Rd Ste 260 Tulsa OK 74133 918-492-9484

Advisory services offered through First Independent Advisory Services Inc

Stephanie CharitonenkoFounderFIV

E STAR P

ROFESSIONAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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NAL

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NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

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FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

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TAR PROFESSIO

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

TAR PROFESSIO

NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-29wwwfivestarprofessionalcom

Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-30 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 22: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-22 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

bull Retirement planningbull Professional wealth managementbull Income planningasset protectionbull Offi ces in Tyler and Longview Texasbull 25 years of experience

James Holloway Sr has spent 25 years helping clients to create and grow wealth protect and preserve their life savings create a comfortable retirement income and plan for the distribution of their estate in the most tax-efficient manner

6770 Old Jacksonville Hwy Ste 104Tyler TX 75703Phone 903-534-5477Toll-free 800-675-3227bestclientstexasfi nancialandretirementcomtexasfinancialandretirementcom

Texas Financial and Retirement

Plan Well Live Well Retire Ready

Investment advisory provided by Global Financial Private Capital a registered investment advisor

James R Holloway Sr Financial Advisor

bull Planning-based approachbull Comprehensive solutionsbull Exceptional client service

Morgan Stanley serves many of the worldrsquos most sophisticated investors As your wealth advisors we have experience with the unique challenges that distinguish wealthy investors We focus on providing comprehensive wealth management and planning solutions to high-net-worth individuals and families throughout the US

5001 Spring Valley Rd Ste 900WDallas TX 75244Direct 972-774-6557Toll-free 800-366-9194AntonioMonkmorganstanleycommorganstanleyFAcomTheMonkGroup

Comprehensive Wealth Management

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

Antonio M Monk First Vice President Wealth Advisor

bull Investment management since 1977bull 401(k) and fi nancial planning servicesbull Customized portfolios

Gerald L Ray amp Associates Ltd is a registered investment advisory firm located in Dallas Texas We specialize in managing money for individuals families and institutions We also provide 401(k) and financial planning services We take a long-term view of the market and work with our clients to maximize their investment opportunities Our mission is to build and protect the wealth of our clientele by combining unmatched personal service with proven investment strategies

Gerald L Ray amp Associates Ltd1445 Ross Ave Ste 5600Dallas TX 75202Phone 214-954-1904jhraygeraldraycomwwwgeraldraycom

Building Wealth One Portfolio at a Timereg

Joseph H RayPresident

FOUR-YEAR WINNER

bull Investment management and retirement planningbull Education planningbull Insurance planningbull Estate planningbull Offi ce locations Dallas Plano Houston Midland San AngeloThe mission of Elite Financial Management is to provide comprehensive financial advice exceptional personalized service and suitable high-quality investments while maintaining diligence and respect for our clients and focusing on our clientsrsquo best interests at all timesElite Financial Management welcomes new clients and offers a complimentary initial financial planning meeting

5420 LBJ Fwy Ste 275Dallas TX 75240Office 214-239-4715infoelitefmnetwwwelitefmnet

Expertise Experience and Independence

Securities and advisory services offered through LPL Financial a Registered Investment Advisor Member FINRASIPC

William ldquoBillrdquo DendyWealth Manager JD MBA CPA CFPreg PFS CLUreg CDFAtrade

FOUR-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-29wwwfivestarprofessionalcom

Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-30 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 23: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-23wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

I help clients identify and reach their dreams while protecting their loved ones from the rainy days that occur in everyonersquos lives I focus on how planning and investing can help you bring your dreams and goals more within reach

260 N Denton Tap Rd Ste 270Coppell TX 75019Office 972-393-7393Raymondjclarkampfcom

Raymond ldquoRayrdquo ClarkCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Mel has BS MS degrees in aeronautical engineering from the University of Oklahoma and was a member of the Apollo Space Program He has been in the financial services industry for 41 years and uses a unique and disciplined approach to investing and retirement distributions

16479 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4119Toll-free 855-737-4722mmeyersArmorWealthcomwwwArmorWealthcom

Mel MeyersFinancial Advisor Chartered Financial Consultantreg

Registered Representative of and Securities and Investment Advisory Services off ered through Hornor Townsend amp Kent Inc a Registered Investment Advisor Member FINRA

SIPC ARMOR Wealth Management is independent of Hornor Townsend amp Kent Inc 16479 Dallas Pkwy Ste 850 Addison TX 75001A4TM-0514-02E2

TWO-YEAR WINNER

Fluent Financialreg helps clients find a balance between enjoying life today while also adopting a sound financial plan to pursue long-term goals

14800 Landmark Blvd Ste 848Dallas TX 75254Phone 972-852-4800mitchfluentfinancialcomwwwFluentFinancialcom

Mitch KramerFounder CFPreg MBA

Securities off ered through LPL Financial Member FINRASIPC Investment Advice off ered through Fluent Financial LLC a registered

investment advisor and separate entity from LPL Financial

FOUR-YEAR WINNER

An Ameriprise Platinum Financial Servicesreg practice Mark Stegman has been a financial advisor for over 18 years His areas of focus include financial planning retirement strategies and investments

3333 Premier DrPlano TX 75023Phone 972-543-4850marksstegmanampfcomameripriseadvisorscom marksstegman

Mark S StegmanCFPreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial

success Ameriprise Financial Services Inc Member FINRA and SIPC

FOUR-YEAR WINNER

Derrick Kinney amp Associates has been helping clients plan for their retirement goals for 20 years We help you plan for your financial security and peace of mind so you can enjoy the retirement yoursquove always wanted

700 Highlander Blvd Ste 335Arlington TX 760152435 N Central Expy Ste 1200Richardson TX 75080Phone 817-419-6001DerrickKinneycom

Derrick KinneyChFCreg CASLreg CLTC CRPCreg Private Wealth Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success Investment advisory services and products are made available

through Ameriprise Financial Services Inc a registered investment adviser Ameriprise Financial Services Inc member FINRA and SIPC

TWO-YEAR WINNER

We help clients simplify their financial lives generate income for the life they want now and later and build a lasting legacy 2014 and 2015 Five Star Wealth Manager

1529 W Lingelville Rd Ste AStephenville TX 76401Phone 254-968-1020dougmclemorelplcomwwwmclemoregroupcom

Doug McLemoreLPL Financial Advisor

Securities off ered through LPL Financial Member FINRASIPC Investment advice off ered through 360 Wealth Management a

Registered Investment Advisor McLemore Financial Group and 360 Wealth Management are separate entities from LPL Financial

TWO-YEAR WINNER

At Silver Creek Financial Group we implement a process designed to help you live the one life you have the best way you can without undue financial sacrifice or overexposure to risk Our commitment is to help you plan effectively invest wisely and map a realistic course to your future years while developing lifelong professional and personal relationships

1300 S University Dr Ste 316Fort Worth TX 76107Office 817-945-1500Johnsc-fgcomwwwsc-fgcom

John GilbertPresident

Securities and advisory services off ered through Prospera Financial Services Inc Member FINRASIPC

THREE-YEAR WINNER

The mission of Don Hubbard Investment Services is to help individuals and families understand their investment options and make wise decisions to pursue their specific goals and achieve financial confidence

Don Hubbard Investment Services

903 N Main StWeatherford TX 76086Office 817-594-6556 Fax 817-594-6557donhubbardlplcomDonhubbardinvestmentscom

Don HubbardCFPreg CRCreg LPL Financial Advisor

Retire With Confidence

Securities off ered through LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Summit Financial Group is an independent financial planning and wealth management practice that believes the only right strategy is the strategy thatrsquos right for you

8131 LBJ Fwy Ste 770ADallas TX 75251Phone 806-433-4360Office 806-242-3700blairsfgonlinecomwwwsfgonlinecom

Blair RogersPrincipal CFPreg

Securities and Investment Advisory Services off ered through NFP Advisor Services LLC (NFPAS) member FINRASIPC NFPAS is affi liated

with Summit Financial Group

TWO-YEAR WINNER

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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FIVE S

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FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 24: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-24 texasmonthlycom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

At Allegiant Wealth Management our passion is to assist our professional and entrepreneurial clients achieve their goals of a secure financial future and to empower them to make informed decisions We appreciate our clientsrsquo continued confidence

10000 N Central Expy Ste 1200Dallas TX 75231Office 972-348-6306Cell 972-835-8056jwestfinancialguidecomfinancialguidecomjodie-west

Jodie B WestFinancial Advisor CLTCreg

Securities investment advisory and fi nancial planning services through MML Investors Services LLC Supervisory Offi ce10000 N Central Expy Ste 1200 Dallas

TX 75231 972-348-6300 Allegiant Wealth Management is not a subsidiary or affi liate of MML Investor Services LLC or its affi liate companies CRN201704-12366

For over 20 years my relationships with clients have been built on honesty integrity and doing what is right for the client This has resulted in a high rate of client retention and referrals Please visit our website at wwwhollandimcom to see how our investment strategies are designed for todayrsquos complex crisis-prone markets

7001 Blvd 26 Ste 505North Richland Hills TX 76180Office 817-698-9800garyhollandimcomwwwhollandimcom

Gary N HollandFounder

Holland Investment Management is a Registered Investment Adviser Advisory services are only off ered to clients or prospective clients where Holland Investment Management and its representatives are properly licensed or exempt from licensure Past performance is no guarantee of future returns Investing involves risk Securities custodied at LPL Financial

FOUR-YEAR WINNER

Damian can help you create a financial plan a personalized road map that can help you solve your financial problems and achieve your short- and long-term financial goals He will work one-on-one with you to understand your current financial situation and then design a financial plan that is customized to your needs

PO Box 251606Plano TX 75025Office 972-359-1827Cell 972-814-7874dcarusolincolninvestmentcomkwgutshallandassociatescom

Damian CarusoFinancial Advisor

Advisory Services and Securities off ered through Lincoln Investment Planning Inc Registered Investment Advisor BrokerDealer Member FINRASIPC Supervisory Offi ce 218 Glenside

Avenue Wyncote PA 19095 215-887-8111 Lincoln Investment Planning Inc and KW Gutshall amp Associates are not affi liated

TWO-YEAR WINNER

Dustin brings clientsrsquo financial assets needs and goals together to create well-integrated comprehensive wealth plans He offers custom planning access to lending options and trust services through affiliates and business and philanthropic solutions tailored to client values

2027 Texoma PkwySherman TX 75090Phone 903-893-0101Toll-free 800-873-9149dustinsandlinwfadvisorscom

Dustin W SandlinCFPreg Senior Vice President ndash Investments

Wells Fargo Advisors LLC member SIPC [CAR 0415-04674]

Dan and his team at EECU work with clients at their 13 locations throughout the DFW area They manage rollovers existing portfolios inheritances and most investments Dan helps you to clearly understand investing in order to make well-informed decisions

1617 W 7th StFort Worth TX 76102Phone 817-882-0138danielwoodardlplcomwwweecuiscom

Daniel J WoodardSr Investment Services Manager Lic 0010778689

Securities off ered through LPL Financial member FINRASIPC Insurance products off ered through

LPL Financial or its licensed affi liates

THREE-YEAR WINNER

I am dedicated to building a trusting relationship with individuals and small businesses for the purpose of pursuing their financial goals Using an extensive background in tax preparation and integrating major wealth management issues we work together to create a financial action plan

UNITY Financial Services

610 N Town East BlvdMesquite TX 75150Office 972-329-9453Cell 214-649-0637jimwadeunity-financialcomwwwunity-financialcom

James ldquoJimrdquo A WadeCFPreg CSAreg MBA

Securities off ered through HD Vest Investment ServicesSM member SIPC Advisory services off ered through HD Vest Advisory ServicesSM

UNITY Financial Services is not a registered brokerdealer or independent investment advisory fi rm

TWO-YEAR WINNER

Clientsrsquo financial goals and dreams are what I help bring to reality With 29 years of experience and a desire to educate my clients I tailor a strategy to help them find their unique pathway to a sound financial future

3305 Long Prairie Rd Ste 140Flower Mound TX 75022Phone 972-539-0002sdodgenextfinancialcomwwwvisionaryfinancialgroupcom

Shelly R DodgePresident Investment Adviser Representative

Securities and investment advisory services through NEXT Financial Group Inc Member FINRASIPC None of the entities are affi liated

Armor Wealth Management

16475 Dallas Pkwy Ste 850Addison TX 75001Office 469-737-4117Cell 214-789-9600gbrillhartarmorwealthcom

Grover C Brillhart IIAdvisor

Grover Brillhart entered the financial services industry in 1995 He truly enjoys assisting people who want to make a difference in their future lives by planning today for tomorrow Letrsquos sit down and have a conversation today and start your plan

Registered Representative of and Securities and Investment Advisory services off ered through Hornor Townsend amp Kent Inc (HTK) Registered Investment Advisor Member

FINRASIPC 16479 Dallas Pkwy Ste 850 Addison Texas 75001 469-737-4000 ARMOR Wealth Management is independent of HTK HTK does not provide legal or tax advice

Always consult a qualifi ed tax advisor regarding your personal tax situation and a qualifi ed legal professional for your personal estate planning situation

FOUR-YEAR WINNER

Listening to your needs and values and partnering to achieve your dreams I am an independent financial adviser and planner

Rockgate Financial Partners

5005 LBJ Fwy Ste 750Dallas TX 75244Phone 972-759-3927asalickrockgatefinancialcomwwwrockgatefinancialcom

Anne F SalickFinancial Planner

Securities and Investment Advisory Services off ered through Signator Investors Inc Member FINRA SIPC a Registered Investment Advisor

Rockgate Financial is independent of Signator Investors Inc 166-20150504-231011

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NAL

FIVE S

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NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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FIVE S

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FIVE S

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-29wwwfivestarprofessionalcom

Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

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wwwfivestarprofessionalcomWMD-30 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 25: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-25wwwfivestarprofessionalcom

The Five Star Wealth Manager award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria Eligibility criteria ndash required 1 Credentialed as a registered investment adviser or a registered investment adviser representative 2 Active as a credentialed professional in the financial services industry for a minimum of 5 years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the wealth manager has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process feedback may not be representative of any one clientrsquos experience C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Fulfilled their firm review based on internal standards 5 Accepting new clients Evaluation criteria ndash considered 6 One-year client retention rate 7 Five-year client retention rate 8 Non-institutional discretionary andor non-discretionary client assets administered 9 Number of client households served 10 Education and professional designations Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers Award does not evaluate quality of services provided to clients Once awarded wealth managers may purchase additional profile ad space or promotional products The Five Star award is not indicative of the wealth managerrsquos future performance Wealth managers may or may not use discretion in their practice and therefore may not manage their clientrsquos assets The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future For more information on the Five Star award and the researchselection methodology go to fivestarprofessionalcom 2862 DallasFort Worth wealth managers were considered for the award 684 (24 percent of candidates) were named 2015 Five Star Wealth Managers

Five Star Wealth Manager

Renee works with high-net-worth individuals in providing holistic disciplined financial life planning which integrates personal business and foundation investments and estate planning She believes in making a difference Results do not just happen they take planning 2012 2013 2014 and 2015 Five Star Wealth Manager

8383 Preston Center Plz Dr Ste 400Dallas TX 75225reneesterlingmorganstanleycommorganstanleyfacomreneesterling

Renee SterlingSecond Vice President Wealth Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

FOUR-YEAR WINNER

I focus on understanding where my clients want to go in life and what they want to achieve mdash building meaningful relationships With a holistic approach to financial planning I help them plan for a more confident retirement which aligns with their goals 2012 ndash 2015 Five Star Wealth Manager

1612 Summit Ave Ste 410Fort Worth TX 76102Direct 817-348-8637 Office 817-348-0791bettypoageampfcom ameripriseadvisorscombettyjpoage

Betty Joy PoageCRPCreg Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

Everyone has a different expectation relative to retirement planning Whatever your plan we commit to help you develop a strategy specific to your needs This process begins with you because after all it is all about you

2435 N Central Expy Ste 1200RichardsonTX 75080Office 972-422-5369SilveriaHufstedlerlplcomjourneywmcom

Silveria S HufstedlerFinancial Advisor

LPL Financial Member FINRASIPC

THREE-YEAR WINNER

Putting the needs of clients first is the approach I believe in Irsquoll work with you to find the right financial solutions to help you plan for your unique goals And together wersquoll track your progress over time adjusting your plan along the way to help get you where you want to go

1401 Precinct Line RdHurst TX 76053Office 817-591-8025howardkbelletampfcomameripriseadvisorscomhowardkbellet

Howard K BelletCFPreg CRPCreg MBA Financial Advisor

Investors should conduct their own evaluation of a fi nancial professional as working with a fi nancial advisor is not a guarantee of future fi nancial success

Investment advisory products and services are made available through Ameriprise Financial Services Inc a registered investment adviser

FOUR-YEAR WINNER

I provide fee-based financial planning wealth and risk management tax and investment strategies employee benefits business and succession planning estate and trust planning asset protection legacy preservation and charitable planning

10440 N Central Expy Ste 1040Dallas TX 75231Phone 214-706-0839LoraLoraHoffcomwwwLoraHoffcom

Lora J HoffWealth Manager CFPreg

Securities and advice off ered through Investment Planners Inc (Member FINRASIPC) and IPI Wealth Management Inc respectively

226 West Eldorado Street Decatur IL 62522

FOUR-YEAR WINNER

We provide comprehensive financial planning investment and retirement services featuring nonproprietary products and objective research and market insights from the nationrsquos largest independent brokerdealer

4880 Long Prairie Rd Ste 220Flower Mound TX 75028Office 469-635-2860paulpomeroylplcomwwwpaulspomeroycom

Paul PomeroyCFPreg MBA AIFreg

LPL Financial a Registered Investment Advisor member FINRASIPC As reported in Financial Planning Magazine

1996 ndash 2014 based on total revenue

FOUR-YEAR WINNER

I focus on keeping things clear and simple so yoursquoll understand exactly what wersquore doing to plan for your financial future I pride myself on making a difference in the lives of my clients by helping them fulfill their most important financial goals2012 2014 and 2015 Five Star Wealth Manager award winner

7500 Dallas Pkwy 5th FlPlano TX 75024Office 972-943-7272Toll-free 800-999-1942RobHrnicekmorganstanleycommorganstanleyfacomrobhrnicek

Robert L HrnicekCFPreg Vice President Financial Advisor

copy2015 Morgan Stanley Smith Barney LLC Member SIPC

THREE-YEAR WINNER

ldquoWealth will only come as a result of living beneath your means Saving even a small amount every month can grow into something significantrdquomdash Five Star award winner

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

FIVE S

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SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-27wwwfivestarprofessionalcom

Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

FIVE S

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NAL

FIVE S

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FIVE S

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FIVE S

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FIVE S

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FIVE S

TAR PROFESSIO

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

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Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 26: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-26 texasmonthlycom

Five Star Wealth Manager

Business PlanningJoseph Chenoweth Armor Wealth

Management

Ramona Locke middot Merrill Lynch

John Noey middot Princor Financial Services

Michael Weaver middot Armor Wealth Management

Estate PlanningLynn Bryant middot LPL Financial

Norman Farr middot Diesslin Group Page 19

Timothy Mebane middot LPL Financial

Porter Ozanne middot Probity Advisors Page 18

Eric Vincent middot Vincent Wealth Management

Financial PlanningClint Adams middot Adams Wealth

Management

James Adcock middot LPL Financial

George Alden middot Eagle Strategies

Caleb Allen middot Cambridge Investment Research

Zachary Allen middot First Financial Equity Corporation

Lance Alston middot New Dimensions Wealth Management

Jerry Anderson middot LPL Financial

Michael Anderson middot True North Advisors

Marcos Andujar middot Clarity Financial Group

Joan Arciero middot Lincoln Investment

Elizabeth Armstrong middot Ameriprise Financial Services Inc

Philip Athey middot Atlas Wealth Advisors

Gerald Baker middot Baker Financial Services

Mike Barron middot Barron Wealth Strategies

Eric Bartel middot Financial Coaching

Douglas Bartol middot Money Matters

Barbara A Barton middot American Financial Services

Patrick Beaird middot Beaird Harris

Kris Beaulieu middot Clarity Financial Group

Howard Bellet middot Ameriprise Financial Services Inc Page 25

Jeffrey Bellinghausen middot Bellinghausen and AssociatesAmeriprise Financial Services Inc

Tom Belobraydic middot MML Investors Services

John Berry middot Corner Post Financial Planning

Michelle Berry middot Raymond James Financial Services

Kathy Bickhaus middot Merrill Lynch

Charlotte Birk middot LPL Financial

Randy Black middot Spectrum Financial Group Page 9

Steve Blankenship Heritage Financial Planning Page 4 amp 5

Kalita Blessing middot Quest Capital Management Page 6

Danny Paul Blevins middot Ameriprise Financial Services Inc

Stephen Blum middot Strategic Wealth Planning

Bruce Bordelon middot Ameriprise Financial Services Inc

Jim Bowers middot Morgan Stanley

Mark Bowlby middot LPL Financial

Suzanne Boyd-Chapman middot RBC Wealth Management

Jaime Boyles middot Lee Financial

Jeffrey Bridges middot Morgan Stanley

Grover Brillhart middot Armor Wealth Management Page 24

Sean Brown middot Ameriprise Financial Services Inc

Bradley Burnfield middot Ameriprise Financial Services Inc

Terry Bussard middot Money Matters

Markus Byrd middot Milestone Group amp Associates

Scott Byrd middot Ameriprise Financial Services Inc

Dusti Calandar middot Ameriprise Financial Services Inc

Nick Morgan Campbell middot Nick Campbell Financial Group

William Campbell middot Ameriprise Financial Services Inc

Mark Cannon middot Ameriprise Financial Services Inc

Bradley Cantrill middot Cantrill Financial Group

David Carl middot Professional Wealth Management Group

Holly Carroccio middot Nexus Advisors

Bill Carter middot Raymond James Financial Services

Travis Carter middot Insight Wealth Partners

Stephanie Charitonenko middot First Independent Advisory Services Page 21

Michael Charne middot Merrill Lynch

John Checki middot John Checki Jr CPA

Derek Childs middot Howard Financial Services

Rod Chisholm middot Flagship Financial Group

Guy Church middot Ameriprise Financial Services Inc

Raymond Clark middot Ameriprise Financial Services Inc Page 23

Milo Cobb middot Morgan Stanley

Doug Cochran middot Adams Wealth Management

Rodney Coe middot Ameriprise Financial Services Inc

Kyle Coleman middot Ameriprise Financial Services Inc

Richard F Colleoni middot Wunderlich Securities

Braxton Bragg Comer II middot Bragg Comer Financial Advisors

Jerald Cooperman middot Ameriprise Financial Services Inc

Lynn Corniello middot Ameriprise Financial Services Inc

Gary Cowles Jr middot Cardinal Wealth Advisers

Robert A Cox middot Quest Capital Management Page 6

Jack Crain middot LPL Financial

Philip Crew middot Morgan Stanley Page 21

Carl Cuff middot The Ayco Company

Jeffrey Cummins middot Spectrum Financial Group

Christopher Currin middot Pegasus Advisors

Michael Dallas middot Prospera Financial Services

Bryce Danley middot Ameriprise Financial Services Inc

Michael DeGroat middot Ameriprise Financial Services Inc

William Dendy middot Elite Financial Management Page 22

Mark Diamond middot Beacon Financial Group

Steven Diamond middot LPL Financial

Elizabeth Dignum middot Dignum Financial Partners

Michael Domingo middot Cadence Financial Advisors

Patrick Dougherty middot Dougherty Wealth Management

Joseph Dowdall middot Money Matters

Shaun Dowling middot HFS Wealth Management

Terry Doyle middot Ameriprise Financial Services Inc

Elias Dragon middot Money Matters

David Dryden middot Insight Wealth Partners

Mark Duckworth middot Morgan Stanley

Jonathan Dumas middot Dean Jacobson Financial Services

Mary H Durie middot Quest Capital Management Page 6

Tom Dwyer middot Financial Design Group

Brian Eckeberger middot LPL Financial

Stephen Engro middot Beacon Financial Group Page 21

Laura Enwere middot Ameriprise Financial Services Inc

Bradley Epstein middot Cetera Advisors

Tandy Ervin middot Silver Sail Wealth Advisors Page 15

Joann Eubank middot Ameriprise Financial Services Inc

Ahmad Fahim middot Ameriprise Financial Services Inc

James Farris middot Farris Capital Management

Deborah Federick middot Ameriprise Financial Services Inc

Michael Felker middot Ameriprise Financial Services Inc

Larry C Ferguson middot Quest Capital Management Page 6

Charla Fields middot Ameriprise Financial Services Inc

Mark Fillnow middot Ameriprise Financial Services Inc

Tiffany Finney-Johnson middot New Dimensions Wealth Management

Brian Fisher middot RF Financial Group

Suzanne Fitzgerald middot Eagle Strategies

Deborah Fleming middot Woods Financial Group

Evguenia Funderburk middot Ameriprise Financial Services Inc

Joseph Galloway middot Ameriprise Financial Services Inc

Thomas Gamez middot LPL Financial

Christopher Garcia middot Ameriprise Financial Services Inc

Frances Gardner middot Armor Wealth Management Page 15

Crawford Gates middot Sagemark Consulting

John Gay middot Frisco Financial Planning

Allison Geiger middot Heritage Financial Planning Page 4 amp 5

Laura Gentry middot Avisco Financial

Allen Gibson middot Ameriprise Financial Services Inc Page 16

Joel Gilhang middot Gilhang Financial Group

Nicholas Giorgio middot Ameriprise Financial Services Inc

Roger Glass middot Martin Financial Group

Henri Glover middot HG Tailored Financial Services

Alan Goldfarb middot Financial Strategies Group

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

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FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 27: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

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Five Star Wealth Manager

Damon Gonzalez middot Domestique Capital

Kevin Grant middot Higginbotham

Neil Grant middot Robert W Baird amp Company

Melody Gray middot Spectrum Financial Group

Tish Gray middot Lincoln Financial Advisors

Todd Green middot Perennial Financial Solutions

Barney Grossman middot Morgan Stanley

Ricky Grunden Sr middot Grunden Financial Advisory

Dan Hale middot Raymond James Financial Services

Nathan Hale middot Ameriprise Financial Services Inc

Scott Hammel middot Atlas Wealth Advisors

Dylan Harig middot Redwood Financial

Marilyn Harris middot Evos Financial

Charles Hart middot Ameriprise Financial Services Inc

James Hartgraves middot Ameriprise Financial Services Inc

Alan Haworth middot Oppenheimer amp Company Page 17

J Michael Hemp middot Stratford Consulting

Darren Hill middot Morgan Stanley

Terrence Hill middot LPL Financial

Ann Hillmann middot Ameriprise Financial Services Inc

James Holloway middot Texas Financial and Retirement Page 22

Thor Hoppess middot Ameriprise Financial Services Inc

James Hopson Jr middot Capital Advisory Group

Britta Horigan middot Riley Wealth Management

Mark Howlett middot Thrivent Financial

Thomas Hubbell middot Maverick Wealth Management Page 17

Silveria Hufstedler middot LPL Financial Page 25

Gary Hughes middot LPL Financial

Jennifer Ibarguen middot Ameriprise Financial Services Inc

Dewey Isom middot Raymond James amp Associates

Lance Jamerson middot HFS Wealth Management

David James middot James Financial Group

Christopher Jeng middot Ameriprise Financial Services Inc

James Johnson middot LPL Financial

Benjamin Jones middot Ameriprise Financial Services Inc

Charles Jones middot Ameriprise Financial Services Inc

Gregory Jones middot MetLife

Lindsay Jones middot Ameriprise Financial Services Inc

Bryan Keever middot Ameriprise Financial Services Inc

Sean Kelleher middot Riverchase Financial Planning

Adam Keller middot Atlas Wealth Advisors

Robert Kerr middot First Command Financial Planning

Tony Kim middot Ameriprise Financial Services Inc

Derrick Kinney middot Ameriprise Financial Services Inc Page 23

Stephanie Kinnunen middot Ameriprise Financial Services Inc

Joy Kirsch middot Kirsch amp Associates Page 10

Carl Kunhardt middot Quest Capital Management Page 6

Travis Ladner middot Ameriprise Financial Services Inc

Brian Langford middot Verus Wealth Advisors

James Larkin middot Ameriprise Financial Services Inc

Lucas Lawson middot NFocus Financial Partners

Bryan Leake middot Ameriprise Financial Services Inc

Charles Lee middot Ameriprise Financial Services Inc

James Lehman middot Ameriprise Financial Services Inc

Dwayne Leleux middot Ameriprise Financial Services Inc

Woody Levinson middot LS Wealth Strategies

Brent Little middot Odyssey Wealth Management

Anthony Lopez middot Ameriprise Financial Services Inc

Steven Lorio middot Lorio Wealth Management

Bill Lourcey middot Ameriprise Financial Services Inc

Aljon Lovelace middot Money Matters

John Loyd middot LPL Financial

Justin Luddeke middot Lee Financial

Steve Lugar middot Beaird Harris

Kris Maksimovich middot Global Wealth Advisors

Blaine Malcolm middot The Botsford Group

James Marsden middot Atlas Wealth Advisors

Daniel Mauck middot Clintsman Financial Planning

Howard McCartney middot Ameriprise Financial Services Inc

Mark McClanahan middot Robertson Griege amp Thoele Financial Advisors

Lynn McIntire middot Cadent Capital

Thomas McIntire middot Raymond James Financial Services

Stewart McLauchlan middot Ameriprise Financial Services Inc

Mark McLeland middot Merrill Lynch

Douglas McLemore middot McLemore Financial Group Page 23

David Meadors middot Morgan Stanley Page 7

Jonathan Meaney middot Carter Financial Management

Cheri Measom middot Raymond James Financial Services

Bikram Mehta middot Merrill Lynch

Karen Meinz middot LPL Financial

James Mewhinney middot Morgan Stanley

Melvin Meyers middot Armor Wealth Management Page 23

Jimmy Middlebrook middot Ameriprise Financial Services Inc

David Miller middot Morgan Stanley Page 2 amp 3

Marcia Miller middot Ameriprise Financial Services Inc

Scott Miller middot Ameriprise Financial Services Inc

Michael Mills middot Mike Mills Wealth Management

Derek Moffatt middot Moffatt Financial Strategies

Jan Mohamed middot ConfidentVision

Craig Molldrem middot North Star Resource Group

Antonio Monk middot Morgan Stanley Page 22

Kevin Moore middot Kevin E Moore Financial Group

Marie Moore middot Morgan Stanley

Ken Moraif middot Money Matters

George Morton middot Level Four Advisors

Robyn Morton middot Ameriprise Financial Services Inc

Ryan Mullin middot LPL Financial

Scott Mulloy middot Ameriprise Financial Services Inc

Mark G Mundy middot Ameritas Investment Corporation

Irving Munn middot Munn amp Morris Financial Advisors

Tyler Nace middot Raymond James Financial Services

Steven Nagel middot Merrill Lynch

Aubrey Nestman middot Ameriprise Financial Services Inc

Jeremy Newton middot LPL Financial

Kathleen Novotny middot Purshe Kaplan Sterling Investments

Robert Nursey middot Ivy League Retirement Planning

Jason Palmer middot Ameriprise Financial Services Inc

Dianna Parker middot Lincoln Financial Advisors

Ashley Parks middot Martin Financial Group

Tom Gilliam Parks Jr middot Ameriprise Financial Services Inc

Jon Paul Pattinson middot Botsford Financial Group

Kim Victoria Pauley middot Pauley Financial Services

Mike Pazera middot Pazera Capital Management

Timothy Peach middot Morgan Stanley

Robin Pearce middot Ameriprise Financial Services Inc

Charles Pepkin middot Ameriprise Financial Services Inc

Gordon Peterson middot International Research amp Asset Management

Thomas Philipp middot Professional Wealth Management Group

Dana Pingenot middot Lee Financial

Kevin Pittman middot Ameriprise Financial Services Inc

Betty Poage middot Ameriprise Financial Services Inc Page 25

Paul Pomeroy middot LPL Financial Page 25

Donald Pope middot Raymond James Financial Services

Jason Potts middot Lifetime Wealth Management

Jeffery D Price middot Merrill Lynch

Lee Price middot Smith Anglin Financial

Kirk G Quaschnick middot Eagle Strategies

David Ragan middot Grunden Financial Advisory

Lisa Rapfogel-Ostroff middot MassMutual

Brandon Ratzlaff middot Raymond James Financial Services

Curtis Reese middot Money Matters

Antonio Rhee middot TIAA-CREF Indvidual amp Institutional Services

Jamie Richardson middot Raymond James Financial Services Page 18

James Riefe middot Charles Schwab amp Company

Gerald Robinson middot Lightforce Financial

Randy Roe middot The Ayco Company

Blair Rogers middot Summit Financial Group Page 23

Award winners listed by primary services and listed alphabetically by last name

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wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

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Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

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NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 28: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-28 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Craig Rogers middot Rogers Wealth Group Page 11

Joseph Roppolo middot PFS Investments

Larry Rose middot RF Financial Group

Anne Salick middot Rockgate Financial Partners Page 24

Arthur Salmon middot GS Wealth Management

Jeffrey Sandene middot Sandene Strategies

Tom Sanders middot Cain Watters amp Associates

Bill Saplicki middot LS Wealth Strategies

Miles Sawyer-Wicker middot AXA Advisors

Susan Schildt middot Stratford Consulting

Steven Schlegel middot SchlegelDunn

Jeffrey Schmeltekopf middot Dean Jacobson Financial Services

Eric Karl Schuster middot First Command Financial Planning

Sean Scruggs middot Thrivent Financial

Wendy Seale middot Raymond James Financial Services Page 18

Shashin Shah middot SGS Wealth Management

Roger A Shake middot Legacy Consulting Group

Kyle Shores middot The Botsford Group

Brent Sikes middot FullCircle Wealth

Lawrence Silverman middot Silverman Legate Advisory Group

James Simpson middot Intouch Wealth Management

Michael Scott Slayton middot MetLife

William Smiley middot Ameriprise Financial Services Inc

Christopher Smith middot Ameriprise Financial Services Inc

Joshua Smith middot United Capital

Michael Smith middot NFocus Financial Partners

Shawn Smith middot Clearfork Wealth Management

Jennifer Snee middot Ameriprise Financial Services Inc

Ted Snow middot Snow Financial Group

Joseph Stack middot Pensionmark Retirement Group

L Dale Stamps middot Spar Investment Counsel

Taylor Steele middot Cadent Capital

Mark Stegman middot Ameriprise Financial Services Inc Page 23

Helen Stephens middot Aspen Wealth Management

John Stockton middot Financial Coaching

Annette Story middot Financial Coaching

Cary Strohmeyer middot Integrity Financial Services

Sandra Strohmeyer middot Ameriprise Financial Services Inc

Richard Sullins middot Merrill Lynch

Bruce Sutherland middot Money Matters

Andrew Swedlund middot Merrill Lynch

Laura Sweeney middot Southern Wealth Management

Stephen Dallas Tally middot BFT Financial Group

James W Taylor middot AXA Advisors

R Jeff Taylor middot Ameriprise Financial Services Inc

Gayle Terry middot RBC Wealth Management

Carolyn Teschemacher middot Navigation Financial Group

Jeff Thomas middot Raymond James Financial Services

Nicholas Thomas middot Southwestern Investment GroupRaymond James Financial Services

Patrick Thuecks middot MML Investors Services Page 9

Charles Titterington middot Ameriprise Financial Services Inc

Mark Trewitt middot Integrated Financial Solutions Group

Robert Tunnell middot Money Matters

Al Valente middot Raymond James Financial Services

Kyli Vardeman middot Ameriprise Financial Services Inc

Neal Vasso middot Vasso amp AssociatesAmeriprise Financial Services Inc Page 19

Bryan Vaughn middot Ameriprise Financial Services Inc

Melissa Villegas middot Diesslin Group

Kane Vines middot Ameriprise Financial Services Inc

Lindsay Vitovsky middot Armor Wealth Management

Ruth Vivrett middot Ameriprise Financial Services Inc

Steven Wachs middot Legacy Consulting Group

James Albert Wade middot UNITY Financial Services Page 24

Casey Waits middot Waits Financial Group

Tammie Walker middot Strategic Wealth Advisor TeamAmeriprise Financial Services Inc

Dusty Wallace middot Lee Financial

Kyle Walters middot Atlas Wealth Advisors

Clint Wammack middot Ameriprise Financial Services Inc

Dexter Ward middot HD Vest

Timothy J Waterworth middot Waterworth Wealth Advisors

Jodie West middot Allegiant Wealth Management Page 24

Tom Whiteman middot Prospera Financial Services

Larry Wicker middot AXA Advisors

Brandon Williams middot Cetera Investment Services

Christie Williams middot Lee Financial

Jonathan Williams middot Ameriprise Financial Services Inc

Stephen Williams middot VALIC Financial Advisors

Timothy Wilson middot LPL Financial

Donnye Winship middot LPL Financial

Jeff Wolf middot Wealthstar Advisors

Eric Wolfe middot Wolfe Lehman Wammack amp Associates

Keith Wood middot Morgan Stanley

Christopher Wyatt middot Navigation Financial Group Page 14

Clyde Wyatt middot Navigation Financial Group Page 14

Jon Wych middot Investors Solutions

Billy Yarbrough middot Ameriprise Financial Services Inc

Christopher S Young middot Quest Capital Management Page 6

InsuranceDonald Murphey middot AXA Advisors

Joseph Radovic middot Hornor Townsend amp Kent

InvestmentsChristopher Abel middot Ameriprise

Financial Services Inc

Jesse Abercrombie middot Edward Jones

Austin Adams middot LPL Financial

James Aldendifer middot Raymond James Financial Services

William Alderdice middot Silverbrook Investment Advisors

Alexander Alfano middot MetLife

J Timothy Allen middot Wells Fargo Advisors Financial Network

Jesse Anderson middot Snider Advisors

J Russell Armstrong middot AIS Financial

Roger Asel middot Certified Financial Strategies

Vatsal Assar middot MPACT Financial Group

Frank Aswad middot Edward Jones

Belinda Aucoin middot Trinity Strategy Partners

James Aughenbaugh II middot Stephens

Merry Lyn Bagwell middot Wells Fargo Advisors LLC

Clifton L Barrett middot Edward Jones

Paul Bateman middot Ameriprise Financial Services Inc

Barron Beal middot Covenant

Emerson Bell middot Halvorson Boyd amp Bell

Douglas Bielefeld middot Wells Fargo Advisors LLC

Scott Birmingham middot Merrill Lynch

Brian Bisdorf middot Edward Jones

Tony Blauvelt middot Edward Jones

Jamie Bloom middot Charles Schwab amp Company

Sonja Blumoff middot Merrill Lynch

Lisa Bordelon middot Raymond James amp Associates

Matt Borowski middot True North Advisors

D Bradley Bourland middot Diesslin Group

David Bower middot Morgan Stanley

Hil Bowman middot Morgan Stanley

Danny Boyce middot Lee Financial

James Breen middot Wells Fargo Advisors LLC

Don Brock middot Edward Jones

Adam Bronson middot Probity Advisors Page 18

Bob Brooks middot Prudent Money Financial

Brent Brown middot Wells Fargo Advisors LLC

Ken Brown middot Maplewood Investment Advisors

Kevin Brown middot Ameriprise Financial Services Inc

Kurt Brown middot Wells Fargo Advisors LLC

Michael Brown middot Edward Jones

Daniel Bruns middot Merrill Lynch

Wayne Bruns middot Merrill Lynch

Robert Burns middot Merrill Lynch

Michael Busch middot Vogel Financial Advisors

William Byers middot Wells Fargo Advisors LLC

Michelle Calabro middot RBC Wealth Management

Damian Caruso middot KW Gutshall amp Associates Page 24

David Caviness middot Caviness Wealth Management

John William Chapman middot Edward Jones

J Cloutier middot Legacy Planning Group

Donald Cohen middot Morgan Stanley

Patrick Combs middot Morgan Stanley

Mischelle Copeland middot Wells Fargo Advisors LLC

FIVE S

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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NAL

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TAR PROFESSIO

NAL

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TAR PROFESSIO

NAL

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texasmonthlycom WMD-29wwwfivestarprofessionalcom

Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 29: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-29wwwfivestarprofessionalcom

Five Star Wealth Manager

Steve Cotton middot LPL Financial Page 20

Daniel Croonquist middot Morgan Stanley

Michael Crossley middot Wunderlich Securities Page 8

Tyler Curtis middot Snider Advisors

John Dalton middot Provident Capital Management

Matthew Dann middot Wells Fargo Advisors LLC

Wesley Darilek middot Wells Fargo Advisors LLC

Gregg Davis middot Edward Jones

Jimmy Day middot Day Wealth Management

Stanley Dean middot Morgan Stanley

Jal Dennis middot The Jal Dennis Group

Barbara Dickson middot South Texas Money Management

David Diesslin middot Diesslin Group Page 19

John Dix middot Wells Fargo Advisors LLC

Shelly Dodge middot Visionary Financial Group Page 24

David Downs middot AXA Advisors

Daniel Drake middot Southern Wealth Management

Bill Durham middot View Capital Advisors

Timothy Dwight middot True North Advisors

Doug Dyer middot Money Matters

Wendy Edwards middot Wells Fargo Advisors LLC

John Eggleton middot Foster Financial Group

Arthur Ellis middot Wells Fargo Advisors LLC

Stephen Engels middot Wells Fargo Advisors LLC

Peggy Etheridge middot Wells Fargo Advisors LLC

Andrew Eure middot Edward Jones

Barry Evans middot SFMG Wealth Advisors

Charles Evans middot Wells Fargo Advisors LLC Page 21

Brent Everett middot Talis Advisory Services

Paul Fahrenwald middot Edward Jones

Richard Fairchild middot RBC Wealth Management

Justin Farris middot Farris Capital Management

Jason Fernandez middot Wells Fargo Advisors LLC

Mark Fields middot Estatemark Financial

Joe Foster middot Foster Financial GroupAmeritas Investment Corporation

Michael Fox middot Redstone Investments

Patrick Freeman middot Freeman Wealth Management

Vernon Gang Jr middot Wells Fargo Advisors LLC

Mason Gann middot Berthel Fisher amp Company

John Garcia middot Edward Jones

Wayne Garrett middot Snow Garrett Wealth Management Page 16

Nancy Gatens middot Lee Financial

Lorie Gebbie middot Wells Fargo Advisors LLC

Mark Gehlbach middot True North Advisors

Roger Gekiere middot Navigation Financial Group Page 14

Jennifer George-Smith middot LPL Financial

John Gesek middot Fusion Capital Management

John Gilbert middot Silver Creek Financial Group Page 23

Marilyn DeLene Gilbert middot Evos Financial

Sheryl Giles middot Edward Jones

David Gilmore middot Edward Jones

Alan M Glazner middot Wells Fargo Advisors LLC

Don Goerner middot Spectrum Wealth Management

Adam Goldenberg middot True North Advisors

Pamela Gothard middot Wells Fargo Advisors LLC

Kevin Gray middot The Ayco Company

Stuart Greenfield middot Greenfield Seitz Capital

Craig Greenway middot SFMG Wealth Advisors

Steven Gundy middot GS Wealth Management

Barton Gunter middot LPL Financial

Mary Hale middot Raymond James Financial Services

Stonie Hamilton middot Edward Jones

Robert Hamrick middot Hamrick Financial

Sarah Helen Hancock middot Hancock-Smith

Scott Hancock middot Oak Capital Advisors

Janet Hanna middot Edward Jones

Ronald Harner middot Wells Fargo Advisors LLC

Carol Harper middot Ameriprise Financial Services Inc

Harvey Harper middot Edward Jones

Samuel Harrell middot Morgan Stanley

James Harvey middot Morgan Stanley

Emily Harwood middot Charles Schwab amp Company

Tere Hatcher Henry middot Ameriprise Financial Services Inc

Thomas Hatfield IV middot Hatfield Financial

Clark Christopher Hatton middot Money Matters

James Dan Heard middot Morgan Stanley

Phillip Hearn middot AXA Advisors

Brian Hendon middot Edward Jones

Alan Henry middot RBC Wealth Management

Bryn Henry middot Global Wealth Advisors

Sallie Herzog-Behnke middot Morgan Stanley

Hillary Higgins middot KR Wealth Management Group

Lora Hoff middot IPI Wealth Management Dallas Page 25

Gary Holland middot Holland Investment Management Page 24

Kim Holland middot LPL Financial

Robert Holman middot Edward Jones

Ken Hopkins middot LPL Financial

Robert Hrnicek middot Morgan Stanley Page 25

Donald Hubbard middot LPL Financial Page 23

Andrea Hughes middot Wells Fargo Advisors LLC

Thomas Alfred Hughes middot Wells Fargo Advisors LLC

Gregory Hutcheson middot Morgan Stanley

Matthew Irwin middot Ameriprise Financial Services Inc

Don Jacobson middot Dean Jacobson Financial Services

Diana Jenkins middot Raymond James Financial Services

Leonard Johnson middot Wells Fargo Advisors LLC

Anupam Johri middot Morgan Stanley

T Montgomery Jones middot FCM Investments

Todd Justice middot Morgan Stanley

Sheila Kaplan middot Merrill Lynch

Keith Karnes middot Wells Fargo Advisors LLC

Thomas Karsten middot Karsten Advisors

Valli Kindred middot Kindred Stephens Financial Group

Carey King middot LPL Financial

Bill Knight middot Robert W Baird amp Company

James Koestner middot Wells Fargo Advisors LLC

John Kolinofsky middot Ameriprise Financial Services Inc

Mitchell Kramer middot Fluent Financial Page 23

Bob Lamse middot Talis Advisory Services

Mark Larimore middot LPL Financial

Christopher Leap middot Leap Wealth Management

John Ledford middot Morgan Stanley

Richard Lee middot Lee Financial

Bryan Leinart middot Texas Financial Resources

J Curt Leonard middot Merrill Lynch

Lisa Leonard middot True North Advisors

Bradley Linch middot Linch Financial

Joseph Logsdon middot Wealth Management Group

Sidney Lorio middot Lorio Wealth Management

Matthew Lowe middot Wells Fargo Advisors LLC

David Lowenthal middot Ameriprise Financial Services Inc

Timothy Lowry middot Dean Jacobson Financial Services

Cody Lummus middot Wells Fargo Advisors LLC

Larry Magid middot Robert W Baird amp Company

Rachel Malone middot Merrill Lynch

Charles Manthey middot Bluechip Financial Planning

Kevin Margolis middot SFMG Wealth Advisors

Brian Marks middot Merrill Lynch

Randy Matthews middot Matthews Wealth Management

Greg McCoy middot Wells Fargo Advisors LLC

Spencer McGowan middot McGowanGroup Asset Management

Sean McGrath middot Wells Fargo Advisors LLC

Robert McMeen middot Morgan Stanley

Daniel McVeigh middot Merrill Lynch

David Medlin middot Ameriprise Financial Services Inc

David Megarity middot Wells Fargo Advisors LLC

Joseph Mentesana middot Edward Jones

Michael Miller middot Miller Premier Investment Planning

Scott Miller middot Miller Global Investments

Shott Miller middot Merrill Lynch

Robert Mitchell middot Morgan Stanley

Christopher Moino middot Morgan Stanley

Dewey Moore middot Cherry Investment Advisors

Brad Morgan middot Merrill Lynch

Award winners listed by primary services and listed alphabetically by last name

FIVE S

TAR PROFESSIO

NAL

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wwwfivestarprofessionalcomWMD-30 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

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texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

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SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

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Page 30: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-30 texasmonthlycom

Five Star Wealth Manager

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

Hank Mulvihill middot Mulvihill Asset Management

Michael Nettleton middot Morgan Stanley

Walter Scott Newmann middot Raymond James amp Associates

Robert Nicholas middot Wells Fargo Advisors LLC

James Nielsen middot LPL Financial

Julie Noble middot Morgan Stanley

David Noonan middot Morgan Stanley Page 20

George Wesley Oliver middot Robert W Baird amp Company

Tim Painter middot Lindus Advisors

Jaime Palmer middot View Capital Advisors

James Palmer middot Rhodes Securities

Brick P Parsons middot Edward Jones

Brian Payne middot Wells Fargo Advisors LLC

Kelly Perkins Rigas middot KR Wealth Management Group

Dan Peters middot Lee Financial

Kurt Petersen middot Wells Fargo Advisors LLC

Charles Peyton middot Edward Jones

Richard Piatas middot Merrill Lynch

Chip Pierron middot Ameriprise Financial Services Inc

Paul Pittman middot Edward Jones

Clint Poarch middot LPL Financial

Randall Pope middot Edward Jones

Britt Porter middot True North Advisors

Christopher Queen middot Wells Fargo Advisors LLC

William Quinn middot American Beacon Advisors

Brian Rahlfs middot Rahlfs Capital

Joseph Ray middot Gerald L Ray amp Associates Page 22

Larry Ray middot Wells Fargo Advisors LLC

John Reagan middot Wells Fargo Advisors LLC

James Rees middot Stoneway Financial

Micky Reeves middot Buckingham Asset Management

Keith A Rhodus middot Clare Market Investments

Nicolas Rich middot VALIC

Lance Riddle middot OptimalFolios

Adam Robinson middot SevenWealth

Mark Robinson middot The Watchman Group

Guy Rodgers middot Edward Jones

Charles Romig middot Morgan Stanley

Ronald Rotthaus middot BOSC

Mark Rubey middot Retirement Advisors of America

John W Rubottom Jr middot Cottonwood Capital Advisors

Brian Russell middot Ameritas Investment Corporation

Peter Ruth middot Maplewood Investment Advisors

David Bruce Ryzman middot Navigation Financial Group Page 14

Ivan Sacks middot Kingsley Advisors

Karee Sampson middot Wells Fargo Advisors LLC

Jeff Sanders middot Edward Jones

Dustin Sandlin middot Wells Fargo Advisors LLC Page 24

Trey Sartin middot Wells Fargo Advisors LLC

Craig Saunders middot Ameriprise Financial Services Inc

Michael Scholten middot Clear Harbor Asset Management

Myron Schwitzer middot Morgan Stanley

James Scott middot Milestone Wealth Strategies

Robyn Scott middot Edward Jones

Tara Scottino middot True North Advisors

Shelley Seagler middot Snider Advisors

Amber Seale middot Edward Jones

Dax Seale middot Edward Jones

Michael Sheff middot Morgan Stanley

James Shelton middot LPL Financial

Keith Shelton middot Wells Fargo Advisors LLC

Robert Silvestri middot Morgan Stanley

Brandon Simmons middot Ameriprise Financial Services Inc

Todd Simmons middot Raymond James amp Associates

Frank Sloan middot Sloan Investment Management

Charles Smith middot LPL Financial Page 13

Chris Smith middot LPL Financial

Christopher Sorrow middot Probity Advisors Page 18

Elizabeth Sparks middot Wells Fargo Advisors LLC

Christi Staib middot Silver Sail Wealth Advisors Page 15

Michael Steinberg middot Wells Fargo Advisors LLC

Chad Stephens middot Kindred Stephens Financial Group

Renee Sterling middot Morgan Stanley Page 25

David Graham Stone middot Stone Wealth Management Group

Dan Sullivan middot RBC Wealth Management Page 20

Cheryl Sutter middot American National Bank of Texas

Benjamin Sweeney middot Morgan Stanley

Joel Tannebaum middot Morgan Stanley

Chet Teichman middot Lighthouse Financial Group

John Thane middot Merrill Lynch

Bradley Dean Thomas middot Morgan Stanley

Patrick Thuemmel middot Wells Fargo Advisors LLC

Christopher Troseth middot The Watchman Group

W Clayton Tuggle middot Tuggle amp Russell

Peggy D Tyler middot Wells Fargo Advisors LLC

Gail Utter middot Wells Fargo Advisors LLC Page 12

Stephen Valelly middot Raymond James amp Associates

Craig Vanwinkle middot Wells Fargo Advisors LLC

Derek Vaughn middot Ameriprise Financial Services Inc

Phillip Vick middot Sovereignty Wealth Advisors

Bradley Vineyard middot Wells Fargo Advisors LLC

Jeremy Walker middot Maverick Wealth Management Page 17

Marcus Walker middot Karsten Advisors

Robert Walker middot Morgan Stanley

Larry Wallace middot The Investment Center

Gary Walsh middot Luther King Capital Management

Peter Warren middot Wells Fargo Advisors LLC

Sharon Washburn middot Morgan Stanley

Brad Weddle middot LPL Financial

Robert James Weilbacher middot LPL Financial

Jon Weinstein middot Cetera Advisor Networks

Paul Welch middot Fiduciary Financial Services of the Southwest

Stephen Wheeler middot Wells Fargo Advisors LLC

Sonja White middot Fortune Wealth Management

Robert Roy Whittenburg middot Wells Fargo Advisors LLC

James W Williams IV middot Raymond James Financial Services

Bradley Wilson middot Wells Fargo Advisors LLC

Alex Winslow middot Northern Trust

Mark Witte middot Mark Witte Investment Services

John Wolverton middot Navigation Financial Group Page 14

Scott Wood middot True North Advisors

Daniel Woodard middot EECU Investment Services Page 24

Michael Woods middot Stocker Woods Financial

Larry Wright middot Morgan Stanley

Richard Wright middot Fiduciary Financial Services of the Southwest

Jeanie Wyatt middot South Texas Money Management

Alan Yonack middot Morgan Stanley

Ralph Youngblood middot LPL Financial

Joellen Zabel middot Wells Fargo Advisors LLC

Peggy Zarro middot Wells Fargo Advisors LLC

Sam Zarro middot Wells Fargo Advisors LLC

Aimee Zedlitz middot Raymond James amp Associates

TaxationPaula Allgood middot Beaird Harris

Frank Arnold middot Weaver Wealth Management

Maurice Glazer middot Kovack Securities

Donald Harris middot Beaird Harris

Lew Rubinstein middot HD Vest

Ron Skalberg middot Beaird Harris

Trust Services

Brian Brode middot Wells Fargo Advisors LLC

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

Page 31: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

texasmonthlycom WMD-31wwwfivestarprofessionalcom

Five Star Financial Services Professionals

2015 DallasFort Worth

These days it takes a village to manage onersquos financial world Whether it be navigating the ever-changing landscape of tax law sorting out your estate and succession planning or picking the right life insurance financial services professionals are instrumental to a sound holistic financial plan

So how do you find a financial services professional with experience who has a good base of clients with high retention rates and who has undergone a regulatory and complaint review And when you find them are they accepting new clients

Texas Monthly and Five Star Professional partnered to find financial services professionals who satisfy objective eligibility and evaluation criteria For the purposes of this program financial

services professionals are defined as those who prepare a financial plan or help implement aspects of a financial plan including financial planners tax advisors life and disability insurance professionals and estate planning attorneys Award candidates are identified by one of three sources firm nomination peer nomination or pre-qualification Self-nominations for this award are not accepted

The 2015 Five Star Financial Services Professionals are a select group representing less than 1 percent of the financial services professionals in the DallasFort Worth region Though this list is a useful tool for anyone looking for help with their financial plan it should not be considered exhaustive Undoubtedly there are many excellent financial services professionals who for one reason or another are not on this yearrsquos list Award

A Select

Award candidates who satisfied the following objective eligibility and evaluation criteria were named 2015 Five Star Financial Services Professionalsof Award Winners

Determination

bull Financial services professionals do not pay a fee to be considered or placed on the final list of Five Star Financial Services Professionals Once awarded professionals may opt to purchase additional profile ad space or related award promotional products

bull The Five Star award is not indicative of a professionalrsquos future performance

bull The award methodology does not evaluate the quality of services provided

bull The inclusion of a financial services professional on the Five Star Financial Services Professionals list should not be construed as an endorsement of the professional by Five Star Professional or Texas Monthly

bull 158 award candidates in the DallasFort Worth region were considered for the Five Star Financial Services Professional award 46 (approximately 30 percent of the award candidates) were named 2015 Five Star Financial Services Professionals

bull Five Star Professional is not an advisory firm and the content of this article should not be considered financial advice For more information on the Five Star award go to wwwfivestarprofessionalcom

Eligibility Criteria ndash Required 1 Credentialed with appropriate state or industry licensures2 Actively employed as a credentialed professional in the

financial services industry for a minimum of five years3 Favorable regulatory and complaint history review4 Accepting new clients

Evaluation Criteria ndash Considered5 One-year client retention rate6 Five-year client retention rate7 Number of client households served8 Recent personal production and performance (industry-

specific criteria)9 Education and professional designationsindustry and board

certifications10 Pro bono and community service work

For more information on the program go to wwwfivestarprofessionalcomFinancial_Servicespdf

As defined by Five Star Professional the financial services professional has notbull Been subject to a regulatory action that resulted in a license being suspended or

revoked or payment of a finebull Had more than a total of three customer complaints filed against them (settled or

pending) with any regulatory authority or Five Star Professionalrsquos consumer complaint process

bull Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority

bull Filed for personal bankruptcybull Been convicted of a felony

Five Star Professional conducts a regulatory review of each candidate Five Star Professional also uses multiple supporting processes to help ensure that a favorable regulatory and complaint history existsbull Each candidate who passes the Five Star Professional regulatory review must attest that

they meet the definition of favorable regulatory history based upon the criteria listed above

bull Five Star Professional promotes via local advertising the opportunity for consumers to confidentially submit complaints regarding a potential winner

bull Five Star Professional contacted approximately 1 in 12 households identified as having a high propensity to use taxation or estate planning services in order to provide consumers the opportunity to submit complaints regarding a potential winner

DisclosuresResearch

Regulatory Review

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

Page 32: 2015 Dallas/Fort Worth Five Star Wealth Managers€¦ · The Portfolio Management program is an investment advisory program in which the client’s Financial Advisor invests the client’s

SPECIAL ADVERT IS ING SECT ION

wwwfivestarprofessionalcomWMD-32 texasmonthlycom

Five Star Financial Services Professionals

The Five Star Financial Services Professional award administered by Crescendo Business Services LLC (dba Five Star Professional) is based on 10 objective criteria 1 Credentialed with appropriate state or industry licensures 2 Actively employed as a credentialed professional in the financial services industry for a minimum of five years 3 Favorable regulatory and complaint history review (As defined by Five Star Professional the financial services professional has not A Been subject to a regulatory action that resulted in a license being suspended or revoked or payment of a fine B Had more than a total of three customer complaints filed against them [settled or pending] with any regulatory authority or Five Star Professionalrsquos consumer complaint process Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professionalrsquos consumer complaint process C Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority D Filed for personal bankruptcy E Been convicted of a felony) 4 Accepting new clients 5 One-year client retention rate 6 Five-year client retention rate 7 Number of client households served 8 Recent personal production and performance (industry-specific criteria) 9 Education and professional designationsindustry and board certifications 10 Pro bono and community service work Financial services professionals do not pay a fee to be considered or awarded Once awarded financial services professionals may purchase additional profile ad space or promotional products The award methodology does not evaluate the quality of services provided and is not indicative of the winnerrsquos future performance 158 DallasFort Worth financial services professionals were considered for the award 46 (30 percent of candidates) were named 2015 Five Star Financial Services Professionals

Bland Garvey PC is a CPA fi rm that has provided tax and accounting services since 1967 To complement the capabilities of the CPA fi rm Bland Garvey Wealth Advisors LLC was established in 2005 to provide customized wealth management and investment advisory services to business owners and other professionals The two fi rms work together to meet the complete fi nancial needs of clients

2600 North Central Expressway Suite 550 | Richardson TX 75080Phone 972-231-2503 | infoblandgarveycom

blandgarveycom | blandgarveywealthadvisorscom

bull Accounting and taxbull Auditbull Wealth managementbull 401(k)bull Retirement planning

Left to right 2015 winners Belinda Deane Brian Howell and John Garvey Jr 2012 and 2013 Five Star Wealth Manager Lori Eads

Client Interests Come First

Bland Garvey

TWO-YEAR WINNER

Jeff has over 30 years of experience in a c c o u n t i n g i n c o m e t a x p l a n n i n g a n d preparation for high-wealth individuals and businesses He is accurate and responsive to clientsrsquo needs Call 972-669-9730 to see how we can meet or exceed your expectations

501 W Pres G Bush Hwy Ste 130Richardson TX 75080 Phone 972-669-9730 Fax 972-238-1286 jhammpdshcpascom wwwpdshcpascom

Jeffrey R HammCPA Partner

Estate PlanningRonald Adams Brackett amp EllisT Daniel Brittain middot Glast Phillips amp

MurrayEdward Copley middot Akin Gump Strauss

Hauer amp FeldLora Davis middot Davis StephensonLiza Farrow-Gillespie middot Farrow-

Gillespie amp HeathRonald Foxman middot Higier Allen amp LautinR Thomas Groves Jr middot Jackson WalkerJeff Hamilton middot Jackson Walker Gloria Hammond middot Smith amp HammondWilliam Houser middot Jordan Houser amp

FlournoyAllan Howeth middot Cantey HangerRobert Judd middot Judd LawTerry Leach middot Leach amp Fox Estate

AttorneysNorman Lofgren middot Gray Reed amp

McGrawDaniel Novakov middot Frost Brown ToddRyan Randall middot Staubus amp RandallSol Reifer middot Wright Ginsberg Brusilow

John Round middot Strasburger amp PriceChuck Sharpe middot Sharpe amp AssociatesDani Smith middot Law Office of Dani SmithBert Starr middot Starr Law Firm

Financial PlanningVinson Dansby middot Nationwide InsuranceGreg Tudor middot Lifetime Tax Advisors

InsuranceJames Coleman middot Jim Coleman

Insurance amp Financial Services GroupA Andra Grava middot The DI CenterBrady Z Hill middot Brady Z Hill AgencyKim Jackson-Medrano middot Farmers

Insurance GroupMark Jett middot Farmers Insurance Group

TaxationTerri Calverley middot Gandy Calverley amp

CompanyJon Chester middot Sterlingrsquos Bookkeeping amp

Tax Service

Belinda Deane middot Bland Garvey Wealth Advisors

John Garvey middot Bland Garvey Wealth Advisors

Peter Gurian middot Gurian

Jeffrey Hamm middot Perkins Dexter Sinopoli amp Hamm

Walt Hatter middot Hatter amp Associates

Brian Howell middot Bland Garvey Wealth Advisors

Mark Jones middot Mark M Jones amp Associates

J Bradley Kevil middot J Barry Kevil CPADouglas McDougal middot Douglas R

McDougal CPACatherine ldquoKittyrdquo Miller middot Kapp amp MillerSteven Miller middot Steven E Miller CPA Leo Priolo Jr middot Priolo and AssociatesKaren Roberton middot John Harman CPANancy Schulze middot CH WealthDarren Smith middot Smith Dunn amp

CompanyGail Wills middot Gail D WIlls CPA

Award winners listed by primary services and listed alphabetically by last name

Certified Financial Planner Board of Standards Inc owns the certification marks CFPreg Certified finanCial Plannertrade and the federally registered CFP (with flame logo) in the US which it awards to individuals who successfully complete CFP Boardrsquos initial and ongoing certification requirements The Chartered Financial Consultant credential [ChFCreg] is a financial planning designation awarded by The American College

If yoursquore in this business for money alone you will never make it You have to genuinely want to make a

difference in your clientsrsquo lives

mdash Five Star award winner

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL

FIVE S

TAR PROFESSIO

NAL