appendix 12 bao cao ket qua giao djch co phieu ......thuc hien h@ts6luong dang ky, nguoi noi bol...

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PHl) Ll)C SO 12 APPENDIX 12 BAo cAo KET QuA GIAO DJCH co PHIEU/CHUNG cut QuY CUA NGVOI NOI BO vA NGVOI co LIEN QUAN REPORT ON RESULTS OF TRANSACTIONIN SHARES/FUND CERTIFICATES OF INTERNAL PERSON AND AFFILIATED PERSONS (Ban hanh kern theo Thong tus6155/2015/TT-BTC ngay 06 thdng 10 nam 2015 cua B6 Tai chinh huang ddn cong b6 thong tin tren thi truong chung khoan) (Promulgated with the CircularNo 155/2015/TT-BTC on October 06,2015 of the Ministry of Finance guiding the Information disclosure on securities markets) CONG HOA XA HOI CHU NGHiA VI:eT NAM DQc l~p - T\f do - Hanh plnic THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness HCM, ngayrJ.#thcmgJ~nam 2020 HCM,dayJ.Lmonth .l.atyear2020 BAocAo KET QuA GIAO DICH co PHIEU/CHUNG CHi QUY CUA NGUm NOI BO CUA CONG TY D~I CHUNG, NGUm NOI BO CUA QUY D~I CHUNG vA NGUm co LIEN QUAN CUA NGUC)] NOI BO REPORT ONRESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OFINTERNAL PERSON OFPUBLIC COMPANY,INTERNAL PERSON OF PUBLIC FUNDAND RELATED PERSONS OFINTERNAL PERSON Kinh giri: - Uy ban Chung khoan Nha mroc - Sa Giao dich chirng khoan - Cong ty dai chung/ Cong ty quan ly quy To: - The State Securities Commission - The Stock Exchange - Thepublic company/ Thefund management company 1. Thong tin v~ ca nhan/t6 clnrc thirc hien grao dich/ Information on individual/ organization:

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  • PHl) Ll)C SO 12APPENDIX 12

    BAo cAo KET QuA GIAO DJCH co PHIEU/CHUNG cut QuY CUA NGVOI NOIBO vA NGVOI co LIEN QUAN

    REPORT ONRESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OFINTERNAL PERSON AND AFFILIATED PERSONS

    (Ban hanh kern theo Thong tus6155/2015/TT-BTC ngay 06 thdng 10 nam 2015 cua B6Tai chinh huang ddn cong b6 thong tin tren thi truong chung khoan)

    (Promulgated with the CircularNo 155/2015/TT-BTC on October 06,2015 of theMinistry of Finance guiding the Information disclosure on securities markets)

    CONG HOA XA HOI CHU NGHiA VI:eT NAMDQc l~p - T\f do - Hanh plnic

    THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

    HCM, ngayrJ.#thcmgJ~nam 2020HCM, dayJ.Lmonth .l.atyear2020

    BAo cAo KET QuA GIAO DICH co PHIEU/CHUNG CHi QUY CUA NGUmNOI BO CUA CONG TY D~I CHUNG, NGUm NOI BO CUA QUY D~I CHUNG

    vA NGUm co LIEN QUAN CUA NGUC)] NOI BOREPORT ONRESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES

    OFINTERNAL PERSON OFPUBLIC COMPANY,INTERNAL PERSON OFPUBLIC FUNDAND RELATED PERSONS OFINTERNAL PERSON

    Kinh giri: - Uy ban Chung khoan Nha mroc- Sa Giao dich chirng khoan

    - Cong ty dai chung/ Cong ty quan ly quy

    To: - The State Securities Commission- The Stock Exchange

    - Thepublic company/ Thefund managementcompany

    1. Thong tin v~ ca nhan/t6 clnrc thirc hien grao dich/ Information on individual/organization:

  • - H9 va ten ca nhan/Ten t6 chile! Name of individual/organization: D!NG HUYNHTHAI SON

    - Quoc tich/ Nationality: Vi~t Nam

    - s6 CMND, HQ chien, The can circe (d6i voi ca nhan) hoac s6 Giay chirng nhan dang kydoanh nghiep, Giay phep hoat dong hoac giay to phap ly tuong dirong (d6i voi t6 clnrc),ngay cap, noi dp/ ID card/Passport No. (in case of individual) or Certificate of businessregistration No. (in case of organization), date of issue, place of issue: 079096004971,22/05/2017, C\lC Canh sat

    - Dia chi lien h~/Dia chi tru sa chinh/ Address: 89 Cao Van Ngoc, PhU'()'DgPhD Trung,Qu~n Tan PhD, Thanh PhB HB Chi Minh- Di~n thoai/ Telephone: 0707056789 Fax: Email: Website: .

    - Chirc V1) hien nay tai cong ty dai chung, cong ty quan ly quy (neu co) hoac m6i quan hevoi cong ty dai chung, cong ty quan ly quy/ Currentposition in the public company, thefund management company (if any) or relationship with the public company, the fundmanagement company:

    - Chirc V1) tai cong ty dai cluing, cong ty quan ly quy tai ngay dang ky giao dich (neuco)/ Posittion in the public company, the fund management company at registrationdate (if any): va ngay khong con la nguoi noi bQ hoac nguoi co lien quan cuanguoi noi bQcua cong ty d~i chung, cong ty quan ly quy: (neu r5ly do) */ anddate on which is no longer internalperson or relatedperson of internalperson of thepubliccompany, thefund management company:

    *:M1:lcnay chi danh cho truimg h9'Pchua hit thai hqn aang kf; giao djch, a6i tU9'ngaangkj khong con la nguai n9i b9 hoijc nguai co lien quan cua nguai n9i b9 cua cong ty aqichung, cong ty quem If; quy/ This item is only for cases not yet registration deadline oftransaction, the registrant is no longer the internal person or related person of internalperson of thepublic company, thefund management company.

    2. Thong tin v~ nguai nQi bQ cua cong ty d~i chung/quy d~i chung la nguai co lien quancua ca nhanlt6 chilc thlJc hi~n giao dich (d6i vai truang hqp nguai thlJc hi~n giao dich languai co lien quan cua nguai nQi bQ cua cong ty d~i chung/quy d~i chung)/ Informationabout internal person of the public company/public fund is related person of tradingindividual/organization (in case trader is related person of internal person of the publiccompany/publicfund):

    H9 va ten nguai nQi bQ/Name of internal person: HUYNH BICH NGQC

    - Qu6c tichl Nationality: Vi~t Nam- s6 CMND, HQ chi~u, The can cuac/ ID card/Passport No.: 079162007061

  • - Dia chi thuong tru/ Permanent address: 89 Cao Van Ngoc, P Phu Trung, Q Din Phu,TPHCM

    - Dien thoai lien h~/ Telephone: 0972247343 Fax: Email:- Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quy /Currently posittion in the

    public company, the fund management company: Chu tich Hoi dong Quan Tri- M6i quan h~ gitra ca nhan/t6 chirc thirc hien giao dich voi nguoi noi b

  • * * (Trong tnrong hop kh6ngthuc hien h@ts6 luong dang ky,nguoi noi bol nguoi co lienquan phai giai trinh nguyennhan.j/" (In case of failing toexecutefull registered number,the internal person/ relatedperson of internal person shallneed to explain the reasons.)

    cA NHAN/TO CHUC BAo cxo.NGUi)l DUQC UY QUYENCONG BO THONG TINNAME OF REPORTING ORGANIZATION/INDIVIDUAL/ PERSONS AUTHORIZED TODISCLOSE INFORMATION(Kj, ghi ro ho ten, dong ddu niu co)(Signature,full name and seal - in case of organization)

    .. /~-~,/- ::::-.~ _..---_._-