anthony j trenga financial disclosure report for 2010

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  • 8/3/2019 Anthony J Trenga Financial Disclosure Report for 2010

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    I AO IORev. 1 /2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 20 10 Report Re quired by the Ethicsin Government Act ofl978(5 U .S.C. app. :~ .~ 101-111)I. Person Re por t ing ( las t name, f i r s t , middle in i t ia l)Trenga , Anthony J .

    4 . T i t l e ( A r t i c l e I I I j u d g e s indicate ac t ive or senior s ta tus ;magistrate judges indicate full- or part- time)U .S. D i s t r ic t J udg e

    7 . C h a m b e r s o r O f f i c e A d d r e s s4 0 1 C our t h ous e Sq ua r eA l exandr i a , V A 2231 4

    2. Court o r Organ iza t ionU.S. Dist r ic t Cour t , ED VA

    3. Date of R e p o r t04/28/2011

    5a. Report Type (check appropriate ~pe)] N o m i n a t i o n , Dat e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in compliance

    w i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

    6. Report ing Pe riod01/0112010

    to12/31/2010

    Rev iewing Office r Date

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followe,~ Compl ete a l l par t s ,checking the NONE box for each p art where you ha ve no reportable information. Sign on las t pag~

    I . P O S I T I O N S . m e p o ~ . g individual only; see pp. 9-13 of filing instruction&)NONE (No reportable positions.)

    POSITIONI.2.3.

    4.

    NAME OF ORGANIZATION/ENTITY

    I I . A G R E E M E N T S . m , ~ , o r n n g individual only; seep p. 14-16 of filing instru ctions.)N O N E (No reportable agreements. )

    1.19982.3.

    DATE PARTIES AND TERMSMiller & Chevalier Retirement Plan, no control

  • 8/3/2019 Anthony J Trenga Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 2 of 18

    N a m e o f P e r s o n R e p o r t i n gTrenga, Anthony J.

    D a t e o f R e p o r t04/28/2011

    1 1 1 . N O N - I N V E S T M E N T I N C O M E . (R o ~ ,o ~ n g ind i , ,iduo tandspouse : see p~ IZ-24 o /~l i .g instructions.)A. Filers Non-Investm ent Incom e[] NO NE (No reportable non-investment income.)

    DATE SOURCE AND TYPE

    2.3.4.

    I N C O M E(yours, not spouses)

    B . S p o u s e s N o n - l n v e s tm e n t I n co m e - t f y o u were married during any portion of the reportlng year, complete this section.(Dollar amount not required except for honoraria.)

    D (No reportable non-investment income.)O NEDATE

    1. 20102.3.4.

    SOURCE A ND TYPEP otom ac Sa i lmak ers , s a la ry

    I V . R E I M B U R S E M E N T S - t r a n s p o n u ~ o n , I o d g i. g , /o o d , en , e . a in . , en ~( I n c l u d e s t h o s e t o ~ p o u s e a n d d e p e n d e n t c h i l d r e n , " s e e p p . 2 5 - 2 7 o f f i l i n g i n s t r u c t i o n s . )

    ~] (No reportable reimbursements.)ONESO U RCE DA TES L O C A T I O N

    UV A Sch ool o f Law January 8-10, 2010 Charlot tesvi l le , VAPURPOSE ITEMS PAID OR PROVIDED

    2010 UVA Natl TrialA d v o c a c y C o l l eg e / C L EP rogram

    Tra nspo r l a l ion , Food , Ho t e l

    2. UV A Sch ool o f Law February 19-20, 2010 Charlot tesvi l le , VA M oo t C our ~ P r ogr am Transporta t ion, Food, Hote l3. V irg in i a A s s oc i a t i on of March 12-13, 2010 R ichm o n d , VA T ria l T ac tic s W o rksho p / Food , Ho t e lDefense At torneys C L E P r o g r a m4. G M U L aw & Ec o no mic s A pril 23-29. 2010 T ucson , AZ S e m i n a r /C L E P r o g r a m Transporta t ion, Food, Hote lCe n t e r5.

  • 8/3/2019 Anthony J Trenga Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 3 oflS.

    Name of Person Repor tingT r e n g a , A n t h o n y J .

    D a t e o f R e p o r t04/28/2011

    V . G I F T S . t ln c l .d e s ~ h o s e I o ~ p o . ~ e a n d depen den t c h i l d r en ; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No reportable gifts.)

    SOURCE DESCRIPTIONI.2.3.4.5.

    VALUE

    V I . L I A B I L 1 T I E S . a n c l , ,d , th o . ~ o o f s p o n s e a n d dependent children; see p p . 3 2 - 3 3 of fillng instructions..)N O N E ( N o reportable liabilities.)

    CREDITOR DESCRIPTIONI.2.3.

    4.5.

    VALUECODE

  • 8/3/2019 Anthony J Trenga Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 4 of 18

    N a m e o f P e r so n R e p o r t in gTrenga , Anthony J .

    Date of R e p o r t04/28/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , t r a n s a c t i o n s ( I n c l u d e s t h o s e o f s p o u s e a n d dependent children; see p p . 3 4 - 6 0 of f i l ing ins truct ions . )[] (No reportable assets, orONE income, transactions.)

    A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g G r o s s v a l u e a t e n d( i n c l u d i n g t ru s t a s se t s ) re p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

    (I) (2) (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e .g . , Value Valuee x e m p t f r o m p r i o r d is c l o s u r e i Code Ii v . , l ~ m t , C o d e 2 M e t h od[ (A-H) or i n t . ) ( J - P ) C o d e 3~ ( Q - W )

    T y p e ( e . g . ,b u y , s e l l ,

    r e d e m p t i o n )

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    (2) (3) (4) (5)D a t e Value Gain I d e n t i t y o f

    m m/dd~ ,y Code 2 Co d e I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

    t r a n s a c t i o n )

    I. Brok erage A ccount #2 ( I RA )2. - V a n g u a rd P r i m e M o n e y M a r k e t F u n d A Interest J T( V M M X X )3. -COD I stock B Dividend So ld 04/20/10 K4. - GLA D common s tock A Dividend J T5. -ARE.C preferred s tock B Dividend J T6. - A B W.A pre fe r red s tock B Dividend J T7. -CBL.C preferred s tock A Dividend J T8. -OFG.G p re f e r re d s t oc k A Dividend J T9. -DDR.G preferred stock A Divid end So ld 04/13/10 : K

    1 0 . -GOO DO pre fe r r e d s toc k B Dividend J T1 1 . - P RE.C pre fe r red s tock A Dividend J T1 2 . -American Gen. taxable bond~ B Interest So ld 02/25/10 K1 3 . -Barely Perform taxablebond~ N one So ld 06 /25/10 K1 4 . -Constltn Brds taxablebond~ B Interest K T1 5 . -Dayton Hudson taxable bond~ B Interest K T1 6 . -Elec Data Stp taxable bond~ B Interest K T1 7 . - Fund A mer i can Co t axab le bond B Interest K T

    1. Income Gain Codes: A -$1,000 or less B =$ 1,001 - $2,500 C =$2,501 - $5,000 D =$5.001 - $15.000( S ee Columns B I and D 4) F =$50,001 - $100,000 G =$100.001 - $1.000.000 III =$1.000,001 - $5.000.000 112 =More than $5.000,000

    2. Value Codes J =$15.000 ~ less K = $15.001 - $50,000 L = $50.1)01 - $100.000 M = $11~).001 - $250.000(Se e Co lu mm CI a n d D3) N =$250,001 - $500,000 O =$500.001 - $1.000.000 P I =$1.000,001 - $5,0~0.000 P2 =$5.000.001 - $25.000.000

    P3 =$25,000.001 - $50.000.000 P4 =M or e than $ 50. ~ 0.0903. Value Method Codes Q = Ap p r a i sa l R =Cosl (Real Estate Only) S =As s es s mc~ ! T =Cas h Mar ket

    ( S ee Column C2 ) U B o o k V a l u e V =Olhcr W =Es t imated

    E =$ 1 5 . 0 0 1 - $ 5 0 ,0 0 0

  • 8/3/2019 Anthony J Trenga Financial Disclosure Report for 2010

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  • 8/3/2019 Anthony J Trenga Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPOR TPage 6 o f 18

    N a m e o f P e r s o n R e p o r t in gTrenga, Anthony J.

    D a t e o f R e p o r t0 4 /2 8 /2 0 1 1

    V I I . I N V E S T M E N T S a n d TRUSTS -i.co,.., vat,,., t r a n s a c t i o n s ( In cl udes those o f spouxe a n d depe n den t ch i l dren ; see pp . 34-60 o f f i lin g in s t ruct ion s . )D (No repo r table income, asse ts , orONE transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c lu d i n g t ru s t a ss e ts ) re p o r t in g p e ri o d

    (1) (2)P l a c e " O O " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,

    e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 di v . , ren t ,I (A-H) or i n t . )

    35 . B Interest36. -Yum Brands~ A Interest

    37. -Dominion Resl~ B Interest

    38. -Allied Wastel~ B Interest

    39. -Waste Mgmt~ B Interest40. -Wells Fargo~ None41. -Waste Mgmt~[~ A Interest42. -ConocoPhllps~ B Interest43. ~ Safeway, lnc. Note A Interest

    44. ~ Johnson Controls, Inc. Note B Interest45. ~[~CVS, Corp. Note A Interest

    46. ,[~ Midamerican EnergyNote B Interest47. .~ Consolidated Natural Gas Note A Interest

    48. ~ Deere John Capital Corp. Note B Interest49. BAB B Dividend

    5 0. VODA Phone GPP ~ Taxable A InterestBond)

    5 1. Express Scripps ~ (Taxable A InterestBond)

    G r o s s v a l u e a t e n do f r e p o r t i n g p e d o d(1) (2)

    V a l u e V a l u eC o d e 2 M e t ho d

    ( J - P ) C o d e 3(Q-w)

    K TJ T

    K T

    K TK TK TK T

    K TK TK TJ TK T

    K T

    K TK T

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    (I) (2) (3) (4) (5 )T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fbuy, sell, m m ~ d d ! y y Code 2 Co de I buye r/se ller

    r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

    Redeemed 11/15/10 K

    Redeemed 08/16/10 K

    B u y 01/08/10 K

    Bu y 0 1 / 2 6 / 1 0 KB u y 02/25/10 K

    I . Income Gain Codes : A = $1,000 o r less B = $1,001 - $2.500 C = $2.501 - $5,000 D = $5.001 - $15.000(See Columns B 1 and I)4) F = $50.001 - $ 100,000 G = $100.001 - $ 1.000.000 I I I = $ 1 .0 0 0 . 0 0 1 - $ 5 .0 0 0 . 0 0 0 1 1 2 = M o re th an $ 5 . 0 0 0 . 0 ~ 0

    2. Va lu e Co d es J = $15.000 o r le ss K =$15.001 - $50.000 L -$50.001 - $100.000 M =$100.001 - $250.0~ )|S ee Columns CI and D 3 ) N = $250.001 - $500.000 O =$500.001 - $1.000.000 P I -$1.000.001 - $5.000.000 P2 =$5.000,001 - $25.000.000

    P3 = $25.000.001 - $50.000,000 P 4 = M o re lean $50.{ ~0.0003. Value Method Code~ Q = Ap p r a isa l R ~ os l 1R eal Es ta t e Only) S = A s s c ss m ~ " n ! T - ~a sh Ma rk e t

    (See Colum n C2) U = B ook Value V =O~her W =Eslimaled

    E =$15.0~1 - $50,000

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    FINANCIAL DISCLOSURE REPOR TPage 7 o f 18

    N a m e o f P e r s o n R e p o r t in g I D a t e o f R e p o r tT r e n g a , A n t h o n y J "I

    04/28/2011

    V I I . I N V E S T M E N T S a n d T R U S T S -i .... o , value, transactions (Include~ those of sp . . . . .. d dependent children; see pp. 34-60 o f filing instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C.Description of Assets Incom e during G ro ss valu e at en d(including trust assets) r e p o rt i n g p e r i o d o f r e p or t i n g p e ri o d

    (I ) ( 2 ) (I ) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t

    exempt from prior disclosure

    T r a n s a c t i o n s d u r i n g r ~ p o r f i n g p e r i o d(I ) (2) (3) (4)

    T y p e ( e . g . , Value Valued i v . , r e n t , Code 2 M e t ho d

    T y p e ( e . g ., D a t e Value Gainbuy, sell, m m / d d ~ y y Code 2 Code I

    r e d e m p t i o n ) ( J - P ) (A-H)i A m o u n tC o d e 1

    ( A - H ) o r i n t . ) ( J - P ) C o d e 3

    52 . First Energy~ (Taxable Bond) A Interest K T Bu y 03/19/10 K53. PFF B Di v i de nd K T Bu y 04/14/10 K54. J T Bu y 05/05/10 J55 . Telephonicalill~l~l (Taxable Bond) A Interest K T Bu y 05/11/10 K56 . Dow Chemical[~~ (Taxable A Interest J T Bu y 05/19/10 JBond)57 . General Money Market--Deposit A Interest N T Sp in o ff 05/28 /10 Nf rom a Q ua l i f i ed P l an (from line 207)58 . Direct TV~ (Taxable Bond) A Interest K T Bu y 06/01/10 K59 . Altria~ (Taxable Bond) A Interest K T Bu y 06/11/10 K60 . Toyota[~l (Taxable Bond) A Interest K T Bu y 06/15/10 K61 . Citigroup ~ (Taxable Bond) A Interest K T Bu y 06/23/10 K62 . Autozone ~ (Taxable Bond) A Interest K T Bu y 06/17/10 K63. H CC A Di v i de nd K T Bu y 06/21/10 K64 . Medtronic~ (Taxable Bond) A Interest K T Bu y 06/30/10 K65 . P PL A Di v i de nd K T Bu y 07/07/10 K66 . GEEC Intrnts ~ (Taxable A Interest K T Bu y 07/09/10 KB o n d )67 . GTE Corp ~ (Taxable Bond) A Interest K T Bu y 07/12/10 K68 . Pitney Bowes~[~ (Taxable A Interest K T Bu y 08/05/10 KB o n d )

    ( ~ )I d e n t i t y o fbuyer/seller

    ( i f p r i v a t et r a n s a c t i o n }

    I . Income Gain Codes : A = $1.000 or less B = $1,091 - $2,500 C =$2.501 - $5,000 D =$5,001 - $15.000( S ee Columns B I and D 4) F -$50.0~1 - $10~,000 G $100.001 - $1.000.000 I I I =$ 1. 00 0. 0~ I - $ 5, 00 0. 00 0 1 12 = M o re t ha n $5 .0 0~ , 00 0

    2. Va lu e Cod es J = $15.000 o t le ss K =$15.001 - $50.000 L =$50.0~1 - $100.00~ M =$100,001 . $250.00~( S ee Columns CI and D 3 ) N = $250.0~1 - $500.000 O =$5(~ .001 - $1.00O .000 P I = $1.000.001 - $5,000,000 P2 ~$5.000.001 - $25,000.000

    P3 = $25,000.001 - $50.000,090 P 4 = M o re Ihan $50.000.00~3. Va lu e M elho d Co d es Q =Appraisal R :=Cost (Real Estate Only) S = Asscssm en l T = C ~ h M a r k c l

    ( S ee Column C2 ) U = B~o k Va l u e v = O ~h cr W =Eslima~cd

    E =$15,001 - $50,000

  • 8/3/2019 Anthony J Trenga Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 8 o f 18

    Name o f Per s on Repor t in gI

    Date o f Repor tTrenga, Anthony J" I 0412 8/ 2 01 I

    V I I . I N V E S T M E N T S a n d T R U S T S - i . c o , .e , v a t . e , t ,a ~ a c t i o , ~ a . c t a a , ~ t h o s e o / s ~ , o a s e a . a , t e ~ , e . a e . t c h i l dr en; s ee p p . 3 4 - 6 0 of fil ing instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C.Description of Assets Income dur ing Gross va lue a t e n d(including trust assets) ~ o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

    (I ) ( 2 ) (I ) ( 2 )P l a c e " ( X ) " a f t e r e a c h a s s e t

    exempt from prior disclosure

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    (t ) (2) (3) (4)

    69 . FA X (A b erdeen A s ia P ac i t i c Incom e Fund) A Dividend70. ADP A Dividend71 . INTC A Dividend72 . M R O A Dividend73. TLT A Dividend74 . Brok erage A ccount #3 ( I RA )75 . - Mon ey Mark e t (Rob er t W. Ba i rd & Co. ) A Interest76 . -BGR s t oc k A Dividend77 . - BA LCX mu tua l fund A Dividend78 . - W S H C X m u t u a l fu n d A Dividend79 . - Cpt l Wr ld Grwth & lncm C CWGCX A Dividend80 . - Fi r s t Eagle G lob a l C FESGX A Dividend81 . -P i m c o To t a l Re t u rn C PTTCX A Dividend82 . Brok erage A ccount #483 . -Mo ne y M a rke t (Robe r t W. Ba i rd & A InterestCom pa ny)84 . - W S H C X A Dividend8 5 . - 1 S H S B r c l y s 2 0 + T r e a s T L T A Interest

    A m o u n t T y p e ( e . g . , Value Valu eCode I d i v . , r e n t , Code 2 M e t ho d(A-H) o r i n t . ) ( J - P ) Code 3( Q - W )

    K T

    K T

    K T

    K T

    K T

    JJJJJJJ

    JJ

    T y p e ( e . g . , D a t e Value Gainbuy, sell, m m / d d , ~ y Code 2 Code I

    r e d e m p t io n ) ( J - P ) (A-H)

    B u y 08/12/10 L

    B u y 08/13/10 K

    B u y 09/09/10 K

    B u y 11/05/10 K

    B u y 12/09/10 K

    T Spinof f( f rom l i ne 175)T

    T

    T

    TTT

    TT

    10/22/10

    S o l d 03/10/10 K A

    (5 )Ide nt i ty of

    b uyer / se l l e r( i f pr i va t e

    t r a n s a c t i o n )

    I . Income Gain Codes : A = $1.000 or less B = $1.001 - $2,500 C = $2.501 - $5.000 D = $5,001 - $15,000(See Columns B I and LM ) F = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 G = $ 100 .0 01 - $ 1. 000 ,0 00 I t I =$ 1. 000. 001 - $ 5.00 0.000 1 1 2 = M o r e th a n $ 5 . 0 0 0 . 0 0 0

    2. Value Cod,~ J = $15.0~0 o r h.ss K = $15.001 - $50.00~ L =$50.001 - $100.000 M =$100.001 - $250.000( Se e Co lu m ns CI an d D3 ) N -$ 25 0.001 - $ 500 .000 O =$ 50 9, 00 1 - $ 1. 00 0. 00 0 P I ~ $1 ,00 0, 00 1 - $ 5. 00 0. 00 0 P2 =$5,000.001 - $25,000,00~

    P3 =$2 5.000.001 - $50.000.0~O P4 =M ore than $50.000,0~03. Value Method Codes Q A p p ra isa l R =Cost (Real Estate Only) S = A s s cs s m ~ . m t T =Cas h Mar kc~( S cc Column C2 ) U =B ook V alue V = O t h . . ." r W =Es l imated

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPOR TPage 9 o f 18

    N a m e o f P e r so n R e p o r t i n gTrenga, Anthony J.

    D a t e o f R e p o r t04/28/2011

    N O N E (No reportable income, assets, or transactions.)A. B. C. D.

    D e s c r i p t io n o f A s se t s In c o m e d u r i n g G r o s s v a l u e a t e n d T ra n s a c t io n s d u r in g re p o r t i n g p e r i o d( in c lu d in g t ru s t as se ts ) re p o r t in g p e ri o d o f r e p o r t i n g p e r i o d

    (I) (2) (I) (2) (I) (2) (3) (4) (5 )Place "(X)" after each asset A m o u n t T y p e (e .g ., V a lu e V a l u e Type (e.g., Dat e V a l u e G a i n I d e n t i t y o f

    e x e m p t f r o m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t , C o d e 2 M e th o d bu y , s e l l , m m / d d t y y C o d e 2 C o d e I b uyer / se l l e r( A - H ) or i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) (J -P ) ( A - H ) (ifprivate

    [ ( Q - W ) t r a n s a c t i o n )

    86 . -Wells Fargo BK/1 None K T87 . -K ra f t Foods (K FT) A Di v i de nd So ld 08 /11/10 K C88 . -Ph i l i p Mor r i s In t l(PM ) B Dividend K T89 . - W G L H o l d i n g s ( W G L ) A Div id en d So ld 10/12/10 K C90. -Al l i an t Ene rgy (LN T) A Div id en d So ld 03/16 /10 K D91. - BCE I nc (BCE) A Div id en d So ld 05/10/10 K D92 . - Cent ra l Fund of Canada (CEF) A Di v i de nd K T93 . -Suntrust Bank~ None K T94. -P i t ne y Bowe s Inc (PBI) A Dividend Sold 10/18/10 K95 . -SAIC Inc (SAI) None So ld 08 /18 /10 K96 . -Uni thed Heal th Group Inc . (UNH) A Dividend Sold 01/20/10 K D97 . -Cp t l Wr l d Grwth & Inc (CWG CX ) A Dividend J T98 . - Fi r s t Eagle G lob a l C (FESGX) A Dividend J T99 . -P i m c o To t a l Re t u rn C (PTTCX ) B Dividend J TI00. -AT & T (T ) B Dividend K T1 0 1 . - W a l m a r l ( W M T ) A Di v i de nd K T1 0 2 . ~ (Fairfax VA Tax Exempt A Interest R ed ee m ed 02/01/10 JB o n d )

    I. Incom e G ain Codes: A -$1,000 or less B -$ 1,001 - $ 2,500 C = $2,501 - $5.000 D = $5,001 - $15,000( Se e C olu mn s B I a n d IM ) F =$ 50.001 - $ 10O ,000 G = $ 1 0 0 . 0 0 1 - $ 1 . 0 0 0 , 0 O 0 t I I =$ 1 ,0 00 .0 01 - $ 5 .0 00 .0 00 1 12 = M or e t ha n $5 .0 00 ,0 00

    2 . V a l u e C o d t ~ s J =$15.0~0 or less K =$15.0~1 - $50.000 L = $50.001 - $100.000 M =$100,001 - $250.000(S~ Columns CI and D3) N = $250,001 - $500.000 O = $500.001 - $ 1.000,000 P I = $1.000.001 - $ 5,000,000 P2 = $5.000.001 - $25,000.000P3 = $25.000.001 - $ 50.0~0.000 P4 = More than $50.00~ .000

    3. Va lu e M clho d Co d es Q =A p praisal R = = Co st (R eal [ .sla te O nly) S = A ssgssm en l T -~? ash M arkcl{ S ee Column C2 ) U = Bo o k Va l u e V =O~hcr W = E st im a t ed

    E =$15,001 - $50.000

  • 8/3/2019 Anthony J Trenga Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPOR TPage 10 o f 18

    Name o f Pe rson Report ingT r e n g a , A n t h o n y J .

    D a t e o f R e p o r t04128/2011

    V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (lnclude~ those of spouse and dependent children: see pp. 34-60 of filing inxtruction~)N O N E (No reportable income, assets, or transactions.)

    A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g Gross value a t end .( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dI (i) (2) (i) (2)

    P l a c e " ( X ) " a f t e r e a c h a s s e t A m ou n t T y p e ( e . g . , Value Valuee x e m p t f r o m p r i o r d is c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e t ho dI ( A - H ) o r i n t . ) ( J - P ) C ode3

    103. ~ (NYC NY Tax Exempt Bond) B Interest K T

    (t )T y p e ( e . g . ,b u y , s e l l ,

    r e d e m p t i o n )

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4) ( 5 )

    D a t e Value Gain I d e n t i t y o fm m / d d bH Code 2 C o d e 1 buyer/seller

    ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

    1 04 . -B R K Z B c o m m o n s t o c k None K105 . -KO B Di v i de nd K

    TT

    1 0 6 . - G E c o m m o n s t o c k B Dividend K T

    Sold 02/11110 K(par t)Bu y 04/20/10 J

    107 . - J NJ common s tock B Di v i de nd K T1 08 . - M C D c o m m o n s t o c k1 09 . - M S F T c o m m o n s t o c k1 1 0 .

    BB

    Dividend KDividend K

    T

    T

    S o l d 11/16/10 K( p a r t )B u y 03/03/10 J

    1 1 1. - P G c o m m o n s t o c k B Dividend K TBu y 09/10/10 J

    1 1 2 . ~ tax exempt Bd. (Hampton, A InterestVA )113. - SGENX mutua l fund A Dividend114. ~ AP-5 Tax Exempt Bond (Norfolk, B InterestVA )115. - T IP b ond fu nd A Dividend

    K

    Sold II/10/10 J

    1 1 6 .

    KBu y 03/23 /10 K

    1 1 7 . - CV S c o m m o n s t o c k1 1 8 . -E C A c o m m o n s t o c k1 19 . -X O M c o m m o n s t o c k

    DividendS o l d 10/12/10 K( p a r t )Sold 03/04/10 L

    D

    D

    A Dividend Sold 06/09/I 0 K BA Dividend Sold 12/29/10 K

    I. I n c o m e G a i n C o d e s : A =$1,000 or less B =$1,001 - $ 2 , 5 0 0 C =$2,501 - $5,000 D =$5,001 - $15,000( S ee Columns B I and D 4) F =$50.001 - $100,000 G =$100.001 - $1,000.000 ttl =$1,000.0~1 - $5.000.000 112 =More than $5.000.00~

    2 . V alue C~ les J = $15.000 o r le ss K = $15,0O I - $50.000 L = $50.091 - $100,000 M =$100.001 - $250.000{ S cc Columns CI and D 3 ) N =$250.001 - $500.000 O =$500,001 - $1,000.000 P I =$1.000.001 - $5,000,000 P2 =$5,000.001 - $25,000.000

    P3 = $25.000.001 - $50.000.000 P 4 = M o re than $50.000,0003. Va l u e M e t h o d C o d es Q = Ap p r a isa l R =Cost {Real Estate Only) S = Asscssm en ! Y = C ash M ar k c l( S ee Column C2 ) U = Bo o k Va l u e V =O~hcr W = E sl im a t ed

    E =$ 1 5 ,0 ~ 1 - $ 5 0 . 0 0 0

  • 8/3/2019 Anthony J Trenga Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPOR TPage 11 o f 18

    N a m e o f P e r so n R e p o r t i n gTrenga, Anthony J.

    D a t e o f R e p o r t04/28/201 I

    V I I. IN V E S T M E N T S a n d T R U S T S - ~ . co , ,, e. , a ,, ,e , ,, a n ~ = a ~ o , ~ a . d . d , ~ t h o s e o f s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 3 4 - 6 0 o f f i li n g i n s t r u c t i o n s . )---I N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

    P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

    I n c o m e d u r i n gr e p o r t i n g p e r i o d

    (1) (2)A m o u n t T y p e ( e . g . ,C o d e I d i v . , r e n t ,( A - H ) or i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

    V a l u e V a l u eC o d e 2 M e t h o d

    ( J - P ) C o d e 3( Q - W )

    (] )T y p e ( e . g .,buy, sell,

    r e d e m p t i o n )

    (2) (3) (4) ( 5 )D a t e Value Gain I d e n t i t y o f

    m m/dd/yy Code 2 Code I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

    t r a n s a c t i o n )

    1 2 0 . ,/~_empt Bond Va. St.) In AAcct I ~121. -First Eagle~ A

    I n t e r e s tDividend K

    Redeemed 05/03/10 K

    122. -CVE (Cen o v o u s En erg y) A Dividend Sold 07/25/10 K1 2 3 . - D c o m m o n s t o c k B Dividend Sold 04/07/10 K A1 2 4 . F I S E R V None B uy 01/08/10 K

    1 2 5 . S o l d 05/06/10 K C

    126. Lo ckheed M ar t in1 2 7 .

    Dividend Bu y 01/13/10 K

    Sold 12/29/10 K128 . Bank of Nova S c o t i a1 2 9 .

    Dividend Bu y 01/22/10 KSold 03/26/10 K

    130. T exas Ins t rume nt1 3 1 .

    Dividend Bu y 02/04/10 KSold 09/16/10 K

    132. Total SA Sponsore d ADR133. Glaxo Smith Kline (GSK)134. Powersha res VRDO Tax Free1 3 5 .

    A Dividend KA Dividend KA Dividend

    TT

    Bu y 02/16/10 KBu y 02/17/10 K

    So ld 02/23/10 K(part)Sold 03/03/10 K

    136. Tran so cean A D i v i d e n d Bu y 02/25/10 K

    I. I n co m e G a i n C o d es :( S cc Columns B I and

    2. Value Codes( S ee Columns CI and

    3. Val u e M et h o d C o d es( s ee Column C2 )

    A -$1.000 or lessF =$50.001 - $100.000J =$15.000 or lessN =$250.001 - $500.000P 3 =$25.000.001 - $50.000.000Q = Ap p r a isa lU = Bo o k Va l u e

    B =$1,001 - $2.~00G =$100.001 - $1.000,000K =$15,001 - $50.000O =S500,001 - SI.000.000R =Cost (Rcal Estate Only)V = O ~ h c r

    C =$2.501 - $5.000I I I = $ 1 . 0 0 0 . 0 0 1 - $ 5 . 0 0 0 . 00 0L =$50.001 - $100.000PI =$1.000.001 - $5.000.000P4 =M ore Ihan $50.000.000W = E sf im a t o d

    D =$ 5.001 - $15.000112 =More than $5.000.000M =$100.0~1 - $250.0~0P2 =$5.000.001 - $25.000.000T = C a s h Markcl

    E = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 12 o f 18

    N a m e o f P e r s o n R e p o r t in gTrenga, Anthony J.

    Date of R e p o r t04/28/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , , at ,, e , ~ a n $ ~ e t i o ,~ a . e t u d e s t h o s e o y ~ p o u s e a n d dependent children; s e e p p . 3 4 - 6 0 of filing instructions.)NONE (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g( i nc l ud i ng t rus t ~sse t s ) r e p o r t i n g p e r i o d

    (1) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t ! A m o u n t T y p e ( e . g . .

    e x e m p t f r o m p r i o r d i s c lo s u r e C o d e 1 div. , r e nt ., ( A - H ) or i n t . )

    1 3 7 .1 3 8 . B P P L C1 3 9 .1 4 0 .141. F i rs t En erg y1 4 2 .1 4 3 .144. Fa i r fax , VA (No n -Ta xable Bo n d )145. ishares Trus t Barclays Tips1 4 6 .147.148 . Century L ink , I nc . (CT L)149.150. Fa i r fax , VA (Tax Exem p t Bo n d )1 5 1 . C o c a C o l a1 5 2 . B O A C P I ( T a x E x e m p t B o n d )153. Telefonica SA ADR

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

    V a l u e V a l u eC o d e 2 M e t ho d

    ( J - P ) C o d e 3( Q - W )

    A Dividend

    A Dividend K T

    A I n t e r e s t K TB I n t e r e s t

    A Dividend K T

    A I n t e r e s t K TA Dividend K TA I n t e r e s t K TA Dividend

    Type (e.g.,b uy, se l l ,

    r e d e m p t i o n )

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

    (2) (3) (4) (5 )Dat e V a l u e G a i n I d e n t i t y o f

    m m ! d d / y y C o d e 2 C o d e I b uyer / se l l e r( J- P ) ( A -H ) (if p r iv a te

    t r a n s a c t i o n )

    Sold 12/09110 JBu y 03/02/10 KBuy 05113/10 JSold 06/09/10 KBu y 03/17/10 KBu y 04/20/10 JBu y 10/26/10 JBu y 03/18/101 KBu y 03/23/101 KSo ld 09/22/10 K(par t)Sold 10/12/10 KBu y 04/07/10 KBu y 04/29/10 KBu y 04/13/10 KBu y 04/20/10 KBu y 04/26/10 KBu y : 05/07/10 K

    B

    D

    I. I n co m e G a i n C o d es :( S ee Columns B I and D 4)

    2. Value Codes( S c Columns CI and D 3 )

    3. Val u e M cl h o d C o d es( S ee Column C2 )

    A = $ I .000 or lessF =$50,001 - $100.000J =$15.000 or lessN -$250.001 - $500.000P3 =$25.000.001 - $50.0~0.000Q = Ap p r a i sa lU =B ook V alue

    B -$1,001 - $2.500G =$100.001 - $1.000.000K =$15.001 - $50.000O =$500.001 - $1.000.000R =Cos! (Rea l E sta te O n ly )V :O~ her

    C =$2.501 - $5,000I I I = $ 1 . 0 0 ~ , 0 0 1 - $ 5 . 0 ( ~ . 0 0 0L =$ 50.0~1 - $10~.00~PI = $1.0~1.0~1 - $ 5.00~.0(~P4 = M ore than $50.00~.000S = Asscssm ~m tW =Es t imaled

    D =$5.001 - $15.000H2 =M ore than $5.000.000M =$100.001 -P2 =$5.000.001 - $25.000.000T = C a s h M a r k c ~

    E =115,0~1 - $50.000

  • 8/3/2019 Anthony J Trenga Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 13 of 18

    N a m e o f P e r so n R e p o r t i n gTrenga, Anthony J.

    D a t e o f R e p o r t04/28/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e . , a l~ e . ~ r a , ~ a c , i o ,~ a , c la d , ~ t h o , e o f ~ p o , , s e and dependent c h i l d r e n ; s e e p p . 3 4 - 6 0 of f i l ing ins t r uc t ions . )N O N E (No reportable income, assets, or transactions.)

    A. B. D.Description of Assets Income dur ing Transactions during reporting period

    (including trust assets) r e p o r t i n g p e r i o d(I ) ( 2 )

    i A m o u n t T y p e ( e. g .,Code I d i v . , r e n t ,(A-II) o r i n t . )P l a c e " ( X ) " a f t e r e a c h a s s e t

    exempt from prior disclosure

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)

    V a lu e V a lu eC o d e 2 M e t h o d

    ( J - P ) C o d e 3

    (I )T y p e ( e . g . ,buy, sell,

    r e d e m p t io n )

    (2) (3} (4) ( 5 )D a t e Value Gain I d e n t i t y o fm m / d d ~ Code 2 Co de I buyer/seller

    ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

    1 5 4 . S o l d 07/13/10 K C1 5 5 . T E V A P h a r m a A D R

    1 5 6 .

    1 5 7 .

    D i v i dend B u y 05/07/10B u y 05/26/10S o l d 12/14/10

    KK

    K

    158. Fa i r fax , VA (Tax Exem p t Bo n d )159 . I A U ( ISHRS Go ld T rus t ET F)1 6 0 .161.16 2. Smuck ers J M Co. New1 6 3 .

    I n t e r e s t K

    None K

    Dividend

    T B u y 05/18/10 KT B u y 05/21/10 J

    B uy 07/07/10 KS o l d 10/07/10 K B( p a r t )B uy 06/11/10 KS o l d 11/18/10 K B

    164. L-3 Communicat ions1 6 5 .166. Fort Be nd, Texas (Tax Exempt Bond)167. Exelon1 6 8 .169 . Danville, VA (Tax Exempt Bo nd)170. Fair f ax , VA (Tax Exempt B ond)

    A

    A

    A

    A

    Dividend K

    I n t e r e s t KDividend K

    ]n le res l

    Interes t

    K

    K

    T B u y 08/18/10 KB u y 12/20/10 K

    T B uy 08/24/I 0 KT B uy 10/19/10 K

    B uy 11/01/10 KT B u y 10/20/10 KT B u y 11/09/10 K

    I . Income Gain Codes : A = $1.000 or less B = $1,001 - $2.500 C = $2.501 - $5,000 D = $5.001 - $15.000( Se e C ol um n s B 1 a nd D4 ) F =$ 50. 001 - $ 100 ,00 ~ G = $ 100.001 - $ 1.000.000 I I I = $ 1 . 0 0 O , 0 0 1 - $ 5 . 0 0 0 . 0 0 0 I ! 2 = M o r e I h a rt $ 5 . 0 0 0 . 0 0 9

    2. Value Co& ~s J =$15.0(~ o~" less K -$15.0OI - $50.0~ L =$50.001 - $100.000 M =$10~.001 - $250.000(S~:e Columns CI and D3) N -$250.001 - $500.0~) O = $5 00 .00 1 - $ 1. 00 0. 00 0 P I = $1 .0 00 .0 01 - $ 5. 00 0. 00 0 P2 =$ 5.000.001 $25.000.000

    P3 = $25.000.001 - $50.000.000 P 4 = M ore than $50.000.0903. Va l u e M e t h o d C o d es Q = Ap p r a isa l R -~?osl (Real Estale OnTy) S =Asscssm~.~! T - ~ ~ h M a r k e t( S ee Column C2 ) U -B ook V alue V Ot h, .a" W = E sl im a t ed

    E -$15.001- $50.000

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    FINANCIAL DISCLOSURE REPORTPage 14 of 18

    N a m e o f P e r so n R e p o r t in gTrenga , Anthony J .

    D a t e o f R e p o r t04/28/201 I

    - - - - I N O N E (No reportable income, assets, or transactions.)D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g

    ( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d! (1) (2)

    P l a c e " ( X ) " a f t e r e a c h a s s e t I A m o u n t T y p e ( e . g .,e x e m p t fr o m p r i o r d i s c l o s u r e i Code I d i v . , r e n t ,i (A-H) o r i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) (2)Value Value

    C o d e 2 M e t h od( J - P ) C o d e 3( Q - W )

    (1 )T y p e ( e . g . ,

    buy, sell,r e d e m p t io n )

    T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4) ( 5 )

    D a t e Value Gain I d e n t i t y o fm m!dd/~y Code 2 Co d e I buyer/seller

    ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

    1 7 1 . N UV ( N u v e e n M u n i c i p a l V a lu e F u n d )172. Abbott Laboratories173. I NG P ens ion I RA

    A

    A

    DividendInterest

    KK

    TT

    Bu yBu y

    I1/11/1012/14/10

    KK

    174. - Oppenh e im er G lob a l P or t . - I175. -M oney M ark e t A cc t.176 . UBS A ccount #2

    A

    A

    DividendInterest

    S o l dD i s t r i b u t e d

    04/10/1010/22/ I0

    JJ

    177 . - Mo ney mark e t acc t . (UBS)1 7 8 . - A m. Funds Cap I ncome Bui ld ing Fund CLA M ut ua l Fund1 7 9 . -Pu t na m N e w Oppor t un i ty Fund CL AMut ua l Fund1 8 0 . - P ace La rge Co. V a lue Equi ty I nves lmentFund CL A181. UBS A ccount #3 (SEP )182. - P ace I n t l Equi ty Inves tm ent Fund CL A183. - UBS Bank Depos i t184. Bro kerag e Acco u n t #61 8 5 . -Le gg M a son Oppor t un i t y Trus t P r im a ryCl a ss Mut Fund (LMOPX )186.1 8 7 . -Mo rga n St an l e y US Gov t Se c TR B M ut ua lFund (USGBX )

    A DividendN one

    A DividendA DividendA InterestA InterestA Interest

    A Dividend

    A Dividend

    JJJJJ

    TTTT

    T

    SoldBu y

    10/14/1010/14/10

    JJ

    Sold 08/25/10 J A(par t)Sold 10/25/10 J A

    I . Income Gain Codes : A = $1.000 or less B = $1,001 - $2,500 C =$2,501 - $5,000( S ee Columns B I and D 4) F =$50.001 - $100,000 G =$100,001 - $1.000.0O0 1tl =$1,000.001 - $5.000.000

    2. Value Codes J = $15.000 or h,ss K = $15.CO l - $50.00~ L =$50.001 - $100.000( S ee Columns CI and D 3 ) N -$ 250.001 - $ 500.0(IO O =$ 500.001 - $ 1.000.000 PI -$I.000.001 - $5.000.000

    P3 =$25.00~.001 - $50.000,000 P4 =/. t~e than $50.0~).0003. Value Method Codes Q = Ap p r a i sa l R =Cost (Real Eslate Only) S =As s es s ment( S ee Column C2 ) U =B ook V alue V = O lher W = Eslim ated

    D =$5,001 - $15,0001 1 2 ~More lhan $5.000.000M =$100.001 - $250.000P2 =$5,000.001 - $25,000.000T = ~ h M a r k e t

    E =$15,001-

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    FINANCIAL DISCLOSURE REPORTP a g e 1 5 o f " 1 8

    N a m e o f P e r so n R e p o r t in gTrenga , Anthony J .

    Date of Repor t04/28/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , , a lu e , , r o , ~ u , i o ~ (lnclud,~ those o/spouse and dependent children; s e e p p . 3 4 - 6 0 of fillng instructions.)N O N E (No reportable income, assets, or transactions.)

    A. B. C. D .D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t ru s l a s se t s ) re p o r t in g p e r i o d o f r e p o r t i n g p e r i o d

    [ (1) (21 (0 (2) (1 )P l a c e " ( X ) ~ a f t e r e a c h a s s e t ( A m o u n t T y p e ( e . g . , Value Value Type (e.g.,e x e m p t f r o m p r i o r d is c l o s u r e i Code I d i v . , r e n t , C od e 2 M e t h od b u y , s e l l ,[ (A-H) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n )[ ( Q - W )188 . Janus Fund ( J A NSX )1 8 9 . I B M c o m m o n s t o c k1 9 0. D o m i n i o n R e s o u r c e s I n c . c o m m o n s t o c k1 9 1 . Am e r i c a n Ce n t u ry Growt h Mut ua l Fund( T W X C G X )19 2. Navy Fede ra l Cred i t Union ( I RA #1) (CD)19 3. Navy Fede ra l Cred i t Union ( I RA #2) (CD)19 4. Navy Fede ra l Cred i t Union ( I RA #3) (CD)19 5. Navy Fede ra l Cred i t Union CD19 6 . Navy Fede ra l Cred i t Union A ccou nt s19 7 . Burk e and Herb er t B ank A ccount1 9 8 . W a c h o v i a B a n k A c c o u n t s19 9 . Brok e rage A ccount #7 (401- K)200. - A GT HX Mutua l Fund2 0 1. - A N C F X M u t u a l F u n d2 0 2. - A M E C X M u t u a l F u n d2 0 3 . - J A V L X M u t u a l F u n d2 0 4. - A H I T X M u t u a l F u n d

    A Dividend J TA Dividend J TB Dividend K TA DividendA Interest J TA Interest J TA Interest J TB Interest M TB Interest K TA Interest J TB Interest K T

    Sold 07/23/10 J

    Bu y 01/12/10 J

    (2) (3) (4) ( 5 )D a t e Value Gain I d e n t i t y o f

    m m / d d , ~ , y Code 2 Co d e I buyer/seller( J - P ) (A-H) ( i f p r i v a t e

    t r a n s a c t i o n )

    C Divid end So ld 05/12/10 MC Dividend Sold 05/12/10 MC Dividend So ld 05/12/10 LA Divid end So ld 05/12/10 K BA Divid end So ld 05/17 /10 J A

    I . I n c o m e G a i n C o d e s : A = $ 1 ,0 0 0 o r l e s s B = $ I , 0 0 1 - $2 ,5 0 0 C =$ 2 . 5 0 1 - $ 5 ,0 0 0 D =$ 5 ,0 0 1 - $ 1 5 ,0 0 0( S c c C o l u m n s B I a n d D 4 ) F =$ 5 0 ,0 0 1 - $ 1 0 0 ,0 00 G = $ 1 0 0 . 0 ~ 1 - $ 1 . 0 0 0 . 00 0 It I =$1 ,0~3,001 - $5 .000.000 112 =More than $5 .1)09.1)00

    2. V a lu e C o d e s J = $ 15 .000 o r le s s K - $ 1 5 . 0 0 1 - $5 0 . 0 0 0 L = $ 5 0 . 0 0 1 - $ 1 0 0 . 0 0 0 M =$ 1 0 0 . 0 0 1 - $ 2 5 0 . 0 0 0( S e e C o l u m n s C I a n d D 3 ) N =$ 25 0.~ 01 - $5 00.000 O = $5 00 .001 - $1 .000.0 00 P I = $ 1 , 0 0 0 , 00 1 - $5,000,000 P 2 = $ 5 . 0 0 0 . 00 1 - $25, 000 , 000

    P 3 = $ 2 5 .000.001 - $ 5 0.000.0~ O P 4 = M o r e th a n $ 5 0.00~ ,0003 . Va l u e Nt c t h o d C o d e s Q =A p p r a i s a l R =C o s t ( R e a l E s t a t e O n l y ) S =A s s e s s m e n t T = C a s h M a r k e t

    ( S e e C o l u m n C 2 ) U = H o o k V a l u e V = O t h e r W = E s f i ma l c d

    E =$15,001- $50.000

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    FINANCIAL DISCLOSURE REPOR TPage 1 6 of 1 8

    N a m e o f P e r so n R e p o r t i n gTrenga, Anthony J.

    D a t e o f R e p o r t04/28/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - i . c o , .e , v a t u e , t ~ o , ~ a c t i o , ~ a n d u d e s t h o s e o f s p o u s e a n d d e p e n d e n t children; see p p . 3 4 - 6 0 of filing i n s t r u c t i o n s . )N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i nc l ud i ng t rus t asse t s )

    P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

    In c o m e d u r i n gr e p o r t i n g p e r i o d0) (2)

    A m o u n t T y p e ( e . g . ,C o d e I di v . , ren t ,( A - H ) or inL)

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)

    V a l u e V a l u eC o d e 2 M e th o d

    ( J - P ) C o d e 3

    (0Type (e.g.,

    b uy, se l l ,r e d e m p t i o n )

    (2) (3) (4) (5 )Dat e V a l u e G a i n I d e n t i t y o f

    m m /d c Vy y C od e 2 C o d e I b uyer / se l l e r( J - P ) ( A - H ) ( i f pr i va t e

    t r a n s a c t i o n )

    205 . -EMIXX Money M arke t206.207.208. Northwestern Mu tual Joint ComplifeInsurance Policy209. New Y ork Life W hole Life Policy210. Reliastar Life SEC DES I1 08/2000Nationwide211. SFT Ho ld in g s LLC Sto ck212. U S A A S & P 50 0 In d e x F u n d213. Robert W. Baird & Co. checking and cashmanagement accounts214. DRYFUSS mon ey ma rket accounts G GM

    E

    A

    A

    A

    B

    B

    Dividend

    Dividend N TDividendDividend J T

    None J UDividend J T

    I n t e r e s t M TI n t e r e s t K T

    B u y 05/14/10 NB u y 05/17110 J(addl)

    Dis t rbu t ed 05 /25 /10 N

    S o l d 05/21110 J C

    I . Income Gain Codes : A =$1,000 or less B =$1,001 - $ 2 , 5 0 0 C = $2,501 - $5,000 D = $5.001 - $15.000( S ee Columns B I and D 4) F =$50.001 - $100,000 G =5100,001 - $1,000,000 111 =$1,000,001 - $5,000.000 112 =M ore than $5.000.000

    2. Value Codes J =515.~00 or less K =$15.001 - $50.000 L = $50.001 - 5100.000 M =$10~.001 - $250.000( See C o l u m n s C I an d D3) N =$250.001 - $500.0~0 O =1500.001 - 51.000.00~ PI =$1,000,001 - $5.000.000 P2 =55.000.001 - 525.000.000P3 = $25,000.001 - $50,0~0.000 P 4 = M ore than 550.000,000

    3. Va l u e M e t h o d C o d es Q = Ap p r a isa l R =Cost (Real Estate Only) S = Ass , e ssm cm T =Cash Marke~( S ee Column C2 ) U =B oak V alue V = O t h e r W = E st im a t ed

    E =$15,001 - $50,0~0

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    FINANCIAL DISCLOSURE REPORTP a g e 17 o f 18

    Name of Person ReportingT r e n g a , A n t h o n y J .

    Date of Repor t04/28/201 I

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

  • 8/3/2019 Anthony J Trenga Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 18 o f 18

    Name o f Pe rson R eport ingT r e n g a , A n t h o n y J .

    Date of Report04/28/2011

    IX. C ERTIFICATION.I c e r t i fy t h a t a l l i n fo rm a t i o n g i v e n a b o v e ( i n c l u d i n g i n fo rm a t i o n p e r t a i n i n g t o m y sp o u se a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

    a c c u ra t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o wl e d g e a n d b e l i e f , a n d t h a t a n y i n fo rm a t i o n n o t r e p o r t e d wa s wi t h h e l d b e c a u se i t m e t a p p l i c a b l e s t a t u t o ryp r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .1 fu r t h e r c e r t i fy t h a t e a rn e d i n c o m e f ro m o u t s i d e e m p l o y m e n t a n d h o n o ra r i a a n d t h e a c c e p t a n c e o f g i f t s wh i c h h a v e b e e n r e p o r t e d a r e i n

    com pl i ance w i t h t h e p r ov i s i on s o f 5 U .S .C . app . 50 1 e t . s eq . , 5 U .S .C . 7 353 , and J u d i c i a l C onf e r en ce r egu l a t i ons .

    Signatu re: S/Anthony J. Trenga

    N O T E : A N Y I ND I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C IV I LA ND CR I MI NA L SA NCT I ONS (5 U.S .C. app . 104)

    C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA dmin is t ra t ive Off ice o f the Uni ted Sta te s Cour tsSuite 2-301One Columbus Circ le , N.E.W ashington , D.C. 20544