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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 941
ETHOSOME: AN EMERGING TARGETED DRUG DELIVERYSYSTEM A REVIEW
1Ravi B Patel*, 2Tejas B Patel, 3B. N. Suhagia, 4Mehul N Patel, 5Mayur Patel, 6Parth Patel
Faculty of Pharmacy, Dharmsinh Desai University, Nadiad, Gujarat-387001, INDIA
Corresponding Author
Mr. Ravi B Patel
Faculty of Pharmacy,
Dharmsinh Desai University,
Nadiad-387001, Gujarat, INDIA.
E-Mail: [email protected]
Contact No: +91-9033592048.
International Journal of InnovativePharmaceutical Sciences and Research
www.ijipsr.com
Abstract:
Now-a-days we better known vesicles have importance in cellular communication. Vesicular system isone of the most controversial methods for transdermal delivery of active substances in, that ethosomesare the ethanolic phospholipids vesicles which are used mainly for transdermal delivery of drugs.Ethosomes have higher penetration rate through skin due to its ethanolic content, these carriers opennew challenges and opportunities for the development of novel improved invasive delivery carriers thatenable drugs to reach the deep skin layers and/or the systemic circulation. It is interesting andpioneering vesicular systems that have appeared in the field of pharmaceutical technology and drugdelivery in recent year. Ethosomal drug delivery system is a new state of the art technique and easier toprepare in addition to safety and efficacy. Ethosomes have become an area of research interest, becauseof its enhanced skin permeation, improved drug delivery, increased drug entrapment efficiency etc. Thepurpose of writing this review on ethosomes drug delivery was to compile the focus on the variousaspects of ethosomes including their mechanism of penetration, preparation, advantages,characterization, composition, application and marketed product of ethosomes.
Key Words: Ethosomes, Transdermal drug delivery, Vesicle, Topical delivery, Skin.
Key words:
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 942
INTRODUCTION
Skin is the major target for topical and transdermal preparations. For transdermal delivery of
drugs, stratum corneum is the main barrier for permeation of drug. Transdermal delivery is
important because it is a non-invasive procedure for drug delivery. Further, problem of drug
degradation by digestive enzymes after oral administration and discomfort associated with
parenteral drug administration can be avoided [1]. It is the most preferred route for systemic
delivery of drugs to paediatric, geriatric and patients having dysphasia. Hence, transdermal
dosage forms being the most patient compliant mode of drug delivery. Despite the many
advantages of this system, the major obstacle is the low diffusion rate of drugs across the stratum
corneum [2, 3, 4].
One simple and convenient approach is application of drugs in formulation with elastic vesicles
or skin enhancers. In that vesicular system is one of the most controversial methods for
transdermal delivery of active substances. In that ethosome are the ethanolic phospholipids
vesicles which are used mainly for transdermal delivery of drugs. These carriers open new
challenges and opportunities for the development of novel improved invasive delivery carriers
that enable drugs to reach the deep skin layers and/or the systemic circulation. They are
interesting and pioneering vesicular systems that have appeared in the field of pharmaceutical
technology and drug delivery in recent years [5-10].
ETHOSOMES
Ethosome are soft, malleable lipid vesicles composed mainly of phospholipids, alcohol (ethanol
or isopropyl alcohol) in relatively high concentration (20-45%) and water. Ethosomes were first
developed by Touitou and her colleagues in 1997.
The ethanol in ethosomes causes disturbance of skin lipid bilayer organization, hence when
incorporated into a vesicle membrane, it enhances the vesicle’s ability to penetrate the stratum
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 943
corneum. Also, because of their high ethanol concentration, the lipid membrane is packed less
tightly than conventional vesicles but has equivalent stability. The size range of ethosomes may
vary from tens of nanometers to microns (μ) [12-16].
Figure 1: Proposed diagram of ethosome vesicle
ETHOSOMES COMPOSITION
Ethosomes are vesicular carrier comprise of hydro alcoholic or hydro/alcoholic/glycolic
phospholipid in which the concentration of alcohols or their combination is relatively high
Ethosomal drug delivery can be modulated by altering alcohol: water or alcohol:polyol: water
ratio, Ethosomes may contain phospholipids with various chemical structures like
phosphatidylcholine (PC), hydrogenated PC, phosphatidic acid (PA), phosphatidylserine (PS),
phosphatidylethanolamine (PE), phosphatidylglycerol (PPG), phosphatidylinositol (PI),
hydrogenated PC, alcohol (ethanol or isopropyl alcohol), water and propylene glycol (or other
glycols). Some preferred phospholipids are soya phospholipids such as Phospholipon 90. It is
usually employed in a range of 0.5-10% w/w. Cholesterol at concentrations ranging between 0.1-
1% can also be added to the preparation. Examples of alcohols, which can be used, include
ethanol and isopropyl alcohol. Among glycols, propylene glycol and Transcutol are generally
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 944
used [11]. The concentration of alcohol in the final product may range from 20 to 50%. The
concentration of the non-aqueous phase (alcohol and glycol combination) may range between 22
to 70%. [17-22]. The various type of additive used in the ethosomes preparations are represented
in Table1.
MATERIALS
Table 1: Materials used in the preparation of ethosomes.
ADVANTAGE OF ETHOSOMES:
1. Enhanced permeation of drug molecules to and through the skin to the systemic
circulation
2. Contrary to deformation liposomes, ethosomes improve skin delivery of drugs both under
occlusive and non-occlusive conditions.
3. Ethosomes composition is safe and the components are approved for pharmaceuticals and
cosmetic use.
Sr. No Class Example Uses
1. Phospholipid
Soya phosphatidyl cholineEgg phosphatidyl choline
Dipalmityl phosphatidyl cholineDistearyl phosphatidyl choline
Vesicles forming component
2. PolyglycolPropylene glycolTranscutol RTM
As a skin penetration enhancer
3. AlcoholEthanol
Isopropyl alcohol
For providing the softness forvesicle membrane As apenetration enhancer
4. Cholesterol Cholesterol Membrane Stabilizing agent5. Vehicle Carpool D934 As a gel former
6. Dyes
Rhodamine-123Rhodamine red
Fluorescene Isothiocynate (FITC)6- Carboxy fluorescence
For characterization study
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 945
4. Better patient compliance.
5. Better stability and solubility of many drugs as compared to conventional vesicles.
6. Various applications in pharmaceutical, veterinary and cosmetic field.
7. Relatively smaller size as compared to conventional vesicles.
8. Ease of industrial scale-up: Multiliter quantities of ethosomal formulation can be
prepared easily; do not require any sophisticated or specially designed equipments.
9. Deliver molecules with different physicochemical properties, hydrophilic and lipophilic
molecules.
10. Ethosomes are platform for the delivery of large and diverse group of drugs (peptides,
protein molecules) [23,25,28].
DISADVANTAGES OF ETHOSOMES:
1. Drugs that require high blood levels cannot be administered – limited only to potent
molecules, those requiring a daily dose of 10mg or less.
2. Ethosomal administration is not a means to achieve rapid bolus type drug input, rather it
is usually designed to offer slow, sustained drug delivery.
3. Adequate solubility of the drug in both lipophilic and aqueous environments to reach
dermal microcirculation and gain access to the systemic circulation.
4. The molecular size of the drug should be reasonable that it should be absorbed
percutaneous.
5. Adhesive may not adhere well to all types of skin. Uncomfortable to wear.
6. May not be economical. Poor yield
7. Skin irritation or dermatitis due to excipients and enhancers of drug delivery systems.
8. In case if shell locking is ineffective then the ethosomes may coalescence and fall apart
on transfer into water.
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 946
9. Loss of product during transfer from organic to water media[24,26,27].
MECHANISM OF DRUG PENETRATION VIA ETHOSOMES:
The main advantage of ethosomes over liposomes is the increase permeation of the drug. The
mechanism of the drug absorption from ethosomes is not clear.
The drug absorption probably occurs in following two phases
1. Ethanol effect
2. Ethosomes effect
1. Ethanol effect:
Ethanol acts as a penetration enhancer through the skin. The mechanism of its penetration
enhancing effect is well known Ethanol penetrates into intercellular lipids and increases the
fluidity of cell membrane lipids and decrease the density of lipid multilayer of cell membrane.
2. Ethosomes effect:
Increased cell membrane lipid fluidity caused by the ethanol of ethosomes results increased skin
permeability. So the ethosomes permeates very easily inside the deep skin layers, where it got
fused with skin lipids and releases the drugs into deep layer of skin [29-33].
Figure 2:Drug penetration through ethosomes.
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 947
PREPARATION OF ETHOSOMES:
Mainly two type of Method used for Preparation of Ethosome [19,23]
1. Cold Method
2. Hot Method
Cold Method
Figure 3: Cold Process for preparation of Ethosomes
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 948
Hot Method
Figure 4: Hot Process for Preparation of Ethosomes
Mechanical dispersion method
Soya phosphatidylcholine is dissolved in a mixture of chloroform: methanol in round bottom
flask. The organic solvents are removed using rotary vacuum evaporator above lipid transition
temperature to form a thin lipid film on wall of the RBF. Finally, traces of solvent mixture are
removed from the deposited lipid film by leaving the contents under vacuum overnight.
Hydration is done with different concentration of hydroethanolic mixture containing drug by
rotating the RBF at suitable temperature [35].
Classic method
The phospholipid and drug are dissolved in ethanol and heated to 30°C±1°C in a water bath.
Double distilled water is added in a fine stream to the lipid mixture, with constant stirring at 700
rpm, in a closed vessel. The resulting vesicle suspension is homogenized by passing through a
polycarbonate membrane using a hand extruder for three cycles [36].
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 949
CHARACTERIZATION OF ETHOSOMES [37,38,48]
Table 2: Characterization Methods for Evaluation of Ethosomes
Sr.No Equipment Parameter
1.Scanning electron microscopy (SEM),
Transmission electron microscopy (TEM)Vesicle shape and surface morphology
2. Dynamic light scattering technique Vesicle size
3. Ultracentrifugation Drug Entrapment efficiency
4. Modified Franz diffusion cells In-vitro Drug release study
5. Zeta Sizer Zeta Potential
6. Differential scanning Calorimetric Differential scanning Calorimetric
7. Sonicator or Mechanical stirrer Controlled vesicle size
8. Double beam UV Visible Spectrometer Drug Content measurement
Elasticity Measurement
Extrusion Method
The elasticity of ethosome vesicle membrane was determined by extrusion method. The
ethosomal formulations were extruded through filter membrane (pore diameter 50 nm), using a
stainless steel filter holder having 25-mm diameter, by applying a pressure of 2.5bar. The
quantity of vesicle suspension, extruded in 5 minutes was measured. Vesicle shape (by TEM)
and size (by DLS) were monitored before and after filtration. The elasticity of vesicle membrane
was calculated by using the following formula [43,45].
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 950
Where, E is elasticity of vesicle membrane; J is the amount of suspension extruded in 5 minutes; rv is
vesicle size (after extrusion); and rp is pore size of the barrier.
APPLICATIONS OF ETHOSOMES
1. PILOSEBACEOUS TARGETING:
For the treatment of follicle related disorders such as acne or alopecia.Pilosebaceous units
have been use for localized therapy Ethosomal formulation of minoxidil a lipid soluble
drug used for baldness accumulate into nude mice skin two to seven fold higher and thus
can be used for Pilosebaceous targeting for better clinical efficacy [39,46].
2. TRANSDERMAL DELIVERY:
Since ethosomes enhance permeability of drug through stratumcorneum barrier, it can be
use for administration of drugs having poor skin permeation, loworal bioavailability, first
pass metabolism and dose dependent side effect. Touitou et alreported that the skin
permeation of testosterone from ethosomal formulation is nearly 30 times higher than the
marketed transdermal patch of testosterone [8, 39, 41].
3. TOPICAL DELIVERY OF DNA:
Another important application of ethosomes is their use for topical delivery of DNA
molecules. Touitou et al demonstrated that better intracellular up take of DNA, better
delivery and expression of genes in skin cells can be achieved by ethosomal formulation
[18]. Hence was concluded that ethosomes can be used carrier for gene therapy application
that require transient expression of genes [42,44,49].
4. DELIVERY OF ANTI-ARTHRITIS DRUG:
Anti-arthritis drug is associated with problems like low bioavailability, GIT degradation,
High first pass metabolism etc. To overcome above problems ethosomal formulation of
anti-arthritis drugs can be used as it significantly increase skin permeation [39,42].
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 951
5. DELIVERY OF ANTIBIOTICS:
Ethosomes formulation of antibiotics could be highly efficient and overcome the
problems associated with conventional oral and topical therapy of antibiotic since they
penetrate rapidly into deeper layer of skin and suppress infection at their route [39, 40,
47].
6. DELIVERY OF HIV DRUGS:
An effective antiretroviral therapy is required on a long term basis and is associated with
strong side effects [7]. Adequate zero order delivery of a potent antiviral agent is required
to maintain expected anti – AIDS effect., Conventional topical Ethosomes formulation of
acyclovir show high permeation and therapeutic efficiency with shorter healing time and
higher percentage of abortive lesions to overcome the convential topical preparation
acyclovir an topically used antiviral drug for treatment of herpes labials show low
therapeutic efficiency due to poor permeation through skin as replication of virus take
places at the basal dermis [30,35,46[.
7. DELIVERY OF PROBLEMATIC DRUG MOLECULES:
Oral delivery of large biogenic molecules such as peptides or proteins and insulin is
difficult because they are completely degraded in the GIT tract hence transdermal
delivery is a better alternative. But conventional transdermal formulation of biogenic
molecules such as peptides or protein and insulin has poor permeation. Formulating these
above molecules into ethosomes significantly increase permeation and therapeutic
efficacy [48,50].
8. TRANSDERMAL DELIVERY OF HORMONES:
Oral delivery of hormones produce the problems like high first pass metabolism, low oral
bioavailability and several dose dependent side effects, and increased risk of failure of
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 952
treatment if the pill is missed [44,45,49]. The skin permeation potential of testosterone
ethosomes a cross rabbit pinna skin with marketed transdermal patch of testosterone
compared and it was observed nearly 30 times higher skin permeation of testosterone
from ethosomal formulation as compared to that of marketed formulation of testosterone.
Both invitro and in vivo studies demonstrated improved skin permeation and
bioavailability of testosterone from ethosomal formulation.
9. DELIVERY OF ANTI-PARKINSONISM AGENT:
Dayan and Touitou (2002) prepared ethosomal formulation of psychoactive drug
trihexyphenidyl HCl (THP) used in treatment of parkinson disease and compared its
delivery with that from classical liposomal formulation. THP ethosomal formulation
when visualized under TEM and SEM, found to consists of small phospholipid vesicles.
The value of transdermal flux of THP through nude mouse skin from ethosomes was 4.5-
times higher than that from liposome, phosphate buffer and hydroethanolic solution
respectively. At the end of 18 h, quantity of drug remaining in skin was significantly
higher after application of ethosomes as compared to that of application of liposome or
hydroethanolic solution. The results showed the better skin permeation potential of
trihexylphenidyl hydrochloride (THP) ethosomal formulation and its use for better
management of Parkinson disease [49, 53, 54].
10. TRANSCELLULAR DELIVERY:
Touitou et al. in their study demonstrated better intracellular uptake of bacitracin, DNA
and erythromycin using CLSM and FACS techniques in different cell lines. Better
cellular uptake of anti-HIV drug zidovudine and lamivudine in MT-2 cell line from
ethosomes as compared to the marketed formulation suggested ethosomes to be an
attractive clinical alternative for anti-HIV therapy [48,26].
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
Available online: www.ijipsr.com April Issue 953
11. DELIVERY OF ANTI-VIRAL DRUGS:
Ethosomal formulation of zidovudine have been developed to increase the transdermal
flux, prolong the release to overcome the problem associated with oral administration of
zidovudine is associated with strong side effects (Jain et al 2004). Acyclovir ethosomal
formulation has been formulated for dermal delivery (Horwitz et al 1999). They have
clinically evaluated its performance in a double blind, randomized study with marketed
formulation of acyclovir(Zovirax, Glaxo-Wellcome) in terms of time to crust formation,
time to loss of crust and proportions of lesions not progressive beyond the popular stage
(abortive lesions). Significant improvement in all evaluated clinical parameters was
observed when disorder was treated with ethosomal formulation in comparison to
marketed formulation. The average time to crusting of lesions was 1.6 vs 4.3 days in the
parallel arm and 1.8 vs 3.5 days in the crossover arm (P<0.025) for ethosomal acyclovir and
zovirax, respectively. Hence, shorter healing time and higher percentage of abortive
lesions were observed when acyclovir was loaded into ethosomes [25, 50, 51].
12. ETHOSOMES USED FOR COSMETICS:
The advantage of ethosomes in cosmeceuticals is not only to increase the stability of the
cosmetics and decrease skin irritation from the irritating cosmetic chemicals, but also for
transdermal permeation enhancement, especially in the elastic forms. Topical
administration of many antioxidants is one of the several approaches to diminish
oxidative injury in the skin for cosmetic and cosmeceutical applications. A USA
company, Osmotic Inc., reported new cellulite cream called lipoduction prepared by
using ethosome technology that penetrated the skin lipid barrier and delivered ingredients
directly into the fat cells [52,29].
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Department of Pharmaceutics ISSN (online): 2347-2154
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Table 3: Marketed products based on ethosomal drug delivery system
CONCLUSION
By this above study it shows that ethosomes can perfectly be used for transdermal delivery as
carrier system. The main rate limiting factor of transdermal drug delivery system in human skin
is stratum corneum layer. Ethosomal carrier opens new challenges and opportunities for the
development of novel improved therapies for Topical and Transdermal route is promising
alternative to drug de-livery for systemic effect. Ethanol is known to have permeation
enhancement property. However, the permeation enhancement from ethosomes is much greater
Name of product Uses Manufacturer
Nanominox
First minoxidil containing product, which uses
ethosomes. Contains 4% Minoxidil, well-known hair
growth promoter,
Sinere, Germany
Decorin cream
Anti-aging cream, treating, repairing, and delaying the
visible aging signs of the skin including wrinkle lines,
age spots, loss of elasticity, and Hyper pigmentation
Genome Cosmetics,
Pennsylvania,
US
Cellutight EF
Topical cellulite cream, contains a powerful
combination of ingredients to increase metabolism and
break down fat,
Hampden Health,
USA
Noicellex Topical anti-cellulite creamNovel Therapeutic
Technologies, Israel
Skin genuity Powerful cellulite buster, reduces orange peelPhysonics,
Nottingham, UK
Supravir cream For the treatment of herpes virus, Trima, Israel
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REVIEW ARTICLE Ravi B Patel et.al / IJIPSR / 2 (4), 2014, 941-961
Department of Pharmaceutics ISSN (online): 2347-2154
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than it would be expected from ethanol alone. Ethosomes provides the easy and fast delivery of
hydrophilic and impermeable drugs through the skin. Ethosomes can be administered in the form
of many dosage forms like cream, patch, ointment, paste etc.
FUTURE PROSPECTS
Invention of ethosomes has started a new area in vesicular research for transdermal drug
delivery. Further, research in this area will allow better control over drug release in vivo,
allowing physician to make the therapy more effective. Ethosomes provide a good opportunity
for the non-invasive delivery of small, medium and large sized drug molecules. The results of the
first clinical study of acyclovir-ethosomal formulation support this conclusion. Multilayer
quantities of ethosomal formulation can be prepared very easily. It, therefore, should be not
before long that the corresponding drug formulation would have found their way into clinics to
be tested for widespread usage. Thus, it can be a logical conclusion that ethosomal formulations
possess promising future in effective dermal/transdermal delivery of bioactive agents.
In recent years, the transdermal route of drug delivery has evolved considerably and it now
competes with oral treatment. The market value for Transdermal delivery was $12.7 billion in
2005, and is expected to increase to $21.5 billion in the year 2010 and $31.5 billion in the year
2015 – suggesting a significant growth potential over the next 10 years 13.
REFERENCES
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Journal of Pharmacy and Pharmaceutical Sciences,2012;24
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Department of Pharmaceutics ISSN (online): 2347-2154
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3. Tarun P, Soniya, Roopesh S, Vishal S, Gaurav S, Ethosomes: A Recent Vesicle Of
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