applying qualitative methods in intervention research glorian sorensen, phd, mph harvard school of...
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Applying Qualitative Methods in
Intervention Research
Glorian Sorensen, PhD, MPHHarvard School of Public Health
Dana-Farber Cancer InstituteBoston, Massachusetts, USA
Qualitative methods
Overview
• Uses of qualitative methods• Toolbox of qualitative methods• Integration of qualitative and quantitative
methods• Focus group methods• Examples from my research in the US and
India
Qualitative methods
Qualitative versus quantitative: When to
use what?Qualitative QuantitativeSubject matter is unfamiliar Subject matter clearly defined
Exploratory research, when relevant concepts are unknown or their definitions unclear
When measurement problems are minor and have been resolved
When meaning rather than frequencies are sought
When detailed numerical description of a representative sample is required
When flexibility of approach is needed to allow for discovery of unexpected; in-depth investigation
When repeatability of measurements is important
For studying selected issues, cases or events in detail
When generalizability of results and comparison across populations is needed
Qualitative methods
Study design
• Research question and guiding theoretical framework
• Qualitative research study design and methods – sampling (non-random, purposive, theoretically-
based)– gaining access – choosing data collection methods (interviews,
documents, observation, etc)– ethical considerations– validity
• Analysis• Reporting
Qualitative methods
Qualitative methods toolbox
• Individual interviews (structured, semi-structured)
• Group interviews (focus groups and non-focus groups)
• Observation (participant, unstructured, structured)
• Document and archive reviews
Qualitative methods
On combining qualitative and
quantitative• Explore or refine constructs for surveys• Pre-test surveys• Pre-test intervention materials• Plan for survey administration• Interpret quantitative results• Understand process of change that may be
measured through surveys
Qualitative methods
Illustrative example combining qualitative
and quantitative methods• Research problem: High rates of smoking
among construction laborers• Research aims:
– conduct formative research to assess smoking patterns and factors associated with smoking among laborers
– develop and test a smoking cessation intervention, using an RCT design
Qualitative methods
Laborers and smoking: How can qualitative methods enhance
study? • Survey constructs and administration• Develop intervention strategies and messages• Assess intervention components• Interpret quantitative study results
Qualitative methods
Focus groups: What and why?
• Facilitated small group discussion• Experiences and perspectives• Exploring specific area of interest in detail;
particularly useful for sensitive topics• Interaction among members is key• Not for generalizing findings
Qualitative methods
Focus groups vs. other methods
Individual interviews+ multiple perspectives + observe interactions+ participants help each other clarify ideas- difficult to manage- reluctant to reveal in group setting- social norms influence responses
Qualitative methods
Focus groups vs. other methods
Observation+ more efficient+ easier access- relying on reports of behavior vs. actual observations
of behavior- not a natural setting
Qualitative methods
Ethical considerations
• Informed consent • Provide project description at start of group • Clarify confidentiality and anonymity (within
group as well)
Qualitative methods
Application of qualitative methods:
Example • Research questions
– how do construction laborers view health risks associated with occupational exposures, poor nutrition, and tobacco use?
– what kinds of health promotion strategies will effective in decreasing in tobacco use and increase in consumption of fruits and vegetables?
Qualitative methods
Qualitative methods
• Direct observation of worksites (for project staff to learn about range of work tasks, and understand where/when/with whom workers smoke, what they eat at break/meals, sources of food)
• Group and individual interviews (two waves of interviews)
• Formed a qualitative research working group for project
Qualitative methods
Sampling
• Observation: convenience sample; close by; no major differences by region
• Group and individual interviews: stratified by region; include racial/ethnic, gender, and age mix; current and former smokers
• Recruitment and gaining access: through international union; training sites (bias?)
Qualitative methods
Topic guide development
• Based on theoretical model we developed by mixing existing models (behavioral theories and work environment policy theory)
• Working group developed topic guide• Pilot tested and refined guide• Revised throughout data collection (iterative)
Qualitative methods
Data collection and analysis
• Trained staff to conduct interviews and code data
• Collected data and almost immediately began analysis:– group discussions– coding (structural and thematic, multiple coders)– creation of themes document– revision of focus group guides – retrieving codes for thematic analysis
Qualitative methods
Application of results to the intervention
• Identify themes in qualitative data• Define intervention methods• Incorporate into intervention messages• Reflect in visuals in materials• Use in staff training • Apply to quality assurance
Qualitative methods
Examples within the laborers’ intervention
materialsValue of being fit for work
“Being a Laborer is a demanding job. You face hazards every day, and being healthy and fit enough to meet challenges is important… Being healthy means you’ve got the strength you need to get the job done — and take care of other responsibilities too.”
[General President’s introduction to the TFR]
Qualitative methods
Examples within the laborers’ intervention
materialsValue of family and friends
“Tobacco use can be a problem for your family members and your LIUNA brothers and sisters too. That’s because secondhand smoke causes over 53,000 deaths a year among people who don’t even use tobacco — spouses, co-workers, buddies.”
Qualitative methods
Examples within the laborers’ intervention
materialsHealth concerns
“…[O]ne thing you can do is make good decisions about your health. Sometimes that means talking to your steward if you’re worried about on-the-job exposures or hazards. Other times, it means taking control of your personal health, and doing what you can to make your body stronger and healthier. This is where [the program counselor] can help.”
Qualitative methods
Examples within the laborers’ intervention
materials
Qualitative methods
Planned tobacco control research in
India• Analysis of Global School Personnel Survey• Focus groups to elucidate observed
relationships• Apply to intervention development
Qualitative methods
Summary: Applications of qualitative methods
in intervention research
• Understanding the social context of the population
• Survey development• Intervention design• Staff training• Understanding the process of observed
changes
Qualitative methods
Focus groups: Size and number
• Six to eight participants• Over-recruit slightly and reminder about group
day before• Three to five groups per topic of interest • Saturation: when stop hearing new info
Qualitative methods
Constructing a topic guide
• Avoid close-ended questions: going for experience and perspectives
• Based on your research questions• Topic areas, then questions within each topic,
list probes• Start with icebreakers and “easy” question
Qualitative methods
Data management and analysis
• Transcribe recordings and check• In-depth analysis• Analysis across groups by theme
Qualitative methods
Focus groups: Composition
• Purposive • Sub-groups — return to your research question • Homogenous vs. heterogeneous
Qualitative methods
Logistics
• Eligibility screening• Conducted in primary language of group• Length: 1-2 hours, no more• Location: convenient• Tape record• Take notes (note-taker)• Incentives
Qualitative methods
Focus group facilitation
• Two people: facilitator and note-taker• Show interest and respect• Introduce group members and yourself• Actively listen; follow leads but stay “on topic”• Encourage between-participant discussion;
avoid group interview dynamic• Eye contact tip
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