annex 1 1.1 the set of documents required for depo account

Annex 1 1.1 The set of documents required for depo account opening of an individual (resident)

1.1.1 Depository agreement - 2 copies;

1.1.2 DEPOSITOR Questionnaire - 2 copies;

1.1.3 Application for Depo account opening - 2 copies;

1.1.4 Fee schedule - 2 copies;

1.1.5 Notarized copy of signatures specimen list/album (original);

1.1.6 Copy of passport (identification document);

1.1.7 Consent to personal data processing;

1.1.8 Information about Third party beneficiary (in the presence). 1.2 The set of documents required for Beneficial owner depo account opening of a legal entity

(resident)



1.2.3 Identification Data of Depositor (Annex 1.1 to Depository agreement) – 2 copies;


1.2.5 Fee Schedule - 2 copies;

1.2.6 Power of attorney in the name of persons authorized to sign depository documents to manage depo account and securities safekept on it, in any form (agreed with the Depository) or according to the form provided by the Depository, as well as copies of identification documents of authorized persons;

1.2.7 Power of attorney in the name of persons authorized to submit/ receive documents to/ from the

Depository, in any form (agreed with the Depository) or according to the form provided by the Depository, as well as copy of identification documents of authorized persons; 1.2.8 The Documents specified in the Application for depo account opening (are not required, if the Depositor has open cash account with AO UniCredit Bank and the said documents were presented by them previously)1:

Notarized copies of Statutory documents and also notarized copies of all registered amendments thereto;

Notarized copy of extract from the Uniform State Register of Legal Entities of the Russian Federation;

Notarized copy of a taxpayer certificate of registration with a tax authority of the country of registration of the legal entity;

Notarized copy of state registration;

Information letter about registration in the Unified State Register of Enterprises and Organizations of the Russian Federation (Reference from the Russian Federal Statistics Service);

1 Hereinafter, the Depositary shall accept Charters of Depositors if the relevant copy was made no later than three (3) years ago, Certificate of Incorporation, if the relevant copy was made no later than three (3) months ago, Certificates of registration (Certificate of state registration of legal entity, Certificate of registration of the legal entity in the tax authority at the location on the territory of the Russian Federation, and others), if the relevant copy was made no later than one (1) year ago.

Notarized copy of signatures specimen list/album (original);

Copy of identification documents of persons involved in signatures specimen List/album;

Documents confirming the appointment of the director and chief accountant (for non-credit institutions) (copies certified by the organization or the original);

Notarized copies of documents confirming the approval by the CBR the candidates of director and chief accountant (for credit institutions).

1.2.9 Information about Third party beneficiary (in the presence). 1.2.10. Documents on financial state of the DEPOSITOR:

copy of the annual financial statement (balance sheet, Income statement), and (or)

copy of the annual (or quarter) tax report with mark of tax authorities on its acceptance or without such mark if it is accompanied by the copy of the receipt on delivery of the registered letter with the list of enclosures (if sending by mail), or copy of delivery confirmation in paper form (if sending by e-mail), and (or)

copy of auditors` report on annual statement for the last year where the accuracy of financial (accounting) statement and compliance of the rules of accounting record-keeping to the legislation of Russian Federation are confirmed; and (or)

letter on execution the responsibility on payment of taxes, levies, fines, penalties by the taxpayer (levy payer, tax agent) issued by tax authorities, and (or)

information on absence of insolvency (bankruptcy) proceedings, effective law decisions on adjudication in insolvency (bankruptcy), carrying out liquidation procedures in respect of the DEPOSITOR as on the date of provision of the documents to the credit organization; and (or)

information on absence of fact of non-execution of cash liabilities for the reason of absence of cash funds on the bank accounts, and (or)

information on rating of the DEPOSITOR published in Internet, on the web-sites of international rating agencies (("Standard & Poor's", "Fitch-Ratings", "Moody's Investors Service" and others) and national rating agencies.

1.2.11. Recommendation Letter(s) from the bank(s) where the DEPOSITOR has opened account(s)(if available).

1.2.12. Disclosure of beneficial ownership structure of the DEPOSITOR by provision of any of the below mentioned documents (original or notarized copy):

original or notarized copy of extract from the Unified State Register of Legal Entities (not older than 30 days);

written confirmation of the law company or company which provides with accounting and tax services;

report of the audit company (KPMG, Ernst and Young, PWC, Deloitte) for the last year (or quarterly report), in which the final beneficial owners of the company are stated, completed in accordance with IFRS standards and not older than 1 year;

information on beneficial owners indicated in the Articles or Memorandum of Association;

extract from the register of shareholders;

information from relationship manager of the DEPOSITOR from another location of UniCredit Group where the DEPOSITOR has opened account;

any other documents issued by public authorities, which allow to determine the final beneficial owners of a legal entity.

.

1.3 The set of documents required for Nominee holder depo account opening of a legal entity

1.3.1 Interdepository agreement - 2 copies;





1.3.6 Power of attorney in the name of persons authorized to sign depository documents to manage depo account and securities safekept on it, in any form (agreed with the Depository) or according to the form

provided by the Depository, as well as copies of as copies of identification documents of authorized persons;

1.3.7 Power of attorney in the name of persons authorized to submit/ receive documents to/ from the Depository, in any form (agreed with the Depository) or according to the form provided by the Depository, as well as copy of identification documents of authorized persons;

1.3.8 The Documents specified in the Application for depo account opening (are not required, if the Depositor has open cash account with AO UniCredit Bank and the said documents were presented by them previously):

Notarized copies of statutory documents and also notarized copies of all registered amendments thereto;

Notarized copy of extract from the Uniform State Register of Legal Entities of the Russian Federation;






Notarized copy of the license of professional participant of the securities market;

Documents confirming the appointment of the director and chief accountant (for non-credit institutions) (copies certified by the organization or in the originals);


1.3.9. Documents on financial state of the DEPOSITOR:

















1.4 The set of documents required for Trust manager depo account opening of a legal entity







1.4.7 Power of attorney in the name of persons authorized to submit/ receive documents to/ from the Depository, in any form (agreed with the Depository) or according to the form provided by the Depository, as well as copy of identification documents of authorized persons;


Notarized copies of statutory documents and also notarized copies of all registered amendments thereto;

Notarized copy of extract from the Uniform State Register of Legal Entities of Russian Federation






Notarized copy of the license of professional participant of the securities market;

Documents confirming the appointment of the director and chief accountant (for non-credit institutions) (copies certified by the organization or in the originals);


1.4.9. Documents on financial state of the DEPOSITOR:

















1.5 The set of documents required for depo account opening of an individual (nonresident)







Copy of passport (identification document);

Copies of documents confirming the right of abode (residence) in the Russian Federation;

Copy of migration card;

1.5.6 Consent to personal data processing.

1.5.7 Information about Third party beneficiary (in the presence). 1.6 The set of documents required for Beneficial owner depo account opening of a legal entity (nonresident) 1.6.1 Depository agreement - 2 copies;






1.6.7 Power of attorney for persons authorized to submit/ receive documents to/ from the Depository, in any form (agreed with the Depository) or according to the form provided by the Depository, as well as copy of identification documents of authorized persons;

Notarized copies of Statutory documents (Memorandum/Articles of Association, any other documents establishing the legal entity etc.);

Notarized copies of documents confirming of authority of authorized persons;

Notarized copies of State registration documents (extract from the register of the country of registration);


Notarized copy of signatures specimen list/album (original) containing the seal of the organization;


Notarized copies of documents confirming the legal address and legal status of the company, the Board of Directors and the absence of arrears in state duties, unless this information is contained in the other given documents.

1.6.8 The documents specified in the Annex to the Application. All documents shall be legalized either by the consulate of the Russian Federation in the country of registration or bear apostilled in the country of registration in accordance with the Hague Convention of 5 October 1961. Along with the documents their translated and notarized versions are kindly to be provided:








1.6.9 Information about third party beneficiary (in the presence). 1.6.10 Documents on financial state (financial statement) of the DEPOSITOR and (or) rating of the DEPOSITOR published in Internet, on the web-sites of international rating agencies (("Standard & Poor's", "Fitch-Ratings", "Moody's Investors Service" and others) and national rating agencies.





information on beneficial owners indicated in the Articles or Memorandum of Association:

extract from the register of shareholders or trade register;

trust deed;



1.7 The set of documents required for Foreign nominee holder depo account opening of a legal entity (nonresident)

1.7.1 Depository agreement (Foreign nominee holder) - 2 copies;






1.7.7 Power of attorney for persons authorized to submit/ receive documents to/ from the Depository, in any form (agreed with the Depository) or according to the form provided by the Depository, as well as copy of identification documents of authorized persons;

1.7.8 The documents specified in the Annex to the Application. All documents shall be legalized either by the consulate of the Russian Federation in the country of registration or bear apostilled in the country of registration in accordance with the Hague Convention of 5 October 1961. Along with the documents their translated and notarized versions are kindly to be provided:








1.7.9 Information about Third party beneficiary (in the presence). 1.7.10 Documents on financial state (financial statement) of the DEPOSITOR and (or) rating of the DEPOSITOR published in Internet, on the web-sites of international rating agencies (("Standard & Poor's", "Fitch-Ratings", "Moody's Investors Service" and others) and national rating agencies.

1.7.11 Recommendation Letter(s) from the bank(s) where the DEPOSITOR has opened account(s)(if available).

1.7.12 Disclosure of beneficial ownership structure of the DEPOSITOR by provision of any of the below mentioned documents (original or notarized copy):



information on beneficial owners indicated in the Articles or Memorandum of Association:

extract from the register of shareholders or trade register;

trust deed;



1.8 The set of documents required for Trustee of Depo account 1.8.1 The Official letter of the Depositor;

1.8.2 Agreement between Depository and Trustee of Depo account;

1.8.3 Document confirming the authority of Trustee of Depo account in accordance with Federal laws. A copy of the agreement concluded between the Depositor and the Trustee, Power of attorney of the Depositor;

1.8.4 Data Questionnaire of Trustee of Depo account;

1.8.5 Notarized copy of the license of professional participant of the securities market;

1.8.6 Notarized copies of statutory documents of Trustee of Depo account and also notarized copies of all registered amendments thereto;

1.8.7 Notarized copy of state registration of Trustee of Depo account;

1.8.8 Information letter about registration of Trustee of Depo account in the Unified State Register Enterprises and Organizations of the Russian Federation (Reference from the Russian Federal Statistics Service);

1.8.9 Document confirming the appointment of persons who have the right to act without power of attorney on behalf of the Trustee of the account or its notarized copy;

1.8.10 Notarized copy of signatures specimen list/album (original) of Trustee of Depo account containing the seal of the organization;

1.8.11 Copy of identification documents of persons involved in signatures specimen List/album;

1.8.12 Power of attorney in the name of authorized person and copy of identification document. 1.9 The set of documents required for Authorized representatives of the Depositor 1.9.1 Power of attorney issued by the Depositor;

1.9.2 Copy of passport (identification document) Authorized representatives of the Depositor (for resident);

1.9.3 Documents presented by Authorized representatives of the Depositor – for nonresident:

Copy of passport (identification document);

Copies of documents confirming the right of abode (residence) in the Russian Federation;

Copy of migration card;

1.10 The set of documents of Operator of depo account 1.10.1 The Official letter of the Depositor;

1.10.2 Document confirming the authority of Operator of depo account in accordance with Federal laws. A copy of the agreement concluded between the Depositor and the Operator, Power of attorney of the Depositor.

1.10.3 Questionnaire of depo account Operator (sub - account)

1.10.4 Notarized copies of statutory documents of Operator of depo account (sub - account) and also notarized copies of all registered amendments thereto;

1.10.5 Notarized copy of state registration of Operator of depo account (sub - account);

1.10.6 Information letter about registration of Operator of depo account (sub - account) in the Unified State Register Enterprises and Organizations of the Russian Federation (Reference from the Russian Federal Statistics Service);

1.10.7 Document confirming the appointment of persons who have the right to act without power of attorney on behalf of Operator of depo account (sub - account); or its notarized copy;

1.10.8 Notarized copy of signatures specimen list/album (original) of Operator of depo account containing the seal of the organization;

1.10.9 Copy of identification documents of persons involved in signatures specimen List/album;

1.10.10 Power of attorney in the name of authorized person and copy of identification document;

1.10.11 Information about Third party beneficiary (in the presence) and information of final Beneficiary Owners of legal entities. 1.11 The documents required for Qualified investors 1.11.1 In addition to the documents listed in Annex 2, Qualified investors shall present the Application, which accompanied by the original or a duly certified copy of the document on the recognition of the Depositor as qualified investor (Notification and / or a statement from the register of qualified persons recognized as qualified investors, issued by the person making the confession of suitably qualified investor).

1.11.2 In case of exclusion of the Depositor from the register of qualified individuals/ reversal of qualified investor status, the Depositor shall direct the Application which accompanied by the original or a duly certified copy of the exclusion of the Depositor from the register of qualified individuals to the Depository (Notification and / or extract from the register of qualified individuals or statement of reversal of qualified investor status with a mark of acceptance by the person recognized the Depositor as qualified investor).

Annex 2

to be executed on the letterhead of the entity

APPLICATION FOR ACCEPTANCE/DELIVERY OF CERTIFICATED SECURITIES

To Custody, UniCredit Bank AO

О-1

FORM

Application No. _______ Date ________ ___, 20__

Depositor’s name

Number of depo account/ depo sub - account

You are kindly requested to perform:

Acceptance of certificated

securities for custo y

Delivery of certificated

securities from custody

Transaction date: ________ ____, 20__

Name of securities:

State registration No.

ISIN:

In figures

In words

The list of securities is attached on _____ sheets

DEPOSITOR:

________________ /

(position, full name)

________________

(signature)

________________ /


________________

(signature)

L.S.

Annex 2.1

L-1

FORM

LIST OF SECURITIES

Attached to _______________________________ dated _____________ ____, 20___

(name of document)

DEPOSITOR:

DEPO ACCOUNT

No. Issuer’s name Security type State

registration

code/ISIN

Tranche Nominal

value

Quantity of

securities

Numbers of

securities

from__ to_

TOTAL:

______________________________________________________________________________

______________________________________________________________________________

DEPOSITOR: _____________ ___, 20__

__________________

position full name Signature

position full name Signature L.S.

Annex 3

CUSTODY INSTRUCTION To Custody of AO UniCredit Bank Instruction number Instruction creation date _____

Depositor:

Account Number

Place of safekeeping

Type of Operation: Change place of safekeeping External receipt Internal receipt Free of payment

External delivery Internal delivery Against payment

Type of security

Issuer: Security issue Par value: number

ISIN:

Number of securities/

total nominal value (for bonds)

Total Amount/ Price per Security:

payment currency:

Payment requisites:

Reference reason

Settlement date: _ , 200 Settlement type:

□ Daylight □ Overnight

Counterpart:

Resident

Non-resident

Counterpart status: Owner Nominee Trustee

Account Number of the Counterpart

Place of settlement

/

For and on behalf of: /

Annex 4


O-4

Form

O-2

FORM

INSTRUCTION FOR CANCELLATION/ AMENDMENT OF INSTRUCTION


Instruction No. _______ Date ________ ____, 20__

Depositor’s name

Number of depo account/ depo sub -account

You are kindly requested to

(to) Instruction No. _____ dated _________

cancel

enter corrections

Correction: ____________________________________________________________________

______________________________________________________________________________

______________________________________________________________________________

______________________________________________________________________________

______________________________________________________________________________

______________________________________________________________________________

______________________________________________________________________________

DEPOSITOR:

________________ /


________________

(signature)

________________ /


________________

(signature)

L.S.

Annex 5


O-10

FORM

INSTRUCTION FOR BLOCKING/UNBLOCKING OF SECURITIES



Depositor’s name:



block

unblock

securities of the Issuer: Security type:


ISIN:

Nominal value:

Quantity of securities (pcs)/

Total nominal value

Amount in words: _______________________________________________________________

_______________________________________________

Transaction date: ____________ ___, 20__

Basis for transaction: ____________________________________________________________________

DEPOSITOR:

________________ /


________________

(signature)

________________ /


________________

(signature)

L.S.

Annex 5.1


O-10.1

FORM

INSTRUCTION FOR BLOCKING/UNBLOCKING OF SECURITIES AS AGREED BY THE PARTIES



Depositor’s name:



block as agreed by the parties

unblock as agreed by

the parties

securities of the Issuer: Security type:


ISIN:

Nominal value:


Total nominal value

Amount in words: _______________________________________________________________

_______________________________________________

Transaction date: ____________ ___, 20__

Basis for transaction: ____________________________________________________________________

DEPOSITOR:

________________ /


________________

(signature)

________________ /


________________

(signature)

/


/


(signature)

(signature)

Annex 6

Pledgor:

Custody account number / custody account section

Pledgee:

Custody account number / custody account section

Hereby we request to (copies of documents attached):

Proceed:

Securities pledge registration Release of securities pledge

Increase of the quantity of securities under pledge

Decrease of the quantity of securities under pledge

Securities

name:

Transaction date « »

20

Securities type:

Securities State registration №:

ISIN:

Quantity of securities

(numbers) In writing

Total value of securities

(numbers) In writing

Place of safekeeping:

IMB vault Shares registrar Euroclear

VTB NS

D

Other:

The securities are held on the custody account of:

Pledgor Pledge

e

The right to receive income on pledged securities belongs to:

Pledgor

Pledge

e

Pledgor:

Pledgee:

/

(For and on behalf of/signature)

/


ANNEXES to TERMS AND CONDITIONS FOR DEPOSITORY OPERATING

/ (For and on behalf of/signature)


/



Annex 6.1


O-5.1

FORM

INSTRUCTION FOR REGISTRATION OF SUBSEQUENT PLEDGE


Instruction No. _______ Date ________ ___, 20__

Pledgor:


Pledgeholder:


Subsequent Pledgeholder:

Number of depo account/ depo sub - account section

You are kindly requested based on (copies of documents attached):

Perform:

registration of subsequent pledge of securities

release from subsequent pledge of securities

Transaction date ___________ ______, 20__

Issuer:

Security type:

ISIN:


in figures

Estimated value of

securities in figures

In words

In words

list of securities attached on

___ sheets

not attached

Securities custodian:

Vault of UniCredit

Bank

Registrar

NSD

VEB

Euroclear

Other:

The right to receive income on securities, being the subject of pledge, belongs to:

pledgor

pledgeholder

Assignment of rights under the pledge agreement without the Pledgor’s consent:

permitted

not permitted

Subsequent pledge without the Pledgor’s consent:

permitted

not permitted


Pledge on securities received as a result of corporate actions on securities, being the subject of pledge

covers

does not cover

PLEDGOR:

_________________ / _________________

(position, full name) signature

_________________ / _________________


PLEDGEHOLDER:

_________________ / _________________


_________________ / _________________


SUBSEQUENT PLEDGEHOLDER _________________ / _________________


_________________ / _________________


L.S.


Annex 6.2


O-5.2

FORM

INSTRUCTION FOR REGISTRATION OF ASSIGNMENT OF RIGHTS UNDER PLEDGE AGREEMENT


Instruction No. _______ Date ________ ___, 20___

Pledgor:


Pledgeholder, assigning rights under pledge agreement:


Pledgeholder, accepting rights under pledge agreement:



Perform:

registration of assignment of rights under

pledge agreement

Transaction date: _____________ _____, 20___

Issuer:

Security type:

ISIN:


in figures

Estimated value of


In words

In words


______ sheets

not attached


Vault of UniCredit

Bank

VTB

Registrar

NSD

VEB

Euroclear

Other:

PLEDGOR:

_________________ / _________________


_________________ / _________________


PLEDGEHOLDER,

assigning rights under pledge agreement

________________ / ________________


________________ / ________________


PLEDGEHOLDER,

accepting rights under pledge agreement

________________ / ________________


________________ / ________________


L.S.


Annex 6.3


O-5.3

FORM

INSTRUCTION FOR REGISTRATION OF TRANSFER OF RIGHTS TO SECURITIES UNDER PLEDGE


Instruction No. _______ Date ________ ___, 20___

Pledgor, transferring rights under pledge agreement:


Pledgor, accepting rights under pledge agreement:

Number of depo account/ depo sub - account section

Pledgeholder:



Perform:

registration of transfer of rights under pledge

agreement

Transaction date: _____________ _____, 20___

Issuer:

Security type:

ISIN:


in figures

Estimated value of


In words

In words


______ sheets

not attached


Vault of UniCredit

Bank

VTB

Registrar

NSD

VEB

Euroclear

Other:

PLEDGOR,

transferring rights under pledge agreement

________________ / ________________


________________ / ________________


PLEDGOR,

accepting rights under pledge agreement

________________ / ________________


________________ / ________________


L.S.

PLEDGEHOLDER,

transferring rights under pledge agreement

________________ / ________________



________________ / ________________


L.S.


Annex 7

CUSTOMER INQUIRY

To Custody Department, AO UniCredit Bank

Inquiry № Dated: « » 20

Client name

Account number

Please provide us with:

Copy of the report on the operation on the Custody Instruction № dated _ 200

. Statement of holding as of «_ » 200 ,

Statement of transactions for the period from « » 20 to « » 20 ,

Other information:

For and on behalf of: / /

position name signature

Form

R-1


Annex 8 to be executed on the letterhead of the entity

APPLICATION FOR DEPO ACCOUNT CLOSURE To Custody of AO UniCredit Bank

Application № 00001 Date: « » 201

Depositor’s Name

DEPO account no.

Hereby we ask you to close above-mentioned DEPO account

DEPO account has zero balance

Delivery Instruction no. dd « » 20 г. is enclosed to the present application

and terminate Depository agreement no. 242/ / dd « »

Hereby we agree with conditions mentioned below: 1) we agree to pay off the invoices for safekeeping and custody account maintenance services for the current month in case the present application is submitted to the Custody of AO UniCredit Bank later than 15th day of current month. 2) we agree that custody agreement will not be terminated until all invoices issued in accordance with the Fee Schedule are not paid off including reimbursement of expenses appeared by delivery of securities from DEPO account.

DEPOSITOR:

(position for legal entity, full name) signature

(position for legal entity, full name) signature

seal

FORM

О-7


Annex 9

REPORT # ISYYMMDDNNNNN of DD.MM.YYYY

Transaction type: Open account

Customer:

Account Number:: XXXXXXOWXX, XXXXXXTAXX Account Description: Account open date: Account type: Owner: Depository agreement number:

Instruction number:

UniCredit Bank reference:

Transaction reference:

For and on behalf of UniCredit Bank: Signature:


Annex 10

REPORT # ISYYMMDDNNNNN of DD.MM.YYYY

Transaction type: Closing of account

Customer:

Account Number:: XXXXXXOWXX, XXXXXXTAXX Account Description: Account close date: Account type: Owner: Depository agreement number:

Instruction number:


Transaction reference:



Annex 17

Report No. dated

Transaction type: Blocking of securities

Initiator of transaction:

Transaction date:

Date of transaction in the register:

Date of transaction in the correspondent depository:

To Depo Account No.

Name of Depo Account:

Name of Depo Sub - Account:

Custodian:

From Depo Account No.



Custodian:

Issuer:

Security type:

Name of security issue:

Number of state registration of issue:

ISIN:

Security nominal value:

Quantity of securities:

Basis for transaction:


Instruction No.:

Instruction registration No.:

Transaction No.:

Depository commission fees:

Of them VAT:

Authorized representative of the depository: Signature: _____________


Annex 18

Report No. dated

Transaction type: Unblocking of securities

Initiator of transaction:

Transaction date:

Date of transaction in the register:

Date of transaction in the correspondent depository:

To Depo Account No.



Custodian:

From Depo Account No.



Custodian:

Issuer:

Security type:

Name of security issue:

Number of state registration of issue:

ISIN:

Security nominal value:

Quantity of securities:



Instruction No.:

Instruction registration No.:

Transaction No.:

Depository commission fees:

Of them VAT:

Authorized representative of the depository: Signature: _____________


Annex 19

CONFIRMATION #ISXXXXXXXXXX of Pledge of securities

Transaction type:

Effective Settlement Date:

Customer:

To Account Number:

Account description:

Place of safekeeping and

Account status:

From Account Number:



Account status:

Securities description:

Type of description:

Series State Registration

Number:

ISIN:

Face value:

Quantity:

Reasons for Operation: of

Instruction number: of


Transaction reference: of

Custody fee:

of which VAT:



Annex 20

CONFIRMATION #ISXXXXXXXXXX of Cessation pledge of securities

Transaction type:

Effective Settlement Date:

Customer:

To Account Number:



Account status:

From Account Number:



Account status:

Securities description:

Type of description:

Series State Registration

Number:

ISIN:

Face value:

Quantity:

Reasons for Operation: of




Custody fee:

of which VAT:



Annex 21

CONFIRMATION # of Transaction type: Conversion (split, consolidation) of shares Customer: X Conversion

Split

Consolidation

Ratio:

Account Number:

Account Description:

Place of Safekeeping:

Delivery of securities:

Security Description:

Type of Security:

Security Issue:

Series State Registration Number (ISIN):

Face value:

Place of Safekeeping Place of Safekeeping Description Quantity

Receipt of securities:


Type of Security:

Security Issue:


Face value:

Place of Safekeeping Place of Safekeeping Description Quantity

Effective settlement date: Value date:

Reason for operation:


UniCredit Bank reference: of




Annex 22

CONFIRMATION # of

Transaction type: Redemption (annulment) of shares Customer:

Account Number:

Account Description:

Place of Safekeeping:


Type of Security:

Security Issue:


Face value:

Place of Safekeeping

Place of Safekeeping Description

Quantity

Reason for operation:


UniCredit Bank reference: of




Annex 23

REPORT

refusal of instruction receipt

Number Date

Account Number

Account Description

Refusal of instruction receipt № Date

Cause of failure

For and on behalf of Custody


Annex 24

REPORT

refusal of instruction execution

Number Date

Account Number

Account Description

Refusal of instruction execution № Date

Cause of failure




Annex 25

REPORT of DD.MM.YYYY. Report Type: Cancel Instruction Customer: Account Number: Account Description: Canceled Instruction Transaction: Instruction number: IMB reference: Instruction number: IMB reference: Transaction reference: Custody fee: of which VAT: For and on behalf of UniCredit Bank: Signature_______________


Annex 26


C-1

FORM

NOTICE OF PARTICIPATION IN A CORPORATE EVENT

To Corporate Actions, Dividends & Coupon Division of Custody, UniCredit Bank AO

Instruction No. _______ Date ________

Depositor name Depositor depo account No.

Issuer:

Security type:

State registration No.:

Nominal value:

ISIN:

Custodian:


Total nominal value (for bonds)

in figures and words

Transaction amount /

Currency of payment:

Price per security:

Payment requisites of the depositor (if required):

Requisites for crediting securities (if required):

Basis for the depository transaction

______________ / ___________

(position, full name) Signature

(In accordance with the depositor’s sample signature card)

L.S.


Annex 27

To: Depositor`s name

NOTICE

of forthcoming payment of income on securities*

Issuer

Security type

ISIN

Register record date

Date of funds crediting

Accrual period

Currency

Accrual rate

Quantity (at par)

Accrued

Tax withheld by the issuer/

payment agent of the issuer

Transport expenses/

bank expenses

Total due

Credited to the account

*Indicate income type (dividends, interest, etc.)

Please submit payment requisites to the Bank for transfer of the foregoing income.

Authorized employee of the depository Full name Signature


Annex 28

To: Depositor`s name

NOTICE

of accrual of income on securities*

Issuer

Security type

ISIN

Register record date

Date of funds crediting

Accrual period

Currency

Accrual rate

Quantity (pcs)

Accrued

Tax withheld by the issuer/

payment agent of the issuer

Transport expenses/

bank expenses

Total due

Credited to the account

*Indicate income type (dividends, interest, etc.)

Authorized employee of the depository Full name Signature


Annex 29

Internal Instruction

Instruction ___________________________________ Dated:__________

In: __________________________________________________________________________

Securities: _____________________________________________________________________

Quantity: _____________________________________ Transaction amount: __________________

Account №: __________________________________

Partner: _________________________________________________________________________

Place of safekeeping: _______________________________________________________________

Account of counterparty: _____________________________________________________

Counterparty:

Nominee holder of counterparty:________________________________________________________

Transfer through: __________________________________________________________________

Reason:

Extract: ________________________________________________________________________

Effective settlement date: __________ Processing settlement date: __________

Payer: ______________________________________________________________________

Fee: ______________________RUR