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Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and Technology Studies (CWTS), 1980–2016 Sabrina Petersohn & Thomas Heinze, University of Wuppertal Science, Technology and Innovation Indicators Conference 2017, Paris Sept 8 2017 BibPro: Research Evaluation in Transition: The Institutionalization of Bibliometrics as a Research Field and Professionalization as an Expert Field

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Page 1: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

BibliometricResearchAssessmentasProfessionalJurisdiction?InsightsfromtheHistoryoftheLeidenCentreforScienceand

TechnologyStudies(CWTS),1980–2016

SabrinaPetersohn&ThomasHeinze,UniversityofWuppertalScience,TechnologyandInnovationIndicatorsConference2017,Paris

Sept82017

BibPro: ResearchEvaluationinTransition:TheInstitutionalizationofBibliometricsasaResearchFieldandProfessionalizationasanExpertField

Page 2: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

Professionaljurisdiction (Abbott1988)

Professionals:Diagnosis,inference,treatment

Commodities:Knowledgestored inartefacts

Academicsector:Abstractknowledge system

Clients:Complex individualcases

Professionaljurisdiction

Page 3: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

Expertorganizationsinevaluativebibliometrics

Contract research institutesand consultancies

Databaseproviders (i.e.Clarivate,Elsevier)

EvaluativeBibliometricsas academic field

Researchorganizations,funding organizations

Professionaljurisdiction

Page 4: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

Dataset

Interviewmaterial•12expertinterviewswithcurrentandformerCWTSmembersandsciencepolicyexpertsfromKNAW,VSNU,RathenauInstituteandQANUArchivalmaterial•492CWTScontractresearchprojectreports•CWTSAnnualReports1986-2010•FacultyReportsLeidenUniversity1995,2000•295evaluationreportsissuedduringtheVSNUprotocolevaluations(1994,1998)andSEP(2003,2009)•Evaluationprotocols(VSNU1993,1994,1998,SEP2003,2009,2015)•Legislativeandpolicydocuments

Page 5: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

Emergenceofquantitativeresearchassessmentasajurisdiction

• Technologicalchange:ScienceCitationIndex

• Sciencepolicydemands:Fundingdecisions,prioritiesandaccountability

– Netherlands:expertiseinpolicy-relevantsciencestudieswasbuiltupinaministerialdepartment,anadvisorycouncilandinsciencestudiesgroupatLeidenUniversity

– MinistryofEducationandScienceandResearchCouncilNWOfundlong-termresearchprogramsinScienceandTechnologyindicators

Page 6: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

ProfessionalclaimofCWTSasanexpertorganization

ProfessionalclaimofCWTS– Bibliometricsasadiagnostictool:

„Theessenceisthatwecameupwithatoolthatenabledexpertsinthefieldtoidentifyemerginggroups.Thatwaswhatitwasallabout- emergingordeclining.“ (InterviewHenkMoed)

Bibliometricsas„quantitativecoreofpeerreview“ (vanRaan1996):“Thereforethesupportofpeerreviewbybibliometricsisa(sic!)indispensablepartoftheevaluationprocedure.“ (vanRaan1999:418)

Page 7: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

CognitivebasisofCWTSclaimtoexpertise

Cognitiveclaimbasedon

•Meticulouscollectionandcarefulprocessingofpublicationandcitationdata•methodoffieldnormalization•thecreationofamodifiedin-houseversionoftheISI-databasesspecificallyadaptedtopurposesofresearchevaluation(Moedetal.1995)

Page 8: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

CommunicationofCWTScognitiveclaimintheacademicfield

1985 1990 1995 2000

Page 9: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

CWTSsocialclaimtoexpertise

1985 1990 1995 2000

Page 10: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

AcceptanceofCWTSsocialclaims–clientstructure

N=492CWTScontractresearchreports

Page 11: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

Formativephase1986-1993

Page 12: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

Expansionphase1994-2007

Page 13: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

Consolidationanddiversificationphase2008-2015

Page 14: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

ThreatstoCWTSpositionintheexpertfieldofevaluativebibliometrics

N=295EvaluationreportsfromVSNUProtocolandSEPevaluations

Page 15: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

CWTScognitiveclaimstoconsolidateitspositionintheexpertfield

2005 2010 2015 2020

Page 16: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

CWTSsocialclaimstoconsolidateitspositionintheexpertfield

2005 2010 2015 2020

Page 17: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

Thankyouforyouattention.

Questionsandcomments:[email protected]

Page 18: Bibliometric Research Assessment as Professional … · Bibliometric Research Assessment as Professional Jurisdiction? Insights from the History of the Leiden Centre for Science and

Petersohn,S.(2016):Professionalcompetenciesandjurisdictionalclaimsinevaluativebibliometrics:Theeducationalmandateofacademiclibrarians.EducationforInformation,32(2),165-193.

Jappe,A.;Heinze,T.;Pithan,D.(underreview):ReputationalControlandtheProfessionalizationofEvaluativeCitationAnalysis.

Petersohn,S.;Heinze,T.(underreview):ProfessionalizingBibliometricResearchAssessment?InsightsfromtheLeidenCentreforScienceandTechnologyStudies(CWTS).(1980-2016).

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