anthony w ishii financial disclosure report for 2010

8/3/2019 Anthony W Ishii Financial Disclosure Report for 2010

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AO I0Rev. 1/2011FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 20 10Report Re quired by the Ethics

in Government A ct ofl978(5 U.SC app. ~~101-111)

I. Person Repor ting ( las t name, f ir s t , middle init ial)I sh i i, An t h ony W .

4. Tit le (Art icle I I I judges ind ica te act ive o r se n io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

U.S. Di s t r i c t Judge - A c t ive

7 . Ch a m b e r s o r O f f i c e Ad d r ~sU.S. Dist r ict Court2500 Tula re St ree tFre sno , CA 9 3 7 21

2. Court o r Organ iza t ionU . S . D i s t r i c t C our t E as t e r n D i s t r i c t o f C a l i f om i a

3. Date of Repor t04/I 8/201 I

5a. Repor t Type (check appropr ia t e t~e)] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion on la ined in this Rep ort and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancewith appl icab le l aws and regula t ions .

Reviewing Office r Date

6. Report ing Pe riod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be followe ,t Complete all parts,checking the NONE box for each part where you ha ve no reportable information. Sign on last page.

I . P O S I T I O N S . (Rep ort ing individual only; seepp. 9-1 3 of fi llng instructions. )~ (No repo rtable positions.)O N E

POSITION N A M E O F O R G A N I Z A T I O N / E N T I T Y

2.3.

4.

5.

I I . A G R E E M E N T S . ~ R e ~ , o r t in g i n d i v id u a l o n l y ; s e e ~ , ~ , . 1 4 - 1 6 of firing instructions.)[-~ N O N E (N o reportable agreements.)

D A T E PARTIES AND TERM SI. 1 9 9 4 Cal i forn i a Judges Re t i rement Sys t em; re t i r ement bene f i t s bas ed upon age and yea rs o f s e rv ice2.3.


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FINANCIAL DISCLOSURE REPORTPage 2 of 6

N a m e o f P e r so n R e p o r t i n gIshi i , Anthony \V.

D a c e o f R e p o r t04/18/2011

I II . N O N - IN V E S T M E N T I N C O M E . ( R e p o . in g indi,idu.l a.dsp ....s e e p p . 1 7 - 2 4 of filing instructions.)A. Filers Non-Investm ent Income

D (N o reporta ble income.)ONE non-investmentDATE SOURCE AND TYPE INCOME

( y our s , no t s pous e s )1. 2010 Cal i forn i a Judges Re t i rement Sys t em $97,400.642.3.4.

B . S p o u s e s N o n - I n v e s t m e n t In c o m e - I f you were married during any portion of the reporting year, complete this section.(Dollar amount not required except for honoraria.)

N O N E ( N o reportable non-investment income.)

1.20102.3.4.

DATE SOURCE AND TYPEC ount y o f F r e s no , C a l i f o r n i a - S a l a r y

I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children: see pp. 25-27 of filing instructions.)~] NONE(N o reportable reimbursements.)

2.

3.4.5.

SOURCE DATES LOCATION PURPOSE ITEM S PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 6

Nam e of P e r son Repor t ingI s h i i, A n t h o n y W .

Date of Repor t04/I 8/2011

V . G I F T S . a n c t u d e s t h o ~ e , o s p o u t and depe ndent children; s e e p p . 2 8 - 3 1 of filing instructions.)N O N E (No repo rtable gifts.)

SOURCE DESCRIPTIONI.2.3.4.5.

V A L U E

V I . L I A B I L I T I E S . a n c t u d , ~ I h o ~ e o y ~ , o ,, s e ~ ,, d d e p , n d , n , c h i ld , ,n ; ~ e ~ p p . 3 2 - 3 3 o f : ~ i ~ # instructions.)N O N E ( 3 /o reportable liabilit ies.)

C R ED IT O R D ESC R IP T IO N1 .2.3.

4.5.

V A L U E C O D E


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N a m e o f P e r so n R e p o r t i n glshii, Anthony W.

D a t e o f R e p o r t04/I 8/201 I

V I l . I N V E S T M E N T S a n d T R U S T S - inco.,e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c rip t io n o f A s s e ts In c o m e d u rin g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

(l) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

exempt from prior disclosure Code I d i v . , r e n t ,( A - H ) or i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

O) (2)V a lu e V a lu eC o d e 2 M e t h o d

( J - P ) C o d e 3( Q - W )

O)Type (e.g.,

buy, s e l l ,r e d e m p t i o n )

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(2) (3) (4 )D a t e Value G a i n

m m / d d / y y C o d e 2 Code I( J - P ) ( A - H )

(5 )I d e n t i t y o f

b u y e r / s e l l e r( i f p r i v a t e

t r a n s a c t i o n )

I. I s h i i B ros . , Inc . C om m o n S t oc k

2. I n v e s c o V a n K a m p e n C o m s t o c k F u n d A

N o n e

D i v i d e n d

N

J

U

T

3. Rancon Realty Fund V A Dividend

4. Wells Fargo Bank Accounts A I n t e r e s t

5. Davis New York Venture A None

J T

K T

J T

6. Morgan Stanley Focus Growth Fund

7. Templeton Foreign Fund B

8. Morgan Stanley Bank Account

9. M o r g a n S t a n l e y P r i v a t e B a n k N A1 0 . AT&T I n c . C o m m o n S t o c k

None J T

A Dividend J T

A I n t e r e s t J T

A I n t e r e s t J T

A Dividend K T

I1. Alcoa Inc . Com m on St ock A Dividend K T

1 2 . Apple Inc. Common Stock

1 3 . Cisco Sys. Inc. Common Stock

1 4 . General Electric Co. Comm on Stock A

None L T

None K T

Dividend K T

1 5 . Davis New York Venture C A Dividend J T

1 6 .

1 7 .

I. Income Gain C odes :(Se e Co lumn s BI a n d

2. Value C odes( See C olumns C I and D3 }

3. Value Meth od C odesl s e c Co lumn C2)

A =$1.000 or lessF ~$50.001 -J -S 15,0~O or lessN =$250.001 - $500,009P 3 $25.00~.0~1 - $50.090.000Q =Apprai : ,alU ~Book Value

B=$1.001 - $2,500G =$I00.001 - $1,000.00~K -$15,001 - $50,000O =S500.0~1 - $1,000.009R =Cost {Real Estate Only)V O t h e r

C =$2,501 - $5,000H I =$ 1,009,001 - $5.000.000L -$50,001 - $ 1 0 0 . 0 0 0P I =$1,000,001 - $5.000.0~0P4 =More than $50,000.000S - A s s c s s m e mW = Es t imated

D =$5,001 - $15,000H2 :More than $5.000.000M-$100.001 - $250,000P 2 =$5.000.001 - $25,00~.000T =Ca sh Ma rk e t

E =$15.001- $50,000


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N a m e o f P e r so n R e p o r t i n glshii, Anthony W.

Date o f Report04/18/201 I

VII I. AD D IT ION AL IN F OR M A T ION OR E XP L AN AT ION S . (lndicate part of report.)P a r t V I I . I N V E S T M E N T S a n d T R U S T SEnt ry N um ber 2 , I nves co V an Kam pen Com s tock Fund: Th i s en t ry was previous ly repor t ed a s V an Kampen C om s tock A . On M ay I I , 2010 a t a jo in t s pec i a lm e e t i n g o f s h a r e h o l d e r s, t h e sh a r e h o l d e r s v o te d t o a p p r o v e a n A g r e e m e n t a n d P l a n o f R e o r g a n i z a ti o n b e t w e e n V a n K a m p e n C o m s t o c k F u n d a n d A / M S e c t o rF u n d s , o n b e h a l f o f ln v e s c o V a n K a m p e n C o m s t o c k F u n d , u n d e r w h i c h t h e a s s e t s a n d l i a b il i ti e s o f V a n K a m p e n C o m s t o c k F u n d w e r e t r a n s f e r re d t o I n v e s c o V a nK a m p e n C o m s t o c k F u n d . T h i s tr a n s f e r in v o l v e d n o b u y o r s e l l a n d r e s u lt e d i n n o g a i n o r l o s s .E n t r y N u m b e r 5 , D a v i s N e \ v Y o r k V e n t u r e A : T h i s e n t r y w a s p r e v i o u sl y r e p o r t e d a s D a v i s N e w Y o r k V e n t u r e B . U n d e r t h e t e rm s a n d c o n d i t io n s o f t h e D a v i sN e w York V e nture Fund , Davi s N e \v York V e nture Fund C las s B s ha res au toma t i ca l ly conve r t t o C las s A s ha res a f t e r 7 yea rs . As a re s u l t, e f fec t ive Aug us t I ,2 0 1 0 , m y D a v i s N e w Y o r k V e n t u r e B w a s c o n v e r t e d t o D a v i s N e w Y o r k V e n t u r e A . T h i s c o n v e r s i o n i n v o l v e d n o b u y o r s e l l a n d r e s u l te d i n n o g a i n o r l o s s .Ent ry N umber 9 , M organ Stan l ey P r iva t e Bank N A: Th i s en t ry was previous ly repor t ed a s M organ Stan l ey Trus t Bank Account . Ef fec t ive Ju ly I , 2010 , M organStan ley Trus t s topped pa r t i c ipa t ing in the FDI Cs Trans ac t ion Account Guaran tee P rogram , and M organ S tan l ey Trus t conve r t ed f rom a fede ra l s av ings bank toa n a t io n a l ban k an d chan g ed i t s n ame to Mo rg an S tan ley Pr iva te Ban k , Nat io n a l Asso c ia t io n . This co n vers io n in vo lved n o buy o r s e l l an d resu l t ed in n o g a in o rloss .


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 6

Nam e of P e r son Repor t ingI s h i i, A n t h o n y W .

Dale of Repor t04/18/2011

IX. CERTIFICATION.I c e r t i f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n m v l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r t h e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o ) a n e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s ~ v h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . 5 0 1 e t . s e q . , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

Signature: S/Anthony W . Ishii

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F I E S O R F A I L S T O F IL E T H IS R E P O R T M A Y B E S U B J EC T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

Co m m i t te e o n F i n a n c i a l D i s c lo s u r eAdmin i s t r a t ive Of f ice o f the Un i ted S ta te s Cour t sSui t e 2-301O n e C o l u m b u s C i r c l e , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

anthony w ishii financial disclosure report for 2010

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