account closure(trading or demat) request form.pdf

7/30/2019 Account Closure(Trading or Demat) Request Form.pdf

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ClosureDetails:

PRECHECK

FollowingprechecktobedonebeforesendingtherequestsforClosureof (DPand

Tradingaccounts)toenableustoprocesstherequestsexpeditiouslyandtoavoid

possiblerejections.

1.LedgerBalance inyouraccount (shouldhaveNil/Creditbalance), ItshouldnothaveDebitBalance.

2.SignaturesofalltheholdersshouldmatchwithSSLrecords.

3.Existingdetailsi.e.NameandAddressshouldbematchwithSSLrecords.

4.NostockofyoursisheldinourPoolaccount.5.Youarerequestedtounmarkthelienonfundsandsecuritiescreatedinfavor

ofSBICAPSecuritiesltdbeforeapplyingforclosureoftheAccount.

6.Incaserequestisreceivedforclosurecumtransferrequest,DPclientmasteroftargetDPCMLcopyrequiredalongwithsealandstampofDP.

7.Allholdersarerequiredtosigntheclosurerequestform.

7/30/2019 Account Closure(Trading or Demat) Request Form.pdf

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DETAILS OF REMAINING BALANCES IN THE ACCOUNT (IF ANY)

SBICAP Securities Ltd. SBICAP Securities Ltd. SBICAP

Securities Ltd. SBICAP Securities Ltd. SBICAP Securities Ltd.

















HolderSignature*

Holders Name

FH SH TH

Instructions to Account Holder(s)

Submit a duly-filled RRF if the balance are to be rematerialized.

Submit a duly-filled Delivery Instruction Slip (DIS) (off market instruction slip) if the balances are to be transferred to another Account .This requirement is not applicable in the case of SHIFTING OF ACCOUNT

* If DP or CDSL initiates account closure, Signature(s) of account holder(s) not required.

Note: The client should unmark the lien on funds and securities created in favour of SBICAP Securities Ltd. before applying for closure ofthe Trading Account

For Office Use Only Demat Trading

Scrutiny By Name EMP Code

Data Entered By

Verified By

Reference No.

BRANCH STAMP HO STAMP

To,

SBICAP Securities Ltd.A Wing 2nd Floor Mafatlal Chamber,

N. M. Joshi Marg, Lower Parel (East), Mumbai 400 013.

DP ID 12047200 & SEBI REGN. No.: IN-DP-CDSL-370-2006

Client Name ____________________________________________________

Address ________________________________________________________

_________________________________________________________________

Submission Date: D D M M Y Y Y Y

Re: Account Closure Request Form

Dear Sir / Madam,I / We the Sole Holder / Joint Holders / Guardian (in case of Minor) request you to close my / our account with you from the date of this

application. The details of my/our account are given below: (Please tick appropriate option)

CLOSURE TO BE EFFECTED IN: Trading Account Depository Account Trading + Depository Account

Trading Code.: BO ID: 1 2 0 4 7 2 0 0

Name of 1st Holder ____________________________________________________________________________________________________

Name of 2nd Holder ____________________________________________________________________________________________________

Name of 3rd Holder ____________________________________________________________________________________________________

(To be submitted in Duplicate)

Closure Initiated by : BO Depository Account CDSL

Reasons for Closing the Account: __________________________________________________________________________________________________

Balance remaining in the BO account (if any) to be : ________________________________________________________________________________

Partly rematerialised and Transferred to another Rematerialised Not applicablepartly transferred. account (Number given below)

DP ID : _________________________________ Client ID : _________________________________

Balance present in a/c for (To be filled by DP, if applicable): Pending for Dematerialisation Ear - marked

Pledged Frozen Lock-in Pending for Rematerialisation

DECLARATION : In case of Account Closure due to SHIFTING OF ACCOUNT:

I/We declare and confirm that all the transactions in my/our demat account are true/ authentic.

I undertake to indemnify and keep you indemnified against all losses, claims, damages, demands, charges and proceedings incurred orsuffered by you in consequence of my failure to perform any of my obligations as laid down in the duly executed Member Client / TripartiteAgreement and to provide all necessary information & co-operation if required even after the closure of my trading account.

Further please note that the POA given to SBICAP Securities Ltd. for operating the BO Account No. ____________________________________________

stands revoked on closure of the account.

I request you to make full and final settlement of my account and credit the funds and securities due to me, if any, to my designated

Demat a/c. _________________________________________________ and Bank a/c ______________________________________________________

D:\Murli\DP & Trading Combine Closure Request Form.p65

account closure(trading or demat) request form.pdf

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