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Bayesian model of proactive and reactive control in the AX-CPT Bayesian model of proactive and reactive control in the AX-CPT Bayesian model of proactive and reactive control in the AX-CPT The AX-Continuous Performance Test (AX-CPT) was one of the first theoretically-motivated tasks developed to probe the role of context processing in cognitive control (Cohen & Servan-Schreiber, 1992), and used to study deficits of these functions in schizophrenia (Servan-Schreiber, Cohen, & Steingard, 1996). Despite this corpus of work, our understanding of the cognitive processes engaged by the AX-CPT task remains incomplete. For instance, the Dual Mechanisms of Control (DMC) framework (2007) has proposed that there may be two strategies for performing this task: proactive control, which involves maintenance of context information in working memory, and reactive control, which relies on episodic memory. In the present work, we manipulated factors of motivation, response time and working memory load to bias subjects towards either proactive or reactive control. We then built a Bayesian model that captures performance on the AX-CPT using only two parameters. When fit to empirical data, only one of these parameters — memory noise — was found to differ between conditions designed to differentially engage the two modes of control. Our ongoing work aims to further elucidate whether reactive control involves distinct cognitive processes, or rather, reflects a deficit of proactive control. Proactive Control: At cue presentation, the task rule associated with the cue is represented as context information in working memory, and actively maintained during the delay period, biasing task processing pathways in preparation for an efficient response to the probe. Reactive Control: The context is not held in working memory, but a trace of the cue remains (e.g. in episodic memory). At the time of probe, the cue representation is retrieved and used to activate the rule in working memory, allowing correct but less efficient responding. Reactive bias condition: distractor task during delay between cue and probe — interferes with preparation Proactive bias condition: very fast & accurate responses are rewarded monetarily — favors preparation - AY errors signal over-influence of the cue (A) relative to the probe (Y), suggesting use of proactive control - BX errors signal over-influence of probe (X) relative to the cue (B), suggesting lack of preparation and use of reactive control - AX and BY errors signal non-specific failures of processing Varying trial frequencies induces biases that allow us to distinguish between strategies: As expected, subjects are significantly more accurate and faster on the proactive-bias condition. We can approximate proactive and reactive patterns of behavior in terms of inferences about the identity of the cue and probe at the time of the response. Due to this uncertainty, the agent acts based on inferences about the cue and probe (e.g. C’O’=AX), rather than the actual cue and probe (e.g. CO=BX). We assume that the memory of the cue and the perceptual interpretation of the probe are uncertain: M = 1 – εM ; εM is the memory noise (cue noise). R = 1 – εR ; εR is the perceptual noise (probe noise). These inferences are shaped by cue noise (εM), probe noise (εR) and trial frequencies, which constitute the prior probability of each cue-probe combination, p(C’O’): } } trial frequency 1 - εM } 1 - εR Given knowledge of the trial frequencies, and using the best fit parameters for εM and εR from our behavioral data, the model provides us with the probability that the agent will go Left or Right for a particular trial type, which can be converted to error rate by trial type. Reactive Proactive 0 0.05 0.1 0.15 0.2 0.25 0.3 Error Rates Subject errors (n=49) AX AY BX BY Reactive Proactive 0 0.05 0.1 0.15 0.2 0.25 0.3 Model errors (n=49) Error Rates AX AY BX BY AX AY BY BX AX AY BY BX AX AY BY BX AX AY BY BX As expected, there is a highly significant decrease in memory noise (more reliable influence of the cue) in the proactive-bias condition. However, perceptual noise (eR) does not differ significantly across conditions. Reactive Proactive 0 0.01 0.02 0.03 0.04 0.05 0.06 0.07 0.08 0.09 Best Fit Parameters ** eM eR } 1 - εM } 1 - εR Reactive Proactive 0 0.05 0.1 0.15 0.2 0.25 0.3 Errors Errors by Trial Type and Condition n=49 AX AY BX BY AX AY BY BX AX AY BY BX Reactive Proactive -0.2 -0.15 -0.1 -0.05 0 0.05 0.1 0.15 0.2 Proactive Index Proactive Index by Condition ** Errors in Proactive- vs. Reactive-Bias Conditions - Decrease in AX and BY errors indicates general improvement in performance in proactive-bias condition. - Reduction in BX errors relative to AY errors confirms greater influence of cue on responding in proactive-bias condition. Proactive Index = (AY errors – BX errors) / (AY errors + BX errors) -0.01 0 0.01 0.02 0.03 0.04 0 2 4 6 8 10 12 14 16 18 20 Number of Subjects Reactive Condition Data -0.02 -0.01 0 0.01 0.02 0.03 0.04 0 2 4 6 8 10 12 14 16 18 20 BIC Bayesian Model - BIC Data-Driven Model Number of Subjects Proactive Condition Data We compared our Bayesian model against the most accurate model possible: Data-driven Model that learns each subject’s probability of going Left for each trial type. It has 4 parameters: p(L|AX) p(L|AY) p(L|BX) p(L|BY) and can replicate each subject’s error rates perfectly. The normalized BIC of the Bayesian model was higher than the normalized BIC of the data-driven model for almost every subject. Wilcoxon signed rank test: p < 10 -8 for both conditions. Normalized BIC for: Bayesian Model Data-Driven Model Reactive Bias Condition 0.68 (SD=0.11) 0.66 (SD= 0.11) Proactive Bias Condition 0.74 (SD=0.10) 0.71 (SD=0.10) L R A X Y R L B X Y Cue Probe Action A X Cue Cue-probe-interval Probe Intertrial Interval Response (button press) Cue Probe Distractor Feedback 0.4s 3s up to 1.5s 0.4s Cue Probe Delay Feedback 0.4s 3s ~0.5s 0.4s Frequency Action AX 50% Left AY 20% Right BX 20% Right BY 10% Left Abstract The AX-CPT Task Within-Subject Experimental Manipulations Behavioral Data Bayesian Model Assessing Goodness of Fit Predictions of Bayesian Model Olga Lositsky, Robert C. Wilson, John M. White, Jonathan D. Cohen Princeton Neuroscience Institute and Department of Psychology at Princeton University Meaning of Cue Noise and Reactive Control Future Modeling Directions A or B X or Y Left or Right Actual stimulus C = actual cue O = actual probe Encoded stimulus M = memory of cue R = representation of probe Decoded stimulus C’ = inferred cue O’ = inferred probe A = action Response Rules Most analogous studies (Braver et al., 2009; Edwards, Barch, & Braver, 2010) have used an asymmetric response rule. The model predicts that using an asymmetric response rule will yield cleaner estimates of the proactive index. Trial Frequencies BY Trials The model recommends excluding BY trials when the response rule is symmetric (L - R - R - L) because that reduces the task to the asymmetric rule (L - R - R). AX Trials Given the εM and εR parameters fit to the subject data, and the number of trials per subject, we can estimate how the power of detecting a difference in Proactive Index between conditions varies as a function of trial frequencies. We hold AY, BX and BY trial frequencies equal, varying AX frequency. Note 1: Trade-off between strength of dominant response (to AX) and number of AY / BX trials needed to estimate Proactive Index. Note 2: the 50-20-20-10 design appears more powerful because of the lower BY trial frequency. Asymmetric AX = Left AY = Right BX = Right BY = Right Simulations of the model suggest that some AX-CPT variants provide cleaner estimates of the Proactive Index than others. Variants differ in terms of response rules and trial frequencies. 0.4 0.5 0.6 0.7 0.8 0.9 0.4 0.5 0.6 0.7 0.8 0.9 1 AX Frequency Proportion Significant T-tests Power to detect difference between conditions 50-20-20-10 Symmetric AX = Left AY = Right BX = Right BY = Left RT Deadline RT Deadline + WM Load 0 0.05 0.1 0.15 0.2 0.25 0.3 0.35 0.4 0.45 0.5 Errors Preliminary Data (n=5) AX AY BX BY AX AY BY BX AX AY BY BX Here, proactive- and reactive-bias conditions differed only in cue noise: As the memory noise increased, overall performance decreased. Does this pattern reflect: 1. Genuine reliance on reactive control? 2. A failure of proactive control / working memory -> more automatic processing? Preliminary data shows reduced performance and a relative increase in BX errors. Increase WM Load Proactive Interference Proactive-Bias Condition: Response Time Deadline Proactive Index decreases Impaired performance on all trials No effect Reactive-Bias Condition: No Deadline, Easy Distractor Task Proactive Index decreases All other trials unaffected Subjects become more proactive or Performance decreases Model the temporal dynamics in the choice data: How do subjects learn trial frequencies over time? Do attentional strategies to cue / probe / combination shift over time? Model Reaction Time data using the Drift Diffusion Model (Bogacz, Brown, Moehlis, Holmes, & Cohen, 2006) and use the memory noise and perceptual noise parameters to constrain the DDM parameters.

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Page 1: Bayesian model of proactive and reactive control in the AX …bob/publications/2013_CompPsych_LositskyEtAl... · Errors in Proactive- vs. Reactive-Bias Conditions - Decrease in AX

Bayesian model of proactive and reactive control in the AX-CPTBayesian model of proactive and reactive control in the AX-CPTBayesian model of proactive and reactive control in the AX-CPT

The AX-Continuous Performance Test (AX-CPT) was one of the �rst theoretically-motivated tasks developed to probe the role of context processing in cognitive control (Cohen & Servan-Schreiber, 1992), and used to study de�cits of these functions in schizophrenia (Servan-Schreiber, Cohen, & Steingard, 1996). Despite this corpus of work, our understanding of the cognitive processes engaged by the AX-CPT task remains incomplete. For instance, the Dual Mechanisms of Control (DMC) framework (2007) has proposed that there may be two strategies for performing this task: proactive control, which involves maintenance of context information in working memory, and reactive control, which relies on episodic memory. In the present work, we manipulated factors of motivation, response time and working memory load to bias subjects towards either proactive or reactive control. We then built a Bayesian model that captures performance on the AX-CPT using only two parameters. When �t to empirical data, only one of these parameters — memory noise — was found to di�er between conditions designed to di�erentially engage the two modes of control. Our ongoing work aims to further elucidate whether reactive control involves distinct cognitive processes, or rather, re�ects a de�cit of proactive control.

Proactive Control: At cue presentation, the task rule associated with the cue is represented as context information in working memory, and actively maintained during the delay period, biasing task processing pathways in preparation for an e�cient response to the probe.

Reactive Control: The context is not held in working memory, but a trace of the cue remains (e.g. in episodic memory). At the time of probe, the cue representation is retrieved and used to activate the rule in working memory, allowing correct but less e�cient responding.

Reactive bias condition: distractor task during delay between cue and probe —

interferes with preparation

Proactive bias condition: very fast & accurate responses are rewarded monetarily — favors preparation

- AY errors signal over-in�uence of the cue (A) relative to the probe (Y), suggesting use of proactive control- BX errors signal over-in�uence of probe (X) relative to the cue (B), suggesting lack of preparation and use of reactive control- AX and BY errors signal non-speci�c failures of processing

Varying trial frequencies induces biases that allow us to distinguish between strategies:

As expected, subjects are signi�cantly more accurate and faster on the proactive-bias condition.

We can approximate proactive and reactive patterns of behavior in terms of inferences about the identity of the cue and probe at the time of the response.

Due to this uncertainty, the agent acts based on inferences about the cue and probe (e.g. C’O’=AX), rather than the actual cue and probe (e.g. CO=BX).

We assume that the memory of the cue and the perceptual interpretation of the probe are uncertain: M = 1 – εM ; εM is the memory noise (cue noise).R = 1 – εR ; εR is the perceptual noise (probe noise).

These inferences are shaped by cue noise (εM), probe noise (εR) and trial frequencies, which constitute the prior probability of each cue-probe combination, p(C’O’):

} }

trial frequency 1 - εM

}

1 - εR

Given knowledge of the trial frequencies, and using the best �t parameters for εM and εR from our behavioral data, the model provides us with the probability that the agent will go Left or Right for a particular trial type, which can be converted to error rate by trial type.

Reactive Proactive

0

0.05

0.1

0.15

0.2

0.25

0.3

Erro

r Rat

es

Subject errors (n=49)

AXAYBXBY

Reactive Proactive

0

0.05

0.1

0.15

0.2

0.25

0.3Model errors (n=49)

Erro

r Rat

es

AXAYBXBY

AX AY BYBX AX AY BYBX AX AY BYBX AX AY BYBX

As expected, there is a highly signi�cant decrease in memory noise (more reliable in�uence of the cue) in the proactive-bias condition. However, perceptual noise (eR) does not di�er signi�cantly across conditions.

Reactive Proactive0

0.010.020.030.040.050.060.070.080.09

Best Fit Parameters

** eMeR

}1 - εM

}1 - εR

Reactive Proactive

0

0.05

0.1

0.15

0.2

0.25

0.3

Erro

rs

Errors by Trial Type and Condition n=49

AXAYBXBY

AX AY BYBX AX AY BYBX

Reactive Proactive−0.2

−0.15

−0.1

−0.05

0

0.05

0.1

0.15

0.2

Proa

ctiv

e In

dex

Proactive Index by Condition

**

Errors in Proactive- vs. Reactive-Bias Conditions- Decrease in AX and BY errors indicates general improvement in performance in proactive-bias condition.- Reduction in BX errors relative to AY errors con�rms greater in�uence of cue on responding in proactive-bias condition.

Proactive Index = (AY errors – BX errors) / (AY errors + BX errors)

−0.01 0 0.01 0.02 0.03 0.040

2

4

6

8

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14

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ber o

f Sub

ject

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Reactive Condition Data

−0.02−0.01 0 0.01 0.02 0.03 0.040

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BIC Bayesian Model − BIC Data-Driven Model

Num

ber o

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ject

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Proactive Condition Data We compared our Bayesian model against the most accurate model possible: Data-driven Model that learns each subject’s probability of going Left for each trial type.

It has 4 parameters: p(L|AX) p(L|AY) p(L|BX) p(L|BY) and can replicate each subject’s error rates perfectly.

The normalized BIC of the Bayesian model was higher than the normalized BIC of the data-driven model for almost every subject.

Wilcoxon signed rank test: p < 10-8 for both conditions.

Normalized BIC for: Bayesian Model Data-Driven Model

Reactive Bias Condition 0.68 (SD=0.11) 0.66 (SD= 0.11)

Proactive Bias Condition 0.74 (SD=0.10) 0.71 (SD=0.10)

L R

A

X Y

R L

B

X Y

Cue

Probe

Action

A

X

Cue

Cue-probe-interval

Probe

Intertrial Interval

Response(button press)

CueProbe

DistractorFeedback

0.4s3s

up to 1.5s0.4s

CueProbe

DelayFeedback

0.4s3s

~0.5s0.4s

Frequency Action

AX 50% Left AY 20% Right BX 20% Right BY 10% Left

Abstract

The AX-CPT Task

Within-Subject Experimental Manipulations

Behavioral Data

Bayesian Model

Assessing Goodness of Fit

Predictions of Bayesian Model

Olga Lositsky, Robert C. Wilson, John M. White, Jonathan D. CohenPrinceton Neuroscience Institute and Department of Psychology at Princeton University

Meaning of Cue Noise and Reactive Control

Future Modeling Directions

A or B X or Y Left or Right

Actual stimulus C = actual cue O = actual probe Encoded stimulus M = memory of cue R = representation of probe Decoded stimulus C’ = inferred cue O’ = inferred probe A = action

Response RulesMost analogous studies (Braver et al., 2009; Edwards, Barch, & Braver, 2010) have used an asymmetric response rule. The model predicts that using an asymmetric response rule will yield cleaner estimates of the proactive index.

Trial FrequenciesBY TrialsThe model recommends excluding BY trials when the response rule is symmetric (L - R - R - L) because that reduces the task to the asymmetric rule (L - R - R). AX TrialsGiven the εM and εR parameters �t to the subject data, and the number of trials per subject, we can estimate how the power of detecting a di�erence in Proactive Index between conditions varies as a function of trial frequencies. We hold AY, BX and BY trial frequencies equal, varying AX frequency.Note 1: Trade-o� between strength of dominant response (to AX) and number of AY / BX trials needed to estimate Proactive Index.Note 2: the 50-20-20-10 design appears more powerful because of the lower BY trial frequency.

AsymmetricAX = Left

AY = RightBX = RightBY = Right

Simulations of the model suggest that some AX-CPT variants provide cleaner estimates of the Proactive Index than others. Variants di�er in terms of response rules and trial frequencies.

0.4 0.5 0.6 0.7 0.8 0.9

0.4

0.5

0.6

0.7

0.8

0.9

1

AX Frequency

Prop

ortio

n Si

gni�

cant

T−t

ests

Power to detect di�erence between conditions

50−20−20−10

SymmetricAX = Left

AY = RightBX = Right

BY = Left

RT Deadline RT Deadline+ WM Load

00.050.1

0.150.2

0.250.3

0.350.4

0.450.5

Erro

rs

Preliminary Data (n=5)

AXAYBXBY

AX AY BYBX AX AY BYBX

Here, proactive- and reactive-bias conditions di�ered only in cue noise: As the memory noise increased, overall performance decreased. Does this pattern re�ect:1. Genuine reliance on reactive control?2. A failure of proactive control / working memory -> more automatic processing?

Preliminary data shows reduced performance and a relative increase in BX errors.

Increase WM Load Proactive Interference

Proactive-Bias Condition: Response Time Deadline

Proactive Index decreases Impaired performance on all trials No e�ect

Reactive-Bias Condition: No Deadline, Easy Distractor Task

Proactive Index decreases All other trials una�ected

Subjects become more proactive or Performance decreases

� Model the temporal dynamics in the choice data: How do subjects learn trial frequencies over time? Do attentional strategies to cue / probe / combination shift over time?� Model Reaction Time data using the Drift Di�usion Model (Bogacz, Brown, Moehlis, Holmes, & Cohen, 2006) and use the memory noise and perceptual noise parameters to constrain the DDM parameters.