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The Pennsylvania State University The Graduate School Department of Architectural Engineering ANALYSIS OF TRUST ATTRIBUTES OF VALUE STREAMS IN HOME ENERGY AUDITING PROCESSES A Dissertation in Architectural Engineering by Fu-Ju Wu 2016 Fu-Ju Wu Submitted in Partial Fulfillment of the Requirements for the Degree of Doctor of Philosophy August 2016

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The Pennsylvania State University

The Graduate School

Department of Architectural Engineering

ANALYSIS OF TRUST ATTRIBUTES OF VALUE STREAMS

IN HOME ENERGY AUDITING PROCESSES

A Dissertation in

Architectural Engineering

by

Fu-Ju Wu

2016 Fu-Ju Wu

Submitted in Partial Fulfillment

of the Requirements

for the Degree of

Doctor of Philosophy

August 2016

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The dissertation of Fu-Ju Wu was reviewed and approved* by the following:

David R. Riley

Associate Professor of Architectural Engineering

Dissertation Advisor

Chair of Committee

Robert M. Leicht

Assistant Professor of Architectural Engineering

James D. Freihaut

Professor of Architectural Engineering

Gül E. Kremer

Professor of Industrial and Manufacturing Engineering

Chimay J. Anumba

Professor of Architectural Engineering

Head of the Department of Architectural Engineering

*Signatures are on file in the Graduate School

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ABSTRACT

In the past decade, significant investments have been made to advance residential energy auditing

methods to enable reduced energy consumption in the residential sector. Previous research has identified

four barriers that make homeowners less likely to implement energy improvements: (1) lack of

information, (2) financial concerns, (3) lack of available workforce to implement improvements, and (4)

conflicts of interest between auditors and homeowners. The goal of this research is to develop methods to

measure value-trust exchange in home energy audits in a quantitative way and assess the impacts of trust

attributes on homeowner’s intention to take action. Additionally, this research seeks to improve the

efficiency and effectiveness of home energy audits. Literature review and industry practice are used to

identify types of value-trust exchanges in the home energy audit process. These value attributes are used

to examine value-adding interactions leading to information delivery and trust relationships between

homeowners and auditors. Models are developed to evaluate 90-minute home audits and evaluate the

types and efficiency of value-trust exchanges that take place during in-home energy audits. Forty-eight

surveys and thirty in-house audit recordings were collected to develop statistical models of trust

attributes, constraints on energy improvements and homeowners’ personal characteristics. The

contributions to this research are (1) the systematic identification of value-trust exchanges which take

place during home energy audits, (2) a systematic measurement of value-trust exchange in home energy

audits, and (3) identification of practical activities related to critical trust attributes that may be utilized to

improve the accumulation of trust during audit process planning and design.

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TABLE OF CONTENTS

LIST OF FIGURES ix

LIST OF TABLES xii

DEDICATION xiv

CHAPTER 1 INTRODUCTION 1

Problem Statement 2 1.1

Research Goal and Objectives 3 1.2

1.2.1 Research goal 3

1.2.2 Research objectives 4

Research Approach 5 1.3

Expected results and contributions 6 1.4

CHAPTER 2 LITERATURE REVIEW 8

The Home Energy Audit Market 8 2.1

Professional Accreditations for Auditors and Energy Audit Methods 9 2.2

2.2.1 The Residential Energy Service Network (RESNET) 10

2.2.2 The Building Performance Institute (BPI) 10

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2.2.3 The National Energy Leadership Corps (NELC) 11

Comparison of Energy Audit Practices 14 2.3

2.3.1 Audit flow between the BPI and the NELC Energy Audit 16

Challenges of Current Home Energy Audit Delivery 19 2.4

2.4.1 Lack of access to clear and reliable information 20

2.4.2 Lack of financing 21

2.4.3 Lack of trust between auditors and homeowners 22

2.4.4 Lack of skilled workers 22

Motivation of homeowners to increase adoptions of energy audits 22 2.5

Strategies in response to the challenges of home energy audits 24 2.6

Value Dimensions of Home Energy Audits 26 2.7

Trust attributes informing the creation of a value-trust framework 27 2.8

Characterizing Trust Attributes 31 2.9

Chapter Summary and Research Approach 32 2.10

CHAPTER 3 METHODOLOGY 34

Research Goal 34 3.1

3.1.1 Research Objectives 35

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3.1.2 Research Approach 38

Lean perspective of value exchange 38 3.2

Effort and Value 39 3.3

Value- Trust Model 43 3.4

Approaches to Measure Value-Trust Exchange 46 3.5

CHAPTER 4 SURVEY DESIGN 50

Survey design – Homeowners’ confidence level 50 4.1

Survey design – In-house walkthrough trust attributes 51 4.2

Survey Design – Homeowners’ Intention to Implement Energy 4.3

Improvements and Practical Constraints 54

Survey data computation 56 4.4

Other Survey Design Variables 58 4.5

4.5.1 Classification of investment cost 58

4.5.2 Worldview 61

Chapter Summary 62 4.6

CHAPTER 5 DATA COLLECTION AND CODING INSTRUMENT 64

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Data collection methods 64 5.1

Survey Data Demographic 65 5.2

Audit Recording Demographic 67 5.3

Frequency of Response 67 5.4

Correlations of trust attributes 69 5.5

Coding Instrument of Eight Trust Attributes 71 5.6

Classifying Value-Trust Attributes Based on Home Zones (Home-System)76 5.7

Coding Tools 78 5.8

Chapter Summary 80 5.9

CHAPTER 6 DATA ANALYSIS 81

Developing Simple Regression Models for Home Energy Audit Value-Trust 6.1

Exchange 81

6.1.1 Linear Mixed-Effects Models 88

Methods of Data Analyses, Model Collinearity and Model Fit 89 6.2

Mixed effects model selection with SPSS 98 6.3

6.3.1 Interpretation of the mixed effects model E 100

Chapter Summary 123 6.5

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CHAPTER 7 CONCLUSIONS 125

Summary of Findings 125 7.1

Research Contributions 129 7.2

7.2.1 Identification of value-trust exchange in an in-house audit 129

7.2.2 Survey design and the characterization of the measurable trust attributes in

energy audit process 129

7.2.3 Develop theoretical framework of audit process with practical cases 130

7.2.4 Developed an organizing framework for audit coding 131

Research Limitations and Future Research 132 7.3

REFERENCES 134

APPENDIX A – CODING INSTRUMENT OF IN-HOUSE ENERGY AUDIT 138

APPENDIX B – STATISTICAL RESULTS OF MODE 143

APPENDIX C – SAMPLE AUDIT REPORT 152

APPENDIX D – SURVEY SAMPLES 156

APPENDIX E – IRB APPROVAL 175

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LIST OF FIGURES

Figure 1.1.U.S. Energy Flow (2013), quadrillion BTU based on U.S. Energy Information Administration (EIA) ............. 2

Figure 2.1.Building Energy Data Book,2013. DOE Energy and Environmental and Renewable Energy ........................ 9

Figure 2.2 Residential home energy value chain map (Riley et al. (2012), Building America report 6.1) .................... 13

Figure 2.3.Workflow difference between the traditional BPI energy audit and the NELC home energy audit ............ 18

Figure 2.4.Reasons homeowners make home improvements (Palmer K. 2013) .......................................................... 23

Figure 2.5.Motivators to increase adoption of home energy efficiency improvements (Palmer K. 2013) ................... 23

Figure 3.1. Research flow illustrates the architecture of the research processes and objectives in each chapter ...... 37

Figure 3.2 Initial framework of value model: Layers of value types in the home energy audit. .................................. 42

Figure 3.3. Trust- value exchange model - the categorized tasks of an assessment walkthrough with corresponded

trust attributes and value dimension.( Wu & Riley, 2015) ........................................................................................... 45

Figure 3.4 The relationships between independent and dependent variables ............................................................ 49

Figure 4.1. The relationship between independent and dependent variables ............................................................. 54

Figure 5.1. 48 survey respondents were collected from State College and nearby communities ................................ 65

Figure 5.2.Survey response rate by gender .................................................................................................................. 66

Numbers of survey delivered to communities in Pennsylvania regions ....................................................................... 66

Figure 5.3.Numbers of surveys sent to communities near State College ..................................................................... 66

Figure 5.4.Screen shot of coding matrix in StudioCode ............................................................................................... 78

Figure 5.5 Screen shot of instance footnote in an in-house audit ................................................................................ 79

Figure 6.1 Model 1 represents the relationship between homeowners’ overall trust level in home energy audits and

homeowners’ intention to implement energy improvement ....................................................................................... 83

Figure 6.2 Model 2 represents the relationship between audit process and homeowners’ overall trust level in home

energy audits. .............................................................................................................................................................. 83

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Figure 6.3 Model 3 includes measurable trust variables to study homeowners’ implementation of energy

improvements .............................................................................................................................................................. 83

Figure 6.4 Model 3 focuses on the relationship between practical constraints on energy improvements and

homeowners’ intention to implement energy improvement ....................................................................................... 84

Figure 6.5. Model 5 includes homeowners’ personal characteristics, such as worldview, gender, and confidence level

to study the relationships between these variables and homeowners’ intention to implement energy improvement84

Figure 6.6 Categorical variables in each group to for the prediction of homeowners’ homeowners’ intention to

implement energy improvement ................................................................................................................................. 87

Figure 6.7 Model 6.4 accumulates groups of measurable variables to study the comprehensive influences of

homeowners’ actions to energy improvements........................................................................................................... 92

Figure 6.8.Normal Probability Plot (left) and Histogram (right) – trust attributes against homeowners’ overall trust

level of home energy audit .......................................................................................................................................... 94

Figure 6.9.Normal Probability Plot (left) and Histogram (right) – trust attributes against homeowners’ actions to

energy improvements .................................................................................................................................................. 95

Figure 6.10.Normal Probability Plot (left) and Histogram (right) – constraints of energy improvements against

homeowners’ actions to energy improvements........................................................................................................... 97

Figure 6.11 Mixed effect model E with eight trust attributes, homeowners’ overall trust of home energy audit and

cost category and priority of recommendations to against to homeowners’ action to energy improvements. ....... 102

Figure 6.12 Mixed effect model F of seven trust attributes, constraints of energy improvements, homeowners’

overall trust of home energy audit and cost category and priority of recommendations. ........................................ 106

Figure 6.13 Model G is created to indicate the relationships between “time (%) spent on each zone” and

“Homeowners’ intentions to implement energy improvements. ............................................................................... 111

Figure 6.14 Mode H, Relationship I and J discuss the relationships between "time spent on trust attributes" and

homeowners' overall trust level" and "intentions to energy improvements" ............................................................ 117

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Figure 6.15 Combined results of Model E,F and H to present (1) significant factors, (2) time spent on significant trust

attributes can increase homeowners' implementations of energy improvements of their homes. .......................... 121

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LIST OF TABLES

Table 2.1 Summary of standard procedures of ASHRAE energy audit for commercial buildings with the marked

procedures that occurs in the existing models of residential energy audit between RESNET, BPI and NELC (RESNET

(2014), BPI (2014) ASHRAE (2011) and NELC (2013)) .................................................................................................. 15

Table 2.2 Summarized critical barriers to energy improvements from the previous research (Palmer et al, 2013).... 20

Table 2.3 Strategies of the BPI and the NELC energy audit in response to critical barriers of home energy audits (Wu

and Riley, 2015) ........................................................................................................................................................... 25

Table 2.4. Trust attributes identified from research to respond to existing barriers of home energy improvements . 30

Table 3.1: Examples of effort contributed to value adding processes and the corresponded value dimensions and

objectives of value ....................................................................................................................................................... 43

Table 3.2 Summary table of trust attributes and trust behaviors ............................................................................... 48

Table 4.1 Summary table of trust attributes and justified survey questions ............................................................... 53

Table 4.2 Constraints and corresponding questions of energy improvements ............................................................ 55

Table 4.3. Computation of weight of maximum time to implement energy improvements........................................ 58

Table 4.4 Examples of common tasks recommended in our audit cases with its cost range, assumed maximum time

to implement it and the corresponded weight as following. ....................................................................................... 60

Table 4.5 Worldview†: Intrinsic and extrinsic motivations of each type of worldview (UtilityPulse program, Shelton

group, 2013). ............................................................................................................................................................... 62

Table 5.1 Information on the 30 audited houses (Source: www.zillow.com) .............................................................. 67

Table 5.2 Response rate of grouped variables ............................................................................................................. 68

Table 5.3 Spearman Correlation between trust variable during the in-house audit ................................................... 70

Table 5.4. Criteria for coding interactions/ conversation during audit for each trust attribute. ................................ 73

Table 5.5 Instances of tasks in home system and the corresponded value dimension and trust attributes in home

zones ............................................................................................................................................................................ 77

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Table 5.6 Example key words and contents of trust attributes of coding .................................................................... 79

Table 6.1.Grouped variables are presented with measureable options ...................................................................... 88

Table 6.2. Summary of candidate models with corresponding AIC, BIC, and grouping predicators. ........................... 98

Table 6.3. Type III tests of fixed effects for the mixed effects model E ...................................................................... 103

Table 6.4. Estimates of fixed effects for model E ....................................................................................................... 103

Table 6.5. Type III tests of fixed effects for the mixed effects model F ...................................................................... 107

Table 6.6. Estimates of fixed effects for model F ....................................................................................................... 107

Table 6.7.The average time in minutes and proportion of time in percentage spent on each space zone of thirty

audit houses. .............................................................................................................................................................. 110

Table 6.8 Cases comparison of in-house audits ......................................................................................................... 114

Table 6.9. The average time spent on each trust attribute in an in-house audit. ...................................................... 116

Table 6.10 Summary of observed interactions in the in-house audit that were found to contribute to homeowners'

intention to implement improvements. ..................................................................................................................... 123

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DEDICATION

To my son

William Cheng-Yu DeGraw

January 13th, 2016 – January 23

rd, 2016

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Chapter 1

Introduction

In the United State, the majority of the residential housing is comprised of single family

homes and a large number of these homes were built prior to the development of energy codes

and standards. The U.S. Energy Information Agency (EIA) states that in the year 2013, 21.13% of

the annual energy consumption of the United States was used in the residential sector, 17.93% in

the commercial sector, 31.46% in the industrial sector, and 27.01% in transportation (EIA, 2013).

The White House Council on Environmental Quality (CEQ) has identified homeowners’ lack of

access to clear and reliable information, lack of access to financing, and lack of availability of a

skilled workforce to perform retrofits as the primary barriers to a self-sustaining home energy

upgrade market (2009 CEQ report). Palmer (2013) also states key challenges facing homeowners

in need of home energy efficiency improvements were found to be: 1) a lack of information, 2) a

lack of financing, and, 3) a lack of trust relationship between auditors and homeowner to

undertake home energy upgrades. The purpose of this research is to identify and prioritize

opportunities to improve efficiency of auditing process in a manner that can increase likelihood of

action by the homeowners.

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Literature in service industries has documented that a trust relationship is critical in

maintaining satisfaction between clients and service providers (Coulter, 2002). Barriers of

information and finance are challenging to overcome during an audit process. However, the

establishment of a trustful relationship is also worthy to develop between homeowners and

auditors and can potentially contribute to homeowners’ intention and action to implement energy

upgrades. Methods to establish trust and the contributions trust can make in the home energy

audit process are deeply explored through this research

Problem Statement 1.1

Traditional home energy audit practices focus on the justification of home energy

efficiency investments based on return of investment (Riley, 2012). Limited research has been

performed on the improvement of the home energy audit process based on a view of the audit as a

service, and the related application of service-based business development, such as the

development of trust. Various opportunities exist to improve audit processes based on unique

Figure 1.1.U.S. Energy Flow (2013), quadrillion BTU based on U.S.

Energy Information Administration (EIA)

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conditions in homes and in a manner that generates value for both homeowners and energy

efficiency service providers. Multiple variables can influence homeowners’ intention to act upon

home energy improvement recommendations. Research is needed to distinguish significant

variables influencing homeowners’ intention to energy improvement through based on value-

oriented interactions between energy service providers and homeowners.

The research presented here focuses on value characterization of the trust relationship in

home energy audit processes. It seeks to identify value-trust exchange instances based on

observation and from homeowners’ feedback to identify relationships between effort invested in

an audit process and the identification of resulting value-trust exchanges contributing to

homeowners’ intentions to make home energy improvements.

Research Goal and Objectives 1.2

1.2.1 Research goal

The goal of this research is to characterize value-trust transactions in the home energy

audit process while seeking to overcome barriers to the advancement of home energy efficiency

in single family homes. The approach includes the design of a framework and evaluation metric

for qualitative and quantitative value dimension/trust attributes that can take place during a home

energy audit. This framework is then used to study the relationships between value-trust

distribution methods and the audit impact to homeowners’ intentions to implement energy

improvements. The use of a post-audit survey and measurement of value-trust instances during

recorded audits are demonstrated and tested to determine the feasibility and potential application

of the results of this research.

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1.2.2 Research objectives

This research studies home energy audit process and seeks to characterize value-trust

exchanges that encourage implementation of energy improvements. To do so, four objectives are

pursued:

1. Conduct literature review to explore the existing home energy audit research and

industry practices with a focus on the comparison of existing auditing methods

and characteristics of value and trust attributes as well as the key indicators of

value-trust exchange in home energy audit.

2. Develop a survey instrument to evaluate the audit process with defined trust

attributes, practical constraints to making improvements, and homeowner

characteristics that may influence homeowners’ intention to implement energy

improvements. In addition, develop a coding instrument to examine audit

recordings designed to identify and classify value-trust during the audit process.

3. Construct a series of value-trust models for statistical analysis that enable the

study of relationships between variables in the audit process and the

homeowners’ overall self-identified trust level in the energy audit and resulting

influences on intentions of homeowners to implement energy improvements.

4. Evaluate results and identify critical interactions that encourage homeowners to

act upon energy improvements and implications of these results on the design of

home energy audit program and process design.

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Research Approach 1.3

A home energy audit is a technical service in which a trained auditor uses observation

and diagnostic equipment to evaluate the energy efficiency features of a house and the situational

conditions such occupancy and use patterns that influence energy use. This research focuses on

identifying value-trust exchange during audit process and characterizing trust attributes. This

research is established based on the program of the National Energy Leadership Corp at the

Pennsylvania State University in which college students are trained to deliver free or low-cost

audits in homes in their local community (Riley et al & The NELC, 2013). After receiving energy

an audit and the customized energy audit report, including priorities of recommendations and

levels of cost investments, homeowners are asked to volunteer for a post-audit survey developed

for this research. In addition, recordings of audit process are used to classify time spent during the

audit in different zones of house and to detect instances of value-trust exchange during the audit.

In this research, a home energy audit is treated as a production process which contains

both operational (technical characteristics) and intellectual (service characteristics) tasks in a

service process. The research applies the methodology of “case study method of observation”

combined with “survey investigation”. The former helps to examine the characteristics of a

particular process and defines the environment in which the research takes place. The latter is

used to collect overall feedback on the audit service and the distinguish relationships between the

process and homeowners’ intentions to implement energy improvements. The exploratory nature

of this research is intended to examine and better explain the home energy audit value-trust

exchange and the development and testing of a systematic value-trust evaluation of home energy

audits. The following steps will be pursued to accomplish this research:

Define of effort, value, and trust attributes in the home energy audit process (Chapter 2).

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Develop a survey and a coding instrument to identify indicators and research variables in

home energy audits (Chapter 4).

Provide a justification of the audit recording process and the analysis methods for this

data (Chapter 5).

Compute value formula and value model to represent impact of value-trust variables on

intention to implement energy improvement implementations (Chapter 6).

Provide statistical methods to analyze survey data to and testify relationships between

grouped variables and homeowners’ intention to energy improvements. (Chapter 6).

Summarize results and contributions of research with an emphasis on guiding more

detailed studies of audit delivery and continuous improvement (Chapter 7).

Expected results and contributions 1.4

1. Definition of value-trust exchange in home energy audit process – This research

adopts value-trust attributes from the literature to study in-home energy audits. In

doing so, new and additive forms of value exchange are identified with examples

in support of measuring value-oriented home auditing practices.

2. Development of a value-trust metric and a coding instrument to identify and

classify value-trust exchange during a home energy audit. The metric enables the

evaluation of a home energy audit process in a quantitative way and for value-

delivery to be linked to the time and location of effort expended during a 90-

minute home energy audit.

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3. Development of statistical analysis approach and model for studying the

relationships between grouped variables and homeowners’ intention to energy

improvements. This process will also verify the value of the post-audit survey as

an instrument to inform the continuous improvement of audit practices.

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Chapter 2

Literature Review

This chapter presents a review of literature and industry practice and consists of two main

parts. The first section discusses the background of home energy audit market and comparison

between professional home energy audit processes and delivery methods. The second section

explores the challenges of home energy audits and the studies of the value dimensions and trust

attributes used in the service industries. The discussion includes the evaluation of trust

relationships and the development of value- trust exchange framework. The methods to study the

home audit process are also presented and justified including survey design, coding of field

observations and statistical methods.

The Home Energy Audit Market 2.1

Data of Department of Energy (DOE, 2013) indicated that 111.1 million homes were

built before 2005 in the United State, with the average single-family home as 2,838 square feet,

941 square feet for multi-family homes, and 1,062 square feet for mobile homes (Figure 2.1).

Residential houses have the similar systems and components as commercial buildings, but in

more condensed spaces. Residential houses include building envelope, systems of heating,

cooling, lighting and the occupants with their unique conditions. The small-scale and personal

nature of homes influences homeowner interests in energy retrofits and energy auditing services,

which are often delivered through public programs and utilities, as opposed to in the open market

(Ketchman K., 2016). However, home energy audit is widely considered as the first step in

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making home more efficient (DOE, 2013). A home energy audit can help a homeowner assess

how much energy a home consumes and identify where the energy efficiency can be improved.

Common opportunities include improving insulation, repairing air leaks, and updating of heating,

cooling, and lighting systems. Audits may also detect safety and health issues that exist in homes,

many of which may also have energy implications (NELC curriculum, 2013).

Professional Accreditations for Auditors and Energy Audit Methods 2.2

There are various professional audit methods recognized in the United States which

provide a basis for how traditional home audit processes are approached. The most well-known

authoritative entities of residential energy audit are the Residential Energy Service Network

(RESNET) and the Building Performance Institute (BPI). Both RESNET and BPI have

developed audit approaches and certification curriculums to train professional auditors, as well as

Figure 2.1.Building Energy Data Book,2013. DOE Energy and Environmental and

Renewable Energy

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provide audit services national wide (BPI & RESNET website 2014). Each is described in more

detail below.

2.2.1 The Residential Energy Service Network (RESNET)

RESNET classifies energy audits a one of two types: a home energy survey or a general

energy audit (RESNET website, 2014). A home energy survey is presented as a visual inspection

that focuses on general energy performance of an existing home without using diagnostic testing

equipment. The general energy audit expands on the home survey by collecting details on energy

usage information and energy cost analysis as well as including diagnostic testing with

specialized equipment, such as blower door testing, duct leakage testing, combustion analysis,

and infrared imaging. (RESNET website, 2014)

2.2.2 The Building Performance Institute (BPI)

Building Performance Institute (BPI) certified auditors provide energy audit through a

house-as-a-system approach that considers the interaction of the different components and

systems of a house affects the performance of the entire house. The BPI energy audit consists of

an interview with homeowner to identify their main concerns and house conditions, an interior

and exterior walk-through with several technical tests (such as blower door testing, infrared

imaging). Energy simulation tools are then used to explore the return on investment of packages

of energy efficiency investment. A detailed report with retrofit recommendations, and should a

retrofit take place, a second evaluation is used to verify the energy savings after implementation

of retrofits (BPI website 2014).

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2.2.3 The National Energy Leadership Corps (NELC)

The NELC is an alternative model for the delivery of home energy audits developed at

the Pennsylvania State University in which entry-level college students are trained to deliver free

of low-cost audits to homes in the local community. Through research and experimentation, the

NELC program has led to the development of a curriculum, an audit process model, data

collection tools, and reporting tools that enable college students to deliver retrofit- related

information and resources to homeowners. The NELC program also serves as the foundational

effort supporting this research and as the platform that will be used to deliver audits for local

community as research data samples.

Riley et al (2012) studies the value chain of home energy audit and how energy

efficiency upgrades are delivered to the marketplace. Through a series of process phases,

homeowner and house conditions are characterized and considered in the marketplace, and

energy solutions are presented to homeowners as a single or bundled package of energy

efficiency measurements (EEMs) that are considered feasible to upgrade by homeowners and

service providers.

The NELC audit is developed based on the belief that initial energy audit can be

delivered in a low cost approach and in a manner that is aligned with emerging energy and

sustainability programs in colleges and universities. Initial studies that informed the NELC

program design include broad research on the design of home energy audit process design

(Building America, 2013) which defined four types of audit delivery modes of do-it-yourself,

assisted, traditional, and whole house methods. (Hinsey, 2012) examined and demonstrated the

business case for low-cost energy assessment program design. (Mohr, 2012) examined the value-

adding processes of pre-audit surveys in the delivery of affective in-home audits. (Sprehn, 2015)

demonstrated the impact of customizing home audit reporting based on cognitive style and world

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view. Riley et al. also developed a generic representation of the value chain that can be used to

illustrate differences in variable approaches to the home audit process as Figure 2.2 (Riley et al.

(2012).

.

I. Homeowner engagement refers to the processes in which homeowners are engaged in

energy efficiency and can vary from do-it-yourself (DIY) upgrades, community based

weatherization efforts, utility-sponsored upgrades to professional contractors.

II. Home energy audit phase includes a range of methods used to gather data and

characterize the home including studies of community scale market evaluation, self-

audits conducted by homeowners, assisted audits in which technical support is provided

to homeowners, and traditional professional audits.

III. Characterization of data includes the organization and analysis of data based on

situational conditions, homeowner priorities, home conditions, utility data, and additional

monitoring and analytical tools.

IV. Upgrade analysis is used to evaluate energy efficiency measures as individual or

packages of recommendation, and inform recommendations made to justify variable

scales of investment of improvement and resulting energy savings.

V. The delivery of upgrades is then performed through do-it-yourself actions, specialty

contractors, general contractors, or whole-house energy services contractors.

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Figure 2.2 Residential home energy value chain map (Riley et al. (2012), Building America report 6.1)

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Comparison of Energy Audit Practices 2.3

Multiple models of energy auditing exist in the energy audit industry. Focusing on

commercial buildings, the American Society of Heating, Refrigerating, and Air-Conditioning

Engineers (ASHRAE, 2011) defined three levels of audits, called ASHRAE Level 1, 2, and 3

audits. The ASHRAE Level 1 audit is a walk-through audit that identifies energy efficiency

measures (EEMs) with limited engineering time and cost to produce a report. ASHRAE Level 1

is generally sufficient for a small building which uses very little energy. The ASHRAE Level 2

audit is an energy survey and analysis, which is more detailed and requires proficiency and

thought to create a quality audit report. ASHRAE Level 2 includes basic inspection and the

balance of cost effective for buildings. The ASHRAE Level 3 audit is a detailed survey and

analysis that is designed to provide additional energy rigor for more expensive capital projects

where less risk is tolerated. All three levels of audits require a preliminary energy use analysis,

which involves the following steps:

A site visit and analysis of the utility bill to determine utility saving,

A summary of utility data and calculation of the energy use intensity (EUI),

Benchmarking to compare the site energy usage to similar sites in the same

regions.

Estimate of the energy and cost savings if the building were to meet an energy

intensity target.

Table 2.1 summarizes the procedures of three steps of ASHRAE energy audits for

commercial buildings with the marked characters of residential energy audits within RESNET,

BPI and NELC. It is clear the BPI audit covers most of the procedures ASHRAE requires for the

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commercial buildings, whereas RESNET and the NELC assessments operate audit procedures in

the ASHRAE Level 1 and selective procedures in the ASHRAE Level 2.

Table 2.1 Summary of standard procedures of ASHRAE energy audit for commercial

buildings with the marked procedures that occurs in the existing models of residential energy

audit between RESNET, BPI and NELC (RESNET (2014), BPI (2014) ASHRAE (2011) and

NELC (2013))

ASHRAE

Level

Procedures of energy audit in the commercial sector,

by ASHRAE

Models of existing residential energy

audits and its presented procedures

RESNET BPI NELC

1

Walk-through survey • • •

Identify low-cost/no-cost recommendations • • •

Estimate low-cost/no-cost saving • •

Identify capital improvements • •

Estimate saving from utility rate change • •

Summary of utility data, the estimation of savings

associated with a rate change, the calculation of the

energy benchmarking and targeting

• • •

2

Detailed on-site survey • • •

A complete description of the facility, including an

equipment inventory, and energy balance. •

Measure key parameters • •

Estimate capital project costs and saving • •

Estimate saving if EUI met target

Meet with owner/operator to review

recommendations • •

3

Additional testing/ monitoring

Detailed system modeling/ simulation

Schematic recommendations for future upgrades • • •

Detailed description of recommended measures • •

Detailed life cycle cost estimates

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2.3.1 Audit flow between the BPI and the NELC Energy Audit

This research adopts the NELC energy audit for the auditing process study, which

emphasizes the value-oriented processes to conduct energy audits for residential houses. The

NELC home energy audit includes five steps to conduct an in-house audit and presentation of

findings and recommendations to homeowners as described below:

a. Sign-up / survey: A short on-line sign-up survey is used for homeowners to apply for an in-

house walkthrough assessment. The application includes basic information on home

conditions and residents, including year of construction, square footage, house orientation,

ceiling height, house structure, mechanical systems, and the numbers and age range of

residents. The primary use of the application is to enable potential homes to be screened

based on the ability to respond, and also to enable preliminary research on the home through

web resources.

b. Pre-audit interview: The in-home audit begins with a 30-minute scripted interview to learn

homeowners’ confidence levels, energy awareness, preferences, concerns, as well as recently

completed or planned home upgrades. The primary value of this interview includes

informing how time is spent during the walkthrough to investigate concerns and questions, as

well as to gain deep insight into the priorities and decision-making patterns of homeowners

that can be used to prioritize recommendations and improve the likelihood recommendations

will be well received by homeowners.

c. In-house walkthrough: A 60-90 minute in-house walkthrough is used to gather specific data

and information about the condition of the home as well as to gather pictures and

thermographic images of the home to inform recommendations.

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d. Report delivery: After in-house visit, a six page, customized home energy report (sample in

Appendix A) is presented to homeowners including a summary of home energy use, key

issues identified in the audit walkthrough with the top five energy efficiency

recommendations.

e. Post-audit survey: A survey is delivered to the homeowner to evaluate the in-house

walkthrough including the experience of the homeowner overall as well as the intention of

homeowners to pursue the recommendations.

Figure 2.3 compares the workflow and objectives between the BPI audit and the NELC

assessment. The highlighted procedures state the differences between both models. For example,

the BPI audit includes diagnostic tests such as blower door and carbon monoxide testing as part

of the audit, while the NELC provides a pre-audit survey and scripted interviews to learn

homeowners’ preferences and to build trust relationships during the audit. Figure 2.3 illustrates

the comparison of workflow of both energy audits.

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Pre audit interview

Whole House Walkthrough

Prioritize EEM Recommendations

2rd Round Whole House Walkthrough if apply incentive

Main concerns & house condition

Visual inspection

Completed and detailed report

Diagnostic Tests Infrared camera, Blower door, CO detector

EEM Implementations by homeowners

Work flow Objectives

Verify results of upgrade

NELC Home Energy Audit

Scripted Interview / survey

Whole House Walkthrough

Prioritize EEM Recommendations

Deliver report and explain EEM recommendations

Visual inspection & Infrared camera

Pre- audit survey Priorities & World view

Identify concerns, preview process & build Trust

Highlighted summary report

Encourage implementation of recommendations

Work flow Objectives

Deliver Survey Indicate homeowners’ feedback and intention to action

BPI Home Energy Audit

Figure 2.3.Workflow difference between the traditional BPI energy audit and the NELC

home energy audit

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Challenges of Current Home Energy Audit Delivery 2.4

Although various home energy audit methods exist in the energy services marketplace,

there are significant challenges in these processes that contribute to limited market adoption.

These shortcomings include high audit costs, high skill requirements for home energy auditors,

and a lack of financing for home energy improvements that would make the audit worthwhile. It

is commonly understood that energy service providers achieve a low translation rate of home

audits to home energy upgrades. (Riley, 2012). Recent research has identified opportunities to

improve home energy audit practices. Notable opportunities include reducing process

inefficiencies such as wasted work effort in generating an audit, poor communication between

homeowners and audit professionals, lack of voice of the customer, lack of understanding by

auditors of consumer behavior and purchasing preferences, poor delivery of energy audit

information, and tendencies by energy service contractors to offer one-off transactions as opposed

to long term customer service (Riley et al, Building America Report 6.1, 2012 edit).

A survey included of nearly 500 home energy auditors and contractors in summer 2011

(Palmer et al, 2013) indicated that “half or more of their clients do not make any of the suggested

improvements recommended in an audit.” Table 2.2 summarizes the critical barriers for

homeowners to implement energy improvements for their homes. Up to 72% of survey

respondents identify financial barriers such as “cannot afford the recommended upgrade”, “high

cost of audit”, and up to 63% of respondents identify information barriers such as “lack of

understanding about the audit” and “not being awareness of the benefit of energy audit”. Also,

nearly 25% of survey respondents state that the barrier of “lack of trust in reliability and accuracy

of audit” contributes to their intention to not to enact home improvements.

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Table 2.2 Summarized critical barriers to energy improvements from the previous

research (Palmer et al, 2013)

% of survey respondents

Critical barriers to adopt home energy audits

72% Homeowners cannot afford the upgrade that would be recommended

63% Homeowners lack of understanding about the information audit provided

50% Homeowners lack of awareness of audits in general as issues that are critical or major importance

42% High actual or perceived cost of audits

< 25% A lack of trust in the reliability and accuracy of audit

The “Recovery through Retrofit Report 2009” published by the White House Council on

Environmental Quality (CEQ, 2009) also identified three primary barriers to foster home energy

retrofit market (White House Report, 2009), which are “lack of access to information”, “lack of

financing”, and “lack of skilled workers”. These barriers are further explored below.

2.4.1 Lack of access to clear and reliable information

Homes are complex systems. Most homeowners have limited access to detailed

information about their home’s operation in general, and especially energy use. This coupled

with the high availability of low cost energy results in little attention paid to the details of

monthly utility bills. Few homeowners have the experience or judgment to make improvements to

their homes and often require advice to understand and gain confidence in the investments in

energy upgrades. Home energy audits are especially vivid and personal due to the face-to-face

interaction (Costanzo 1986). Yate and Aronson (1983) have describes several methods that

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energy auditors can help homeowners understand their energy utility, for example, “use

homeowners’ owe bill to illustrate energy consumption and the alternatives to save energy.

Furthermore, indication of how much energy homeowners are losing each month by not investing

in energy expense (Costanzo 1986). In many cases, this advice comes from an individual with

variable expertise that is motivated to “sell” upgrades, which can lead to interest conflicts or

inflated promises of energy savings from home energy improvements (NELC curriculum, 2013).

The Shelton Group found that an overall feeling of disappointment by homeowners who did make

investments in audits and energy upgrades, and that most were not experiencing anything close to

the savings promised by auditors (Shelton Group, 2013).

2.4.2 Lack of financing

While the potential to reduce energy use in most homes is significant, the availability of

affordable energy can result in a less attractive return on investment for homeowners that have

capital to invest. In homes that lack capital, there is a need to provide financial assistance for

upgrades. This type of assistance has been challenging to administer and make available at scale.

Innovative financing methods related to utility or governmental sponsor enable energy upgrades

linked to tax payments, hold promise but require action by regional governments and have not

been widely adopted, such as the property-assessed clean energy (PACE) program that finances

for energy efficiency and renewable energy improvements on private property (PACE website,

2016). Coupled with the lack of access to reliable information, a significant proportion of public

and utility-based incentive programs for energy efficiency go unused (Palmer, 2013).

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2.4.3 Lack of trust between auditors and homeowners

Riley (2012) and Palmer (2013) both found that “trust” is a major factor for homeowners

when they consider implementing energy improvements in their homes. Riley (2012) found that

most auditors focus on one-time sales interactions. Homeowners that resist the short-term sales

pitch are likely to hesitate in taking action after energy audits. Palmer (2013) found that

homeowners are not interested in home energy audits due to a lack of trust in the reliability and

accuracy of audits. Homeowners are less likely to take action if they feel uncertain about the

auditing process and the outcome of improvements.

2.4.4 Lack of skilled workers

A consequence of the lack of rigid energy codes and standards has been the limited

development of a broadly available workforce capable of retrofitting homes with new and

efficiency building systems. To respond to this issue, the Department of Energy (DOE) has

launched certified and accredited training programs, such as the weatherization and

intergovernmental program to strategically coordinates with state and local leaders to ensure

qualified workers to adopt technologies and best practices of energy efficiency and the renewable

energy ( DOE website, 2016). This investment, coupled with increased demand and new energy

standards has helped to make energy efficiency upgrades more accessible in some communities.

Motivation of homeowners to increase adoptions of energy audits 2.5

A summary of the reasons and motivations that homeowners would like to adopt the

energy improvements for their home are provided in Figure 2.4 and Figure 2.5 (Palmer, 2013).

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Figure 2.4 shows that the reasons homeowners make home improvements, which are mainly

related to saving on utility (72%), low cost of investments (67%), benefits as safety and comfort (

57%), affordable cost (47%), easy installation ( 41%), and increase green value (18%) and

property value (14%).

Figure 2.4.Reasons homeowners make home improvements

(Palmer K. 2013)

Figure 2.5.Motivators to increase adoption of home energy

efficiency improvements (Palmer K. 2013)

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Figure 2.5 shows that the motivations to adopt energy improvements. These include

energy cost, governmental rebate and subside, better understanding of audit, better access to

finances, better options for improving energy efficiency and less uncertainty in cost saving from

investments.

Figures 2.4 and 2.5, homeowners reveal high interests in the adoption of energy retrofits

by homeowners when they have better access to implement energy improvements (overcome

information barriers), when financing is available (overcome financial barriers) and less

uncertainty in their energy efficiency investments (overcome trust barriers). The major barriers

and the motivators that encourage homeowners action in adopting energy retrofits provides a

point of departure for this research, which centers on overcoming these barriers by improving

efficiency of energy audit process with an investigation of trust relationships between

homeowners and auditors.

Strategies in response to the challenges of home energy audits 2.6

The BPI and the NELC energy audit have developed strategies in respond to the critical

barriers of home energy audits. Table 2.3 summarizes the key strategies of BPI and the NELC to

overcome the critical barriers, as well as the comparison of strategies between BPI audit and the

NELC energy assessment

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Table 2.3 Strategies of the BPI and the NELC energy audit in response to critical barriers of home energy audits (Wu and Riley, 2015)

Critical barriers and difficulties to adopt audits

Key strategies of BPI Home Energy Audit Key strategies of NELC Home Energy Audit

Homeowners rarely take time for home audits and also rarely implement improvements recommended in an audit

1. A BPI audit takes 2-4 hours to complete a in house walkthrough

2. Comprehensive inspection of whole house in details with blower door test, IR camera screen

3. Detailed report with savings estimates and recommendations of for home improvement

1. The NELC audit takes 1.5 hours to complete a value- oriented in-house walkthrough

2. Provides recommendations for improvements based on homeowner’s preferences and feasibility of implementation.

Homeowners cannot afford the upgrades that are recommended

4. Use detailed analysis to estimate savings that can be observed

5. Focus recommendations on improvements that have a high return on investment.

3. Focus on recommendations that homeowners are likely to pursue based on priorities, preferences cost, health and safety. Mix recommendations with health and safety issues and appeal to world view.

Homeowners lack of understanding about the information audits provide

6. Most of auditors communicate with engineering language and knowledge, which hard for homeowners to understand

4. Auditors are trained to communicate with homeowners with understandable skills and behaviors. Links to additional information and support are included.

Homeowners lack awareness of audits and home energy systems

7. Seek to educate homeowners as a side element of audit process and as a part of energy services business development

5. Inform and empower homeowners through survey of current awareness, custom reports, and linkage additional forms of assistance

A lack of trust in the reliability and accuracy of audit

8. BPI audit focuses on one- time sale of energy efficiency services

6. Provide 3rd party advice that seeks to initiate a long term relationship

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Value Dimensions of Home Energy Audits 2.7

The first step in exploring the dimensions of value and trust in a home energy audit is to

identify the specific types and forms of value and trust related to home energy auditing processes.

“Value refers to any aspect of a potential product that could influence the likelihood that

customers would purchase that product” (Ralph L. Keeney, 2004). Thus, in the exchange of

“value” within homeowner-auditor relationships, the value of an energy auditor is defined heavily

by the level of trust the homeowner has built in with the recommendation of the auditor has

provided.

Different industries have unique definitions of “value”. Womack (Womack, 1996)

defines value as: “a capability provided to a customer at the right time at an appropriate price, as

defined in each case by the customer.” Neep (Neap & Celik, 1999) also defined value as the “fair

equivalent in service or commodities that an owner/buyer receives in exchange for money.”

To categorize value, this research adopts the value definition cited by John Kelly (Kelly,

Male, & Graham, 2004) in the book “Value Management of Construction Projects”. Kelly states

that value can be categorized as one of two kinds of value: “objective value” and “subjective

value”. Objective value refers to a measure of the input resources used to create a physical

component, object, or service, such as units of cost, mechanical-related effort, information and

resources. Examples of objective value creation in a home energy audit include the gathering and

exchange of information about the conditions within a home and the priorities of homeowners.

Subjective value refers to the desire to obtain or retain an item, or how much the owners/buyers

are prepared to pay for prestige, appearance, aesthetic, judicial, religious or moral reasons (Neap

& Celik, 1999). In a home energy audit, subjective value may take the form of the trust

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developed between the homeowners and the service provider, and is created through the means

and methods used delivering an audit. Subjective value is strongly related to service providers’

personalities and delivery style, such as the approach to communicating with homeowners, how

well issues are explained, and the demonstration of respect.

Trust attributes informing the creation of a value-trust framework 2.8

In 1993, Construction Industry Institute (CII) presented findings from a study of the

relationship between cost and trust on construction projects. The study identified two types of

cost associated with trust. One type resulted from a consequence of mistrust. The other was

linked to cost-saving opportunities created as a result of trust. The real value associated with

cost/trust relationship is immeasurable. To extend this study, Hartman developed an architecture

to develop, maintain, or lose trust in contracting partnerships (Hartman, 2003). The trust model

evolved three distinct types of trust: Competence (Can you do the work well?), Integrity (Do I

trust you to consistently look after my interest?), and Intuitive (Does this feel right?). Hartman

also identified fourteen factors to measure the trust level in contracting partnership (Wong &

Cheung, 2004).

Various types of trust attributes have been characterized and adopted in different

industries (Coulter, 2002, Kahel, 1988, Wong, 2004). This research has adopted seven

characterized trust attributes (Competence, Customization, Reliability, Promptness, Similarity,

Politeness and Empathy) from service marketing research (Coulter, 2002) to respond to the

existing barriers in the energy audit environment. The characteristic of these seven trust

attributes are used to measure the relationship between trust performances and the target audit

outcomes including key questions: (1) how much does the homeowner trust the audit team and

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the recommendations? And (2) what is the likelihood that homeowners will act upon

recommendations?

The research approach treats the energy audit as a technical service and proposes to

investigate value-trust exchange in the energy audit process quantitatively. Owing to the

similarity between the service industry and the energy audit process, eight trust attributes are

chosen from the service industry as a theoretical foundation for this research. Table 2.3 illustrates

the corresponded reasons for selecting these trust attributes applying in home energy audit from

previous researches. Column 1 lists the existing issues of home energy audit from Palmer’s

research (Palmer, 2013). Column 2, lists the seven selected trust attributes and column 3 lists the

trust treatments from research of service market (Coulter, 2002 & Kahel, 1988) and research of

construction industry ( Wong, 2004). Seven trust attributes are defined based on how they can be

applied to develop trust during the home energy audit process: “Competence”, “Customization”,

“ Reliability”, “ Promptness”, “ Similarity”, “Empathy” and “ Politeness”. Trust attribute

“Competence” refers to technical capabilities to indicate feasible investments for saving utility

usage. “Customization” refers to provide solutions based on homeowners’ unique conditions,

“Reliability” refers to the provision of solid information from governmental resources or evidence

of home issues to draw homeowners’ attention to potential saving. “Promptness” refers to

provide efficient and sufficient respond to homeowner during in-house audit. “Similarity” refers

to create an environment for homeowners receiving understanding and being heard, and

“Empathy” and “Politeness” refers to ensure respectful and appreciative interactions with

homeowners.

In addition to the seven trust attributes in literature, communication plays an important

role in an audit process to exchange information and building trust relationships during a home

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energy audit. Most of the homeowners are challenged to understand all the information provided

by auditors (Palmer, 2013). Non-technical conversations and translation of energy systems

interactions are needed to smooth and improve communication in the auditing process. As such,

an additional attribute of “Open and Effective Communication” is added as the eighth trust

attribute in this research to address the need for communicative information between energy

auditors and homeowners (Wu & Riley, 2015).

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Table 2.4. Trust attributes identified from research to respond to existing barriers of home energy improvements

(1) Existing issues

(Palmer, Walls, Gordon, & Gerarden, 2013)

(2) Trust attributes

(Coulter & Coulter, 2002)

(3) Treatments from the value-trust aspect

Wong (Wong & Cheung, 2004) Kahle (Kahle & Kennedy, 1988)

Low cost improvement

High saving on utility bills Competence

Competence of work

Alignment of effort and rewards ( alignment)

Better options for home energy efficiency

Improvement provides other benefits : comfort/safety/health

Installation is convenient

Customization Problem solving

Less uncertainty in cost saving from energy efficiency

Reliability Reputation

Long- term relationships

Promptness Effective and sufficient information flow (

information flow )

Similarity Compatibility; The sense of unity (unity) Sense of belonging

Empathy Politeness

respect and appreciation of the system ( respect )

Warm relationships with others Being well respected

Self - respect

Self- Fulfillment

A sense of accomplishment

Better understanding *Open and effective communication

Openness and integrity of communication ( openness )

Frequency and effectiveness of communication ( communication

*Added trust attribute by author

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Characterizing Trust Attributes 2.9

To connect trust to value, the selected eight trust attributes are further categorized into

groups of “Objective Value” and “Subjective Value”. In this research, objective value is

considered to be a measure of information exchange related to home energy audit, such as audit

inspections, recommendations and solutions of energy improvement. The auditing processes

related in objective value are identified by trust attributes: “Competence”, “Customization”,

“Reliability” and “Promptness”. Subjective value refers to the measurement of trust relationship

resulting from interactions between homeowners and auditors. The interactions related to

subjective value are identified by trust attributes: “Similarity”, “Politeness”, “Empathy” and

“Open and effective communication”. The eight trust attributes are presented as follows to test

activities of in-house audit:

Objective value:

Competence: test the degree to which homeowners perceive that the auditors

possess the required skills and knowledge to supply the basic service.

Customization: test the auditors’ ability and/or willingness to adjust the service to

suit the homeowners’ needs.

Reliability: test the professional delivery of the inspection service.

Promptness: test the delivery of the service in a timely manner.

Subjective value:

Empathy: test the degree to which the auditors possess a warm, considerate and

caring attitude during the walkthrough.

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Similarity: test the degree to which a homeowner perceives himself/herself to be

similar to the auditors, based on factors such as comparable tastes, preferences,

appearance, and lifestyle.

Politeness: test the degree to which the auditors are perceived as being

considerate, tactful, deferent and courteous.

Open and Effective Communication: test whether there was sufficient

information flow and transparency on the part of the auditors.

Chapter Summary and Research Approach 2.10

This chapter contains two sections; the first section presents existing background of home

audit market and barriers of adopting energy improvements for residential houses, and the

comparison of strategies of BPI audit and the NELC home energy audit in response to the

existing barriers.

The second section states the literature reviews of value dimensions and trust attributes

from service industry in respond to existing issues of home energy audit. Trust attributes are

selected regards to characterize trust attribute in respond to measuring activities of in-house

walkthrough, which provides a foundation for developing framework to assess value-trust

exchange of energy audit quantitatively.

The nature of this research will engage the survey methods to evaluate the home energy

audit process and method of observation to identify and classify value-trust exchanges as they

take place during an actual home energy assessment. Due to the challenges associated with both

collections of survey responses and observations of audit processes, multiple methods are applied

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to gather data with an emphasis on the design of data collection in a manner that is integrated into

the audit process. For example, the post-audit survey of homeowners will be designed in a

manner that is both informative for homeowners and that informs the design of a continuous

improvement process for the NELC program. The observation and coding of audits will be

performed in a manner that can be replicated, and that could be used to provide feedback to an

audit trainee or professional. Detailed descriptions and rationale for the research methods and

techniques for data collection and analysis are explained more thoroughly in the following

chapters

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Chapter 3

Methodology

Chapter 3 develops a framework to investigate the relationships between value-trust

exchanges and outcomes in the home energy audit process. The research problem statement and

objectives are defined based on the results of literature review and current practice. The

foundations of the research approach provided by Lean principles are introduced to explain

principles of value-trust exchange. The characteristic of effort, value and waste is presented as the

initial method to create a systematic framework of measuring trust attributes during an in-house

audit. A series of value-trust exchange models are presented as the basis of the research data

collection. Finally, the characteristics of trust attributes are defined for the development of a

survey and statistical analysis.

Research Goal 3.1

Information, financing, available workforce, and trust are indicated as major barriers to

the implementation of energy improvements by homeowners in the wake of home energy audits

(Palmer, 2013). This research proposes to further define value transactions in the home energy

audit processes while seeking to overcome barriers to the advancement of home energy efficiency

in single family homes. The research process includes the design of a framework that enables

evaluation of value-trust exchange qualitatively and quantitatively. This framework is then used

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to study the relationships between value-trust delivery methods and the audit impact on

homeowners’ intention to implement energy improvements.

3.1.1 Research Objectives

This research seeks to examine the home energy audit process from a standpoint of value-

trust exchange. To achieve the research goal, the following objectives are pursued with the

architecture presented in Figure 3.1:

1. Conduct literature review to study background of home energy audit research and

industry practices with a focus on the comparison of existing auditing methods.

Study characteristics and deliver methods of value dimensions and trust attributes

and the key indicators of value-trust exchange in home energy audit.

2. Develop a survey instrument to evaluate audit process and the trust attributes,

constraints and homeowner characteristics that may influence homeowners’

intention to implement energy improvements. In addition, develop a coding

instrument to examine audit recordings designed to identify and classify value-

trust exchange during the audit process in the manner of time.

3. Construct a series of value-trust models for statistical analysis that enable the

study of relationships between variables of audit process and the homeowners’

overall self-identified trust level in the energy audit and influences on

homeowners’ intentions to implement energy improvements.

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4. Evaluate results and identify critical interactions that encourage homeowners to

act upon energy improvements and implications of these results on the design of

home energy audit program and process design.

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Figure 3.1. Research flow illustrates the architecture of the research processes and

objectives in each chapter

Develop methods for data collection and analysis

Interpret the statistical results from survey data and

coding.

Cross compare the key variables and critical

interactions that encourage homeowners’ action to

energy improvements.

Perform Literature

Review and

Theoretical

Background

Chapter 2

Develop Value/ Trust

exchange model, value/

trust matrix and

coding instrument

Chapter 3, 4, 5

Data collection and

Interpret the statistical

results and coding

finding

Chapter 6, 7

Conduct literature review and identify research scope

Identify the key indicators for value-trust exchange in

home energy audit

Survey design with

value/ trust matrix

Construct coding

instrument for

identifying value/

trust exchange in an

NELC in-house audit

Define research questions and research variables

• Construct analysis

model and model

computation to

measure the value-

trust exchange in

energy audit.

Compare home energy

audit methods and

identify pros and cons

Study energy audit

background and

existing problems.

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3.1.2 Research Approach

In this research, a home energy audit is treated as a production process which contains

both operational (technical characteristics) and intellectual (service characteristics) tasks in a

service process. The research applies the research methodology of “case study method of

observation” combined with “survey investigation”. The former helps to examine the

characteristics of a particular process and defines the environment in which the research takes

place. The latter is used to collect overall feedback on the audit service and the homeowners’

intentions to implement energy improvements. The exploratory nature of this research is intended

to explore and explain the home energy audit value-trust exchange and the development and

testing of a systematic value-trust evaluation of home energy audits.

The research approach involves identifying value dimensions, trust attributes, classifying

time spent on the numbers of zones of house during an in-house audit and the customization of

the energy audit report with priorities of recommendations and levels of cost investments. The

house zones include exterior walkthrough, interior walkthrough, basement (mechanical room) and

attic.

Lean perspective of value exchange 3.2

The concept of Lean is demonstrated in the working philosophy and practice in the

Toyota Production System (TPS), which focuses on continuous improvement and tools and

methods to improve process efficiency (Womack, J. P. (2006). Lean methods seek to generate

value through the elimination of waste and continuing improvements. Womack and Jones (1996)

defined five main principles of lean thinking:

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1. Specify value – define the value requested from the end customer, the product

engages a specific capability presented at a specific time.

2. Identify value stream – identify the value stream of the entire product task or

product families as well as the waste that can be eliminated.

3. Make value flow – ensure the remaining tasks are creating value and driving the

next step flow.

4. Let the customer pull value – products are precisely designed and meet the

customers’ requirements.

5. Pursue perfection – defects are a type of waste, ensure perfection of product and

service ensure success as outcome.

Lean thinking has the potential to inform new methods for home energy audit practices.

This research approach seeks to embrace multiple forms of value exchange including: (1)

understanding and incorporating homeowners’ preferences, concerns, and priorities, (2)

identifying and utilizing value dimensions and trust attributes during the audit practices, (3)

providing recommendations that are targeted to unique conditions in each home from the

perspective as a third party, and (4) improving how time is invested in data collection to

maximize value and reduce waste.

Effort and Value 3.3

When considering value in a home energy audit, it is worthwhile to consider the effort

invested in an audit and the initial concept of audit efficiency. As described in Lean principles,

the goal of an audit should be to maximize value adding processes while also expending the

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minimal effort to be needed to enable these processes. “Value adding processes” refers to

generating continual improvements occur as an ongoing value creation for stakeholders, (Sanford,

2011), including users, co-creators, the environment, community, and investors. “Effort” is

introduced as an investment that can be measured in a variety of ways, such as time and money.

In the case of this research, effort is measured in time, specifically time spent during the home

energy audit. Total audit effort expended includes all of the time spent by auditors on the physical

home energy audit, which is expected to be approximately 90 minutes in the NELC program.

It is inevitable that only some of this time and effort contributes to the generation of value

adding processes, and that some of this time is wasted, such as time spent waiting or looking for a

misplaced tool. There is also time spent on necessary but non-value adding activities, such as

travel time between zones of a home. The first step of research is to categorize (a) Valuable

effort, (b) No-value, but necessary effort and (c). Waste. The categorization of effort in time

invested into a home energy audit systematically elevates the benefits of customization of the

audit process for homeowners individually and highlights value exchange in the inspection

system. The elimination of waste effort spent on unnecessary tasks is also more feasible. For

example, an assessor should spend more time on homeowners’ concerns instead of recently

installed equipment. Also, the auditor should provide recommendations that meet homeowners’

preferences and that are feasible, increasing the chance of implementation. Equation 3.1 is created

to express the transformation from Effort in time to value adding effort, non-value effort and

wasted effort.

Teffort = Veffort + NVeffort + Weffort 3.1

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where

Total effort (Teffort) = time spent on audit (minutes)

Value adding effort (Veffort) = time spent or invested on the generation of value (minutes)

Non-value effort (NVeffort)= time spent on necessary but non-value adding activities (minutes)

Wasted effort (Weffort)= time spent on unnecessary and non-value adding activities (minutes)

Building on this foundation, the concept of audit efficiency is introduced as useful metric

that can be described as Equation 3.2 below.

Audit Efficiency =Veffort

Teffort⁄ (in a manner of time-minutes) 3.2

While audit efficiency can be calculated through the use of time, the variability of value

adding processes with respect to their contribution to action on the part of homeowners is

significant and often unmeasurable. This research emphasizes the development of improved

understanding of value dimensions and value adding processes as an approach to improving the

design of home audit processes and practices.

Figure 3.1 illustrates the integrated concepts of invested value in an audit, objectives of

value of home energy audit, and value dimension as an initial framework of value model. Terms

of value of exchange (Vexchange) and value of trust (Vtrust) are introduced to define the objectives of

the audit with its associated value dimensions. In layers of value categories in a home energy

audit including invested effort categories of value adding effort (Veffort), non-value effort

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Dimensions of value

Objectives of value Invested effort in

an Audit

Veffort Vexchange Objective value

Vtrust Subjective value

(NVeffort), and wasted effort (Weffort), the objectives of value, and dimensions of value. Value

adding processes (Veffort) yields instances of value transitions (Vexchange or Vtrust).

Value adding processes in home energy audits take many forms, but can be classified

based on objectives of value and dimensions of value and the number of instances in which they

take place during an audit. Through observations of audits over time, categories of Vexchange, and

Vtrust are linked to a direct task or value transaction during an in-house energy audit. A deeper

exploration of the types of value adding processes that take place during audit and how they

contribute to the generation of trust is presented as Table 3.1. Table 3.1 presents two examples of

value adding processes that can be uniquely identified with corresponding descriptions of how

value is generated, and the categorization of objectives of value (Vexchange or Vtrust) and dimensions

of value (subjective or objective).

NVeffort

Weffort

Figure 3.2 Initial framework of value model: Layers of value types

in the home energy audit.

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Table 3.1: Examples of effort contributed to value adding processes and the

corresponded value dimensions and objectives of value

Example of value adding

process identified in an

audit

Descriptions of how value is

generated

Objectives

of Value

Dimension of

value

Identify envelope

penetrations that are in

need of air sealing

Penetrations which result in a

large (amount) percent of

unwanted heat gain/loss are

detected and can be addressed

through air tightening measures

V exchange Objective

Demonstrate active

listening to homeowner

by repeating and directly

responding to information

they have shared

Demonstration of listening and

responsiveness to homeowners

helps to build trust relationships

V trust Subjective

Value- Trust Model 3.4

Different approaches are used to measure objective and subjective value in this research.

The measurement of objective value mainly focuses on auditors’ capability to detect technical

issues and provide information to solve problems related to energy efficiency, while, the

measurement of subjective value mainly focuses on emotional interactions to make homeowners

feel comfortable to receive information. In addition, a detailed matrix of trust attributes are

introduced to measure the service-level performance with regard to implementations of energy

improvements. This includes homeowners’ perception of trust attributes and homeowners’

intention to implement energy improvements.

Trust attributes are added to evaluate value transitions in details with task instances.

Discreet inspection tasks are firstly classified based on the value dimensions: objective and

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subjective value. when the objective value categorized trust attributes(Competence,

Customization, Reliability and Promptness) are used to demonstrate the value of inspecting house

and gathering information of home conditions (Vexchange), and the subjective value categorized

trust attributes (Similarity, Empathy, Politeness and Open and efficient communication) are

mainly focused on building trust relationship with homeowners through addressing homeowners’

concerns, priority and preference (Vtrust).

The objective value is evaluated in terms of trust attributes that are identified through

house inspection and data collection. This effort mainly focuses on various home systems such

as: attic, appliances, cooling, heating, lighting, renewable energy, water heating, building

envelope, and living upgrades. Subjective value is used to deliver the value in a manner

compliment, seeking permission, asking about homeowners’ concerns, and providing

explanation/ comments. Figure 3.3 demonstrates the trust-value exchange model, which

categorizes tasks of an audit walkthrough with corresponded value dimensions and trust

attributes.

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Figure 3.3. Trust- value exchange model - the categorized tasks of an assessment walkthrough with corresponded trust attributes and

value dimension.( Wu & Riley, 2015)

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Approaches to Measure Value-Trust Exchange 3.5

Two research methods are used to assess the value-trust performance during the in-house

walkthrough: (1) Post-audit survey and (2) audio recording analysis of in-house audit

walkthrough. The post-audit survey focuses on homeowners’ overall experience with the auditors

during an in-house walkthrough. It is administered after homeowners receive their energy report

with customized recommendations for energy improvements. The audio recording focuses on the

measurements of time spent on interacting with homeowners and the corresponding value-trust

types, as well as how much time spending on different zones of house areas.

The survey and audit recording are used to identify targeted value dimension and trust

attributes in an in-house audit. Each strategy is defined simultaneously to measure trust attribute

presented as recording analysis and surveys. For example, in the recording analysis, the

subjective value, “Empathy”, refers to the “The auditor possesses a warm considerate and caring

attitude at appropriate times to help homeowners feel more comfortable” (Kahle & McAllister,

1995). The trust attribute of empathy is indicated if the homeowner felt that the energy audit team

was “caring”, “warm” and “friendly” to homeowners in the survey. Another example of objective

value in the recording analysis, “Competence”, refers to “Auditor possesses the required skills

and knowledge to supply the basic inspection to home, technical information to energy

efficiency”, whereas the competence is indicated if the energy audit team was “well-trained?”,

“being knowledgeable? ” and “ being an expert in his/her field?”.

Table 3.3 demonstrates the trust behaviors and survey questions applicable to both audit

recording coding and post-audit surveys. (Coulter, 2001, Wong & Cheung ,2004, Kahle &

McAllister, 1995, Zaghloul, & Hartman, 2002). Column 1 illustrates the trust behaviors during

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energy audit which can be addressed as the corresponded types of trust attributes. Column 2

addresses eight types of trust attributes this research focuses on detecting during auditing.

Column 3 illustrates the methods and styles of questions corresponded to trust attributes

addressed in the survey.

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Table 3.2 Summary table of trust attributes and trust behaviors

Behaviors observed during auditing as types of trust

(1)

Trust Attributes

(2)

Survey Questions:

The energy audit team:

(3)

Homeowner perceives himself/herself to be similar to the auditors, such as comparable tastes, preferences, appearance, lifestyle, culture and value standard.

Similarity

Has values and beliefs similar to mine?

Has tastes and preference similar to mine?

Is quite a bit like me?

The auditor possesses a “warm and caring" attitude at appropriate time to make homeowners feeling more comfortable.

Empathy

Is caring?

Is warm?

Is friendly?

The auditor is perceived as being considerate, tactful, deferent, courteous.

Politeness

Is polite?

Treats me with respect?

Is courteous?

Effective and sufficient information flow that creates transparency in a relationship

*Open & Effective Communication

Is well spoken and communicated clearly?

Is able to share technical information in a way I understood?

Auditor possesses the required skills and knowledge to supply the basic inspection to home, technical information to energy efficiency.

Competence

Is an expert in his/her field?

Is extremely experienced in this business?

Auditor’s ability (or willingness) to vary the energy solutions, in order to suit the individual homeowner's needs.

Ability to Customize solutions

Provides me with well thought out alternatives suited to my unique need?

Respond to homeowner’s questions, concerns in a timely manner

Promptness Deals promptly with my needs?

Deals with me in a timely manner?

The delivery of that product/ service in an ethical, dependable manner

Reliability Provides promised service?

Is dependable?

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In addition to the instances related to trust attributes in the audit walkthrough, there are

additional factors that may influence homeowners’ intention to implement energy improvement.

Thus, the dependent variable, “Homeowners’ intention to implement energy improvement” is

aimed to be predicted by fixed effects for the internal scaled predictors, such as: eight trust

attributes, homeowners’ overall likelihood of in-house audit, homeowners’ confidence level to

take actions, implementation constraints and cost of energy improvements, shown as Figure 3.4.

More detailed description of the predictor design will be provided in Chapter 4.

Independent Variables Dependent Variables

Eight Trust attributes

Homeowners’ intention to implement energy improvement

o Similarity o Empathy o Politeness o Open & Effective

communication

o Competence o Customization o Reliability o Promptness

Likelihood of in-house audit

Confidence level to take action

Implementation constraints

Cost of energy improvements

Figure 3.4 The relationships between independent and dependent variables

Predict

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Chapter 4

Survey Design

Chapter 4 describes the development of a post-audit survey and the conversion of data for

statistical analysis. The purpose of this research survey is to identify the level of trust-value that

the homeowners derive from in-house audit processes. This value-trust exchange is highly

related to interactions between homeowners and auditors within a 90-120 minutes in-house

walkthrough. Student auditors trained by the NELC program are required to learn communication

skills and customized behavior to interact with homeowners to match their unique requirements

as well as deliver value processes. The post-audit survey is comprised of three sections: (a)

Homeowners’ confidence level to perform energy improvements, (b) Trust attributes accumulated

during an in-house walkthrough, and (c) the homeowners’ self-reported intentions to implement

energy improvements in an expected timeframe, including the factors affecting this intention,

such as information, financial and trust constraints. Each is described in more detail below:

Survey design – Homeowners’ confidence level 4.1

Homeowners’ confidence level to make energy improvements refer to homeowners’

self-assessed capability, skills and time to implement energy improvements of their homes.

Confidence levels are assessed on a scale that

Homeowners are confident he/she can make improvements themselves.

Homeowners are confident he/she will be able to find professional services needed

to make improvements.

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Homeowners are confident that he/she can afford to invest in improvements

Homeowners are confident that he/she has time to act on the improvements.

Four questions relating to homeowners’ confidence level to implement energy

improvements are asked in the post-audit survey after homeowners receiving their customized

energy audit report. These four statements are:

I am confident I can make improvements myself

I am confident that I have the time to made improvements made

I am confident I will be able to find professional services needed to make

improvements

I am confident that I can afford to invest in improvements

The statements are responded to with a 4 point scale to indicate strongly agree (4

points), agree (3 points), disagree (2 points), and strongly disagree (1 point).

Survey design – In-house walkthrough trust attributes 4.2

Trust attributes accumulated during an in-house walkthrough refers to audit interactions

related to eight trust attributes that enables audit of homeowner’s perception of the auditors’

process. The interactions with homeowners can be classified with specific measurements related

to the eight identified trust attributes of “Competence”, “Customization”, “Reliability”,

“Promptness”, “Similarity”, “Empathy”, “Politeness” and “Open and efficient communication”.

Individual questions in the survey are designed for each set of trust attributes. The 4 point Likert

scale is used instead of the 5 point Likert scale in this research to prevent neutral responses from

occurring in the survey responses, where 1 equals to “Strongly disagree”, 2 equals to “Disagree”,

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3 equals to “Agree” and 4 equals to “Strongly agree”. All responses are converted into the

corresponding scale before conducting statistical analysis.

The trust-attributes are used to evaluate subjective value, objective value, and the overall

trust relationship developed during the in-house walkthrough. Trust attributes of subjective value

refer to “Similarity”, “Empathy”, “Politeness” and “Open and effective communication”. Trust

attributes of objective value are referred as “Competence”, “Customization”, “Reliability” and

“Promptness”. Twenty questions are created to evaluate the homeowner’s perception of the

auditors’ performance related to eight defined trust-attributes. Fifteen questions relate to audit

process and the other five questions relate to report delivery. Multiple questions are asked to

investigate single trust attributes, the value of responses related to single trust attribute are

averaged to assess the relationship with the outcome as equation 4.1:

𝑉𝑧 =∑ survey responses of questions related to z types of trust attribute

number of questions related to z types of trust attribute 4.1

where

Z = types of trust attributes: Similarity, Empathy, Politeness, Open & Effective

communication, Competence, Customization, Reliability, and Promptness.

Table 4.1 illustrates the descriptions of the eight trust attributes and the justifications applied in

the post-audit survey.

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Table 4.1 Summary table of trust attributes and justified survey questions

Trust Attributes (1)

Question of Trust Attributes from literature review (2)

The service provider

Justification of Trust Attributes in

Survey (3):

The energy audit team

Similarity

Have values and beliefs similar to mine?

Has tastes and preference similar to mine?

Is quite a bit like me?

Was understanding of my concerns?

Was understanding of my interests/priorities?

Empathy

Is caring?

Is warm?

Is friendly?

Was warm and friendly?

Was judgmental about my home?

Politeness

Is polite?

Treats me with respect?

Is courteous?

Was polite?

Was respectful?

Was not pushy or rushing me?

*Open & Effective Communication

Was well spoken and communicated clearly?

Was able to share technical information in a way I understood?

The report is clear and understandable?

Competence

Is an expert in his/her field?

Is extremely experienced in this business?

Was well-trained?

Seemed knowledgeable?

The report provide and enough information or resources for the implementations

Ability to Customize solutions

Provides me with well thought out alternatives suited to my unique need?

Was flexible and responsive to my needs?

The report provides recommendations that meet my interest and preference?

The recommendations are feasible according to my unique conditions?

Promptness

Deals promptly with my needs?

Deals with me in a timely manner?

Arrive one time?

Completed the audit in a timely fashion?

The report is completed and delivered in a timely

Reliability Provides promised service?

Is dependable? Seems reliable?

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In addition to twenty detailed questions related to eight defined trust attributes, an overall

question is added for homeowner to self-evaluate “the overall trust level” homeowners perceived

after in-house audits. The statement is phrased as “Overall, I trust the work done by the audit

team and their recommendations” Homeowners are expected to respond with the 4 point Likert

scale as strongly agree (4 points), agree (3 points), disagree (2 points) and strongly disagree (1

point). Figure 4.1 summarizes the relationship between independent variables and the dependent

variables in this research.

Independent Variables Dependent Variables

Trust attributes

Likelihood of in-house audit

Intention to implement energy improvements ( in a liner time scale )

o Similarity o Empathy o Politeness o Open & Effective communication o Competence o Customization o Reliability o Promptness

Figure 4.1. The relationship between independent and dependent variables

Survey Design – Homeowners’ Intention to Implement Energy Improvements and 4.3

Practical Constraints

The intention to implement energy improvements refers homeowner’s self-reported

intention to take action on the top five recommendations in the report individually, which

includes sub-questions of practical constrains related to homeowners’ major concerns and

difficulties regarding taking action. Homeowners’ intention to each recommendation is designed

to be answered in a manner of time period to indicate “how soon the homeowner will commit to

action”. Four options of time periods, on a scale of 1-4 (4 = already done, 3 = will do in the next

Predict

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three month, 2 = will do it in the next year and 1 = no plan to implement) are designed to measure

homeowners’ intention to implement energy improvements. Five sub-questions are included to

seek specific feedback on the reasons why or why not homeowners intend to pursue each

recommendation.

After completion of an in-house walkthrough, the homeowner received a customized

report with the recommended top five Energy Efficient Measurements (EEMs). These top five

recommendations are selected and prioritized based on the audit results, homeowners’ concerns,

preferences, and priorities. Along with each recommendation, five potential constraints on

implementations of energy improvements are listed to indicate the levels of difficulty to take

action. These constraints questions are stated as Table 4.2 with the corresponded predictors as

“Cost, “Return on investment”, “Affordable cost”, “Increase safety, health, and comfort” and

“Sufficient skills and information to energy improvements”. The 4 point Likert scale is also

applied to indicate homeowners’ concerns as strongly agree (4 points), agree (3 points), disagree

(2 points) and strongly disagree (1 point).

Table 4.2 Constraints and corresponding questions of energy improvements

Constraint

Questions of constraints on energy improvements

I believe the recommendation

Cost Will save me money on my utility bills

Return on investment Is a good investment that will pay for itself

Affordable cost Will cost more than I can afford

Increase Safety/ Health/

Comfort Will make my home safer, more healthy, and more comfortable

Information/ Skill Requires more investigation/ information

Information/ Skill Will be too complicated to take action

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Survey data computation 4.4

Many variables are listed above in the relationships between energy audit process and

homeowners’ intention to implement energy improvements. However, a homeowner’s intention

to implement energy improvements is a critical element of this research, and can be demonstrated

by various levels of intention based on how soon homeowners indicate they plan to implement

improvements. The timeframe homeowners are asked to state intentions is classified into four

periods that can be weighted to enable strong intentions to be valued greater than more uncertain,

long term intentions. To achieve this, the five recommendations (Top1~Top5) of energy

improvements are provided to homeowners in the report and linked to the survey a question

designed to indicate “When do you plan to implement this recommendation” in a scale of respond

options of “Already done (4)”, “Will do it in 3 months (3), “Will do it in a year (2)”, “No plan to

do it (0).

To compute the time period of implementation with an appropriative weight, a

mathematic formula is established with an assumption of maximum time to implement the

recommendations. The resulting value for the ith individual (where i=1, 2, 3, ... 46) is computed

as in Equation 4.2 as:

Viq =Nq−Xiq

Nq , 4.2

where

q = recommendation number, q = 1, 2, 3, 4, 5

Nq = assumed maximum time (sixty months) to implement the qth recommendation

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Xiq = required time for the qth implementation

The ith individual will have 5 recommendations, thus will get 5 values (Vi1, Vi2, Vi3,

Vi4, Vi5) for 5 periods of time to implement the qth implementations, Xi1, Xi2, Xi3, Xi4, Xi5:

Xi1 → Vi1

Xi2 → Vi2

Xi3 → Vi3

Xi4 → Vi4

Xi5 → Vi5

The maximum time period for a homeowner to implement energy improvements are

assumed into 5 years (60 months), 3 year (36 months) and 1.5 years (18 months) based on the

practical experience of audit ( NELC, 2013). Homeowners are asked to predict how soon they

will take action of each recommendation in a scale of four (“already done (4)”, “will do it in the

next 3 month (3)”, “will do it in a year (2)”, “no plan to do it (1)”). Those four options of

responses were further converted into continuous weight by Equation 4.2 for the statistical

analysis. Table 4.3 illustrates the converted weight of survey option to implement energy

improvements.

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Table 4.3. Computation of weight of maximum time to implement energy improvements

Assumed maximum time to implement energy improvements

60 months 36 months 18 months

Converted weight of survey option to implement energy improvements.

V already done = 60−0

60 = 1

V 3months = 60−3

60 = 0.95

V 1 year = 60−12

60 = 0.8

V no plan = 60−60

60 = 0

V already done = 36−0

36 = 1

V 3months= 36−3

36= 0.9167

V 1 year = 36−12

36 = 0.667

V no plan = 36−36

36 = 0

V already done = 18 −0

18 = 1

V 3 months = 18−3

18 = 0.8333

V 1 year = 18−12

18 = 0.3333

V no plan = 18−18

18 = 0

Other Survey Design Variables 4.5

Besides trust attribute and practical constrains involved in an in-house audit, there are

other variables may also influence homeowners’ decision making to take action. Those variables

includes “cost of investments of energy improvements”, “homeowners’ gender” and “worldview”

that may also vary homeowners’ timeline to implement energy improvements. This section

describes how variables are defined in a systematic approach.

4.5.1 Classification of investment cost

Some investments in energy improvements are easy and low cost, such as upgrading light

bulbs, installing window blinds, while other energy improvements are complicated and

expensive, such as installing solar panel and replacing water heater. Various energy

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improvements are eligible to increase the energy efficiency in single houses. In order to match the

implement weight of each task systematically, energy improvements are classified into five

categories based on its investment cost in the current market: Group 1 (investment cost range

below $500), Group 2 (cost range between $501 and $1000), Group 3 (cost range between $1001

and $1500), Group 4 (cost range between $1501 and $3000) and Group 5 (cost range above

$3000).

Assuming a shorter time period is needed to implement cheaper and less complicated

tasks of energy improvement, the calculated weights of maximum time period to implement

energy improvements are applied as :

(1) Assumed maximum time to implement tasks in Group 1 and Group 2 is 18 months,

(2) Assumed maximum time to implement tasks in Group 3 and Group 4 is 3 years (36

months)

(3) Assumed maximum time to implement tasks in Group 5 is 5 years (60 months)

Table 4.4 illustrates examples of common tasks recommended in energy audit cases with

cost range, assumed maximum time to implement, and the corresponded weight.

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Table 4.4 Examples of common tasks recommended in our audit cases with its cost range,

assumed maximum time to implement it and the corresponded weight as following.

Cost range (USD)

Energy Improvements Assumed Time to

Complete Corresponded Weight

< 500

Upgrade Light bulbs

Upgrade programmable thermostat

Install window blinds

Weather strip door and window

Seal and insulate air ducts

Service Geothermal heat pump

Clean duct and vents

18 months

Already done = 1

Do it in 3 months = 0.95

Do it in a year = 0.8

No plan to do it = 0

501 -1000 Install attic fan

Install a door 18 months

1001 -1500

Add home energy management

Install basement ceiling

Blow-in wall insulation

Attic insulation

Upgrade dishwasher or washing machine

3 years Already done = 1

Do it in 3 months = 0.9167

Do it in a year = 0.667

No plan to do it = 0

1501-3000

Install refrigerator

Install hot water heather

Install electric blinds

Install mini split AC

Air seal exterior

3 years

>3000

Install solar panels

Install a heat pump

Install a whole house fan

Upgrade windows

Upgrade siding

5 years

Already done = 1

Do it in 3 months = 0.8333

Do it in a year = 0.3333

No plan to do it = 0

* Market cost of energy improvement reference: http://www.homeadvisor.com/cost/all-

categories/

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4.5.2 Worldview

Worldview refers to the study by the Shelton Group (2013) in which distinct market

segments of home energy clients are categorized (in percentage of home energy clients) into four

types (% of population): True believer (23.5%), Cautious Conservatives (22%), Concerned

Parents (31%) and Working Class Realists (23.5%). Studying homeowners’ worldview highly

contributes to the mean and methods to communicate to homeowner while mitigating information

barriers. The NELC provides adequate support to translate homeowners’ awareness and

motivation into energy improvement actions, and maintain their engagement (Sprehn, 2013) by

training auditors to recognize homeowners’ worldview as well as provide corresponding

interactions to homeowners’ worldview. For data analysis, homeowners’ worldview are

categorized as “Cautious Conservative = 1”, “Concerned Parents = 2”, “Working Class Realist =

3” and “True Believer = 4” for analysis in the mixed effects model with other variables. Table 4.5

illustrates intrinsic and extrinsic motivations of each type of worldview. (UtilityPulse program,

Shelton group, 2013).

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Table 4.5 Worldview†: Intrinsic and extrinsic motivations of each type of worldview

(UtilityPulse program, Shelton group, 2013).

Worldviews & characteristic and motivation and extrinsic qualities % of population

True Believers

Intrinsic – Protect environment live responsibility

Extrinsic – save money, rebates, payback/ ROI, social norms

23.5%

They're very driven by environmentalism and global-warming concerns

They're more likely than average to fall into the 35–44 age group

They’re consistent in their attitudes and actions. 91% of them rate energy conservation as

important or very important in their daily purchase decisions and habits, and 57% of them

(compared to 21% overall) fall into the highest energy-conservation activity category (7–23

activities).

Cautious Conservation

Extrinsic – saving money, control, resale value

22%

The largest numbers of them have adopted an average number of energy-saving products or

habits (41% are in the medium range).

They are knowledgeable about energy but not driven by environmental issues.

Their primary purchase drivers are saving money and getting more control over personal

energy consumption and costs.

Concerned Parents

Intrinsic – health and welfare of their family

Extrinsic – lower bills, payback/ ROI

31%

They are more likely than average to be aged 18–34.

Many (29%) are homemakers and 46% (vs. 41% overall) have children in the home.

They’re very driven by saving money and getting control over personal energy consumption

and costs, but believe conserving energy is important in the way it affects their daily purchase

choices and activities.

Working Class

Extrinsic – lower bills, payback/ ROI

23.5%

Most are single and younger than the overall population.

Many of them are blue-collar and unemployed workers

They have purchased very few energy-efficient products and have few conservation habits.

Chapter Summary 4.6

This chapter discussed the development process of the post-audit survey, and the

classifications of grouped variables designed to predict the impact on homeowners’

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implementations of energy improvements. Questions are phrased and adjusted based on the

character of each attribute in a four level scale to prevent neutral resonances. Equations are used

to convert survey responses into continuous weight for the further statistical analysis.

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Chapter 5

Data Collection and Coding Instrument

A survey questionnaire was designed and distributed to homeowners who volunteered to

be part of the NELC energy audit program from the fall of 2012 to summer of 2015. Chapter 4

described the development of survey questionnaire. Chapter 5 illustrates the code instruments

used to classify value-trust transactions for the eight trust attributes in the audit recording. The

chapter describes methods of data collection and a coding instrument to clarify activities related

to trust attributes used in constructing the framework for data analysis.

Data collection methods 5.1

This research used both survey questionnaires and audio recordings of audit walkthrough

to collect homeowners’ feedback and observational data directly from the homeowners.

Questionnaires were distributed by email, postal mail, as well as administrated in person. Forty-

six out of forty-nine valid surveys were collected by the researchers. The recordings were made

during in-house audits with homeowners’ permission. Additionally, sixteen homeowners received

their energy report in the Morning Star home. This facility was designed to demonstrate energy

efficiency and renewable energy technologies to community members, and provided a setting for

homeowners to see some of the materials and technologies recommended for homes in the

northeast region of the U.S.

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Survey Data Demographic 5.2

The post-audit survey were sent out to homeowners via postal mails, emails or

administered in person after homeowners received the customized audit reports including the top

five recommendations of energy improvements. These top five recommendations have selected

based on audit results, homeowners’ concerns, preferences and feasibility of energy

improvements.

Forty-six surveys were collected from homeowners in State College (Penn State) and

nearby communities (Figure 5.1). Seventeen respondents were male and thirty-one respondents

were female (Figure 5.2). Figure 5.3 shows the distribution of surveys sent to each community on

a Pennsylvania map.

Figure 5.1. 48 survey respondents were collected from State College and nearby

communities

32

3 2 2 1 3

1 1 1 2

0

5

10

15

20

25

30

35

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Figure 5.2.Survey response rate by gender

Numbers of survey delivered to communities in Pennsylvania regions

Figure 5.3.Numbers of surveys sent to communities near State College

Recording and coding of audits was performed for thirty in-house audits that in the State

College region. Table 5.4 presents the average size of these 30 houses is 1,965 square feet,

average estimated house market price in December 2015 was $ 276,938 and the average numbers

of bedroom and bathrooms are 3.46 and 2.05 units per house. The smallest size of house is 1,248

sqft and the biggest size of house is 3,265 sqft.

17

31

0%

20%

40%

60%

80%

Male Female

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Table 5.1 Information on the 30 audited houses (Source: www.zillow.com)

Floor area

(square feet)

Estimated market

price (USD) Bedrooms Bathrooms

Average Value 1965 $276,938 3.46 2.05

Audit Recording Demographic 5.3

Thirty audits were recorded for the analysis. Twenty-two home energy audits were

recorded in the State College community, while two were recorded in Bellefonte, two in West

Decatur, two in Boalsburg, one in Tyrone, and one in Howard. These audit recordings were

coded according to the coding instrument (Appendix A) for further analysis.

It is important to recognize that the post audit survey was administered in highly variable

forms and in variable timeframes after the assessment. This variability limits some of

conclusions that can be drawn from the data, but can also be used to inform the design of future

processes to administer the survey. Measures taken to assess the impact of this variability on the

response rates and data are described in Chapter 6.

Frequency of Response 5.4

Post audit surveys were received in person or by mail/email after homeowners received

their home energy reports. The response rate of the survey questions are generally high, as

homeowners were willing to provide feedback on their energy auditing experience for this

research for the same reasons they agreed to the in-home audit by student teams. Table 5.2

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presents a summary of data obtained from the post-audit survey. Response rate of data are

received directly from survey response, except the data of cost category and homeowners’

characteristic. Cost categories of investment are defined based on the cost of the energy

efficiency measurement (EEMs) recommended with the reference of current market price range

(Homeadvisor, 2015). The data of homeowners’ characteristics are observed directly by trained

auditors during interactions. The types of variables included in the survey are listed, as well as

the distribution of response rate for the sample (N = 46 valid surveys).

Table 5.2 Response rate of grouped variables

Grouping Variables Response rate

Trust attributes

Competence, Customization, Reliability, Promptness, Similarity, Politeness, Empathy Open & Effective Communication

97.8 % 97.8 % 100% 100% 100% 100% 100% 100%

Trust level of home energy audit 97.8%

Cost categories of recommendations

Total

> $500 $500 ~ $1000 $1000 ~ $1500 $1500 ~ $3000 > $3000

96.5%

47.8% 7% 23% 10% 8.7 %

Constraints on making energy improvements

Save on utility bills Return of investment Affordable cost Safety/ health/ comfort, Information/ skill

96.5% 95.2% 92.1% 95.6% 96%

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Homeowners’ characteristics:

Gender (total)

Male Female

Worldview (total) Cautious Conservative Concerned Parents Working Class Realist True Believer

37% 63%

89.1% 47.8% 13% 13% 15.2%

The program received high satisfaction of energy auditing and report delivery from most

of the homeowners, which reveals high response rate (nearly 100%) on variables of trust category

(trust attributes, overall trust level of energy audit). However, the questions related to cost and

practical constraints on making energy improvements, some homeowners’ present uncertainty of

responses may be due to their unique conditions. On the other hand, the identification of

worldview of each homeowner was done by trained auditors, a relatively lower rate (89.1%) of

homeowners’ worldview is because that limited characteristics were observed for auditors to

identify homeowners’ worldview with a strong level of confidence.

Correlations of trust attributes 5.5

A correlation analysis was initially used to identify preliminary trust attributes from the

respondents to the survey questionnaire. Twenty audit-performance-related questions were

designed based on the eight selected trust attributes for homeowners to evaluate the in-house

walkthrough in the options of strongly agree (4), agree (3), disagree (2) and strongly disagree (1).

Table 5.3 presents the Spearman correlation size-to-measure correlations among trust variables

from a sample size of 46 valid responses.

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Table 5.3 Spearman Correlation between trust variable during the in-house audit

Correlations- Spearman's rho

1 2 3 4 5 6 7 8

1.Competence 1.000 .728**

.581**

.635**

.771**

.679**

.359* .831

**

2.Customization .728**

1.000 .589**

.745**

.714**

.651**

.341* .798

**

3.Reliability .581**

.589**

1.000 .674**

.690**

.861**

.259 .658**

4.Promptness .635**

.745**

.674**

1.000 .631**

.711**

.374* .757

**

5.Similarity .771**

.714**

.690**

.631**

1.000 .767**

.478**

.857**

6.Politeness .679**

.651**

.861**

.711**

.767**

1.000 .393**

.748**

7.Empathy .359* .341

* .259 .374

* .478

** .393

** 1.000 .410

**

8.O_E

Communication .831

** .798

** .658

** .757

** .857

** .748

** .410

** 1.000

**. Correlation is significant at the 0.01 level, *. significant at the 0.05 level

Bold indicates the correlations size range between 0.7 to 1.0

Preliminary results indicated significant correlations were observed among the trust

variables. Cohen’s (1998) guidelines were used to for interpreting the effect size of correlations.

Correlation size guidelines for the social sciences are as follows: weak (0.0 to 0.29; -0.29 to 0.0),

Moderate (0.30 to 0.49; -0.49 to -0.30) and Strong (0.50- 1.0; -1.0 to -0.5) (Cohen, 1988). Owing

to the strong correlations between selected trust variables, the research focuses on the correlation

size range of 0.7 to 1.0 (bold) to highlight internal correlation among trust attributes during home

energy audit. The initial findings of the trust performance in this correlation tables suggest

opportunities to strengthen homeowners’ satisfaction and motivation to energy improvements.

The initial interpretations are addressed in the following highlights:

Higher rating of “Competence” suggests expectations that auditors possess the

required skills and knowledge to supply the energy audit; they are expected to

customize solutions to homeowners’ unique conditions (Customization, 0.728), as

well as understanding homeowners’ interests or desires (Similarity, 0.771).

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Higher rating of “Customization” suggests that homeowners expect to have an

auditing experience that can help solving energy issues on time (Promptness, 0.745)

and delivered in a manner that are similar to expectations (Similarity, 0.714).

Higher rating of “Reliability” suggests that homeowners expect to have reliable

information provided in a polite, respectful manner (Politeness, 0.861) similar to their

expectations (Similarity, 0.690).

Higher correlations between Politeness and Promptness (Promptness, 0.711) and

Similarity (Similarity, 0.767) indicate expectations that homeowner will receive a

combination of respectful and on-time service delivered in a manner expected.

Higher rating of “Open and Effective communication” (O/E Comm), suggests that

auditors’ communication is expected to be presented as a multi-value skill regarding

Competence (0.831), Customization (0.7981), Promptness (0.757), Similarity (0.857)

and Politeness (0.748). This multi-value performance greatly reveals the auditing

barrier regarding lack of information (2009 CEQ report).

Coding Instrument of Eight Trust Attributes 5.6

Multiple interactions and the unique conditions of each home make it challenging to

classify value exchanges systematically. This classification greatly relies on characterizing the

interactions and context of the audit process. The coding instrument focuses on identifying the

most prominent value-trust exchanges within the auditing process. Table 5.4 presents the criteria,

applied in the coding process, for coding interactions and conversation during the audit for each

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trust attribute. For each trust attribute, types of behavior, examples of conversation, and types of

value adding processes are described.

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Table 5.4. Criteria for coding interactions/ conversation during audit for each trust attribute.

Trust Attributes

(1)

Behaviors observed during auditing as types of trust

(2)

Key Actions/ Conversation to identify trust attributes

(3)

Example of VALUE ADDING process

(4)

Subjective Value - Build Trust relationship

Similarity

Homeowner perceives himself/herself to be similar to the auditors, such as comparable tastes, preferences, appearance, lifestyle, culture and value standard.

“My house has the same issues…”

“I support PSU football too”

“I came from the same (region) as you”

Share common interests with homeowners related to home improvement

Empathy

The auditor possesses a “warm and caring" attitude at appropriate time to make homeowners feeling more comfortable.

“We understand your situation……”

“Your concern is reasonable,”

Acknowledge and compliment homeowners' effort in improving homes

Politeness The auditor is perceived as being considerate, tactful, deferent, and courteous.

“Thank you for having us here”

“Your house is nice and comfortable”

“Please let us know if you want to keep some spaces private”

“Should we take off our shoes?”

Demonstrate understanding to homeowners’ concerns and conditions

Open & Effective Communication

Effective and sufficient information flow that creates transparency in a relationship.

The auditor actively brings up questions related to house condition. Such as “Do you have any concern about this (place) ?”

Demonstrate listening to homeowner by responding to info they shared

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Trust Attributes

(1)

Behaviors observed during auditing as types of trust

(2)

Key Actions/ Conversation to identify trust attributes

(3)

Example of Value adding process

(4)

Objective Value - Information exchange

Competence

Auditor possesses the required skills and knowledge to supply the basic inspection to home, technical information to energy efficiency.

The auditor provides inspections and feasible and professional solutions to improve the issues

Inspect doors and windows for possible air sealing weatherization

Ability to Customize solutions

Auditor’s ability (or willingness) to vary the energy solutions, in order to suit the individual homeowner's needs.

Auditors provide multiple applicable solutions to improve issue, and finalize the most feasible solution according to homeowners’ condition.

Provide multiple feasible EEM recommendations while detecting corresponding home issues.

Reliability The delivery of product and service in an ethical, dependable manner

An auditor provides professional information based on creditable resources, such as DOE, Energy Star websites…etc.

Auditors provide “evidence” to demonstrate their information or camera.

Inspect house conditions include image from IR camera

Promptness Respond to homeowner’s questions, concerns in a timely manner

Auditors reply to homeowner’s questions (immediately) with non-technical information related to the issues. Such as: “I see, we would like to study this question and replay to you later.”

Respond to homeowners' concerns and questions

Non-value activities

Waiting, transfer from one place to the other

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The subjective trust attributes emphasize non-technical conversations and interactions

between homeowners and auditors, which mainly enable the homeowners to perceive “being

understood,” “warm considerate,” “caring,” and “communicable” interactions with the auditors.

For example, the trust attribute Similarity addresses conversation/interactions that reveal how the

homeowner perceives similar tastes, preferences, lifestyles, cultures, or values of auditors.

Examples include sharing the same interests, backgrounds, or memories that might be irrelevant

to technical energy inspections, but that build trusting relationships. The trust attribute Empathy

signifies that a “warm and caring" attitude was expressed in a manner makes the homeowner(s)

feel more comfortable. The trust attribute Politeness is defined as “being considerate”, “tactful”

and “deferent” and is expressed by auditors being respectful of the setting in which they are

investigating someone’s home. Since the lack of information related to energy improvements

was viewed as one of the barriers and obstacles that prevented homeowners from taking action,

the attribute Open & Effective Communication is stated as delivering “effective and sufficient

information” that helps homeowners to understand the observations made during the audit, and

also in a way that is responsive to their questions.

The study of objective value attributes mainly focuses on identifying interactions that

correspond to audit inspection, technical information, and methods that utilize evidence to verify

energy issues. The trust attribute Competence is demonstrated as the required skill and/or

knowledge by auditors to conduct a basic inspection of the home. Auditors are expected to

provide technical capabilities to recognize energy efficiency issues of a home. The trust attribute

Customization refers to the auditors’ ability to vary the audit process based on their interactions,

and also to make recommendations in a way that is perceived as responsive to the unique

conditions and circumstances in each home. The trust attribute Reliability is defined as

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demonstrating methods to gather real evidence, such as utilizing the infrared camera to detect

flawed insulation in the building envelope, such as walls, ceilings, and windows for air leakages

or penetrations. Reliability can also be demonstrated by providing credible and useful information

from resources such as the Department of Energy. Reliability can also be demonstrated by an

auditor doing what they said they would do, in terms of arriving at a certain time, taking the time

to complete the audit on time, and presenting the report in the timeframe promised. The trust

attribute Promptness refers to auditors arriving for the audit and also responding to the

homeowner’s questions or concerns in a timely manner. To differentiate from Competence, the

value Promptness during the audit is represented by a timely response to questions and providing

non-technical information back to homeowners immediately. Homeowners’ expectations of

being heard and understood are considered to be important. The evaluation of this outcome is

considered to be achieved through the questions in the post-audit survey preceding the report

delivery.

Classifying Value-Trust Attributes Based on Home Zones (Home-System) 5.7

In addition to the classification based on value dimension and trust attributes, value-trust

may be classified by categorized tasks of home system (s) shown, as Figure 3.3 (Wu & Riley,

2015). The categories of home systems include attic, appliances, cooling, heating, lighting,

renewable energy, water heating, building envelope and living upgrades. However, during the in-

house walkthrough, it is feasible and practical to identify value-trust exchange along with the

walkthrough in home zones, instead of home systems. In order to identify value-trust exchange in

this manner, categories of home systems are simplified into five home walkthrough zones:

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exterior, basement, 1st floor, 2

nd floor and attic. Where, tasks of building envelope and renewable

energy are commonly identified in the exterior walkthrough, tasks of cooling, heating and water

heating equipment are typically happened in the basement and attic. Tasks of appliance, lighting

and living upgrade are mostly in the 1st and 2

nd floor. Tasks of attic occur in the attic inspection.

Identification of value-trust exchange along the home zones enables tracking time spent on each

home zones for further coding and analysis. Table 5.5 shows categorized tasks during audits, and

instances of value-trust exchange for home zones. A completed and detailed list of categorized

tasks can be found in the Appendix A.

Table 5.5 Instances of tasks in home system and the corresponded value dimension and

trust attributes in home zones

Task in home system Instances of tasks during walkthrough Home zone

Living Upgrade -

Identify home

discomfort issues

Sources of discomfort due to thermal conditions enable an

improvement to energy efficiency, which is valuable to

homeowners.

1st floor or 2

nd

floor

Building Envelope -

Inspect home

envelops for air

infiltration issues

Sources of infiltration result to a large (amount) percent of

unwanted heat gain/loss and are addressed through air sealing.

Air sealing is a service that can be acquired/provided

Exterior

walkthrough

Heating- Inspect

home heating system

Inefficient heating system consumes more energy than it is

needed Basement

Appliance- Identify

aged refrigerator for

energy inefficiency

Aged refrigerator results in noise and energy waste, high

efficient refrigerator contribute to keep food fresh with less

energy consumption

1st floor or 2

nd

floor

Attic- Identify attic

issues

Water damage, leaks, seepages, cracks, and mold are among

the most common attic problems. An attic inspection can help

you stop the damage spread rapidly to the rest of your home

Attic

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Coding Tools 5.8

The audio analysis software StudioCode© was used to support a reliable and

standardized process to identify value-trust exchanges and non-value adding time in observed

audit tasks. StudioCode provides visual coding architecture that enables researchers to review

audio and video recordings and the ability to make footnotes and compute time periods via a

simply use interface.

Figure 5.4 shares the coding matrix based on the trust attributes plus a non-value

category. Coding the total time spent on each trust attribute is simple by clicking the labeled

buttons on the StudioCode operating surface. StudioCode can then be used to indicate the

proportion of time spent on each trust attribute. Figure 5.5 provides an example of coding

footnote instances of task details and corresponded trust attributes, as well as the start and finish

times, content, and the categorized trust attribute of incidents. A screen shot of StudioCode

service and footnote are provided in Figure 5.4 and Figure 5.5.

Total time spent on an in-house audit (100%) 58.5 mins

Objective Value (56.4%)

33mins

Competence (48.7%)

28.5 mins

Customization (3.4%)

2 mins

Reliability (3.4%)

2 mins

Promptness (0.9%)

0.5

Subjective Value (37.6%)

22 mins

Similarity (0%)

0 mins

Empathy (0.9%)

0.5 mins

Politeness (11.1%)

6.5 mins

Open & Efficient Communication (25.6 %)

15 mins

No value (6%)

3.5 mins

Figure 5.4.Screen shot of coding matrix in StudioCode

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Coding requires efforts to ensure it is performed in a uniform manner including catching

the key words or the content of conversation of specific types of trust attribute (Table 5.6) :

Table 5.6 Example key words and contents of trust attributes of coding

Trust attributes Key works and contents to identify trust attribute

Competence “Check” equipment and appliances” , “Inspect”, “ the issues can be

solved by using…”

Customization “According to the issues, you can consider option 1 or option 2”

Reliability “The inferred camera shows…”, “ You can access to the DOE

website for more information “, “ the utility company has some

program of …”

Promptness “ We can do more research for you and provide more information

on the report”

Similarity “It is the common issues in this neighborhood”, “ my parents had a

same issue as you do”, “ I am a big fan of Steel too”

Politeness “Should we take off the shoes ?”, “ can we enter this room?”, “ Your

home is very comfortable,” Your collections are beautiful”

Empathy “We understand your concerns”, “we know it is hard to ….”

Open and effective

communication

“Do you think about install solar panels”, “If you are interested in ….

I will recommend you doing ……”

Figure 5.5 Screen shot of instance footnote in an in-house audit

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The coding process was completed by trained auditors who attended nearly thirty in-

house walkthrough in the past two years. The process used to ensure reliability of coding included

two researcher code the same walkthrough separately and do a cross-comparison of coding results

to standardize coding instruments.

The evidence indicating coding was performed in a uniform manner for this research is

demonstrated by standardized walkthrough process, auditors’ training to catch key words and

contents of trust attributes, and the repeated orbits of energy issues in houses.

Chapter Summary 5.9

Chapter 5 discussed data collection and coding of this research. Forty-six survey

and thirty energy audit recordings were collected in the communities near the State

College, PA. A coding instrument with key words and content of energy audit was

developed to identify trust attributes during the energy audit process, and the time period

spent on each trust attributes. Identified trust attributes were converted and tested into

quantitative data by trained auditors. The instrument informed an applied structure for a

statistical analysis of the data set. The specific model development and analysis are

described in Chapter 6.

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Chapter 6

Data Analysis

Chapter 6 presents two approaches to study the value-trust exchange in home energy

audits and homeowners’ actions to enact energy improvements presented in two parts. Part 1

centers on constructing the framework for statistical analysis of survey data and the interpretation

of results. Part 2 demonstrates the analysis of data from in-house recordings and the relationships

between survey results and the auditing recordings.

Part 1: Statistical Analysis of Survey Data

Developing Simple Regression Models for Home Energy Audit Value-Trust Exchange 6.1

This research aims to develop a quantitative approach to assess value-trust exchange(s)

during the home energy audit processes, and study how these value-trust exchanges affect the

intentions of homeowners to implement energy improvements. To do so, a series of models are

presented using four groups of variables to study relationships within auditing processes. These

four groups of variable are referred to as: (1) audit process and recommendation, (2) practical

constraints, (3) characteristics of homeowners and homeowners’, and (3) overall trust level of

home energy audit. These relationships explored between these variables are described below:

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(1) How does homeowners’ overall trust level of an in-house energy audit influence

intention to implement of energy improvements? (Figure 6.1)

(2) How do measureable trust attributes influence homeowners’ intention to implement

energy improvements? (Figure 6.2)

(3) How do practical constraints, such as cost of investments, return on investment,

affordability, safety, health and comfort, and sufficient skill and information

influence homeowners’ intention to implement energy improvement? (Figure 6.3)

(4) How do groups of variables, “Implementation constraints”, “Audit process and

recommendations”, “Homeowners’ overall trust level of energy audit” and

“Homeowners’ personal characteristics” accumulate to influence homeowners’

intention to implement energy improvement? (Figure 6.4)

(5) How do homeowners’ personal characteristics, such as worldview, gender, and

confidence levels in energy improvements, combine to influence intention to

implement energy improvements? (Figure 6.5)

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Figure 6.1 Model 1 represents the relationship between homeowners’ overall

trust level in home energy audits and homeowners’ intention to implement energy

improvement

Homeowner’s

overall trust

Homeowners’ intention

to implement energy

improvements

Homeowner’s

overall trust

Audit

Processes &

Recommendat

ion

Figure 6.2 Model 2 represents the relationship between audit process and

homeowners’ overall trust level in home energy audits.

Figure 6.3 Model 3 includes measurable trust variables to study homeowners’

implementation of energy improvements

Homeowners’ intention

to implement energy

improvements

Audit

Processes &

Recommendat

ion

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Figure 6.5. Model 5 includes homeowners’ personal characteristics, such as worldview,

gender, and confidence level to study the relationships between these variables and homeowners’

intention to implement energy improvement

Homeowners’ intention

to implement energy

improvements

Constraints on

energy

improvements

Homeowners’ intention

to implement energy

improvements

Homeowners’

Characteristics Worldview

Gender

Confidence

level

Figure 6.4 Model 3 focuses on the relationship between practical constraints on

energy improvements and homeowners’ intention to implement energy improvement

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To study the relationships shown above in the Figure 6.1- 6.5, this research develops a

series of five statistical models to represent energy the auditing processes. Model 1 (Figure 6.1)

shows how the homeowners’ overall trust level of audit will influence their home improvement

actions. Model 2 (Figure 6.2) illustrates the selected trust variables used to measure the value-

trust exchange during an in-house audit and how homeowners perceive these variables to their

overall trust level of home energy audit. The selected variables include trust attributes

(Competence, Customization, Reliability, Promptness, Similarity, Politeness, Empathy and Open

& Effective Communication), the priority of recommendations, and the cost categories of

recommendations. Model 3 investigates how these variables influence in homeowners’

implementations of energy improvements. Model 4 (Figure 6.4) adds practical constraints as a

possible influence in homeowners’ actions. Although homeowners may greatly trust the audit

processes and the recommendations provided by the auditors, in reality there are some practical

constraints that could influence their decisions to take actions of energy improvements.

Homeowners’ might ask questions such as “Would this recommendation reduce utility costs?”,

“Would the return on investment (ROI) of this recommendation be good enough?”, “Is this

recommendation affordable?”, “Would this recommendation will increase safety, health and

comfort level in the home?”, and “Do I (the homeowner) have enough skill/information to

implement this recommendation?” Lastly, model 6.5 (Figure 6.5) includes the homeowners’

personal characteristics as possible influences on their implementation of energy improvements.

These characteristics are the homeowners’ gender, and confidence levels in taking action.

Figure 6.6 illustrates the architecture of value-trust exchange during an energy audit with

all the measureable variables from model 6.1 to model 6.5 included. Each group of variables is

broken down into measureable options for further analysis using linear mixed effects models as

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described in Table 6-1. Table 6-1 presents categories of measurable variables against the internal

scaled outcome, which is “When to implement the energy improvements?” Allowed values for

the outcome are “Already done,” “Will do it in 3 months,” “Will do it in a year,” and “Will never

do it.” The scale and computation of these variables is addressed in Chapter 4.4.

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Homeowner’s

overall trust

Homeowners’ intention

to implement energy

improvements

Constraints on

energy

improvements

Save Utility costs

Return of Investment

Affordable

Safety/ Health/

Comfort Information/ Skill

Homeowners’

Characteristics Worldview

Gender

Confidence

level

Audit

Processes &

Recommendat

ion

Priority of

recommendations

Cost categories of

recommendations

8 Trust

Attributes

Figure 6.6 Categorical variables in each group to for the prediction of homeowners’ homeowners’ intention to implement energy improvement

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Table 6.1.Grouped variables are presented with measureable options

Variables Categories Measurement Approach

Trust attributes Competence, Customization, Reliability, Promptness, Similarity, Politeness, Empathy and Open & Effective Communication

Priority of recommendations selected by auditors

Top 1, Top 2, Top 3, Top 4, Top 5 recommendation

Cost categories of recommendations

Category 1 ( < $500) , Category 2 ( $500 ~ $1000) , Category 3 ($1000~$1500), Category 4 ($1500 ~ $3000), Category 5 ( >$3000)

Constraints of energy improvements

Save utility, Return of investment (ROI), affordable cost, increase safety/health/comfort, sufficient information/skill

Homeowners’ personal characteristics

Homeowners’ personal characters: gender, worldview, and confidence level.

The measurable variables are treated as fixed effects, while homeowners’ characteristics

are treated as random effects for the further linear mixed effect analysis. Random effects refer to

the individual specific effects that are uncorrelated with the independent variables. In this

research, homeowners’ characteristics were regarded as random effects while the random effects

can account for individual differences in response to an energy audit, for example, each person

receive an in-house walkthrough with different occasions, the fixed effect estimates the effect of

energy audit to energy improvements, the random effects refers to the allowance of each person

to respond differently.

6.1.1 Linear Mixed-Effects Models

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Linear mixed-effects models are usually used for repeated measurements on the

same statistical units or where measurements are made on clusters of related statistical units. A

mixed-effects model consists of two parts: fixed effects and random effects. Fixed-effects terms

are usually the conventional linear regression part and the random effects are associated with

individual experimental units drawn at random from a population. The standard form of a linear

mixed-effects model is presented as equation 6.1: (Jiang, 2007)

y = Xβ⏟fixed

+ Z⍺⏟random

+ ε⏟error

6.1

Where

y is a vector of observation,

X is a matrix of known covariates

β is a vector of unknown regression coefficients, which are often called the fixed

effects,

Z is a known matrix.

⍺ is a vector of random effects,

ε is a vector of errors.

In this research, observed variables such as selected trust attributes, constraints of energy

improvements, homeowners’ overall trust level in the energy audit, homeowners’ personal

characteristics, cost category, and priority of recommendations are presented as fixed effects

while the randomly signed-up and unknown homeowners are treated as random effects.

Methods of Data Analyses, Model Collinearity and Model Fit 6.2

This research used a combination of multivariate modeling techniques to analyze the

sample data set. Both simple linear regression and linear mixed effects models (MEM) were

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calculated to determine the relationships between grouped variables related to energy audit

processes and audit outcome. Techniques of collinearity statistics and model fit (AIC &BIC) were

applied to select appropriate variables for the mixed effect model analysis.

Collinearity statistics was applied to assess variance inflation factor (VIF) for selecting

appropriate variables for the statistical analysis. VIF measures how much the variance of the

estimated regression coefficients are inflated as compared to predictor variables that are not

linearly related. VIF is used to describe how much multicollinearity (correlation between

predictors) exists in a regression analysis. A rule of thumb is that if the VIF is greater than 10, the

predictors are highly correlated, which means the predictors must be discarded from the model.

This data analysis also applies to the model selection techniques: Akaike’s Information

Criterion (AIC) and Schwarz’s Bayesian Information Criterion (BIC) evaluate model candidates

for mixed effects model analysis. AIC and BIC are the most comment penalized-likelihood

criteria for model selection. AIC estimates the difference between the likelihood function of a

candidate model and the true likelihood function that generated the data, which is unknown. BIC

assumes that there are a fixed number of models available and that one of these models is the true

model. BIC is sometimes preferred over AIC because a low BIC means that the model is

considered to be close to the true model while a low AIC means that the model is more likely to

provide a likelihood function closer to the truth. (Dziak, Coffman, Lanza, & Runze, 2012)

a. Initial Analysis of Data Reliability with Simple Linear Regression

Before analyzing the multiple relationships within the home energy audit with a linear

mixed effects model, a simple linear regression technique was applied to evaluate the reliability

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of the grouped variables presented above. Forty-six response questionnaires were used to analyze

the trust attributes and constraints on energy improvements compared with homeowners’

implementations of energy improvements as four relationships: (A), (B), (C) and (D) (Figure 6.7):

(A) the relationship between selected trust attributes and homeowners’ overall trust

level of the home energy audit.

(B) the relationship between selected trust attributes and homeowners implementation

of energy improvements, and

(C) the relationship between practical constraints on energy improvements and

homeowners’ intention to implement energy improvement.

(D) the relationship between homeowners’ characteristic and implementation of

energy improvements

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Homeowner’s

overall trust

Homeowners’ intention

to implement energy

improvements

Constraints on

energy

improvements

Save Utility costs

Return of Investment

Affordable

Safety/ Health/

Comfort Information/ Skill

Homeowners’

Characteristics Worldview

Gender

Confidence

level

Audit

Processes &

Recommendat

ion

Priority of

recommendations

Cost categories of

recommendations

8 Trust

Attributes

(A) R2 = 65.3%

(B) R2 = 32.98%

(C) R2 = 36.58%

(D) R2 = 0.077%

Figure 6.7 Model 6.4 accumulates groups of measurable variables to study the comprehensive influences of homeowners’ actions to energy

improvements.

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Figure 6.7 presents the preliminary framework for this simple regression test with R-

squared (R2) to test the goodness of fit of the linear model. The test of R

2, collinearity and Normal

probability plot are presented below to assess reliability of each relationship. R2 is used to test

the goodness of fit to the linear model, the collinearity statistics of grouped variables are used to

test the correlations between variables, and the normal probability plot is used to test the normal

distribution of residuals. Minitab was employed to determine the following relationships:

Relationship A Summary

S R-sq R-sq(adj) R-sq(pred)

0.324732 65.30% 57.37% 37.11%

Coefficients

Term VIF

Constant

Competence 3.81

Customization 2.90

Reliability 4.51

Promptness 3.65

Similarity 6.78

Politeness 5.85

Empathy 1.42

O&E Communication 10.72

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Figure 6.8.Normal Probability Plot (left) and Histogram (right) – trust attributes against

homeowners’ overall trust level of home energy audit

The R2 value of 65.3% reveals a strong relationship between the selected trust attributes

and homeowners’ overall trust level in this model. There are indicators of collinearity of

predictors. As a rule of thumb, if VIF is more than 10, then the predictor from the model is

discarded and in this case the VIF of the predictor “Open & Efficient Communication” is 10.72.

This indicates that there is high collinearity with other predictors, and this predictor should be

discarded. Figure 6.8 presents the normal probability plot (left) and histogram (right) of the data,

the plotted points follows the straight line, while the histogram appears normal in this regression

model.

Relationship B Summary

S R-sq R-sq(adj) R-sq(pred)

0.150501 32.98% 13.84% 0.00%

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Coefficients

Term VIF

Constant

Competence 4.08

Customization 3.21

Reliability 6.27

Promptness 4.47

Similarity 5.69

Politeness 5.58

Empathy 1.36

O&E Communication 11.33

Figure 6.9.Normal Probability Plot (left) and Histogram (right) – trust attributes against

homeowners’ actions to energy improvements

Similarly to Relationship A, relationship B has an R2 value of 32.9%, suggest that 32.9%

of the variation in the response variable (homeowners’ intention to implement energy

improvement) can be explained a linear relationship with the predictors (trust attributes).

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Meanwhile, the VIF of predictors “Open & Effective Communication” is 11.33, which again

requires it be discarded. Figure 6.9 shows that the plotted points follow the straight line, while the

histogram appears normal in this regression model.

Relationship C Summary

S R-sq R-sq(adj) R-sq(pred)

0.316073 36.58% 34.93% 32.48%

Coefficients

Term VIF

Constant

Saving utility 2.36

ROI 2.33

Affordable cost 1.42

Living upgrade 1.35

Information Skill 1.45

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Figure 6.10.Normal Probability Plot (left) and Histogram (right) – constraints of energy

improvements against homeowners’ actions to energy improvements

The result for relationship C reveals the R2 value of 36.6%, which suggests 36.6%

variation in the response variable (homeowners’ action to energy improvement) can be explained

by constraints on energy improvements. The VIF of the predictors (variable of audit

recommendations-saving utility, return of investment, affordable cost, living upgrade and

information and skill) are smaller than 10, which means none of the predictors must be

discarded. Figure 6.10 shows that the plotted points follow the straight line, while the histogram

appears normal in this regression model.

In addition to the trust attributes and constraints on energy improvements, the variables of

homeowners’ worldview, gender, and confidence levels are also studied for influence of

homeowners’’ actions as relationship D in Figure 6.7. The R2 value of 0.077 shows that the

homeowners’ characteristics, such as worldview, confidence level and gender as defined in this

approach have very limited connection to homeowners’ intentions to implementation of energy

improvements.

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Mixed effects model selection with SPSS 6.3

In addition to test the reliability of grouped variables, AIC and BIC indices are also

applied to evaluate the model fit of mixed effect models. Several of model candidates are

provided in Table 6.2 with corresponding AIC, BIC, and the groups of variables. AIC and BIC

are two measures of the relative quality and truth of the model. AIC tries to select the model that

most adequately describes an unknown, high dimensional reality while BIC tries to find the true

model among a set of candidates. Smaller values of AIC and BIC are expected to indicate better

models. When fitting models, it is possible to increase the likelihood by adding parameters but

doing so may result in overfitting. Overfitting generally occurs when a model is excessively

complex, such as having too many parameters relative to the number of observations (James,

G.2013).

Table 6.2. Summary of candidate models with corresponding AIC, BIC, and grouping

predicators.

Groups of Predictors

Model # of variables

AIC BIC Homeowner Trust

Attributes

Constraints Overall Trust

Cost + Priority

A 31 139 145 x x x x x

B 26 203 210 x x x x

C 23 133 139 x x x

D 24 123 130 x x x x

E 21 199 205 x’ x x

F 25 134 140 x x x x

N=230. x in the column of trust attribute includes Competence, Customization, Reliability, Promptness,

Similarity, Politeness, Empathy and Open and Effective communication. x’ in the column of trust attributes =

Competence, Customization, Reliability, Promptness, Similarity, Politeness and Empathy.

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Model A contains all of the groups of predicators in the model, which include

homeowners’ personal characteristics, seven trust attributes, constraints on energy improvements,

homeowners’ overall trust level of home energy audits, cost categories, and the priority of

recommendations. Although the values of AIC (139) and BIC (145) are relatively low, with 31

variables this model is overfitting. Compared with Model A, Model B excludes the constraint on

energy improvements group and results in higher AIC (203) and BIC (210), which indicates that

the constraints on energy improvements are critical factors in the model. Model C includes the

predictors of homeowners’ personal characteristics, constraints on energy improvements, cost

category, and priority of recommendations. Model D includes the predictor groups in model C

and the homeowners’ overall trust level in the home energy audit. The resulting AIC (123) and

BIC (130) are both slightly lower than for model C, which means homeowners’ overall trust level

should be critical predictors in this model. Compared with model A, model E removes the

predictors of homeowners’ personal characteristics and results in smaller values of AIC (134) and

BIC (140), indicating the difficulty of expressing homeowners’ characteristics in this model.

Model E and F were selected as the fittest models for the mixed effects model analysis due to the

investigation of critical predictors. Model E (AIC-199, BIC-205) employs the concept of studying

value-trust exchange in home energy audits and contains predictors of eight trust attributes,

homeowners’ overall trust level of the home energy audit, cost category, and priority of

recommendations. The model F (AIC-134, BIC-140) includes the critical predictors of this trust

research: the trust attributes constraints on energy improvements, homeowners’ overall trust level

in the home audit, cost category, and priority of recommendations.

As noted above, forty-six valid surveys were collected for this research in which each

homeowner was asked to provide feedback on five recommendations, and thus forty-six

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responses can be expanded into a two hundred data point sample for the mixed effects model

analysis. However, in order to expand the data set, the priority of recommendation was set up as a

prerequisite for the mixed effects model. Additionally, cost category of each recommendation

was counted as one of the predicators. The calculated mixed effects model E and F are presented

in Figures 6.11 and 6.12.

6.3.1 Interpretation of the mixed effects model E

Model E (Figure 6.11) includes grouped attributes of trust, priorities of recommendations,

cost categories of recommendations, and homeowner’s overall trust level of the energy audit to

predict homeowners’ intention to implement energy improvement. Figure 6.11 presents the model

diagram and relationships between grouped variables. Table 6.3 displays the summary of the

fixed effects with highlighted significant variables (p < 0.05). The significant variables that

influence homeowners’ intention to implement energy improvement include “Customization (p =

0.002)”, “Similarity (p = 0.028)”, “Open and effective communication (p = 0.028)”, as well as

“Priority of recommendations (p = 0.001)” and “Cost category of recommendations (p = 0.011)”.

However, as discussion in the simple regression relationships A and B, the trust attribute “Open

and Effective Communication” had the VIF value greater than 10 and is discarded.

Table 6.4 presents the estimates of effects table that is produced by choosing “parameter

estimates” under statistics for categorical variables. In model E, “cost category 5

recommendations” and “priority of recommendation = 5” were both set up as the baseline to

compare variables in the same group. Therefore, the intercept value of 0.746502 represents

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homeowners’ intention to implement energy improvement for cost category 5 recommendations

in the top 5 recommendations.

The intercepts for cost categories 1, 2, and 3 are shown to be significant relative to the

baseline cost category 5 (p < 0.05), which means that homeowners are more likely to implement

energy improvements if the recommendations are in the cheaper cost categories category 1 (less

than $500), category 2 ($500~1000), and category 3 ($1000~1500). Similarly, priority of

recommendation 1, 2, and 3 are shown to be significant relative to the baseline priority of

recommendation 5 (p < 0.05). This means that homeowners are more likely to implement energy

improvements when these recommendations were prioritized as the Top 1 (p=0.000), Top 2

(p=0.000), or Top 3 (p= 0.044) recommendation based upon feasibility and homeowners

preference. A complete diagram of the model E that includes all paths and variable paths is

provided in Appendix B.

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Homeowner’s

overall trust

Homeowners’ intention

to implement energy

improvements

Audit

Processes &

Recommendat

ion

Priority of

recommendations

Cost categories of

recommendations

Competence

Customization

Reliability

Promptness

Similarity

Politeness

Empathy

O&E

Communication

P=0.865

P=0.002

P=0.993

P=0.154

P=0.028

P=0.133

P=0.434

P=0.028

P=0.07

P=0.001 P=0.011

Figure 6.11 Mixed effect model E with eight trust attributes, homeowners’ overall trust of home energy audit and cost category and priority of

recommendations to against to homeowners’ action to energy improvements.

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Table 6.3. Type III tests of fixed effects for the mixed effects model E

Source df F Sig.

Intercept 1 13.421 .000

Cost Category 4 3.376 .011

Priority of recommendation 4 5.152 .001

Competence 1 .029 .865

Customization 1 9.866 .002

Reliability 1 .000 .993

Promptness 1 2.044 .154

Similarity 1 4.916 .028

Politeness 1 2.275 .133

Empathy 1 .616 .434

Overall trust level 1 3.310 .070

O&E Communication 1 4.918 .028

Table 6.4. Estimates of fixed effects for model E

Parameter Estimate Std. Error t Sig.

Intercept .746025 .302867 2.463 .015

[Cost Category=1] .302802 .090433 3.348 .001

[Cost Category=2] .275094 .136147 2.021 .045

[Cost Category=3] .186643 .094890 1.967 .051

[Cost Category=4] .131943 .111963 1.178 .240

[Cost Category=5] 0b 0

[Priority of recommendation=1] .286057 .080323 3.561 .000

[Priority of recommendation=2] .287903 .080327 3.584 .000

[Priority of recommendation=3] .162050 .080086 2.023 .044

[Priority of recommendation=4] .063682 .079011 .806 .421

[Priority of recommendation=5] 0b 0

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Interpreting the results for the mixed effects model F

In addition to model E’s predictors, model F (Table 6.5) includes the constraints on

energy improvements, which focuses attention on the influence of the significant variables on

homeowners’ intention to implement energy improvement. Figure 6.12 presents the diagram of

the model with grouped variables and relationships. Compared with the selected trust attributes in

a home energy audit, the constraints on energy improvements have a significant effect on

homeowners’ implementation of energy improvements, such as “Return on investment (p =

0.000)”, “Affordable cost (p = 0.005)”, “Information and skill (p = 0.001)”, “Homeowners’

overall trust level of energy audit (p = 0.035)” and “Cost category of recommendations (p =

0.030)” all are shown to have a significant effect on homeowners’ intention to implement energy

improvement. This means that when homeowners consider taking actions for the energy

improvement of their home, they are more likely to focus on the return of investment, affordable

cost of the investments, and the information and skill to implement improvements. These results

also reflect the intuitive response one would expect from homeowners and indicate the survey

instrument is capable of producing useful results.

Table 6.6 presents the estimates of effect produced by choosing “parameter estimates”

under statistics for categorical variables. Similar to model E, “cost category = 5” and “priority of

recommendation = 5” were set up as baselines to compare other categorized variables. Thus,

when comparing the categorical variables to the baseline (cost category 5 and priority of

recommendations 5), cost category 1 (p= 0.001), 2 (p=0.059), and 3 (p=0.027) have significant

effect on homeowners’ intention to implement energy improvement, which means that

homeowners are more likely to invest in energy improvements when the recommendations cost

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less than $1500 (category 1 is less than $500, category 2 is in the range $500~$1000, and

category 3 is in the range $1000~$1500).

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Homeowner’s

overall trust

Homeowners’ intention

to implement energy

improvements

Audit

Processes &

Recommendat

ion

Priority of

recommendations

Cost categories of

recommendations

Competence

Customization

Reliability

Promptness

Similarity

Politeness

Empathy

P=0.627

P=0.849

P=0.201

P=0.457

P=0.418

P=0.198

P=0.762

P=0.035

P=0.564 P=0.030

Return of

Investment

Affordable

Cost

Safety/ Health/

Comfort

Information

/ Skill

Save

Utilities

P = 0.675 P = 0.000 P = 0.005 P = 0.97 P = 0.001

Constraints of

energy

improvements

Figure 6.12 Mixed effect model F of seven trust attributes, constraints of energy improvements, homeowners’ overall trust of home energy

audit and cost category and priority of recommendations.

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Table 6.5. Type III tests of fixed effects for the mixed effects model F

Source df F Sig.

Intercept 1 .373 .545

Cost Category 4 2.746 .030

Priority of recommendation 4 .744 .564

Saving utility 1 .176 .675

ROI 1 20.463 .000

Affordable cost 1 8.183 .005

Living upgrade 1 2.800 .097

Information /Skill 1 11.546 .001

Competence 1 .241 .627

Customization 1 .037 .849

Reliability 1 1.697 .201

Promptness 1 .568 .457

Similarity 1 .671 .418

Politeness 1 1.725 .198

Empathy 1 .093 .762

Overall trust level 1 4.840 .035

Table 6.6. Estimates of fixed effects for model F

Parameter Estimate Std.

Error df t Sig.

Intercept -.008539 .306914 35.445 -.028 .978

[Cost Category=1] .259171 .079903 168.772 3.244 .001

[Cost Category=2] .223278 .117575 170.831 1.899 .059

[Cost Category=3] .181550 .081226 170.141 2.235 .027

[Cost Category=4] .152629 .095482 167.098 1.599 .112

[Cost Category=5] 0b 0

[Priority of recommendation=1] .039294 .069189 150.712 .568 .571

[Priority of recommendation=2] .095760 .067918 147.502 1.410 .161

[Priority of recommendation=3] .034297 .065961 145.688 .520 .604

[Priority of recommendation=4] -.007011 .065471 145.060 -.107 .915

[Priority of recommendation=5] 0b 0

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6.3.2 Summary of mixed effects models E and F

Part 1 of chapter 6 discussed the analysis of the results of the survey questionnaire. A

series of models were developed and evaluated via statistical techniques (VIF, AIC/BIC). Model

E contains variables of trust attributes, categories of recommendation cost and priority, and

homeowners’ overall trust level. Analysis results indicate that the trust variables “Customization”

and “Similarity” are significant contributors to homeowners’ intention to implement energy

improvements, which means that homeowners are more likely to implement energy

improvements of his/ her home when they believe that energy audit is customized to their issues

and their concerns are being heard.

However, when the model is extended to include practical constraints on implementations

of energy improvements, the result of model F indicates that the constraints of “Cost of

investments”, “Return of investment”, “Affordable cost”, “Information and skill to conduct

energy improvements”, and “Overall trust level of energy audit” are the significant factors that

influence homeowners’ actions. This result implies that when faced with practical constraints

upon their ability to implement energy improvements, they focus on the cost of the

improvements, the information needed to carry out the improvements, and the trust relationship

with the auditor. Also, potentially owing to the small size of the dataset, the variables of

homeowners’ personal characteristics (such as gender, worldview, and confidence level in the

energy audit) are not a significant influence on homeowners’ intention to implement energy

improvements,

In summary, the following statements characterize the results of the data analysis in terms

of the variables found to most influence intention to implement improvements.

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Considering only the audit process (Model E), the following factors are significant:

Customized solutions to homeowners’ energy issue

Homeowners are being heard and see similarities in the situations of others.

Considering the audit process and practical constraints (Model F), the following factors

are significant:

Investment is affordable with the cost less than $ 1500.

Homeowners understand the return on investment of the upgrade

Homeowners have sufficient skill and information to conduct energy

improvements.

Homeowners have higher trust relationships with auditors and the

recommendations.

Part 2: Home Energy Audit Recording Analysis

Part 2 seeks to characterize interactions during the audit process that could help to build

trust relationships with homeowners. Thirty in-house energy audits were recorded to study time

and effort spent. Studying the interactions with homeowners and the length of time spent on

selected trust variables is performed to more deeply examine how auditors can build trust

relationships with homeowners, ultimately leading to taking action to enhance the energy

efficiency of their homes. Two analyses of in-home audit recording data are presented; including

(1) the analysis of time spend in variable zones of the home, and (2) the analysis of the types and

distribution of value-trust exchanges distributed through audit processes.

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The time period spent on each house zone was tracked on audit recordings, to study time

period spent on which house zone during an in-house audit, and auditors were required to name

the zone when entering the categorized spaces to record the time of entry. Equation 5.1 is used to

calculate the proportion of time spent on each zone.

Percentage zone = 𝑇𝑖𝑚𝑒 𝑠𝑝𝑒𝑛𝑡 𝑜𝑛 𝑐𝑎𝑡𝑒𝑔𝑜𝑟𝑖𝑒𝑑 𝑧𝑜𝑛𝑒𝑠 𝑜𝑓 ℎ𝑜𝑢𝑒𝑠

𝑂𝑣𝑒𝑟𝑎𝑙𝑙 𝑡𝑖𝑚𝑒 𝑠𝑝𝑒𝑛𝑡 𝑜𝑛 𝑎𝑛 𝑖𝑛−ℎ𝑜𝑢𝑠𝑒 𝑎𝑢𝑑𝑖𝑡

Table 6.7 indicates the average time in minutes and proportion of time in percentage

spent on each space zone of thirty audit houses with the NELC energy audit. The data reveal that

the average time spent on an in-house audit is 86.51 minutes, of which 32 minutes were spent on

interview, 12 minutes on exterior walkthrough, 4.1 minutes on the garage, 10.7 minutes on

basement (or mechanical room) walkthrough, 14.4 minutes on the first floor (living room,

kitchen, etc.), 8.7 minutes on the second floor (bedrooms and bathrooms), and 4.3 minutes on the

attic.

Table 6.7.The average time in minutes and proportion of time in percentage spent on each

space zone of thirty audit houses.

Total Time

Interview Duration

Exterior Duration

Garage Duration

Basement Duration

First Floor Duration

Second Floor

Duration

Attic Duration

mins 86.51 32.03 12.1 4.16 10.72 14.41 8.71 4.32

% 100% 37.03% 13.99% 4.81% 12.4% 16.66% 10.07% 5.05%

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An initial regression is provided to indicate the relationship between time spent on home

zone of collected data and homeowners’ intention to energy improvement. Model G applies the

linear regression to study the relationship between homeowners’ intention of energy

improvements and “time spent on each house zone: interview, exterior, interior, garage,

basement, first floor, second floor and attic”. Low value of R2 (4.15%) reveals that the model G

has very limited fitness to indicate the relationships between “time spent on each house zone” and

“homeowners’ implementations of energy improvements”. Meanwhile, the summary of model G

also refers that time spent on house zone does not reveal significant effect on homeowners’

intention of energy upgrade, since the P-value of each zones are greater than 0.05 with high

collinearity (VIF > 10).

Time spent on

each zones

T_Intervie

T_Exterior

T_Garage

T_Basemen

T_1st Floor

T_2nd

T_Attic

Figure 6.13 Model G is created to indicate the relationships between “time (%) spent

on each zone” and “Homeowners’ intentions to implement energy improvements.

Homeowners’ intention

to implement energy

improvements

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Model G Summary

S R-sq R-sq(adj) R-sq(pred)

0.379813 4.15% 0.00% 0.00%

Coefficients

Term Coef SE Coef T-Value P-Value VIF

Constant -1.21 5.95 -0.20 0.840

T_ Interview 1.72 5.99 0.29 0.775 520.05

T_Exterior 2.22 6.16 0.36 0.719 120.50

T_ Garage 2.03 5.81 0.35 0.727 47.63

T_ Basement 2.12 5.70 0.37 0.711 91.09

T_First Floor 2.01 6.05 0.33 0.740 158.32

T_Second Floor 0.88 6.02 0.15 0.884 133.39

T_Attic 2.47 6.11 0.40 0.687 41.09

In addition, model G shows the difficulty to indicate the relationship between “time spent on

home zones” and “homeowners’ intention to implement energy improvements” because of the

high collinearity between each trust attributes and small size of data. The recording data also

reveal the difficulty to indicate the relationship between time spent on home zones and home

owners’ intention to energy improvements. Compare the survey data with the recording data of

home A and B. Homeowner A and homeowner B both have the worldview of Cautious

Conservative and have the similar size home. Three of the same recommendations of home

improvements were recommended to both homes, however, Fifty minutes were spent to complete

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an in-house audit with homeowner A, when ninety- one minutes were spent to complete home B

walkthrough. Homeowner A did present the relatively high level of trust relationship with auditor

and high interest to conduct energy improvements, while homeowner B presented relative low

trust relationship with auditors with less interest in conducting energy improvements of home

(Table 6.8. Completed survey of home A and home B can be found in appendix D). Various

variables, such as home size and homeowners’ concerns greatly vary homeowners’ intention to

implement energy improvement.

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Table 6.8 Cases comparison of in-house audits

Time spent on zones (minutes)

Name World View SQFT

# Bedroom

# Bathroom Interview Exterior Basement 1st floor 2

nd floor Attic Total time

A

Cautious Conserv

ative 1620 3 1 18 8 11 10 n/a 3 50

B

Cautious Conserv

ative 1950 3 1.5 35 16 11.5 19 8 1.5 91

Recommendations for Homeowner A (Implement time)

1. Insulate Attic (next 3 month)

2. Seal Ductwork (next 3 month)

3. Insulate water piping (next 3 month)

4. Insulate basement ceiling (next 3 month)

5. Weatherize door (next 3 month)

Recommendations for homeowner B (Implement time)

1. Insulate water pipe (month 3 month)

2. Weatherize door (next 3 month)

3. Insulate basement ceiling (no plan)

4. Add gas fireplace insert (no plan)

5. Upgrade to LEDs (next year)

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b. Interpretation of audit recording data

Part 2 discusses the data from collected audit recordings, revealing “how much time has

spent on each zone and the type of trust attributes to contribute to auditing performance. To

quantitatively study time spent on particular trust attributes during an in-house audit, three coding

layers were constructed with StudioCode. The first layer is the total time spent on in-house audit

(without the interview), which varies from 40 minutes to 108 minutes. The second layer addresses

the time spent on value dimensions: objective value, subjective value, and non-value. The third

layer contains the categories of trust attributes underneath the value dimensions. The system

records not only the period of time spent on each category, but also calculates the proportion

between time periods. Therefore, the same system is applied and presented in a manner of

percentage format, which addresses time spent on each trust attribute over the overall time of an

in-house audit. Equation 6.2

Percentage trust attributes = 𝑇𝑖𝑚𝑒 𝑠𝑝𝑒𝑛𝑡 𝑜𝑛 𝑜𝑛𝑒 𝑡𝑦𝑝𝑒 𝑜𝑓 𝑡𝑟𝑢𝑠𝑡 𝑎𝑡𝑡𝑟𝑖𝑏𝑢𝑡𝑒

𝑂𝑣𝑒𝑟𝑎𝑙𝑙 𝑡𝑖𝑚𝑒 𝑠𝑝𝑒𝑛𝑡 𝑜𝑛 𝑎𝑛 𝑖𝑛−ℎ𝑜𝑢𝑠𝑒 𝑎𝑢𝑑𝑖𝑡 6.2

The thirty in-house audits were recorded during late March to early July, 2015. Excluding

the interview time (average 32 minutes), the average time spent on an in-house walkthrough is

55.35 minutes, of which nearly 30 minutes were spent on generating objective value, 21 minutes

spent on generating subjective values, and nearly 5 minutes is wasted on non-value activities, as

shown in the Table 6.9. Meanwhile, Table 6.9 also states that 54% of time is spent on Objective

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value, while 46.8% of time is spent on Competence, 3.6% of time is spent on Customize, 4% of

time is spent on Reliability and 0.2% is spent on Promptness. The major reason results are

skewed toward Competence is that the in-house audit is typically treated as a technical service,

which relies heavily on auditors’ skills and knowledge to inspect components as a check list. The

proportion of time spent on Customization, Reliability, and Promptness are relatively low because

opportunities to generate these three trust attributes are random and depend upon the

environment. A similar phenomenon occurs with subjective value (36.3%) – most of the time is

spent on communication (29.9%) to understand the house conditions and homeowners’

preferences and concerns, while a smaller proportion of time is spent on the trust attributes of

Similarity (1.4%), Empathy (0.5%) and Politeness (4.6%). In addition to time spent on trust

attributes, 9% of audit time is spent transferring between zones and waiting, which contributes to

no value in each case.

Table 6.9. The average time spent on each trust attribute in an in-house audit.

Total Time: 55.35 mins (100%)

No-Value: 4.95 mins (9.1%)

Objective

Value Competence Customization Reliability Promptness

29.75 26.40 2.00 2.24 0.14

(54.6%) (46.8%) (3.6%) (4.0%) (0.2%)

Subjective

Value Similarity Empathy Politeness Communication

20.82 0.74 0.24 2.47 18.09

(36.3%) (1.4%) (0.5%) (4.6%) (29.9%)

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Analysis of audit recording data 6.4

To study the relationship between “building trust during the audit” and “time spent on

trust attributes,” linear regression techniques are applied to analyze the thirty in-house audit

recordings. Owing to the different periods of time required to complete each in-house audit, the

time spent on each trust attribute was converted into percentages of overall time spent on an in-

house audit. The audit recordings are mainly used to indicate the extent to which “time spent on

trust attributes” can contribute to, (1) homeowners’ overall trust level of energy audit or (2)

homeowners’ intention to implement energy improvement as shown in Figure 6.13.The

contributions are analyzed as relationships H and I with linear regression analysis.

Relationship I Summary – Time spent on trust attributes vs. homeowners’ overall

trust level of energy audit

Time spent on

trust attributes

(I)

(J)

Figure 6.14 Mode H, Relationship I and J discuss the relationships between "time

spent on trust attributes" and homeowners' overall trust level" and "intentions to energy

improvements"

Homeowners’ intention

to implement energy

improvements

Homeowner’s

overall trust

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S R-sq R-sq(adj) R-sq(pred)

0.401155 27.40% 25.33% 23.13%

Coefficients

Term Coef SE Coef T-Value P-Value VIF

Constant 3.687 0.114 32.26 0.000

T_Customization 4.59 1.04 4.42 0.000 1.11

T_Promptness -28.29 8.12 -3.48 0.001 1.19

T_Politness -4.25 1.15 -3.69 0.000 1.08

T_Communication 0.394 0.260 1.51 0.132 1.07

Regression Equation

Overall trust level = 3.687 + 4.59 T_Customization - 28.29 T_Promptness -

4.25 T_Politness + 0.394 T_Communication

Based on the analysis of the thirty recorded energy audits, the R2 value indicates that

27.4% of the response variable variation is explained by the Relation I. Three trust attributes are

shown to be significant as the result of the Relation I in the linear regression analysis. These are

“Customization (p= 0.000)”, “Promptness (p= 0.001)”, and “Politeness (p= 0.000)”. Furthermore,

the sign of the coefficients indicates that spending more time on the trust attribute of

“Customization” and less time on responding to homeowners (Promptness) and Politeness results

in better trust levels between homeowners and auditors during the in-house audit.

Relationship J Summary- Time spent on trust attributes v.s. homeowners’

intentions to make energy improvements.

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S R-sq R-sq(adj) R-sq(pred)

0.389431 1.14% 0.00% 0.00%

The summary of relationship J shows a low goodness-of-fit rate (R2 of 1.14%) to explain

the variability of the response data around its mean. Additionally, no significant trust attributes

were found in the analysis between time spent on trust attributes and the homeowners’ intention

to implement energy improvements (Relation J). Detailed data can be found in the appendix C.

Based on these results, the subsequent analysis is focused on the Relation I to explore

relationships between survey data and recording data.

Interpretations of audit recording analysis

Model F indicates that practical constraints of energy improvements have much more

significant influence on homeowners’ intention to implement energy improvements than trust

attributes, homeowners’ overall trust level of the energy audit still plays an significant role (P =

0.035) on homeowners intentions. When Relation H indicates time investments on

Customization, Promptness, Politeness and Communication may vary the trust relationship with

homeowners.

In light of this result, a combined analysis of model E, F and H is explored to detect the

influence of more specific interactions during an in-house energy audit. This combined analysis is

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shown in Figure 6.14. The combination of models E, F and H shows that “time spent on trust

attributes” could increase homeowners’ trust level of energy audit, as well as actions.

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Homeowner’s

overall trust

Homeowners’ intention

to implement energy

improvements

Audit

Processes &

Recommendat

ion

Cost categories of

recommendations

P=0.035

P=0.030

Return of

Investment

Information

/ Skill

Affordable

Cost

P = 0.005 P = 0.000 P = 0.001

Constraints of

energy

improvements

Figure 6.15 Combined results of Model E,F and H to present (1) significant factors, (2) time spent on significant trust attributes can increase

homeowners' implementations of energy improvements of their homes.

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Model E reveals that the specific trust attributes “Customization”, “Similarity”, and

“Open and effective communication” contribute to homeowners’ intention to implement energy

improvement (the trust attributes in bold print in Figure 6.14). Model H reveals more time spent

on the trust attribute “Customization” and verses time spent on the trust attributes “Promptness”

and “Politeness” contributes to homeowners’ overall trust level of the energy audit. In Figure

6.14: “+” indicates more time is needed and “-” means that less time is needed to contribute to

homeowners’ overall trust level.

Figure 6.14 summarizes the significant factors influencing homeowners’ intention to

implement energy improvements and provides a response to the research question: “What factors

contribute to homeowners’ intention to implement energy improvements?” In addition to cost

related factors, such as “Return on investment,” “Affordable cost of investment” and “Enough

information on energy improvements,” having a trust relationship between homeowners and

auditors, providing customized service, and sharing similar experiences or concerns in response

to homeowners’ energy issues are also found to be significant factors influencing homeowners

intention to take action. The approach to generate trust relationships with homeowners during an

in-house audit could thus be focused on spending more time on customized auditing services so

that the homeowner receives solutions that specifically meet their unique conditions.

Homeowners are more likely to trust the audit team when they responded in the shorter time

(promptness) with more technical conversations over politeness. More specific, examples of

interactions engaged in building trust relationship were observed and summarized from in-house

audit recordings and presented as Table 6.10 :

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Table 6.10 Summary of observed interactions in the in-house audit that were found to

contribute to homeowners' intention to implement improvements.

Significant trust attributes Interactions observed in the in-house audit

Customization Discussing kitchen ideas based on home and desires

Suggest and explain weather-strip based on needs

Recommend choices of insulation for this home

Similarity

Compare other experiences and the design of cat-door

Discuss other homes and their blind issues for high windows, and what solutions we recommended.

Discuss other local home and what we have witnessed compared with their home

Politeness

Compliments on homeowners’ safety habits and features

Show respect and appreciation to have auditors in homes

Ask do homeowners have other questions that haven’t be discussed

Ask about family members

Ask homeowners about taking off shoes before enter home

Ask to close the door after checking the room

Thank you & goodbye

Promptness Present reactions to homeowners’ questions

Indicate follow-up research is required to answer homeowners’ questions

Chapter Summary 6.5

Chapter 6 presents systematic approaches to measure grouped variables related to value-

trust exchange in in-house audit through surveys and audio recording. A series of frameworks

were created to study the value-trust exchange in home energy audits and homeowners’ actions to

enact energy improvements presented. Statistical analysis of survey data reveals that variables,

such as “return on investment,” “affordable cost,” and “sufficient information and skills” are the

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significant factors to enhance homeowners implementing home improvements. Furthermore, the

analysis of data from in-house recordings and the relationships between survey results and the

auditing recordings also indicate that homeowners’ overall level of trust can be increased through

time spent on customizing solutions to energy issues and immediate response to homeowners.

The instances that generate trust through interactions between homeowners and audits were also

be observed and summarized for improving audit processes.

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Chapter 7

Conclusions

This chapter summarizes the key findings, contributions, and limitations of this research.

This research includes the development of a value-oriented approach to home energy audits based

on a framework created to describe value-trust exchange during the audit process. Groups of

latent factors affecting the intention to implement energy improvements are defined. In-house

audit processes were recorded and measured systematically to identify the significant factors that

contribute to homeowners’ intention to implement energy improvements. The significant findings

from the mixed effects model calculation are presented and discussed relative to in-house audit

practices. Research limitations and potential opportunities of future work are also presented.

Summary of Findings 7.1

An examination of the home energy audit process was conducted in this research. The

NELC energy audit approach emphasizes value-oriented audit performance, which centers on a

value-trust exchange during the auditing processes. Measurable variables of value-trust exchange

were reviewed in literature and industrial practices and selected to investigate the interactions and

trust relationships between homeowners and auditors in an energy audit.. This research

demonstrates that differences in auditing processes, interactions between auditors and

homeowners, and the types of recommendations of energy improvements influence homeowners’

intentions to act upon recommendations. Audit processes that accumulate a greater numbers of

trust exchanges were also found to improve homeowners’ intention to implement energy

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improvements. A structured framework was developed and assessed to investigate the impact of

grouped variables in audit processes. This research used data from forty-six questionnaire

surveys and thirty in-house audit recordings, providing two methods to measure value-trust

exchange in an audit. The survey focuses on homeowners’ post-audit evaluation and was found to

be a useful instrument in evaluating the results of an audit from the perspective of the customer.

The in-house audit recording focuses on capturing real-life value-oriented interactions that

contribute to trust relationships between homeowners and auditors.

The indicators to assess these interactions involved groups of variables classified as: (1)

Audit processes and recommendation, (2) Homeowners’ overall level of trust, (3) Constraints on

energy improvements, (4) Characteristics of homeowners and (5) Time spent on trust attributes.

Variables of “Audit processes and recommendations” were used to evaluate value-trust exchange

in an in-house audit with priority and cost categories. Homeowners’ overall trust level of the

energy audit was used to assess homeowners overall trust relationship with the auditing team.

Variables of Constraints of energy improvements were used to indicate practical concerns related

to intention to implement home energy improvements. Variables of Characteristics of

homeowners” refer to latent differentiations between homeowners’ worldview, gender, and

confidence level of energy improvements in real life.

The relationships between grouped variables were analyzed by linear regression and

mixed effects model analysis. Linear regression is used to assess the reliability of grouped

variables, while the mixed effects model is used to detect significant variables influencing

homeowners’ implementation of home improvement in different situations:

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a) How the audit process (trust attributes, priority and cost category of recommendations)

and homeowners’ overall trust level of energy audit influence homeowners’ intention to

implement energy improvements (model E).

b) How constraints on energy improvements and the groups indicators in model E influence

homeowners’ intention to implement energy improvements (model F).

Measurable variables were initially chosen and studied with a simple linear regression,

which indicates reliability of trust variables, latent characteristics of homeowners in the in-house

audit and recommendation processes. Seven out of eight trust attributes and five out of five

constraint variables present reliable influence (VIF < 10) upon the homeowners’ implementations

of energy improvement. The linear regression demonstrates the relationship between audit

variables and homeowners’ implementations of energy improvements are summarized:

1) Trust attributes for audit processes: Eight trust attributes were selected from theoretical

and industrial research and tested with linear regression. Seven out of eight trust

attributes reveal reliable influences (VIF <10) with relatively high explanation rate of

either homeowners overall trust level of energy audit (R2 = 65.3%) and implementations

to energy improvements (R2 = 32.98%). Those attributes are “Competence”,

“Customization”, “Reliability”, “Promptness”, “Similarity”, “Politeness”, and “Empathy”.

2) Constraints on energy improvements: Five constraints on energy improvements present

reliable impact (VIF < 10) in homeowners’ actions with the overall variation explanation

rate R2=36.58%. The variables are “Utility savings”, “Return of investment”,

“Affordable cost”, “Increase safety/ health/comfort”, and “Sufficient information and

skill”.

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In addition to determining the reliability of variables for further analysis, the mixed

effects model presents a comprehensive overview of relationships among grouped variables and

homeowners’ actions. Model E reveals trust attributes of “Customization (P = 0.002)”,

“Similarity (P = 0.028)” and “Communication (P = 0.028)” have significant impact on

homeowners’ intention to take action.

The types of recommendations have an elevated influence on homeowners’ actions, and

contribute to overcoming trust barriers identified in previous research. Homeowners are more

willing to implement energy improvements when the investments are affordable (p = 0.005) –

financial barrier, the return of investment is reasonable (p= 0.000) and when they have sufficient

knowledge and skill to take action (p = 0.001) – information barrier, as well as having a strong

trust relationship with auditors (p= 0.035) – trust barrier.

This research demonstrates that many differences in value-trust interactions, constraints

on energy improvements and homeowners’ characteristics are attributable to homeowners’

intentions to make energy improvements in their homes. Traditional audit processes focus on

technical conditions in homes and estimated return on investments. The recording analysis in this

research indicates that homeowners are more interested in energy improvements when auditors

spent more time on customization of audit services. This research also indicates that

understanding homeowners’ concerns and preferences and providing feasible improvements

increases the likelihood that homeowners will act on energy upgrades.

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Research Contributions 7.2

This research reveals four contributions to the home energy audit industry, which are (1)

identification of value-trust exchange in an in-house audit, (2) Survey design and the

characterization of measurable trust attributes in energy audit processes, (3) Development

theoretical framework of audit process with practical cases, and (4) Developed an organizing

framework for audit coding.

7.2.1 Identification of value-trust exchange in an in-house audit

Home energy audits are typically performed as a technical service during an in-house

walkthrough, with most auditors emphasizing a common list of retrofits such as improving

insulation, repairing air leaks, and upgrading heating systems. Limited formal effort is placed on

learning techniques to build trust as a means to better encourage clients to make energy

improvements. Identification of value-trust exchange throughout the interactions between

homeowners and auditors reveals potential opportunities to address the shortcomings of existing

energy audit practices, as well as the improvement to the implementation rate of energy upgrades.

7.2.2 Survey design and the characterization of the measurable trust attributes in energy

audit process

This research applies both survey and audit recording to assess value-trust exchange

during the auditing process. The survey design of audit processes in a systematic way enabled

measureable indicators of trust exchange to be investigated and tested in the long term. Eight trust

attributes (“Competence”, “Customization”, “Reliability”, “Promptness”, “Similarity”,

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“Politeness”, “Empathy” and “Open and effective communication”) are identified based on the

literature in service industries and industry practice, and further characterized as survey questions

to evaluate audit processes. The statistical analysis of the survey responses reveals the possibility

to measure relationships between trust attributes and homeowner’s intention to implement energy

improvements as this measurable approach. The high survey response rate (76%) and data

collection methods indirectly confirm the survey created to assess homeowner’s level of trust of

energy audit is an effective instrument to evaluate audit processes.

7.2.3 Develop theoretical framework of audit process with practical cases

This research develops a series of models characterizing energy audit processes to

connect surveys and auditing recordings. Categorical variables of cost category, priority of

recommendations, constrain on energy improvements, and characteristics of homeowners are

used to evaluate audit processes. The framework developed in this research addresses both audit

processes and practical constraints on energy improvements. The framework is established as a

flexible model that enables analysis in multiple phases for variable objectives such as: (1)

measuring value-trust exchange of interactions between homeowners and auditors during in-

house walkthroughs, (2) investigate homeowners’ intention to implement energy improvements

while considering practical conditions and (3) provide feedback on audit process related to their

actions. The theoretical framework was found to be useful to evaluate value- trust exchange in

home energy audit process with the application of statistical technique to evaluate significant

variables

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Previous studies of energy auditing have approached auditing qualitatively. This research

categorizes audit processes and measures value-trust exchange interactions in a quantitative way,

which creates an opportunity to apply statistical analysis to study energy audit processes. Forty-

eight surveys are collected and analyzed. Key findings include the observation that homeowners

are more willing to enact energy upgrades in their home when they receive more customized

service and recommendations fit to their priorities and situational conditions and also when they

feel that they are being heard and responded to in a timely manner.

7.2.4 Developed an organizing framework for audit coding

In addition to the statistical analysis, this research develops and applies a coding

framework to identify audit processes as corresponded trust attributes. Using this coding,

researchers can identify the key interactions to specific types of value- trust exchange during an

audit, and track how much time spent on which trust attributes for cross-matching with

questionnaire data. This contribution will also enable training methods such as those employed

by the NELC to emphasize the development of trust, and also provide feedback to auditors on

their success in creating value-trust exchanges during the audit process. Analysis of recorded

audits revealed high-level indications that time spent on developing trust is a better predictor of

homeowners’ intention to act on improvements than the analysis of how and where time was

spent in variable zones of the home. This research also provides a foundation for the application

of trust evaluation between different parties in other sectors of the energy efficiency industry.

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Research Limitations and Future Research 7.3

The framework developed in this research was positively organized to investigate groups

of variables influencing energy improvements in different audits. The application of statistical

techniques helps to indicate significant variables for trust relationships between homeowners and

auditors, as well as the feasibility trust evaluation with post-audit survey and coding instrument.

This research encountered the limitations of shortage of data sample within specific regions.

However, there are opportunities to improve the framework in future research:

1) Develop a consistent methodology for measuring latent variables of energy audit.

The data collection mainly focuses on studying variable the connections between trust

relationships, constraints on energy improvements, and homeowners’ intention to

implement energy improvements. However, there are latent variables that require further

definition and classification, such as homeowners’ income, level of education…etc.

Expanding latent variables with a consistent classification will provides a more in-depth

understanding of audit processes, which may increase accuracy and enable better energy

audit service in the future.

2) Develop a follow-up studies to track energy improvements of each household. The

audits conducted as part of this research were well received and resulted in positive

feedback and high satisfaction with the NELC energy audits. However, the results

presented here are from relatively short-term tracking of homeowners’ intention to act.

The follow-up tracking of energy efficiency improvements in each household will

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strengthen the credibility of the value-oriented energy audit, as well as demonstrate

practical techniques to optimize energy audits.

3) Apply the techniques in this research to data collected from different regions. In-

field data collection is costly and time consuming – the forty-six questionnaires and thirty

in-house recordings were collected for this research using a regional network of

volunteers in the three regions of Pennsylvania. Expansion of the study to other regions

would eliminate possible climate related conditions and regional biases that might affect

the outcome of the study.

4) Variable methods of data collection vary the reliability of data. This research used

both survey questionnaires and audio recordings of audit walkthrough to collect

homeowners’ feedback and direct observational data for evaluating energy audit process.

The variable methods (email, post mail, and administrated in person) of data collections

may vary the reliability of data quality. In the future, a more consistent method of data

collection of survey responses from homeowners will increase the reliability of data and

the further data analysis.

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APPENDIX A – Coding instrument of in-house energy audit

Value Dimension - Subjective value for building trust relationship

Types of trust

attribute Value adding process Definitions

Stage / zone of audit

process

Similarity Share common interests with homeowners related to home improvement

Sharing the same value with homeowners helps to build trust relationships In-house Walkthrough

Empathy Demonstrate understanding to homeowners’ concerns and conditions

Possesses a “warm considerate and caring" attitude to make homeowners feeling more comfortable

In-house Walkthrough

Politeness Acknowledge and compliment homeowners' effort in improving homes

Acknowledge and compliment homeowners' work shows empathy and politeness to build trust relationships

In-house Walkthrough

Politeness Provide inspection in a polite manner Provide inspection in a polite manner shows respect to homeowners and helps to build trust relationships

In-house Walkthrough

Open and

effective communication

Provide a pre- audit interview with homeowner Pre-audit interview helps to learn homeowners' concerns, preference and priority, which helps auditors to customize HEA for them.

In-house Walkthrough

Open and

effective

communication

Apply worldview psychology to increase the

transparence of communication with homeowners

Learn homeowners' personality with the worldview psychology helps to initialize the

transparency of communication with homeowners In-house Walkthrough

Promptness Respond to homeowners' concerns and questions Actively respond to homeowners' concerns and questions help to build trust

relationships In-house Walkthrough

Promptness Complete tasks of an in- house walkthrough on schedule

Professional performance of in house walkthrough on schedule helps to build trust relationships with homeowners

In-house Walkthrough

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Value Dimension - Objective value for exchanging information

Types of trust

attribute Value adding process Definitions

Stage / zone of audit

process

Reliability Collect information with Ipad Application Collecting information with I Pad and the NELC application helps to accelerate the walkthrough process

In-house Walkthrough

Reliability Collect and analyze home's annual utility usage Annual utility demonstrates the homeowners living habits related to energy usage, learn how they use energy helps to eliminate energy waste

Report generation

Reliability Provide in-home energy audit as 3rd party Provide audit as the 3rd party helps to build trust relationship with homeowners without selling products

In-house Walkthrough

Reliability Record house conditions with pictures Record home conditions with pictures provide reliable resources to the future analysis In-house Walkthrough

Reliability Inspect house conditions with IR camera Detect air cracks and penetrations with IR camera provides reliable evidence for future improvement

In-house Walkthrough

Reliability Measure magnitudes of windows, doors or any

other penetrations of house

Knowing magnitudes of windows, door and penetrations of house helps to estimate the

energy saving in the future In-house Walkthrough

Reliability Provide upgrade incentives or governmental rebates and subsidies to homeowners

Provide creditable resources related to incentives and government rebates to homeowners helps to increase homeowners' investment on home improvements

In-house Walkthrough

Customization Provide multiple feasible EEM recommendations while detecting corresponded home issues.

Provide feasible recommendations for home improvements increase homeowners' indentations to take actions

In-house Walkthrough

Customization Customize online home energy profile and related resources of home improvements

Provide a customize energy profile keeps homeowner staying interest in home improvement

Self-improvement

Customization Respond to homeowner's main concerns, preference and retrofit priorities

Learn homeowner's main concerns, preference and retrofit priorities helps to provide the home improvements recommendations suits them.

In-house Walkthrough

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Customization Customize audit report based on homeowner's concerns, worldview and priorities

Customize energy report in responded to homeowners' concerns, worldview and priorities highly increase homeowners' motivation to take action

Report generation

Customization Schedule a meeting and delivery the audit report in person

Deliver and explain the audit report t to homeowners in person helps to understand their feedbacks and interests to take actions

Report delivery

Customization

Explain home improvement alternatives to homeowners

Provide feasible solutions based on homeowners situations increase the possibility for homeowners taking actions

In-house Walkthrough

Customization Identify home safety risks Identifying safety risks allows them to be addressed quickly and potentially in

conjunction with EEM's and valued by homeowners. Pointing them out can also help build trust.

In-house Walkthrough- Living Upgrade

Competence

Identify home health issues

Identifying health problem allows them to be addressed in conjunction with EEM's and

valued by homeowners. Pointing them out can also help build trust.

In-house Walkthrough-

Living Upgrade

Competence Identify energy efficiency issues Identifying energy inefficiency problem allows them to be addressed in conjunction with EEM's and valued by homeowners. Pointing them out can also help build trust.

In-house Walkthrough- Living Upgrade

Competence Identify home discomfort issues Sources of discomfort due to thermal conditions enable an improvement to energy efficiency, which is valuable to homeowners.

In-house Walkthrough- Living Upgrade

Competence Inspect home envelops for air infiltration issues Sources of infiltration result to a large (amount) percent of unwanted heat gain/loss and are addressed through air sealing. Air sealing is a service that can be acquired/provided

In-house Walkthrough - Building Envelope

Competence Inspect doors and windows for possible air sealing weatherization

Gaps between doors /windows and frame result in large amount of unwanted heat gain/ loss and are addressed through weather-stripping.

In-house Walkthrough - Building Envelope

Competence Identify windows/ doors issues for storm windows or upgrade

Single pane glass and uninsulated windows (doors) result in a significant (amount)

percent of unwanted heat gain/loss and are addressed through storm windows or upgrade.

In-house Walkthrough - Building Envelope

Competence Identify envelope penetrations for air sealing Sources of penetrations result in a large (amount) percent of unwanted heat gain/loss and are addressed through air-tightening

In-house Walkthrough - Building Envelope

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Competence Inspect wall systems that need air barriers Sources of conduction result in a significant (amount) percent of unwanted heat

gain/loss and are addressed through improvements of air barriers, which reduce both air

leakage and air convention.

In-house Walkthrough -

Building Envelope

Competence Inspect wall systems that need to add insulation Sources of conduction result in a significant (amount) percent of unwanted heat gain/loss and are addressed through adding suitable insulations

In-house Walkthrough - Building Envelope

Competence Inspect external air condition condensing units Attached bushed and dirty units result in inefficient operation, which consume more

energy than needed

In-house Walkthrough-

Heating/ Cooling

Competence Inspect the primary energy system Identify primary energy system helps to find critical energy consumption In-house Walkthrough- Heating/ Cooling

Competence Inspect home heating system Inefficient heating system consumes more energy than it is needed In-house Walkthrough- Heating

Competence Identify issues of distribution system for energy inefficiency

Leaky or uninsulated pipes/ductwork reduce heating performance. Sealing or insulating ductwork is an easy DIY and cost effective implementation.

In-house Walkthrough- Heating/ Cooling

Competence Inspect home cooling system Inefficient cooling system consumes more energy than it is needed In-house Walkthrough- Cooling

Competence Inspect water heater for energy inefficiency Inefficient water heater consumes more energy than it is needed; water heater jacket is an easy DIY and cost effective implementation.

In-house Walkthrough- Water Heating

Competence Inspect CO and smoke detector for safe hazards CO and smoke detectors are obligated to be installed by building code for preventing

safety hazards in homes

In-house Walkthrough-

Living Upgrade

Competence Inspect heating/cooling systems controls Programmable thermostat helps to reduce energy consumption by setting multiple

indoor temperature based on occupants living styles

In-house Walkthrough-

Living Upgrade

Competence Inspect exhaust ventilation Functional exhaust fan contributes to indoor ventilation, air quality and comfort In-house Walkthrough-Living Upgrade

Competence Inspect Radon Radon is a radioactive gas that causes cancer, you cannot see, smell or taste radon in your homes.

In-house Walkthrough-Living Upgrade

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Competence Identify water vapor and moisture issues of home Redundant moisture cause mold and damp feeling in your house. Attic ventilation or dehumidifiers are effective to improve it

In-house Walkthrough-Living Upgrade

Competence Identify vampire load for electricity waste

Vampire load refers to the electricity many gadgets and appliances waste just by being

plugged in, stopping leaking money from your wallet can be as easy as pulling a few plugs.

In-house Walkthrough-Living Upgrade

Competence Inspect water conservation measures Adopt water conversation products in your showering & bathing, landscaping, toilet

flushing and dish/clothes washing contribute to reduce water consumption in your home

In-house Walkthrough-

Water Heating

Competence Inspect light fixtures and light bulbs LED light bulbs and dimming controls contribute to customize comfort atmosphere in your home with less energy consumption

In-house Walkthrough-Lighting

Competence Inspect indoor appliances for energy inefficiency Inefficient and aged appliances involve potential safety hazards as well as unwanted energy consumption.

In-house Walkthrough-Appliances

Competence Identify aged refrigerator for energy inefficiency Aged refrigerator results in noise and energy waste, high efficient refrigerator contribute to keep food fresh with less energy consumption

In-house Walkthrough-Appliances

Competence Identify attic issues Water damage, leaks, seepages, cracks, and mold are among the most common attic

problems, an attic inspection can help you stop the damage spread rapidly to the rest of your home

In-house Walkthrough-Attic

Competence Inspect attic hatch for hatch air sealing and insulation

Unseal and uninsulated attic hatch result in a significant (amount) percent of unwanted heat gain/loss and are addressed through air sealing and insulation

In-house Walkthrough-Attic

Competence Inspect attic air sealing Attic cracks lead to a large (amount) percent of unwanted heat gain/loss and are addressed through air sealing.

In-house Walkthrough-Attic

Competence Inspect attic layer for adding insulation Sources of conduction result in a significant (amount) percent of unwanted heat gain/loss and are addressed through improvements to thermal envelope

In-house Walkthrough-Attic

Competence Inspect attic system for effective ventilation Functional attic ventilation leads to healthy indoor air quality with natural air circulation and save energy.

In-house Walkthrough-Attic

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APPENDIX B – Statistical results of mode

Model A

Estimates of Fixed Effectsa

Parameter Estimate Std. Error df t Sig. 95% Confidence Interval

Lower Bound Upper Bound

Intercept -.170305 .344282 25.733 -.495 .625 -.878345 .537735

[EEMCategory=1] .317836 .084559 156.496 3.759 .000 .150812 .484860

[EEMCategory=2] .290335 .120793 159.566 2.404 .017 .051776 .528894

[EEMCategory=3] .248208 .085829 156.761 2.892 .004 .078678 .417738

[EEMCategory=4] .216506 .100850 155.772 2.147 .033 .017296 .415716

[EEMCategory=5] 0b 0

[Priorityofrecommendation=1] .018984 .070175 142.812 .271 .787 -.119732 .157700

[Priorityofrecommendation=2] .084920 .068677 138.994 1.237 .218 -.050866 .220706

[Priorityofrecommendation=3] .055636 .066905 138.605 .832 .407 -.076650 .187922

[Priorityofrecommendation=4] -.009839 .066093 137.248 -.149 .882 -.140531 .120853

[Priorityofrecommendation=5] 0b 0

[Worldview=1] -.041990 .081673 25.538 -.514 .612 -.210019 .126039

[Worldview=2] .121348 .109282 26.399 1.110 .277 -.103119 .345814

[Worldview=3] .024062 .114850 24.504 .210 .836 -.212718 .260843

[Worldview=4] 0b 0

[Gender=1] .027217 .065883 24.401 .413 .683 -.108641 .163074

[Gender=2] 0b 0

Saving_utility .004867 .065804 139.683 .074 .941 -.125233 .134967

ROI .238701 .051741 159.904 4.613 .000 .136517 .340885

Affordable_cost .102345 .035997 136.042 2.843 .005 .031159 .173530

Living_upgrade .074328 .038936 83.239 1.909 .060 -.003110 .151766

Information_Skill .092108 .028575 154.280 3.223 .002 .035659 .148556

Competence -.041025 .112402 24.328 -.365 .718 -.272846 .190796

Customization .023557 .093325 28.569 .252 .803 -.167439 .214552

Reliability .142783 .147493 26.795 .968 .342 -.159956 .445522

Promptness .080644 .131721 24.487 .612 .546 -.190930 .352217

Similarity -.086940 .127747 28.928 -.681 .502 -.348240 .174360

Politeness -.165152 .187465 24.421 -.881 .387 -.551708 .221404

Empathy -.043360 .064107 25.236 -.676 .505 -.175328 .088609

Likelihood -.204001 .094763 26.169 -2.153 .041 -.398727 -.009274

a. Dependent Variable: Weight.

b. This parameter is set to zero because it is redundant.

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Model B

Estimates of Fixed Effectsa

Parameter Estimate Std. Error df t Sig.

95% Confidence Interval

Lower Bound Upper Bound

Intercept .486266 .350369 28.134 1.388 .176 -.231277 1.203810

[EEMCategory=1] .389096 .098093 175.996 3.967 .000 .195507 .582685

[EEMCategory=2] .325741 .141725 174.438 2.298 .023 .046024 .605458

[EEMCategory=3] .264484 .102791 175.955 2.573 .011 .061622 .467346

[EEMCategory=4] .198445 .122345 174.828 1.622 .107 -.043018 .439908

[EEMCategory=5] 0b 0

[Priorityofrecommendation=1] .254526 .083238 151.851 3.058 .003 .090072 .418981

[Priorityofrecommendation=2] .257075 .083592 151.597 3.075 .002 .091919 .422230

[Priorityofrecommendation=3] .170934 .082178 150.889 2.080 .039 .008565 .333302

[Priorityofrecommendation=4] .052932 .080750 150.154 .656 .513 -.106621 .212486

[Priorityofrecommendation=5] 0b 0

[Worldview=1] -.000918 .081450 26.426 -.011 .991 -.168210 .166374

[Worldview=2] .093839 .106214 26.064 .883 .385 -.124461 .312140

[Worldview=3] .113622 .116274 26.395 .977 .337 -.125209 .352453

[Worldview=4] 0b 0

[Gender=1] -.006426 .066290 26.514 -.097 .924 -.142559 .129707

[Gender=2] 0b 0

Competence -.075181 .113968 26.417 -.660 .515 -.309266 .158905

Customization .238125 .092353 28.574 2.578 .015 .049119 .427131

Reliability -.067044 .149489 28.944 -.448 .657 -.372810 .238722

Promptness .146224 .136107 28.085 1.074 .292 -.132540 .424988

Similarity .139663 .121071 26.064 1.154 .259 -.109172 .388499

Politeness -.242567 .190741 26.786 -1.272 .214 -.634082 .148948

Empathy -.059811 .062933 26.612 -.950 .350 -.189028 .069405

Likelihood -.155532 .095260 28.338 -1.633 .114 -.350558 .039494

a. Dependent Variable: Weight.

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b. This parameter is set to zero because it is redundant.

Model C

Estimates of Fixed Effectsa

Parameter Estimate Std. Error df t Sig.

95% Confidence Interval

Lower Bound Upper Bound

Intercept -.897400 .196818 111.055 -4.560 .000 -1.287407 -.507394

[Worldview=1] -.028057 .080241 30.042 -.350 .729 -.191922 .135808

[Worldview=2] .092592 .110957 30.777 .834 .410 -.133773 .318957

[Worldview=3] -.003205 .099652 27.717 -.032 .975 -.207427 .201017

[Worldview=4] 0b 0

[Gender=1] .019019 .062986 29.102 .302 .765 -.109783 .147821

[Gender=2] 0b 0

[EEMCategory=1] .286048 .084547 162.453 3.383 .001 .119095 .453002

[EEMCategory=2] .307043 .120535 166.532 2.547 .012 .069070 .545017

[EEMCategory=3] .214865 .086347 161.304 2.488 .014 .044348 .385382

[EEMCategory=4] .170812 .101391 160.092 1.685 .094 -.029425 .371048

[EEMCategory=5] 0b 0

[Priorityofrecommendation=1] .044780 .070611 141.838 .634 .527 -.094807 .184367

[Priorityofrecommendation=2] .115168 .068830 138.669 1.673 .097 -.020924 .251261

[Priorityofrecommendation=3] .078018 .067308 137.397 1.159 .248 -.055076 .211113

[Priorityofrecommendation=4] .011886 .066682 134.333 .178 .859 -.119996 .143767

[Priorityofrecommendation=5] 0b 0

Saving_utility -.072426 .062281 131.556 -1.163 .247 -.195629 .050776

ROI .245121 .050927 167.972 4.813 .000 .144581 .345661

Affordable_cost .073017 .036051 150.352 2.025 .045 .001786 .144249

Living_upgrade .062763 .039617 98.192 1.584 .116 -.015853 .141380

Information_Skill .105224 .028951 166.618 3.635 .000 .048066 .162383

a. Dependent Variable: Weight.

b. This parameter is set to zero because it is redundant.

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Model D

Estimates of Fixed Effectsa

Parameter Estimate Std. Error df t Sig.

95% Confidence Interval

Lower Bound Upper Bound

Intercept -.295990 .230673 45.479 -1.283 .206 -.760454 .168475

[Worldview=1] -.006392 .070139 32.204 -.091 .928 -.149225 .136441

[Worldview=2] .156860 .098286 33.423 1.596 .120 -.043008 .356727

[Worldview=3] -.020427 .086650 29.719 -.236 .815 -.197461 .156607

[Worldview=4] 0b 0

[Gender=1] .015939 .054844 31.157 .291 .773 -.095892 .127771

[Gender=2] 0b 0

[EEMCategory=1] .287483 .082183 165.837 3.498 .001 .125223 .449743

[EEMCategory=2] .259546 .116929 166.980 2.220 .028 .028696 .490395

[EEMCategory=3] .218954 .084049 165.278 2.605 .010 .053006 .384903

[EEMCategory=4] .190530 .098881 163.731 1.927 .056 -.004717 .385777

[EEMCategory=5] 0b 0

[Priorityofrecommendation=1] .026993 .069780 145.136 .387 .699 -.110922 .164909

[Priorityofrecommendation=2] .097591 .068141 142.114 1.432 .154 -.037111 .232293

[Priorityofrecommendation=3] .063424 .066567 141.023 .953 .342 -.068174 .195023

[Priorityofrecommendation=4] -.000655 .066005 138.270 -.010 .992 -.131165 .129855

[Priorityofrecommendation=5] 0b 0

Saving_utility -.032251 .060571 127.811 -.532 .595 -.152102 .087600

ROI .249702 .049062 165.539 5.090 .000 .152834 .346570

Affordable_cost .094707 .034553 138.071 2.741 .007 .026386 .163029

Living_upgrade .068325 .036639 84.842 1.865 .066 -.004526 .141176

Information_Skill .094355 .027800 159.825 3.394 .001 .039452 .149258

Likelihood -.221830 .058796 39.467 -3.773 .001 -.340710 -.102949

a. Dependent Variable: Weight.

b. This parameter is set to zero because it is redundant.

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Model E

Estimates of Fixed Effectsa

Parameter Estimate Std. Error df t Sig.

95% Confidence Interval

Lower Bound Upper Bound

Intercept .746025 .302867 188 2.463 .015 .148571 1.343479

[Cost Category=1] .302802 .090433 188 3.348 .001 .124409 .481195

[Cost Category=2] .275094 .136147 188 2.021 .045 .006521 .543667

[Cost Category=3] .186643 .094890 188 1.967 .051 -.000543 .373829

[Cost Category=4] .131943 .111963 188 1.178 .240 -.088923 .352808

[Cost Category=5] 0b 0

[Priority of recommendation=1] .286057 .080323 188 3.561 .000 .127607 .444508

[Priority of recommendation=2] .287903 .080327 188 3.584 .000 .129445 .446360

[Priority of recommendation=3] .162050 .080086 188 2.023 .044 .004066 .320033

[Priority of recommendation=4] .063682 .079011 188 .806 .421 -.092180 .219544

[Priority of recommendation=5] 0b 0

Competence .017885 .104797 188 .171 .865 -.188844 .224614

Customization .285950 .091035 188 3.141 .002 .106368 .465532

Reliability -.001163 .132489 188 -.009 .993 -.262518 .260193

Promptness .160142 .112017 188 1.430 .154 -.060830 .381114

Similarity .311918 .140675 188 2.217 .028 .034414 .589422

Politeness -.261215 .173199 188 -1.508 .133 -.602879 .080449

Empathy -.041648 .053081 188 -.785 .434 -.146360 .063063

Overall trust level -.157665 .086664 188 -1.819 .070 -.328624 .013293

O&E Communication -.438554 .197762 188 -2.218 .028 -.828672 -.048436

a. Dependent Variable: Weight.

b. This parameter is set to zero because it is redundant.

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Model F

Estimates of Fixed Effectsa

Parameter Estimate Std. Error df t Sig.

95% Confidence Interval

Lower Bound Upper Bound

Intercept -.008539 .306914 35.445 -.028 .978 -.631328 .614251

[Cost Category=1] .259171 .079903 168.772 3.244 .001 .101433 .416908

[Cost Category=2] .223278 .117575 170.831 1.899 .059 -.008809 .455365

[Cost Category=3] .181550 .081226 170.141 2.235 .027 .021209 .341890

[Cost Category=4] .152629 .095482 167.098 1.599 .112 -.035877 .341136

[Cost Category=5] 0b 0

[Priority of recommendation=1] .039294 .069189 150.712 .568 .571 -.097413 .176001

[Priority of recommendation=2] .095760 .067918 147.502 1.410 .161 -.038458 .229978

[Priority of recommendation=3] .034297 .065961 145.688 .520 .604 -.096066 .164661

[Priority of recommendation=4] -.007011 .065471 145.060 -.107 .915 -.136412 .122390

[Priority of recommendation=5] 0b 0

Saving utility .026655 .063470 157.286 .420 .675 -.098708 .152017

ROI .229926 .050828 170.406 4.524 .000 .129592 .330260

Affordable cost .097118 .033951 138.650 2.861 .005 .029989 .164247

Living upgrade .063188 .037762 98.703 1.673 .097 -.011744 .138119

Information/ Skill .094615 .027845 163.582 3.398 .001 .039633 .149597

Competence -.047020 .095704 31.114 -.491 .627 -.242181 .148140

Customization .017254 .089695 34.948 .192 .849 -.164847 .199355

Reliability .168485 .129340 34.855 1.303 .201 -.094128 .431098

Promptness .075824 .100625 28.808 .754 .457 -.130038 .281685

Similarity -.096793 .118161 38.729 -.819 .418 -.335849 .142263

Politeness -.226571 .172505 32.505 -1.313 .198 -.577737 .124595

Empathy -.017002 .055642 33.099 -.306 .762 -.130194 .096190

Overall trust level -.191402 .087004 33.827 -2.200 .035 -.368249 -.014555

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Model G

Model Summary

S R-sq R-sq(adj) R-sq(pred)

0.379813 4.15% 0.00% 0.00%

Coefficients

Term Coef SE Coef T-Value P-Value VIF

Constant -1.21 5.95 -0.20 0.840

T_ Interview 1.72 5.99 0.29 0.775 520.05

T_Exterior 2.22 6.16 0.36 0.719 120.50

T_ Garage 2.03 5.81 0.35 0.727 47.63

T_ Basement 2.12 5.70 0.37 0.711 91.09

T_First Floo 2.01 6.05 0.33 0.740 158.32

T_Second Floor 0.88 6.02 0.15 0.884 133.39

T_Attic 2.47 6.11 0.40 0.687 41.09

Regression Equation

Weight = -1.21 + 1.72 T_ Interview + 2.22 T_Exterior + 2.03 T_ Garage + 2.12 T_ Basement

+ 2.01 T_First Floo + 0.88 T_Second Floor + 2.47 T_Attic

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Relation I

Model Summary

S R-sq R-sq(adj) R-sq(pred)

0.401155 27.40% 25.33% 23.13%

Coefficients

Term Coef SE Coef T-Value P-Value VIF

Constant 3.687 0.114 32.26 0.000

T_Customization 4.59 1.04 4.42 0.000 1.11

T_Promptness -28.29 8.12 -3.48 0.001 1.19

T_Politness -4.25 1.15 -3.69 0.000 1.08

T_Communication 0.394 0.260 1.51 0.132 1.07

Regression Equation

Likelihood = 3.687 + 4.59 T_Customization - 28.29 T_Promptness - 4.25 T_Politness

+ 0.394 T_Communication

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Relation J

Model Summary

S R-sq R-sq(adj) R-sq(pred)

0.389431 1.14% 0.00% 0.00%

Coefficients

Term Coef SE Coef T-Value P-Value VIF

Constant -0.15 6.01 -0.03 0.980

T_Competence 0.74 6.00 0.12 0.902 606.66

T_Customization 0.65 6.29 0.10 0.918 42.89

T_Reliability 1.54 6.18 0.25 0.803 45.62

T_Promptness 3.0 11.8 0.25 0.799 2.47

T_Similarity 1.90 7.15 0.27 0.791 7.04

T_Empathy -0.39 7.14 -0.05 0.957 4.54

T_Politness 1.30 6.44 0.20 0.841 31.60

T_Communication 0.71 5.95 0.12 0.905 590.50

T_NoValue 0.84 5.89 0.14 0.887 123.96

Regression Equation

Weight = -0.15 + 0.74 T_Competence + 0.65 T_Customization + 1.54 T_Reliability

+ 3.0 T_Promptness + 1.90 T_Similarity - 0.39 T_Empathy + 1.30 T_Politness

+ 0.71 T_Communication + 0.84 T_NoValue

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APPENDIX C – SAMPLE AUDIT REPORT

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APPENDIX D – SURVEY SAMPLES

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APPENDIX E – IRB APPROVAL

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Vita

Fu-Ju Wu

Fu-Ju Wu is a native of Taiwan and has worked in the Taiwan, China, and the United

States as a designer, architect, and researcher. She graduated from Chung-Yuan Christian

University with a bachelor’s degree in architecture and a minor in language studies in 2005 and

from Peking University with a master’s degree in architecture in 2008. Following graduation, she

worked in Beijing, China and Shenzhen, China as an architectural designer. In 2011, she traveled

to the United States to study construction management. In 2012, she earned a master’s degree

from the University of Washington and joined the doctoral program of the Department of

Architectural Engineering at the Pennsylvania State University.