all india survey of out-of-school children of age 6-13 years and age 5 india
DESCRIPTION
A national sample survey of Out of school children (OOSC) conducted in 2009 for the Sarva Shiksha Abhiyan by EdCIL. Contains details relating to OOSC of all states categorised by gender, social group, disability, age etc.TRANSCRIPT
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ALL INDIA SURVEY OF OUT-OF-SCHOO
CHILDREN OF AGE 6-13 YEARS AND AG
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ALL INDIA SURVEY OF OUT-OF-SCHOOL CHILDREN
OF AGE 6-13 YEARS AND AGE 5
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Project Team
Research and Evaluation Study Unit
EdCIL
Social & Rural Research InstituteIMRB
International
Prof. A.B.L Srivastava
Chief Consultant
Mr. A.V. Surya
Vice President
Prof. R.R. Saxena
Senior Consultant
Mrs. Charu Sheela
Insights Director
Shri O.P. Arora
Senior Consultant
Mr. Soumya Sinha
Insights Director
Dr. Neeru Bala
Consultant
Mr. Saurabh Sardana
Research Manager
Mr. K. Venugopal
Deputy Operations Manager
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Preface
Social justice and equity are by themselves a strong argument for providing basic education
all. It is an established fact that basic education improves the level of human well be
especially with regard to life expectancy, infant mortality, nutritional status of children, e
Studies have shown that universal basic education significantly contributes to economic grow
Consequent to several efforts, India has made enormous progress in terms of increase
institutions, teachers, and students in elementary education. However still sizeable proport
of the population of the children in the country remains out-of-school.
This survey was commissioned by Educational Consultants India Limited with support from t
Ministry of Human Resource Development to assess the number of out-of-school children acro
the nation. SRI IMRB International was entrusted with the responsibility of conducting t
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Table of Contents
S. No Content Page No
1 Preface i
2 List of Tables 2
3 Executive Summary 5
4 National Snapshot 7
5 Chapter 1Introduction 14
6 Chapter 2Concepts and Definitions 16
7 Chapter 3Sampling Design 23
8 Chapter 4Background characteristics 31
9 Chapter 5 Main Findings 45
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List of Tables
Table Details
A1 All India SnapshotNumber & percentage of out of school children aged 6-13 years
A2 Estimated children in the age group 6-13 years and out of school children aged 6-13 years
A3 Percentage of out of School children by Gender and Location
A4 Number of sampled villages and Urban Frame Survey (UFS) blocks
A5 Number of Listed contacted, eligible and sampled households
B1 Area wise percentage of Heads of the Household by gender
B2 Area wise percentage of Heads of the Households by Social Group
B3.1 Area wise percentage of Heads of the Households by Economic ActivityRural & Urban
B3.2 Area wise percentage of Heads of the Households by Economic ActivityAll (Rural + Urban)
B4.1 Percentage of Heads of Households by educational level - Rural
B4.2 Percentage of Heads of Households by educational levelUrban
B4.3 Percentage of Heads of Households by educational levelRural + Urban
B5 Number of BPL households covered
B6 Number of slum households covered
B7 Percentage of BPL Households by Social category of household - All
SECTION 1: OUT OF SCHOOL CHILDREN
C1.1 Gender Wise Estimated number of children in age groups 6-10, 11-13 and 6-13 - Rural
C1.2 Gender Wise Estimated number of children in age groups 6-10, 11-13 and 6-13 - Urban
C1.3 Gender Wise Estimated number of children in age groups 6-10, 11-13 and 6-13Rural + Urban
C2.1 Gender wise estimated number of out of school children in age groups 6-10, 11-13 and 6-13 - Rural
C2.2 Gender wise estimated number of out of school children in age groups 6-10, 11-13 and 6-13 - Urban C2.3 Gender wise estimated number of out of school children in age groups 6-10, 11-13 and 6-13Rural + Urban
C3.1 Gender wise percentage of out of school children in age groups 6-10, 11-13 and 6-13 - Rural
C3.2 Gender wise percentage of out of school children in age groups 6-10, 11-13 and 6-13 - Urban
C3.3 Gender wise percentage of out of school children in age groups 6-10, 11-13 and 6-13 Rural + Urban
C4 1 E ti t d b f hild b S i l G i 6 13 R l
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Table Details
C18.2 Estimated number of school going girls of age group 6-13 years attending different classes - All (Rural + Urban)
C19.1 Percentage of school going children of age group 6-13 years attending different classes Rural C19.2 Percentage of school going children of age group 6-13 years attending different classesUrban
C20.1 Percentage of school going boys of age group 6-13 years attending different classesAll ( Rural + Urban )
C20.2 Percentage of school going girls of age group 6-13 years attending different classesAll ( Rural + Urban
SECTION 3: DISABLED CHILDREN IN THE AGE GROUP 6-13 YEARS
C21 Estimated number of children with special needs (CWSN) by type of disability in age group 613 yearsAll ( Rural + Urban )
C22 Estimated number of out of school children (OOSC) with special needs (CWSN) by type of disability in age group 613 yearsAll ( Rural + U
C23 Percentage of out of school children (OOSC) with special needs (CWSN) by type of disability in age group 613 yearsAll ( Rural + Urban )
SECTION 4: CHILDREN IN THE AGE GROUP 6-13 YEARS WHO DROPPED OUT FROM SCHOOL
C24 Estimated number of school dropouts by gender among OOSC in the age group 6-13 yearsRural, Urban & Total
C25.1 Percentage of school dropouts by gender among OOSC in the age group 6-13 yearsRural, Urban & Total
C25.2 Percentage of school dropouts by gender among OOSC in the age group 6-10 yearsRural, Urban & Total
C25.3 Percentage of school dropouts by gender among OOSC in the age group 6-10 yearsRural, Urban & Total
C26.1 Estimated number of dropouts in the age group 6-13 years by class completed before dropping out - Rural
C26.2 Percentage of dropouts in the age group 6-13 years by class completed before dropping out - Rural
C27.1 Estimated number of dropouts in the age group 6-13 years by class completed before dropping out - Urban
C27.2 Percentage of dropouts in the age group 6-13 years by class completed before dropping out - Urban
C28.1 : Estimated number of dropouts in the age group 6-13 years by class completed before dropping out - Rural + Urban
C28.2 Percentage of dropouts in the age group 6-13 years by class completed before dropping out - Rural + Urban
C29.1 Gender wise estimated number of dropouts by class completed before dropping out - Rural
C29.2 Gender wise percentage * of dropouts by class completed before dropping out - Rural
C29.3 Gender wise estimated number of dropouts by class completed before dropping out - Urban C29.4 Gender wise percentage * of dropouts by class completed before dropping out - Urban
C29.5 Gender wise estimated number of dropouts by c lass completed before dropping outRural + Urban
C29.6 Gender wise percentage * of dropouts by class completed before dropping out - Rural + Urban
SECTION 5: CHILDREN IN THE AGE GROUP 6-13 YEARS WHO HAD NEVER ATTENDED SCHOOL
f
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List of Abbreviations
AIE Alternative & Innovative Education
APL Above Poverty Line
BPL Below Poverty Line
CWSN Children with Special Needs
EGS Education Guarantee Scheme
HH Household
NSS National Sample Survey
OBC Other Backward Classes
OOS Out of School
OoSC Out of School Children
PSU Primary Sampling Unit
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Executive Summa
1. The sample survey of households was conducted in all the states and Union Territories India during February - May 2009. The following findings are based on the data collect
from a sample of 99,226 households.
2. It was estimated that there were 190,582,581 children in the age group 6-13 years. Out these, the estimated number of out-of-school children in the country was 81,50,618 w
comprised 4.28% of the total children in this age group.
3. The estimated number of children in the age-group 6-13 was 155,143,385 in rural areas a35,439,196 in urban areas. The survey clearly brought out the urban-rural dichotomy to t
fore as the estimated number of children who are out-of-school was 7,024,118 in ru
areas (4.53%) and 1,126,500 in urban areas (3.18%).
4. The percentage of out-of-school children was relatively higher among those in the aggroup 11-13 years (5.23%) compared to those in the age group 6-10 years (3.69%).
5. Percentages of out-of-school boys and girls in the age group 6-10 years were 3.40% an
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10.Among the dropouts, the highest percentage is of those who dropped out after completiclass II and class III (19.64% and 19.55% respectively). Next is the percentage of those wh
dropped out after class V (19.17%).
11.Among those who are reported to be attending school in the age group 6-13, overwhelming 73.07% are in government schools, 25.59% in private recognized schools a
0.66% in private unrecognized schools and rest 0.68% in other types of programs such
bridge courses, EGS and Alternative Innovative Education centers.
12.More than 10% of the urban children in the age group 6-13 years were living in slum areand 3.74% of the children in the age group 6-13 years living in slum area were out of schoo
13.35.53% of the total children in the age group 6-13 years were living in below poverty lifamilies (henceforth called BPL) and 5.03% of the children in the age group 6-13 years livi
in BPL families were out of school.
14.Estimates provided by the survey are expected to be quite reliable at the level of tcountry and for major states, as the sample was quite adequate and representative. In tcase of North Eastern and other smaller states, some caution needs to be exercised wh
interpreting results due to smallness of samples.
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National Snapsho
This section details out the key findings of the study at a National Level. The data has bee
disaggregated by location (urban & rural), gender, age group, social group and type
disabilities. Furthermore, a comparison of the current findings with 2005 Out of school surv
has also been done. In that survey also, similar sampling design and methodology were use
The ensuing table presents the overview of the findings at an All India level at various levels
disaggregation.
Table A1: All IndiaSnapshotNumber & percentage of out of school children aged 6-13 years
S
NoDetails
Estimated Child PopulationEstimated Out-of-school
Children
Percent O
schoo
Rural Urban Total Rural Urban Total Rural Urba
1 All Children (6-13 years) 155,143,385 35,439,196 190,582,581 7,024,118 1,126,500 8,150,618 4.53 3.1
2 Male Children 85,088,249 19,544,734 104,632,983 3,457,926 647,171 4,105,097 4.06 3.3
3 Female Children 70,055,136 15,894,462 85,949,598 3,566,192 479,329 4,045,521 5.09 3.0
4 Age 6-10 Years 96,497,783 21,227,013 117,724,796 3,752,344 591,359 4,343,703 3.89 2.7
5 Age 11-13 years 58,645,602 14,212,183 72,857,785 3,271,774 535,141 3,806,915 5.58 3.7
6 SC Children (6-13 years) 33,198,476 5,509,281 38,707,757 2,051,609 257,241 2,308,850 6.18 4.6
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lakhs children in the age group 6-13 years were out of school whereas an estimated 11.26 lak
children in the age group 6-13 years were out of school in Urban India.
Gender wise disaggregation revealed that 41.05 lakhs males and 40.45 lakhs females were o
school. This translated into 3.92% of the estimated male population (10.46 crore) were out
school and 4.71% of the estimated female population (8.59 crore) were out of school. The stu
also revealed that, in Rural India, percentage of female population who were out of scho
(5.09%) was higher than the male population (4.06%).
Among the two age groups, i.e. 6-10 years and 11-13 years, it was observed that, estimatpercentage of out of school children was higher in the age group 11-13 years (5.23%)
compared to 6-10 years (3.69%).
Caste wise analysis of out of school children revealed that an estimated 7.67% of the Musli
children were out of school. This percentage was higher than the out of school percentage
the other categories like SC children (5.96%), ST children (5.60%) and OBC + Others childre
(2.67%). Among the Muslim out of School children, 46.8% were females.
The study revealed that an estimated 28.97 lakhs children in the age group 6-13 years w
physically or mentally challenged This translated into 1 52% of children being disabled amo
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Chart :1 Percentage of Out-of-School ChildrenByA comparison was drawn from the earlier
survey to observe the magnitude of changeamong the out of school children. Locality
wise analysis revealed that at an overall level
the percentage of out of school children aged
6-13 years has decreased from 6.94% in 2005
to 4.28% in 2009 study. This decrease is
sharper in Rural India from where it
decreased from 7.80% to 4.53% compared to
Urban India where it decreased from 4.34%
to 3.18% in 2009 study. The fall in Rural India has majorly contributed in bringing down t
overall aggregates percentages.
Chart :2 Percentage of Dropouts & Never Attended ChildrenAmong the 4.28% out of school childr
in 2009 survey 1.1% of the estimated 6-
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% Out of school children By Gender
Chart :4 Percentage of Out-of-School ChildrenByA gender-wise analysis of out of children
revealed that a higher proportion of girls wereout of school as compared to boys in both
rounds. However, the proportion out of school
girl child among the age group 6-13 years
decreased in current round of study (4.71%) as
compared to 2005 survey (7.92%). In numbers
this translated to 40.45 lakhs girls being out of
school in the current round of study from
67.72 Lakhs in 2005. Decline in the percentage
of out of school female children could be attributed to the several initiatives for girls educati
under SSA. The proportion of the out of school male child decreased from 6.18% (66.87 Lakh)
3.92% (41.05 Lakhs) in current round of study.
Chart :5 Percentage of Out-of-School ChildrenBy Social GroupAmong the social group categories the
was a significant decrease in the out
school ST children which reduced fro
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Table A2: Estimated children in the age group 6-13 years and out of school children aged 6-13 years
SI States
TotalChildren
Outofschool
Children(OOSC)
ChildrenwhoNever
AttendedSchool
Neverattended
childrenas%of
OOSC
Childrenwho
droppedout
Dropoutsas%of
OOSC
Childrenwithspecial
needs(CWSN)
%ofoutofschool
childrenamong
CWSN
%ofOOSCamong
childreninBPL
families
%ofOOSCamong
childrenlivingin
slumareas
%
OOSCamongSC
children
%
OOSCamongST
c h i l d r e n
1 Andaman & Nicobar 65,957 0 0 0.00 0 0.00 330 0.00 0.00 0.00 0.00 0.02 Andhra Pradesh 12,193,879 172,354 87,229 50.61 85,125 49.39 121,939 30.85 2.37 1.18 2.18 2.3
3 Arunachal Pradesh 194,251 20,601 18,080 87.76 2,521 12.24 4,856 50.57 15.54 0.00 5.86 9.2
4 Assam 5,169,534 234,983 95,592 40.68 139,391 59.32 118,899 39.62 3.19 0.00 3.18 1.9
5 Bihar 18,817,929 1,345,697 1,205,805 89.60 139,892 10.40 301,087 40.67 6.92 0.00 12.88 3.5
6 Chandigarh 166,791 1,974 1,745 88.41 229 11.59 167 0.00 0.00 0.00 3.71 0.0
7 Chattisgarh 4,102,328 85,366 66,815 78.27 18,551 21.73 57,433 34.96 3.78 0.00 1.71 4.4
8 Dadra & Nagar Haveli 40,833 444 288 64.98 155 35.02 327 2.70 9.68 0.00 0.00 1.3
9 Daman & Diu 29,298 23 23 100.00 0 0.00 29 100.00 0.00 0.00 0.00 0.2
10 Delhi 2,480,105 124,022 85,937 69.29 38,084 30.71 2,480 0.00 3.49 15.21 6.68 0.0
11 Goa 280,965 0 0 0.00 0 0.00 1, 405 0.00 0.00 0.00 0.00 0.0
12 Gujarat 8,735,409 162,355 89,440 55.09 72,914 44.91 270,798 35.33 2.25 6.73 1.27 4.3
13 Haryana 3,979,033 107,205 90,756 84.66 16,449 15.34 11,937 26.39 5.31 0.00 3.66 0.0
14 Himachal Pradesh 950,939 2,451 1,945 79.36 506 20.64 3,804 25.93 0.43 0.00 0.72 0.0
15 Jammu & Kashmir 1,797,676 9,691 9,475 97.77 216 2.23 1,798 35.42 0.33 0.00 0.00 0.0
16 Jharkhand 5,646,518 132,195 109,547 82.87 22,648 17.13 67,758 32.65 3.04 0.00 1.74 2.9
17 Karnataka 8,493,365 108,237 76,133 70.34 32,105 29.66 101,920 24.59 1.60 2.31 2.48 0.9
18 Kerala 4,277,944 15,776 12,170 77.14 3,606 22.86 55,613 25.12 0.74 0.00 0.03 3.0
19 Lakshadweep 11,232 0 0 0.00 0 0.00 943 0.00 0.00 0.00 0.00 0.0
20 Madhya Pradesh 12,536,407 328,692 245,953 74.83 82,740 25.17 188,046 30.41 4.23 0.98 2.12 4.6
21 Maharashtra 16,302,478 207,345 123,028 59.34 84,316 40.66 293,445 26.75 1.88 0.53 1.34 1.2
22 Manipur 387,713 12,222 6,433 52.64 5,789 47.36 2,326 58.22 4.08 0.00 0.00 4.3
23 Meghalaya 414,917 12,655 8,091 63.93 4,564 36.07 4,149 21.28 6.89 0.00 0.00 3.
24 Mizoram 158,996 7,485 4,976 66.48 2,509 33.52 2,226 92.09 7.10 0.00 0.00 4.7
25 Nagaland 356,086 8,693 4,002 46.03 4,692 53.97 3,561 23.17 3.44 0.00 0.00 1.8
26 Orissa 6,204,368 435,560 232,454 53.37 203,106 46.63 86,861 25.68 6.55 0.00 4.44 17.327 Pondicherry 180,442 993 623 62.67 371 37.33 2,526 26.16 0.23 0.00 0.00 0.0
28 Punjab 3,822,091 1,267 1,267 100.00 0 0.00 3,822 17.39 0.00 0.00 0.12 0.0
29 Rajasthan 12,183,095 1,018,326 883,141 86.72 135,184 13.28 121,831 46.41 11.39 0.00 8.78 17.2
30 Sikkim 96,777 647 526 81.19 123 18.93 484 71.93 0.57 0.00 0.00 1.0
31 Tamil Nadu 8,432,619 52,876 29,854 56.46 23,021 43.54 118,057 26.27 1.01 0.00 0.74 0.0
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Percentage of out of School Children in India
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Table A3: Percentage of out of School children by Gender and Location
SL States All Male Female Rural Urban
1 Arunachal Pradesh 10.61 10.88 10.24 10.80 7
2 Rajasthan 8.36 5.54 12.55 8.99 2
3 Uttar Pradesh 7.60 7.29 7.98 7.33 9
4 Bihar 7.15 6.21 8.19 7.34 4
5 Orissa 7.02 6.56 7.50 7.28 36 West Bengal 5.25 5.51 4.98 5.27 5
7 Delhi 5.00 5.20 4.76 0.72 5
8 Mizoram 4.71 4.55 4.91 5.70 1
9 Assam 4.55 3.92 5.19 4.84 2
10 Uttarakhand 3.54 3.21 3.92 3.83 1
11 Manipur 3.15 2.23 4.25 3.57 1
12 Meghalaya 3.05 2.98 3.13 3.07 213 Haryana 2.69 2.32 3.19 3.07 2
14 Madhya Pradesh 2.62 2.44 2.85 2.71 2
15 Nagaland 2 44 1 97 2 96 2 01 3
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Chapter 1: Introductio
1.1 Context of the SurveySarva Shiksha Abhiyan (SSA)is a Government of India's flagship programme launched in 200
for achievement of Universalization of Elementary Education (UEE) in a time bound manner,
mandated by 86th amendment to the Constitution of India making free and compulso
Education to the Children of 6-13 years age group (i.e., those above 6 years but below 14 yea
a Fundamental Right. SSA is being implemented in partnership with State Governments
cover the entire country and address the needs of 200 million children in nearly 2 milliohabitations. The programme seeks to open new schools in those habitations which do not ha
schooling facilities and strengthen existing school infrastructure through provision of addition
class-rooms, toilets, drinking water, maintenance grant and school improvement grant. SSA h
a special focus on girl's education and children with special needs.
The objectives of SSA include:
All children should attend school or an Alternative school such as an EGS centre or 'Back-tSchool' camp, by 2003 All children should complete five years of primary schooling by 2007 All children should complete eight years of elementary schooling by 2010
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ii) To estimate the number and percentage of (a) out-of-school and (b) school goichildren having different types of disability in the age group 613.
iii) To estimate the number and percentage of dropout children in the age group 6-who left school after completing class I, II, III . VIII.1.3 Layout of the reportThe first chapter helps understand the context of the survey, its objectives and limitations. T
second chapter explains the concepts and definitions that were employed for the purpose
this survey. Chapter three outlines the sample design and estimation procedure. Tsubsequent chapters viz., chapter 4, 5 and 6 report the findings of the survey. Chapter
provides an overview of some background characteristics of the sampled households. Chapte
discusses some key characteristics of out-of-school children. This chapter also discuss
characteristics of those attending school in terms of type of school attended and on th
estimated class wise dropouts and their percentage. In view of the fact that the entry age
class I in some states was 5 years, chapter 6 reports the findings on out-of-school children
age 5 years and those who begin schooling at age 5.
1.4 Limitations of the SurveyTh li t f i li it d f th 64
thR d f N ti l S l S (NS
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Chapter 2: Concepts and Definition
The concepts and definition used in the survey are broadly classified as (a) terms used fsampling (b) used for categorization of children with special needs.
2.1 Terms used for Sampling
1. Hamlets: In village, there exist usually a few localities or pockets where the houses of tvillage tend to cluster together. These are called hamlets. Large hamlets may be divid
artificially to achieve more or less equal population content for the purpose of hamlet groformation.
2. House: EveryStructure, tent, shelter, etc. is a house irrespective of its use. It may be usefor residential or non-residential purpose or both or even may be vacant.
3. Households: A group of persons normally living together & taking food from a commokitchen will constitute a household. The members of a household may or may not brelated by blood or marriage to one another. The following cases are to be noted wh
determining the group of persons to be considered as households for the current survey:
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(v).Persons residing in barracks of military & paramilitary forces (Like police, BSF, etc.) wbe kept outside the survey coverage for difficulty in conduct of survey there
However, civilian population residing in their neighborhood, including the famquarters of services personnel are to be covered, for which, of course, permission m
have to be obtained from appropriate authorities.
(vi).Orphanages, rescue homes, ashrams & vagrant houses are outside the survey coveragHowever, the persons staying in old age homes, the students staying in ashram/host
& the residential staff (other than monks/nuns) of these ashrams may be listed. F
orphanages, although orphans are not to be listed, the persons looking after them staying there may be considered for listing.
4. Household size:the number of normally resident members of a household is its size. It winclude temporary stay-away (those whose total period of absence from the household
expected to be less than 6 months) but exclude temporary visitors & guests (expected tot
period of stay less than 6 months). Even though the determination of the actu
composition of a household will be left to the judgment of the head of the household, t
following procedures will be adopted as guidelines:
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6. Head of the HH - The head of household is a person who is of at least 18 years of age awho is recognized as such by the household. She or he is generally the person who bea
the chief responsibility for managing the affairs of the household and takes decision behalf of the household. The head of household need not necessarily be the oldest ma
member or an earning member, but may be a female or a younger member of either sex.
case of an absentee de jure 'Head' who is not eligible to be enumerated in the househo
the person on whom the responsibility of managing the affairs of household rests was to
regarded as the head irrespective of whether the person is male or female.
7. LiterateA person is considered literate if he/she can read and write a simple sentenceany language with understanding
8. Social group:- Head of household ids classified as SC, ST & OBC and others. For the purpoof the reporting, OBC & Others have been combined. However this does not inclu
Muslims. All Muslims, whether belonging to OBC or others have been classified into a sing
separate category as Muslims
9. BPL (Below Poverty Line): If a household is provided a BPL card or Antodaya card, it hbeen classified as BPL
10 Sl H h ld H h ld f d t l h if l t f h
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were considered as mentally disabled for the purpose of the survey. The activities li
others of similar age included activities of communication (speech), self-care (cleani
of teeth, wearing clothes, taking bath, taking food, personal hygiene, etc.), home livin(doing some household chores) and social skills.
The questions to be posed are:
I. Does the child have severe illness before the age of 5?II. At the age of 6, does the child have problem in undertaking the followi
activities:a) Toilet independentlyb) Eat independentlyc) Dress independently
III. Does the child exhibit problems in expressing his needs in clear language like hother peers?
IV. Did the child start sitting/standing/walking/crawling late as compared to otheof his/her age?
B. Visualdisability:By visual disability, it is meant, loss or lack of ability to execute tasrequiring adequate visual acuity. For the survey, visually disabled included (a) those w
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IV. Is there a discharge from the ear of the child?D.
Speech Disability
:
This refers to persons inability to speak properly. Speech of a persois judged to be disordered if the person's speech is not understood by the listene
Persons with speech disability include those who cannot speak, speak only with limite
words or those with loss of voice. It also includes those whose speech is not understoo
due to defects in speech such as stammering.
E. Orthopedic/Locomotorsdisability: A person with - (a) loss or lack of normal ability execute distinctive activities associated with the movement of self and objects fro
place to place and (b) physical deformities, other than those involving the hand or leg both, regardless of whether the same caused loss or lack of normal movement of body
is considered as disabled with locomotors disability. Thus, persons having locomoto
disability included those with (a) loss or absence or inactivity of whole or part of hand
leg or both due to amputation, paralysis, deformity or dysfunction of joints whi
affected his/her normal ability to move self or objects and (b) those with physic
deformities in the body (other than limbs), such as, hunch back, deformed spine, et
Dwarfs and persons with stiff neck of permanent nature who generally did not hadifficulty in the normal movement of body and limbs are also treated as disabled.
The questions to be posed are:
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autonomous bodies like Kendriya Vidyalaya / Navodaya Vidyalaya. All childr
attending these schools would be categorized as attending school.
ii. PrivateSchools: All schools other than Government schools which are run by privaindividuals /organizations would be considered for this category. This would includ
both recognized and unrecognized schools. All children attending these schoo
would be categorized as attending school.
iii. Recognized Madrasa: These are Madrasa recognized by State Minority Board Education or State Madrasa Boards. In these Madrasa, children are taug
mathematics, environmental science (EVS) and a language according to the stacurriculum in addition to Mazhabi/religious education. Children studying in these a
to be classified as attending schooland should be given code 2, which is the co
for private schools.
iv. Education Guarantee Scheme (EGS) Centres:Centres under EGS are functioning almost the same lines as other government schools except that they are sing
teacher schools and service conditions of teachers of these schools are differe
from those of government/local body schools. Children studying in these schools acategorized as attending school. These schools are known by different names
different states. Some of the commonly used names are listed in the code l
enclosed
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viii.A child of the age 5 and above, who attends a pre-primary (Nursery or Kindergarteclass in any school is to be treated as attending school.
2.5 Out of school children
A child is categorized as out of school if the child is either not enrolled or has been absent for mo
than two months or has discontinued studies from the schools mentioned in section 2.4 above.
The child is studying in the Maktabs (Madrasa)/ Sanskrit Pathshalas imparting only religio
education.
The child is attending Balwadi and AganwadiThe child is studying through correspondence course
2.6 Dropouts
A child is classified as dropouts if she/he discontinued her/his studies in past or was absent for mo
than 2 months from school.
2.7 Never Attended
It includes those children who were never enrolled in any school of the type described in section 2.4.
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Chapter 3: Sample Desig
3.1 Sample Design
A three stage stratified sample design was adopted for this survey Primary Sampling Un
(PSUs) being villages in rural areas and urban Frame Survey (UFS blocks) in urban areas.
Sampling Frame: The sampling frame used for primary Sampling units in Rural areas is the l
of villages covered in NSS 64th
Round (2007-2008). In case of urban areas also, the sampling l
of Urban Frame Survey (UFS) blocks covered in NSS 64th
Round. Since the NSS (64th
round) dnot cover (i) Leh (Ladhak) and Kargil districts of Jammu & Kashmir (ii) interior villages
Nagaland situated beyond five kms of the bus route and (iii) villages in Andaman and Nicob
Islands which remain inaccessible throughout the year.
Sample Size: In this survey, 5090 urban and Rural Primary Sampling units were covered.
districts in each of the states and union territories were selected for the survey. The tot
sample among the 5090 PSUs was distributed among each of the districts in the sam
proportion as the distribution of rural and urban allocation in the 64th
Round of NSS.
l b f
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The list of village / UFS blocks in a district (from the NSSO sampled list used for 64th Round) w
arranged in ascending order of sub stratum number and the PSUs were selected throu
Systematic Random Sampling without replacement (SRSWOR). Table A3 gives details of tnumber of PSUs (Villages and UFS blocks) sampled in each state. The table also shows t
number of PSUs in the NSS sample which constituted the sampling frame.
Selection of Hamlets: For both rural PSUs and urban blocks investigators formed t
Hamlets/sub blocks and selected two randomly. The procedure for this is explained below
(i).
For rural PSUs the field investigators ascertained the exact boundaries of the samplvillage. The key informant were Gram Pradhan, Sarpanch, Panchayat Members, seni
residents, priests, school teachers, or other residents of the village. For urban bloc
the field investigators ascertained the exact boundaries of the UFS block. For urba
samples, the boundaries of the Urban Frame Survey block were identified by referri
to the map of the block.
(ii).After identifying the village/block, investigators determined whether listing will be doin the entire village/block or not. In case the present population of the village/blowas found to be more than 600, it was divided into a suitable number of hamlets/su
blocksclusters of houses.
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The hamlets groups/sub blocks thus formed were done by more or less equalizing th
population (i.e., the population in every hamlet group/sub block was more or less equal).
(i). For rural PSUs the investigators drew an indicative map showing the approximalocation of the hamlets/sub blocks and then number them sequentially from t
north-west corner proceeding southwards. While drawing this map uninhabited ar
and isolated households of the village were included as part of a nearby hamlet. F
urban blocks maps procured from NSSO regional offices were used.
(ii). The boundaries of the hamlets/sub blocks were defined with the help of somlandmark like streets, canals, footpaths, railway lines, roads, etc.(iii). All such hamlets/sub blocks were listed in the village/block and also their populatio
was noted in the map.
(iv). The criteria for hamlet-group/sub block formation were equality of population ageographical contiguity. In case there was a conflict between the two paramete
geographical contiguity was given priority. However, there was not a substant
difference between the population of the largest and the smallest hamlet-gro
formed.
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Table A4: Number of sampled villages and Urban Frame Survey (UFS) blocks
State
No. of
districts
covered in
NSS 64th
round
Rural Urban
Total
Villages in
Sampling
Frame
Sampled
Villages
Total UFS
Blocks in
Sampling
Frame
Sampled
UFS Blocks
No.
Bl
havin
a
A&N ISLANDS 3 32 13 24 9
ANDHRA PRADESH 23 560 221 312 123
ARUNACHAL PRADESH 13 88 60 56 22
ASSAM 23 200 79 104 41
BIHAR 37 712 280 168 66
CHANDIGARH 1 8 3 40 16
CHATTISGARH 16 160 63 80 32
DADRA & NAGAR HAVELI 1 16 6 16 6
DAMAN & DIU 2 16 6 16 6
DELHI 6 16 6 144 57
GOA 2 16 6 24 9
GUJARAT 25 272 107 248 98
HARYANA 19 144 57 96 38 HIMACHAL PRADESH 12 168 66 56 22
JAMMU & KASHMIR 12 144 58 112 44
JHARKHAND 18 216 85 96 38
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The Cover Sheet for Contacts was used for filling in the names of village hamlets, and numb
of households before starting listing of the households. The Contact Sheet was used f
identifying the eligible households (that is, households having children in the age group of 5-years). Using this list as sampling frame, circular systematic sampling method was adopted f
sampling households which had children in the age group of 5-13 years (date of birth betwee
1st
January 1996 and 1st
January 2004).
In all, 20 households were selected from these two strata in every PSU. All the households fro
stratum 2 were selected for the interview. The balance from 20 was selected from stratum
using circular systematic sampling.
The Main Schedulewas used for recording information collected from the sampled househo
1
m subscript for the eligible house hold in the list schedule B
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j subscript for the PSU (Village, UFS Blocks or Non-UFS blocks) in Ed. CIL sample
k subscript for k-th sampled household for which Schedule C was used
H total number of eligible households listed in both the selected Hg/ sb group of a village/ block/ non
UFS town or OG/ hamlet-group/ sub-block of sample FSU
h number of listed eligible households having at least one disabled child of age 5 to 13
h* number of sampled households not having disabled child of age 5 to 13 h*= 20-h
y observed value of characteristics yunder estimation
x observed value of characteristicsxunder estimation as denominator for estimation of ratio
such as total children of specific age and of specific characteristics such as gender, social
group, BPL household, religion, household location rural/urban/slum), disability, etc.
(b)The Target population for the survey is children of age 5 to 13. In view Constitutional commitment is for the children of age 6 to 13, so most of the resu
will pertain to children of age 6 to 13. The schedule B (Contact sheet) recor
information about each household belonging to both the Hg/sb groups for childre
of age 5 to 13 In order to obtain more reliable estimates for children for age 6 to 1
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of age 5 to 13. In order to obtain more reliable estimates for children for age 6 to 1
in case of all children, it is suggested that estimates for x and y obtained fro
schedule B is to corrected by subtracting estimates obtained from schedule C f
children of age 5 only. In the case of disabled children, this approach is not require
as all the such households from schedule B are included in schedule C for collectio
of information
(c) The estimates required foe the survey are broadly classified as(i) Estimation of number of children belonging to a specific category- estimat
for it is provided in section 5.
(ii) Estimation of number of household possessing a specific characteristestimator for it provided in section 6.
(iii) Estimation of number of children against every reason for not attendischool separately for dropouts and never attended children.
Estimation of Number of Household Possessing the Characteristics,
Estimators for sss1Household not having disabled children
Schedule C data
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(a) Rural (1)
(b)Urban non- UFS ( OG) BlocksOut of n* randomly selected PSUs from urban area, nt* belonged to NON-UFS blocks
*1
1
*
1
)*
*()
)(
*(
*
1
n
j
jh
kjk
j
j
j
jy
h
H
Zz
D
nY (2)
(c) Urban UFS Towns/cities with population >= 10 lakh
)())(
(*
1
*
1
*
1***n
j
jh
kjk
j
j
ttj
j yhH
ZzD
nY
Schedule B data
(a) Rural
*1 *n m
jD
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)())((*
1
1 1j kjk
ttj
j
yZz
D
nY (5)
(b) Urban non- UFS ( OG) BlocksOut of n* randomly selected PSUs from urban area, nt* belonged to NON-UFS blocks
*1
1 1
)())(
*(
*
1
n
j
m
kjk
j
jy
Zz
D
nY (6)
(c) Urban UFS Towns/cities with population >= 10 lakhOut of n* randomly selected PSUs from urban area, n2* belonged to UFS blocks with
Estimators for sss1Household having disabled children
Schedule C data
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(a) Rural
)())(
*(
*
1
*
1 1
n
j
hi
kjk
ttj
jy
Zz
D
nY (9)
(b) Urban non- UFS ( OG) Blocks
Out of n* randomly selected PSUs from urban area, nt* belonged to NON-UFS blocks
.)()}(
*(
*
1
*1
1 1
n
j
hi
kjk
j
jy
Zz
D
nY (10)
(c) Urban UFS Towns/cities with population >= 10 lakh
For data from Schedule B
All the Household having disabled children identified in schedule B were administered Schedule C.
Therefore, all the required estimates are to be computed from the data of schedule C.
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Estimation of Number of Households/ FSUs Possessing a Characteristic
Rural Area
(a) Estimation of number of households from schedule C
)*
*()
)(
*(
*
1
*
1
n
jj
j
j
ttj
jy
h
H
Zz
D
nY (13)
Where, yjis the number of households possessing the characteristic.
(b) Estimation of number of households from schedule B
Urban Area
(a) Estimation of number of households from schedule C -Urban non- UFS ( OG)Blocks
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Out of n* randomly selected PSUs from urban area, nt* belonged to NON-UFS blocks
*1
1
)*
*()
)(
*(
*
1
n
jj
j
j
j
jy
h
H
Zz
D
nY (16)
Where, yjis the number of households possessing the characteristic
(b) Estimation of number of households from schedule C -Urban UFS Towns/citiewith population >= 10 lakhOut of n* randomly selected PSUs from urban area, n2* belonged to UFS blocks with 1
lakh or more population
)*
*()*(
*
1
*2
1
n
jj
j
jjj y
h
HDN
nY (17)
Where y is the number of households possessing the characteristic
Estimation of number of households from schedule B data
(a) Estimation of number of households from schedule B-Urban non- UFS ( OG)Blocks
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Out of n* randomly selected PSUs from urban area, nt* belonged to NON-UFS blocks
)())(
*(
*
1
*1
1
n
jj
j
jy
Zz
D
nY (19)
Where, yjis the number of households possessing the characteristic
(b) Estimation of number of households from schedule B-Urban UFS Towns/citieswith population >= 10 lakh
Out of n* randomly selected PSUs from urban area, n2* belonged to UFS blocks with
lakh or more population
)()*(*
1
*2n
jjj yDNY (20)
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Annexure IISurvey Tools
A. Cover Sheet for Contacts(To be maintained for each PSU)
0 1
1. State Name & Code: Name: _________________ 11-12
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2.Location Code: Urban 1 Rural 2
3. Name of the District
4. Name of thePSU
5.. Slum Yes No
(21)S.No. Name of the Hamlets in the PSU Estimated total no. of HH in the Hamlets
1
2
3
4
5
13
1 2
Project Taare Zameen Par Contact Sheet for Household Listing
B. Contact Sheet0 4
Hamlet Name: ____________ District Name: ____________ PSU Name: _________
HHSerialNo.
Name of thehead of thehousehold
Religion
(Q3)
Others=2
cialcategory
(Q.4
)
ertocodelist
erofmembersinthe
ousehold?
(Q.5
)
renbetween5-13years
nthehousehold?
(Q.6
)
edchildrenbetween5-
ageinthehousehold?
(Q.7
)
No.foreligible(non
isabled)HH
(Q.8
)
Stratumcode
(Q9)
dintheagegroup5-13butno
egroupwhoisdisabled=1
ldintheagegroup5-13with
ability/disabilities=2
No. of children between 5-13 yearswho are out of school
(Q10)
C
Selected
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155
(Q1) (Q.2)
Muslim=1 So
c
Ref
e
Totalnumbh
No.ofchildr
ofagei
n
No.ofdisabl
13yearsofa
NewSerial di S
Atleastonechild
childinthisag
e
Atleastonechi
somedisa
Boys
Girls
Total
1 2 1 2 1
1 2 1 2 1
1 2 1 2 1
1 2 1 2 1
1 2 1 2 1
1 2 1 2 1
1 2 1 2 1
1 2 1 2 1
1 2 1 2 1
Page Total: _______________ Page No: ________________
Project Outof School C. Main Questionnaire0 3
Date: / / 0 9 11-14
State 15-16 District
PSU Location Urban 1 Rural 224 Slum Yes
Eligible HH Listing No. Type of HH: Sampled 1 Replaced 2 29 Stratum No. 1 2 30
Name of the Head of HH
Gender of the Head of HH : Male 1 Female 2 31 Age 32-33
Social Group SC 1 ST 2 OBC 3 Others 4 34 Religion Muslim 1 Other 2
Occupation(Use Codelist) (36-37) Educational Qualification of the head of the HH(UseCodelist)
No. of Members in HH MaleMembers inage group 5- Total
20-23
Male FemFemale
26-28
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156
Total39-40
(41-42)(43-44)
13 (45-46) (47-48)
(49
50)
S.No.
Name of Child
(Q.1)
Gender
(Q.2)Age(Q.3)
(Refer toinstructions
)
Whetherdisabled
(Q.4)
IfDisabled,Type of
Disability(Q.5)(Use
Codelist)
Whetherattending
school(Q.6)
If attending school, then (Q.7)If not attending school current
attend any school
M F Y N Y N
Typeo
f
sc
hoo
l
(Use
Codelist)
Class
(Curren
tly
enro
lle
din
Use
Codelist
Enro
lle
din
anyo
ther
sc
hoo
l
Y=
1;
N=
2
Dropou
ts
Never
Atten
de
dIf ever attended,
highest classcompleted
successfully(Use code list)
1 1 2 1 2 1 2 1 2 1 2
2 1 2 1 2 1 2 1 2 1 2
3 1 2 1 21
2 1 2 1 24 1 2 1 2 1 2 1 2 1 2
5 1 2 1 2 1 2 1 2 1 2
6 1 2 1 2 1 2 1 2 1 2
7 1 2 1 2 1 2 1 2 1 2
8 1 2 1 2 1 2 1 2 1 2
9 1 2 1 2 1 2 1 2 1 2