Sr. No. Service Operation

1 CustomerService RetrieveInternalContact

2 CustomerService RetrieveAddress

3 CustomerService ValidateCustomer

4 CustomerService UpdateDocument

5 CustomerService UpdateCustomer

Artix -T24 Field Mapping Sheet

T24 Enquiry Request / Response

KYC.GET.DAO.DETS.INET.MB Request

Response

KYC.GET.CIF.ADD.INET.MB Request

Response

KYC.CUST.NO.CHECK.INET.MB Request

Response

KYC.DOC.INET.MB Request

Response

KYC.CLIENT.INET.MB Request

Response

Artix -T24 Field Mapping Sheet

Artix field name T24 Field New T24 mapping

proposedCIF CUSTOMER.CODE

proposedCIF CUSTOMER.CODEprimaryRM ACCOUNT.OFFICER

bookingCenterOfficerBOOK.CENTER.OFF

investmentConsultantInvest.Consult

financialPlannerFinancial.Plann

structuredProductAdvisorSPA

creditOfficerCREDIT.OFFICER

proposedCIF CIF.ID

T24 Address ID IDOutput Name 1 NAME.1Output Name 2 NAME.2Street STREET.ADDRStreet 2 TOWN.COUNTRYCity CITYCountry ADDR.COUNTRYMailing type MAILING.TYPE

proposedCIF CUSTOMER.CODE

proposedCIF CUSTOMER.CODErecordstatus RECORD.STATUS

proposedCIF transactionId

apacUniqueId APAC.UNIQUE.IDApacMsgId APAC.MSG.IDformalityGRP FORMALITY.GRPformalityType FORMALITY.TYPE

These fields are related to Document

docApprovalDate DOC.DATE

Reviewduedate DOC.VALID.TO

docAckDate DOC.ACK.DATE

formalitySts FORMALITY.STSNO.OF.CUSTOMERS

JNT.NATIONALITY

JNT.LEGAL.TYPE

JNT.LEGAL.ID

JNT.NAME

JNT.RESIDENCE

JNT.DOB.DOI

cif transactionIdFORMALITY.GRPFORMALITY.TYPEDOC.DATEDOC.VALID.TODOC.ACK.DATEFORMALITY.TXTFORMALITY.TXT2FORMALITY.STSCREDIT.EXPOSURETRADING.SCHEMENO.OF.CUSTOMERSJNT.NATIONALITYJNT.LEGAL.TYPEJNT.LEGAL.IDJNT.NAME

These fields are related to Document

These fields are related to Joint Partner details

JNT.RESIDENCEJNT.DOB.DOIAPAC.UNIQUE.IDAPAC.MSG.IDCURR.NOINPUTTERDATE.TIMEAUTHORISERCO.CODEDEPT.CODEOFS.RESPONSE

cif transactionId

APAC.UNIQUE.ID APAC.UNIQUE.IDAPAC.MSG.ID APAC.MSG.IDProposed CIF MNEMONICshortName SHORT.NAME

Salutation, firstName, name, jointPartnerName NAME.1lastName, name NAME.2STREET STREET

Client managed by CLIENT.BR.EMD

RM.C.ACCT.TYPE RM.C.ACCT.TYPELiquidity ranking CLIENT.LIQ.RATNationality NATIONALITYTax residence RESIDENCEAPAC Type of Trust TRUST

ULT.ECO.BENFI ULT.ECO.BENFI

Is wholesale client CLIENT.TYPE

Is exception EXCEPTION

Wholesale basis WHOLESALE.BASISWholesale basis comment COMMENTSID Document Type LEGAL.ID.TYPEID Document Number LEGAL.IDExpiry Date LEGAL.ID.EXPJNT.CUST.HK JNT.CUST.HKDate of birth , Date of formation , Date of incorporation BIRTH.INCORP.DATE

Marital Status CIVIL.STATUS

Country of birth PLACE.OF.BIRTH

Primary RM ACCOUNT.OFFICERIs PEP PEP

Is trading shares Exec.Listed.Co

Finder CIF number DUMMY

Contract type FINDER.CON.TYPEFinder CIF Number FINDER.CIFReferred by REFERRED.BY

RM.DEP.CODE.REF RM.DEP.CODE.REF

Internal referee PID RM.PID.NO.REF

Intermediary CIF number INTER.NO.REFClient managed by IAMClient managed by IAM.ManagedBranch of EAM CIF

IAM.BKST

EAM CIF number IAM.CIF.NO

EAM pricing type EAM.TYPE

Identification delegation to EAM EAM.DELEGATIONSend to Quartal for Retro EAM.TO.QUARTALEAM BIC code PSN.BIC.CODE

Client segment Client.Segment.Client code Client.CodeCompany industry SECTOREAM Swiss stamp tax EAM.SSTS

Employment status LCD.CUST.TYPE

Gender GENDERDomicile Country, countryOfIncorportaion DOMICILE

2nd Nationality OTHER.NATIONALITYPERS.COMP PERS.COMP

clientType CLIENT.REL.TYPE

CS staff ID STAFF.MPIDSalutation SALUTATION

cif transactionIdCIF MNEMONICshortName SHORT.NAMESalutation, firstName, name, jointPartnerName NAME.1lastName, name NAME.2street STREETstreet2 TOWN.COUNTRYcountry COUNTRYindustryOfCompany SECTORprimaryRM ACCOUNT.OFFICER

OTHER.OFFICERINDUSTRYTARGET

nationality, countryOfIncorportaion NATIONALITYCUSTOMER.STATUS

taxResidence RESIDENCE

LANGAUGECOMPNAY.BOOKCLS.CPARTY

gender GENDER

Domicile Country, countryOfIncorportaion DOMICILE

2nd Nationality OTHER.NATIONALITYTRAIDING.SCALESAFEKEEP.SCALEMANAGED.SCLAEADVISORY.DISCREGST.EXEMPTEDUS.PERSONBOOKING.CENTRECSS.CUST.TYPESOURCE.AQUISITOPENING.DATEADDR.COUNTRYPERS.COMP

city CITY

typeOfTrust TRUSTmailingType MAILING.TYPE

PROF.CODE.HOALLOC.CODE

clientManagedBy CLIENT.BR.EMDFISKA.OEJNT.CUST.HK

Booking Center Officer (Account Manager) BOOK.CENTER.OFFWAIVERREP.OFFICECPNC.CUST.TYPECPNC.INDVD.FORMCPNC.CORP.FORMCPNC.DTA.FORMGEN.RUBRIC.CODEUS.RUBRICNON.US.RUBRICSTP.DEPOD.JUMBOSTP.BRKB.JUMBORM.C.FIRST.NAMERM.C.LAST.NAME1

pep PEPCCY.JUMBO.LCYCUST.DEFAULT

Wholesale Basis Comment COMMENTSLiquidity Ranking CLIENT.LIQ.RATCountry of Birth PLACE.OF.BIRTH

REGISTER.GSTBELONG.STATUSPI.STATUSPI.MAN.OVERRIDEMPA.SUBMITTED

CIF.SUMMARY.CCYclientType CLIENT.REL.TYPE

APAC.UNIQUE.IDAPAC.MSG.IDCURR.NOINPUTTERDATE.TIMEAUTHORISERCO.CODEDEPT.CODEOFS.RESPONSE

Value (if hard coded) Severity StatusMapping Unit

M35RAA033

hard coded O

this can be system date, and there's no aBOM mapping field, may need to consult CTS team or ZH SE

this is the next review date and it's

not stored in any aBOM field, suggest consult ZH SE team where this infor in the backend would

be stored

no value need to be populated to this field

there's no aBOM mapping field, may

need to consult CTS team or ZH SE

where this infor in the backend would

be stored

please refer to FSD 6.5.6

please refer to FSD 6.5.6

please refer to FSD 6.5.6

please refer to FSD 6.5.6

please refer to FSD 6.5.6

please refer to FSD 6.5.6

M34R

1) Individual.First Name + Individual.Last Name2) NON INDIVIDUAL.NAME3) JOINT PARTNER.NAME 1ST LINE

mapping logic as below:1 CS Trust---CST2 non-CS Trust---TRUST

refer to FSD 6.5.9, it's the BO/AH's Domicile, refering to the DFC, it's mapped to Official Registered Address.Country

Wholesale Client Field => If "Yes" select WHOLESALE, If "No" select RETAIL

Is Exception, populate to "Yes"/"No" value accordingly

only applicable to SG location

Mapping as below:1. Single--SINGLE2. Married--MARRIED3. Seperated--SEPERATED4. Divorced--DIVORCED5. Widowed--WIDOW(ER)6. Registered Relationship--REG RELP(new value to be created in T24)

changed from GKYC DD.MM.YYYY to T24 (YYYYMMDD)

For AH's "Is Trading Shares" field, mapping as belows:Yes--Trading in Own SharesNo--No Trading Own Shares

DUMMY: Populate "YES" if Finder CIF number field is entered, otherwise"NO"

mappings as below:internal referral--1 INTERNAL REFERRALExternal referral--2 EXTERNAL REFERRALIndirect Business--4 INDIRECTDirect Business--3 DIRECT

it's the Internal Referee RM field that shall be mapped, but need to be converted to DAO code

Please refer 'RM.DEP.CODE' for this field as following :convert to DAO code and send to T24, it is the exisitng behavior to populate the MPID to RM.PID.NO.REF field

Branch of EAM CIF, use Key to map for SG T24. field in HK T24 is a free text field, thus the value should be directly populated to HK T24 field

1 Asia--Asia2 Europe--EUR

For AH's "Employment Status" field, populate "SA" to T24 LCD.CUST.TYPE field when satisfying either of the below two sceanrios:value for field "Employment Status" is "CS Employed", or "Employment Status" is not chosen as "CS Employed" and "CS Staff ID" field is not blank, and "Family Relative Type" field is chosen as "Spouse", then

refer to DFC for the mapping

this is based on the client relationship type. If it's individual, then will populate person, if it's in legal entity(non individual), then will populate Company

there's no aBOM mapping field, may need to consult CTS team or ZH SE where this infor in the backend would be stored

MVMVMVMV

mapping logic as below:1 CS Trust---CST2 non-CS Trust---TRUST

MV

Remarks

APAC Postal Address Entity Name, check IF lifecycle status = activeAPAC Postal Address Entity NameAPAC Postal Address Entity NamePostal Address Entity NamePostal Address Entity NamePostal Address Entity NamePostal Address Entity NameMailing Instruction Entity Name

Possible values for recordstatus will be "Record Found" or "Record Not Found"

operand = "EQ" (EQ meaning Equal, is this understanding is correct?) Yes

User. Last name, User. First name - User. Internal identifier (PID)Where FunctionHolder. Function = 'Primary Relationship Manager'"User. Last name, User. First name - User. Internal identifier (PID)"Where FunctionHolder. Function = 'Booking Center Officer (Account Manager)'

"User. Last name, User. First name - User. Internal identifier (PID)"Where FunctionHolder. Function = 'Investment Consultant'

"User. Last name, User. First name - User. Internal identifier (PID)"Where FunctionHolder. Function = 'Financial Planner'

"User. Last name, User. First name - User. Internal identifier (PID)"Where FunctionHolder. Function = 'Structured Product Advisor'

"User. Last name, User. First name - User. Internal identifier (PID)"Where FunctionHolder. Function = 'Credit Officer'

operand = "LK" (What is LK?), not LK, now operand = "EQ"

operand = "EQ", APAC Dossier entity Name

To be constructed at KYC side and sent to T24. See DS for more details section 5.12.3.1

Date when kyc review is approved

Review.Review due date

BLANK

BLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELD

BLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELD

BLANK FIELDAPAC Dossier - Liquidity rankingIndividual - NationalityAPAC KYC Profile Partner - Tax residenceAPAC Trust - APAC Type of Trust

BLANK FIELD

Australian Domicile Legal Check List - Is wholesale client

Australian Domicile Legal Check List - Is exception

APAC Australian Domicile Check List - Wholesale basisAPAC Australian Domicile Check List - Wholesale basis commentProof Of Identity - ID Document TypeProof Of Identity - ID Document NumberProof Of Identity - Expiry DateBLANK FIELDIndividual - Date of birth , Trust - Date of formation , Corporate - Date of incorporation

To be constructed at KYC side and sent to T24. See DS for more details section 5.12.3.1

in N3147_GFS_Data_Field_Catalogue.xlsx its mentioned that - 'populated from T24'Is it same as STREET.ADDR in mapping sheet?

APAC Client Management - Client managed by refer to T24 FSD section 6.5.3

Individual - Marital Status

Individual - Country of birth refer to T24 FSD section 6.5.7.1

Insider - Is trading shares

APAC External Finder - Finder CIF number

APAC External Finder - Contract type

APAC Client Referral - Referred by

BLANK FIELD

APAC Client Referral - Internal referee PID

APAC Client Referral - Intermediary CIF numberAPAC Client Management - Client managed by refer to T24 FSD section 6.5.3 APAC Client Management - Client managed by refer to T24 FSD section 6.5.3 APAC Client Management - Branch of EAM CIF

APAC Client Management - EAM CIF numberAPAC Client Management - EAM pricing type

APAC Client Management - Identification delegation to EAMAPAC Client Management - Send to Quartal for RetroAPAC Client Management - EAM BIC code

KYCProfilePartner - Is PEP the field "KYCProfileDossier. Is PEP relationship" should be used in this case, refer to T24 FSD section, section 6.5.8

Dossier - Client segmentAPAC Dossier - Client codeCorporate - Company industry

ProfessionalStatus - Employment status FamilyRelative - Type

Individual - GenderOfficial Registered Address - Country

Individual - 2nd Nationality

spelling need to be corrected in catalogue, Partner.Concrete Type of Partner

Individual - Salutation

when popuate to MNEMONIC field, Add "A" infront of the CIF Number

Is it same as STREET.ADDR in mapping sheet?

List is different based on location,e.g. KYC SG value should be mapped to SG T24 SECTOR list

BLANK FIELDBLANK FIELDBLANK FIELD

BLANK FIELD

Is this field is EAM.SSTS in mapping sheet? Yes APAC Client Management - EAM Swiss stamp tax

ProfessionalStatus - CS staff ID only AH's CS Sfaff ID

BLANK FIELDBLANK FIELDBLANK FIELD

BLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELD

BLANK FIELDBLANK FIELD

BLANK FIELDBLANK FIELD

BLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELD

BLANK FIELDBLANK FIELD

BLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELD

BLANK FIELD

BLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDBLANK FIELDReply message from T24

T24 response

will be updated to send the PID number

and Credit Officer.

For these fields

separate FUnctionContext Obejects

will be created in Solution and will

be sent to Compone

nts

Addresses can be

pushed to KYC min one and max any number

APAC Client Management - EAM Swiss stamp tax