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RoHS

2017-12-13

1

Geir Hørthe

Jon Ivar Tidemann

• Restriction of Hazardous Substances

• European Directive (2011/65/EU)

• Requiring CE marking

• Covers majority of electrical equipment

• Temporary exemptions where technical alternatives are missing

The RoHS directive

2

• Lead

• Cadmium

• Chrome VI

• Mercury

• Bromine compounds

The substances

3

• Polybrominated Biphenyl (PBB)

• Polybrominated Diphenylether (PBDE)

• Cadmium: 0.01% (100ppm)

• Others: 0.1% (1000ppm)

• Homogenous material

Limits - 0.1% of what?

4

Test everything

2 ways to comply with RoHS

EN 62321 series

System to

check suppliers

EN 50581:2012

Method 1 - measurements

6

youtube: Nemko RoHS

Method 1 – Test report

7

Sample Unit Cd Cr Pb Br Hg Result

1 Metal core % ND 0.07 0.02 ND ND Pass

2 Metal surface 1 % ND 0.07 0.15 ND ND Fail

3 Metal surface 2 % ND 0.15 0.06 ND ND Inconclusive

4 Insulation wire - red % ND ND ND 0.05 ND Inconclusive 0.05

ND = Not Detected

Method 2

Quality Assurance

standard EN 50581:2012

2017/12/13 v1.0

8

Jon Ivar Tidemann

Safeguarding RoHS compliance through quality system

-Shall be done through risk assessment of

suppliers vs. probability of RoHS non-compliant parts

WHY!

Methode 2

9

Could have been easy- you buy from component manufacturer

10

Component/Material

RoHS Documents

Everything okay? Checked

Componentmanufacturer

Most often the case!

11

Dealer1

Dealer2 Dealer4

Dealer3

Documents for RoHS found on Internet

Can I trust that I got the real component and that the documentation is correct????

Additional sourcing

Componentmanufacturer

In the same way as for method 1- Your product and the Bill of Material-BOM list

• What shall the BOM contain:

• List of components and parts-with relevant data

• Identification of the part

• Your identification of the part

• The suppliers identification

• The manufacturers identification

• Cross reference between the product / component / material and your compliance file

Where do you start?

12

Need drawing photos showing relationship between product and

TCF

13

You buy from:

1.Manufacturer

2.OEM manufacturer

3.Authorized Representative

4.Component vendor with good quality systems

5.Component vendor without QA system

.....

....

XYZ. Alibaba.com,Baidu

Suppliers thrustworthiness

14

History collected

Spotchecks

AuditsDocumentation

exchange

Updating for changes

If not- Evaluation based on suppliers chainYou have quality records on all pre-qualified suppliers

Probability of restricted material

15

Component/ material

Hg Cd Pb Cr6 PBB PBDE

Number H.materials

Remarks OtherInformation

Plastic enclosure

L L L L L M 1 unpainted

Heat Sink L L M L N/A N/A 1

Screw 17 L M M H N/A N/A 1 Coated yellowish

Glass-CRT L M H L N/A N/A 1 Pb in Glass exempted?

Check with supplier

After BOM –The Supplier list and Risk assessment

16

1 2 2

22

2 3 3

3

Documents to request:

17

Part Supplier ID.

Material Declaration

Analytical Test reports

Contractual Agreements /supplier declarations

Material-Enclosure11 Du Pont Yes

Component part 4478

399-5444-3-ND

YES

Sub assembly-PCB 14 466-312 DOC

Material declaration /analytical testing based on own analyzes or third party,audit, quality certification – etc.

Decide what documentation to request from your supplier based

on risk category

18

• Are international accepted standards used, like EN 62321-series,(IEC 62321-xx)?

• Are exemptions used, and are they valid- when expire-note in TCF?

• Are data considered to be of sufficient quality or trustworthiness?

• Missing documents?

If everything found satisfactory-into Technical File

Evaluation of incoming documentation

19

Evaluate each document if it meets the

substance restriction

• If no, determine further action-like......

• Additional testing

• Additional information

• Change component

• Change supplier

If no?

20

We shall have a technical file for our product.

Shall consist of following:

Completing our technical file

21

Description of product

Technical documentation for materials, parts or

sub-assemblies

Relationship between product and file

List of harmonizedstandards – in this

case EN 50581:2012

Review periodically the technical file

Check if techical files is still valid

Check for updates in Components, Materials

Exemptions, Standards, Legislation etc

Check suppliers, especially for new

Check for obsolete components (establish

early warning systems)

22

Collecting information

Audits, other Controls, updateHistory

Continuousacceptance

Yes/No

Supplier evaluation

process

List ofsuppliers

Reminder - 4 new phthalates in 2019

23

Lead (0,1 %)

Mercury (0,1 %)

Cadmium (0,01 %)

Hexavalent chromium (0,1 %)

Polybrominated biphenyls (PBB) (0,1 %)

Polybrominated diphenyl ethers (PBDE) (0,1 %)

Bis(2-ethylhexyl) phthalate (DEHP) (0,1 %)

Butyl benzyl phthalate (BBP) (0,1 %)

Dibutyl phthalate (DBP) (0,1 %)

Di isobutyl phthalate (DIBP) (0,1 %)

July, 2019

What is new

Ukraine has implemented EU RoHS and

require full TCF-technical file.

UAE- In process of implementing

Final review of last batch of exemption

applications for Annex III with commenting

deadline December 1st, 2017.

Amendment to RoHS 2 of November 15th,

with scope changes and adopting to circular

economy.

See:

http://ec.europa.eu/environment/waste/rohs

_eee/legis_en.htm

24

Questions and answers?

For questions please use Chat or Q&A in

your browser window.

We will try to answer both of them.

25

www.nemko.com26

Geir Hørthe: geir.horthe@nemko.comJon Ivar Tidemann: jonivar.tidemann@nemko.com

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