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Aviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil FRCA Academic Clinical Lecturer in Anaesthetics, University of Oxford, UK Fellow of University College, Oxford, UK

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Page 1: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Aviation hypoxia, cognition and human performance

Dr Thomas Smith MBBS DPhil FRCA

Academic Clinical Lecturer in Anaesthetics, University of Oxford, UKFellow of University College, Oxford, UK

Page 2: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Disclosure Information84th Annual AsMA Scientific Meeting

Dr Thomas Smith

I have no financial relationships to disclose

I will not discuss off-label use and/or investigational use in my presentation

Page 3: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

“Anoxaemia not only stops the machine, it wrecks the machinery”

- J.S. Haldane

Page 4: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Does aviation hypoxia impair cognition and performance?

Page 5: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Does aviation hypoxia impair cognition and performance?

Could aviation hypoxia negatively impact CRM?

Page 6: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Does aviation hypoxia impair cognition and performance?

Could aviation hypoxia negatively impact CRM?

We don’t know

Page 7: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Time of useful consciousness

20,000 ft 30+ minutes

25,000 ft 3-5 minutes

30,000 ft 1-2 minutes

35,000 ft 30-60 seconds

40,000 ft 15-20 seconds

45,000 ft 10 seconds

Page 8: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Commercial airline cabin

5,000 – 8,000 ft

Page 9: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Commercial airline cabin

5,000 – 8,000 ft

Denver

Page 10: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Commercial airline cabin

5,000 – 8,000 ft

Denver Mexico City

Page 11: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Physiological effects of aviation hypoxia

↑ ventilation (ventilatory acclimatisation to hypoxia)

Fatemian M et al. Pflugers Arch - Eur J Physiol 2001

↑ erythropoietin secretion

Gunga HC et al. Lancet 1996

↑ pulmonary artery pressure (hypoxic pulmonary vascostriction)

Smith TG et al. Aviat Space Environ Med 2012

Page 12: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

How hypoxic are commercial aircrew?

Page 13: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

How hypoxic are commercial aircrew?

38 pilots on 21 flights

Peak cabin altitude range 6,000-8,550 ft

Cottrell JJ. Aviat Space Environ Med 1995

Page 14: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

How hypoxic are commercial aircrew?

38 pilots on 21 flights

Peak cabin altitude range 6,000-8,550 ft

Mean nadir SpO2 89%

Cottrell JJ. Aviat Space Environ Med 1995

Page 15: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

How hypoxic are commercial aircrew?

38 pilots on 21 flights

Peak cabin altitude range 6,000-8,550 ft

Mean nadir SpO2 89%

Range nadir SpO2 93-80%

Cottrell JJ. Aviat Space Environ Med 1995

Page 16: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

How hypoxic are commercial aircrew?

38 pilots on 21 flights

Peak cabin altitude range 6,000-8,550 ft

Mean nadir SpO2 89%

Range nadir SpO2 93-80%

Half desaturated below SpO2 90%

Cottrell JJ. Aviat Space Environ Med 1995

Page 17: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

How hypoxic are commercial aircrew?

38 pilots on 21 flights

Peak cabin altitude range 6,000-8,550 ft

Mean nadir SpO2 89%

Range nadir SpO2 93-80%

Half desaturated below SpO2 90%

Cottrell JJ. Aviat Space Environ Med 1995

Page 18: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

What about cerebral oxygenation?

Weatherall A et al. Acta Anaesthesiol Scand 2012

Page 19: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

What about cerebral oxygenation?

volunteers ascending to altitude

Sea level: 69%

2,400 m: 68%

Wolff CB et al. Adv Exp Med Biol 2007

Page 20: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

What about cerebral oxygenation?

17 paediatric helicopter transport patients

Sea level: 69%

> 5,000 ft: 66%

Stroud MH et al. Pediatr Emerg Care 2012

Page 21: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

What about cerebral blood flow and autoregulation?

13 volunteers breathing 15% oxygen for 5 hours

Nishimura N et al. J Appl Physiol 2010

Page 22: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

What about cerebral blood flow and autoregulation?

13 volunteers breathing 15% oxygen for 5 hours

Fall in cerebral blood flow velocity (accompanying the ↓ CO2)

Nishimura N et al. J Appl Physiol 2010

Page 23: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

What about cerebral blood flow and autoregulation?

13 volunteers breathing 15% oxygen for 5 hours

Fall in cerebral blood flow velocity (accompanying the ↓ CO2)

Impaired dynamic cerebral autoregulation

Nishimura N et al. J Appl Physiol 2010

Page 24: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Does aviation hypoxia impair neuro-cognitive performance?

Page 25: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Does aviation hypoxia impair neuro-cognitive performance?

Several studies have examined psychomotor and cognitive tasks at 5,000-8,000 ft

Page 26: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Does aviation hypoxia impair neuro-cognitive performance?

Several studies have examined psychomotor and cognitive tasks at 5,000-8,000 ft

Early work in the 1960s established that the ability to respond to novels tasks is affected by mild hypoxia

Denison DM et al. Aerosp Med 1966

Page 27: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Does aviation hypoxia impair neuro-cognitive performance?

Several studies have examined psychomotor and cognitive tasks at 5,000-8,000 ft

Early work in the 1960s established that the ability to respond to novels tasks is affected by mild hypoxia

Denison DM et al. Aerosp Med 1966

Some subsequent studies have replicated these findings, others have not

Paul MA et al. Aviat Space Environ Med 1994

Page 28: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

One suggested hierarchy of hypoxic thresholds:

Threshold Affected functions

5,000 ft Light sensitivity of the dark-adapted eye

8,000 ft Short- and long-term memory

10,000 ft Complex hand-eye co-ordinationPerformance on previously learnt coding and conceptual reasoning tasks

12,000 ft Performance on pursuit motor tasksChoice reaction time on well learned tasks

15,000 ft Fine hand tremor reduces ability to make precise adjustments

16,000 ft Simple reaction time increased

Page 29: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

One suggested hierarchy of hypoxic thresholds:

Threshold Affected functions

5,000 ft Light sensitivity of the dark-adapted eye

8,000 ft Short- and long-term memory

10,000 ft Complex hand-eye co-ordinationPerformance on previously learnt coding and conceptual reasoning tasks

12,000 ft Performance on pursuit motor tasksChoice reaction time on well learned tasks

15,000 ft Fine hand tremor reduces ability to make precise adjustments

16,000 ft Simple reaction time increased

But the literature is conflicting for altitudes up to 10,000 ft

Page 30: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

A good review of the subject covering 8,000-15,000 ft:

Petrassi FA, Hodkinson PD, Walters PL, Gaydos SJ.

Hypoxic hypoxia at moderate altitudes: review of the state of the

science. Aviat Space Environ Med 2012; 83(10): 975-84.

Page 31: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

A good review of the subject covering 8,000-15,000 ft:

Petrassi FA, Hodkinson PD, Walters PL, Gaydos SJ.

Hypoxic hypoxia at moderate altitudes: review of the state of the

science. Aviat Space Environ Med 2012; 83(10): 975-84.

“Undoubtedly, most readers are familiar with Reason’s Swiss

cheese model of human error, and it is with ease that one can

imagine hypoxic hypoxia opening new holes (or enlarging

existing ones) with respect to HFACS accident preconditions.”

Page 32: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil
Page 33: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Hypoxia symptoms ≤ 8,000 ft in helicopter aircrew

53 aircrew surveys

Smith A. Aviat Space Environ Med 2005

Page 34: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Hypoxia symptoms ≤ 8,000 ft in helicopter aircrew

53 aircrew surveys

76% had experienced symptoms of hypoxia

- difficulty with calculations

- light-headedness

- delayed reaction time

- mental confusion

Smith A. Aviat Space Environ Med 2005

Page 35: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Hypoxia symptoms ≤ 8,000 ft in helicopter aircrew

53 aircrew surveys

76% had experienced symptoms of hypoxia

- difficulty with calculations

- light-headedness

- delayed reaction time

- mental confusion

Symptoms as low as 6,500 ft

Smith A. Aviat Space Environ Med 2005

Page 36: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Abridged narratives from aircrew

A loadmaster took 35 min to complete the takeoff and landing data

(TOLD) card at an altitude of ~ 7,500 ft (2,286 m).

(Note: a TOLD card would normally take ~ 5 min to complete.)

Smith A. Aviat Space Environ Med 2005

Page 37: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Abridged narratives from aircrew

During an approach to a confined landing zone at 8,000 ft (2,438 m), an

experienced loadmaster instructor stopped calling ground clearance

distances. He did not respond appropriately to prompting from the

other loadmaster and was unable to participate in the landing

procedure.

Smith A. Aviat Space Environ Med 2005

Page 38: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Abridged narratives from aircrew

When approaching a landing zone at 8,000 ft (2,438 m), a loadmaster

was unable to complete the TOLD card and became "unable to

complete [his] flying duties," requiring the aircraft to complete the

mission with a single effective loadmaster.

Smith A. Aviat Space Environ Med 2005

Page 39: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Abridged narratives from aircrew

While cruising at 8,000 ft (2438 m), the co-pilot had to take control of

the aircraft when he noticed the handling pilot had become "euphoric"

and wanted to keep climbing. The affected pilot recovered when the

aircraft descended to a lower altitude.

Smith A. Aviat Space Environ Med 2005

Page 40: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil
Page 41: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil
Page 42: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Conclusions

Page 43: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Conclusions

Aircraft cabin hypoxia (5,000-8,000 ft) probably impairs aspects of

human performance and may consequently degrade CRM for aircrew

Page 44: Aviation hypoxia, cognition and human performanceasmameeting.org/asma2013_mp/pdfs/asma2013_present_500.pdfAviation hypoxia, cognition and human performance Dr Thomas Smith MBBS DPhil

Conclusions

Aircraft cabin hypoxia (5,000-8,000 ft) probably impairs aspects of

human performance and may consequently degrade CRM for aircrew

This applies to aeromedical crew too!