alan n bloch financial disclosure report for 2009

8/3/2019 Alan N Bloch Financial Disclosure Report for 2009

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I ,~olo FINANCIAL DISCLOSURE REPORT R e p o r t R e q t , ,r e d b y t h e E t h i t .~in Government Act ofl978R o y . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 5 us.c..pp .~ /Ol-ttl)I, Per,on Reporting t lasl nam e. firsl, middle initial) 2. Court or Org~n|zatton 3. Date of ReportHloch, A Ion N, U SDCiWDPA 04/27/2010

magislratc judges mdicalc full- or paO-fimc) ~ Nomination, D~c 01/0 L~2~9Senior U.S. DistriclJudge ~ I~itial ~ Anmml ~ F.nal 12;31/2~)9

5b. ~ Amended7. Chambers or Office Address 8. On lh basis of the inform~llon contained In lhl~ Rcporl and anymodlfi~il len~ percalnlng therezo, I~ Is, in my opinion , In compliance8370 U.S.P.O. and Cou~house wllh appl lczble laws ~ n d r e g u l~ Hont .700 Grant StreetPittsburgh, PA 15219 Re~tewlng Officer D ~ I

I M P O R T A N T N O T E S : The instructions aco~mpanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no rep~trtable information, Sign on last page.

l. P O S I T I O N S . r~,~,,,i,~ i,ai~ia~ o,~.,,, ,~. ~-~ o,ti .~~ NONE (No reportable positions.)

POSITION N A M E O F ORGANIZATION1. Member, Ameritus Board of Direc tors Make-A-Wish Foundalion of Western Pennsylvania (non-profit

3,4.

5.


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FINANCIAL DISCLOSURE REPORT .~am of Per~an Report|n# [ Dale of Repor!Page 2 of 10 m o ~ u , A l n n N " I ~ / 2 7 / 2 0 1 0

! !I . N O N - IN V E S T M E N T I N C O M E , t ~.,,,.~.~ ~.a~,,~a..~ ~.~ ~ ..... : ~ . . p , . 17-2 4 of f!ling instr.ttit, n.,.)A. Fliers Non-lnvestment Income

N O N E (No reportable non-investmem income.)~ SOURCE AND TYPE ~(yours, not s~uses)

I.2.3.4.

B. Spouses Non-investment Income -{L)olhtr l~molcnt not rcqutred .~cept ]or honoraria )

,~ NONE (No reportable non-investment income.)D A TE SOURCE AND TYPE

1.2.3.4.

I V . R E i M B U R S E M E N T S - , ~ o ~ , ~ o , , . ,t o ~ , ~ o ~ . ~ , / o o a . . ~ , o . ~ i . .. .(Intlud~$ those 1o ~pou.re and depcnden! children, see pp 23-2~ o]./~ling in.~tru~ tions )

[~ NONE (No reportable reimbursements.)~ D A T E S LOCATION PU RPO SE IT E M S PA ID O R PRO VID E D

I. Academy of Trial I .awyers of t)9-30-09 Io 10.02-09 F a m ~ i n g l o n , P A At|end Ihc Annual Retreat R~om and mealsAIlegheny (ounly2.3.4.5.


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PageFINANCIAL3 of 10 D IS C L O S U R E R E P O R T

.~ N O N E (No repo rtable g{/Ps,)~ D E S C R I P T I O N

I.23.4.5.

V 1 . L l A B i L ! T ! E S . ~ , , ~ , d , , , ~ , , o l , s . . .. . . d dependn! children; ~e p p . 2 2 - 3 3 off!llngN O N E (No reportable liabili t ies .)

CREDITOR DESCRIPTIONI.2.

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FINANCIAL DISCLOSURE REPORT ~ .... f P ..... Reporting I Dale of ReporlPage 4 of 10 m o c h . A l a n N . IVII. INVESTMEN TS an d TR USTS -i . . .. .. ... e , , . . . . . . , i o . ~ lncludesrhoseofsp ...... ddependentchitdren; seepp. 34-60ofJqlinginstructiom.)

[] N O N E (No reportable income, assets, or transactions.)A. [ B. C. D.

Descriplion of Assets [ Income during Gross value at end Transactions during reporting period(including trust assets) [ rcporting period of reporting period

Place "(X)" after each asset Amo unt Type (g., Value Value Type (e.g., Dale Value ~ Gain Identily ofexempt from prior disclosure Code I i div., renl, Code 2 Method buy, sell, !mmldd/yy i Code 2 ~ Code I buyerlscller

,I (A-H) ii or ira.) (J-P) Code 3 redemption) : (J-P) (A-H) (ifprivalei l (Q-W) i transaction)

I. Pa. Caln Township M unicipa l Sewer A ]nleresl Redeemed 01102109Authorily

2. Pa. Horsham Tow nship Sewer Authority A I n t e r e s t J T Redeemed 1 2 1 0 1 1 0 9 J( p a r t )3. Philadelphia Pa. Gas Works Bond ( 12th A ! n t e r e s t .1 TSeries)4. Pa. Stale Higher E ducation Facility Bond A Interest J T5, Pa. State Higher Education Bond A Interest J T6. M o n t go m e r y C o u n t y B o n d A I n t e r e s t J T7. P h i la d e l p h i a ID A A i r p o r t B o n d A I n t e r e s t J T

8. P h i l a d e lp h i a A u t h o r i ty B o n d A I n t e r e s l J T

9. P a . T u r n p i k e B o n d ( S e r ie s B ) A I n t e r e s t J T

I0 . Hopewell PA Area School District B ond A I n t e r e s t R e d e e m e d 09/01/09 JI I. P o t t s lo w n S c h o o l D i s tr i c t B o n d A I n t e r e s t R e d e e m e d 06/01/09 J

1 2 . Girard School District Bond A I n t e r e s t Redeemed 11/16/09 J1 3 . L e w i s t o w n B o r o u g h W a t er A u t h o r it y B o n d A I n t e r e s t J T

1 4 . P i n e R i c h l a n d S c h o o l D i s tr i c t B o n d A I n t e r e s t J "1"

1 5 . Sto-Rox School District Bond A I n t e r e s t J T

1 6 . Stroudsburg Penn Area School District Ben( B I n t e r e s t K T1 7 . P a . S t a t e I ti g h e r E d u c . A s s i st a n c e A g e n c y A t n t e t e s t J T

(B /~ ) .

I. Income G ain Codes: A =$1,000 or less B =51,001 - 52,500 C =$2,501 - $5 ,000 D =$5,001 - $15.000 E =515.001 - S50,000( Se e C ol um ns B I a nd D4 ) F =$ 50, 00 1 - $ 10 0, 00 0 G = $1 00 ,0 01 - S 1 ,0 00 .0 00 H I = S 1 .0 00 ,0 el - $ 5 ,0 00 ,~ 00 I-t2 =More than $ 5,000,000

2, Value Codes J =$15,000 or less K =$15,001 - $50,O00 L = 550,001 - S 100,000 M = S 100,001 - S250,000(See Columns CI and D3) N =$ 250,001 - $ 500,000 O =$500,001 - $1,000,000 Pl =$ 1.000,0O I - $5 ,000,000 P2 =$5,000.001 - $25.000,000P3 =$25,000,001 - S50,000,000 P4 =More ~han $50,000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Mafke~(See Column C2) U =Book Value V =Olher W =Eslirnaled


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FINANCIAL DISCLOSURE REPORTI B | e r h , A l a n n.a g e 5 o f 1 0

NONE (No reportable income, assets, or transactions.)A ~ B C . 1 ).

D e s c r ip t io n o f A s s c l s I n c o m e d u r in g ( ) r o s s v M u c a l e n d T ~ n s a c ! ~ o n s d u r i n g r c ~ ) ~ i n g p e r io d0 n c l u d i n g ~ m s l a s s c ~ s ) rc~tdng ~ri~ of rc~nmg pcri~

P l a c e " 1 X ) " a f t e r c ~ c h a s s c l Amo~l T y p e ( g . V a l u e Valuc ry~ {c g. Dale Value Gai n I d c n l i t y o fc x c m p s f r o m p r i o r d ~ s c l o s u r c C o d e I dw., rent,o d e 2 M e { h o d buy. sell.m i d d ~ y y{ A - H ) or in{.}{~-P) C o d e 3 r c d c m p l i o n ) { J - P ) { A - I f ) Of private( Q - W ) ~ r a n s a c l i o n )

1 8 . Ha~isbuzg PA Parking Authority Bond A Inlctrsl J T1 9 . Pa, Turnpike B/~ OY Bond B Inlcr~sl K T20. Pa. Slate Finance Aulh, B eaver Cry. Bond B Interest K T2 1 . F a i r v i e w S c h o o l D i s t r i c t B o n d B I n l e r e s t K T

2 2 . Adams Counly B ond A I n t e r e s t J T2.3. Dolphin County Bond A Inletesl J T2 4 . Delaware Cry. IDA Sub. Water Authority A Inlerest J TBond25. MI. Lebanon School District Bond A Inlcresl J T26. Lower Merion School District Bond A I n t e r e s t J T2 7 . Altoona PANTS Series A Bond B I n l c r e s t K T2 8 . All. Cry. Hosp. Dev. Auth, Bond (Mercy B I n t e r e s t K Tflospilal)2 9 , Philadelphia PA Auth. (Series B) Bond B Intcresl K T3 0 . Scranlon P A G c n . Obligation (Series B ) A I n t e r e s t JBond

3i. Norristown School District Bond A Inlercsl J T32. Gateway School D~stricl Bond A I n t e r e s t J T33 Elizabcthtown Sewer Aothority Bond A I n t e r e s t Redeemed 12.01/09

! 34. Meyersdalc Area School D islrict A I n l e r ~ s t J 1 "


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FINANCIAL DISCLOSURE REPORT r~ .... fP .... R e p o r t i n g ] D a t e o f R e p o r t ]Iage 6 of 10 a l o c h , A l a n N . 0 4 / 2 7 / 2 0 1 0VII. INVESTME NTS and TRUSTS - in ....... t. t ...... tions (Includes those o/sp ...... d d e p e n d e n t c h i l d r e n ; s e e p p , 3 4 - 6 0 o / f i l in g i n s t r u c t i o n s . )[--~ NONE (No reportable income, assets, or transactions.).................. X I ............................. i ..........6. ..........~ c. - ............................g ....................................

D e s c r i p t i o n o f A s s c t a I n c o m e d u r in g G r o s s v a lu e a t e n d T r a n s a c t i o n s d u r in g r e p o r l in g p e r io dI ~ n c l o d ~ n g t ~ s t a s s e t s ) [ r . ~ , ~ ) ~ g ~mod . . . . . . ._ r . r ~ , ! p ~~,~ , ) ~ ~ 2 ~ ~,) i ~2~ ...........) ri=-f ~--0~--7% ....P l a c e " ( X ) " a f t e r e a c h a s s e t l~Amount; Type(e.g., V a l u e i V al u e T y p e ( e . g . , I D a t e i{Value i Gain IdenlityofC o d e I r e n t . C o d e 2 i M e th o d b u y , s el l , m m / d d / y y I C od e 2 i~ C o de I buyer/scllmx e m p { f r o m p r i o r d i s c lo s u r e

i [ (A - H ) { d i V . , o r i n t . ) ( J . p ) I C od e 3 r e d e m pt i o n ) I (J.p) i (A-H) (ifprivalc" { Q - W ) ! ~ t r a n s a c t i o n )3 5 . Scranton Penn School District Bond A Interest J T3 6 . Economy Pa. Municipal Sewer Authodly A Interesl J T

3 7 . Abington School District Bond A Interest J T: 3 8 . Pa. State Ref. Project (Ist Series) Bond A Interesl K T

3 9 . Fairview Sch ool District (Series B) Bond A Interest J T40. Philadelphia G as Works (Sth Series) A Interest J T

4 1 . Ambridge Penn Area School District A Interest J T4 2 . Plum Borough School District A I n t e r e s t J T43. Garnet Valley School District A I n t e r e s t J T4 4 . Chestnut Ridge School D istrict A I n t e r e s t J T4 5 . Iroquois School District A I n t e r e s t J T4 6 . Philadelphia Pa. School District A I n t e r e s t J T

4 7 . Southeast Delco School District A I n t e r e s t J T48. State Public School Building Authority A I n t e r e s t J T4 9 . State Public School Building Authority B I n t e r e s t K T5 0 . State Public School B uilding Authority A I n t e r e s t J T5 1 . Philadelphia Pa. School District B I n t e r e s t K T

I. Income Gain Codes: A "51,0~) or less B = 51.001 - 52.500 C =52.501 - S5.000 D =55.001 - $15,000 E =SI 5,0~)1 -

(See Columns CI and D3) N ~g250,001 - $5~.0~) O =S 50 0,~ 1 - $ 1.0 00 ,0 00 P I = S 1 ,0 0O ,~ l - $ 5,0 00 .0 00 P2 =SS,0O0,~l - $25,0~.~03. Value Method C~~ Q :Appraisal R =Cosl (Real Estate Only) S =Assessmenl T =Cash Markel


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FINANCIAL DISCLOSURE REPORT N .... fP ..... R e p o r t i n g [ D a t e o f R e p o r !Page 7 of 10 m o c h , A l a n N.

[ 0 4 / 2 7 / 2 0 1 0VII. INVESTME NTS and TR U STS -inc ..... a l u e , t r a n s a c t i o n s ( I n c l u d e s " t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 - 6 0 o f f i l in g i n s t r u c t i o n s . )

N O N E (No reportable income, assets, or transactions.)! A. i B . i C. D,i ~ I G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o de s c r i p t i o n o f A s s e t s ~ I n c o m e d u r i n g ,i ( i n c l u d i n g trust assets) |. reporting period i ofrcpo.ing p c d o dI- .....................H) (2 ) (~ ) i (2) (3) :, (4) 1 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A .... t I Type(e.g., Value [ Value T y p e ( e . g . , Date Value :,Gain 1 I d e n t i t y o f.... pt from prior disclosure Codel di ...... t, [ Code2 !Method b u y , s e l l . imm/ddJyy Code2 Codel b u y e r / s e l l e r[ ( A - H ) I o r i n t . ) ( . I - P ) C od e 3 r e d e m p t i o n ) i ( J - P ) i ( A - H ) ( i f p r lv a t e

5 2 . Spring-Ford Area School District A Interest J T5 3 . State Public School Building Authority A I n t e r e s t J T5 4 . Pa. State Higher Education Drexel A Interest K TUniversity5 5 . Philadelphia PA Water & Wastewater Series! B Interest K TBBond

5 6 . Aliquippa PA School District Bond B Interest K T5 7 . Mahanoy PA Sewer Authorily Bond A I n t e r e s t K T5 8 . Mars PA School District Bond A I n t e r e s t J T5 9 . Greater Johnstown PA Water B ond A I n t e r e s t J T60 . Erie PA Water Authorily Bond A Interest J T6 1 . Altoona PA Area School District Bond A Interest K T6 2 . Pa. State Turnpike Commission Bond A Interest J T6 3 . West Mifflin PA Area School District Bond A I n t e r e s t J T B uy 01/I 2/096 4 . Pa. Slate Higher Education Facility College A I n t e r e s t J T B uy 06/02/09& Univ. Bond

6 5 . Union|own PA Area School District Bond A I n t e r e s t J T B uy 09/I 8 /096 6 . Erie PA Water Authorily Water Bond A I n t e r e s t J T B uy I 1 / 1 9 / 0 96 7 . Interest-PNC Bank- Checking; Virgnia A Interest J TManor Shops, Pgh,6 8 . Vanguard Pa. Insured Tax Free Fund B Dividend L T

I. Income Gain Codes: A -$1 ,@ or less B =$1,001 - 22,500 C =S2.501 - SS,0~l D =25,001 - SI5,000 E =$15,001 - SSO.000(See Columns BI and 04) F =$50,001 - $100,000 G =2 I 00 ,0 01 - $ 1, 00 0, 00 0 H I = S t ,0 00 .0 01 - $ 5, 00 0, 000 H 2 = Mo re th an 2 5, 00 0,00 02. Value Cod~ J = 215,0~JO or less K = 212,0OI - 250,000 L =250,001 - 2100.000 M =$ 100,001 - $250,000( Se e C ol uf fl ns CI a nd D J ) N = 21 20 ,0 01 - 2 50 0, 00 0 O = 25 09 ,0 01 - 2 1, 00 0, 00 (I P I = 2 1, 00 0. 06 1 - 2 5, 00 0. 00 0 P2 :$5,000.001 - 225,000.O00P2, =$22.000.001 . $5 0.000,000 P4 =More th an SS0.000.0003 Value Method Codes O -Appraisal R =Cosl (Real Estate Only) S -Assessment I =Cash Market(See Column C2) U ~Oook Value V ~Olher W =Eslimaled


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FINANCIAL DISCLOSURE REPORT ~ . ~ . ~ o r ~ , ~ s o , , e e p o , - , ~ . e ]Page 8 of lO m u c h , A l a n N.]

~/27i2010

NONE (N~ reportable income, assets, or transactions.)A. B. C D

(including ~ assets) rc~mg ~r~ of rc~n8 pcn(~tl) (2) ( 1 1 1 2 ) tll 12) (31 141 1 5 )Place "(X)" after each asset Amounl Ty~ It.g. Value Va[~ Ty~ to.g,, Dale Value Gain ldcnfi~ ofXl/lpl flora prior disclosure Code I div., rent. ( (~c 2 Method buy . sell. mmid~tyy C o d e 2 Code IIA-H) or inl) O-P) Code 3 redemption) l J-P) ~A-iI)

6 9 . .Pimco Itigh Yield Fund Class A A Dividend J T70 , Bell Soulh 3% preferred stock A Dividend J T

71 . J.P. Morgan Chase 7% Shares A Dividend J

t2. Bond Fund of America A Dividend J T73 American Itigh Income Trusl A Dt,.~dend J T


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Nam e of Person Reporting D,tie of ReportFINANCIAL DISCLOSU REPORTPage 9 of 10

VIII. ADDITIONAL INFORMATION O R EXPLANATIONS.


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Page I 0 of 10 S l o t h , A l a n N , 0 4 / 2 7 / 2 0 1 0IX. CERTIFICATION.

I certify that all informulion given above (including Information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and complete to the best of m y k now ledge and belief, and that any information not reported was w ithheld because it met applicable statutor~provisions perm itting non-disclosure,I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reporled are incompliance with the provisions of 5 U.S.C. app. 5 01 el. seq, 5 U.S.C. 7353, and Judicial Conference regulations.

S l g n a

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE ][I lls REPORT MAY BE SUBJECT TO CIVILAND CRI/~v11NAL SANCTIONS (5 U.S.C. app, 104)

FILING INSTRUCTIONSMail signed original and 3 additions! copies to:

Cornmiltec on Financial DisclosureAdministrative Office o[" the United States CourtsSufic 2-301One Columbus Circlc, N.E.Washington, D.C. 20B44

alan n bloch financial disclosure report for 2009

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