adp dataphile®. corporate history founded in vancouver in 1991 year over year growth &...
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![Page 1: ADP DataPhile®. Corporate History Founded in Vancouver in 1991 Year over year growth & profitability since 1995 Toronto office opened in 1998](https://reader035.vdocument.in/reader035/viewer/2022062421/56649e225503460f94b0f20e/html5/thumbnails/1.jpg)
ADP DataPhile®
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Corporate History
Founded in Vancouver in 1991 Year over year growth & profitability since 1995 Toronto office opened in 1998 Over 40 customer firms across Canada Solutions for both IDA and MFDA environments Solution for both self clearing brokers and introducers 100% conversion success 100% customer retention Recognized industry leading service provider Acquired by ADP Canada in June of 2003
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Products
ADP DataPhile® Desktop• ExeClear® – Back Office Engine
• Real Time transaction processing
• Unlimited transaction history and online reports
• Correspondent services
• ProPhile™ – Front Office Wealth Management • Real Time integration with Back Office
• Account inquiry/management functionality
• Robust full colour portfolio reporting
• RapidPhire™ – Dataphile Trade Engine• Real Time contracting with
• Firm configurable order management
ExeNet™ - Internet Client Access & Trading
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Products Integration
Operations Advisors ClientsMarkets
ProPhile™ ExeNet™ExeClear®RapidPhire™
• Cdn Markets
• US Markets
• FundSERV
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Product Architecture
dB
API Appserver
AIA
RC
FCN-PNG
FCN-PNG
Application DMZ Comm
Company WAN
Secure Appserver
AIAS
WWWWWW
InternetDatabase
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Dataphile solutions received the highest ratings in the annual Brokerage Report Card published in the Investment Executive based on surveys with advisors across Canada.
Product Leadership
Investment Executive 2003
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Dataphile Customers
ATB Financial * Berkshire Brawley Cathers * Caldwell Securities > Canaccord Capital Cayman Island * Dominick & Dominick * E*Trade Canada * Global Securities > Golden Securities Haywood Securities > KingsGate Financial * Leede Financial *
MacDougall, MacDougall, & MacTier*
MCA Securities * Octagon Securities * Odlum Brown > Pacific International Peters & Co. Penson Financial * Raymond James * Salman Partners Temple Securities * Union Securities > Wolverton Securities
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Requirements - Project CASPER Correspondant ASP ExeCleaR®
Canadian Correspondent Clearing Services. Product ADP DataPhile® Desktop. Domestic and International Delivery.
WAN – WWW. Thin Client. 24x7 Controlled Operating Environment. Business Continuance and Redundancy. Power, Cooling, Fire prevention and suppression. Secure – Physical and Enterprise Network. Scalable supporting infrastructure Data Back-up, Storage and Handling.
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Brokerage Accounting IDA & MFDA Compliant Enhanced correspondent
services support Real-time integration with
Front Office, OMS, and Internet products
Real-time online reporting
Unlimited online history Multi-currency support of
equities, mutual funds, and fixed income products in all account types
ExeClear® – Brokerage Accounting
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Why Telus
Other Hosting Facilities? Class ‘A’ Hosting Facilities National Data Network FCN-PNG Any Data Network WWW – Internet Secure but accessible location Geographic Location Cost – ROI against cost of Failure.
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Account Inquiry Real-time integration with
order management and back-office
Full account transaction history
IA configurable views Outlook interface Excel Interface One touch access to
order management/trade execution
Real-time IA reporting Client management Account Holdings Account Activity
ProPhile® – Wealth Management
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Business Continuance – The Blackout!
What Blackout? Bulls Eye! I Got it Right I’m the Man…
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ADP DataphileProduct Screenshots
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Portfolio Reporting Real-time integration with
order management and back-office
Detailed and summary holdings views
Un-official and Off Book holdings
Multiple portfolio reporting styles
• Performance Summary
• Asset Allocation• Income Yield
Consolidated and Household reporting
ProPhile® – Wealth Management
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Related Accounts Configurable account
hierarchy – household, client, account
Guarantee/or relationships
Manual consolidation for corporate or trust accounts
Account summary by account type – plan, non-plan – and currency
Quick navigation between related accounts
ProPhile® – Client Householding
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General Inquiry Real-time integrated
reporting One click access to
detailed account information
Investment Advisor and Operations reports
• Credit & Debit balances
• Transactions• Stock/Holdings
Record Excel interface
ProPhile® – Advisor Reporting
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Order Management Integrated trade entry
and order execution Configurable trade
edits and order routing Real-time access to
financial markets• TSX• TSX Venture• ME• FundSERV• US executing
brokers
RapidPhire® – Order Management
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Online Account Opening Firm configurable account opening
process steps Hard and soft edits to ensure complete
and accurate data capture
ProPhile® – Online Account Opening
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Online Account Opening Pre-populated account forms based
on type of account and advisor inputs Workflow enabled approvals and
online account opening status
ProPhile® – Online Account Opening