- all filers are required to complete this pagedsg.files.app.content.prod.s3.amazonaws.com/ge... ·...

27
Clerk of the House of Representatives Legislative Resource Center B-106 Cannon Building Washington, DC 20515 Secretary of the Senate Office of Public Records 232 Hart Building Washington, DC 20510 LOBBYING REPORT Lobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page 1. Registrant Name Organization/Lobbying Firm Self Employed Individual GENERAL ELECTRIC COMPANY (formerly General Electric Company including subs) 2. Address Check if different than previously reported Address1 1299 PENNSYLVANIA AVENUE, NW Address2 SUITE 900 City WASHINGTON State DC Zip Code 20004 - Country USA 3. Principal place of business (if different than line 2) City Fairfield State CT Zip Code 06431 - Country USA 4a. Contact Name Ms. JOANNE MCMAHON b. Telephone Number International Number (847) 730-5260 c. E-mail 5. Senate ID# 15997-12 6. House ID# 311080000 7. Client Name Self Check if client is a state or local government or instrumentality GENERAL ELECTRIC COMPANY (formerly General Electric Company including subs) TYPE OF REPORT 8. Year 2012 Q1 (1/1 - 3/31) Q2 (4/1 - 6/30) Q3 (7/1-9/30) Q4 (10/1 - 12/31) 9. Check if this filing amends a previously filed version of this report 10. Check if this is a Termination Report Termination Date 11. No Lobbying Issue Activity INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13 12. Lobbying 13. Organizations INCOME EXPENSE relating to lobbying activities for this reporting period was: were: Less than $5,000 $5,000 or more $ 3,890,000.00 relating to lobbying activities for this reporting period Less than $5,000 $5,000 or more $ Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income from the client (including all payments to the registrant by any other entity for lobbying activities on behalf of the client). 14. REPORTING accounting method. See instructions for description of options. Check box to indicate expense Method A. Method B. Method C. Reporting amounts using LDA definitions only Reporting amounts under section 6033(b)(8) of the Internal Revenue Code Reporting amounts under section 162(e) of the Internal Revenue Code Signature Digitally Signed By: Joanne McMahon - Leader Governmental Compliance Date 10/22/2012 Printed Name and Title Joanne McMahon , Leader Governmental Compliance v6.0.1f Page 1 of 27 http://lobbyingdisclosure.house.gov http://www.senate.gov/lobby

Upload: others

Post on 16-Aug-2020

0 views

Category:

Documents


0 download

TRANSCRIPT

Page 1: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Clerk of the House of RepresentativesLegislative Resource CenterB-106 Cannon BuildingWashington, DC 20515

Secretary of the SenateOffice of Public Records232 Hart BuildingWashington, DC 20510

LOBBYING REPORTLobbying Disclosure Act of 1995 (Section 5) - All Filers Are Required to Complete This Page

1. Registrant Name Organization/Lobbying Firm Self Employed Individual

GENERAL ELECTRIC COMPANY (formerly General Electric Company including subs)

2. Address Check if different than previously reported

Address1 1299 PENNSYLVANIA AVENUE, NW Address2 SUITE 900

City WASHINGTON State DC Zip Code 20004 - Country USA

3. Principal place of business (if different than line 2)

City Fairfield State CT Zip Code 06431 - Country USA

4a. Contact Name

Ms. JOANNE MCMAHON

b. Telephone NumberInternational Number

(847) 730-5260

c. E-mail 5. Senate ID#

15997-12

6. House ID#

311080000

7. Client Name Self Check if client is a state or local government or instrumentality

GENERAL ELECTRIC COMPANY (formerly General Electric Company including subs)

TYPE OF REPORT 8. Year 2012 Q1 (1/1 - 3/31) Q2 (4/1 - 6/30) Q3 (7/1-9/30) Q4 (10/1 - 12/31)

9. Check if this filing amends a previously filed version of this report

10. Check if this is a Termination Report Termination Date 11. No Lobbying Issue Activity

INCOME OR EXPENSES - YOU MUST complete either Line 12 or Line 13

12. Lobbying 13. Organizations

INCOME EXPENSErelating to lobbying activities for this reporting periodwas: were:

Less than $5,000

$5,000 or more $ 3,890,000.00

relating to lobbying activities for this reporting period

Less than $5,000

$5,000 or more $

Provide a good faith estimate, rounded to the nearest $10,000, of all lobbying related income from the client (including allpayments to the registrant by any other entity for lobbyingactivities on behalf of the client).

14. REPORTINGaccounting method. See instructions for description of options.

Check box to indicate expense

Method A.

Method B.

Method C.

Reporting amounts using LDA definitions only

Reporting amounts under section 6033(b)(8) of theInternal Revenue CodeReporting amounts under section 162(e) of the InternalRevenue Code

Signature Digitally Signed By: Joanne McMahon - Leader Governmental Compliance Date 10/22/2012

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 1 of 27

http://lobbyingdisclosure.house.gov http://www.senate.gov/lobby

Page 2: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code AVI Aviation/Aircraft/Airlines (one per page)

16. Specific lobbying issues

Transportation/HUD Appropriations, FY 2013DHS Appropriations FY13Implementation of FAA reauthorization law

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, Federal Aviation Administration (FAA), U.S. SENATE, Executive Office of the President (EOP)

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

EricLast Name

PelletierSuffix

Darby Becker

Nancy Dorn

Peter Prowitt

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 2 of 27

Page 3: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code CAW Clean Air and Water (Quality) (one per page)

16. Specific lobbying issues

Water Reuse Incentive Legislation; National Water Reuse Target; Energy-Water NexusPrivate Activity Bonds for WaterS 787 - Clean Water Restoration Act SRF Program Funding, Water Infrastructure Financing Innovation Act

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA)

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

LarryLast Name

BoggsSuffix

Peter Prowitt

Lynn Thomson

Eric Pelletier

Nancy Dorn

Patricia Casano

Robert Hall III

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 3 of 27

Page 4: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code CPT Copyright/Patent/Trademark (one per page)

16. Specific lobbying issues

Patent Reform ImplementationIntellectual Property Rights

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Patent & Trademark Office (PTO),

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

WilliamLast Name

BehrensSuffix

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 4 of 27

Page 5: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code DEF Defense (one per page)

16. Specific lobbying issues

Defense Appropriations, FY 2013The National Defense Authorization Act for FY 2013H53 and H60 - HelicoptersF/A-18; Adaptive Engine Technology Development; Abrams Tank Program

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE,

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

StanleyLast Name

O'ConnorSuffix

Peter Prowitt

Lynn Thomson

Tom McGovern

Stephen Newbold

Daniel Meador

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 5 of 27

Page 6: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

ADDENDUM for General Lobbying Issue Area: DEF - Defense

Improved Turbine Engine ProgramS-97 HelicopterC-130JC-130 Avionic Modernization ProgramC-5 Reliability Enhancement and Re-Engining ProgramWin-T (Ground Force Tactical Network)

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 6 of 27

Page 7: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code ENG Energy/Nuclear (one per page)

16. Specific lobbying issues

S 3635 - Energy-Water AppropriationsRenewable Energy Standards/Clean Energy StandardsS 3618 - Enabling the Nuclear Renaissance Act

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Transportation - Dept of (DOT), Treasury - Dept of, Energy - Dept of, State - Dept of (DOS), Commerce - Dept of (DOC), U.S. Trade Representative (USTR), Executive Office of the President (EOP)

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

EricLast Name

PelletierSuffix

Theresa Peterson

Lynn Thomson

Peter Prowitt

George Pickart

Timothy Richards

Nancy Dorn

Karan Bhatia

Amanda Campbell

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 7 of 27

Page 8: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

ADDENDUM for General Lobbying Issue Area: ENG - Energy/Nuclear

HR 3307 - American Renewable Energy Production Tax Credit Extension ActS 2201 - American Energy and Job Promotion ActSolar and Wind R&DS 1462 - American Clean Energy Leadership Act CybersecurityNuclear Used FuelSurface Transportation AuthorizationElectric Vehicle PolicyClean CoalRadiation Measurement SolutionsTransmission SitingAlternative FuelsUnconventional Gas PolicyS 298 - Charging America Forward ActHR 1280 - Amend the Atomic Energy Act of 1954 to require Congressional approval of agreements for peaceful nuclearcooperation with foreign countries, and for other purposesS 400 - Amend the Federal Power Act to ensure that rates and charges for electric energy are assessed in proportion tomeasurable reliability or economic benefit, and for other purposesHR 2750 - To amend the Internal Revenue Code of 1986 to modify the investment tax credit for combined heat and powersystem propertyHR 2784 - Innovative Energy Systems ActS 1000 - Energy Savings and Industrial Competitiveness ActHR 2937 - Pipeline Infrastructure and Community Protection ActHR 1280 - To amend the Atomic Energy Act of 1954 to require congressional approval of agreements for peaceful nuclearcooperation with foreign countires, and for other purposesHR 2354 - Energy and Water Development and Related Agencies Appropriations Act of 2012Extension of the Wind Production Tax Credit (PTC)LNG (Liquified Natural Gas) exports

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 8 of 27

Page 9: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name GENERAL ELECTRIC COMPANY (formerly General Electric Company

ADDENDUM for General Lobbying Issue ENG - Energy/Nuclear

Name Covered Official Position (if applicable) New

FirstLarry

LastBoggs

Suffix

Joshua Raymond

Pamela Farrell Venzke

Robert Hall III

Ruth Smith

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 9 of 27

Page 10: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code ENV Environment/Superfund (one per page)

16. Specific lobbying issues

Chemical risk assessment issuesCross-State Air Pollution RuleRegulatory Reform Issues

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Energy - Dept of, Environmental Protection Agency (EPA), Executive Office of the President (EOP),

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

NancyLast Name

DornSuffix

Larry Boggs

Peter Prowitt

Patricia Casano

Timothy Richards

Eric Pelletier

Lynn Thomson

Darby Becker

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 10 of 27

Page 11: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code FIN Financial Institutions/Investments/Sec (one per page)

16. Specific lobbying issues

Issues related to the implementation of Dodd FrankHR 940 - The United States Covered Bonds Act of 2011

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Executive Office of the President (EOP), Federal Reserve System, Treasury - Dept of, Securities & ExchangeCommission (SEC), Federal Deposit Insurance Commission (FDIC), Commodity Futures Trading Commission (CFTC), Export-Import Bank of the United States (EXIMBank)

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

EricLast Name

PelletierSuffix

James Mitchell Jr

William Behrens

Nancy Dorn

Joshua Raymond

Steve Howlett

Pamela Farrell Venzke

Karan Bhatia

Darby Becker

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 11 of 27

Page 12: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

ADDENDUM for General Lobbying Issue Area: FIN - Financial Institutions/Investments/Sec

Bank Tax and the "Robin Hood" TaxHR 1610 - The Business Risk Mitigation and Price Stabilization ActHR 1573 - To facilitate implementation of title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act,promote regulatory coordination, and avoid market disruption. HR 2682 - Business Risk Mitigation and Price Stabilization ActHR 1840 - A Bill to improve the CFTC's Cost Benefit AnalysisHR 2779 - To exempt inter-affiliate swaps from certain regulatory requirements put in place by the Dodd-Frank Wall StreetReform ActHR 2533 - The Chapter 11 Bankruptcy Venue Reform Act of 2011S 2055 - To Amend the Federal Deposit Insurance Act with respect to the protection of certain informationHR 3871 - The Proprietary Information Protection Act of 2012S 947 - A Bill to end user exemptions from certain provisions of Commodity Exchange Act and Securities Exchange ActS 1610 - Dodd-Frank Implementation Act of 2011S 3410 - A Bill to provide end user exemptions from certain provisions of Commodity Exchange Act and Securities ExchangeAct

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 12 of 27

Page 13: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code HCR Health Issues (one per page)

16. Specific lobbying issues

S 17 - Medical Device Access and Innovation Protection Act of 2011HR 436 - Protect Medical Innovation Act of 2011S 223 - FAA Air Transportation Modernization and Safety Improvement Act

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Health & Human Services - Dept of (HHS), Executive Office of the President (EOP), Veterans Affairs - Dept of (VA), Food & Drug Administration (FDA)

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

NancyLast Name

DornSuffix

Matthew Williams

John Schaeffler

Orrin Marcella

Madeleine Smith

Lisa Wolski

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 13 of 27

Page 14: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

ADDENDUM for General Lobbying Issue Area: HCR - Health Issues

HR 658 - FAA Reauthorization and Reform Act of 2011HR 2461 - Physician Pathology Services Continuity Act of 2011HR 2020 and S 1096 - Preservation of Access to Osteoporosis Testing for Medicare Beneficiaries Act of 2011HR 2832 - To extend the Generalized System of Preferences, and for other purposesFDA 510(k) ReformHealth Information TechnologyMedicare Reimbursement for Imaging ServicesMedicare Reimbursement for RadiopharmaceuticalsMedicare Coverage of New TechnologiesUnited States Preventive Services Task Force IssuesPatient Safety OrganizationsLaboratory Developed TestsPhysician Payments SunshineHR 3630 - Middle Class Tax Relief and Job Creation Act of 2012HR 3207 - Modernizing Laboratory Test Standards for Patients Act of 2011HR 3269 - Diagnostic Imaging Services Access Protection Act of 2011Helium ShortageS 1995 - Medical Device Patient Safety ActHR 2104 - Consistency, Accuracy, Responsibility and Excellence in Medical Imaging and Radiation Therapy Act of 2011S 3338 - Consistency, Accuracy, Responsibility and Excellence in Medical Imaging and Radiation Therapy Act of 2011S 2374 - Helium Stewardship Act of 2012S3187 - Food and Drug Administration Safety and Innovation Act

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 14 of 27

Page 15: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code SCI Science/Technology (one per page)

16. Specific lobbying issues

Advanced Manufacturing Competitiveness

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Homeland Security - Dept of (DHS), Defense - Dept of (DOD), Executive Office of the President (EOP), Energy -Dept of

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

LynnLast Name

ThomsonSuffix

Theresa Peterson

Nancy Dorn

Larry Boggs

Peter Prowitt

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 15 of 27

Page 16: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code TAX Taxation/Internal Revenue Code (one per page)

16. Specific lobbying issues

HR 749 - Permanent Extension of Subpart F Deferral for Financial Services Business Activity Tax Simplification ActTaxation of International Operations Including Ways & Means Chairman Camp's draft and S 2091Tax Extenders (expiring tax provisions)

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Treasury - Dept of, Executive Office of the President (EOP), Energy - Dept of

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

BarbaraLast Name

Mattox Suffix

Eric Pelletier

Nancy Dorn

Peter Prowitt

Lynn Thomson

Robert Hall III

Theresa Peterson

Lisa Wolski

Cathy Koch

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 16 of 27

Page 17: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

ADDENDUM for General Lobbying Issue Area: TAX - Taxation/Internal Revenue Code

Streamlined State Sales TaxesWater Private Activity BondsWater Reuse IncentivesMobile Workforce State Income Tax Corporate Tax RateRenewable Energy Incentives (Including Section 45 PTC)HR 2735 - CFC Look-through Rule HR 6056 - Extend Energy Efficient Appliances Tax Credit

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 17 of 27

Page 18: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name GENERAL ELECTRIC COMPANY (formerly General Electric Company

ADDENDUM for General Lobbying Issue TAX - Taxation/Internal Revenue Code

Name Covered Official Position (if applicable) New

FirstJames

LastMitchell

SuffixJr

Joshua Raymond

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 18 of 27

Page 19: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code TRA Transportation (one per page)

16. Specific lobbying issues

HR 5972/S 2322 Transportation, Housing, Urban Development and Related Agencies FY13 AppropriationsHigh speed and intercity passenger rail, Amtrak, commuter and freight rail development and fundingFreight rail economic and freight and passenger rail safety including positive train controlPL 112-175 Continuing Appropriations Provision

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation - Dept of (DOT), Energy - Dept of, Transportation - Dept of(DOT)

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

NancyLast Name

DornSuffix

Larry Boggs

Eric Pelletier

Peter Prowitt

Lynn Thomson

Darby Becker

George Pickart

Donald Itzkoff

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 19 of 27

Page 20: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

ADDENDUM for General Lobbying Issue Area: TRA - Transportation

Rail equipment manufacturing, export promotion, and high speed passenger locomotive standards development and procurementNatural gas and hybrid locomotivesElectric vehicle, battery energy storage and transportation funding, research and demonstartion

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 20 of 27

Page 21: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code TRD Trade (Domestic/Foreign) (one per page)

16. Specific lobbying issues

Russia PNTR; Trans Pacific Partnership

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Commerce - Dept of (DOC), Executive Office of the President (EOP), U.S. Trade Representative (USTR), State - Dept of (DOS),

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

EricLast Name

PelletierSuffix

Lynn Thomson

Peter Prowitt

Timothy Richards

Karan Bhatia

Nancy Dorn

Orit Frenkel

William Behrens

James Mitchell Jr

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 21 of 27

Page 22: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name GENERAL ELECTRIC COMPANY (formerly General Electric Company

ADDENDUM for General Lobbying Issue TRD - Trade (Domestic/Foreign)

Name Covered Official Position (if applicable) New

FirstSelig

LastMerber

Suffix

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 22 of 27

Page 23: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code RRR Railroads (one per page)

16. Specific lobbying issues

HR 5972/S 2322 Transportation, Housing, Urban Development and Related Agencies FY13 AppropriationsHigh speed and intercity passenger rail, Amtrak, commuter and freight rail development and fundingFreight rail economic and freight and passenger rail safety including positive train controlPL 112-175 Continuing Appropriations Resolution

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE, Environmental Protection Agency (EPA), Transportation Security Administration (TSA), Energy - Dept of, Office of Management & Budget (OMB), Transportation - Dept of (DOT)

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

NancyLast Name

DornSuffix

Larry Boggs

Eric Pelletier

Peter Prowitt

Lynn Thomson

Darby Becker

Donald Itzkoff

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 23 of 27

Page 24: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

ADDENDUM for General Lobbying Issue Area: RRR - Railroads

Rail equipment manufacturing, export promotion, and high speed passenger locomotive standards development and procurementNatural gas and hybrid locomotives

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 24 of 27

Page 25: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name

LOBBYING ACTIVITY. Select as many codes as necessary to reflect the general issue areas in which the registrantengaged in lobbying on behalf of the client during the reporting period. Using a separate page for each code, provideinformation as requested. Add additional page(s) as needed.

15. General issue area code LBR Labor Issues/Antitrust/Workplace (one per page)

16. Specific lobbying issues

HR 3094 - Workforce Democracy and Fairness Act S 1843 - Representation Fairness Restoration Act HR 2587 - Protecting Jobs From Government Interference Act HR 2926 - The National Labor Relations Reorganization Act

17. House(s) of Congress and Federal agenciesU.S. HOUSE OF REPRESENTATIVES, U.S. SENATE

GENERAL ELECTRIC COMPANY (formerly General Electric Company

Check if None

18. Name of each individual who acted as a lobbyist in this issue area

Covered Official Position (if applicable) NewFirst Name

JamesLast Name

MitchellSuffix

Jr

Nancy Dorn

Eric Pelletier

19. Interest of each foreign entity in the specific issues listed on line 16 above Check if None

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 25 of 27

Page 26: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

ADDENDUM for General Lobbying Issue Area: LBR - Labor Issues/Antitrust/Workplace

Dept. of Labor (OFCCP) Proposed Affirmative Action & Nondiscrimination obligations for Contractors & SubcontractorsRegarding Individuals with DisabilitiesS1747 - Amendment to the Fair Labor Standards Act of 1938Workforce Investment Act ReauthorizationEmployee Free Choice Act (Cardcheck Provisions)FY 2012 Labor, Health & Human Services Funding Bill (House & Senate)Arbitration Fairness Act of 2011HR 2587 - Protecting Jobs from Government Interference ActHR 2926 - National Labor Relations Reorganization ActHR 3094 - Workforce Democracy and Fairness ActS 1843 - Representation Fairness Restoration ActHR 4340 - Interest Stabilization Provision and Student Loan Legislation and PBGC premium legislation

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 26 of 27

Page 27: - All Filers Are Required to Complete This Pagedsg.files.app.content.prod.s3.amazonaws.com/ge... · 6. House ID# 311080000 7. Client Name Self Check if client is a state or local

Registrant GENERAL ELECTRIC COMPANY (formerly General Electric Client Name GENERAL ELECTRIC COMPANY (formerly General Electric Company

Information Update Page - Complete ONLY where registration information has changed.

20. Client new address

Address

City State Zip Code - Country

21. Client new principal place of business (if different than line 20)

City State Zip Code - Country

22. New General description of client's business or activities

LOBBYIST UPDATE

23. Name of each previously reported individual who is no longer expected to act as a lobbyist for the client

1First Name

JamesLast Name

Renigar (eff. 7/1/2012)Suffix

3First Name

PatriciaLast Name

Casano (eff. 9/30/2012)Suffix

2 Timothy Richards (eff. 9/30/2012) 4

ISSUE UPDATE24. General lobbying issue that no longer pertains

AFFILIATED ORGANIZATIONS

25. Add the following affiliated organization(s)

Internet Address:

NameAddress

Street Address

City State/Province Zip Country

Principal Place of Business (city and state or country)

City

State Country

City

State Country

26. Name of each previously reported organization that is no longer affiliated with the registrant or client

1 2 3

FOREIGN ENTITIES27. Add the following foreign entities

Name

AddressPrincipal place of business(city and state or country)

Amount of contributionfor lobbying activities

Ownershippercentage inclient

Street Address

City State/Province Country

City

State Country

28. Name of each previously reported foreign entity that no longer owns, or controls, or is affiliated with the registrant, client or affiliated organization

1 3 5

2 4 6

Printed Name and Title Joanne McMahon , Leader Governmental Compliance

v6.0.1f Page 27 of 27

%