ao 10 financial disclosure report report required ......15. -usaa income fund 16. -usaa income stk...

4.

Report Required by the Ethics AO 10 FINANCIAL DISCLOSURE REPORT in Govemmcnt Act of 1978 RE'V. 112012 (5 U.S.C. app. H' /OJ-I/ I)

I. Person Reporting (last name, first, middle initial)

Dorr, Richard E.

2. Court or Organization

US District Court Western District of MO

3. Date of Report

7/24/2012

.Title (Article Ill judges indicate active or senior status;

magistrate judges indicate full- or part-time)

Active US District Court

Sa. Report Type (check appropriate type)

D Nomination Date

D Initial D Annual D Sb. [Z] Amended Report

Final

6. Reporting Period

1/01/2011 to

12/31/2011

7. Chambers or Office Address

222 John Q. Hammons Parkway Suite 3100 Springfield, MO 65806

IMPORT ANT NOTES: The instructions accompa11yi11g this form must be followed. Complete all parts, checking the NONE box for each part where you have 110 reportable illformatio11. /11sert sig11ature 011 last page.

I. P 0 SI TI 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)

[{] NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I.

2.

3.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

Name of Person H.eporting Dale of Report FINANCIAL DISCLOSURE REPORT

Page 2of14 Dorr, Richard E. 7/24/2012

III. N 0 N-INVESTMENT IN CO ME. (Reporting indfridual and .1pc111se; see pp. 17-14 of filing illstrtccticms.)

A. Filer's Non-Investment Income

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

INCOME (yours, not spouse's)

2.

3.

4.

B. Spouse's Non-Investment Income - I/you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS -tramportation, lodging,Jood, entertainment. (Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[{] NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

3.

4.

5.

7/24/2012

Name of Person Reporting Dale of ReportFINANCIAL DISCLOSURE REPORT

Page 3of14 Dorr, Richard E.

V. GIFTS. (Includes those to spome and dependent children; see pp. 28-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those o/.

(I) (2) (3)

(Q-W)

Name of Person neporting Date of Rqiort FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes 11tose of-'p11me and dt·pe11de11t d1i1dre11: see""· 34-60 of filing ins1r11ctio11s.J

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets lncome during Gross value al end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I ) (2) (I) (2) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

transaction)

I . Commerce Bank Account A Int./Div. K T

2. Signature Bank CD (X) A Interest Redeemed 02/29/11 J B

3. BROKERAGE ACCOUNT #I Edward

Jones

4. -O'Reilly Automotive (ORLY) Common None 0 T Stock

5. -SunAmcrica Life Ins Polaris Variable None K T Annuity

6. -Hartford Life Director Variable Annuity None K T

7. -Great Southern Bank (GSBC) Comm Stk B Dividend L T Buy 01/07111 J

8. Buy 04/13/11 J

9. Buy 7/13/11 J

10. Buy 10/13/11 J

I I . -Guaranty Fed Bancshares Inc (GFED) None J T Comm Stk

12. USAA Investment Mgmt Co. IRA c Dividend M T

13. -USAA GNMA Trust

14. -USAA High-Yield Opportunities Fund

15. -USAA Income Fund

16. -USAA Income Stk Fund

17. -USAA S & P 500 Index Fund Member

Shares

I. Income Gain Codes: A =$1.000 or less I.I =$1,001 -$2.500 C =$2.50 t · $5,000 D=$5.00I - $15,000 E =$15,001 - $50,000

(Sec Columns liI and 04) F=$50.001-$100,000 G =$ I00.00 I • $1.000.000 Ill =$1.000,00t -$5.000.000 112=More than $5.000.000 2. Value Codes J =$15,000 or less K =$15,00I • $50.000 L =$50.00 I • $ !00.000 M =$100.00 I · $250.000

(Sec Columns CI and 03) N =$250,00I - $500.000 0 =$500,00 I • $1,000.000 Pl =$t,000.001 · $5,000,000 1'2 =$5,000,001. $25,000.000 P3 =$25,000,001 -$50.000.000 P4=More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Hook Value V=Othcr W =Estimated

(2) (3) (4)

Name of Person J{cporting Date of Report FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS -- income, value, 1ra11.mc1ions (Includes those of spouse and dependent children; see PP· 34-60 offili111: insmc1ions.J


A. B. C. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trnst assets) reporting period of reporting period

(I) Place "(X)" after each asset Amount

(2) (I) (I) (2) (5) Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

Code Iexempt from prior disclosure div., rent, Code2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (if private

(Q-W) transaction)

18. -USAA Short-Term Bond Fund

19. Central Trust and Investment Co CONDUIT E Dividend 0 T IRA

20. -CASH EQUIVALENTS

21. --Federated Prime Obligations

22. -FIXED INCOME FUNDS

23. --Fed Total Return Bond Sold 03/09/1 I J A (part)

24. --Pimco Foreign Bond-Unhedged Sold 03/09/l I K B (part)

25. --Vanguard Inflation Protected Sold 03/09/11 L c (part)

26. -- Federated High Yield Bond Sold 03/09/I 1 J B (part)

27. --Vanguard Short-Term Inv Grade Sold 03109111 K B

(part)

28. -- Vanguard Int-Term Inv Grade Sold 03/09/11 J A (part)

29. --VGD GNMA Sold 03/09/11 K A

30. -EQUITY MUTUAL FUNDS

31. --VGD Dev Mkt Index Sold 03/09/I 1 K D (part)

32. --Vanguard Inst Index FD Inst Slus (fmly Buy 03/09/11 J Vanguard 500 Index)

33. --DFA US Micro Cap Sold 03/09/1 I J (part)

34. -- DFA US Sml Cap Sold 03/09/I I J B (part)

1. Income Gain Codes: A =$1,000 or less U =$1.00 I -$2.500 c =$2.50t - $5,000 D =$5,001 - $15,000 E =$15,001 -$50.000 {Sec Columns Bl and 04) F =$50.001 - $100.000 G =$100.001 -$1.000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5.000.000

2. Value Codes J ::=$ J 5,000 or kss K =$15.001 -$50.000 L =$50.00 I - $I 00,000 M =$100,001 -$250.000

(Sec Columns Cl and DJ) N =$250.00 I -$500.000 0 =$500,00 I - $1,000.000 Pl =$1.000.001 -$5,000,000 1'2 =$5,000,001 - $ 25.000,000

1'3 =$25.000.00 I -$50.000,000 P4 =More than $50,000.000 3. Value Method Codes Q =Appraisal H. "°Cost (Real Estate Only) S ::=Assessment T =Cash Market

(Sec Column C 2) U =Book Value V =Other W =-Estimated

(I) (4)

Name or Person H.eportin Date of ReportFINANCIAL DISCLOSURE REPORT

Page 6of14 Dorr, Richard E. 7/2412012

VI I. INVESTMENTS and TRUSTS - income, l'Utue, transactions (Includes those of spouse and dependent chitdren: see PP· J-1-60 of filinr: instm·tions.J


A. B. c. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including tmst assets) reporting period of reporting period

(I) (2) (2) (I) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (if private

(Q-W) transaction)

35. -- DFA US Sm! Cap Val Sold 03/09/11 J A (part)

36. -- DFA US Large Cap Val Sold 03/09/11 K (part)

37. --DFA Intl Val Sold 03/09/11 K D (part)

38. -- DFA Intl Smcap Val Sold 03/09/11 K (part)

39. -- DFA Intl Sml CO Sold 03/09/11 K A (part)

40. -- DFA EMERG MKTS VAL Buy 03/09/11 J

41. Sold 11/29/11 K

42. --DFA EMERG MKTS Buy 03/09111 J

43. Sold 11/29/11 K

44. --DFA Emerg Mkts Small Cap Buy 03/09/11 J

45. Sold 11/29/11 K c

46. --Pimco Commodity Real Return Buy 03/09/11 K

47. -- Northern Global Real Estate Buy 03/09/11 J

48. -- Vanguard Growth Index Sold 03/09/11 J A (part)

49. -- AQR Diversified Arbitrage FD I Buy 03/09/11 L

50. -- Eaton Vance Global Macro Absolute Buy 03/09/11 L Return

51. -- MFS Emerging Markets Debt Buy 03/09/11 K

I. Income Gain Codes: A =$1.000 or less u =$1.001 -$2.500 c =$2,501 - $5,000 D =$5.001 - $15.000 E =$15,001 -$50,000

(Sec Columns U I and 04) F =$50.001 -$100.000 G =$!00.001 -$1.000.000 Ill =$1.000,001 -$5.000.000 112 =More than $5.000.000

2. Value Codes J =$15.000 or less K =$15.001 -$50,000 L =$50,001 -$100,000 M =$ !00.001 -$250.000

(Sec Columns Cl and 03) N =$250.00 I -$500.000 0 =$500.001 -$1.000.000 Pl =$1.000.001 -$5,000,000 P2 =$5.000.001 - $25,000.000

P3 =$25,000.00 I - $50.000.000 P4 =More than $50.000,000 3. Value Method Codes Q ""Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated

(I) (4)

Name of Person ll.cporting Date of Report FINANCIAL DISCLOSURE REPORT

Page 7of14 Dorr, Richard E. 7/2412012

VI I. I NV EST MENT S and TRUSTS - income, 1·a1ue, transactions r1nc111des those of spouse and dependent children; see PP· JJ-60 of filing illstmL'lions.;


A. B. c. D.



(2) (I) (2) (I) (2) (3) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-11) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

52 . -- Third Avenue Focused Credit Fund Buy 03/09/11 K

53. -- Eaton Vance Floating Rate HI Income Buy 03/09/11 L Fund

54. -- DFA Emerging Markets Core Equity Buy 11/29/11 L Portfolio

55. Ozark National Ordinary Life Ins. Policy A lnt./Div. J T

56. Central Trust and Investment Co Revocable A Dividend K T Trust #I

57. - Cash Equivalents

58. -- Federated Prime Obligations

59. - Fixed Income Funds

60 . -- Federated Total Return Bond Sold 03/09/11 J A (part)

61. Sold 03/30/11 J A (part)

62. Sold 03/31/11 J A

63. --Federated High Yield Bond Sold 03/09/11 J A (part)

64. Sold 03/30/11 J A (part)

65. Sold 03/31/11 J A

66. --Federated Ultra-Short Bond Sold 03/09/11 J A (part)

67. Sold 03/31/11 J A

68. -- Pimco Foreign Bond-Unhedged Sold 03/09/11 J A (part)

I. Income Gain Codes: A $1.000 or less ll $1,001 -$2.500 c =$2.50t -$5.000 D =$5.001 -$15,000 E =$15,001 - $50.000

(Sec Columns Ill and IJ4) F $50.001 -$100,000 G =$100,001-$1.000.000 Ill $1.000,001 -$5.000.000 112 =More than $5.000.000

2. Value Codes J =$15.000 or less K =$15.001 -$50.000 L =$50.00 I -$I 00.000 M =$ I00.00 I - $250,000

(Sec Columns Cl and 03) N $250,001 - $500.000 0 =$500,00 I - $1,000.000 Pl =$1.000,001 -$5,000,000 P2 =$5,000,001 -$25,000,000

P3 $25,000.001 -$50.000.000 P4 =More than $50,000.000


(Sec Column C2) U =Hook Value V =Other W =Estimated

c.

(I)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS - i11come, vatue, 1ra11sac1io11s r1nc1udes 1twse ofspome and depe11den1 children; see PP· 34-60 offili11r: i11s1r11dions.J


A. B. D. Description of Assets Income during Gross value at end Transactions during reporting period

(including tmst assets) reporting period ofreporting period

(I) (2) (2) (I) (2) (3) (4) (5)

Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller

(A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-11) (if private

(Q-W) transaction)

69. Sold 03/30/11 J A

70. -- Vanguard GNMA Sold 03/09/11 J (part)

71. Sold 03/31/11 J A

72. -- Vanguard Inflation Protected Sold 03/09/11 J A

(part)

73. Sold 03/30/11 J A

(part)

74. Sold 03/31/11 J A

75. --Vanguard Sht-Tcrm Inv Grade Sold 03109/l I J (part)

76. Sold 03/30/I I J (part)

77. Sold 03/31/11 J A

78. --Vanguard Int-Term Inv Grade Sold 03/09/11 J

(part)

79. Sold 03/30/11 J A

(part)

80. Sold 03/31/11 J A

81. -Equity Mutual Funds

82. --DFA US Micro Cap Sold 03/09/I I J A

(part)

83. Sold 03/30/11 J A

(part)

84. Sold 3/31/11 J A

85. --DFA Intl Sml CO Sold 0313011 I J A

(part)

I. Income Gain Codes: A =$1.000 or less ll =$1,001 -$2.500 c =$2,501 - $5,000 0 =$5,001 - $15,000 E =$15,001 -$50,000 (Sec Columns BI and 04) f =$50.001 -$100,000 G =$ I00.00 I - $1,000.000 Ill =$1.000,001 -$5,000.000 112 =Morethan $5.000.000

2. Value Codes J =$15.000 or less K =$15,001 • $50.000 L =$50,001 - $!00.000 M =$!00.001 - $250.000

(Sec Columns Cl and 03) N =$250.00 I -$500.000 O =$500,00 I - $1,000.000 Pl =$1,000.001 - $5,000,000 1'2 =$5,000,001 - $25,000.000 P3 =$25,000.001 - $50,000.000 P4 =More than $50,000.000

3. Value Method Codes Q =Appraisal R ==Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W ""Estimated

c.

Page 9of14

Date of lkport Name of Person Reporting FINANCIAL DISCLOSURE REPORT

7/24/2012Dorr, Richard E.

VII. INVESTMENTS and TRUSTS - income, value, 1ransac1ions r1nc111aes those oJ.1pome and aepenae111 chilaren; see PP· 1.t-60 of filing ins'""''ion.

c.

(I) (2)

(J-P)

(Q-W)

Name of Person Reporting Date of Hcport FINANCIAL DISCLOSURE REPORT

Page 10of14 7/24/2012Dorr, Richard E.

VII. INVESTMENTS and TRUSTS -- income, •·a1ue, 1ransac1io11s r1nc111des 11iose of spouse and dependem c11i/dre11; see pp. 3./-60 offitint:: i11s1ruc1iom.)


A. B. D.



(1) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain lde111ity of

Code 1exempt from prior disclosure div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code 1 buyer/seller (A-II) or int.) Code 3 redemption) (J-P) (A-II) (if private

transaction)

103. --DFA Emerging Mkts Sold 3/09/1 I J A

(part)

104. Sold 3/31/1 I J A

105. --VGD Developed Mkt Index Sold 3/09/11 J A

(part)

106. Buy 3/30/11 J

107. Sold 3 /31 /11 J A

108. -- Vanguard Institutional Index Fund Buy 310911 I J

109. Sold 3/30/11 J (part)

110. Sold 3/31/11 J A

I I I. -- Pimco Commodity Real Return Buy 3/09/I I J

112. Sold 313011 I J A

(part)

113. Sold 3/31/1 I J A

114. -- Northern Global Real Estate Sold 313011 I J A (part)

115. Sold 3/31/11 J A

116. -- Vanguard Growth Index Sold 3/31/11 J A

I I 7. -- AQR Diversified Arbitrage Fund Buy 3/09/11 J

I 18. Sold 3/30/11 J (part)

I19. Sold 3/31/11 J

I. Income Gain Codes: A =$1.000 or less ll =$1.001 -$2.500 c =$2.501 - $5,000 D =$5.001 - $15,000 E =$15,00 I -$50,000 (Sec Columns Bl and 04) F =$50,001 - $100,000 G =$100,00 I - $1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than $5,000.000

2. Value Codes J =$15,000 or less K =$15.00 I -$50.000 L =$50.001 -$100.000 M =$100.001 -$250.000

(Sec Columns C l and DJ) N =$250.00 I - $500,000 0 =$500,001 -$1,000.000 Pl =$1.000.001 - $5,000.000 1'2 =$5.000.001 - $25,000,000 P3 =$25.000.001 • $50,000,000 P4 =More than $50.000.000


(Sec Column C2) U =Book Value V:oOthL'r W =Estimated

(2) (2)

Name of Person lh·porting Dale or Heport FINANCIAL DISCLOSURE REPORT

Page 11 of 14 Dorr, Richard E. 7/24/2012

VII. INVESTMENTS and TRUSTS - income, 1·at11e, transactions r1nc111des ''"'"e of"P"llSe and Jepe11den1 diildren; see PP· J-1-60 offili11r: ins1ruc1ions.J


A. B. c. D.

Description of Assels Income during Gross value at end Transactions during reporting period

(including lrust assets) reporting period of reporting period

(I) (2) (I) (I) (3) (4) (5) Place "(X)" afler each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain ldcntily of

exempt from prior disclosure Code I div., rent, Code 2 Melhod buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-ll) or int.) (J-P) Code 3 redemption) (J-P) (A-II) {if private

{Q-W) transaction)

120. -- AQR Momentum Fund Buy 3109111 J

121. Sold 3130111 J A (part)

122. Sold 3131111 J A

123. --AQR Small Cap Momentum Fund Buy 3/09/11 J

124. Buy 3130111 J

125. Sold 3131111 J A

126. -- DFA Emerging Markets Core Equity Buy 3109111 J

127. Sold 3130111 J A (part)

128. Sold 3131111 J A

129. -- Eaton Vance Global Macro Absolute Buy 3109111 J Return

130. Sold 3130111 J

131. -- Loomis Sayles Global Bond Fund Buy 3109111 J

132. Sold 3131111 J A

133. --MFS Emerging Markets Debt Buy 3109111 J

134. Sold 3130111 J A

135. Sold 3/31/11 J A

136. --Managers Fixed Income Fund Buy 310911 I J

l. Income Gain Codes: A =$1.000 or less u =$1,001 -$2.500 c =$2.501 -$5,000 D=$5,00I -$15,000 E =$15.00 I -$50,000

(Sec Columns BI and D4) F=$50.001 -$100.000 G =$100.00 I - $1.000.000 Ill =$1.000.001 -$5,000.000 112 =More than $5.000.000

2. Value Codes J=$15.000 or less K=$15.001 - $50.000 L=$50,001 - $100.000 M =$100.001 - $250.000

(Sec Columns Cl and 03) N =$250.00 I -$500,000 0 =$500,00 I - $1.000.000 Pl =$1.000,001 -$5,000,000 1'2 =$5,000,001 -$25,000,000 PJ =$25,000.001 -$50.000.000 P4 =More than $50.000,000

3. Value Method Codes Q ""Appraisal R ==Cost (Real Estate Only) S =Assessment T=Cash Market (See Column C2) U ==Book Value V=Othcr W =Estimated

A. B. D.

(!) (2) (I) (2)

Name of Person Reporting Dale or nrportFINANCIAL DISCLOSURE REPORT


VII. INVESTMENTS and TRUSTS - income, vatue, transactions r1nc111des tiwse 11/spouse and dependent children; see PP· 34-60 of fitiur: instructions.)


c. Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(2) (I) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller (A-II) or int.) (J-P) Code 3 redemption) (J-P) (A-II) (if private

(Q-W) transaction)

137. Sold 3/30/11 J A

138. Sold 3/31/11 J A

139. -- Pimco Total Return Fund Buy 3/09/11 J

140. Sold 3/30/11 J (part)

141. Sold 3/31/11 J A

142. -- Third Avenue Focused Credit Fund Buy 3109111 J

143. Sold 3130111 J (part)

144. Sold 3131111 J

145. -- Eaton Vance Floating Rate HI Income Buy 3109111 J Fund

146. Sold 3130111 J (part)

147. Sold 3/31/11 J

148. Central Trust and Investment Company A Interest 0 T Trust #2

149. -Cash and Equivalents

150. -- Goldman Sachs Treasury Obligation #468 (X)

I. Income Gain Codes: A =$1.000 or less u =$t,OOl -$2.SOO c =$2.501 -$5,000 D =$5,001 -$15.000 E =$15,001 -$50,000

(Sec Columns U I and 04) F =$50.001 -$100,000 G =$100,001 - $1.000.000 Ill =$1.000,001 - $5.000.000 112 =More than $5,000.000 2. Value Codes J =$15,000 or less K =$15.001 - $50.000 L =$50.001 -$100.000 M =$100.00 I - $250,000

(Sec Columns CJ and 03) N =$250,00 I -$500.000 0 =$500,001 -$1.000,000 Pl =$1,000.001 -$5,000,000 1'2 =$5.000.001 -$25,000,000

P3 =$25.000.001 -$50,000,000 P4 =More than $50.000.000 3. Value Method Codes Q =Appraisal R ==-Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V=Othcr W =Estimated

Date of lhport Name of Person Reporting FINANCIAL DISCLOSURE REPORT


VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreport.)

Name of Person lhporting Date of lhport FINANCIAL DISCLOSURE REPORT


IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported arc in

compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Richard E. Dorr

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILLFULLY FALSIFIES OR }

ao 10 financial disclosure report report required ......15. -usaa income fund 16. -usaa income stk...

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