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Bewerbung für den Dissertationspreis der ÖGAI 2018 Bewerber: Lorenz Aglas Inhalt: Short scientific CV Approbation der Dissertation und der Institution, an der die Arbeit durchgeführt wurde Dissertation

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Page 1: Bewerbung für den Dissertationspreis der ÖGAI 2018 · Curriculum Vitae Dr. AGLAS Lorenz Gregor, MSc, BSc Personal Data Name Aglas Lorenz Address Hellbrunnerstr. 34, 5020 Salzburg

Bewerbung für den Dissertationspreis der ÖGAI 2018

Bewerber: Lorenz Aglas

Inhalt:

• Short scientific CV • Approbation der Dissertation und der Institution, an der die Arbeit durchgeführt wurde • Dissertation

Page 2: Bewerbung für den Dissertationspreis der ÖGAI 2018 · Curriculum Vitae Dr. AGLAS Lorenz Gregor, MSc, BSc Personal Data Name Aglas Lorenz Address Hellbrunnerstr. 34, 5020 Salzburg

Curriculum Vitae Dr. AGLAS Lorenz Gregor, MSc, BSc Personal Data Name Aglas Lorenz Address Hellbrunnerstr. 34, 5020 Salzburg Date of Birth April, 12th 1989 Nationality Austrian Marital Status Single Education and Training 01.10.2007 – 12.09.2011 Bachelor Genetics at the University of Salzburg

14.09.2011 – 23.10.2013 Master Genetics and Biotechnology at the University of Salzburg

Master Thesis at the Department of Molecular Biology in the Working Group of Fatíma Ferreira; Title: Recombinant production and protein purification of the major allergen of cupressus arizonica (cypress) Cup a 1 and development of a hypoallergenic variant of Cup a 1

04.11.2013 – 18.08.2017 PhD. Student Molecular Biology at the University of Salzburg Department of Molecular Biology of the University of Salzburg; Working Group of Fatíma Ferreira; Title: Intrinsic properties of the Bet v 1 fold: impact on immunogenicity and allergenicity

Since 21.08.2017 Senior Scientist in the department of Molecular Biology at the University of Salzburg

Scientific Publications - Context matters: Th2 polarization resulting from pollen composition and not from protein-intrinsic

allergenicity. Aglas L, Gilles S, Bauer R, Huber S, Araujo GR, Mueller G, Scheiblhofer S, Amisi M, Dang HH, Briza P, Bohle B, Horejs-Hoeck J, Traidl-Hoffmann C, Ferreira F. Journal of Allergy and Clinical Immunology 2018 May

- Endolysosomal protease susceptibility of Amb a 1 as a determinant of allergenicity Wolf M, Aglas L, Twaroch T, Steiner M, Hauser M, Hofer H, Parigiani A, Ebner C, Bohle B, Briza P, Neubauer A, Stolz F, Wallner M, Ferreira F Journal of Allergy and Clinical Immunology 2017 October

- Two Distinct Conformations in Bet v 2 Determine Its Proteolytic Resistance to Cathepsin S. Soh W, Briza P, Dall E, Asam C, Schubert M, Huber S, Aglas L, Bohle B, Ferreira F, Brandstetter H Journal of Molecular Sciences 2017 October

- Amb a 1 isoforms: unequal siblings with distinct immunological features Authors: Wolf M, Twaroch T, Huber S, Steiner M, Aglas L, Hauser M, Aloisi I, Hofer H, Parigiani A, Ebner C, Bohle B, Briza P, Neubauer N, Stolz F, Wallner M, Ferreira F Allergy 2017 May

Page 3: Bewerbung für den Dissertationspreis der ÖGAI 2018 · Curriculum Vitae Dr. AGLAS Lorenz Gregor, MSc, BSc Personal Data Name Aglas Lorenz Address Hellbrunnerstr. 34, 5020 Salzburg

- Tree pollen allergens-an update from a molecular perspective. Asam C, Hofer H, Wolf M, Aglas L, Wallner M. Allergy 2015 October

- Bet v 1 – a Trojan horse for small ligands boosting allergic sensitization? Asam C, Batista A, Moraes A, de Paula V, Almeida F, Aglas L, Kitzmüller C, Bohle B, Ebner C, Ferreira F, Wallner M, Valente A. Clinical & Experimental Allergy 2014 April

Book Chapters

- The Pollen-Food Syndrome: a molecular perspective Asam C, Aglas L, Huber S, Ferreira F, Roulias A Food Allergy – Methods for detection and clinical studies 2016

- The Pollen-Food Syndrome: An update on diagnostic and therapeutic approaches Huber S, Asam C, Roulias A, Ferreira F, Aglas L Food Allergy – Methods for detection and clinical studies 2016

Congress Participation - EAACI annual congress 2018 - ISMA 2017 - EAACI annual congress 2016:

Vienna, Austria, 11 – 15 June 2016; Posters: “Development of an aptamer-based tool for quality control of a birch pollen immunotherapy vaccine“ and “Immunologic evaluation of the hypoallergenic birch pollen AIT vaccine candidate BM4 during toxicity testing”

- 3rd Oxford Symposium on Aptamers: Oxford, united Kingdom, 4 – 5 April 2016; Poster: “Development of an enzyme-linked apta-sorbent assay (ELASA) for the quality control of a birch pollen immunotherapy vaccine”

- ÖGMBT 2015: 7th ÖGMBT (Austrian Association of Molecular Life Sciences and Biotechnology) Annual Meeting “Salzburg goes Science” Salzburg, Austria, 9 – 11 September 2015; Poster: “The influence of ligand-binding on the stablity of the major birch pollen allergen Bet v 1”

- EAACI annual congress 2015: Barcelona, Spain, 6 – 10 June 2015; Poster: “Ligand-binding influences the physico-chemical properties of the major birch pollen allergen Bet v 1“

- EAACI Summer school 2014: Allergy School on An Insight into Allergy and Allergen Immunotherapy Athens, Greece, 11 – 13 September 2014; Poster: “The Major Birch Pollen Allergen Bet v 1 and Its Immunological Behavior Concerning Ligand Binding”

- ÖGAI 2014: General meeting Salzburg, Austria, 06 – 08 November 2014; Poster: “Analysis of interactions of the major birch pollen allergen Bet v 1 with naturally occurring and synthetic ligands”

Scientific Associations: Memberships

- Junior member of the European Academy of Allergy and Clinical Immunology (EAACI) - Member of the Austrian Society for Allergology and Immunology (ÖGAI) - Member of the Austrian Association of Molecular Life Sciences and Biotechnology (ÖGMBT)

Page 4: Bewerbung für den Dissertationspreis der ÖGAI 2018 · Curriculum Vitae Dr. AGLAS Lorenz Gregor, MSc, BSc Personal Data Name Aglas Lorenz Address Hellbrunnerstr. 34, 5020 Salzburg
Page 5: Bewerbung für den Dissertationspreis der ÖGAI 2018 · Curriculum Vitae Dr. AGLAS Lorenz Gregor, MSc, BSc Personal Data Name Aglas Lorenz Address Hellbrunnerstr. 34, 5020 Salzburg
Page 6: Bewerbung für den Dissertationspreis der ÖGAI 2018 · Curriculum Vitae Dr. AGLAS Lorenz Gregor, MSc, BSc Personal Data Name Aglas Lorenz Address Hellbrunnerstr. 34, 5020 Salzburg

Intrinsic properties of the Bet v 1 fold: impact on immunogenicity and allergenicity

Dissertation

Zur Erlangung des Doktorgrades

Doktor rerum naturalium (Dr.rer.nat)

an der naturwissenschaftlichen Fakultät

der Paris-Lodron-Universität Salzburg

Eingereicht von

Lorenz Aglas, MSc

Betreuer:

Univ. Prof. Dr. Fátima Ferreira

Fachbereich: Molekulare Biologie

Salzburg, Mai, 2017

Page 7: Bewerbung für den Dissertationspreis der ÖGAI 2018 · Curriculum Vitae Dr. AGLAS Lorenz Gregor, MSc, BSc Personal Data Name Aglas Lorenz Address Hellbrunnerstr. 34, 5020 Salzburg

“We mortals have many weaknesses; we feel too much, hurt too much and too soon we die, but we do have the chance of love.”

Elizabeth: The Golden Age (2007)

“What man is a man who does not make the world better.”

Kingdom of Heaven (2005)

And the reason why I have studied molecular biology…

“Their brains weren't large enough to harvest sufficient amounts of the protein complex. So we violated the Harvard Compact. Jim and I used gene therapies to increase their brain mass. A larger

brain means more protein. As a side effect the sharks got smarter.”

Deep Blue Sea (1999)

ii

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Acknowledgments

Sooooo... It seems like, I have finally completed my doctoral thesis. Although it was a long, long, long

and rugged way to go, I have to admit that I am very thankful for every single moment I have

invested in this project (PhD). Of course, it was an intense time and sometimes almost unbearable,

but I am still grateful because it were these experiences that made me stronger in so many ways and

gave me the chance to grow. Therefore, I want thank all my colleagues and friends who supported

me on this journey, especially Martin, Chris, Marco, Steffi, Teresa, Ricardo, Xin, Carlos, Isi and Yoan.

Sara, you deserve your own sentence(s). I am not sure, if you know how much you helped me during

my PhD, no matter if it was scientific assistance or emotional support. Thank you so much for that.

Olivia and Galber, the both of you are so wonderful persons. I cannot even mention how much I

appreciate your friendship. You two mean the world to me. Thank you for everything! Beijos.

Special thanks also go to the USA, in particular to Geoffrey Mueller from the National Institute of

Environmental Health Sciences (NIEHS) who provided the NMR data for the ligand binding study and

plenty of helpful advices.

I would also like to thank Peter Briza for the MS analyses. He is spending so much time in this small

room without windows and this really deserves special appreciation.

Fátima, thank you so much for supporting me, supervising me, guiding me, inspiring me, correcting

me, motivating me, believing in me… for everything! You are an amazing leader, and were there for

us when we needed you the most. Muito obrigado!

Finally, my family: I want to thank my parents, Ines and Ferdinand, as well as my brothers and my

amazing sister for their support and, of course, for loving me and accepting me for who I am.

At the end, I just want to say: No LOGRETS!

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Table of contents

Abbreviations .......................................................................................................................................... 4

Abstract ................................................................................................................................................... 6

Introduction ............................................................................................................................................. 7

Type-I hypersensitivity reaction (allergy) ............................................................................................ 7

Allergic sensitization ............................................................................................................................ 7

The effector phase – the actual allergic immune response ................................................................ 8

Respiratory allergies, inhalant allergens and diagnosis of birch pollen allergy .................................. 8

Allergen immunotherapy (AIT) and hypoallergens ............................................................................. 9

Aim of the thesis ................................................................................................................................ 10

Chapter 1: Ligand binding of Bet v 1 ..................................................................................................... 11

Introduction ....................................................................................................................................... 11

The major birch pollen allergen Bet v 1 ........................................................................................ 11

Identified and discussed ligands of Bet v 1 ................................................................................... 12

Aims ............................................................................................................................................... 13

Material and methods ....................................................................................................................... 14

Birch pollen allergic patients ......................................................................................................... 14

Protein expression, purification and characterization of recombinant Bet v 1.0101 (rBet v 1) ... 14

Soluble fraction of aqueous birch pollen extract .......................................................................... 15

Purification of natural Bet v 1 (nBet v 1) ....................................................................................... 15

Identification of bacterial colonies on pollen grains ..................................................................... 15

Quantification of LPS and LTA present in the birch pollen extract ............................................... 15

Used ligands .................................................................................................................................. 16

ANS displacement assay ................................................................................................................ 16

Protein-ligand interaction studies used to determine the affinity constant KD............................ 16

Pull-down assay using biotinylated LPS ......................................................................................... 17

Analysis of secondary structural elements and thermal stability ................................................. 17

Production of 15N-1H labeled Bet v 1 for NMR analysis ................................................................. 18

NMR spectroscopy ........................................................................................................................ 18

In vitro endo-/lysosomal degradation ........................................................................................... 19

Mediator release assay.................................................................................................................. 19

Stimulation and antigen uptake of murine bone marrow-derived dendritic cells (mBMDCs) ..... 20

1

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Maturation of human monocyte-derived dendritic cells (moDCs) and analysis of cytokine secretion ........................................................................................................................................ 20

Immunization of IL-4/GFP-enhanced transcript (4get) mice......................................................... 21

Results ............................................................................................................................................... 21

Identification of bacterial colonies on pollen grains ..................................................................... 21

Quantification of LPS and LTA present in the birch pollen extract ............................................... 22

Production and purification of aqueous birch pollen extract, nBet v 1, rBet v 1 and BM4 .......... 22

ANS displacement assay ................................................................................................................ 23

Protein-ligand interaction studies used to determine the affinity constant KD............................ 24

NMR spectroscopy ........................................................................................................................ 26

Pull-down assay using biotinylated LPS ......................................................................................... 27

Analysis of secondary structural elements and thermal stability ................................................. 28

In vitro endo-/lysosomal degradation ........................................................................................... 31

Mediator release assay.................................................................................................................. 32

Stimulation and antigen uptake of murine bone marrow-derived dendritic cells (mBMDCs) ..... 35

Maturation of human monocyte-derived dendritic cells (moDCs) and analysis of cytokine secretion ........................................................................................................................................ 36

Immunization of IL-4/GFP-enhanced transcript (4get) mice......................................................... 38

Discussion .......................................................................................................................................... 39

Chapter 2: BM4SIT ................................................................................................................................. 43

Introduction ....................................................................................................................................... 43

The BM4 molecule ......................................................................................................................... 43

The role of vitamin D3 as novel adjuvants .................................................................................... 44

The BM4SIT project ....................................................................................................................... 44

Aims ............................................................................................................................................... 44

Material and methods ....................................................................................................................... 45

Mass spectrometry analysis .......................................................................................................... 45

CD and FTIR ................................................................................................................................... 45

Dynamic light scattering (DLS) ....................................................................................................... 45

Time-dependent endo-/lysosomal degradation ........................................................................... 46

Monitoring stability of the protein under different storage conditions (aging control) ............... 46

Development of a BM4-specific ELISA to monitor the integrity of immune epitopes .................. 46

Development of a potency assay for quality control .................................................................... 48

Development of a sandwich enzyme-linked apta-sorbent assay (ELASA) for quality control of the formulated BM4 drug product ...................................................................................................... 50

2

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Immunological evaluation of BM4 drug product within the BM4SIT acute toxicity study ........... 53

Results ............................................................................................................................................... 55

Characterization of the BM4 molecule ......................................................................................... 55

Development of a potency assay for quality control of the formulated BM4 drug product ........ 61

Development of a sandwich ELASA for quality control of the BM4 drug product ........................ 68

Immunological evaluation of the BM4 drug product within the BM4SIT acute toxicity study ..... 72

Immunological evaluation of the BM4 drug product within the BM4SIT repeated toxicity study 75

Discussion .......................................................................................................................................... 77

Chapter 3: General discussion and conclusion ...................................................................................... 83

Bibliography ........................................................................................................................................... 85

Appendix ................................................................................................................................................ 90

Scientific curriculum vitae ................................................................................................................. 90

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Abbreviations

3D three-dimensional 4get IL-4/GFP-enhanced transcript ANS 8-Anilinonaphthalene-1-sulfonic acid AP alkaline phosphatase APC antigen-presenting cells BM4 Bet v 1 mutant 4 Bp base pairs CD circular dichroism Cfu colony forming units DAMP damage-associated molecular pattern DC dendritic cell DLS dynamic light scattering DOC sodium deoxycholate dsDNA double-stranded DNA DTT dithiothreitol ELASA enzyme-linked apta-sorbent assay ELISA enzyme-linked immunosorbent assay FCSi fetal calf serum inactivated FcεRI high-affinity IgE receptor FTIR Fourier transform infrared GM-CSF granulocyte-macrophage colony-stimulating factor GMP good manufacturing practices h hour/hours HCl hydrochloric acid hRBL humanized rat basophilic leukemia cells HRP horseradish peroxidase IC50 inhibition concentration IgE immunoglobulin E Kdo2 Kdo2-Lipid A LOD limit of detection LPS lipopolysaccharide LTA lipoteichoic acid mBMDC murine bone marrow-derived dendritic cell min minutes moDCs monocyte-derived dendritic cells MTT 3-(4,5-Dimethylthiazol-2-yl)-2,5-Diphenyltetrazolium Bromide NBT/BCIP nitroblue tetrazolium/5-Bromo-4-chloro-3-indolyl phosphate NMR nuclear magnetic resonance NZW New Zealand White rabbit o/n over night OVA ovalbumin from chicken 97% PALMs pollen-associated lipid mediators PAMP pathogen-associated molecular pattern PBS phosphate-buffered saline PCR polymerase chain reaction PDB protein data bank PLUS Paris-Lodron-University Salzburg PP phytoprostane PPAR-γ peroxisome proliferator-activated receptor γ

4

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PR-10 pathogenesis-related proteins of class 10 PRR pattern recognition receptor Q3OS quercetin 3-O-sophoroside RH hydrodynamic radius RT room temperature (usually 22°C) SAW surface acoustic wave SDS-PAGE sodium dodecyl sulfate polyacrylamide gel electrophoresis SELEX systematic evolution of ligands by exponential enrichment SOP standard operating procedure SPT skin prick test ssDNA single-stranded DNA TBS tris-buffered saline TBST tris-buffered saline plus tween TLR toll-like receptor

5

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Abstract

Allergic reactions to birch (Betula verrucosa) pollen are the most prevalent tree pollen allergies in

Europe. Over 100 million allergic patients worldwide suffer from birch pollen allergy, and more than

95% of them are sensitized to a protein designated Bet v 1, thus rendering it the major birch pollen

allergen. So far, the allergic sensitization-driving property of Bet v 1, which is linked to the induction

of a strong Th2 immune response, remains elusive.

The intrinsic properties of the Bet v 1 fold have been investigated in detail and hereby one special

feature in particular has attracted attention: the potential of Bet v 1 to act as a promiscuous acceptor

for various ligands via binding to its hydrophobic cavity, which comprises the core of the allergen.

The objective of this doctoral thesis was to investigate the influence of ligand binding on the

allergenicity of Bet v 1, thereby considering physicochemical and immunological properties. The

ligands we chose for this study were, on the one hand, natural pollen-derived compounds, and on

the other hand, the microbial-derived compounds lipopolysaccharide (LPS) and lipoteichoic acid,

which were selected for their presence as contaminants in aqueous pollen extracts and for their

potential to activate toll-like receptors (TLR). We could demonstrate that Bet v 1 is able to bind the

pollen-derived compounds but not the TLR-2 and TLR-4 agonists. Ligand binding increased the

proteolytic and thermal stability of the protein, whereas the non-binding microbial-derived

compounds were shown to destabilize the protein. However, neither one of the investigated

compounds did endow Bet v 1 with the capacity to induce Th2 polarization in vivo. In contrast, birch

pollen extracts were shown to promote Th2 polarization. From these findings we can conclude that

TLR-co-stimulation alone is not a decisive aspect in birch pollen sensitization and that Bet v 1

sensitization is rather determined by the complex pollen environment. Hence, a superior role of the

intrinsic properties of this allergen on the induction of a Th2-favoured immune response most likely

can be excluded. Future studies focusing on the pollen matrix could shed light on the substance(s)

contributing to its allergenicity.

Besides the ligand binding study of Bet v 1, we investigated the reduced allergenicity of BM4, a

hypoallergenic variant of the Bet v 1 molecule displaying a completely different fold than the wild-

type allergen. Here, the objective was to characterize the hypoallergen in detail and also to compare

it with the wild-type protein. We found that BM4 is a potent immunogen ready to be evaluated in a

first-in-man allergen immunotherapy (AIT) clinical trial and having the potential to provide a safer

and more efficacious option to the natural birch pollen extracts that are presently used in AIT.

6

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Introduction

Type-I hypersensitivity reaction (allergy)

The human immune system is able to react towards pathogens such as, bacteria, parasites, infectious

microbes, and viruses with two kinds of protective responses, the innate and the adaptive immune

response. The innate immune response is fast, but unspecific and its main function is to cause an

immediate defense mechanism to protect the human body against pathogens. On the other hand,

the adaptive immunity, whilst occurring later, results in a more efficient pathogen elimination. It

specifically adapts to the pathogen exposure and also generates an immunological memory in order

to be prepared for a consecutive encounter. The immune system recognizes specific pathogen- or

damage-associated molecular patterns (PAMPs, DAMPs) such as, proteins, lipids, and

polysaccharides, and small chemicals via pattern recognition receptors (PRRs) expressed on antigen-

presenting cells (APCs). The immune system of atopic individuals, i.e those with a genetic

predisposition to develop allergic hypersensitivity reactions, recognize, per se, harmless

environmental antigens (allergens) and develop a response against it. In non-atopic human beings,

those allergens are usually tolerated by the immune system. This often described clinical

phenomenon is called a hypersensitivity reaction and those classified as type-I hypersensitivity

reaction are better known as allergic reactions (allergy). Type-I hypersensitivity reactions are defined

as immunoglobulin E (IgE)-mediated immune reactions towards the allergen and are typically divided

into two phases: the sensitization phase and the effector phase[1].

Allergic sensitization

Upon first encounter of the allergen with APCs, an immunologic response is induced by allergen-

specific Th2 and B cells, this mechanism is called allergic sensitization. In detail, the allergen is

internalized and processed by dendritic cells (DCs), the most potent kind of APCs, into short, linear

peptides that are presented to naïve CD4+ T cells via MHC-II molecules expressed on the surface of

the DCs. After the internalization of the allergen, the antigen-loaded DC migrates to the lymph nodes

where the presentation to the naïve T cells occurs. The activation of T cells is facilitated by the

expression of co-stimulatory molecules such as, CD40, CD80 and CD86 that are up-regulated by PRR

stimulation[2]. Mentionable PRRs are the Toll like receptors (TLRs), which are able to recognize

bacterial compounds such as, lipopolysaccharides (LPS) and lipoteichoic acid (LTA), C-type lectin

receptors (CLRs), NOD-like receptors (NLRs) and protease-activated receptors (PARs). In case of

allergens, the recognition of PAMPs by DCs is inducing the secretion of Th2-polarizing cytokines,

including IL-4, IL-5, and IL-13. Together with antigen-presentation and the expression of co-

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stimulatory molecules, these cytokines are responsible for the priming of naïve CD4+ T cells to

effector Th2 cells. In turn, these cytokines promote a class switch in B cells to become allergen-

specific IgE-producing plasma cells. The produced IgE antibodies then bind to the high-affinity IgE

receptor (FcεRI) expressed on mast cells and basophils[3, 4]. Unbound IgE circulating in the blood

rarely exceeds a half-life of two days, whereas bound to FcεRI the half-life is prolonged for at least 30

days. Once allergen-specific IgE has bound to mast cells or basophils the sensitization process is

completed. A co-stimulatory signal represented by the CD40 ligand, which is expressed on the

surface of T cells and interacts with CD40 on B cells, is necessary to mediate the class switch of B

cells[5]. B cell-activation and class switching happens in so-called germinal centers (GCs), which are

assemblies of diverse kinds of immune cells, including B cells, Th2 cells, and DCs and generated in the

lymph nodes[6]. In these germinal centers, not only the activation of the B cells is happening, but

also other B cell-associated molecular events. Events include, an excessive proliferation of B cells, as

well as affinity maturation, production of memory B cells and long-living plasma cells.

The effector phase – the actual allergic immune response

Upon a repeated encounter of the allergen with the pre-primed immune system, two or more

allergen-specific IgE antibodies are immobilized on the FcεRI expressed on basophils and mast cells

and become cross-linked with the allergen. This mechanism is called the effector phase and leads to

an immediate release of certain mediators such as, tryptase and chymase, serine esterases and the

short-lived vasoactive amine histamine. Further to this the so-called late-phase reaction described as

a consecutive inflammatory immune response is initiated and further mediated by the secretion of

inflammatory chemokines, cytokines, and lipid mediators such as prostaglandins, leukotrienes,

thromboxanes and platelet-activating factor. In course of the late-phase reaction, which usually

occurs three to nine hours after allergen exposure, other immune cells including eosinophils,

neutrophils, basophils, TH2 lymphocytes, and B cells are being recruited. The typical described

symptoms arising from an allergic immune response are allergen-dependent and include vascular

leakage, allergic rhinoconjunctivitis, tissue inflammation, tissue remodeling, allergic asthma, atopic

dermatitis, bronchoconstriction, intestinal hypermotility, but also life-threatening anaphylaxis[7, 8].

Respiratory allergies, inhalant allergens and diagnosis of birch pollen allergy

Allergic diseases are affecting 30 to 40% of the world´s population and there is a clear trend that the

prevalence of developing an allergic condition is increasing steadily[9]. In general, allergens can be

clustered into four groups depending on their site of exposure: inhalants, ingestants, contactants and

8

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injectants. Herein, we focus on inhalant allergens, with special emphasis on pollen-derived

allergens[10, 11].

The main reason for the development of seasonal respiratory allergies is pollen released from trees

during their pollination period. About 10% of the European population suffer from flu-mimicking

symptoms such as, rhinitis and conjunctivitis caused by allergic reactions towards pollen. In Europe,

76% of allergic patients are allergic to pollen and 35% are solely sensitized to pollen[12]. In vast parts

of Europe, trees of the Betulaceae family are the most relevant pollen-releasing source. In particular,

birch (Betula verrucosa) is the main cause for winter and spring pollinosis.

A patient suffering from an allergic condition triggered by birch pollen is usually diagnosed by

methods such as, Skin Prick Test (SPT), serological analysis to measure the level of allergen-specific

IgE antibodies, cell-based techniques, provocation tests, etc., and supported by the patient´s clinical

history[13-15].

The current available diagnostic approaches are only able to determine patients’ sensitization profile,

but can usually not explicitly detect the allergen that is responsible for the onset of symptoms. In this

respect, there are also other methods like the provocation test, which links the exposure of a certain

allergen source directly to the occurrence of symptoms. But these tests are rarely done, not just

because performing of such can be complex and expensive, but also because it is extremely

uncomfortable for the patient. However, the lack of diagnostic methods that addresses directly an

allergic manifestation is an important missing aspect in current allergy diagnosis and further

approaches are required to improve the present situation.

Allergen immunotherapy (AIT) and hypoallergens

The vast majority of therapeutic approaches in the treatment of respiratory allergy are only

addressing the symptoms caused by the disease. That is why most clinicians prescribe symptom-

suppressive substances such as, antihistamine. At present, the only long-lasting curative treatment

method targeting the disease at a molecular level is allergen immunotherapy (AIT), and thus has the

potential to increase the patient´s quality of life. AIT is able to modify the allergen-specific immune

response by initiating a state of immunologic tolerance. This is facilitated via the induction of

allergen-specific regulatory T-cells (Treg), as well as allergen-specific blocking antibodies, such as IgG4,

IgG1 and IgA[16-20].

Besides all these positive effects of AIT, the possibility remains that side-effects can occur in course

of the treatment. In contrast to weak side-effects such as small local inflammations and swellings,

also severe life-threatening systemic reactions can occur. Usually this happens because the therapy is 9

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performed with natural allergen extracts or IgE-reactive purified allergens. To overcome this

potential risk of side-effects it has been suggested to substitute “active” allergens by their generated

hypoallergenic variants, also called hypoallergens. These variants possess a diminished allergenic

potential and reduced IgE reactivity compared to the wild-type molecule, but are still immunogenic

and thus able to induce immunologic tolerance without causing unexpected side-effects. There are

several possibilities to generate such hypoallergens. Mentionable techniques achieved via genetic

modification are recombinant allergens, with destroyed conformational IgE epitopes, or generated

recombinant fragments, oligomers and mosaics[21, 22].

Aim of the thesis

This doctoral thesis is dealing with the intrinsic properties of Bet v 1, the major birch pollen allergen,

and the impact of its fold on immunogenicity and allergenicity. So far, there are many open questions

regarding this topic. For example, what is the intrinsic property of Bet v 1 that makes it the major

birch pollen allergen? Other allergens usually possess certain intrinsic features such as protease

activity or defined glycosylation patterns that can be recognized by the immune system and

therefore are able to provoke allergic reactions. For the particular case of Bet v 1 such an intrinsic

property has not yet been clearly defined. The current idea regarding Bet v 1 allergenicity lies in its

ability to bind to a huge variety of low-molecular weight ligands facilitated by its unique fold.

Although this feature has been described excessively in the literature the question remains how this

property can be translated into an allergic sensitization-inducing immune response. Chapter I of this

thesis will provide new insights into this topic and offer explanations why ligand binding is probably

not the answer for the allergenicity of Bet v 1. Chapter II is dealing with the creation of

hypoallergenic molecules and their efficacy in the treatment of birch pollen allergy. In this respect,

the reduced allergenic potential of a Bet v 1-derived hypoallergic variant, called BM4, is discussed.

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Chapter 1: Ligand binding of Bet v 1

Introduction

The major birch pollen allergen Bet v 1

Birch (Betula verrucosa) pollen has been described as the main cause for winter and spring pollinosis

within the temperate climate zone of the northern hemisphere. Besides the classical symptoms

affecting the respiratory tract such as, sneezing, coughing, scratchy throat, allergic asthma, etc., but

also other symptoms, such as gastrointestinal disturbances, swollen eyes, urticaria and other

inflammation reactions can occur if an allergic patient is exposed to birch pollen[23]. Betula

verrucosa is a member of the Betulaceae family, which in fact represents the main source of pollen

allergens in Europe.

The major allergen found in birch pollen is called Bet v 1 and sensitization towards this allergen

occurs in over 95% of all birch pollen allergic patients[24, 25]. Bet v 1 has many isoforms with divers

immunological properties[26]. In this thesis, if not otherwise explicitly mentioned, we are always

referring to the Bet v 1.0101 isoform.

Bet v 1 is a member of the pathogenesis-related proteins of class 10 (PR-10). These proteins play a

role within the general immune defense and stress management of plants and are expressed upon

induction by bacterial, fungal and/or viral invasion, or by abiotic environmental factors such as, cold,

drought, oxidative stress and physical damage[27]. Beside the suggested protective role of PR-10

proteins, less is known about the physiological function of Bet v 1. It is supposed that Bet v 1 has an

impact on plant growth, reproduction and development since it is expressed in large amounts in the

pollen grain and released quickly upon hydration[27, 28]. Information regarding the physicochemical

properties and the molecular structure of Bet v 1 is more readily available, as revealed by X-ray

crystallographic and NMR spectroscopic methods. With a molecular weight of 17.5 kDa the globular

protein has a defined 3D fold consisting of a seven-stranded anti-parallel β-sheet structure wrapping

around a relatively long C-terminal α-helix. A solvent-accessible cavity in the shape of a “Y” is covered

by this antiparallel β-sheet. This cavity inside the protein represents the center of the molecule and is

responsible for the characteristic function of Bet v 1 to act as a carrier or storage protein for a huge

diversity of different, naturally occurring ligands[29]. The ligands that are discussed to interact with

Bet v 1, can be classified into the three major groups of flavonoids (i), phytohormones (ii), both

derived from the pollen interior, and microbial-derived compounds (iii).

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Identified and discussed ligands of Bet v 1

Pollen-derived compounds

Q3OS – the natural ligand

In 2014, Seutter von Loetzen et al. reported the identification of the first natural, physiological ligand

of Bet v 1 through extraction of the glycosylated flavonoid quercetin 3-O-sophoroside (Q3OS; 626.5

Da) from purified Bet v 1 of a birch pollen extract[30]. They further raised the question about the

potential function of Bet v 1 as a carrier of flavonoids like Q3OS in birch pollen. In general, flavonoids

are secondary plant metabolites that play a role in protection from UV radiation, plant development

and defense, communication with microorganisms, pollen viability and pigment formation to attract

pollinators by providing appealing flower colors[30, 31]. In plants, the expression of Q3OS is

upregulated upon UV-B radiation stress. In a follow-up-study, Seutter von Loetzen et al. suggested

that the complex formation of Bet v 1 with the physiological ligand prevents the glycosylated

flavonoid from degradation, thus providing chemical stability to maintain its UV-B screening,

protective function[32]. In addition, also binding of Bet v 1 to other members of the flavonoid family

has been reported, including flavone and naringenin. These two possess structural similarities to

kaempferol, which is a flavanol and was described to have features that are essential for pollen

fertility. Here, it was also proposed that Bet v 1 acts as a carrier protein to transport flavonoids to the

stigmatic surface, where pollen germination takes place[28].

PPE1 and DOC – phytohormones

Another group of chemical compounds that are studied intensively with regard to interaction with

Bet v 1 aside from flavonoids are, phytohormones, including: pollen-associated lipid mediators

(PALMs), cytokinins and brassinosteroids. Phytohormones are co-delivered as non-allergenic, pollen-

delivered, low molecular weight compounds together with the allergens and are supposed to have a

leading impact upon Th2- polarization. Among those the group of phytoprostanes E1 (PPE1; 356.5

Da), which are a type of eicosanoid-like, monohydroxylated derivative of linoleic and linolenic acid,

represent molecules highly homologous to leukotrienes and prostaglandin E2, that are both

associated with the induction of inflammation, and are found in plant cells in amounts ranging from

4.5 -61 ng/g of dry weight[33]. Recently it was shown that this group of phytoprostanes is involved in

processes inhibiting the Th1-polarizing production of IL-12p70 in human dendritic cells (DCs) via

activation of the nuclear peroxisome proliferator-activated receptor γ (PPAR-γ) and thus favoring a

Th2-dominated allergic immune response. In vitro, they potently attract and activate human

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neutrophils and eosinophils, and promote the production of allergen-specific IgE in Th2-primed B

cells[34].

Other phytohormones that have been studied in detail with regard to interactions with Bet v 1 are

cytokinins, for example kinetin, and plant steroid hormones of the brassinosteroid class, such as

brassinoloids, brassinolide and 24-epicastasterone[35]. In other topic-related scientific publications

the anionic detergent sodium deoxycholate (DOC; 414.6 Da), which possesses structural similarities

to brassinosteroids, is frequently used as a surrogate to address the influence of ligand binding of Bet

v 1 to plant steroid hormones[36]. Furthermore, it has been reported that the isoform Bet v 1a is

able to bind two molecules of DOC within its hydrophobic cavity as it was confirmed by x-ray

crystallography[37].

LTA and LPS – Microbial-derived compounds

Besides the mentioned pollen-derived compounds, Bet v 1 was discussed to interact with

immunomodulatory microbial compounds, which in turn can contribute to the process of allergic

sensitization. In previous studies, the interaction of the antigen with microbial components was

shown to mimic a pathogen-associated microbial pattern that activates Toll-like receptors (TLRs), a

conserved family of PRRs, to shift the immune response to an allergy-inducing Th2 response[38]. In

this respect, TLR-2 and TLR-4 seem to play an important role in the promotion of allergic

sensitization. The endotoxin lipopolysaccharide (LPS; 10,000-20,000 Da), a cell wall constituent of

Gram-negative bacteria, activates TLR-4, whereas lipoteichoic acid (LTA; 4,000-8,000 Da) as major

structural element of the cell wall composition of Gram-positive bacteria represents a significant

agonist of TLR-2[39]. The pollen is not sterile and actually provides a biotope for a huge diversity of

microbiota. Therefore, high amounts of microbial lipids can be found in the pollen cover[40]. Until

now, several allergens have been investigated towards their lipid-or LPS-binding affinity, which has

been shown to be the responsible mechanism to trigger sensitization in cases such as, Der p 2

(house-dust mite), Fel d 1 (cat), Bla g 1 (cockroach) and Can f 6 (dog)[41].

Aims

For birch pollen extracts, a proteolytic activity able to degrade tight junctions was described, but not

for the particular case of Bet v 1[42]. The allergen also possesses no glycosylation profile that

represents the driving force of allergic sensitization. The potential association of ligand binding of Bet

v 1 and allergic sensitization has been discussed extensively within the literature and is expected to

further elucidate key questions surrounding the topic of allergy, including how an individual becomes

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sensitized to Bet v 1[28]. So far, the property that links Bet v 1 to Th2 polarization, and thus

rendering it the major birch allergen still remains elusive. The aim of this study is to investigate the

interaction of Bet v 1 with several pollen-derived and -associated compounds, and also the influence

of ligand binding on its intrinsic, physicochemical, as well as immune-modulatory properties. In turn,

we will be able to evaluate how far ligand binding is contributing to the allergenicity of the major

birch pollen allergen, and to clarify present misunderstandings regarding this topic. For this purpose,

we have selected the three pollen-derived molecules (Q3OS, PPE1 and DOC) and two microbial-

derived compounds (LPS and LTA). In addition, the LPS-substructure Kdo2-Lipid A (Kdo2; 2,306.8 Da)

has been used to provide a defined, nearly homogenous composition to LPS with similar endotoxin

activity, in order to achieve an improved reproducibility.

Material and methods

Birch pollen allergic patients

The sera used within this study were obtained from birch pollen-allergic patients (n = 6) that were

selected by case history, positive skin prick test and Bet v 1-specific IgE reactivity. Detection of the

latter was performed by Immuno-CAP (Thermo Fisher Scientific, Uppsala, Sweden). The study was

approved by the Ethic Committee of the Medical University and General Hospital of Vienna (no.

EK028/2006).

Protein expression, purification and characterization of recombinant Bet v 1.0101 (rBet v 1)

Recombinant Bet v 1.0101, called rBet v 1, was expressed and purified as previously described[24]. In

short, for the expression of rBet v 1 the Escherichia coli strain BL21 StarTM (DE3) (Invitrogen, Carlsbad,

CA, USA) was used. Protein purification was performed using protein precipitation with 200 mM

sodium chloride, and low-pressure chromatography using a 10 ml phenyl Sepharose as well as a

DEAE Sepharose column (GE Healthcare Biosciences, Little Chalfont, UK). Endotoxin contamination

was determined by EndoZyme® recombinant Factor C (rFC) assay (Hyglos GmbH, Bernried am

Starnberger See, Deutschland), Limulus amoebocyte lysate (LAL) assay (Associates of Cape Cod, Inc.,

East Faulmouth, MA, USA) and a HEK-Blue™ mTLR-4 reporter cell line (Invivogen, San Diego,

California, USA). Detected endotoxin levels were below the threshold of 0.3 ng/ml. After proper

physicochemical characterization of rBet v 1, the protein was stored lyophilized at -20°C.

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Soluble fraction of aqueous birch pollen extract

An amount of 5 mg of Betula pendula pollen (Allergon AB, Ängelholm, Sweden) were weighed and

dissolved in PBS. After shaking the suspension for 24 h at 4°C, a centrifugation step (three times for 5

min at 12,000 x g at 4°C) was used to collect the supernatant. The obtained extract was filtered

through a 0.2 µm pore-size sterile filter (Merck Millipore, Merck KGaA, Darmstadt, Germany).

Purification of natural Bet v 1 (nBet v 1)

Natural Bet v 1 (nBet v 1) was purified from an birch pollen extract of 5 mg Betula pendula (Allergon

AB, Ängelholm, Sweden) pollen. The extract was prepared in 50 ml endotoxin-free water

supplemented with 0.5 M NaCl. The pollen-buffer suspension was shaking at 1,400 rpm for 5 min at

RT and then centrifuged for 5 min at 12,000 x g at 4°C. The obtained supernatant was filtered

through a 0.45-µm filter (GE Healthcare Biosciences, Little Chalfont, UK). The purification of nBet v 1

was performed using a combination of hydrophobic chromatography size exclusion chromatography.

In this respect a 10-ml Phenylsepharose column and a Superdex 75 10/300 GL column (both from GE

Healthcare Biosciences) were used. The purified nBet v 1 was stored in solution at -20°C. Mass

spectrometric analysis revealed that the nBet v 1 preparation is a heterogeneous mixture of several

Bet v 1 isoforms: Bet v 1a (MS-score 492.42, coverage 93.13), Bet v 1f (MS-score 507.42, coverage

73.75), Bet v 1g (MS-score 401.48, coverage 70.63), Bet v 1m (MS-score 454.27, coverage 67.50) and

some Bet v 1-derived fragments.

Identification of bacterial colonies on pollen grains

Birch pollen (Betula pendula) was harvested during the flowering season found on trees (n=5) at

different sites of Salzburg, Austria. Collected pollen grains (10 mg) were resolved in 1 ml of a PBS

buffer. A total of 100 µl of pollen suspension was plated either on a GC-agar plates (5% FCS, 1 µg/ml

Nystatin) or on nutrient agar plates (1 µg/ml Nystatin). The plates of both agar types were incubated

at 20°C or 37°C. Bacterial colonies were selected and identified via gram staining and 16S rRNA

sequencing.

Quantification of LPS and LTA present in the birch pollen extract

The amounts of LPS and LTA in birch pollen extracts were determined by titration of LTA and LPS

(from 10 pg/ml to 100 ng/ml) with a luciferase reporter assay using hTLR-2 or hTLR-4 transfected 15

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HEK293 cells (as previously described[43]. The results obtained by the titration experiment were

then compared with the values of birch pollen extract.

Used ligands

The three compounds, sodium deoxycholate (DOC), lipoteichoic acid (LTA) from Staphylococcus

aureus, and lipopolysaccharides from Escherichia coli O111:B4 were ordered from Sigma-Aldrich, Inc.

(St. Louis, MO, USA). Kdo2-Lipid A (Kdo2) was purchased from both, Adipogen, Inc. (Songdo-dong,

Yeonsu-gu, Incheon, South Korea) and Avanti Polar Lipids, Inc. (Alabaster, Alabama, USA); and the

flavonoid quercetin 3-O-sophoroside (Q3OS) from Haihang Industry Co., Ltd. (Jinan City, China). All

phytoprostane isotypes, including E1-phytoprostanes (PPE1), B1-phytoprostanes (PPB1), F1-

phytoprostanes (PPF1) and the isomeric mixture consisting of all these three phytoprostanes (PPmix)

were synthetized by autoxidation of α-linolenic acid, as previously described[44]. In most of the

experiments, the molar ration that was used for rBet v 1 plus ligand was 1:10. If not, it was

mentioned explicitly in the text. The protein-ligand mixture was incubated either o/n at 4°C or for 2 h

at RT. PPA1 was purchased by Cayman Chemical (Ann Arbor, Michigan, USA).

ANS displacement assay

An amount of 50 µl of rBet v 1 (10 µM) was pre-incubated with the ligand in the above-mentioned

molar ratio. The experiment was performed for each ligand. The protein-ligand solution was

incubated for 5 min at RT with 50 µl of a 8-Anilinonaphthalene-1-sulfonic acid (ANS) reagent (50 µM)

and then measured within a transparent 96-well F-bottom plate (Greiner Bio-One, Kremsmünster,

Austria). The ANS displacement assay data were generated by recording an emission scan starting

from 400 up to 600 nm (in 2 nm steps). The excitation wavelength of the measurement was 370 nm.

For each ligand the background signal (ligand plus ANS plus sodium phosphate buffer, pH 7.4) was

subtracted.

Protein-ligand interaction studies used to determine the affinity constant KD

The affinity constant KD was determined via using the surface acoustic waves (SAW) technology.

With the sam® 5BLUE biosensor equipment (nanotemper, Munich, Germany) the interaction capacity

of rBet v 1 with each one of the six ligands was analyzed. In this regard, each ligand was titrated

towards immobilized rBet v 1. The protein was immobilized on a SAW CM-Dextran 3D sensor chip by

activating the surface of the chip with a freshly prepared mixture of NHS and EDC in a concentration

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of 100 mM and 400 mM, respectively. Free, uncoupled binding sites were blocked with 1 M

ethanolamine, pH 8.5. To determine the affinity constant KD, different concentrations of each ligand

were applied on the coupled chip. The buffer used for this titration experiment was a 5 mM sodium

phosphate buffer, pH 7.4. According to which ligand was used, the concentration range of the

titration experiment differed slightly and ranged between 5 µM and 500 µM. After each samole

injection, residual ligand was removed by washing the chip with a 10 mM citric acid regeneration

buffer, pH 2.8. For the analysis of the recorded SAW phase changes and the calculation of the affinity

constant KD the software TraceDrawer 1.7 (Ridgeview Instruments, Uppsala, Sweden) was used. The

KD was determined by both, kinetic and affinity/EC50 evaluation. All interaction studies were

performed using two individually coated chips. To ensure coupling efficiency, the chip was analyzed

using a mouse monoclonal anti-Bet v 1 antibody.

Pull-down assay using biotinylated LPS

The LPS pull-down was performed using an adaptation of a previous reported protocol[45]. In brief,

10 µl of biotinyled LPS from E. Coli 011:B4 (Invivogen, San Diego, California, USA) in a concentration

of 1 mg/ml immobilized on 20 µl Strep-Tactin® Sepharose® (IBA Lifesciences, Goettingen, Germany)

was incubated with 10 µl of rBet v 1 (1 mg/ml) under shaking conditions for 20 min at RT. The

solution was centrifuged for 5 min at 14,000 x g at RT and followed by three washing steps using 100

µl of PBS with 0.05% Tween 20. SDS sample buffer with 5 mM DTT was added to the beads (volume

approximately 20 µl) and analyzed using SDS-PAGE. The controls for this assay were: rBet v 1 only,

non LSP-removed rBet v 1, biotinyled LPS only, beads only, and beads incubated with the protein in

order to exclude unspecific binding to the beads.

Analysis of secondary structural elements and thermal stability

Circular dichroism (CD) spectroscopy and Fourier transform infrared (FTIR) spectroscopy was used in

order to address the influence of ligand binding on the secondary structural elements and the

thermal stability of rBet v 1. CD spectra were recorded from 190 to 260 nm using a JASCO J-815

spectropolarimeter fitted with a PTC-423S Peltier-type single position cell holder (Jasco, Tokyo,

Japan). Each sample was diluted in a 10 mM potassium phosphate buffer, pH 7.4. The final

concentration was 0.1 mg/ml. For monitoring the thermal stability, the signal in millidegrees (mdeg)

was recorded from 20 to 95°C (temperature slope: 1°C/min) at a wavelength of 222 nm.

The FTIR amide 1 and amide 2 spectra were recorded using an AquaSpec transmission cell adapted to

a Tensor II FTIR system (Bruker Optics Inc., Billerica, MA, USA). The sample concentration ranged 17

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between 1.0-2.0 mg/ml. Each analyzed sample was filter prior to the analysis through an amicon

ultra-0.5 centrifugal filter unit, 3 kDa cutoff (Merck Millipore, Darmstadt, Germany) in order to

concentrate the sample and to obtain the accurate buffer for background subtraction. The spectra

were recorded at 25°C, thermostatted by a temperature-controlled Haake F8 thermostat (Thermo

Electron, Germany). The acquired data were analyzed with the OPUS spectroscopy software 6.0

(Bruker Optics Inc., Billerica, MA, USA). All spectra were vector normalized over the amide 1 band.

The second derivative values were calculated of smoothed data (Savitzky-Golay algorithm, 25

smoothing points). Secondary structural elements were analyzed with a Quant2 method provided by

the OPUS software. The spectra used for thermal stability determination were recorded from 25 to

95°C (dT=2.5K) using a BioATR II unit (Bruker Optics Inc., Billerica, MA, USA). Difference spectra were

generated by subtracting the original spectrum measured at 25°C from the spectra recorded at the

other temperatures. From the thereof resulting relative signal change of the amide I band the

melting point (Tm) was calculated.

Production of 15N-1H labeled Bet v 1 for NMR analysis 15N-1H labeled Bet v 1 was expressed as previously described[46]. In brief, an amount of two liters of

bacteria culture grown in LB medium for 24 h, was harvested. The obtained bacteria pellet was

resolved in 0.5 L M9 salts lacking any carbon or nitrogen source. After feeding the bacteria with

glucose, 15N ammonium chloride, and 15N Celltone (1/25 g) (Cambridge Isotope Labs), the suspension

was incubated for 35 min. For the induction of protein expression IPTG was used. 15N-1H labeled Bet

v 1was purified with the same protocol as described above (Protein expression, purification and

characterization of rBet v 1).

NMR spectroscopy

NMR spectroscopic measurements were performed with both, a 600 or 800 MHz Agilent DD2

spectrometer with a cryogenically cooled probe using the pulse sequence gNhsqc. According to the

ligand the different buffer conditions and protein concentrations were used. 45 mM Bet v 1 and 300

mM LTA was analyzed in PBS, 10% 2H2O, 60 mM DSS. The interaction with PPE1 was investigated

using 25 mM Bet v 1, 2 mM PPE1 and a PBS buffer containing 5% 2H-(d6) DMSO, 10% 2H2O, 60 mM

DSS. For PPA1 100 mM Bet v 1 and 302 mM PPA1 was used in PBS, 8.7% 2H-(d6) DMSO, 10% 2H2O, 60

mM DSS. Similar conditions were used for LPS (100 mM Bet v 1, 400 mM LPS, PBS, 10% 2H2O, 60 mM

DSS). The interaction of 100 mM Bet v 1 with 422 mM Kdo2 was analyzed in a PBS buffer, pH 7.0,

10% 2H2O, 8.6% 2H(d6) DMSO, 60 mM DSS.

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In vitro endo-/lysosomal degradation

The endo-/lysosomal degradation of rBet v 1 with and without pre-incubation with each one of the

six ligands was simulated as previously described[47]. In this respect, cells from the JAWS II cell line

(American Type Culture Collection, Manassas, VA, USA) were centrifuged using ultracentrifugation in

order to obtain the microsomal fraction. The 7 µg microsomes were incubated with 5 µg of protein in

complex with or without ligand in 100 mM citrate buffer, pH 4.8 with 2 mM dithiothreitol (DTT). The

degradation was performed at 37°C over 48 h and analyzed at defined time points (0, 0.5, 1, 3, 6, 12,

24 and 48 h). After the degradation reaction of the last sample was stopped, all degradation samples

were analyzed using SDS-PAGE. The gels were quantitatively analyzed with the Image Lab 4.0.1

Software (Bio-Rad). For mass spectrometric analysis of the degradation only the samples obtained

after 12 h of incubation were used. The mass spectrometric analysis was performed using a Q-

Exactive Orbitrap Mass Spectrometer (Thermo Fisher Scientific, Waltham, Massachusetts, USA) with

nanoelectrospray and nano-HPLC (Dionex Ultimate 3000, Thermo Fisher Scientific). Acquired data

were analyzed with the web-based application MSTools[48].

Mediator release assay

The influence of protein-ligand interaction on the allergenic potential of rBet v 1 to induce the

release of mediators was investigated using a rat basophil (RBL-2H3) cells, transfected with the

human high-affinity IgE receptor (FceRI)[49]. The rat basophil cells were passively sensitized with sera

of birch pollen allergic patients (1:10). Degranulation was stimulated via a titration of the antigen in

1:10 dilution steps from 1 µg/ml to 0.01 pg/ml. Fluorescence data were normalized towards the total

enzyme release, as identified by cells lysed with Triton X-100, and presented as percentage of

release. From the resulting titration curves it was able to determine the half maximal release (in ng).

Statistics were performed using a repeated ANOVA followed by a Dunnett post-hoc test. All half

maximal release values were logarithmically transformed prior to the statistical analysis. A p-value

that was higher than 0.05 was considered as not significant. In parallel, a cell viability assay was

performed with MTT (3-(4,5-Dimethylthiazol-2-yl)-2,5-Diphenyltetrazolium Bromide; Sigma-Aldrich,

Inc., St. Louis, MO, USA) in order to determine if there was a cytotoxic effect caused by the ligands

used in this experiment.

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Stimulation and antigen uptake of murine bone marrow-derived dendritic cells (mBMDCs)

For the stimulation, BMDCs isolated from C57BL/6 mouse bone marrow were incubated with the

antigen over a certain period of time (24, 14.5, 6, 3, 1 and 0 h). The cell isolation was performed as

previously described[50]. Bone marrow cells, extracted from female mouse femora, were cultured in

RPMI 1640 medium (5% fetal calf serum, 2 mM L-glutamine, 1% Penicillin-Streptomycin, 20% GM-CSF

supernatant and 200 µM ß-mercaptoethanol) for 10 days, and then either immediately used for the

stimulation/uptake experiment or frozen. 2x105 cells of mBMDCs were stimulated with 0.5 µg of rBet

v 1. In contrast to the antigen stimulation/maturation experiment where unlabeled rBet v 1 was

used, the antigen uptake experiment was performed using rBet v 1 labeled with pHrodo™ Red,

succinimidyl ester (ThermoFisher Scientific). As control, the cells were stimulated with medium alone

and ligand without protein. Cell treated with 100 ng/ml LPS represented the positive control. For

comparison with birch pollen extract, the amount of Bet v 1 in the extract was determined in order

to adjust the Bet v 1 content of the extract towards rBet v 1 (0.5 µg/2x105 cells). LPS was used in a

ratio of 40 pg of LPS per µg rBet v 1 (nLPS samples); PPE1 in a 1:1 molar ratio. For the flow cytometric

analysis, the cells were labeled with allophycocyanin (APC)-conjugated anti-mouse CD11c antibody

(clone N418; eBioscience, Inc., San Diego, CA, USA), Fluorescein isothiocyanate (FITC)-conjugated

anti-mouse CD86 antibody (clone GL-1; BioLegend, San Diego, CA, USA), PerCP/Cy5.5 anti-mouse

CD40 antibody (clone 3/23; BioLegend, San Diego, CA, USA). Cell viability was investigated using a

fixable viability stain 450 (BD Biosciences). The V450 Rat anti-Mouse LY-6G and LY-6C (BD

Biosciences) antibody was used to determine the amount of granulocytes and monocytes within the

cell suspension. The cells were measured with a FACSCanto II instrument (BD Biosciences, San Jose,

CA, USA). The measurement was compensated and the acquired data were analyzed using the

BDFACSDiva software (BD Biosciences).

Maturation of human monocyte-derived dendritic cells (moDCs) and analysis of cytokine secretion

The stimulation of moDCs was performed using the ligands in a 1:10 molar ratio. The moDCs were

isolated from PBMCs according to a previous described protocol[44]. MoDCs were generated from

PBMCs of healthy, non-atopic as well as atopic donors. Cell viability was investigated using Aqua® dye

(Invitrogen, Carlsbad, CA, USA). Expression of CD1a (eBioscience, Inc., San Diego, CA, USA) and loss of

CD14 (BD Biosciences) was analyzed by flow cytometry using a Navios flow cytometer (Beckman

Coulter, Brea, CA, USA). The concentration of rBet v 1 alone or in complex with one of the six ligands

used to stimulate 1*106 cells/ml moDCs was 1000 ng/ml. Stimulation was performed for 24 h. The

same controls were used as for the mBMDC stimulation (unstimulated moDCs and ligands only). The 20

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cells were not co-stimulated using LPS. The investigated maturation markers were: CD40

(eBioscience), HLA-DR, CD80, CD83 and CD86 (BD Biosciences). After the stimulation, different levels

of cytokine expression of the supernatant were determined. The analyzed cytokines were: CCL17, IL-

1β, IL-10 (BD Biosciences), IL-6, IL-12 (eBioscience), and TNFα (R&D Systems, Inc., Minneapolis, MN,

USA).

Immunization of IL-4/GFP-enhanced transcript (4get) mice

A total of 13 4get mice (Jackson laboratory, Bar Harbor, Maine, USA) were immunized by applying

two intradermal injections of 25 µl at each side of the abdominal region. The mice were grouped into

animals that received rBet v 1-combination (n=5), birch pollen extract (n=5) or rBet v 1 (n=3). 65 µg

of birch pollen extract were injected. A corresponding amount of rBet v 1, as quantified from the

extract, was injected. For those animals that received rBet v 1-combination, a mixture of the

determined amount of rBet v 1 and Q3OS, PPE1 (both in a 1:1 molar ratio to rBet v 1), the natural

amount of LPS and LTA (0.04 ng/0.5 ng per 1 µg, respectively) was prepared. For each animal, sample

administration was on the right lateral, whereas on the left site PBS was injected as control. After

sacrificing the mice on day 5 post-immunization, the excision of skin-draining inguinal lymph nodes

was performed. The extracted lymph node cells were labeled using an APC-conjugated anti-mouse

CD4 antibody (BD Biosciences, San Jose, CA, USA). IL-4/eGFP expressing CD4+ T cells were counted

with flow cytometry. The obtained data were background subtracted and statistical analysis was

performed. In order to compare all groups with each other a one-way ANOVA with a Bonferroni post-

test was used. The in vivo experiment were approved by the Austrian Federal Ministry of Science,

Research and Economy (BMWF-66.012/0010-II/3b/2013) and performed according to their

guidelines.

Results

Identification of bacterial colonies on pollen grains

Pollen grains are known to provide a biotope for a huge variety of bacteria[40]. It is possible to detect

high amounts of microorganisms-derived endotoxins in pollen coats. In this respect, we analyzed the

microbiome found on pollen, which was collected from different birch trees around the area of

Salzburg, Austria. The analysis of the microbiome resulted in 51 identified microorganism isolates.

Thereof, 10 hits were Gram-negative and 41 were Gram-positive microorganisms (Table 1). The

identified Gram-negative bacteria were part of the families of Pseudomonadaceae (3 hits),

Moraxellaceae (2 hits), Caulobacteraceae, Xanthomonadaceae, Sphingomonadaceae,

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Noctuoideaceae and Rhodobacteraceae (1 hit each). In contrast to that, the amount of

representative species of Gram-positive bacteria was much higher, and the identified isolates could

be classified into the families of Bacillaceae (32 hits), Microbacteriaceae (3 hits), Micrococcaceae (2

hits), Staphylococcaceae, Nocardioidaceae, Streptomycetaceae and Gordoniaceae (1 hit each).

Table 1. Identification of Gram-negative and Gram-positive bacteria strains found on birch pollen grains.

Order Family Count1 Gram-negative Pseudomonadales Pseudomonadaceae 3 Moraxellaceae 2 Caulobacterales Caulobacteraceae 1 Xanthomonadales Xanthomonadaceae 1 Sphingomonadales Sphingomonadaceae 1 Enterobacteriales Noctuoideaceae 1 Rhodobacterales Rhodobacteraceae 1 Gram-positive Bacillales Bacillaceae 32 Staphylococcaceae 1 Actinomycetales Micrococcaceae 2 Nocardioidaceae 1 Microbacteriaceae 3 Streptomycetaceae 1 Gordoniaceae 1 1total number of identified clones in colony forming units (cfu)

Quantification of LPS and LTA present in the birch pollen extract

Since we were able to identify such a comprehensive diversity of both, Gram-positive and Gram-

negative bacteria in the pollen coat, we wanted to know if a pollen extract has the capability to

initiate the activation of human TLR-4 and TLR-2. Therefore, a titration experiment using a HEK293

luciferase reporter cell line was performed with the respective agonists, LPS and LTA, and compared

with the extract (data not shown). From the resulting data it was possible to quantify the amount of

LTA and LPS within an aqueous birch pollen extract necessary to generate the same level of TLR-2 or

TLR-4 activation, respectively. In this respect, an amount 0.04 ng LPS and 0.5 ng LTA per 1 µg of total

protein of the extract was determined. In addition, we determined the capacity of PPE1 and Q3OS to

activate both, TLR-4 and TLR-2. Both molecules did not activate one of these Toll-like receptors (data

not shown).

Production and purification of aqueous birch pollen extract, nBet v 1, rBet v 1 and BM4

The experiments presented in this thesis were performed with an aqueous birch pollen extract or

with the purified proteins, nBet v 1, rBet v 1 or BM4, which is a hypoallergenic variant of Bet v 1 and

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will be described in detail in chapter 2. All three purified proteins as well as the birch pollen extract

have been analyzed with SDS-PAGE (Fig. 1). A sandwich ELISA using a mouse monoclonal Bet v 1-

specific antibody and polyclonal affinity-purified anti-Bet v 1 antibody was performed to determine

the exact amount of Bet v 1 within the birch pollen extract (data not shown). The percentage of Bet v

1 content within the analyzed birch pollen extract batch was around 25%.

Figure 1. SDS-PAGE analysis of an aqueous birch extract (birch Ex.), natural purified Bet v 1 (nBet v 1), recombinantly produced Bet v 1 (rBet v 1) and the hypoallergenic variant of Bet v 1, BM4.

ANS displacement assay The ANS displacement assay was performed using a 1:10 ratio of rBet v 1 towards the

known/potential ligands (10-fold molar excess of known/potential ligand). This assay is used to get a

first idea about the capacity of Bet v 1 to bind Q3OS, DOC, PPE1, LTA, and LPS. A substructure of LPS,

called Kdo2-Lipid A (Kdo2; 2,306.8 Da) was used in addition to the other five molecules to be analyzed

within these interaction studies. In contrast to LPS, Kdo2 possess a defined, homogenous structure,

but is supposed to have a strong endotoxin activity similar to LPS. For the ANS displacement assay,

rBet v 1 pre-incubated with each ligand was incubated with ANS and then the resulting fluorescence

signal was compared with rBet v 1 without ligand pre-incubation. A decrease of signal caused by the

protein-ligand interaction was shown for each of the six ligands, meaning they were able to replace

ANS binding (Fig. 2). Furthermore, the molecular structure and the molecular weight of the six

ligands are displayed.

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Figure 2. ANS displacement assay indicating protein-ligand interaction. Fluorescence intensities were measured from 400 to 600 nm. The molar ratio of protein to ligand was 1:10. Continuous line represents the fluorescence intensity of the rBet v 1-ANS complex, whereas the dashed line shows the signal reduction caused by the displacement of ANS by one of the six ligands. Chemical structures and molecular weight of the potential ligands is displayed on top of each graph.

Protein-ligand interaction studies used to determine the affinity constant KD

Since a certain potential of all six selected ligands to interact with Bet v 1 was identified with the ANS

displacement assay, the subsequent, logical step was to measure the exact binding affinity (KD) of

each interaction. This was achieved by performing interaction studies using the surface acoustic

wave (SAW) technology. For these measurements, rBet v 1 was immobilized on a SAW chip and then

titrated towards each ligand (Fig. 3). Whenever the ligand interacts with the protein, this results in a

phase shift of the acoustic wave. The thereof generated phase shifts can be used to determine the

binding-affinity (KD) via kinetic or affinity/EC50 evaluation (Table 2). The protein was found to

interact with a high binding affinity with the natural, pollen-derived components, Q3OS and PPE1

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(1.47 and 0.48 µM, respectively). In contrast to that, the determined KD values of LTA (199.81 µM),

LPS (160.1 µM), and the synthetic substances, DOC (95.02 µM) and Kdo2 (379.76 µM), were much

higher, and thus the binding affinity much lower. In general, the KD value is reversibly proportional to

the binding affinity[51]. The high KD values determined for LPS, LTA and Kdo2 were found close to the

limit of detection of the SAW technology, which is indicating that the ligand is not binding under

physiological conditions. Moreover, we determined the KD of other phytoprostane isoforms, B1-

phytoprostane (PPB1, 1.03 µM) and F1-phytoprostane (PPF1, 2.39 µM), and also an isomeric mixture

of B1-, E1- and F1-phytoprostanes (PPmix, 1.22 µM). The isomeric mixture is relevant in respect to

naturally occurring phytoprostanes identified within birch pollen extract[52]. In addition, as a control

ligand and in order to point out the relevance of the ANS displacement assay, the binding affinity of

ANS was determined to be 32.72 µM.

Table 2. Binding affinity (KD) of rBet v 1 to ligands determined by SAW interaction studies and binding confirmation by NMR spectroscopy.

Ligand KD [µM] SD [µM] NMR

Q3OS 1.47 ± 0.12 [32]

DOC 95.02 ± 32.40 [37]

PPmix PPB1 PPF1 PPE1

1.22 1.03 2.39 0.48

± 0.15 ± 0.42 ± 0.48 ± 0.14

-2 - - interaction confirmed (KD low to sub µM)

LTA 199.81 ± 55.72 No significant interactions

LPS 160.10 ± 123.32 No significant interactions

Kdo2 379.76 ± 62.82 No significant interactions

ANS 32.72 ± 0.28 [37] 2 not measured (-)

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Figure 3. Surface acoustic wave (SAW) interaction studies. The SAW phase changes were recorded over time at different concentrations of the investigated ligands in order to calculate the binding affinity.

NMR spectroscopy

In order to definitely proof or exclude that rBet v 1 is not specifically binding to or interacting with

one of the selected ligands, nuclear magnetic resonance (NMR) spectroscopic measurements were

performed. In this respect, only the interactions of those molecules were investigated, which until

now has not been described in previous studies using NMR spectroscopic techniques, including PPE1,

LTA, LPS and Kdo2 (Table 2, Fig. 4). The interaction of rBet v 1 with Q3OS and DOC was already

demonstrated. Of all four analyzed molecules, specific binding by 15N-labelled Bet v 1 was only

confirmed for PPE1, since significant differences between the PPE1-bound and ligand-free 1H-15N

HSQC spectra were observable (Fig. 4, PPE1 full and zoomed spectra). The KD was found in the low to

sub µM range, and thus similar to the value determined by the SAW measurement. No significant

interactions were detected for LTA, LPS and Kdo2, indicating that these endotoxins and endotoxin-

like compounds do not bind rBet v 1 in a specific way.

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Figure 4. NMR 1H-15N HSQC spectra of rBet v 1 and the possible ligands. Overlay of two spectra of 15N-labelled Bet v 1 in the absence (black) and presence of PPE1 (violet), Kdo2 (green), LTA (red), LPS (light blue) or PPA1 (dark blue).

Pull-down assay using biotinylated LPS

Because of the discrepancies found in the data recorded by the two interaction study techniques,

SAW and NMR, it became evident to take an in-depth look at the subject of LPS-binding to rBet v 1. In

this respect, a pull-down assay was performed using biotinylated LPS immobilized on streptavidin 27

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beads (Fig. 5). In case the protein binds LPS it is pulled-down with the LPS-bead-complex and

afterwards can be analyzed with SDS-PAGE. In this assay, rBet v 1 was not binding LPS, and the faint

band that appeared on the SDS-PAGE only resulted from unspecific binding of rBet v 1 to the beads

(lane without biotin-LPS). Finally, we could verify that rBet v 1 is definitely not binding LPS.

Figure 5. LPS pull-down assay is revealing that Bet v 1 is not interacting with LPS. Biotinylated LPS was immobilized on streptavidin-conjugated beads and incubated with rBet v 1. The complex was pulled-down and washed three times. After the washing of the beads only a faint protein band at the height of rBet v 1 was visible and associated with unspecific binding.

Analysis of secondary structural elements and thermal stability

Although it was already confirmed that LTA, LPS and Kdo2 are not binding rBet v 1, we aimed to

investigate whether or not the selected molecules used in this study have the capability to influence

the secondary structure of rBet v 1. Therefore, the protein complex preincubated with each one of

the six molecules was analyzed in separate using circular dichroism (CD) spectroscopy and Fourier

transform infrared (FTIR) spectroscopy. None of the selected molecules possessed the ability to alter

the secondary structural content of the allergen (Fig. 6).

Interestingly, we found that the presence of the ligands and non-ligands has an influence on the

thermal stability of rBet v 1. To determine the melting point (Tm) of rBet v 1, its denaturation in the

different preparations was record starting from 20/25°C up to 95°C. From the resulting melting curve

(data not shown) it was possible to calculate the Tm (Table 3). In contrast to LPS (mean ΔTm -3.81)

and Kdo2 (mean ΔTm -2.4), all analyzed ligands and LTA were able to increase in the thermal stability

of the allergen. The binding of rBet v 1 to the pollen-derived PPE1 even increased the thermal

stability by approximately 6.5°C. The increase caused by DOC, LTA and Q3OS on the other hand was

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rather modest (ΔTm about 1-3.5°C). The data recorded by the both methods, CD and FTIR, were

comparable.

Table 3. Influence on the thermal stability of rBet v 1*

Ligand Tm CD SD CD Tm FTIR SD FTIR Δ CD Δ FTIR

- 63.68 ± 0.06 63.38 ± 2.24

Q3OS 64.04 ± 0.10 65.26 ± 1.77 + 0.36 + 1.88

DOC 67.44 ± 0.58 66.6 ± 4.36 + 3.81 + 3.22

PPE1 70.62 ± 0.15 69.31 ± 0.05 + 6.94 + 5.93

LTA 65.35 ± 0.08 65.16 ± 2.21 + 1.67 + 1.78

LPS 60.27 ± 0.15 59.17 ± 3.05 - 3.41 - 4.21

Kdo2 62.95 ± 0.05 59.31 ± 4.47 - 0.73 - 4.07

CD, circular dichroism; FTIR, Fourier transform infrared spectroscopy; Tm, melting point; SD, Standard deviation *All values are in °C. Light highlighting refers to increase of thermal stability in comparison to rBet v 1 without a ligand, whereas dark highlighting to a decrease.

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Figure 6. Interaction does not affect the secondary structural elements of rBet v 1. Secondary structure elements were analyzed by CD (a) and FTIR (b) measurements.

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In vitro endo-/lysosomal degradation

At this point, we were already able to show that some of the selected molecules used within this

study bind to Bet v 1 (PPE1, Q3OS and DOC), (as has been previously shown[32, 37]. Other molecules

(LPS, LTA and Kdo2), whilst not directly interacting with the allergen, possess important co-

stimulatory functions on the immune system and, with the exception of Kdo2, were identified within

pollen extracts. Therefore, it proved logical to also investigate those molecules in the presence of Bet

v 1 in the following experiments.

To investigate if the ligands/non-ligands have an impact on the proteolytic stability of rBet v 1, an

endo-/lysosomal degradation simulation assay was performed over 48 h. All three ligands of Bet v 1

(PPE1, Q3OS and DOC) enhanced the proteolytic stability of the allergen, as displayed by the

densitometric analysis of SDS-PAGE (Fig. 7a, b). In complex with PPE1 or DOC, even after 48 h the

majority of rBet v 1 still was intact and unaffected by proteolytic degradation. On the contrary, the

presence of the three molecules that do not bind to Bet v 1 (LPS, LTA and Kdo2) either did not affect

proteolytic stability of the protein (LPS) or even resulted in a decreased stability towards endo-

/lysosomal degradation. With the exception of LTA, all these identified effects on the proteolytic

stability of rBet v 1 correlated with the results obtained for the thermal stability.

In previous studies, a very likely correlation between the proteolytic stability of allergens and the

quantity as well as quality of the resulting immune response was discussed[53]. With regard to

peptide presentation by MHC class 2 molecules to naïve CD4+ T cells, the sequences of generated

peptides after 12 hours of endo-/lysosomal degradation were analyzed by mass spectrometry (Fig.

7c). The peptide clusters of rBet v 1 generated in presence with LTA or Kdo2 were found to have

increased variety of different peptides. In contrast, the LPS preparation displayed peptide clusters

comparable to rBet v 1 alone. Although the binding of Q3OS resulted in an increased stability

towards endo-/lysosomal degradation, the allergen bound to Q3OS showed a higher frequency of

generated peptides in comparison to unbound rBet v 1. On the contrary, binding to PPE1 and DOC

decreased the frequency of peptides, and thus these data are in good correlation with the induced

increased proteolytic stability (Fig. 7a, b) facilitated by ligand binding. However, the generation of

peptides in the region of the immunodominant T-cell epitope of Bet v 1 (Fig. 7c, grey box) in general

was scarce. Interestingly, when comparing all seven clusters a higher frequency of peptides in this

region was observable for those samples where rBet v 1 was bound either to the physiologic ligand

Q3OS or to DOC.

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Figure 7. Ligand interaction alters the proteolytic susceptibility of rBet v 1. (a) SDS-PAGE analysis of in vitro endo-/lysosomal degradation of rBet v 1 with and without ligands recorded at different time points from 0 to 48 hours. (b) Relative quantification of SDS-PAGE results, interpreted by the Image Lab 4.0.1 Software (Bio-Rad). (c) Generated peptide clusters obtained after 12 hours of proteolytic degradation analyzed by mass spectrometry. The immunodominant T-cell epitope of Bet v 1 is highlighted in grey.

Mediator release assay

Next, the effect on the IgE-mediated mediator release was examined using rat basophilic leukemia

cells transfected with the human FcεRI IgE receptor (hRBL). Therefore, hRBL cells were passively

sensitized with serum from six patients allergic to birch pollen. The cells were stimulated with the

antigen and the resulting cross-linking of the allergen by immobilized IgEs caused a release of β-

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hexosaminidase. The release was monitored in a concentration-dependent way (Fig. 8). Using this

assay, no significant influence of the six ligands/non-ligands was observed. Since none of the six

investigated molecules altered the secondary structural elements of rBet v 1, and consequently the

IgE epitopes remained intact and unaffected, it was quite predictable that there would be no

influence on the IgE-mediated release of inflammatory mediators. The following immunological

experiments are focusing on the influence of the ligands and non-interacting molecules on allergic

sensitization towards Bet v 1 in a naïve model. Whereas here (mediator release assay), we

investigated the influence on a pre-established immune response towards Bet v 1, since the hRBL

cells were stimulated with serum of allergic patients.

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Figure 8. Protein-ligand interaction does not alter the IgE binding and cross-linking activities of rBet v 1. (a) Mediator release assay; amount of rBet v 1 with and without ligand (in ng) necessary to induce a half maximal β-hexosaminidase release using serum of six birch pollen allergic donors. P-values were calculated with ANOVA of prior transformed data [y= log(y)]. There was no statistically significant difference observed between the seven groups (P < 0.05). (b) Individual mediator release assay titration curves from each patient.

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Stimulation and antigen uptake of murine bone marrow-derived dendritic cells (mBMDCs)

The importance of the involvement of APCs in the process of allergic sensitization, needed for the

priming of naïve T cells, is incontestable. In fact, APCs are necessary to take-up, process and present

the allergen in order to promote Th2 polarization. In this context, dendritic cells represent a very

relevant group of APCs. Therefore, we wanted to investigate if the maturation and the antigen

uptake of CD11c+ mBMDCs upon stimulation with different preparations of rBet v 1 plus ligands/non-

ligands differ from un-stimulated or extract-treated cells. The cells were stimulated over 24 h with

the antigen to determine if BMDC maturation markers such as, CD86 and CD40 are up-regulated (Fig.

9a). The different mixtures of rBet v 1 plus ligand/non-ligand used in this experiment were chosen

upon their attributes to mimic natural levels of exposure. PPE1 was chosen as representative ligand

of Bet v 1, since it has been described to possess a Th2 polarizing capacity[34]. LPS was chosen as a

representative of non-interacting bacterial compound and used in the same concentration as

measured in aqueous birch pollen extracts (nLPS). Also a mixture containing rBet v 1 and both

molecules was prepared (rBet v 1+PPE1+nLPS). The controls were PPE1/nLPS only, an aqueous birch

pollen extract and of course rBet v 1 alone. Moreover, LPS in a concentration of 100 ng/ml was used

as a positive control. The extract induced a statistically significant, time-dependent activation of

both, CD86 and CD40, compared to the unstimulated cells (medium control), and the MFI was even

higher than the positive control. With the exception of the birch pollen extract and the positive

control, none of the analyzed samples were able to induce a significantly upregulated expression of

CD86. In comparison, CD40 was also slightly upregulated upon stimulation with rBet v 1+nLPS and

rBet v 1+PPE1+nLPS, although no maturation-stimulating effect was shown for nLPS alone.

In order to exclude that the lack of maturation induction was influenced by the missing of other Bet v

1-isoforms (not rBet v 1), or by the recombinant production procedure of rBet v 1, we used a batch of

natural Bet v 1 purified from birch pollen extract and compared it with the recombinant variant (Fig.

9b). The expression of CD86 was no significantly altered in both natural and recombinant Bet v 1

preparations when compared to medium-treated cells.

As already mentioned above, also the effects of the selected six molecules on antigen uptake of

murine BMDCs were investigated. In this case, the cells were incubated with pHrodo™ Red-labeled

rBet v 1, pre-incubated with one of the molecules and compared with apo-rBet v 1 (Fig. 9c). When

treating the cells with rBet v 1 in the presence of LTA or DOC, an increase in the percentage of

antigen-processing cells was observable, indicating fast and efficient antigen-internalization.

Significant alterations between the different samples were not detected after 1 h and 6 h of

incubation. After treating the cells for 6 h with the different antigen preparations, all samples except

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apo-rBet v 1 reached an uptake-plateau. In contrast, rBet v 1 alone had been internalized by the cells

until 24 h. In general, we can conclude that although all rBet v 1-containing samples are processed

fast (approximately 40% of CD11c+ BMDCs after 1 h of treatment), as determined by the increase of

fluorescence of pHrodo in endo-/lysosomal acidic environment, this antigen uptake is not translated

into maturation of CD11c+ murine BMDCs.

Figure 9. Activation and uptake of Bet v 1 by murine BMDCs observed over time. Time-dependent maturation and uptake experiments were measured by flow cytometry. BMDC activation was performed with birch pollen extract, rBet v 1 +/- the naturally occurring amount of LPS (nLPS), or PPE1 phytoprostanes in a 1:1 molar ratio (according to the NMR results) or a combination of both (rBet v 1+PPE1+nLPS). Murine BMDCs (CD11c+) were stained for the maturation markers CD86 and CD40. Dashed line represents the mean of basal activation of uninduced cells. Cells treated with 100 ng/ml of LPS served as a positive control for BMDC activation (a). Comparison of CD86 activation using rBet v 1 or nBet v 1 (purified from a birch pollen extract (b). Percentage of BMDCs that are taking up pHrodo™ Red, succinimidyl ester-labeled rBet v 1 in complex with or without ligand are shown (c). Data represent means of duplicate values *P<0.05, **P<0.01, ***P<0.001 significantly different versus the medium control (a) or rBet v 1 without ligand (b, c) as calculated by using repeated ANOVA. Data derived from at least two independently performed experiments.

Maturation of human monocyte-derived dendritic cells (moDCs) and analysis of cytokine secretion

Next, we addressed the effect of the six molecules (1:10 molar ratio) on the activation of human

dendritic cells stimulated by rBet v 1. In this respect, the expression of maturation markers CD40, 36

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HLA-DR, CD83, CD80 and CD86 of moDCs was analyzed by flow cytometry (Fig. 10a). In addition, the

supernatant of the stimulated moDCs was collected and the secreted cytokines were analyzed (Fig .

10b). For this experiment, moDCs generated from PBMCs of both, atopic and non-atopic donors were

used. Compared to unstimulated cells, unbound rBet v 1, as well as in complex with the ligands,

Q3OS, PPE1 and DOC did not alter the maturation profile or cytokine production of moDCs

significantly. As a control the stimulating effect of the six molecules in absence of rBet v 1 was

investigated, but in this case also did neither induce statically significant expression of maturation

markers, nor secretion of cytokines.

On the contrary, the bacterial-derived compounds (LPS, LTA, Kdo2) had a stimulatory effect on

moDCs, which was observed for the expression of maturation markers as well as for the secretion of

cytokines. However, with the exception HLA-DR and CD86 expression stimulated by LTA alone, none

of the effects on the expression of maturation markers was statistically significant. No additive effect

caused by rBet v 1 was found when analyzing both, the expression of maturations markers and the

cytokine production. In general, significant differences between moDCs derived from atopic and non-

atopic donors were not observable.

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Figure 10. Expression of maturation markers (CD40, HLA-DR, CD83, CD80 and CD86) and cytokines (IL-6, IL-12, CCL17, IL-10, IL-1β and TNF-α) of moDCs derived from atopic and non-allergic donors upon stimulation with Bet v 1 in combination with either pollen- or bacterial-derived compounds. Maturation experiments were performed by flow cytometry and results were presented as median fluorescence. MoDCs were treated with 1000 ng/ml of rBet v 1 with or without ligand pre-incubation in a 1:10 molar ratio. No influence of DOC, Q3OS or PPE1 on the expression of maturation markers of moDCs was found (data not shown). Data represented as mean with SEM. P-values were calculated with ANOVA. All statistical calculations were performed using the GraphPad Prism 5 software; Ns, P > 0.05; *, P ≤ 0.05; **, P ≤ 0.01; ***, P ≤ 0.001.

Immunization of IL-4/GFP-enhanced transcript (4get) mice

With both experiments, the stimulation of murine BMDCs and of human moDCs, we could

demonstrate that Bet v 1 without the pollen context is not sufficient to induce activation of dendritic

cells. This fact prompted us to investigate the contribution of those molecules that are naturally 38

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occurring in the pollen (LPS, LTA, Q3OS and PPE1) on allergic sensitization towards Bet v 1 and

promotion of a Th2-biased immune response in more detail using an in vivo approach. For this

purpose, IL-4/GFP-enhanced transcript (4get) mice were immunized either with an aqueous birch

pollen extract, rBet v 1 alone or the above-mentioned combination. After immunization, the IL-4

gene activation of CD4+ T cells of the skin-draining inguinal lymph nodes was monitored by flow

cytometric analysis. Interestingly, the physiologically relevant cocktail of rBet v 1 plus ligands (Q3OS,

PPE1) and bacterial compounds (LPS, LTA) was not able to induce a Th2 polarization, and neither did

the control group where rBet v 1 alone was injected. On the contrary, the immunization with the

birch pollen extract resulted in a massive activation of IL-4 gene expression (Fig. 11).

Figure 11. In vivo mouse model demonstrating the lack of Th2-polarising properties of rBet v 1 alone or in combination with pollen- and bacterial-derived compounds. Birch pollen extract clearly shows Th2-polarization activity. Gating strategy used to quantify CD4+ IL-4 GFP+ T cells (a). CD4+ lymphocytes were selected and analyzed with reference to Th2 differentiation. Percentage of IL-4 expressing CD4+ T cells of 4get mice immunized with rBet v 1, rBet v 1 in combination with pollen-derived compounds or aqueous birch pollen extract (b). Statistical analysis of 4get in vivo data was performed using one-way ANOVA with a Bonferroni post-test; Ns, P > 0.05; *, P ≤ 0.05; **, P ≤ 0.01; ***, P ≤ 0.001.

Discussion

Recently, the majority of scientific publications directly associate the term “allergenicity” with the

intrinsic molecular properties of the allergens themselves. Mentionable examples are the protease

activity of mite Der p 1, the glycosylation patterns of mite Der p 1 and Der p 2, cat Fel d 1, peanut Ara

h 1, cockroach Bla g 2, and dog Can f 1, as well as the LPS-binding activity of Der p 2[45, 54-57]. In

case of Bet v 1 the situation is different, since it lacks protease activity and a glycosylation profile. 39

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Therefore, the intrinsic properties of Bet v 1 that explains its allergenic potential remain elusive. With

regard to this, the ligand binding capacity of Bet v 1 was postulated to be responsible for its

allergenicity, as it was demonstrated already for a couple of food and respiratory allergens. Within

this chapter, ligand binding of Bet v 1 was investigated excessively[28]. We found that the allergen is

able to bind many low molecular weight, pollen-derived compounds, but cannot interact with

microbial-derived compounds possessing a molecular weight higher than 2000 Da. However, since

these microbial-derived compounds are present in aqueous pollen extracts, and there might

represent a source for co-stimulatory signals to influence the immune system, their contribution on

allergic sensitization was investigated. Neither the examination of pollen-derived ligands, nor of the

microbial-derived molecules revealed a significant influence on the allergenicity of Bet v 1.

Both, the TLR-2 and TLR-4 agonists, LTA and LPS, were identified within birch pollen extracts and

most likely derive from microorganisms inhabiting the pollen grains. The ratio of Gram-positive to

Gram-negative microorganisms determined on birch pollen was in imbalance; actually the number of

Gram-positive exceeded the number of Gram-negative bacteria by far. In this respect, much higher

amounts of LTA than LPS were quantified within the aqueous pollen extract. Although we identified a

couple of other members of the Bacillaceae family, the data we provided within this study on the

bacterial microbiota of birch pollen grains collected in around the area of Salzburg, Austria is

comparable to the reported microbiota data of German pollen[40]. The levels of LPS (40 pg /µg total

protein) and LTA (500 pg /µg total protein) we quantified in the extract were also similar to reported

values that usually range between 16.31 to 2300 pg/µg of protein[58, 59]. In general, pollen grains

do not represent a sterile environment. In this context, an interaction of PR-10 proteins like Bet v 1

with such microbial-derived compounds is possible[41]. In the performed experiments, either a

binding affinity of Bet v 1 to LTA, LPS and Kdo2 close to the detection limit was determined (SAW

interaction study)[60, 61] or even completely excluded (NMR spectroscopy). According to the data

presented in this study, an interaction of Bet v 1 to bacterial compounds (>2000 Da) is rather

questionable. Considering the size of the cavity of Bet v 1 and its even smaller, solvent-accessible

entrances, it becomes obvious that molecules bigger than 1400 Da are unlikely to represent

reasonably sized ligand candidates[62, 63]. Only a partial interaction of Bet v 1 with the diacyl chain

of LTA fitting into the cavity, would be possible, whereas it is rather unlikely that a multi-acyl

molecule like LPS would fit. In addition, the immunological data generated in this study, confirmed

that the immune-modulatory effects induced by the microbial molecules was not enhanced in the

presence of Bet v 1. Further, we were able to demonstrate that the amount of LPS detectable in birch

pollen extracts is not capable of causing DC maturation. In contrast to the determined level of LPS

(nLPS), the birch pollen extract was triggering the expression of CD86 and CD40 maturation markers.

Only a much higher LPS concentration (100 ng/ml) is able to induce a comparable response in DCs. In 40

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how far LPS is necessary to facilitate birch pollen-induced DC maturation has been discussed

intensively in the literature. For example, Gutermuth et al. could only demonstrate DC maturation

induced by birch pollen extracts if the DCs were co-stimulated with LPS[64]. On the contrary, also

pollen extract were capable of promoting DC maturation without LPS co-stimulation[58]. However,

we found that the endotoxin levels detected in pollen extracts were not sufficient to induce

maturation of both, human and murine DCs. This finding, that allergic sensitization appears to be

independent of co-stimulatory signals from bacterial compounds, is also supported by a previous

study that was able to show that pollen extracts are capable of inducing maturation of TLR-4-

deficient DCs[58]. This lack of contribution of TLR-2 and TLR-4 agonists to the allergenicity of Bet v 1,

is further supported by the hypothesis that allergen recognition is almost completely PRR

independent[65].

Bacterial-derived stimuli like LPS are known to activate TLRs, although at classical sites where allergic

sensitization in the human body takes place such as, the mucosa or the respiratory tract, bacteria are

omnipresent, which might lead to a constant activation of TLRs. In this respect, the human immune

system has developed a control mechanism to differentiate between pathogenic and commensal

bacteria and is coordinated by TLR co-receptors expressed on epithelial cells. Hence, it is important

to identify TLR co-receptor mechanisms involved in the process of allergic sensitization rather than

TLR activation per se[66].

In previous studies it was demonstrated that PPE1 has the capacity to downregulate the IL-12p70

cytokine secretion in human DCs via signaling cascades involving the nuclear peroxisome proliferator-

activated receptor γ (PPAR-γ). In turn, this inhibiting effect resulted in an immune response

characterized by Th2-polarization[44]. Taking this Th2-favoring potential of PPE1 into account, we

analyzed the effect of Bet v 1-bound PPE1, since we were able to show that PPE1 has a relatively high

binding affinity to the Bet v 1 molecule (KD in low micromolar range), towards allergen uptake and

stimulation of DCs. Although a marginally increased expression of CD40 upon stimulation with PPE1-

bound and unbound rBet v 1 in a mixture with nLPS compared to apo-rBet v 1 or nLPS alone was

identified, we were not able to reproduce the high activation of DCs triggered by the birch pollen

extract. Notably, also a mixture of natural Bet v 1 isoforms purified from birch pollen extracts (nBet v

1) was not able to stimulate CD40 expression of DCs. Thus, an essential contribution in respect of DC

maturation facilitated by the pollen context is very likely.

In several previous studies, the accessibility of the cavity of Bet v 1 to potential ligands was dissected

using the fluorescence signal of 1-anilino-8-naphthalene sulfonate (ANS). In this case ligand binding

was described by the substitution of ANS by a ligand, as demonstrated by the decrease of signal

intensity caused by the binding of ANS to Bet v 1. Using these indirect measurements, a huge variety

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of ligands was identified[24, 28]. Subsequently, this resulted many scientific publications dealing with

the influence of Bet v 1 ligand binding on protein dynamic and fold stability, as well as antigen

processing and presentation[53, 67]. In respect of Bet v 1, a direct link between proteolytic

processing of the allergen and class II MHC loading was demonstrated, and thus these findings were

used to explain its Th2 polarizing potential and allergenicity. However, the authors did not consider

that Bet v 1 per se is not capable of inducing a Th2 response[68].

From our results, we can conclude that ligand binding to the pollen-derived ligands has an overall

stabilizing effect on the protein, whereas the non-interacting bacterial molecules obviously provided

a destabilizing environment, as was observed for the thermal and proteolytic stability. We could

show that the effects on the thermal stability correlated with the proteolytic stability, which

subsequently has the potential to influence the allergenicity of the Bet v 1[69]. However, we could

not confirm that the identified effects on the thermal and proteolytic stability of the protein neither

influenced the IgE-binding affinity of Bet v 1 (mediator release assay) nor DC maturation and Th2

polarization (mBMDCs, moDCs, 4get). This fact leads us to the conclusion that the intrinsic properties

of Bet v 1 are not sufficient to explain its allergenicity, although the possibility remains that the ligand

responsible for a Th2 polarization towards Bet v 1 might still be unidentified. On the other hand, it is

probably more likely that allergic sensitization to Bet v 1 arises from Bet v 1-unrelated, co-stimulatory

molecules from pollen able to interact with the immune system and to promote Th2 phenotype. If

this is the case, the question still remains, why Bet v 1 represents the birch pollen major allergen. Is it

just a quantitative effect? With a percentage ranging between 10 to 25 % of soluble protein, Bet v 1

represents the most abundant protein found in birch pollen[70], and thus it is relevant to investigate

further in this direction.

Whatever the answer is, the pollen matrix seems to contribute to allergic sensitization, as supported

by the fact that in vivo Bet v 1 even in complex with pollen-derived ligands and microbial-derived

compounds but otherwise unaffected by the pollen content fails to induce a Th2-favoured immune

response, as observed using the 4get Th2 polarization reporter mouse strain. Remarkably, the

immunization with an aqueous birch pollen extract resulted in a statistically significant activation of

the IL-4 gene in CD4+ T-cells. Considering that Bet v 1 itself intrinsically possesses a very weak

sensitizing potential, but represents the major allergen is somehow quite contradictory. Finally, we

can conclude that the allergenicity of Bet v 1 results from several factors that also includes the

involvement of the pollen context, and cannot just be traced-back on its intrinsic protein properties.

In this respect, we suggest to always look at allergens as a part of a bigger picture, no matter from

which source they derive. For future investigations, it is important to focus on the identification of

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specific molecules able to promote Th2 polarization, but also to find the reason why atopic people

are prone to allergenic sources and non-atopics are not.

Chapter 2: BM4SIT

Introduction

The BM4 molecule

The therapeutic approaches to treat allergic diseases are being revolutionized by the development of

molecule-based vaccines. In birch pollen allergy, allergen-immunotherapy (AIT) – whether it is

administered subcutaneously (SCIT) or sublingual (SLIT) – is usually performed using natural pollen

extracts. The composition of such extracts differs extensively due to factors such as, manufacture´s

production procedures and pollen origins. These differences are reflected in the quantity of extract-

containing proteins, glycoproteins, polysaccharides, lipids and other low-molecular-weight

compounds. Thus, standardization of these heterogeneous mixtures, to be used as AIT extracts, is

challenging and practically unattainable. Therefore, in diagnosis and treatment of allergies it

becomes increasingly routine to replace current natural extracts by recombinant proteins. Aside from

the standardization issue, the treatment with natural extracts is often accompanied by the

occurrence of side effects such as, local inflammation, rhinoconjunctivitis and oral-pharyngeal

itching. In this respect, it is necessary to increase the antigen dose carefully during the treatment. In

order to reduce such side effects, innovative alternatives to extracts are developed. An option is to

use genetically engineered hypoallergens possessing a reduced IgE-reactivity. The overall goal of the

therapeutic approach to replace extracts by hypoallergenic molecules is to make AIT more efficient,

less invasive and safer, and thus will lead to an improvement of the patients´ life quality[71, 72].

The BM4 molecule is a hypoallergenic variant of Bet v 1 (Bet v 1.0101) and was invented by grafting

an 8 amino acid long IgE epitope sequence from Mal d 1.0108, the PR-10 homologue of Bet v 1 in

apple, onto the Bet v 1 sequence[73]. The result of this grafting procedure was a genetically

engineered monomeric molecule comprising an inaccessible cavity and a completely different fold to

the Bet v 1 allergen. The hypoallergen exhibits a reduced IgE reactivity and capacity to cause

mediator release because of the loss of conformational IgE-binding epitopes. However, the T-cell

activation capacity of the molecule remains and is even increased[74, 75]. Furthermore, BM4 is able

to skew the allergic Th2-immune response towards a mixed Th1/Th2/Treg-immune response[76].

The reduced allergenicity, but retained immunogenicity of the designed mutant represents the ideal

properties of a birch pollen AIT vaccine to promote the induction of Tregs in an efficient way. These

properties make BM4 an excellent candidate to be investigated in a first-in-man clinical trial.

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The role of vitamin D3 as novel adjuvants

The idea behind using vitamin D3 as an adjuvant alternative to the otherwise frequently used

aluminum hydroxide, is to effectively skew the immune response away from Th2 towards an anti-

inflammatory response mediated by allergen-specific Tregs. Calcitriol (1,25 dihydroxy vitamin D3),

the physiologically active version of vitamin D3, is enhancing the beneficial effects necessary for an

effective immunotherapeutic outcome such as, downregulation of Th2 cytokines, diminishing of

allergen-specific IgE antibody levels and the priming of DCs to induce the development of Treg

cells[77, 78]. In a mouse model for cat allergy, it has been demonstrated that vitamin D3 coupled to

the major cat allergen Fel d 1 decreases the number of inflammation-associated cells and of Th2

cytokines in the bronchoalveolar lavage, and suppresses airway hyperresponsiveness[79]. Similar

effects have been shown for another mouse model, where the co-administration of calcitriol with the

antigen, in this case ovalbumin, resulted in an effective induction of Tregs and the release of the

associated cytokines IL-10 and TGF-β[80]. Thus, the aforementioned anti-inflammatory,

immunosuppressive attributes of vitamin D3 make it reasonable to be investigated as novel adjuvant

in order to improve AIT.

The BM4SIT project

BM4SIT is an abbreviation for “Bet v 1 Mutant for [4] Specific Immuno Therapy”. The goal of the

project is to combine the hypoallergenic but hyperimmunogenic molecule BM4 with the anti-

inflammatory properties of vitamin D3. This combinatory vaccine, consisting of the hypoallergen and

the novel adjuvant will be evaluated upon AIT-beneficial attributes such as, rapid induction of an

anti-inflammatory immune response, treatment efficacy and reduction of allergic side effects, within

a clinical trial. This concept should make AIT safer, more effective and above all a more attractive

treatment for patients. BM4SIT is funded by the European Union within the 7th Framework program

under the call identifier FP7-HEALTH-2013-INNOVATION-1. It is a co-operation of 7 partner

organizations from the 6 different European countries; Austria, Denmark, Finland, Germany, The

Netherlands and Poland.

Further project-related information can be found on the projects´ website www.BM4SIT.eu.

Aims

Within the BM4SIT project the tasks of the Paris-Lodron-Universität Salzburg (PLUS) are clearly

defined and categorized in work packages containing certain aims, deliverables and milestones. 44

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Besides the coordination of dissemination and exploitation activities, which also included the

development and maintenance of the projects´ website (www.BM4SIT.eu), our tasks were to provide

a detailed description of analytical methods that are observing structural and immunogenic

properties of the BM4 molecule. In this respect, our first aim (i) was to physicochemically and

immunologically characterize the hyperallergenic molecule in detail. In order to assess the potency of

the formulated BM4 drug substance we developed a potency assay (ii) for quality control, which in

principal is based on an inhibition ELISA set-up. As a part of quality control, we developed aptamers

that specifically recognize the 3D shape of the BM4 hypoallergen (iii). Aptamers are short DNA or

RNA oligonucleotides comprising 20 to 100 nucleotides that can adopt a target-specific 3D shape and

thus, are able to bind molecules with a high affinity and specificity[81]. Therefore, this novel

technique can be used to address folding, as well as the immunogenic structure of the hypoallergenic

molecule. The last aim was the evaluation of the humoral immune response induced by the BM4

drug product during the BM4SIT acute (iv) and repeated (v) toxicity study. To assess toxicological

safety of a drug product, it is a mandatory aspect of vaccine development and prerequisite for

human clinical trials to perform a preclinical toxicity study[82]. To sum up, the overall objective of

this thesis regarding the BM4SIT project was to evaluate the efficacy of the drug product on a

molecular level.

Material and methods

Mass spectrometry analysis

Protein identity was determined by mass spectrometry using a Quadrupole time-of-flight mass

spectrometer with electrospray ionization (Waters Ges.m.b.H., Vienna, Austria).

CD and FTIR

Determination of secondary structural elements was performed by CD and FTIR spectroscopy as

descried in chapter I.

Dynamic light scattering (DLS)

DLS was used to determine the aggregation behavior of BM4 in solution. 20 μl of protein sample in a

concentration of 0.5 to 1 µg/ml were measured within the DLS 802 system (Viscotek Corp., Houston,

TX, US). For data evaluation, the OmniSize™ software (Viscotek Corp., Houston, TX, US) was used to

analyze the combined data curve of at least 15 individual measurements to calculate intensity and 45

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mass distribution, as well as the derived hydrodynamic radius, RH in nm. The obtained results were

compared with those of Bet v 1 (always rBet v 1.0101 was used but in terms of simplicity will be

called “Bet v 1” in the whole chapter).

Time-dependent endo-/lysosomal degradation

Proteolytic degradation was monitored using the endo-/lysosomal degradation assay as described in

chapter I.

Monitoring stability of the protein under different storage conditions (aging control)

The BM4 was stored in solution under different temperature conditions (-20°C, 4°C, RT and 37°C)

over a period of seven months. After each time point, starting with 6 h, the samples were analyzed

using SDS-PAGE.

Development of a BM4-specific ELISA to monitor the integrity of immune epitopes

Indirect ELISA using anti-BM4 antibodies

The three mouse monoclonal anti-BM4 antibodies, A1, F8 and I6, which were generated by

hybridoma technology and purified using Protein G sepharose (GE healthcare, Little Chalfont, UK),

were tested in an indirect ELISA regarding their efficiency to react with the BM4 molecule. In this

respect, 50 µl of BM4 was coated in a concentration of 2 µg/ml onto Maxisorp plates (NUNC™

Thermo Fisher, Waltham, MA, USA) and incubated o/n at 4°C. The coating buffer for all ELISA

experiments, if not mentioned explicitly, was PBS. The in-between washing steps were performed

with TBST buffer (TBS, pH 7.4, 0.05% Tween). For the blocking buffer and the dilution of primary and

secondary antibodies a TBST buffer containing 0.5% BSA was used. The different antibodies were

titrated ten times 1:2 starting with a concentration of 1 µg/ml. As secondary antibody an AP-

conjugated rabbit anti-mouse IgG + IgM antibody (Jackson ImmunoResearch Europe Ltd., Oaks Drive

Newmarket, Suffolk, UK) was used at a concentration of 1 µg/ml. For detection, 100 µl of 4-

nitrophenyl phosphate disodium salt was used as substrate for the alkaline phosphatase and the

resulting colorimetric shift was measured after 30 min of incubation at 405 nm with a reference

wavelength of 492 nm with a Tecan Sunrise plate reader (Tecan Austria GmbH., Grödig, Austria). All

ELISA experiments were either performed in duplicates or triplicates.

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Identification of matching anti-BM4 antibody pairs in sandwich ELISA

Each one of the three antibodies (A1, F8 or I6) was coated in a concentration of 2 µg/ml in PBS. After

washing and blocking, where the same buffers were used as described above, the plates were

incubated with 1 µg/ml of BM4, and thereafter with one of the complementary antibodies of the

three anti-BM4 antibodies at a concentration of 1 µg/ml, which were biotinylated using Biotin-X-NHS

(Merck Millipore, Darmstadt, Germany) prior to this experiment. As detection antibody a HRP-

conjugated streptavidin (Jackson ImmunoResearch, West Grove, PA, USA) was used in combination

with the substrate 2,2'-azino-bis(3-ethylbenzothiazoline-6-sulphonic acid). The plate was also

measured after 30 min at 405 nm (reference wavelength: 492 nm).

Sandwich ELISA using the anti-BM4 antibodies (A1, F8 or I6) and an affinity-purified polyclonal rabbit

anti-Bet v 1.0101 antibody

Since no matching antibody pairs were found, a sandwich ELISA using the monoclonal anti-BM4

antibodies in combination with a polyclonal rabbit anti-Bet v 1.0101 antibody, was established.

Therefore, each one of the anti-BM4 antibodies was coated separately (2 µg/ml) and after the

blocking step incubated with a 1:2 serial dilution of the antigen (either BM4 or Bet v 1), starting with

a concentration of 1 µg/ml. As secondary antibody an affinity-purified polyclonal rabbit anti-Bet v

1.0101 antibody was chosen in a concentration of 1 µg/ml. The detection antibody was an AP-

conjugated goat anti-rabbit antibody (1 µg/ml). The absorbance was measured after 30 min as

described above.

Indirect ELISA using polyclonal anti-BM4 rabbit sera

In order to refine the BM4-specific Sandwich ELISA, we wanted to replace the affinity-purified

polyclonal rabbit anti-Bet v 1.0101 antibody by a polyclonal antibody specific for the BM4 molecule.

Therefore, we had to produce and titrate a polyclonal anti-BM4 rabbit serum. For that reason, two

NZW rabbits (Charles River Laboratories, Sulzfeld, Germany) were immunized with 1 mg BM4

formulated with Alu-Gel-S (Serva, Heidelberg, Germany) in a 1/1 vol/vol dilution to a final

concentration of 1 mg/ml. The obtained rabbit sera were tested in an indirect ELISA coating

unformulated BM4 (2 µg/ml). The plate was incubated with a serial dilution of the individual or

pooled (ratio 1/1 vol/vol) rabbit serum (called anti-BM4 rabbit sera mix). For detection, a HRP-

conjugated goat anti-rabbit IgG, Fc Fragment antibody was used (Jackson ImmunoResearch, West

Grove, PA, USA) in a concentration of 1:5000. As substrate the 1-component SureBlue™ TMB

microwell peroxidase substrate (KPL, Kirkegaard & Perry Laboratories Inc., Gaithersburg, MD, USA)

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was used. After 5 min of incubation, the colorimetric reaction was stopped by the addition of 1 M HCl

and the plate was measured at 450 nm.

Sandwich ELISA using the anti-BM4 antibody A1 and the polyclonal anti-BM4 rabbit sera mix

For the final BM4-specific Sandwich ELISA, which should be used for quality control to monitor the

integrity of immune epitopes, we combined the monoclonal anti-BM4 antibody A1 with the

polyclonal anti-BM4 rabbit sera mix. The anti-BM4 antibody A1 was chosen because it displayed the

best reactivity in all performed ELISAs. In this sandwich ELISA, the anti-BM4 antibody A1 was coated

(50 µl/well, 2 µg/ml) and after the blocking step incubated with the antigen (BM4 or Bet v 1).

Therefore, a serial dilution with 1:5 steps starting with at a concentration of 5 µg/ml was prepared.

For detection, the polyclonal anti-BM4 rabbit sera mix was used in a dilution of 1:5000. The detection

step was performed with the HRP-conjugated goat anti-rabbit IgG, Fc Fragment antibody and

SureBlue™ TMB microwell peroxidase substrate as described in the previous paragraph.

Development of a potency assay for quality control

Inhibition ELISA matrix

For a first screening to determine the inhibition capacity of the anti-BM4 rabbit sera mix (Charles

River Laboratories, Sulzfeld, Germany), we performed an inhibition ELISA analyzing at the same time

different dilutions of the sera mix and different concentrations of the unformulated BM4. At first, 50

µl of the protein solution is coated in a concentration of 2 µg/ml onto a Maxisorp 96-well

transparent flat-bottom plate (NUNC™ Thermo Fisher, Waltham, MA, USA) and incubated o/n at 4°C.

The anti-BM4 rabbit sera mix was titrated in a range from 1:3200 to 1:204800, and the BM4 used for

inhibition was titrated from 4 µg/ml to 0.007813 µg/ml. For the inhibition, BM4 and anti-BM4 rabbit

sera mix were incubated for 2 h at RT in a reaction tube (50 µl volume), transferred onto the coated,

washed and blocked plate and incubated for another hour at RT. As secondary antibody the HRP-

conjugated goat anti-rabbit IgG, Fc Fragment antibody (Jackson ImmunoResearch, West Grove, PA,

USA) was used 1:5000 and incubated for 1 h. The plates were washed and only uninhibited plate-

bound rabbit anti-BM4 IgG was detected. The detection is performed after a 2 min incubation with

the SureBlue™ TMB microwell peroxidase substrate (KPL, Kirkegaard & Perry Laboratories Inc.,

Gaithersburg, MD, USA). Absorbance was measured after stopping the colorimetric reaction with 1 M

HCl at 450 nm. All measurements were performed in triplicates.

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Original protocol of the potency assay

For the quality control of the BM4 drug substance, a potency assay has been developed. This potency

assay functions like an inhibition ELISA. In this assay, a “gold standard” BM4 is coated on a 96-well

plate and afterwards incubated with the anti-BM4 rabbit sera mix. The sera mix was pre-incubated

with different analysis samples (e.g. aluminum hydroxide-formulated BM4 or Bet v 1) and compared

with a “gold standard” of BM4. The “gold standard”, which has been fully characterized and

represents the unformulated drug substance, was provided by our cooperation partner Biomay AG,

aliquoted and stored at -70°C. For this original potency assay protocol, a dilution of 1:25,000 of the

anti-BM4 rabbit sera mix was chosen. For the inhibition mix first 3 dilutions (3 µg, 1 µg, and 0.5 µg)

and later 5 dilutions (5 µg, 2.5 µg, 1.25 µg, 0.625 µg, and 0.3125 µg) of inhibitor were chosen. In all

other respects, the inhibition ELISA was performed as described in the previous paragraph. For the

maximum control we used uninhibited wells. For the background values, the wells were incubated

without primary antibody (anti-BM4 rabbit sera mix). For the data analysis, the background was

subtracted from all obtained values. To determine the inhibition values [%], at first the values were

multiplied with 100 and divided by the mean of the maximum control values (represents normalized

absorbance value in %), and afterwards this value was subtracted from 100.

Potency assay refinement and final protocol

The original potency assay protocol was later optimized. Using 12 dilutions of the inhibition mix we

obtained a sigmoidal curve, which is necessary for the half maximal inhibitory concentration (IC50)

determination and to describe the potency of the drug product. The IC50 was determined using

GraphPad Prism 6 software (GraphPad Software, Inc., CA, USA). The original five 1:2 dilution steps (5

µg, 2.5 µg, 1.25 µg, 0.625 µg, and 0.3125 µg) were adjusted to 1:3 dilution steps, and the starting

concentration of inhibitor was increased to 160 µg/ml (the highest possible concentration for the

formulated BM4 drug product). The anti-BM4 rabbit sera mix dilution remained the same (1:25,000).

For a precise IC50 determination, the sigmoidal curve has to comprise at least two values in the top

plateau and two values in the bottom plateau. In case of the formulated drug substance this was not

achieved. Therefore it was necessary to set constraints to define the plateau values, characterized by

the uninhibited values (100% signal) and the background values. The reproducibility of the potency

assay was validated since it was repeated on three consecutive days and performed by at least three

different people. The analyzed samples comprised a BM4 skin prick test (SPT), BM4 stability (stored

under different conditions), BM4 toxicity (used for the toxicity study), aluminum hydroxide-

formulated BM4, placebo (same amount of aluminum hydroxide, used as a control) and of course a

“gold standard” BM4 sample. A SOP has been generated and is available at the PLUS.

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Development of a sandwich enzyme-linked apta-sorbent assay (ELASA) for quality control of the

formulated BM4 drug product

Selection of anti-BM4-specific aptamers

We aimed to establish a sandwich ELASA experimental set-up for quality control to address folding,

as well as the immunogenic structure of the hypoallergenic molecule. Aptamers are developed by

the so-called systematic evolution of ligands by exponential enrichment (SELEX) process. We used a

slightly adapted version of the protocol from Stoltenburg et al.[81]. A pool of a random ssDNA

oligonucleotide library “BANK”, containing 60 nucleotides each, was heated up 94°C for 8 min and

cooled afterwards on ice for 15 min to produce defined three-dimensional shaped DNA aptamers,

which have the chance to bind to a target molecule. For the folding procedure an aptamer-binding

buffer was used (20 mM Tris, 100 mM NaCl, 2 mM MgCl2, 5 mM KCl, 1 mM CaCl, 0.02% Tween 20,

pH 7.6). For the development of anti-BM4-specific aptamers, BM4, provided by Biomay AG, was

immobilized on PierceTM NHS-activated magnetic beads (Pierce Biotechnology, Rockford, USA). The

ssDNA oligonucleotide library “BANK” (IBA GmbH, Goettingen, Germany) was incubated with the

BM4-coupled magnetic beads. After several washing steps, where unbound aptamers were removed,

the bound DNA was eluted from the target molecule and amplified using a biotinylated primer. Then

the amplified dsDNA was separated by heating to become ssDNA. For the separation step PierceTM

streptavidin magnetic beads (Pierce Biotechnology, Rockford, USA), able to bind the biotinylated

lagging strand and thus separating them from the leading strands of interest, are used. The cycle was

repeated 7 times, followed by a counter selection cycle. During the SELEX cycles those aptamers with

a higher specificity were increased whereas those with less specificity were sorted out. After the last

cycle, the double-stranded PCR product was ligated into a pGEM-T easy vector (Promega

Corporation, Madison, USA) and then cloned into a bacterial host. The aptamer sequence-containing

plasmids were sent for sequencing to Eurofins (Eurofins Genomics GmbH, Ebersberg, Germany).

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Figure 12. Schematic overview of the SELEX procedure to identify anti-BM4-specific aptamers.

Dot blot using biotinylated aptamers

Five identified aptamer sequences with a biotinylation on the 5´end were purchased (Eurofins

Genomics GmbH, Ebersberg, Germany) and used in a dot blot to determine their specificity. In this

respect, either 2 µl of 1 mg/ml BM4 or Bet v 1 was coated on a nitrocellulose membrane (Whatman

plc, part of GE Healthcare Life Sciences, Maidstone, United Kingdom) for 15 min at RT and then

blocked for 2 h at RT (0.5% BSA, 150 mM NaCl, 25 mM Tris/HCl pH 7.5, 0.05% NaN3, 0.5% Tween 20).

The membrane was incubated with 50 nM of the biotinylated aptamers diluted in blocking buffer at

RT in the dark o/n. After incubation the incubation with the biotinylated aptamers, the membrane

was washed 3 times with blocking buffer. As detection antibody an AP-conjugated streptavidin

antibody (Caltag Laboratories, CA, USA) was used in a dilution 1:1000, diluted in blocking buffer and

incubated with the membrane for 1 h at RT. After washing the membrane three times with blocking

buffer, the membrane was equilibrated with AP-detection buffer (100 mM Tris/HCl pH 9.5, 100 mM

NaCl, 5 mM MgCl2) and then incubated with NBT/BCIP. After 5 to 10 min the membrane should

develop a dark staining. The staining reaction was stopped by washing the membrane with distilled

water.

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Indirect ELASA using biotinylated aptamers

For the folding of the aptamer sequences, 500 nM of the five biotinylated aptamers were diluted in

aptamer-binding buffer and folded as described in the SELEX procedure. Either BM4, Bet v 1 or OVA

(Sigma-Aldrich, St. Louis, USA) was coated in a concentration of 2 µg/ml onto a Maxisorp 96-well

transparent flat-bottom plate (NUNC™ Thermo Fisher, Waltham, MA, USA) and incubated o/n at 4°C.

After blocking of the plate, the aptamers were applied in aptamer-binding buffer supplemented with

0.5% BSA. The aptamer-binding reaction was performed for 1 h at RT in the dark. After washing, a

HRP-conjugated streptavidin detection antibody (Jackson Immuno Research Inc., West Grove, PA,

USA) was used diluted 1:2000 in ELISA blocking buffer. Detection was performed using the SureBlue™

TMB microwell peroxidase substrate as described above.

Sandwich ELASA

The biotinylated anti-BM4 aptamers 1 to 5 were immobilized in a concentration of 500 nM on

streptavidin-coated ELISA plates (2 µg/ml, Streptavidin from Streptomyces avidinii, Sigma-Aldrich, St.

Louis, USA) and incubated with the target protein, either BM4 or Bet v 1, in a concentration of 1

µg/ml. As capture antibody, the mouse monoclonal anti-BM4 antibody was used. For the detection

an HRP-conjugated goat anti-mouse IgG (H+L) antibody (Bio-Rad Laboratories, Inc., Hercules, CA,

USA) was diluted 1:1000. For the sandwich ELASA titration experiment, the two anti-BM4 aptamers 1

and 2 were titrated from 500 to 3.9 nM in 1:2 dilution steps in aptamer-binding buffer supplemented

with 0.5% BSA.

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Figure 13. Schematic representation of the developed sandwich ELASA.

Immunological evaluation of BM4 drug product within the BM4SIT acute toxicity study

Study design

Figure 14. Study design of both, the acute and repeated toxicity study.

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Samples of acute toxicity study

The acute toxicity studies were performed in New Zealand White rabbits and Wistar rats. 50% of the

animals were immunized with a single dose of BM4 (320 μg per injection, adsorption to alum

hydroxide), which is 4-times the intended human clinical dose. The other 50% underwent

immunization with placebo. The placebo samples contained the same buffer and amount of alum

hydroxide as the BM4 sample. The 96 serum samples (2 x 28 rat sera, 2 x 20 rabbit sera) were

received on 18th of January 2016 frozen on dry ice and stored at -20°C until the analysis was

performed. Pre- and post-immunization sera of 14 rats per group (7 female,7 male) and 10 rabbits

per group (5 female, 5 male) were analyzed.

Sample of repeated toxicity study

The repeated toxicity study was performed in Wistar rats. The animals were bi-weekly immunized

over a period of six months with either a human clinical dose of BM4 (80 µg BM4/1 mg alum/0.9%

NaCl in 500 µl), a high dose of the drug product (160 µg BM4/1 mg alum/0.9% NaCl in 500 µl) or

placebo. Animals of the main group were sacrificed one week after the last injection. Animals of the

recovery group were sacrificed after a 6-week observation period. The 90 serum samples (3 x 20 rats

per main group, 3 x 10 rats per recovery group) arrived either on the 8th of September 2016 or on the

22nd of September 2016 frozen on dry ice.

Indirect ELISA using rat serum

The indirect ELISA to determine BM4-specific IgE, IgG1, IgG2a and IgG2b levels within the rat sera

was performed according to a normal indirect ELISA protocol. As primary antibody a HRP-conjugated

monoclonal rat anti-mouse antibody was used with a specificity either for IgE (clone MARE-1, isotype

IgG1, product# MA516813, ThermoFisherScientific, Rockford, USA), IgG1 (SB 3060-05, G1 7E7,

SouthernBiotech,Birmingham, USA), IgG2b (SB 3065-05, 2A 8F4, SouthernBiotech,Birmingham, USA)

or IgG2b (SB 3070-05, 2B 10A8, SouthernBiotech,Birmingham, USA). Each serum was titrated to

determine the endpoint titer and each measurement was performed in duplicates. For the endpoint

titer analysis the LOD was used.

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Indirect ELISA using rabbit serum

To evaluate BM4-specific IgG levels, each rabbit serum was titrated and analyzed using a HRP-

conjugated goat anti-rabbit IgG, Fc Fragment antibody (Jackson ImmunoResearch Inc., Suffolk, United

Kingdom). For data analysis and endpoint titer determination again the LOD was used. Since there

was no anti-rabbit IgE antibody commercially available for the evaluation of BM4-specific IgE titers,

an ELISA kit from BlueGene Biotech (Putuo District, Shanghai, China) was used for the quantitative

determination of rabbit total IgE.

Results

Characterization of the BM4 molecule

Within the BM4SIT project a major task was to characterize the hypoallergenic BM4 molecule, which

was provided by our cooperation partner Biomay AG, in detail and to compare it with the major bich

pollen allergen, Bet v 1. We addressed the integrity of the molecule on a physicochemical as well as

on an immunological level. Further, the proteolytic and also the storage stability of the protein was

investigated under certain defined conditions.

Physicochemical characterization

For the physicochemical analysis of the unformulated BM4 molecule, produced by Biomay AG,

different analytic methods were used. Mass spectrometry was used to confirm the protein identity.

The determined molecular weight was 17418.9730 Da, and thus almost equal to the calculated

molecular weight (17418.91 Da) that was determined by using the PeptideMass application from

ExPASy according to the sequence of BM4[83].

The secondary structural elements were analyzed by CD and FTIR spectroscopy. According to the CD

spectrum of Bet v 1 at 20°C (Fig. 15a, left), the protein exhibited a mixed secondary structure

phenotype consisting of α-helices and β-sheets, while the BM4 molecule at the same temperature

was lacking the specific Bet v 1-fold. The CD spectrum of BM4 was mostly characterized by a

pronounced signal minimum at approximately 200 nm, indicating a mostly unordered structure. At

95°C both proteins showed the same unordered folding (Fig. 15a, right).

The analysis of the FTIR spectra revealed similar results. The BM4 amide I band had a maximum at

the wavenumber 1655 cm-1 and a shape clearly indicative of a protein with a higher α-helical content

in relation to the number of β-sheet elements (Fig. 15b, right). In contrast to that, the amide I band

of Bet v 1 was characterized by a broad peak at 1637 cm-1, which is representative for higher β-sheet

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content. The second derivative of the amide I and amide II bands demonstrated the relative amounts

of secondary structural elements at both wavelengths, 1655 cm-1 and 1637 cm-1 (Fig. 15b, left).

Compared to Bet v 1, where a higher percentage of β-sheets was found, the second derivative

spectrum of BM4 showed a higher amount of α-helical elements in relation to its β-sheet content.

When quantifying the secondary structural elements (Table 4), with a content of 28,054% α-helices

and 38,226% β-sheets the data obtained for Bet v 1 reflect precisely the theoretical value found in

the Protein Data Bank (PDB). In comparison, the β-sheet content of BM4 was massively reduced

(12,447%), while the percentage of α-helical elements only decreased slightly (22,012%).

The aggregation behavior of BM4 and Bet v 1 in solution was determined by DLS (Fig. 15c). Both

proteins were almost 100% monomeric in solution. The measured hydrodynamic radius of BM4 was

2.1 nm. In contrast, the hydrodynamic radius of Bet v 1 was slightly smaller (1.8 nm).

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Figure 15. CD spectra of BM4 and Bet v 1 at 20 and 95°C (a), recorded from a wavelength of 190 to 260 nm and presented as mean residue molar ellipticity. The FTIR spectra (b) of Bet v 1 and BM4 are presented as amide I and II bands, as well as the second derivatives thereof. The two typical minima at 1655 and 1637 cm-1 are representatives for α-helical and intramolecular β-sheet structures, respectively. Analysis of the aggregation behavior of Bet v 1 and BM4 in solution analyzed by DLS (c). The hydrodynamic radius (RH) of both molecules was calculated using a mass distribution model for proteins.

theoretical value for Bet v 1 (PDB)

Bet v 1 BM4

α-helical elements 25% 28.054% 22.012% β-sheets 39% 38.226% 12.447%

Table 4. Determination of secondary structure elements were performed by FTIR spectroscopy.

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Time-dependent endo-/lysosomal degradation

The proteolytic stability of BM4 was monitored over 48 h using an endo-/lysosomal degradation

assay. In figure 16, the relative quantification of the SDS-PAGE results (not shown) of the degradation

of BM4 is shown. In contrast to the proteolytic stability of Bet v 1, BM4 was quickly degraded and

was gone after 6 h. Moreover, BM4 was used as a negative control when we investigated the

influence of ligand binding on the proteolytic stability of Bet v 1, as presented in chapter 1. Five of

the six graphs showing a ligand co-incubation displayed a similar degradation pattern like apo BM4,

indicating no influence of ligand binding on the proteolytic stability of BM4. Surprisingly, the

combination of BM4 and PPE1 resulted in an enhanced proteolytic stability.

Figure 16. Time-dependent endo-/lysosomal degradation of BM4 was monitored over 48 h. The data are presented values determined by relative quantification of SDS-PAGE results, interpreted by the Image Lab 4.0.1 Software (Bio-Rad). In addition, BM4 was used as a negative control for ligand binding (chapter 1).

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Monitoring protein stability under different storage conditions

To assess the stability of BM4 when storing it over a period of six months either at -20°C, 4°C, 37°C or

at room temperature, the protein was analyzed at defined time points using SDS-PAGE (Fig. 17).

When storing the protein at -20°C, it was stable over the whole six months. The protein solution was

clear and showed no sign of precipitation. At 4°C, the protein remained relative stable as well. Only

after five months a faint band appeared underneath the BM4 band, indicating that the protein was

slightly degraded. Surprisingly, when the protein was stored at 37°C or at room temperature, it was

stable for at least one month. After two months, the gel displayed strong degradation bands.

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Figure 17. The stability of BM4 under different storage conditions (at 4°C, -20°C, 37°C and RT) was monitored using SDS-PAGE, h: hours; d: days; m: months.

Immunological characterization

We established a BM4-specific sandwich ELISA to monitor the integrity of the immune epitopes of

the unformulated drug product. Therefore, three mouse monoclonal anti-BM4 antibodies (A1, F8 and

I6), generated by hybridoma technology prior to the start of this project, were analyzed using an

indirect ELISA upon their reactivity towards the BM4 molecule (Fig. 18a). The antibodies A1 and F8

exhibited a high reactivity, whereas the third antibody (I6) showed a reduced reactivity and only

generated an acceptable signal at a much higher concentration. In order to identify matching anti-

BM4 antibody pairs, the three mouse monoclonal antibodies were biotinylated and used in a

sandwich ELISA set-up (Fig. 18b). Although the efficiency of the biotinylated mouse monoclonal

antibodies was previously determined by an indirect ELISA using a streptavidin-conjugated secondary

antibody (data not shown), no matching antibody pairs were found, indicating all three anti-BM4

antibodies are recognizing similar epitopes. An alternative solution for the secondary antibody of the

sandwich ELISA was to use a polyclonal antibody instead. First, an affinity-purified polyclonal rabbit

anti-Bet v 1 antibody was used, which is recognizing BM4 as well (Fig. 18c). Only the capture

antibodies A1 and F8 worked in combination with the polyclonal antibody. When substituting BM4

by Bet v 1, no signal was observed at all. These promising results convinced us to use the monoclonal

anti-BM4 antibody A1 in combination with a polyclonal rabbit anti-BM4 serum. For that reason, BM4

formulated with Alu-Gel-S was provided to Charles River Laboratories in order to immunize two

rabbits. The obtained rabbit sera were analyzed and titrated using unformulated BM4 in an indirect

ELISA (Fig. 18e). Final sandwich ELISA was performed using the anti-BM4 A1 capture antibody in

combination with the polyclonal anti-BM4 rabbit sera mix (Fig. 18d). The results of the final assay

displayed a high specificity and reactivity towards BM4, whereas for Bet v 1 the signal was rather

weak.

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Figure 18. The reactivity of the anti-BM4 antibodies A1, F8 and I6 towards BM4 was investigated using an indirect ELISA (a). Identification of matching anti-BM4 antibody pairs in a sandwich ELISA (b). The first antibody mentioned in the legend represents the coated capture antibody, whereas the second represents the biotinylated matching antibody. Sandwich ELISA using the anti-BM4 antibodies (A1, F8 or I6) and an affinity-purified polyclonal rabbit anti-Bet v 1.0101 antibody (c). Sandwich ELISA using the anti-BM4 antibody A1 and the polyclonal anti-BM4 rabbit sera mix (d). In these both sandwich ELISA experiments (c + d) the quality of the assays towards their specificity to the BM4 molecule was determined and compared with Bet v 1. An indirect ELISA was performed to titrate the polyclonal anti-BM4 rabbit sera in order to determine a suitable dilution (e).

Development of a potency assay for quality control of the formulated BM4 drug product

Original potency assay protocol

To assess the potency of the BM4 drug product in a formulated state, a potency assay has been

established. The assay principle of the potency assay is set up in a similar way as an inhibition ELISA.

A BM4 standard, which has been fully characterized and represents the unformulated drug

substance, was aliquoted and stored at -70°C. To determine the potency of different BM4 batches,

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standard BM4 was coated on ELISA plates and then incubated with the inhibition mixture consisting

of the polyclonal anti-BM4 rabbit sera mix (described above) and either an analysis sample or the

standard. To determine the optimal serum dilution in relation to the optimal amount of BM4 used as

inhibitor, an inhibition ELISA matrix experiment was performed (Fig. 19a, left and right). According to

the data from this experiment the BM4 inhibition range of 100 to 6.25 µg/ml and the rabbit anti-BM4

sera mix dilution 1:25,000 were defined. To determine the performance of the potency assay with

BM4 formulated with aluminum hydroxide a test assay was performed (Fig. 19b, left and right).

Therefore, two different batches of BM4 (one produced by Biomay and the other one by PLUS) and

one batch of BM4 adsorbed to Alu-gel-S (formulated BM4) were analyzed. Further, Bet v 1 was used

as a reference protein. Both unformulated BM4 batches showed similar inhibition efficiency,

whereas the inhibition signal of formulated BM4 was slightly lower. Bet v 1 almost did not inhibit in

this assay. For the first potency assay test, three different concentrations of inhibition antigen were

used (3 µg, 1 µg, and 0.5 µg, respectively). Later on two more dilutions were included (Fig. 19c, d).

This first potency assay protocol was used to determine the potency of formulated BM4 provided by

Biomay at day 0 (t=0) and one month after formulation (Fig. 19c). The inhibition signal of the BM4

standard was consistent and reproducible during six independently performed assays (including once

by another person). The measurement of t=0 samples was repeated four times in order to address

the reproducibility of the assay. There was no relevant difference between the signals of t=0 and t=1

samples. Similar results were obtained when performing the assay with t=3 and t=6 samples (Fig.

19d).

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Figure 19. Inhibition ELISA matrix to determine a suitable dilution of the anti-BM4 rabbit sera mix presented as absorbance values and the resultant normalized inhibition values (a). The determined dilution was tested using 3, 1 and 0.5 µg of inhibitor (b). The analyzed samples were three different batches of BM4, one produced at the PLUS, the other two (formulated and unformulated with alum hydroxide) produced at Biomay. The first potency assay protocol was later on adjusted and therefore 5 concentrations of inhibitor (5 µg, 2.5 µg, 1.25 µg, 0.625 µg, and 0.3125 µg) were used instead of three. The reproducibility of the original potency assay protocol was investigated, also when performed by another person (c). The assay was used to assess stability during different storage conditions (d), t: time in months.

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Potency assay refinement and final protocol

The original potency assay protocol has been optimized in order to determine the relative inhibition

concentration (IC50). The IC50 is an important value in pharmacology and vaccine development

describing the effectiveness of a drug product. The protocol was extended to a total of 12 dilutions of

the inhibition mix in order to obtain a sigmoidal curve, which is necessary for the IC50 analysis of the

drug product. Using the original 1:2 dilution series (Fig. 20a) did neither comprise the right

concentration range for a sigmoidal curve of the standard nor of formulated BM4. Adjusting the 1:2

dilution to a 1:3 dilution resulted in a sigmoidal curve behavior for the gold standard containing the

characteristic top and bottom signal plateau (Fig. 20b). However, for the formulated drug substance

no inhibition plateau was reached. Also when titrating the rabbit anti-BM4 sera mix 1:10,000,

1:25,000, 1:50,000 or 1:100,000, it was not possible to reach the top plateau (Fig. 20c, d). Therefore,

we decided to keep the 1:25,000 dilution for the final potency assay protocol. Also when increasing

the starting concentration of formulated BM4 to the highest possible concentration without

concentrating the sample (160 µg/ml) a top inhibition plateau was not reached (Fig. 20e). For a

precise IC50 determination, the sigmoidal curve has to comprise at least two values in the top

plateau and two values in the bottom plateau. In case of the formulated drug substance this was not

achieved. Therefore, it was necessary to set constraints to define the plateau values, characterized

by the uninhibited values (100% signal) and the background values. The final potency assay protocol

was established considering all these relevant factors (Fig. 21a, b). The assay was performed on two

different days revealing similar results, pointing out that the data were reproducible. Furthermore,

both, inhibition curves and the associated curve fitting of the standard were parallel to the sample.

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Figure 20. The original potency assay protocol was optimized in order to obtain a sigmoidal curve of the inhibition signal. Therefore, instead of the previously used five dilutions, we now used 11 dilutions starting with 5 µg (a). Since this was not enough to reach a top and bottom signal plateau, the curve was enlarged to 12 dilution steps and using a 1:3 instead of a 1:2 dilution series (b). Titration of the anti-BM4 rabbit sera mix (1:10,000; 1:25,000; 1:50,000 and 1:100,000) using the highest possible concentration of the formulated BM4 drug product (c and d). The final potency assay protocol (e) was performed using the highest possible concentration of the formulated drug product.

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Figure 21. The final potency assay protocol was performed on to different days in order to determine its reproducibility. The curve fitting (faint line) to find the relative IC50 was performed by using the GraphPad Prism 7 software (GraphPad Software, Inc., La Jolla, CA, USA). Measurements were performed in triplicates.

Potency assay in use

The final BM4 potency assay was used to evaluate the potency of the formulated drug product and a

skin prick test (SPT) sample during advanced stability testing at time point 0 (Biomay production

release date). The two samples were compared with the physicochemically characterized standard,

stored at -70°C, and a so-called “placebo control” sample, which contained the same amount of

aluminum hydroxide and the same buffer as the formulated BM4. The potency assay was performed

with regular rabbit anti-BM4 serum mix (PLUS) and used in the same dilution (1:25000) as used

during the assay development period. In addition and as requested by Biomay, the potency assay

was performed with another polyclonal rabbit anti-BM4 serum (origin: Biomay) in a concentration

1:35000. The potency assay was performed on three different days using the rabbit anti-BM4 serum

from Biomay and on two different days using the conventional rabbit anti-BM4 serum mix (origin:

PLUS). When performing the assay with the serum from Biomay (Fig. 22a), the two sample curves

(formulated BM4 and SPT BM4) exhibited a relatively parallel curve progression and were

comparable with the standard curve. In contrast, the placebo control was negative and followed a

constant fluctuation around zero percent of inhibition. At the highest concentration, the placebo

control was slightly increased. The control displayed a basically linear curve behavior and was not

described by a sigmoidal curve behavior, which is required to obtain a meaningful curve fitting. The

IC50 calculation of the fitted generated data was not possible. Interestingly, the SPT BM4 sample that

was analyzed the first time using the potency assay reached a top inhibition plateau in contrast to

the formulated sample. However, the SPT BM4 sample exhibited an overall reduced inhibition

potential. All three potency assays were performed on different days and were reproducible,

reflected also by the calculated IC50 values (Table 5). In comparison, the results of the two potency

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assays using the sera mix from PLUS were similar (Fig. 22b). In this particular case, the standard curve

and the formulated BM4 sample and also the thereof derived curve fittings showed an almost ideal

overlay. Although there was only enough sample left to repeat the potency assay once using the

PLUS sera mix, the generated data of both assays were reproducible. Also here, the calculation of the

IC50 resulted in values that lay in a comparable range (Fig. 23, Table 5).

Figure 22. In respect of advanced Non-Good Manufacturing Practices (Non-GMP) stability testing, the final potency assay protocol was used to determine the potency of the formulated drug product and the BM4 SPT sample GMP batch. Both

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samples were compared with the standard and the placebo control. One the one hand an anti-BM4 rabbit serum from Biomay was used in a dilution of 1:30,000 (a) and on the other hand the anti-BM4 rabbit sera mix from PLUS in a dilution of 1:25,000 dilution (b). The potency assay was repeated on three different days in a row using the Biomay serum, and on two different days using the PLUS sera mix.

Figure 23. Generated IC50 values and median displayed in a vertical scatter plot, left Biomay serum, right PLUS serum.

SPT BM4 formulated BM4 Standard t0d1 Biomay Serum 0.60 80.65 12.52 t0d2 Biomay Serum 1.03 85.58 7.70 t0d3 Biomay Serum 0.63 42.60 9.77 Average Biomay Serum 0.75 69.61 9.99 t0d1 PLUS Serum 12.68 42.60 33.63 t0d2 PLUS Serum 1.79 23.43 11.21 Average PLUS Serum 7.23 33.01 22.42

Table 5. IC50 values (presented as µg/ml) as determined by the potency assay.

Development of a sandwich ELASA for quality control of the BM4 drug product

A major aspect of the project BM4SIT was quality control of the BM4 drug substance. Therefore, we

established a method to produce BM4-specific aptamers and to use them in an ELASA experimental

set-up in order to investigate folding and stability of the drug product. The identification of the BM4-

specific aptamers was performed using the SELEX selection process. In this respect, a pre-GMP batch

of BM4 was used and coupled to NHS-activated magnetic beads. The coupling efficiency was

analyzed with a dot blot assay using the previously described anti-BM4 antibody A1 (Fig. 24a). A

positive signal is indicated by a dark blue color caused by the enzymatically processing of the alkaline

phosphatase substrate. A strong signal of the BM4-coupled beads as well as of the positive control

BM4 was observable. Uncoupled beads and the second antibody control were negative. The brown

color resulted from the magnetic beads themselves. In figure 24b all double stranded polymerase

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chain reaction (dsPCR) products of the SELEX cycles 1 to 8 were listed. The dsPCR products of all

cycles were found at a molecular weight of approximately 150 bp. After the last cycle, non-modified

primers were used for the amplification (Fig. 24c). The resulting final dsPCR product was ligated into

a pGEM-T easy vector and then cloned into a bacterial host. The identification of positive clones was

performed using the colony-screening PCR method (Fig. 24d). Five duplicates of anti-BM4 aptamer

sequences that had a sequence identity of 100% were identified (Fig. 24e). The potential 3D structure

of the anti-BM4 aptamer sequences A1, A2, A3, A4 and A5 was generated using the online structure

prediction tool mfold Web server[84] (Fig. 24f). In case of aptamer A3, two possible 3D structures

were generated by the program.

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Figure 24. Evaluation of coupling efficiency of the NHS-activated magnetic beads coupled to BM4 in a dot blot assay using the mouse monoclonal anti-BM4 antibody A1 (a). The dsPCR products of the SELEX cycles 1 to 8 were found at a molecular weight of around 150 bp (b). Final dsPCR product using non-modified primers (c) was used for ligation into the pGEM-T easy vector and then cloned into a bacterial host. Positive bacterial clones were identified by colony-screening PCR (d). Five duplicate anti-BM4 aptamer sequences were identified (e) and called aptamer sequence A1 to A5. Potential structure of anti-BM4 aptamers using the mfold Web server (f).

In order to assess efficiency and specificity of the identified anti-BM4 aptamers, different approaches

were used. At first, the anti-BM4 aptamers were biotinylated and then applied instead of a primary

antibody in a dot blot experimental set-up in a concentration of 50 nM (Fig. 25a). Aptamers A1 and

A2 displayed a high reactivity to BM4, whereas the other three (A3, A4 and A5) were less reactive

and only a slight signal shadow was observable. Interestingly, all five aptamers exhibited a strong

reaction when the BM4-couple beads were coated on the membrane. None one of the aptamers

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recognized Bet v 1 in this assay. The detection antibody control was negative. The specificity of the

biotinylated anti-BM4 aptamers was further analyzed within an indirect ELASA (Fig. 25b). In this

experiment, aptamers A1 to A4 showed a high and specific reactivity towards the coated target

molecule, whereas the reactivity of aptamer A5 was rather weak and unspecific. With respect to

quality control of the BM4 drug product, the goal was to implement a sandwich ELASA (Fig. 25c).

Therefore, the biotinylated aptamers were immobilized in a concentration of 500 nM on streptavidin

coated ELISA plates and then incubated with the target protein. The mouse monoclonal anti-BM4

antibody A1 complemented the sandwich ELASA. As target proteins both, BM4 and Bet v 1 were

analyzed. The aptamer A1 showed the best reactivity towards the BM4 molecule, whereas reactivity

to Bet v 1 in this case was rather low. In the other four cases (A2 to A5) only moderate signal

difference was observable between BM4 and Bet v 1. In order to determine the most efficient

aptamer concentration for the sandwich ELASA, a titration experiment using only the aptamers A1

and A2 was performed based on the previous experiment (Fig. 25d). The titration experiment was

only done for BM4. The absorbance values were found in a plateau until 10 nM and then seemed to

drop rapidly.

Figure 25. Dot blot assay using biotinylated anti-BM4 aptamers A1 to A5 in a concentration of 50 nM (a). Indirect ELASA using the biotinylated anti-BM4 aptamers A1 to A5 in a concentration of 50 nM (b), coated was either BM4, Bet v 1 or Ova. The aptamers were tested in a sandwich ELASA set-up in a concentration of 500 nM (c). A titration experiment from 500 to 3.9 nM was performed to determine the ideal concentration of the aptamers A1 and A2 within the sandwich ELASA (d).

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Immunological evaluation of the BM4 drug product within the BM4SIT acute toxicity study

A major aspect of vaccine development is to evaluate the safety level of the drug product, which is

accomplished by toxicology studies. The toxicology studies are performed prior to first-in-man clinical

trials. In these studies, accurate animal models are used and the obtained data can be translated into

potential risks for participants of the clinical trial. Within the acute toxicity study the effects of a

single subcutaneous injection of formulated BM4 was investigated within two different mammalian

species, New Zealand White rabbits and Wistar rats. Our task within the acute toxicity study was to

evaluate the influence of the drug product on the humoral immune responses (IgG, IgE) of the two

species. In the rabbits, the serological BM4-specific IgG and the total IgE titers were quantified (Fig.

26a). The specific IgG titers were significantly increased compared to the pre-immunization but also

to the placebo group. No effect on the total IgE response could be shown. However, a significant

difference of the IgG response between the pre-placebo group and the pre-immunization group was

found, although both cohorts should be similar. The analysis of both groups was repeated, but the

result stayed consistent. The sera of the rats were analyzed upon the BM4-specific IgE, IgG1, IgG2a

and IgG2b levels (Fig. 26b). A single injection of the drug product resulted in a significant increase of

IgG1, IgG2a and IgG2b, whereas BM4-specific IgE titers remained unaffected. In contrast to the

results obtained for the rabbits, no statistical difference between the pre-placebo group and the pre-

immunization group was found in the rats.

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Figure 26. Determination of BM4-specific IgG and total IgE levels in rabbit sera within the acute toxicity study (a). BM4-specific IgE, IgG1, IgG2a and IgG2b levels were determined within rat sera of the acute toxicity study (b). For each animal, pre- and post-treatment serum samples were assayed by ELISA. The animals were grouped into P (animals treated with placebo) and Test (animals treated with formulated BM4 sample). Statistics were calculated using either a t-test or a paired t-test. All statistical analyses were performed using the Graphpad Prism 5 software; Ns, P > 0.05; *, P ≤ 0.05; **, P ≤ 0.01; ***, P ≤ 0.001.

An important aspect was to examine if the induced BM4-specific antibodies are cross-reacting with

Bet v 1 (Fig. 27a, b). In this experiment there was no need to analyze all placebo samples individually,

therefore we pooled the serum samples of each group in order to have some background indication

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(dashed line). The same pattern of Bet v 1-specific IgG induction was found in both animal species, as

reported for BM4. All in all, the titers were slightly lower than found for BM4. There was again no

induction of Bet v 1-specific IgE titers within the rat serum samples.

Figure 27. Determination of Bet v 1-specific IgG levels in rabbit sera (a) and of Bet v 1-specific IgE, IgG1, IgG2a and IgG2b in rat sera of the acute toxicity study (b). For each animal, pre- and post-treatment serum samples were assayed by ELISA. The sera of the placebo group were pooled (dashed line). Statistics were calculated using a paired t-test. All statistical analyses were performed using the Graphpad Prism 5 software; Ns, P > 0.05; *, P ≤ 0.05; **, P ≤ 0.01; ***, P ≤ 0.001.

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Immunological evaluation of the BM4 drug product within the BM4SIT repeated toxicity study

Here, the evaluation of the humoral immune response (IgG and IgE) induced by a bi-weekly

immunization of Wistar rats over a period of six months with either the human clinical dose of BM4

or a high dose (double the intended clinical dose) of the drug product is presented (Fig. 28). A

placebo control group was also included in the repeated toxicity study. IgG1, IgG2a and IgG2b level of

both, the clinical and the high group were intensively increased compared to the placebo group.

Interestingly, when analyzing IgG2a a slight statistical difference between the clinical and the high

cohort was found (P ≤ 0.05), indicating that immunizations using the double clinical dose induced an

even higher IgG2a immune response. In contrast to the results of the acute toxicity study, the

analysis of the humoral immune response induced by repeated injections of the drug product,

resulted in elevated IgE titers in both clinical and the high groups. Considering the magnitudes of the

endpoint titers, the induction of IgE titers was way lower in relation to the IgG titers.

Figure 28. BM4-specific IgE, IgG1, IgG2a and IgG2b levels in rat sera of the main group were determined by ELISA. The animals were grouped into Placebo, Clinical (animals treated with human clinical dose; 80 µg BM4/1 mg alum/0.9% NaCl in 500 µl) and High (animals treated with 160 µg BM4/1 mg alum/0.9% NaCl in 500 µl). The median of each data group is shown in the scatter plot. Statistics were calculated on transformed data (Y=Log[Y]) using a one-way ANOVA. A Bonferroni post test was used to compare all groups with each other. All statistical calculations were performed using the GraphPad Prism 5 software; Ns, P > 0.05; *, P ≤ 0.05; **, P ≤ 0.01; ***, P ≤ 0.001.

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In the repeated toxicity study there was another group of animals that was sacrificed after a 6-week

observation period and called the “recovery group”. In toxicity studies, the purpose of a recovery

group is to investigate whether the induced toxicological effects observed when completing the

dosing phase remain or are reversible. Here, the recovery group was analyzed upon the ability to

maintain a specific immune response towards the drug product (Fig. 29). Although, the levels of all

three IgG subtypes of the clinical and the high group decreased a little bit compared to the main

group (Fig. 28), the immune response was still remarkably high. In contrast, the IgE titers drop

completely and there was no statistically significant difference between all three groups observable.

Within the recovery group, the difference between the placebo and the clinical group was not

statistically significant in none of the four cases.

Figure 29. BM4-specific IgE, IgG1, IgG2a and IgG2b levels in rat sera of the recovery group were determined by ELISA. The animals were grouped into the same groups as described for the main group of the repeated toxicity study (Placebo, Clinical and High. The median of each data group is shown on the scatter plot. Statistics were calculated on transformed data (Y=Log[Y]) using a one-way ANOVA. A Bonferroni post test was used to compare all groups with each other. All statistical calculations were performed using the GraphPad Prism 5 software; Ns, P > 0.05; *, P ≤ 0.05; **, P ≤ 0.01; ***, P ≤ 0.001.

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Discussion

The all-embracing objective of the project BM4SIT is to find a safer, more efficient and patient-

friendlier alternative to current AIT therapeutic approaches. With regard to a first-in-man clinical

trial, a detailed characterization of the BM4 drug product is required. With respect to the

physicochemically determination of the BM4 molecule, the generated results were in accordance

with previously published data. The purity of BM4 was determined by SDS-PAGE. Protein identity was

confirmed by mass spectrometry. The secondary structure elements of recombinant Bet v 1 and its

hypoallergenic mutant were compared using CD and FTIR spectroscopy. Analyzing the recorded CD

spectra at 20°C revealed two distinctly different protein configurations. In contrast, when measuring

the proteins at 95°C both spectra were similar. Both, the Bet v 1 and the BM4 CD spectrum display

comparable pattern like the published ones[74, 85, 86]. However, minor discrepancies to the

reported CD data by Wallner et al. are found[74]. In our case, the spectrum minima of both proteins

align when measured at 20°C. This difference can occur due to concentration issues.

The FTIR data obtained for BM4 and Bet v 1 are in good accordance with the result of the CD spectra

both proteins. The amide I band is the most sensitive region of a FTIR spectrum and characterized by

the C = O stretch vibrations of the peptide bonds[87, 88]. The signal generated in this region reflects

the secondary structure elements of a protein. The FTIR spectroscopic analysis of the amide I band

and the thereof calculated second derivative of both proteins at 25°C revealed that the β-sheet

content of BM4 is diminished massively compared to Bet v 1. This distinct loss of the typical Bet v 1

fold has been described in the literature[74]. Also here we found slight deviations to the published

results. For Bet v 1, our determined 28.054% of α-helices and 38.226% of β-sheets is in good

accordance with the theoretical value as well as the published data. Concerning BM4, we found

22.012% of α-helices and 12.447% of β-sheets. According to the data of BM4 published by Wallner et

al.[74], the protein possess a fold containing 9.9% of α-helices and 17.7% of β-sheets, but is

contradictory to their second derivative data, which explicitly display a higher α-helical than β-sheet

content as specified by the higher characteristic peak at 1655 cm-1. Since the data of both

experiments were vector-normalized and thus became concentration-independent, there are only

two possible explanations for the differing results. Either the background signal of the published

result was not accurately subtracted, which is indicated by the deviation of the signal at positions like

1690, 1595 and 1550 cm-1 that in our case perfectly align, or it is a matter of batch-to-batch

variability. Furthermore, FTIR spectroscopy is more reliable and sensitive for β-sheet that for α-

helical structures [89].

The same discrepancies between our and the published data are found in the determined

hydrodynamic radiuses of Bet v 1 and BM4, 1.8 and 2.1 nm in our experiment and 2.1 and 3.0 nm in

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the published experiment, respectively[74]. Even in terms of proteolytic stability we were able to

show that BM4 is slightly less stable than Bet v 1, which is also on the contrary to the publication by

Wallner et al[74]. This difference most likely results from the activity and quality of the isolated

microsomes that were used within the experiment. We found out that storage of isolated

microsomes for more than one night at -70°C can decrease their proteolytic activity; therefore, the

herein presented experiments were performed with the same batch of microsomes. Also slight

differences in the buffer pH were shown to have this potential[53]. Besides that, it was planned to

use the BM4 molecule as a reference for non-ligand binding for the ligand binding study presented in

chapter 1, since the hydrophobic cavity of Bet v 1 is not supposed to be accessible for ligands [74].

Nevertheless, the combination of BM4 and PPE1 increased the stability of BM4 towards proteolytic

degradation; although not as much as it was the case for Bet v 1. There are two possible explanations

for that. Either PPE1 is able to bind BM4 somewhere else as in the cavity, or it possesses an inhibiting

effect on endo- or exoproteases. On the other hand, phytoprostanes are described as non-enzymatic

lipid peroxidation products[90, 91]. However, nothing related to this topic can be found in the

literature.

Within the project BM4SIT, the BM4 hypoallergen will be investigated in a first-in-man clinical trial

and in this case will be used adsorbed to aluminum hydroxide. Therapeutic vaccines that are

formulated with aluminum hydroxide are not supposed to be stored below 0°C since freezing of the

preparation provokes adjuvant particle aggregation[92]. According to the patient information leaflet

of Alutard SQ®, AIT vaccines based on pollen extracts are usually stored at 4°C for maximal six

months[93]. Although the BM4 that was used in this study to monitor the effects of storage

conditions on the protein was not formulated, storing the protein at 4°C for six months should also

be feasible.

A BM4-specific sandwich ELISA was established in order to monitor the integrity of the immune

epitopes of the hypoallergenic BM4 in course of quality control during drug development (Fig. 18d).

Considering that it takes a 100,000 fold higher amount of Bet v 1 than BM4 to reach an absorbance

signal of 0.5 (OD405) underlines the specificity and sensitivity of the established assay. So far, the

assay was only performed with unformulated BM4. Next step would be to perform the assay with the

formulated drug product and to compare it with unformulated BM4. On the contrary, the sandwich

ELISA performed using an anti-Bet v 1.0101 antibody was less sensitive (Fig. 18c), which can be

traced back mostly onto the specificity of the antibody towards Bet v 1.0101 and not the BM4

molecule.

In addition to this immunological characterization used for quality control of BM4, a potency assay

was established to assess the potency of the drug product. The purpose of the BM4-potency assay is

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to provide detailed information about the impact of temperature over a period of time on the

potency of the drug product. The potency determined by IC50 values of each, formulated BM4 and

the BM4 SPT solution is used in order to evaluate the suitability of the drug product for the clinical

study of BM4SIT. For an accurate IC50 determination a sigmoidal curve behavior is necessary, and

the standard (unformulated BM4) and the sample curves have to be parallel to each other in order to

compare the potency of the drug product with the potency of the standard[94]. To achieve a

sigmoidal curve behavior the original potency assay protocol (as presented in Fig. 19) was refined

(Fig. 20) and finally the resulting potency assay met all the requirements for a correct IC50

determination (Fig. 21).

To verify the efficacy of the established potency assay, the assay was performed in course of Non-

GMP stability testing using either a polyclonal anti-BM4 rabbit serum from Biomay or from PLUS for

the inhibition (Fig. 22). The three GMP samples, formulated BM4, formulated placebo and a BM4 SPT

sample were used and compared with the unformulated BM4 standard. When analyzing the three

potency assays that were performed using the Biomay sera, it seems obvious that the BM4 SPT

sample possesses a higher inhibition potential in terms of IC50 concentration than the aluminum

hydroxide-formulated BM4, and in two of the three cases the inhibition capacity was even higher

than the standard. However, the BM4 SPT curve reaches a maximal inhibition plateau at

approximately 75%, and thus it is lower than the maximal inhibition of the standard (100%). The

comparison with the maximum inhibition value of the aluminum hydroxide-formulated BM4 sample

is not meaningful since the derived curve does not reach the top plateau, but still it appears that it

will jut out the SPT curve. The BM4 SPT sample, which contains glycerol in the final formulation, was

measured for the first time within this potency assay set-up. Therefore no reference data are

available for comparison yet. In future, the influence/interference of glycerol upon the assay has to

be determined, although nothing regarding this topic can be found in the literature. In case of the

standard, for the inhibition curves a noticeable bottom and top plateau were reached. Furthermore,

we found negligible effects of interference caused by aluminum hydroxide only at the highest

concentration of the placebo sample. The rest of the placebo curve exhibited only a background

inhibition signal fluctuating around 0% of inhibition. Therefore, it was not possible to analyze the

curve and to generate the IC50 of the placebo sample. When analyzing the GMP samples using the

PLUS sera mix, the same pattern occurred. However, it has to be mentioned that in this case the

standard curve matched the curve of the formulated drug product. This almost perfect curve overlay

between the sample curve and the standard was not found when the assay was established using the

PLUS sera mix (Fig. 21). This can be due to batch-to-batch variation and the decreased potency of the

formulated BM4 that was used for establishing the assay. We received the formulated sample from

Biomay at the 28th of September, 2016. The final experiments to set-up the potency assay were 79

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performed by end of November, 2016. Therefore, it can be concluded that the formulated sample

used to establish the assay was stored for two months at 4°C, which can result in decreased potency

compared to analyzed stability batch that was immediately analyzed upon receipt. In general, the

potency assay showed a high reproducibility that is also reflected by the generated IC50 values (Table

5, Fig. 23). As expected from the curve behavior, the lowest IC50 values were found for SPT BM4,

followed by the BM4 standard. The formulated BM4 exhibited the highest IC50. The IC50 is a

measure of the effectiveness of a substance and thus is inversely proportional to its potency,

meaning a low IC50 is an indicator for a potency of the drug product[95, 96]. Hence, it can be

concluded that the potency and the inhibition potential of formulated BM4 is decreased compared

to unformulated BM4. The phenomenon that adsorption to aluminum hydroxide may affect the

potency of a substance is also discussed in the literature[92, 97].

A technique was established to address the 3D structure integrity of the BM4 molecule in course of

quality control using an ELASA experimental set-up with identified BM4-specific aptamers. In total,

five duplicates of anti-BM4 aptamer sequences, which displayed a sequence identity of 100%, were

identified with the SELEX method (Fig. 24). Sequences that are occurring more frequently than others

are supposed to bind more efficiently the target than other aptamer sequences[98-100]. Different

assays were used to determine the specificity of the identified aptamers, including dot blot assays

and indirect ELASAs (Fig. 25). Biotinylated aptamers were used in this respect. In the dot blot

experiment, the reactivity of the aptamers was stronger towards BM4-coupled beads than towards

the single BM4 molecule. Usually, reported aptamer sequences range between 15 to 70 nucleotides

in length, of course dependent on the target size[100]. The dot blot results and the relatively big size

of the aptamer sequences indicate that identified aptamers are probably more specifically

recognizing the BM4-bead complex than the single molecule. Within the indirect ELASA experiment,

the BM4-bead complex was not investigated, although performing the assay with such should

definitely be considered in future. In the indirect ELASA, all five aptamer sequences were neither

recognizing Bet v 1 nor ovalbumin, demonstrating that the aptamers are BM4-specific. The same

result was observed with the dot blot assay. However, it has to be mentioned that the ELASA signal in

respect of the BM4 molecule was highly fluctuating. Hence, the assay stability has to be more refined

regarding reproducibility. When performing a sandwich ELASA with the BM4-specific aptamers in

combination with the mouse monoclonal anti-BM4 antibody A1, in general a high reactivity towards

Bet v 1 was observed. This either resulted from unspecific background signal caused by the coated

streptavidin or from the mouse monoclonal anti-BM4 A1 antibody that was shown to react also with

Bet v 1. Although this is very unlikely since the aptamers-binding is BM4 specific. Anyways, the

reason for the unspecific binding within this sandwich ELASA experiment needs to be clarified.

Therefore, it would be worth trying to replace the antibody by the polyclonal anti-BM4 rabbit sera 80

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mix. On the other hand, when BM4 was titrated in the sandwich ELASA experiment, the absorbance

signal was found in a plateau until 10 nM and then dropped. This range of aptamer specificity is

similar to what is reported in the literature[81]. Another important thing that needs to be

investigated is the influence of biotinylation on BM4 accessibility and binding reactivity, but with a

different experimental approach. Moreover, it is recommended to identify shorter aptamers not only

with respect to generate more specific aptamers but also to have a control of the SELEX method per

se.

Within the BM4SIT acute toxicity study the humoral immune response (IgE and IgG) in NZW rabbits

and Wistar rats caused by a single subcutaneous injection of the BM4 drug product was evaluated. In

course of the following repeated toxicity study, then the IgG and IgE immune response induced by a

bi-weekly immunization of Wistar rats over a period of six months was investigated. A single

subcutaneous injection was able to induce a robust BM4-specific IgG immune response in both

investigated animals, whereas the IgE antibody titers remained unaffected (Fig. 26). An unpaired t-

test revealed that there is a highly significant difference (P ≤ 0.001) between the two groups, pre-

placebo and pre-immunization when analyzing BM4-specific rabbit IgG (not shown in figure 26a, IgG).

Although the measurement and the titer determination were repeated for both groups, there is no

proper explanation for this increased basal BM4-specific IgG level. Next, the cross-reactivity of the

induced BM4-specific antibodies regarding Bet v 1 was investigated (Fig. 27). Albeit the Bet v 1-

specific titers were slightly lower compared to the BM4-specific response, the same pattern of IgG

and not IgE induction is apparent. This indicates that BM4 is a potent immunogen, able to channel

the immune response towards Th1, and capable of inducing a high, Bet v 1-crossreacting IgG immune

response that potentially possesses blocking activity in humans. In humans, there are four subtypes

of IgG: IgG1, IgG2, IgG3 and IgG4[101]. In contrast, rats express IgG1, IgG2a, IgG2b and Ig2c[102].

Although the subtypes of Ig classes between human and rodents are not directly correlating, it is

clear that the relevant Th2 cytokine IL-4 induces IgG1 and IgE in mice, whereas in humans, a class-

switch towards IgG4 and IgE is induced[103]. This fact also strengthens the hypothesis that the strong

IgG response found in the two investigated species can be translated into a blocking IgG response in

human. Sequence comparison revealed that the constant region of rat IgG2b is most homologous to

mouse IgG2a and IgG2b, whereas the constant regions of rat IgG1 and IgG2a are most homologous to

the constant region of mouse IgG1[104]. Therefore, we have focused on IgG1, IgG2a and IgG2b when

analyzing the rat sera. IgG2c was omitted. In contrast, rabbits only have one IgG subclass.

The immune response induced during the repeated toxicity study only differed a little bit from the

acute toxicity one. With regard to IgE, two distinct populations of the clinical and the high group

were found. On the one hand those who had marginally increased IgE titers, and on the other hand a

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population where the production of BM4-specifc IgE was not induced. Although between the clinical

and the high group a few significant differences were identified, the clinical group is inducing a

robust IgG immune response (Fig. 28). In comparison, the slightly elevated IgE titers dropped

completely in the recovery group, whereas the relevant IgG responses remained (Fig. 29). In mice,

repeated subcutaneous immunizations with BM4 resulted in high levels of Bet v 1-specific IgG1 and

IgG2a, but also Bet v 1-specific IgE antibodies. In this experiment, BM4 was able to induce murine IgG

antibodies that possessed the ability to block the binding of human serum IgE to Bet v 1[74]. In

another mouse model, the animals were sensitized subcutaneously with Bet v 1 adsorbed to

aluminum hydroxide and afterwards treated either with Bet v 1, BM4 or PBS, followed by an aerosol

challenges. The resulting immune response was analyzed and revealed that BM4 induced a high level

of Bet v 1 cross-reactive IgG antibodies. Compared to Bet v 1, the treatment with BM4 in this in vivo

model significantly reduced Bet v 1-specific IgE levels[76]. Hence, it can be concluded that the

immune response induced by BM4 is species-specific, dependent on the antigen dose as well as the

numbers of antigen applications.

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Chapter 3: General discussion and conclusion

This thesis provides useful insights on allergenicity of proteins and the characteristics that are

responsible for it such as, induction of allergic sensitization (Th2 immune response), IgE reactivity,

protein stability, and processing. Since the major purpose of this thesis was to investigate the reason

why Bet v 1 is the major allergen found within birch pollen, the clinical relevance of this research and

its impact on following studies is not deniable. This kind of basic research is necessary in order to find

the villain that responsible for allergic sensitization towards Bet v 1 and, in allergic patients, the

thereof resulting clinical manifestations. Whenever the real cause will be discovered, prophylactic

and/or protective strategies can be developed in order to treat birch pollen allergy or even to

eliminate the onset of such.

Here we found that besides the influences of ligand binding on the stability of the protein no

significant impacts on its immunogenicity and allergenicity occurred. However, we could

demonstrate that pollen extracts have the potential to induce Th2 polarization, whereas Bet v 1 lacks

this property, even in a mixture with immune-modulatory ligands and TLR-2 and TLR-4 agonists.

Therefore, we want to state that it would probably make more sense to focus on the identification of

a co-stimulatory, sensitization-inducing substance found in the pollen and the next reasonable step

would be to investigate the interaction of such with Bet v 1. However, so far we cannot exclude that

this substance is a potential ligand of Bet v 1. These findings will prompt researches to consider the

pollen context as a relevant source for co-stimuli that induce sensitization, and not just focus on the

allergens themselves.

Additionally, we investigated the efficacy of the Bet v 1 homologues hypoallergen, BM4. The

objective of the project BM4SIT is to use the hypoallergenic molecule in a first-in-man clinical trial.

BM4 has the potential to become a safer and more efficient alternative to the birch pollen extracts

that are currently used in AIT. As part of this doctoral thesis, we provided detailed information on the

characterization of the BM4 molecule, and developed different analytical methods for quality control

of the drug product in order to guarantee that the product is safe and effective before its application

in the clinical trial. In this context, quality control is a major aspect of drug development. Further, the

induction of a humoral immune response (IgE and IgG) by the subcutaneous administration of the

BM4 drug product was investigated in two different mammalian species. This has been done in order

to investigate efficacy, but also evaluate the safety level of the drug product. In general, we could

demonstrate that BM4 is an effective immunogen and able to induce a strong and potentially

protective IgG immune response, which is cross-reactive to Bet v 1. From the data we generated so

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far and that are described in detail in this thesis, we can conclude that BM4 possess the potential to

revolutionize current AIT therapeutic approaches by offering a safer and more effective alternative.

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