artificial lungs for lung failure · past 3 decades, there has been expansive growth and...
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J O U R N A L O F T H E A M E R I C A N C O L L E G E O F C A R D I O L O G Y V O L . 7 2 , N O . 1 4 , 2 0 1 8
ª 2 0 1 8 B Y T H E A M E R I C A N C O L L E G E O F C A R D I O L O G Y F O U N D A T I O N
P U B L I S H E D B Y E L S E V I E R
THE PRESENT AND FUTURE
JACC TECHNOLOGY CORNER
Artificial Lungs for Lung Failure
JACC Technology CornerNoritsugu Naito, MD, PHD,a Keith Cook, PHD,a Yoshiya Toyoda, MD, PHD,b Norihisa Shigemura, MD, PHDb
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ISSN 0735-1097/$36.00
From the aDepartment of Biomedical Engineering, Carnegie Mellon Univer
Cardiovascular Surgery, Lewis Katz School of Medicine, Temple University H
the co-owner of Advanced Respiratory Technologies (ART); and has served
authors have reported that they have no relationships relevant to the conte
Manuscript received April 18, 2018; revised manuscript received June 13, 20
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To obtain credit for JACC CME/MOC/ECME, you must:
1. Be an ACC member or JACC subscriber.
2. Carefully read the CME/MOC/ECME-designated article available on-
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CME/MOC/ECME Objective for This Article: Upon completion of this
activity, the learner should be able to: 1) discuss the current practice and
limitations of treatment for patients with end-stage lung failure, by
comparing with the treatment of heart failure; 2) recognize the charac-
teristics of each mode of artificial lung support; 3) summarize the history
and current status of artificial lung support; and 4) discuss the evolving
technology of artificial lungs and future prospect of long-term artificial
lungs that can be used as a destination therapy.
CME/MOC/ECME Editor Disclosure: JACC CME/MOC/ECME Editor Raga-
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Author Disclosures: Dr. Cook is the co-owner of Advanced Respiratory
Technologies (ART); and has served as a consultant for ALung
Technologies. All other authors have reported that they have no
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https://doi.org/10.1016/j.jacc.2018.07.049
sity, Pittsburgh, Pennsylvania; and the bDivision of
ealth System, Philadelphia, Pennsylvania. Dr. Cook is
as a consultant for ALung Technologies. All other
nts of this paper to disclose.
18, accepted July 3, 2018.
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Artificial Lungs for Lung Failure
JACC Technology Corner
Noritsugu Naito, MD, PHD,a Keith Cook, PHD,a Yoshiya Toyoda, MD, PHD,b Norihisa Shigemura, MD, PHDb
ABSTRACT
Although lung transplantation is an effective treatment for end-stage lung failure, its limitations have led to renewed
interest in artificial lung support for patients with lung failure. The use of ventricular assist devices has significantly
improved the quality of life and survival of patientswith end-stage heart failure. In contrast, there are no devices that can be
used long term as destination therapy for end-stage lung failure, and there is a strong need for them. Extracorporeal
membrane oxygenation is widely used as a temporary treatment for acute lung failure and as a bridge to lung transplant.
Many patients with advanced lung failure cannot return home with good quality of life once they are hospitalized. In this
review, the authors discuss the history, status, and future of artificial lungs, focusing on long-term artificial respiratory
support as a destination therapy. Respiratory assist devices, such as artificial lungs, could eventually become analogous to
ventricular assist devices. (J AmColl Cardiol 2018;72:1640–52) © 2018 by the American College of Cardiology Foundation.
M ore than 150,000 Americans die fromlung failure annually (1). Although lungtransplantation remains the most effec-
tive treatment for end-stage lung failure, there isan urgent need for robust, durable, and safe artifi-cial respiratory support for patients with progres-sively decompensating lung failure, particularly inlight of the scarcity of donated lungs suitable fortransplantation. Accumulating evidence supportsusing extracorporeal membrane oxygenation(ECMO) to treat lung failure and support patientsbefore lung transplant. The success of ECMO hasled to increased interest in the development of anentirely artificial lung (AL). Recent progress in ALtechnologies has been outstanding, leading togrowing expectations for ALs as a bridge to lungtransplant (BTT) and as a destination therapy (DT).AL devices could become analogous to ventricularassist devices (VADs), which have significantlyimproved outcomes and quality of life (QOL) for pa-tients with severe heart failure (Figure 1). Over thepast 3 decades, there has been expansive growthand development in the treatment of heart failure,with the introduction of cardiac transplantationand VADs. Advancing the role of ALs in pulmonarymedicine will ultimately lead to improve patientcare and human life. In this review, we discussthe history, status, and the future of AL supportfor advanced lung failure.
EVOLVING THERAPEUTIC STRATEGIES
FOR ADVANCED LUNG FAILURE
AND THE LIMITATIONS OF
CONVENTIONAL STRATEGIES
In current clinical practice, end-stage lung failureultimately requires lung transplant as a definitivetherapy (Central Illustration). Patients with advancedlung failure that is refractory to noninvasive thera-pies are supported with mechanical ventilation (MV)initially. Eventually, some of these patients willrequire complete lung support, which conventionallyconsists of ECMO. These patients generally havebecome too deconditioned and sick to expect recov-ery, and lung transplant becomes their last resort forlife. Because of the progressive complications to thepatients and the lack of commercially available ALsthat can be used for months without device exchange,patients with end-stage lung failure need to undergolung transplant within a few weeks once AL support isinstalled.
The concept of allowing injured lungs to “rest andrecover” by reducing airway pressure and tidal vol-ume is supported by many clinical studies (2). Therehas been increased interest in the use of extracorpo-real AL for acute respiratory distress syndrome, tooptimize gas exchange and decrease MV support, andits associated complications (3,4). Using AL, insteadof MV, at an early stage in the disease progression of
ABBR EV I A T I ON S
AND ACRONYMS
AL = artificial lung
APL = artificial pump-lung
BTR = bridge to recovery
BTT = bridge to lung transplant
cTAL = compliant thoracic
artificial lung
DT = destination therapy
ECMO = extracorporeal
membrane oxygenation
ICU = intensive care unit
iLA = interventional lung assist
device
MV = mechanical ventilation
QOL = quality of life
VAD = ventricular assist device
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advanced lung failure should become a morefrequent treatment strategy, given thepromising results thus far (CentralIllustration). Avoiding MV or reducing MVsupport may prevent patients from beingsedated and could allow them to eat, drink,sit, stand, and even walk. This, in turn, willimprove their physical status and organfunction, resulting in better QOL and sur-vival, regardless of the patient’s candidacyfor lung transplant.
MECHANICAL VENTILATION
Outcomes after MV support for acute respi-ratory distress syndrome have improved dueto advances in lung-protective MV strategies(2). Although oxygen is essential to maintainhomeostasis, excessive oxygen and high
pressure in the airway can cause tissue damage andinflammation—commonly known as oxygen toxicityand barotrauma. Endotracheal intubation or trache-ostomy for MV causes some patients to be sedatedand bedridden, resulting in decreased QOL. Addi-tionally, MV can lead to ventilation-associatedpneumonia, one of the most significant complica-tions of MV, due to aspiration and inadequate clear-ance of secretions, especially in patients withendotracheal intubation.
LUNG TRANSPLANTATION
Lung transplant is currently the only definitivetreatment for the patients with end-stage lung fail-ure. However, there are several concerns associatedwith lung transplant. The number of lung transplantsperformed annually is reaching a plateau (5). Lungallocation score distribution on the waiting list istrending to higher scores, which indicate patients inpoorer clinical condition. The waiting time for pa-tients with high lung allocation score is likely to getlonger, which will lead to increased waitlist mortality.Moreover, only 15% to 20% of donated lungs aretransplantable (3,6). Although median post–lungtransplant survival increased from 3.9 years to 5.8years during the last decade, the 5-year survival rateis only 55%, and 10-year survival is only w45%, whichare both worse than survival after transplantation ofany other solid organ (5).
AL SUPPORT
When MV fails to improve gas exchange, continuoussevere hypoxia and hypercapnia may cause irrevers-ible organ failure or death. AL support can improve
both oxygenation and carbon dioxide removal. Sup-porting a patient temporarily with an AL whileallowing him or her to recover from a critically illstatus can be defined as bridge to recovery (BTR).Those who cannot be weaned from respiratory sup-port need a BTT or DT. As the technology advances,using ALs as BTR, BTT, or DT in patients withadvanced lung failure should become analogous tousing ECMO or a VAD as a BTR, BTT, or DT in patientswith advanced heart failure (Central Illustration,Figure 1). AL circuit preferences differ between indi-vidual physicians and institutes. However, cliniciansshould become familiar with the devices currentlyavailable for AL support (Tables 1 and 2). In theory, ALsupport can be extracorporeal, paracorporeal, orimplantable, but an implantable AL suitable for clin-ical use has not been developed yet.
BTT USING ALS
Treatment choices for patients with acute or acute-on-chronic advanced lung failure include ECMO andparacorporeal AL support (Figure 2). ECMO is widelyused as a BTT, and the outcomes following ECMObridging to lung transplant are improving, with manypublished series demonstrating good tolerance, effi-cacy, and safety (7–12). Hayanga et al. (10) examinedthe UNOS (United Network for Organ Sharing) data-base and reported that the 1-year survival rate ofpatients bridged to lung transplant with ECMOincreased from 25% in the period between 2000 and2002 to 75% between 2009 to 2011.
Physical strength before transplant is important forsuccessful post-transplant outcomes (13). Patientssupported by ambulatory ECMO can undergo intensephysical therapy in the hospital. However, itcurrently impossible for them to be discharged fromthe intensive care unit (ICU), go home, and be fol-lowed as an outpatient due to the large size of ECMOsupport devices, long circuits, the requirement forfrequent device exchange, and the potential forcomplications. There are significant limitations of ALtechnologies as a BTT, as compared with the VADsused to bridge to heart transplantation.
ECMO INSTALLATION
ECMO perfusion can be venoarterial (VA) or venove-nous (VV), depending on the patient’s needs(Figure 3). Usually, VV ECMO is placed in patientswithout heart dysfunction, and MV can be weaned inthese patients, freeing them from sedative drugs. VAECMO is typically placed in patients with severepulmonary hypertension or heart failure (9). VA
FIGURE 1 Device Options for Supporting Patients With Advanced Heart or Lung Failure
Device options for advanced heart failure
Device options for advanced lung failure
ECMOPercutaneous VAD
BTR, BTT
Paracorporeal VAD
BTR, BTT
Implantable VAD
BTT, DT
Extracorporeal AL(ECMO, iLA)
BTR, BTT
Paracorporeal AL(iLA or other devices)
BTR, BTT
Paracorporeal ALImplantable AL
BTT, DTStill under
development
Ideal duration of use of support devices
Day YearMonthWeek
There are still unmet needs in the field of advanced lung failure. Development of treatment options that can be analogues of ventricular assist
devices in the field of heart failure are required. AL ¼ artificial lung; BTR ¼ bridge to recovery; BTT ¼ bridge to transplantation;
DT ¼ destination therapy; ECMO ¼ extracorporeal membrane oxygenator; iLA ¼ interventional lung assist device; VAD ¼ ventricular assist
device.
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ECMO can be installed with either peripheral or cen-tral cannulation. Peripheral cannulation is preferred,because it does not require sternotomy, is much lessinvasive, and can be placed faster than centralcannulation.
Peripheral cannulation for femoral VA ECMO isinstalled via the femoral artery and femoral vein.Patients supported by femoral VA ECMO sometimesface complications, notably cannulation site in-fections, central hypoxia (hypoxia in the heart andbrain), and increased left ventricular afterload. Con-version to central cannulation is considered whenthese problems are a concern. Installation of centralVA ECMO through right atrial drainage and ascendingaortic perfusion eliminates concerns of increased leftventricular afterload and central hypoxia and unloadsthe right heart system.
Peripheral VA ECMO with subclavian or axillaryartery placement can also be managed safely andeffectively (14–18). Subclavian or axillary cannulationis preferred in patients who are stable enough to betransferred to the operating room for ECMO installa-tion. VA ECMO with subclavian or axillary arterycannulation provides antegrade blood flow from theECMO circuit and reduces the risk of central hypoxia,distal limb ischemia, and thromboembolic events (17).Moreover, patients supported by VA ECMO with
subclavian or axillary artery cannulation can sit andwalk.
All VV ECMO cannulation is peripheral and can beplaced either in the internal jugular vein or in thefemoral vein. The PROTEK Duo VV cannula (Cardia-cAssist, Pittsburgh, Pennsylvania) is a dual-lumencatheter that can be placed through the internaljugular vein for VV ECMO. The cannula enables rightheart system support by draining blood from the rightatrium and reperfusing it through the tip of thecannula placed in the pulmonary artery, and mayincrease the number of single-site cannulations forVV ECMO (19,20). As with VA ECMO, there are meritsof avoiding cannulation of the groin for VV ECMO (8).
VV or VA ECMO without MV can often be admin-istered as “awake” or “ambulatory” ECMO. Fuehneret al. (9) reported well-tolerated and successful BTTusing awake ECMO with a better 6-month post-transplantation survival than BTT with MV. Patientssupported using awake ECMO can breathe spontane-ously without complications associated with MV, eat,drink, and be involved in active physical therapy.
INSTALLATION OF OTHER AL DEVICES
Some patients without decreased heart function canbe supported with low-resistance ALs, including
CENTRAL ILLUSTRATION Conventional and Evolving Strategies for Treating Artificial Lung Failure
Initiation of AL supportEvolving strategy
Advanced lung failure progression over time
Initiation of AL supportConventional strategy
No support of AL
BTRBTT, DT
Pulmonaryreserve
Evolving strategy
MV Artificial Lung (AL)
Recovery (BTR)
Life-long support (DT)
Death
LTx (BTT)
Conventional strategy
Mechanical ventilation (MV) AL LTx (BTT)
Recovery
Death
Naito, N. et al. J Am Coll Cardiol. 2018;72(14):1640–52.
Using conventional strategies (upper bar), artificial lung (AL) support is initiated when the other treatment options, including mechanical ventilation (MV), fail to
improve the patient’s status. In the evolving strategy (lower bar), AL support is initiated at an early stage to allow the lungs to rest and recover. AL can be weaned off
in some patients because of improvement of patients’ conditions (bridge to recovery [BTR]), whereas prolonged support of an AL is needed in the other patients (bridge
to transplantation [BTT] or destination therapy [DT]). LTx ¼ lung transplantation.
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interventional lung assist devices (iLAs), without us-ing a centrifugal pump (Table 2). The heart itselfpumps the blood, and AL support can be installedwith arterial drainage and venous perfusion. Patientswho suffer from CO2 retention (hypercapnia) canundergo extracorporeal CO2 removal using low-resistance ALs without a centrifugal pump, becauseCO2 exchange requires less blood flow than O2 ex-change. There are several reports of successful BTTusing a Novalung (XENIOS AG, Heilbronn, Germany)in patients with hypercapnic lung failure (21).Changing the sweep gas flow allows complete CO2
removal even under low blood flow through the cir-cuit. Without centrifugal pumps, maintenance is lessdemanding. The Hemolung (ALung Technologies,Pittsburgh, Pennsylvania) is another AL that is usedfor extracorporeal CO2 removal. A centrifugal pump iscombined with AL in the device. A clinical case series
showed successful VV extracorporeal CO2 removalwith low blood flow (22).
There are mainly 2 ways of placing paracorporealAL support: in series (pulmonary artery to pulmonaryartery) and in parallel (pulmonary artery to leftatrium) (Table 1). Although these ALs can be eitherpump-driven or pumpless, pumpless AL placementmakes mobilization of the patient and managementof the circuits easier due to the shorter and simplercircuit. Central cannulation may allow longer supporttime as compared with peripheral cannulation.However, placement of these circuits requires mediansternotomy or thoracotomy resulting in higher inva-siveness to those who are already critically ill.Circuits placed in series increase the risk of the right-sided heart failure and should be avoided in thepatients with pulmonary hypertension (23,24). Onthe other hand, in-parallel placement is beneficial to
TABLE 1 Characteristics of Each Mode of AL Support
Extracorporeal Paracorporeal Implantable
Device ECMO circuit Low resistanceoxygenator
Low resistanceoxygenator,IVOX
Configuration Peripheral ECMO(VV or VA)
Central ECMOArteriovenous iLA
PA-LAPA-PA
PA-LAPA-PAIntravascular
Duration ofsupport
Days to a few weeksBTR, BTT
Weeks to monthsBTR, BTT, DT
Months to yearsBTT, DT
Time to oxygenatorexchange
Days to a few weeks Days to a few weeks Months to years
Portability Large circuit - lowmobility
Patients with DLCcannulation throughthe neck can walk,but still require theassistance of medicalstaff
Small circuit device isplaced on thepatient’s body
Patients can walkunassisted
Device is implantedinside thepatient’s body
Patients can walkunassisted
QOL Patients need to bebedridden or to stayin ICU
Requires hospital stayPatients may be able to
be discharged, butwill require admissionfor device exchange
Patients are able togo back home
Management Requires highly skilledtechnicians
Care by patient, family,and health care staff
Care by patient andfamily
Clinical use Widely used Used at some institutes In development/preclinicalresearch
Rates of complications
Infection High High Low
Bleeding High Low (after stabilization) Low (afterstabilization)
Thrombosis High High Low
Invasiveness ofplacement
Relatively low High—requiressternotomy
Likely high—willlikely requiresternotomy
BTR ¼ bridge to recovery; BTT ¼ bridge to transplantation; DLC ¼ double lumen catheter; DT ¼ destinationtherapy; ECMO ¼ extracorporeal membrane oxygenation; ICU ¼ intensive care unit; iLA ¼ interventional lungassist device; IVOX ¼ intravascular oxygenator; LA ¼ left atrium; PA ¼ pulmonary artery; QOL ¼ quality of life;VA ¼ venoarterial; VV ¼ venovenous.
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the right ventricular function. In-parallel placementsignificantly reduces systolic right ventricular andpulmonary arterial pressure by creating a parallelpathway around the diseased native lungs to the leftatrium. Reduced right ventricular afterload increasescardiac output and systemic blood pressure especiallyin the patients with pulmonary hypertension, leadingto improved coronary arterial perfusion. Unlikedrainage from the vena cava or the right atrium,in-parallel placement can maintain the right ventric-ular preload, which may duly restore the rightventricular function and geometry. Moreover, opti-mization of the right ventricular geometry mayimprove interventricular interaction. However, themain disadvantage of in-parallel placement is the riskof systemic embolism in a fashion similar to VAECMO. There is also a concern about long-termreductions in the pulmonary circulation with thein-parallel configuration. The total cessation of pul-monary arterial flow should be avoided. Takewa et al.(25) demonstrated that the critical level to maintainmetabolic function was w10% of normal blood flow.
LIMITATIONS OF ECMO AND AL SUPPORT
There are some concerns associated with ECMO as aBTT. Although patients can tolerate ECMO, shorterdurations of support are associated with better out-comes. Prolonged ECMO can lead to muscular decon-ditioning, blood loss or hemolysis, blood transfusionsthat can cause sensitization to human leukocyte an-tigen, systemic or pulmonary thromboembolism,bleeding, infection, stroke, and limb ischemia(12,18,26). VA ECMO with subclavian or axillary arterycannulation increases the risk of hyperperfusing theupper limbs, resulting in compartment syndrome andsensorimotor neuropathies (18).
Another concern is increased left ventricularafterload when VA ECMO is installed with femoralarterial perfusion, particularly in patients with pul-monary hypertension or decreased heart function.Retrograde blood flow from femoral artery causesincreased left ventricular afterload, leading to sys-tolic dysfunction and difficulty weaning the patientoff VA ECMO (27–30). Increased left ventricularafterload may lead to pulmonary edema and right-sided heart dysfunction especially in patients withaortic or mitral regurgitation. Left ventricular venttube placement or early conversion to central can-nulation should be considered to resolve the issue.
Although the coatings of ALs (Table 2) havedecreased the thrombogenicity of the devices, thedesign of many ALs is primarily square, which causesstagnation and clot formation in the corners. The clot
formation then causes increased resistance in theoxygenator and decreased capacity for gas exchange.Moreover, the blood clots can develop emboli. Asingle device can be used for no longer than 3 to4 weeks because of clot formation, increased resis-tance, and decreased gas exchange function. Accel-erated coagulation also leads to escalated need forsystemic anticoagulation and subsequent bleedingrisk (31,32).
Shear stress in a circuit causes blood damageincluding hemolysis and von Willebrand factor mul-timer degradation (acquired von Willebrand disease).The larger and the longer the shear stress is applied,the more blood damage occurs. Device design, highdevice resistance due to densely packed fibers, andtransoxygenator pressure drop are thought to berelated with shear stress (33–35). Acquired von Wil-lebrand disease is a major complication associated
TABLE 2 Characteristics of Commercially Available Artificial Lungs
Device (Ref. #) Manufacturer UsagePump inSystem
PrimingVolume (ml)
SurfaceArea (m2)
PressureDrop Coating
QUADROX-i Maquet, Rastatt, Germany ECMO No 215 1.8 50 mm Hgat 5.0 l/min
BIOLINE coating (heparin)SOFTLINE coating
(nonheparin)
Affinity NT Medtronic, EdenPraire, Minnesota
ECMO No 270 2.5 50 mm Hgat 5.0 l/min
Cortiva BioActiveSurface (heparin)
Trillium Biosurface(heparin)
Novalung (21) Xenios AG,Heilbronn, Germany
ExtracorporealCO2 removal
Paracorporeal
No 175 1.3 11 mm Hgat 2.5 l/min
Novalung coating(heparin)
Hemolung (22,53,54) ALung Technologies,Pittsburgh, Pennsylvania
ExtracorporealCO2 removal
Paracorporeal
Yes 260 0.59 10 mm Hgat 2.0 l/min
Siloxane/heparincoating
ECMO ¼ extracorporeal membrane oxygenation.
FIGURE 2 Types o
Extr
There are 3 types of A
the patient’s body. A
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with implantable VADs that provide high shear stress(36). The condition leads to bleeding tendencies,frequent transfusions, or device explant (37,38).Because the resistance of the circuit increases whenan oxygenator is added, the rotational speed of thecentrifugal pump must increase, resulting in a higherpossibility of blood damage with ECMO support (39).
COMPARING ALS AND VADS AS A BTT
The positive impact of VAD support on patientsrequiring a heart transplant has been evident formany years (40). In particular, continuous-flow left
f ALs
ExtracorporealECMO
acorporeal CO2 removal
ParacorporealiLA
Evolving AL (under resea
Ls. An extracorporeal AL is placed outside of the patient’s body. A paracorpor
o ¼ aorta; iLA ¼ interventional lung assist device; LA ¼ left atrium; PA ¼ p
ventricular assist devices have improved survival inpatients with advanced heart failure on the waitinglist for a heart transplant (41,42). Similarly, manylarge series of studies support the efficacy and safetyof ECMO as a BTT in the field of lung failure, andsome report improved survival (7–12). There are noprospective randomized studies that have investi-gated the potential survival benefits of ECMO as BTT.The use of MV or MV and ECMO as BTT is oftenassociated with more complicated operative proced-ures during lung transplant and more post-operativecomplications (7,12). However, in a recent study, weshowed that the use of MV with ECMO as BTT
rch)
ImplantableIntravascular AL (under research)Intrathoracic AL (under research)
eal AL is placed on the patient’s body. An implantable AL is placed in
ulmonary artery; other abbreviations as in Figure 1.
FIGURE 3 Treatment Options for Acute or Acute-on-Chronic Advanced Lung Failure
Acute or acute-on-chronic advanced lung failure
Hypercapnic failure Hypoxic failure
HemodynamicallyStable
Hemodynamicallystable
Hemodynamicallyunstable
Hemodynamicallyunstable
Conventional therapyVV-ECMO (Extracorporeal)
Evolving therapyiLA (Extracorporeal) Arterio-venous Veno-venous with pump
Conventional therapyPeripheral VA-ECMO (Extracorporeal)Central VA-ECMO (Extracorporeal)- Reduces the risks of central hypoxia and increased LV afterload
Evolving therapyRA-PA VV-ECMO using DLC (Extracorporeal)- for patients with RV failure or PHPA-LA with pump (Paracorporeal)- for patients with RV failure or PHPA-LA without pump (Paracorporeal)
VV-ECMO (Extracorporeal)
In conventional strategies, hemodynamically stable patients are supported by venovenous (VV) extracorporeal membrane oxygenation
(ECMO), whereas hemodynamically unstable patients are supported by venoarterial (VA) ECMO. Evolving therapies enable other treatment
options. DLC ¼ double lumen cannula; iLA ¼ interventional lung assist device; LA ¼ left atrial; LV ¼ left ventricular; PA ¼ pulmonary artery;
PH ¼ pulmonary hypertension; RA ¼ right atrium; RV ¼ right ventricular.
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significantly increased 1-year post-transplantationsurvival as compared with MV alone (43).
Both VAD therapy and ECMO drastically increasemedical costs. There has been some controversyabout the cost effectiveness of BTT using a VAD;however, a recent study showed that implantableVAD therapy as BTT is cost effective in patients with amedium-to-high risk of death while waiting for atransplant (44). Advances in surgical technique, pa-tient management, and devices may increase the costeffectiveness of VAD support by reducing the dura-tion of hospital and ICU stays, rate of complications,and device cost. ECMO use increases medical costsbecause surgical care of cannulation sites, ICU stay,rehabilitation, and ECMO specialists (nurses andperfusionists) are required (45). Further developmentof ECMO technologies may change the managementof AL support, such that daily care by specialists is notneeded, and improve the cost effectiveness of ALsupport as a BTT.
The INTERMACS (Interagency Registry for Me-chanically Circulatory Support) registry is used togather data from patients receiving mechanicalcirculatory support. INTERMACS profiles stratify
patients with severe heart failure and allow carefulstudy of which patients benefit from VAD therapy. Asimilar registry will be required in the field of lungfailure if ALs are going to be used long term. The in-dications for BTT and DT in patients with lung failurecan then gradually evolve as data are collected.
DT FOR END-STAGE LUNG FAILURE
Patients suffering from end-stage heart failure whoare not indicated for heart transplantation because ofage, malignancy, or systemic disease require DT (46).DT using an implantable, continuous-flow left ven-tricular assist device improves not only survival, butalso QOL (47–50). More than 7,000 people havereceived VAD support as DT with 1- and 3-yearsurvival rates of 75% to 80% and 60% to 62%,respectively (47,51). In contrast to the remarkableprogress with DT for heart failure, there are currentlyno devices that can be used as DT for patients withend-stage lung failure. There are many importantdevice properties that must be improved before long-term AL use is possible including durability, antith-rombogenicity, resistance, and portability.
TABLE 3 Summary of Preclinical Animal Studies of Evolving Artificial Lungs
First Author (Ref. #) Year Animal Number of Animals Device Surface Area (m2) Resistance Blood Flow Through Devices Coating Anticoagulation
Sato et al. (56) 2007 Sheep 8 MC3 1.7 1.8 mm Hg/(l/min) 2.0 l/min No Heparin
Wu et al. (71) 2012 Sheep 9 APL 0.8 m2 Not described 3.5 l/min No Heparin
Skoog et al. (57) 2017 Sheep 5 cTAL 2.4 m2 0.5 mm Hg/(l/min) 3.5 l/min No Heparin
APL ¼ artificial pump-lung; IV ¼ intravenous; LA ¼ left atrium; PA ¼ pulmonary artery; RA ¼ right atrium.
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INDICATIONS
Patients with end-stage lung failure are a heteroge-neous population with many different etiologiesunderlying their need for a transplant, and differentsurvival rates both on the transplant waiting list andafter lung transplant. One of the criteria to be arecipient of a lung transplant is a high risk of death(>50%) from lung disease within 2 years without alung transplant (52). The primary goal of DT for pa-tients with lung failure should be median survival>3 years. Functional improvements that lead toimproved health-related QOL are also very importanttargets. Indications for DT in patients with end-stagelung failure should be determined with careful clin-ical trials yielding definitive results, similar to trialsthat have been conducted on VADs for DT. The ALdevices used for DT should be paracorporeal orimplantable, and the characteristics of the device orcircuit must be determined by the indication for DT.
DEVICE RESISTANCE
There is a great need for a low-resistance AL devicethat can adequately oxygenate and remove carbondioxide at low flow rates. The commercially availableAL with the lowest resistance is the Novalung, aparacorporeal iLA with a heparin-coated oxygenatorthat has been used for prolonged support (53,54).Camboni et al. (53) reported 62 days of Novalungsupport in a pumpless pulmonary artery-left atrialconfiguration with 4 oxygenator exchanges. The gastransfer capacity of the Novalung is limited becausethe device was designed primarily for CO2 removalwith the relatively small surface of 1.3 m2 (55). Theresistance of the Novalung is w5 mm Hg/(l/min) at ablood flow of 2 l/min, whereas resistance of a nativehealthy lung is w1 mm Hg/(l/min). Because of therelatively low oxygenation and higher resistance thanthat of the native healthy lung, the use of iLAs,
including the Novalung, can result in insufficientoxygenation and insufficient unloading of the rightside of the heart, and some patients may need MVsupport even with the AL.
The animal studies using pumpless low-resistanceALs placed in parallel showed little to no blooddamage (Table 3). The MC3 Biolung (MC3 Inc., AnnArbor, Michigan) has a low resistance of 1.8 mm Hg(l/min) (56). Sato et al. (56) conducted a 30-day studyof the MC3 Biolung in sheep and observed stablehemodynamics, blood gases, and organ function.However, device exchanges were required every9.5 days because of increased resistance caused byclot formation. A compliant thoracic AL (cTAL) ach-ieved a resistance lower than that of native healthylungs, 0.5 mm Hg/(l/min). A cTAL without anticoag-ulant coating showed minimal clot formation in a14-day test in sheep and warrants further study (57).
HEMOCOMPATIBILITY
Compared with VADs, ALs have larger contact sur-faces and longer contact time with the blood. AL clotformation is rapid in comparison and must be greatlyreduced before ALs can be used for months or years.Clot formation can be reduced by changes to devicedesigns and coatings and the development of newanticoagulation therapies. For better antithromboge-nicity, improved devices should eliminate recircula-tion and stagnation to avoid focused buildup ofprocoagulant molecules, reduce shear stresses toavoid platelet activation, and reduce the overall sur-face area.
Many circulatory assist devices and ALs containcoatings to decrease their thromobogenicity andreduce the doses of anticoagulation drugs requiredduring support. Among those coatings, heparin coat-ings are widely used. However, heparin coatings arenot perfect for long-term AL, and other coatingmethods may be required. Although the covalent
TABLE 3 Continued
Attachment Length of Support (days) Device Exchange Outcome Cause of Early Termination
Pumpless PA-LA 30 Every 9.5 � 2.1 days onaverage
Elective termination (n ¼ 5)No signs of hemolysis, organ infarction,
or end-organ dysfunction
Device failure (n ¼ 1, day 10)Bleeding due to low platelet (n ¼ 1, day 4)Diffuse gastric mucosal lesion (n ¼1, day 6)
Pump integrated RA-LA 30 No exchange Elective termination (n ¼ 5)No signs of hemolysis, organ infarction,
or end-organ dysfunction
Device failure (n ¼ 1, day 2)Device-related bleeding (n ¼ 1, day 4)Broken IV line (n ¼ 2, day 2 and 12)
Pumpless PA-LA 14 No exchange Elective termination (n ¼ 3)No signs of hemolysis, organ infarction,
or end-organ dysfunction
Bradycardia (n ¼ 1, day 6)Conduit connection fracture (n ¼ 1, day 11)
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immobilization of heparin lasts for months to years,the heparin does not retain its anticoagulant activityindefinitely. Chemical modification or degradation ofimmobilized heparin reduces its activity (58). Someresearchers are working on nonfouling coatings thatprevent nonspecific protein adsorption (59). Thesecoatings create a hydration layer on the artificialsurface, making an environment more like the phys-iological environment of healthy endothelial surface.The hydration layer prevents adsorption on thehydrophobic artificial surface and subsequentconformational change and activation of proteins,which should lead to reduced activation of plateletand coagulation factors. Nitric oxide–generatingfibers or use of nitric oxide in the sweep gas hasalso been examined and may reduce platelet activa-tion and adhesion to the artificial surface (60,61).Nitric oxide is a very short-acting substance with ahalf-life of 0.05 to 1.80 ms in the blood that can thusreduce thrombosis at the fiber surface but allows fornormal platelet function when the blood returns tothe patient (60).
Additionally, new drugs that prevent thrombosisbut do not increase bleeding complications arestrongly needed. Patients supported by ECMOtypically require anticoagulation with heparin.Nonetheless, even when maintaining partial throm-boplastin times in an appropriate range, thrombo-embolic events or hemorrhagic events can occur.Bleeding from cannulation sites and surgical sitesmay be critical, and sometimes requires reoperationto control bleeding. Those complications affect sur-vival, the need for blood transfusion, and the dura-tion of ICU stay. Factor XII is attracting attention asan appealing target for new anticoagulation drugs(62,63). Factor XII deficiency is a rare disease (64),and patients with factor XII deficiency are asymp-tomatic. They have a longer partial thromboplastintime than do patients without factor XII deficiencybut no hemorrhagic symptoms, unlike patients withfactor VIII or factor IX deficiency. The exact
mechanisms underlying factor XII’s roles in vivo arestill debated. Nonetheless, blocking factor XII activ-ity may decreased sustained clot formation withoutincreasing bleeding risks.
By combining new technologies and novel drugs,clot formation might be prevented for a longer timethan with the current AL devices, which would be abig step forward in the clinical application of long-term AL used as DT.
DURABILITY AND PORTABILITY
For portability, implantable ALs will have advantagesover paracorporeal ALs. These are obvious from themanagement of heart failure with implantable versusparacorporeal devices. Implantable VADs haveallowed patients with heart failure to go back to theirhomes and perform daily activities with good QOL.Although implantability is necessary for better QOL, along-term paracorporeal AL will likely become avail-able first. Paracorporeal placement allows for easierdetection of clots, device repair, and deviceexchange. Paracorporeal ALs also have fewerrestrictions on their size and the design, as comparedwith implantable ALs. The concept of an implantableALs is not new. Shah-Mirany et al. (65) reported an8-day animal study using an implantable AL in 1972.They argued that the obstacles for implantabilitywere the limited size of the body cavity, thromobo-genicity, and biocompatibility. Even after more than4 decades, these issues have not been addressedcompletely. An implantable AL, historically called theintravascular oxygenator, was developed in the 1980sthrough the 1990s. The hollow fibers of the devicewere designed to be implanted in the inferior venacava through the femoral or internal jugular vein andinlet and outlet conduits exited through a small skinincision. The device did not require extracorporealcirculation, resulting in less blood damage andinflammation responses. However, whereas in vitroand in vivo studies showed good oxygenation and
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CO2 transfer (66), a clinical trial of the intravascularoxygenator failed to exhibit adequate gas exchangefor use as BTT or DT. Moreover, only 25% of 160 pa-tients survived to discharge from hospital (67). Themain challenge in designing these devices is thelimited space of the vena cava. Too many gas ex-change fibers occlude the vena cava and decreasevenous return, whereas too few fibers lead to poor gasexchange. Despite significant design work fromseveral groups (68,69), no design was found thatprovided sufficient gas exchange to significantly alterclinical outcomes.
Evolving AL technologies include the para-corporeal MC3 Biolung, cTAL, and artificial pump-lung (APL). The MC3 Biolung has a polymethylpentene fiber bundle for gas exchange with surfacearea of 1.7 m2. Blood flows radially through the fiberbundle (70). The cTAL uses flexible polyurethanehousing with a polypropylene fiber bundle withsurface area of 2.4 m2 (57). The design providesmaximized spatial and temporal blood flow unifor-mity, which contributes to improved gas exchangeefficiency and decreased blood damage. The APL isdesigned as a wearable pump-integrated AL andcontains a hollow-fiber membrane bundle (surfacearea 0.8 m2) integrated with a magnetically levitatedcentrifugal pump (71). The overall size of the APL iscomparable to a 12-ounce soda can, which mayprovide better portability than currently availabledevices. Although there are no clinical trials of thesedevices, all these devices exhibited sufficient gasexchange for full respiratory support in preclinicalsheep studies (Table 3) (56,57,71).
IDEAL ALS
In the future, long-term ALs might become an alter-native to lung transplantation, replacing the need fordonor lungs with a fully functional, man-made deviceincorporated into the respiratory and circulatorysystems. Tissue-engineered artificial organs usingautologous cells are also being investigated (72,73).Learning from the experiences and achievements indevices that treat heart failure, it seems appropriateto set a goal of device longevity of at least severalmonths for paracorporeal devices and 2 to 3 years forimplantable devices.
Although paracorporeal devices that can be usedfor months without exchange should becomecommercially available sooner, a primary goal overthe next decade is to establish an implantable AL withlow resistance, high durability, and low levels ofthromobogenicity that will improve survival and QOLof patients with advanced lung failure and couldreplace the need for a lung transplant. Cardiac andthoracic surgeons should lend their unique expertiseto promoting the development and use of next-generation AL devices.
ADDRESS FOR CORRESPONDENCE: Dr. NorihisaShigemura, Division of Cardiovascular Surgery,Temple University Health System and Lewis KatzSchool of Medicine, 3401 North Broad Street, Suite301, Zone C, 3rd Floor, Philadelphia, Pennsylva-nia 19140. E-mail: [email protected]: @TempleHealthMed.
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KEY WORDS artificial lung, destinationtherapy, extracorporeal membraneoxygenation, heart failure, lung failure,transplantation, ventricular assist device
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