bill white 2008 financial disclosure

8/9/2019 Bill White 2008 Financial Disclosure

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CO y78 71 1-2070 (51")463-5800 1-800-325%06Texas Ethics Commission POBox 12070 Austin Texa c PERSONAL FINANCIAL STATEMENT FORM PFS

Filed in accordance with chapter 572 of the Government Codecovering calendar year ending December 31 , 2008.

Use FORM PFS - INSTRUCTION GUIDE when completinq this form,1 NAME T I T c ~ . FIRST, MI

Mr. WILLIAM H.N I C K N A M ~ , LAST, SuFFIX

WHiTE

2 ADDRESS901 BAGBYHOUSTOf\I, TX 77002

I (CHECK IF FILER'S HOlv1" I\DDRESS;03 TELEPHONE

NUMBER

4 REASONFOR FILINGSTA',-Er-JiENT

A R ~ A CODE t;UMBER'EXTi::.NSICJN

(832) 393. 1000

0 C A N D I D f \ ~ E I ZJ EI_ECTED O : = r : I C E f - ~ _MAYOR OF HOUSTON (INDICftTI=.: O;=FICE)I o APPOINTED OFFICEr; ____ IINDICATE ASF:NCYIII(Ii 'JDI:/,TE /,GEr,CYi0 EXECUTIVE H ~ : A O ..--"

0 FORMER QF< RETiRED JUDGE SIHING BY ASSIGNMENTI 0 STATE PARTY CH)\IR (INDIC/\ TEO PARTYI0 OTHER ( I ~ " D I C A T E POSITION)

COVER SHEETPAGE # Page 1 of 49ACCOUNT/!

OFFICE USE ONLYDare Received

~ / t~ : : . '. "";:

Recero: #. -":",, .. .""" ~ , -"v (;~ , "J ID/PM v ~ Amount j

l-egal /:;:Dale Processed " ~

Date Imaged

(INDICATE OFcICE\

lFamily members whose financial activity you are reporting (filer must report information about the financial activity of the filer'sspouse or dependent children if the filer had actual control over that activ ity):

ANDREA F. WHITESPOUSE

IIIIII

IIIIIDEPENDENT CHILO 1 WILLIAM F. WHITE _

2. STEPHEN WH ITE _ELENA WHITE-==.;..,;,;",..:.....:...:c:...:.:.-= _

In parts 1 through 18, you will disclose your financial activity during the calendar year. In parts 1 through 14. you arerequired to disclose not only YOUI own financial activity, but also that of your spouse or a dependent child if you had actual controlover that person's financial activity.COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

T X ~ ~ F S So'tware Vt 'YS!OI ! 1.0_2


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Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512\463-5800 1-800-325-8506PART 1ASOURCES OF OCCUPATIONAL INCOME

o NOT APPLICABLEWhen reporting information about a dependent child's activity, indica te the child aoout whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 INFORMATION RELATES TO

2 EMPLOYMENT[Z] EMPLOYED BY ANOTHER

o SELF-EMPLOYED

INFORMATION RELATES TO

EMPLOYMENTo EMPLOYED BY ANOTHER

[Z] SELF-EMPLOYED

INFORMATION RELATES TO

EMPLOYMENT

o EMPLOYED BY ANOTHER

[Z] SELF-EMPLOYED

[Z] FILER o SPOUSE o DEPENDENT CHILDNAME AND ADDRESS OF EMPLOYER! POSITION HELDo (Check if Filer's Home Address)

CITY OF HOUSTON901 BAGBYHOUSTON, TX 77002

NATURE OF OCCUPATIONMAYOR OF HOUSTON

[Z] FILER o SPOUSE o DEPEt\IDENT CHILD!

NAME AND ADDRESS OF EMPLOYER / POSITION HELD[Z] (Check ifFiler's Home Address)

101 STABLEWOOD CTHOUSTON, TX 77024

NATURE OF OCCUPATIONBOARD MEMBER/CONSULTANT

o FILER [Z] SPOUSE o DEPENDENT CHILDNAME AND ADDRESS OF EMPLOYER / POSITION HELD

[Z] (Check if Filer's Home Address)

101 STABLEWOOD CTHOUSTON, TX 77024

NATURE OF OCCUPATIONWRITER

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARYT X ~ P r S So hware Verstor i .0.2


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. ~ exas Ethics Commission P n Box 12070 Austin Texas 787 1 1 . 2 0 7 0 (512)463-5800 1-800-32"-8506STOCK PART 2o NOT APPLICABLE

list each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar year --and indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information. see FORM PFS--INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY loJAMEAbbott Laboratories2 STOCK HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE D DEPENDENT CHILD --3 ~ - J U M B E R OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 [Xl 1.000 TO 4,999

D 5.000 TO 9.999 o 10.000 OR MORE4 IF SOLD [ZJ NET GAIN D LESS THAN $5,000 o $5,000 - $9,999 D $10000 - $24,999 [Xl $25,000--OR MORED NET LOSS

BUSINESS ENTITY NAMEAMDOCS limitedSTOCK HELD OR ACQUIRED BY [ZJ FILER [Xl SPOUSE D DEPENDENT CHILD - -NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 [Xl 1,000 TO 4,999

D 5,000 TO 9,999 o 10.000 OR MOREIF SOLD o NET GAIN D L.ESS THAN 55,000 o 55.000 - $9,999 D S10,000 - $24,999 D $25,000--OR MORED NET LOSSBUSINESS ENTITY NA-tviEAmerican Financial Realty TrustSTOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE [Xl DEPENDENT CHILD 123--hJUMBER OF SHARES o LESS THAN 100 o 100 TO 499 D 500 TO 999 D 1,000 TO 4,999

[Xl 5,000 TO 9,999 o 10.000 OR MOREIF SOLD o NET GAIN D LESS THAN 55,000 o $5.000 - $9.999 D $10,000 - $24,999 [Xl $25,000--OR MORE[Xl NET LOSSBUSINESS ENTITY NAMEAmgen, Inc.STOCK HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE D DEPENDENT CHILD --NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 [Xl 1,000 TO 4.999

D 5,000 TO 9,999 o 10,000 OR MOREIF SOLD D NET GAIN D LESS THAN $5,000 o $5,000 - $9.999 D 510.000 - $24.999 D $25,000--OR MOf=


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c cTexas EthicsCommission POBox '1 -070 Austin Texas 78711-2070 (512)463-5800 1-800-32:0-8506.STOCK PART 2o NOT APPLICABLE

List each business entity in which you.your spouse or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate th ecategory of the amount of the net gain or loss realized from the sale. For more information see FORM PFS-INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

NAME1 BUSINESS ENTITY Baker-Hughes[Xl FILER [Xl SPOUSE o DEPENDENTCHILDSTOCK HELD OR ACQUIRED BYo LESS THAN 100 o 100 TO 499 o 500 TO 999 [Xl 1,000 TO 4,999NUMBER OF SHARESD 5,000 TO 9,999 o 10.000 OR MORE

4 IF SOLD o NET GAIN D LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 [Xl $25,000--OR MORE[Xl NET LOSSNAMEBUSINESS ENTITY Berkshire Hathaway A share

[Xl FILER [Xl SPOUSE o DEPENDENTCHILDTOCK HELD OR ACQUIRED BYNUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999

D 5,000 TO 9,999 D 10,000 OR MOREo NET GAINIF SOLD o LESS THAN $5.000 o $5,000 - 59,999 0$10000 - $24999 o $25,000--OR MOREo NET LOSS

NAMEBUSINESS ENTITY Berkshire Hathaway B shareD FILER o SPOUSE [Xl DEPENDENTCHILD 123STOCK HELD OR ACQUIRED BY

NUMBER OF SHARES [Xl LESS THAN 1DO o 100 TO 499 0500 TO 999 o 1,000 TO 4,999D 5,000 TO 9.999 o 10,000 OR MOREo NET G A l t ~IF SOLD D LESS THi\N $5.000 D $5000 - $9999 o $10,000 - 524.999 o 525,OOO--OR MOREo NET LOSS

NAMEBUSINESS ENTITY BiDgen Idec. Inc[Xl FILER [Xl SPOUSE o DEPENDENT CHILDTOCK HELD OR ACQUIRED BY

NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 0500 TO 999 [Xl 1,000 TO 4,999D 5.000 TO 9,999 o 10,000 OR MORE

IF SOLD o NET GAINo NET LOSS D LESS THAN S5000 D $5,000 - 59,999 o $10.000 - 524,999 o S25,000--OR fvlORE

BUSINESS ENTITY BJ Services CO. NAME

STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD - NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4,999

D 5,000 TO 9,999 [Xl 10,000 OR MOREIF SOLD o r ~ E T G A l t ~ D LESS THAN 55.000 D $5,000 - $9.999 D $10000 - 524999 D 525.000--0R MOREo NET LOSS

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYTX-PFS Software \'e,-sID,'1 1 ~ j , 2

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Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (5121463-5800 1-800-325-8506PART 2 !STOCKD NOT APPLICABLE

List each business entity in which you,and indicate the category of the number of shares held or acquired,category of the amount of the net gain or loss realized from the sale,INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you areproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY Cheniere Energy2 STOCK HELD OR ACQUIRED BY IX] FILER IX] SPOUSE3 NUMBER OF SHARES o LESS THAN 100 o 100 TO 499

IX] 5,000 TO 9,999 o 10,000 OR MORE4 IF SOLD o NET GAIN o LESSTHAN $5,000 o $5,000 - $9,999IX] NET LOSS

BUSINESS ENTITY China Mobile HK Ltd SPN ADRSTOCK HELD OR ACQUIRED BY o FILER o SPOUSENUMBER OF SHARES o LESS THAN 100 D 100 TO 499o 5,000 TO 9,999 D 10,000 OR MOREIF SOLD IX] NET GAiN o LESS THAN $5,000 o $5,000 - $9,999o NET LOSSBUSINESS ENTITY China Telecom Corporation LTD Sponsored ADRSTOCK HELD OR ACQUIRED BY IX] FILER IX] SPOUSENUMBER OF SHARES o LESS THAN 100 o 100 T0499o 5,000 TO 9,999 o 10,000 OR MOREIF SOLD IX] NET GAIN o LESS THAN $5,000 o $5,000 - $9,999o NET LOSSBUSIf\IESS ENTITY Cisco Systems, Inc.STOCK HELD OR ACQUIRED BY IX] FILER IX] SPOUSENUMBER OF SHARES o LESS THAN 100 o 100 TO 499o 5,000 TO 9,999 IX] 10,000 OR MOREIF SOLD o r ~ E T GAIN o LESS THAN $5,000 o $5,000 - $9,999o NET LOSSBUSINESS ENTITY Coca-Cola CompanySTOCK HELD OR ACQUIRED BY IX] FILER IX] SPOUSENUMBER OF SHARES o LESS THAN 100 o 100 TO 499o 5,000 TO 9,999 o 10,000 OR MOREIF SOLO o NET GAIN o LESS THAN $5,000 o $5,000 - $9,999o NET LOSS

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

your spouse, or a dependent child held or acquired stock during the calendar yearIf some or all of the stock was sold, also indicate theFor more information, see FORM PFS-

reporting by

NAME

-o 1,000 TO 4,999IX] $25,000--OR MORE

NAME

123-o 1,000 TO 4,999o $25,000--OR MORE

NAME

-IX] 1,000 TO 4,999

IX] $25,000--OR MORENAME

-o 1,000 TO 4,999o $25,000--OR MORE

NAME

- IX] 1,000 TO 4,999

o $25,000--OR MORE

o DEPENDENT CHILD0500 TO 999

o $10,000 - $24,999

IX] DEPENDENT CHILDIX] 500 TO 999

IX] $10,000 - $24,999


o $10,000 - $24,999


o $10,000 - $24,999

o DEPENDENT CHILDo 500 TO 999o $10000 - $24,999

1X-PFS Software Version 1.0.2


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Texas Ethics Commission PO Boy 12070 Austin Texas 78711- ?070 (51 ? ' 1 4 6 ~ - 5 8 0 0 1-800-325-8506-

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearIf some or all of the stock was sold, also indicate theFor more information, see FORM PFS-

STOCKD NO T APPLICABLE

and indicate the category of the number of shares held or acquiredcategory of the amount of the net gain or loss realized from the sale,INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet

1 BUSINESS ENTITY ConocoPhillips2 STOCK HELD OR ACQUIRED BY [SJ FILER [SJ SPOUSE3 NUMBER OF SHARES D LESS THAN 100 DiDO TO 499D 5,000 TO 9,999 [SJ 10,000 OR MORE4 IF SOLD [SJ NET Gi\IN D LESS THAN $5,000 D $5,000 - $9,999D NET LOSS

BUSINESS ENTITY Contango Oil &Gas CompanySTOCK HELD OR ACQUIRED BY !ZJ FILER [SJ SPOUSENUMBER OF SHARES D L.ESS THAN 100 D 100 TO 499D 5,000 TO 9,999 D 10,000 OR MOREIF SOLD D NET GAIN D LESS THAN $5,000 D $5000 - $9.999D NET LOSSBUSII\JESS ENTITY l E-Bay, Inc.STOCK HELD OR ACQUIRED BY [SJ FILER [SJ SPOUSENUMBER OF SHARES D LESS THAN 100 D 100 TO 499D 5,000 TO 9,999 [SJ 10,000 OR MOREIF SOLD [SJ NET GAIN [SJ LESS THAN $5,000 o $5,000 - $9999D NET LOSSBUSINESS ENTITY EI Paso CorporationSTOCK HELD OR ACQUIRED BY [SJ FILER [SJ SPOUSENUMBER OF SHARES D LESS THAN 100 DiDO TO 499I D 5,000 TO 9,999 D 10,000 OR MOREIF SOLD o NET GAIN

D LESS THAN $5,000 D $5000 - $9,999D NET LOSSBUSI.I\JESS ENTITY Eli Lilly &CoSTOCK HELD OR ACQUIRED BY [SJ FILER [SJ SPOUSENUMBER OF SHARES D LESS THAN 100 DiDO TO 499D 5,000 TO 9.999 D 10,000 OR MOREIF SOLD D NET GAIN D LESS THAN $5,000 D $5,000 - 89,999[SJ NET LOSS


PART 2

-o 1,000 TO 4,999lZl $25,000--OR MORE

- [ZJ 1,000 TO 4,999

D $25,000--OR MORE

NAME

D DEPENDENT CHILDD 500 TO 999D S10,000 - S24999

NAr,1E

D DEPENDENT CHILDD 500 TO 999D $10000 - $24,999

NAI'v1E - DEPENDENT CHILDD 500 TO 999D $10,000 - $24,999

D DEPENDENT CHILDD 500 TO 999

o 1,000 TO 4,999o $25.000--0R MORE

NAME

--[ZJ 1,000 TO 4,999

D S10,000 - $24999 o $25,000--OR MORENAME

D DEPENDENT CHILDD 500 TO 999 lZl 1,000 TO 4,999[SJ S1 0,000 - $24,999 o $25000--0R Iv10RE-

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0(51')\463-5800 1-800-325-8506exas Ethico Commission POBox 12070 Austin Texas 78711 -2070 L,-

PART 2STOCKo r\jOT APPLlCl\BLE

and indicate the category of the number of shares held or acquired.category of the amount of the net gain or loss realized from the sale.INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom youproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY Enterprise Products Partners, LP2 STOCK HELD OR ACQUIRED BY Q$] FILER Q$] SPOUSE3 NUMBER OF SHARES D LESS THAN 100 o 100 TO 499D 5,000 TO 9,999 Q$] 10,000 OR MORE4 IF SOLD D NET GAIN D LESS THAN $5,000 D $5,000 - $9,999Q$] NET LOSS

BUSINESS ENTITY Exxon Mobil CorporationSTOCK HELD OR ACQUIRED BY Q$] FILER Q$] SPOUSENUMBER OF SHARES D LESS THAN 100 D 100 TO 499

Q$] 5,000 TO 9,999 D 10.000 OR MOREIF SOLD Q$] NET GAIN D LESS THAN $5,000 D $5,000 - $9,999D NETl,OSSBUSINESS ENTITY FedEx Corp

-STOCK HELD OR ACQUIRED BY Q$] FILER Q$] SPOUSENUMBER OF SHARES D LESS THAN 100 D 100 TO 499D 5,000 TO 9,999 D 10.000 OR MOREIF SOLD D NET GAIN D LESS THAN $5000 D $5,000 - $9,999IZJ NET LOSSBUSINESS ENTITY Frontera Resources Corp.STOCK HELD OR ACQUIRED BY IZJ FILER IZJ SPOUSENUMBER OF SHARES D LESS THAN 100 D 100 TO 499D 5,000 TO 9,999 Q$] 10,000 OR MOREIF SOLD IZJ NET GAIN o LESS THAN $5,000 D Si5,000 - $9.999D NET LOSSBUSINESS ENTITY Gazprom ADRSTOCK HELD OR ACQUIRED BY IZJ FILER IZJ SPOUSEI\lUMBER OF SHARES D LESS THAN 100 D 100 TO 499D 5,000 TO 9.999 o 10,000 OR 1v10REIF SOLD D NET GAIN D LESS THAN $5,000 D $5,000 - $9,999D NET LOSS


l ist each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearIf some or all of the stock was sold, also indicate theFor more information, see FORM PFS-

are reporting by

N/\Iv\E

o DEPENDENT CHILDD 500 TO 999 D 1.000 TO 4,999Q$] $10,000 - $24,999 D $25000--0R MORE

NAME

D DEPENDENT CHILDD 50C TO 999 D 1,DOC TO 4,9990$10.000 - $24.999 [ZJ $25,000--OR MORE

NAIv\::

D DEPENDENT CHILDD 500 TO 999 Q$] 1,000 TO 4 . 9 9 ~ J [ZJ $10,000 - $24,999 D $25,000--OR MORE

NAME

D DEPENDENT CHILDD 500 TO 999 D 1,000 TO 4,999D $10,000 - $24,999 IZJ $25,000--OR MORE

r ~ A M E

D DEPENDENT CHILDD 500 TO 999 IZJ 1,000 TO 4,999D $10,000 - $24.999 D S25,000--OR MORE

T X ~ P F S Software Version -;.02


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v u - (512\463-5800 1-800-325-8506exas E t h i ~ s Commission POBox 12070 Ausnr:J . .Texas 78711 2070PART 2STOCK

o NOT APPLICABLEList each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand Indicate the category of the number of shares held or acquired. If some or all of the stock wa s sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding th e number under which the child is listed on the Cover Sheet.

NAMEGeneral Dynamics Corporation[Z] FILER [Z] SPOUSE o DEPENDENT CHILDo LESS THAN 100 o 100 TO 499 0500 TO 999 [Z] 1.000 TO 4.999o 5.000 TO 9,999 o 10,000 OR MOREo LESS THAN 55.000 o 55,000 - 59,999 o 510,000 - 524,999 o 525000--0R MORE

NAMEGeneral Electric Company[Z] FILER [ZJ SPOUSE o DEPENDENT CHILDo LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4,999o 5,000 TO 9,999 [Z] 10.000 OR MORE -o LESSTHAN $5,000 o $5,000 - $9,999 0$10.000 - $24,999 [Z] $25000--0R MORE

NAMEGenentech Inc.[Z] FILER [Z] SPOUSE o DEPENDENT CHILDo LESS THAN 100 o 100 TO 499 0500 TO 999 [Z] 1,000 TO 4,999o 5.000 TO 9,999 o 10,000 OR MORE[Z] LESS THAN 55,000 o $5,000 - 59,999 o Si1 0,000 - Si24,999 o $25,000--OR MORE

NAMEHSBC Holdings[Z] FILER [ZJ SPOUSE o DEPENDENT CHILDo LESSTHAN 100 o 100 TO 499 0500 TO 999 [ZJ1 ,000 TO 4,999o 5,000 TO 9,999 o 10,00C OR MOREo LESS THAN Si5,000 o $5,000 - $9,999 [Xl $10,000 - 824,999 o $25,000--OR MORE

NAMEIntel Corp[Z] FILER [Z] SPOUSE [Z] DEPENDENT CHILD 123o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999o 5.000 TO 9,999 IX] 10,000 OR MOREo LESS THAN S5000 o $5.000 - 59999 0810,000 - 524.999 [ZJ S25,000--OR tv10RE

1 BUSINESS ENTITY

2 STOCK HELD OR ACQUIRED BY3 NUMBER OF SHARES

o NET GAIN4 IF SOLD o NET LOSSBUSINESS ENTITY

STOCK HELD OR ACQUIRED BYNUMBER OF SHARES

o N E T G A l r ~IF SOLD 1RI NET LOSSBUSINESS ENTITY


[Z] NET GAINIF SOLD o NET LOSSBUSIf\IESS ENTITY


o NET GAINIF SOLD[Z] NET LOSS

BUSINESS ENTITY


o NET GAINIF SOLD [ZJ NET LOSS.--- - COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

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Texas E t h i ~ < Commission POBox 12070 Austin Texas 7871 '1-2070 (512)463-5800 1-800-325-8506~ STOCK

D NOT APPLICABLEand indicate the category of the number of shares held or acquired,category of the amount of the net gain or loss realized from the sale.INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you areproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY Johnson & Johnson2 STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE3 NUMBER OF SHARES D LESS THAN 100 D 100 TO 499

[ZJ 5,000 TO 9,9994 IF SOLD [ZJ NET GAIN D LESS THAN $5,000D NET LOSS

BUSINESS ENTITY Johnson ControlsSTOCK HELD OR ACQUIRED BY [ZJ FiLER [ZJ SPOUSEr-.JUMBER OF SHARES D LESS THAN 100 D 100 TO 499D 5,000 TO 9,999IF SOLD D NET GAIN 0 LESS THAN $5,000D NET LOSSBUSINESS ENTITY I Liberty Media Holdings Corp. InteractiveSTOCK HELD OR ACQUIRED BY D FILER D SPOUSENUMBER OF SHARES D LESS THAN 100 D 100 TO 499D 5,000 TO 9.999IF SOLD D NET GAIN [ZJ LESS THAN $5,000[ZJ NET LOSSB U S I ~ I E S S ENTITY Microsoft Corp.STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSENUMBER OF SHARES D LESS THAN 100 D 100 TO 499D 5,000 TO 9.999IF SOLD [ZJ NET GAIN D LESS THAN $5,000D NET LOSSBUSINESS ENTITY National Oilwell VarcoSTOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSENUMBER OF SHARES D LESS THAN 100 D 100 TO 499

[ZJ 5,000 TO 9,999IF SOLD D NET GAIN D LESS THAN 5.000D NET LOSS

List each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearIf some or all of the stock was sold, also indicate theFo r more information, see FORM PFS-

NAME

D DEPENDENT CHILDD 500 TO 999D 10,000 OR MORE

D $5,000 - 59,999 [ZJ 510.000 - 524,999NAME

[ZJ DEPENDENT CHILDD 500 TO 999D 10,000 OR MORE

D $5,000 - $9,999 D $10,000 - 24,999

PART 2

-D 1,000 TO 4,999D $25,000--OR MORE

123-

reporting by

D 1,000 TO 4,999D 25,OOO--OR MORE

NAME

[ZJ DEPENDENT CHILD 123 =10500 TO 999 [ZJ 1,000 TO 4,999D 10,000 OR MORE

D 55,000 - $9,999 D $10,000 - $24,999 D $25,000--OR MORENAME

D DEPENDENT CHILD0500 TO 999 [ZJ 1,000 TO 4,999D 10,000 OR MORE

D $5,000 - $9,999 D 10,000 - $24.999 [ZJ $25,000--OR MORENAME

D DEPENDENT CHILDD 500 TO 999 D 1.000 TO 4,999D 10,000 OR MORE

D 55.000 - $9,999 D S10.000 - 524,999 D 525 OOO--OR MORECOPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

TA-PFS SG1;Wafe VerSIO'1 ": .0.2

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Texas 78 7 1 1 - 2 0 " 1 0Texas Ethics Commission POBox 120"10 Austin (512)463-5800 1-800-325-8506PART 2STOCK

D NOT APPLICABLEList each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand Indicate the category of the number of shares held or acqu ired , If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale, For more in formation, see FORlv1 PFS-INSTRUCTION GUIDE,When reporting mforrnation about a dependent child's activity, i ndicate the child about whom you are reportmg byproviding the number under which the child is listed on the Cover Sheet.

NAME1 B U S I ~ I E S S ENTITY Nationa! Retail Properties2 STOCK HELD OR ACQUIRED BY3 NUMBER OF SHARES

(Z] FILERD LESS THAN 100D 5,000 TO 9,999

(Z] SPOUSED 100 TO 499(Z] 10,000 OR MORE

D DEPENDENT CHILDD 500 TO 999 D 1,000 TO 4,999

4 IF SOLD (Z] NET GAIND NET LOSS (Z] LESS THAN $5000 D S5,000 - $9,999 D $10,000 - $24,999 D S25,000--OR MORENAMEBUSINESS ENTITY Newmont Mining Corporation

(Z] FILER (Z] SPOUSE D DEPEi'JDENT CHILDTOCK HELD OR ACQUIRED BYI\lUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 (Z] 1;000 TO 4,999

D 5,000 TO 9,999 D 10,000 OR MOREf--.-------------,-+-------------------------------------1D NET GAINIF SOLO D LESS THAN $5,000 D S5,000 - $9,999 LJ 10,000 - 524,993 D S25,000--OR MORE ID NET I_OSS-=N " I ' ~ EBUSINESS ENTITY Oneok, Inc, I

STOCK HELD OR ACQUIRED BY (Z] FILER 1XI SPOUSE D D E P E ~ D E N T CHILO _._ - - ' - - ~ ' NUMBER OF SHARES D LESS THAN 100 o 100 TO 499 D 500 TO 999 (Z] 1,000 TO 4,999 ;

D 5,000 TO 9,999 D 10,000 OR MOREIF SOLO D NET GAIN D LESS THAN S5000 D S5,000 - $9,999 D $10,000 - 524,999 D 25,000--OR MORED NET LOSS

NAMEBUSli\lESS ENTITY Pfizer, Inc,STOCK HELD OR ACQUIRED BY (Z] FILER (Z] SPOUSE [Z] DEPENDENT CHILD o LESS THAN 100 D 100 TO 499 0 5 0 0 TO 999 D 1,000 TO 4,999

[Z] 5,000 TO 9,999 D 10,000 DR MORE(Z] LESS THAN $5,000 D 55,000 - S9,999 0 S10,000 - :124,999 D $25,000--OR MORE

NAMEBUSINESS ENTITY Redwood Trust Inc, (REIT)STOCK HELD OR ACQUIRED BY [Z] FILER (Z] SPOUSE D DEPENDENT CHILDNUMBER OF SHARES o LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4999D 5,000 TO 9,999 (Z] 10,000 OR MOREIF SOLO D NET GAIN D LESS THAN $5 000 D S5,000 - S9,999 D 510,000 - $24,999 (Z] S25,000--OR 1v10RE(Z] NET LOSS

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY 1


11/49

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, 1-800-325-8506Texas Ethics Commission P 0 Box 12070 Austin Texas 78711 2070 (512)460,-5800, , u,PART 2STOCK

D NOT APPLICABLEList each business entity in which you your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired, If some or all of the stock wa s sold, also indicate thecategory of the amount of the net gain or loss realized from the sale, For more information, see FORM PFS-INSTRUCTION GUIDE,When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY


D NET GAIN4 IF SOLD[Z] NET LOSS

BUSINESS ENTITY


D NET GAINIF SOLD D NET LOSSBUSINESS ENTITY


D NET GAINIF SOLD [Z] NET LOSSBUSINESS ENTITY


D NET GAINIF SOLDD NET LOSS

BUSINESS ENTITY


D NET GAINIF SOLD D NET LOSS

NAMERowan Companies, Inc[Z] FILER [Z] SPOUSE D DEPENDENT CHILDD LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999[Z] 5,000 TO 9,999 D 10,000 OR MORED LESS THAN $5000 D $5,000 - $9,999 D $10000-$2L,999 [Z] S25000--0R MORE

NAMESanofi-Aventis Sponsored ADR[Z] FILERD LESS THAN 100D 5,000 TO 9999

[Z] SPOUSED 100 TO 499D 10,000 OR MO,RE

D DEPENDENT CHILD 500 TO 999

D -[Z] 1,000 TO 4,999

D LESS THAN $5,000 o $5,000 - $9,999 0$10,000 - $24,999 D S25,OlJO--OR MORESchiumberger

NA!\llE

[Z] FILERD LESS THAN 100' D 5,000 TO 9,999

l8J SPOUSED 100 TO 499D 10,000 OR MORE

D DEPENDENT CHILD 500 TO 999

D~ 1 0 0 0 : : =

D LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 [Z] S25,OOO--OR MORENAMESingapore Telecommunications Ltd, Sponsored ADR

l8J FILER l8J SPOUSE D DEPENDENT CHILDD LESS THAN 100 D 100 TO 499 D 500 TO 999 [Z] 1,000 TO 4,999D 5,000 TO 9,999 o 10,000 OR MORED LESS THAN $5,000 o $5,000 - $9,999 D $10,000 - $24,999 D S25,000--OR MORE

NAMEStarbucks Corporation[Z] FILER l8J SPOUSE D DEPENDENT CHILDD LESS THAN 100 D 100 TO 499 D 500 TO e99 o 1,000 TO 4,999o 5,000 TO 9,999 [Z] 10,000 OR MORED LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24999 D S25.000--0R MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY-T>-.-Pt-S Software verstor 1,0,2


12/49

- (512)463-5800 1-800-3?/i-8506, I ~ I . . ! , exas" t:thirs Commission POBox '?''70 Austin Texas 78711 2070STOCK PART 2

I NOT APPLICABLEList each business entity in which you, your spouse, or a dependent child heid or acquired stock during the calendar yearand Indicate the category of the number of shares held or acquired, If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. Fo r more information, see FORfv'i PFS-INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY NAMESurgutneftegaz ADR Sponsored2 STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD -3 NUMBER OF SHARES o LESS THAN 100 D 100 TO 499 D 500 TO 999 [Z] 1.000 TO 4.999o 5,000 TO 9,999 o 1C,OOO OR MORE4 IF SOLD o NET GAIN o LESS THAN 55,000 o $5,000 - 59,999 o $10,000 - 524.999 o $25,000--OR MOREo NET LOSS

BUSINESS ENTITY NAMESymantec CorporationSTOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD -NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999o 5,000 TO 9,999 [Xl 10,000 O,qMORE

-iF SOLD o NET GAIN D LESS THAN 55,000 o $5,000 - 59.999 D 510,000 - $24,999 o 25000--0R MOREo i'IET LOSSBUSINESS ENTITY N,AMETaiwan S Manufacturing ADR ISTOCK HELD OR ACQUIRED BY [Xl FILER [ZJ SPOUSE o DEPENDENT CHILD --NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999

[Xl 5,000 TO 9.999 o 10,000 OR MOREIF SOLD o NET GAINo NET LOSS o LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE IBUSINESS ENTITY NAMEUnder ArmourSTOCK HELD OR ACQUIRED BY o FILER o SPOUSE [ZJ DEPENDENT CHILD 123-NUMBER OF SHARES o LESS THAN 100 [Xl 100 TO 499 0500 TO 999 o 1,000 TO 4,999 Io 5,000 TO 9,999 o 10,000 OR MORE IIF SOLD o NET GAI,N o LESS THAN $5,000 o $5,000 - 59,999 o $10,000 - $24,999 o $25,000--OR MOREo NET LOSSBUSINESS ENTITY NAMEUnilever NVSTOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE o DEPENDENT CHILD -NUMBER OF SHARES o LESS THAN 100 o 100 TO 499 o 500 TO 999 o 1,000 TO 4999

[ZJ 5,000 TO 9,999 o 10,000 OR MOREIF SOLD [ZJ NET GAIN o LESS THAN :D5,000 o $5,000 - 59,999 [Xl $10000 - 524,999 o $25,000--OR MOREo NET LOSS


II

TX-PFS Software \1, 1L7


13/49

. Austin Texas 78711-2070 (512)463-5800 1-800-325-8506Texas Ethics Commission POBox 12070 -STOCK PART 2

D NOT APPLICABLEList each business entity in which you. your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, aiso indicate thecategory of the amount of the net gain or loss realized from the sale. For more information see FORM PFS-INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byprovidino the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY NAMEUnited Parcel Service CL B2 STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE D DEPENDENT CHILD -3 NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 [Xl 1,000 TO 4,999D 5,000 TO 9.999 D 10,000 OR MORE4 IF SOLD [Xl NET GAIN [Xl LESS THAN $5,000 D S5,000- S9,999 D S10,000 - S24,999 D S25,000--OR MORED NET LOSS

BUSII\JESS ENTITY N A [ o ~ E Yurnl BrandsSTOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE D DEPENDENT CHILD __NUMBER OF SHARES D LESS TH!\N 100 D 100 TO 499 D 500 TO 999 [Xl 1,000 TO 4,999D 5,000 TO 9,999 D 10,000 OR MORE

f - IF SOLD [Xl NET GAIN D LESS THAN 55,000 D $5000 - $9,999 [Xl S10,000 - S24,999 D 525,000--OR II/,ORED NET LOSS

I, NAMeBUSINESS ENTITY Cali ABT

STOCK HELD OR ACQUIRED BY [Xl FiLER [Xl SPOUSE D DEPENDENT CHILD -NUMBER OF SHARES [Xl LESS THAN 1DO D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999D 5,000 TO 9999 o 10,000 OR MOREIF SOLD [Xl NET GAIN [Xl LESS THAN $5,000 D 55,000 - S9,999 D $10000 - $24,999 D S25,000--OR MOREo NET LOSSBUSINESS ENTITY NAMECall ABTSTOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE D DEPENDENT CHILD -NUMBER OF SHARES [Xl LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999D 5,000 TO 9.999 D 10,000 OR MOREIF SOLD D NET GAIN [Xl LESS THAN $5,000 D $5,000 - $9,999 o S10,000 D $25,000--OR MORE

[Xl NET LOSSS24,999

BUSINESS ENTITY NAIv1ECall AB TSTOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE D DEPENDENT CHILD -I\JUrviBER OF SHARES [Xl LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999D 5,000 TO 9.999 D 10.000 OR MOREIF SOLD D NET GAIN [Xl LESS THAN S5.000 D S5,000- S9,999 D $10.000 - S24.'199 D S25000--0R MORE[Xl NET LOSS


I


14/49

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Texas Ethics Commission PO Box 12070 Austin. Texas 78711-2070 (512)463-5800 1-800-325-8506PART 2 II STOCK

0 NO T APPLICABLEList each business entity in which you. your spouse, or a dependent child held or acquired stock during the calendar yearand Indicate the category of the number of shares held or acquired. If some or all of the stock was sold. also Indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS--IhlSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

NArvlE1 BUSINESS ENTITY Call BHI2 STOCK HELD OR ACQUIRED BY FILER SPOUSE o DEPENDENT CHILD -3 NUMBER OF SHARES [ZJ LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4,999o 5.000 TO 9,999 o 10.000 OR MORE4 IF SOLD NET GAINo NET LOSS LESS THAN $5,000 o $5,000 - $9,999 0$10000 - $24,999 o 525000--0R MORE

NAMEB U S I ~ I E S S ENTITY Call BHI FILER SPOUSE o DEPENDENT CHILD

NUMBER OF SHARESSTOCK HELD OR ACQUIRED BY

LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,ODD TO 4,999LO 5,000 TO 9,999 o '10.000 OR MORE NET GAIN IIF SOLD I [g] LESS THAN $5,000 o 5::;000 $9,999 o SiD,OOO - S24,999 o S25.000--0R MOREo NET LOSS . . L -

BUSII\JESS ENTITYSTOCK HELD OR ACQUIRED BYNUMBER OF SHARES

IF SOLD NET GAINo NET LOSSBUSINESS ENTITYSTOCK HELD OR ACQUIRED BYNUMBER OF SHARES

o NET GAINIF SOLDo NET LOSS

N.Arv1ECall BI18-[ZJ FILER [ZJ SPOUSE o DEPENDENT CHIW

LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999o 5.000 TO 9,999 o 10,000 OR MORE LESS THAN $5,000 o $5,000 - S9,999 o 510,000 - 524,999 o $25,000--OR MORE

NAMECall BI18 FILER [ZJ SPOUSE o DEPENDENT CHILD LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999o 5.000 TO 9.999 o 10,000 OR MOREo LESS THAN $5,000 o 55,000 - $9,999 o S10,OOO-$24,999 o S25.000--0R MORE

BUSINESS ENTITYSTOCK HELD OR ACQUIRED BYNUMBER OF SHARES

NET GAINIF SOLD D NET LOSS

NAI,1ECall BUD FILER SPOUSE o DEPENDENT CHILD LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4.999o 5,000 TO 9.999 o 10,000 OR I \ ~ O R E LESS THAN S5.000 o S5,OOO - S9,999 o S10.000 - S24 ,999 o :B25.000--0R r , ~ O R E

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARYI


15/49

(512)463-5800 1-800-325-8506Texas Ethics Comrruss'or POBox 12070 Austin Texas 78711-2070PART 2STOCK

D NOT APPLICABLEList each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock wa s sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more Information, see FORM PFS-INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

NAME1 BUSINESS ENTITY Call. COP2 STOCK HELD OR ACQUIRED BY [] FILER [] SPOUSE D DEPENDENT CHILD __3 NUf\1BER OF SHARES [] LESS THAN 100 DIDO TO 499 D 500 TO 999 D 1000 TO 4.999D 5,000 TO 9,999 D 10.000 OR MORE4 IF SOLD [ZJ NET GAIND NET LOSS D LESS THAN S5.000 [] $5.000 - $9,999 D S10.000 - $24.999 D $25.000--0R MORE

NAMEBUSINESS ENTITY Call COPSTOCK HELD OR ACQUIRED BY [] FILER [] SPOUSE D DEPENDENT CHILD - NUMBER OF SHARES [] LESS THAN 100 DIDO TO 499 D 500 TO 999 D 1.000 TO 4,999D 5,000 TO 9.999 D 10,000 OR 1v10REIF SOLD [Z1 NET Gi\INo NET LOSS D LESS THAt" $5000 [ZJ $5 000 - $9,999 D SI 0.000 - $24999 D $25.00C--ORMORE

NAMEBUSINESS ~ N T I T Y I Call COPSTOCK HELD OR ACQUIReD BY [Z1 FILER [Z1 SPOUSE D DEPENDENT CHILO __~ ~ U M B E R OF SHARES [] LESS THAt" 100 D 100T0499 D 500 TO 999 D 1,000 TO 4.999

D 5,000 TO 9,999 D 10.000 OR. MOREIF SOLO [8] NET GAINo NET LOSS D LESS THAN $5,000 D $5,000 - $9,999 [Z1 $10000 - $24,999 D S25,000--OR MOREBUSINESS EI\lTITY Call COP NAME

f--.STOCK HELD OR ACQUIRED BY [] FILER [] SPOUSE D DEPENDENT CHILO -NUMBER OF SHARES [Z1 LESS THAN 100 o 100 TO 499 D SOD TO 999 D 1,000 TO 4,999o 5,000 TO 9,999 D 10,000 OR MOREIF SOLD o NET GAINo NET LOSS D LESS THAN 85,000 D $5000 - 89,999 D $10,000 - 824,999 o $25.000--0R iv10REBUSINESS ENTITY Call CYO NAME

STOCK HELD OR ACQUIRED BY [] FILER [Z1 SPOUSE o DEPENDENT CHILDNUMBER OF SHARES [] LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1.000 TO 4.999D 5,000 TO 9.999 o 10.000 OR k10REIF SOLD [ZJ I ~ E T GAINo NET LOSS [Z1 LESS THAN $5000 o 85.000 - 59.999 D 810000 - $24999 o 825000--0R MORE



16/49

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Texas Ethics Cornrnission POBox 12070 Austin,. Texas 78711-2070 (512)463-5800 1-800-325-8506, c ,PART 2STOCK

D NOT APPLICABLE.List each business entity in which you, yourspouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate the

category of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child IS listed on the Cover Sheet.

NAME1 BUSIf\IESS ENTITY Call CYOo FILER o SPOUSE D DEPENDENT CHILD2 STOCK HELD OR ACQUIRED BY[Z] LESS THAN 1DO D 10C TO 499 D 500 TO 999 D 1.000 TO 4,999D 5,000 TO 9,999 D 10,000 OR MORE

3 NUMBER OF SHARES

[Z] NET GAIN4 IF SOLD [Z] LESS THAN 55,000 D S5,000 - 59,999 D $10,000 - 524,999 D S25,000--OR MORED NET LOSSNAMEBUSINESS ENTITY Call CYO

D FILER [Z] SPOUSE D DEPENDENT CHILDSTOCK HELD OR ACQUIRED BY[Z] LESS THAN 100 D,DO TO 499 D 500 TO 999 D 1,000 TO 4,999D 5.000 TO 9,999 D 10.000 OR MORE

NUMBER OF SHARES

D NET GAINIF SOLD D LESS THP\N $5,000 D $5000 - 59,999 D 510,000 - $24,999 D S25,000--OR MORED NET LOSSr,AMEBUSINESS ENTITY Call DNA

[Z] FILER [Xl SPOUSE D DEPENDENT CHILDTOCK HELD OR ACQUIRED BYNUMBER OF SHARES o LESS THAN 100 D 100 TO 499 0 5 0 0 TO 999 o 1,000 TO 4,999

D 5.000 TO 9,999 D 10.000 OR MORED NET GAINIF SOLD D LESS THAN $5,000D NET LOSS

BUSINESS ENTITY Call EBAY[Z] FILER

NUMBER OF SHARESSTOCK HELD OR ACQUIRED BY

[Z] LESS THAN 100D 5.000 TO 9,999

[Z] NET GAINIF SOLD D LESS THAN $5.000D NET LOSSBUSINESS ENTITY Call EBAY

[Z] FILERNUMBER OF SHARESSTOCK HELD OR ACQUIRED BY

[Z] LESS T H A I ~ 100D 5.000 TO 9.999

[Z] NET GAINIF SOLD [Z] LESS THAN $5000D NET LOSS

D 55,000 - 59.999 D 510,000 - $24,999 D $25,000--OR MORENAME

[Z] SPOUSE D DEPENDENT CHILDD 100 TO 499 D 500 TO 999 D 1,000 TO 4.999D 10,000 OR MORE[Z] $5,000 S8.989 D $10.000 - 524,999 o 525.000--0R MORE

NAI,1E

[Z] SPOUSE D DEP::':NDENT CHILDD 100 TO 499 D 500 TO 999 D 1,000 TO 4999D 10.000 OR 1v10RED $5,000 - $9.999 D S10.000 - S24,999 o $25000--0R MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY-TX __.-JF2: Software Version ";.u,2

I


17/49

0

(5121463-5800 1800-325-8506Texas Ethics Commission POBox '2070 Austin Texas 78711-2070-PART 2STOCK

NOT APPLICABLEList each business entity in which you, your spouse, or a dependent child held or acqui red stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY2 STOCK HELD OR ACQUIRED BY3 NUMBER OF SHARES

[ZJ NET GAIN4 IF SOLD o NET LOSSBUSINESS ENTITYSTOCK HELD OR ACQUIRED BYNUMBER OF SHARES

[Xl NET GAINIF SOLD o NET LOSSBUSINESS ENTITYSTOCK HELD OR ACQUIRED BYNUMBER OF SHARES

[ZJ NET GAINIF SOLD o NET LOSSBUSINESS ENTITYSTOCK HELD OR ACQUIRED BYNUMBER OF SHARES

[Xl NET GAINIF SOLOo NET LOSS

BUSINESS ENTITYSTOCK HELD OR ACQUIRED BYNUMBER OF SHARES

[Xl NET GAINIF SOLO o NET LOSS

NAMECall EBAY[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD -[ZJ LESS THAN 1DO o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999o 5,000 TO 9,999 o 10,000 OR MORE[ZJ LESS THAN $5,000 o $5,000' 5>9,999 0$10,000-$24,999 o S25,Ooo--OR MORE

NAMECall EDP[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD __[ZJ LESS THAN 1DO o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999o 5,000 TO 9.999 o 10,000 OR MORE

I [ZJ LESS THAN $5.000 o $5,000 . $9,999 0$10000-$24,999 o $25.o00--0R MORENA:\1ECall GE

[ZJ FILER [Xl SPOUSE o DEPENDENT CHILD -[Xl LESS THAN 1DO o 100 TO 499 0500 TO 999 o 1,000 TO 4,999o 5,000 TO 9.999 o 10,000 OR MORE[Xl LESS THAN $5,000 o $5,000 $9,999 0$10,000 S24,999 o S25,000--OR 1v10RE

NAMECall GE[ZJ FILER [Xl SPOUSE o DEPENDENT CHILD -[ZJ LESS THAN 100 o 100 TO 499 o 500 TO 999 o 1,000 TO 4,999o 5,000 TO 9,999 o 10,000 OR MORE[ZJ LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o S25.o0o--0R MORE

NAIv1ECall GE[Xl FILER [Xl SPOUSE o DEPENDENT CHILD[ZJ LESS THAN 1DO o 100 TO 499 0500 TO 999 o 1,000 TO 4,999o 5.000 TO 9,999 o 10.000 OR MORE[ZJ LESS THAN $5,000 D $5,000 - $9.999 o $10000 $24.999 o $250oo--0R MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY,XPFS Softwa'f Vers:oo "8 2

I


18/49

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Texas Ethics Commission PO Box 12070 Austin. Texas 78711-2070 (512'1463-5800 1-800-325-8506STOCK PART 2 I

I D NOT APPLICABLEList each business entity in which you. your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock wa s sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet

I',AME1 B U S I ~ I E S S ENTITY Call GElZJ FILER lZJ SPOUSE D DEPENDENT CHILDSTOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES lZJ LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4.999D 5,000 TO 9.999 D 10,000 OR MORElZJ NET GAIN4 IF SOLD lZJ LESS THAN 5.000 D $5,000 - $9,999 D $10000 - $24,999 D 25,000--OR MORED NET LOSS

NAMEBUSINESS ENTITY Call GElZJ FILER lZJ SPOUSE D DEPENDENT CHILDTOCK HELD OR ACQUIRED BY

NUMBER OF SHARES lZJ LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1.000 TO 4.999D 5.000 TO 9,999 D 10,000 OR MORElZJ NET GAINIF SOLD I [Z] LESS THAN 55,000 D $5,000 - $9,999 D $10.000 - $24.999 D $25,000--OR M8RED NET LOSS I

W,MEBUSINESS ENTITY Call1NTC[Xl FILER lZJ SPOUSE o DEPENDENT CHILDTOCK HELD OR ACQUIRED BY

NUMBER OF SHARES I Xl LESS THAN 100 D 100 TO 499 0500 TO 999 o 1,000 TO 4,999D 5,000 TO 9999 D 10,000 OR MORE[Xl NET GAINIF SOLD D LESS THAN $5,000 lZJ 55.000 - $9,999 0510.000 - 24,999 o $25.000--0R MORED NET LOSS

NAlv1EBUSINESS ENTITY Call1NTC[Xl FILER lZJ SPOUSE o DEPENDENT CHILDTOCK HELD OR ACQUIRED BY

NUMBER OF SHARES [Xl LESS THAN 100 D 100 TO 499 0500 TO 999 o 1,000 TO 4,999D 5,000 TO 9,999 D 10,000 OR MOREo NET GAINIF SOLD D LESS THAN $5,000 D $5,000 - $9,999 0510.000 - $24,999 o S25,000--OR MORED NET LOSS

N A r , ~ EBUSINESS ENTITY Call1NTC[Xl FILER [Xl SPOUSE D DEPENDENT CHILDTOCK HELD OR ACQUIRED BY

NUMBER OF SHARES [Xl LESS THAN 100 D 100 TO 499 D 500 TO 999 o 1,000 TO 4.999o 5,000 TO 9,999 D 10,000 OR MORE[Xl NET G.AINIF SOLD [Xl LESS THAI\ 5.000 D 5000 - 9.999 D 510.000 - 524.999 o 525000--0R I \ ~ O R ED NcT LOSS



19/49

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Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-80D-325-8506v-PART 2

List each business entity in which you. your spouse, or a dependent child held or acquired stock during the calendar yearIf some or all of the stock wa s sold, also indicate theFor more information. see FORM PFS-

STOCK0 NOT APPLICABLE

-

and indicate the category of the number of shares held or acquired.category of the amount of the net gain or loss realized from the sale.INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY Call1NQ2 STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE3 I\ lUMBER OF SHARES [SJ LESS THAN 100 o 100 TO 499o 5,000 TO 9,999 o 1o.ooo OR MORE4 IF SOLD [Xl NET GAIN [Xl LESS THAN 55,000 o $5000 - $9,999o NET LOSS

BUSINESS ENTITY Call KOSTOCK HELD OR ACQUIRED BY [SJ FILER [SJ SPOUSENUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499o 5.000 TO 9,999 o 10.000 OR MOREIF SOLD o NET GAIN o LESS THAN $5.000 o $5,000 - $9,999o NET LOSSBUSINESS ENTITY Call MSQSTOCK HELD OR ACQUIRED BY [Z] FILER [Xl SPOUSENUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499o 5.000 TO 9999 o 10,000 OR MOREIF SOLD [Xl NET GAIN [SJ LESS THAN $5,000 o $5,000 - $9.999o NET LOSSBUSINESS ENTITY Call NEMSTOCK HELD OR ACQUIRED BY [SJ FILER [SJ SPOUSENUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499o 5,000 TO 9,999 o 10,000 OR MOREIF SOLD o NET GAIN o LESS THAN S5,000 o $5,000 - $9,999o NET LOSSBUSINESS ENTITY Call NNNSTOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSENUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499o 5,000 TO 9,999 o 10,000 OR rJlOREIF SOLD [Xl NET GAIN [Xl LE:SS THAN $5.000 o $5000 - S9999o '>JE:T LOSS


NAME

o DEPENDENT CHILD __0500 TO 999 o 1,000 TO 4,999o $10,000 - 524,999 o $25,000--OR MORE

NAME

o DEPENDENT CHILDo 50CTO 999 o 1,000 TO 4,999o $10,000 - $24,999 o $25,000--OR MORE

I-JAME

o DEPENDENT CHILDo 500 TO 999 o 1,000 TO 4,999o $10,000 - $24,999 o $25,000--OR MORE

NAME

o DEPENDENT CHILDo 500 TO 999 o 1,000 TO 4,999o $1COOO - $24,999 o $25,000--OR MORE

NAME

o DEPENDENT CHILD0500 TO 999 o 1.000 TO 4,999o S10000 - $24.999 o $25.000--0R !I,10RE

T).:-PFS Softwa-e ve-s on t.o.;


20/49

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0

< (SP\463-5BOO 1-800-325-8506Texas Ethics Commission POBox 12070 Austin Texas75711-2070 " ~ PART 2STOCK

NOT APPLICABLEList each business entity in which you, your spouse, or a dependent child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acqui red, If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale, For more information, see FORM PFS-INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

NAME1 BUSINESS ENTITY Call NNN[Xl FILER [Xl SPOUSE o DEPENDENT CHILD2 STOCK HELD OR ACQUIRED BY

3 NUMBER OF SHARES [Xl LESS THAN 100 o 100TO499 0500 TO 999 o 1,000TO"',999D 5,000 TO 9.999 o 10,000 OR MORE[Xl NET GAIN4 IF SOLD [Xl LESS THAN 55,000 o 55,000 - 59.999 o 510,000 - 524,999 D 525,000--OR MOREo NET LOSS

NAMEBUSINESS ENTITY Call NOV[Xl FILER [ZJ SPOUSE o DEPENDENT CHILDTOCK HELD OR ACQUIRED BY[Xl LESS THAN 100 o 100TO499 0500 TO 999 D 1000 TO4,999UIv1BER OF SHARES o 5,000 TO 9,999 o 10,000 OR MORE

[ZJ NET GAINIF SOLD [ZJ LESS THAN 55,000 o S5,OOO - S9,999 o $10,000 - 524,999 o $25,OOO--OR MOREo NET LOSSNAtv!EBUSINESS ENTITY CallOYI

[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILDTOCK HELD OR ACQUIRED BYNUMBER OF SHARES [ZJ LESS THAN 1DO o 100TO499 0500 TO999 o 1,000TO 4,999o 5,000 TO 9,999 o 10,000 OR MORE

[ZJ NET GAINIF SOLD [ZJ LESS THAN $5,000 o S5,000 - $9,999 o $10,000 - $24,999 o S25,000--OR MOREo NET LOSSNAMEBUSINESS EI\JTITY Call SBUX

[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILDTOCK HELD OR ACQUIRED BYI\lUMBER OF SHARES [ZJ LESS THAN 100 o 100TO499 0500 TO999 o 1,000TO 4,999o 5,000 TO 9,999 o 10,000 OR MORE

[ZJ NET GAINIF SOLD [Xl LESS THAN 55,000 o $5,000 - $9,999 o S10,DOO - S24,999 o S25,OOO--OR MOREo NET LOSS NAMEBUSINESS ENTITY Call SYMC[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILDTOCK HELD OR ACQUIRED BY

NUMBER OF SHARES [Xl LESS THAN 1DO o 100TO499 0500 TO 999 o 1,000TO4,999o 5,000 TO 9,999 o 10,000 OR I \ ~ O R E o NET G,AINIF SOLD [ZJ LESS THAN S50CIO o :05,000 - $9999 D S10,000 - S2L ,999 o S25,OOO--OR MORE[ZJ NET LOSSCOpy AND ATTACH ADDITIONAL PAGES AS NECESSARY

T>\-PFS Scttv.are version 1.0.2


21/49

IPO 80x 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506

PART 2Texas Ethic' Commission"

STOCKD NOT APPLICABLE

List each business entity in which you, your spouse, or a dependent-child held or acquired stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of th e stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, se e FORM PFS-INSTRUCTION GUIDEWhen reporting information about a dependent child's activity. indicate the child about whom you are reporting byprovidirio the number under which the child is listed on the Cover Sheet

1 BUSII\JESS ENTITY NAMECall SYMC2 STOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD3 NUMBER OF SHARES [ZJ LESS THAN 100 D 100 TO 499 D 500 TO 999D 5,000 TO 9,999 o 10,000 OR MORE4 IF SOLD [ZJ NET GAIN [ZJ LESS THAN $5,000 D $5.000 - 59,999 D $10,000 - $24,999D NET LOSS

BUSINESS ENTITY NAMECall XBASTOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE D DEPENDENT CHILDNUMBER OF SHARES [ZJ LESS THAN 100 o 100 TO 499 o 500 TO 999D 5,000 TO 9,999 o 10.000 OR MOREIF SOLD [ZJ NET G"IN D LESS THAN $5000 [ZJ $5000 - $9.999 o $10,000 - $24999D r ~ E T LOSSBUSINESS ENTITY NAMECall XBASTOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILDNUMBER OF SHARES [ZJ LESS THAN 100 D 100 TO 499 0500 TO 999

D 5.000 TO 9,999 D 10.000 OR MOREIF SOLD [ZJ NET GAIN [ZJ LESS THAN $5,000 D $5.000 - $9.999 D $10,000 - $24,999D NET LOSSBUSINESS ENTITY NAMECall XOMSTOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILDNUMBER OF SHARES [ZJ LESS THAN 100 o 100 TO 499 0500 TO 999o 5,000 TO 9.999 D 10.000 OR MOREIF SOLD D NET GAIN [ZJ LESS THAN $5,000 D $5,000 - $9,999 0$10,000 - 5>24,999[ZJ NET LOSSB U S I ~ I E S S ENTITY N,",MECall XOMSTOCK HELD OR ACQUIRED BY [ZJ FILER [ZJ SPOUSE o DEPENDENT CHILDNUMBER OF SHARES [ZJ LESS THAN 100 D 100 TO 499 o 500 TO 999D 5,000 TO 9.999 D 10.000 OR MOREIF SOLD [ZJ NET GAIN [ZJ LESS THAN $5.000 D 55.000 - 59,999 D $1(1000 - S2L.999o NET LOSS

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY

- o 1,000 TO 4,999o 25,000--OR MORE

__o 1,000 TO 4,999o $25,000--OR MORE

-o 1,000 TO 4,999o $25,000--OR MORE

o 1,000 TO 4,999D $25,000--OR MORE

D 1.000 TO 4,999D S25.000--0R MORE


22/49

Texas Ethicsrom mission POBox 12070 Austin Texas 78711 2070 (5121463-5800 1-800-325-8506 cSTOCK PART 2

D f'JOTAPPLICABLE-

List each business entity in which you. your spouse, or a dependent child held or acquired stock during the calendar yearand Indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information. se e FORM PFS-INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSIf\IESS ENTITY NAMECall XOM2 STOCK HELD OR ACQUIRED BY IZl FILER IZl SPOUSE D DEPENDENT CHILD - 3 NUMBER OF SHARES IZl LESS THAN 100 D 100 TO 499 D 500TO 999 D 1,000 TO 4.999D 5.000 TO 9.999 D 10.000 OR MORE4 IF SOLD IZl NET GAIN IZl LESS THAN S5.000 D 55,000 - $9,999 D $10,000 - $24,999 D S25000--0R MO,QED NET LOSS

BUSINESS ENTITY NAMECall UNSTOCK HELD OR ACQUIRED BY IZl FILER IZl SPOUSE D DEPENDENT CHILD - NUMBER OF SHARES IZl LESS THAN 100 D 100 TO 499 o 500TO 999 o 1,000 TO 1,,999D 5,000 TO 9,999 o 10,000 OR MORE-IF SOLD IZl NET GAIN mJ LESS T H A r ~ 55.000 o S5,000 - $9.999 o 510,000 - $24,999 o 525,000--OR MOREo NET LOSS -BUSINESS ENTITY ""HECall VYCSTOCK HELD OR ACQUIRED BY IZl FILER IZl SPOUSE o DEPENDENT CHILD - INUMBER OF SHARES IZl LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999o 5000 TO 9.999 o 10,000 OR MOREIF SOLD IZl NET GAIN IZl LESS THAN 55,000 D 55,000 - $9999 D S10.000- $24,999 o S25,000--OR MORED NET LOSSBUSINESS ENTITY (,LIMECall YUfv1STOCK HELD OR ACQUIRED BY IZl FILER IZl SPOUSE D DEPENDENT CHILD -NUMBER OF SHARES IZl LESS THAN 100 D 100 TO 499 D 500 TO 999 o 1,000 TO 4,999D 5,000 TO 9.999 D 10000 OR MOREIF SOLD IZl NET GAIN D LESS THAN S5.000 IZl 55,000 - $9 999 D S10.000 - $24999 D $25000--0R MORED NET LOSSBUSINESS ENTITY I,AIv,ECall YUMSTOCK HELD OR ACQUIRED BY IZl FILER IZl SPOUSE D DEPENDENT CHILONUMBER OF SHARES IZl LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1.000 TO L999D 5.000 TO 9.999 D 10.000 OR IViORE IIF SOLD IZl NET GAIN IZl LESS THAN S5.000 D $5000 - S9.999 D S10.000 - S24,999 D S25.000--0R MORED NET LOSS

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARYj X-PFS Software versior. ',.O.L'


23/49

- -exas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506-PART 2STOCK

o NOT APPLICABLEList each business entityin which you, your spouse, or a dependent child held or acquired 'stock during the calendar yearand indicate the category of the number of shares held or acquired. If some or all of the stock was sold, also indicate thecategory of the amount of the net gain or loss realized from the sale. For more information, see FORM PFS-INSTRUCTION GUIDE.When reporting informalJon about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSINESS ENTITY


IZI NET GAIN4 IF SOLD o NET LOSSBUSII\JESS ENTITY


f-- [ZJ NET GAINIF SOLD o NET LOSSBUSINESS ENTITY

STOCK HELD OR ACQUIRED BY~ NUMBER OF SHARES

IZI NET GAINIF SOLD o NET LOSSBUSINESS ENTITY


IF SOLD [Xl NET GAINo NET LOSSBUSINESS ENTITY


IF SOLD IZI NET GAIND NET LOSS

NAMECall CHAIZI FILER IZI SPOUSE o DEPENDENT CHILD - [ZJ LESS TH.AN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4,999o 5,000 TO 9,999 D 10.000 OR MOREo LESS THAN 55000 [ZJ $5,000 - $9,999 o $10.000 - $24,999 o 525,000--OR MORE

N.AMECall CHAIZI FILER IZI SPOUSE o DEPENDENT CHILD -IZI LESS THAN 100 o 100 TO 499 0500 TO 999 o 1.000 TO 4,999o 5,000 TO 9.999 o 10,000 OR MOREo LESS THAN $5.000 IZI :il5,OOO - 59,999 0$10,000 - 524,999 o S25,OOO--OR MORE

NAMECall ur, ..-[ZJ FILER IZI SPOUSE o DEPENDENT CHILD -[ZJ LESS THAN 100 0100 TO 499 0500 TO 999 o 1,000 TO 4,999o 5,000 TO 9,999 o 10,000 OR MOREIZI LESS THAN $5,000 o $5,000 - $9,999 o $10,000 - $24,999 o $25,OOO--OR MORE

NAMECall GE[ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD - IZI LESS THAN 100 o 100 TO 499 0500 TO 999 o 1,000 TO 4.999o 5,000 TO 9.999 o 10,000 OR MORE[ZJ LESS THAN $5.000 o S5,000 - $9.999 D 510000 - $24,999 o S25.000--0R MORE

NAMECall COPIZI FILER IZI SPOUSE D DE::lEr,JDENT CHILDIZI LESS THAN 100 o 100 TO 499 D 500 TO 999 o 1.000 TO L.999o 5.000 TO 9,999 o 10.000 OR MORED LESS THAN $5.000 IZI S5,000 - $9999 D S10.000-$24,999 D $25.000--0R MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY. -. -X-Pf S Software ' /t::':>IO:, I.D."::


24/49

--

--

Texas E t h i ~ s Commission POBox 12870 Austin Texas 78711-2070 (512)463-5800 1-808-325-8506 , ~ STOCK

D NOT APPLICABLELTSteach business entity Inand indicate the category of the number of shares held or acquired.category of the amount of the net gain or loss realized from the sale.INSTRUCTION GUIDE.When reporting information about a dependent child's activity. indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 BUSIf\IESS ENTITY Call LLY2 STOCK HELD OR ACQUIRED BY [Xl FILER [Xl SPOUSE3 NUMBER OF SHARES [Xl LESS THAN 100 o 100 TO 499o 5.008 TO 9.999 o 10,000 OR MORE4 IF SOLD [Xl NET GAIN [Xl LESS THAN $5,000 o $5.000 - 39.999o NET LOSS

BUSINESS ENTITY Call1NQSTOCK HELD OR ACQUIRED BY [Xl FILER [Z] SPOUSEII.JUMBER OF SHARES [Z] LESS THAN 100 o 100 TO 499o 5.000 TO 9,999 o 10.000 OR MOREIF SOLD o NET GAIN 0 LESS THAN $5,000 o 35,000 - 39,999o ~ J E T LOSSBUSINESS ENTiTY II Call CYQSTOCK hELD OR ACQUIRED BY [Zj FILER [Xl SPOUSENUMBER OF SH,';RES [Xl L,ESS THAN 100 o 100 TO 499

o 5,000 TO 9,999 o 10,000 OR 1v10REIF SOLD O N E T G ~o NET LOSS 0 LESS THAN 55,000 o $5,000 - $9,999BUSIr'-JESS ENTITY 529 PLAN-IOWA COLLEGE SAVINGSSTOCK HELD OR ACQUIRED BY o FILER o SPOUSENUMBER OF SHARES o LESS THAN 100 o 100 TO 499o 5,000 TO 9,999 o 10,000 OR MOREIF SOLD o NET GAIN o LESS THAN S5,000 o 55,000 - $9.999o NET LOSS

PART 2

which you. your spouse, or a dependent child held or acquired stock during the calendar yearIf some or all of the stock was sold, also indicate theFor more information, see FORM PFS-

NAME

o DEPENDENT CHILD0500 TO 999 o 1,000 TO 4.999o S10,OOO - 524,999 o 525,000--OR MORE

NAME

o DEPENDENT CHILD0500 TO 999 o 1.000 TO 4.999

Io $10000 - 324999 o 525.000--0R MORE IW'.Mte IIID DCPENDENTCHILD __ -

0500 TO 999 o 1,OGD TO 4.999II

0310.000-324,999 o 325,000--OR MORENAME

[Xl DEPENDENT CHILO 1230500 TO 999 o 1,000 TO 4,999o S10,000 - $24999 o S25,OOO--OR MORE

III-- ----1

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY . -


25/49

Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-850;:;PART 3BONDS, NOTES &OTHER COMMERCIAL PAPERo NOT APPLICABLE

list all bonds, notes and other commercial paper held or acquired by you, your spouse, or a dependent child durin-gthecalendar year. If sold. indicate the category of the amount of the net gain or loss realized from the sale. For moreinformation, see FORM PFS--INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet

1 DESCRIPTION Morgan Stanley Quality Municipal SecuritiesOF INSTRUMENT

2 HELD OR ACQUIRED BY[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD __

3 IF SOLDo NET GAIN o LESS THAN $5,000 0 $5,000 - $9999 D $10,000 - $24,999 0 $25,000--OR MOREo NET LOSS

~ - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

1 A - F ' I ~ _ Software Vers.o-, 1.0.2


26/49

- -exas Ethics Commission POBox 1':'070 Austin Texas 78711-?070 (5121463-5800 1-800-325-8506 -MUTUAL FUNDSo r'.10T APPLICABLE

PART 4

If

__[Z] 1.000 TO 4.999

o 525.000--0R MORE

List each mutual fund and the number of shares in that mutual fund that you. your spouse, ora dependent child held oracquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired.some or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realizedfrom the sale. For more information. see FORM PFS--INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byprovidinq the number under which the child is listed on the Cover Sheet.

1 MUTUAL FUND

2 SHARES OF MUTUAL FUNDHELD OR ACQUIRED BY

3 NUMBER OF SHARESOF MUTUAL FUND

4 IF SOLD o NET GAIN[Z] NET LOSS

MUTUAL FUND

NAMEAdvent Claymore CV Secs & Inc Mutual Fund

[2$J FILER [Z] SPOUSE o DEPENDENT CHILD

o LESS THAN 100 o 100 TO 499 0500 TO 999o 5,000 TO 9,999 o 10.000 OR MORE

[Z] LESS THAN 55,000 o 55,000 - $9,999 o 510,000 - 5 2 ~ 9 9 9 NAIv1EGlobal High Income F:.md

SHARES OF MUTUAL FUI'.1DHELD OR ACQUIRED BY

I\JUMBER OF SHARESOF MUTUAL FUf\ID

IF SOLD [Z] NET GAINo NET LOSSMUTUAL FUND

SHARES OF MUTUAL FUNDHELD OR ACQUIRED BY

NUMBER OF SHARESOF MUTUAL FUND

IF SOLD o NET GAINo NET LOSS

I [Xl FILERo 5.000 TO 9,999

[Xl FILER

o 5,000 TO 9999

-[Z] SPOUSE o DEPENDENT CHILD __

o LESS THAN 100 o 100 TO 499 0500 TO 999 [Z] 1,000 TO 4,999o 10.000 OR t/10RE[ZJ LESS THAN 55000 o Si5,000 - $9,999 o $10,000 - $24,999 o 525,000--OR MORE

NAMEING Asia Pacific High Dividend Equity Income Fund

[Z] SPOUSE o DEPENDENT CHILD __o LESS THAN 100o LESS THAN 55,000


o 100 TO 499 0500 TO 999 o 1,000 TO 4.999[Z] 10,000 OR 1v10RE

o 55,000 - 59.999 0$10,000 - 524,999 o 525.000--0R MORE

II

I

I

I


27/49

(512)463-5800 1-800-325-8506Texas Ethics Commission POBox 12070 Austin Texas 78711-2070,PART 4MUTUAL FUNDS

D NOTAPPLICABLEList each mutual fund and the number of shares in that mutual fund tha-t-you your spouse, or a dependent child held oracquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. Ifsome or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realizedfrom the sale. For more information, see FORM PFS--INSTRUCTION GUIDEWhen reporting Information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 MUTUAL F U ~ I D

2 SHARES OF MUTUAL F U ~ I D HELD OR ACQUIRED BY

3 NUMBER OF SHARESOF MUTUAL FUND

4 IF SOLD [Xl NET GAIND NET LOSSMUTUAL FUND

SHARES OF MUTUAL FUNDHELD OR ACQUIRED BY

NUMBER OF SHARESOF MUTUAL FUND

IF SOLD D NET GAIND NET LOSSMUTUAL FUND

SHARES OF MUTUAL FUNDHELD OR ACQUIRED BYNUMBER OF SHARESOF MUTUAL FUND

IF SOLD D NET GAIND NET LOSS

NAMEIshares MSCI Singapore Index Fund

FILER SPOUSE D E P E r ~ D E N T CHILD __D LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999D 5,000 TO 9,999 [ZJ 10,000 OR MORE[XJ LESS THAN $5,000 D $5,000 - $9,999 D 510,000 - $24,999 D 525,000--OR MORE

NAMENuveer.Municipal Value Mutual Fund

[RJ FILER [RJ SPOUSE D DEPENDENT CHILDD LESS THAN 100 D 100 TO 499 D 500 TO 999 D 1,000 TO 4,999D 5,000 TO 9,999 [RJ 10,000 OR MORED LESS THAN $5,000 D $5,000 - $9,999 D $10,000 - $24,999 D 525,000--OR MORE

NAMENuveen Select Maturity Municipal Mutual Fund

[Xl FILER [Xl SPOUSE D DEPENDENT CHILD __D LESS THAN 100 D 100 TO 499 D SOC TO 999 D 1.000 TO 4,999

5000 TO 9,999 D 10.000 OR MORED LESS THAN $5,000 D 55000 - $9.999 D 510.000 - $24999 D $25000--0R MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY _I..}\-PFS Software Version ~ " : I L


28/49

Texas Ethi-, Commissior, POBox 1')070 Austin Texas 78711-2070 (51214635800 1-800-325-8506PART 4

List each mutual fund and the number of shares in that mutual fund that you, your spouse, or a dependent child neldbracquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. Ifsome or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realized

NAME

~

MUTUAL FUNDSo NOT APPLICABLE

from the sale. For more information, see FORM PFS--INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byprovidinq the number under which the child is listed on the Cover Sheet.

1 MUTUAL FUND Pioneer Municipal High Income Mutual Fund

2 SHARES OF MUTUAL FUNDHELD OR ACQUIRED BY FILER [Z] SPOUSE

3 NUMBER OF SHARES o LESS THAN 100 o 100 TO499OF MUTUAL FUI'JD o 5,000 TO9.999 o 10,000 ORMORE4 IF SOLD o NET GAIN o LESS THAN $5,000 [Z] $5,000 - $9.999

[Z] r ~ E T LOSS

MUTUAL FUND Swiss Helvetia Fund Inc Mutual Fund

SHARES OF MUTUAL FUNDHELD OR ACQUIRED BY FILER [Z] SPOUSE

NUMBER OF SHARES o LESS THAN 100 o 100 TO 499OF MUTUAL FUND o 5.000 TO 9,999 [Z] 10,000 OR MOREIF SOLD [Z] NET GAIN [Z] LESS THAN $5.000 o $5000 - $9,999o NET LOSSMUTUAL FUND

SHARES OF MUTUAL FUNDHELD OR ACQUIRED BY [Z] FILER [Z] SPOUSENUrVIBER OF SHARES o LESS THAN 100 o 100 TO499OF MUTUAL FUND o 5.000 TO 9.999 [Z] 10,000 ORMOREIF SOLD NET GAIN o LESS THAN $5,000 [Z] S5,000 - $9,999o NET LOSS


o DEPENDENT CHILD __o 500 TO999 [Z] 1,000 TO 4,999

o $10,000 - $24.999 o $25,000--OR MORENAME

-o DEPENDENT CHILD __0500 TO 999 o 1,000 TO Ll,999

o $10,000 - $24,999 o $25,000--OR MORENAMEWestern Asset/Claymore Inflation-Linked Opportunities & Income Fund

o DEPENDENT CHILD __0500 TO999 o 1,000TOL,999

0$10.000 - 52Ll.999 o S25,000--OR MOKE

T.\-PFS Software vers.o-. 1.0.2


29/49

Texas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)463-5800 1-800-325-8506PART 4MUTUAL FUNDS

D NOT APPLICABLEList each mutual fund and Hie number of shares in that mutual fund that you, your spouse, or a dependent child held oracquired during the calendar year and indicate the category of the number of shares of mutual funds held or acquired. Ifsome or all of the shares of a mutual fund were sold, also indicate the category of the amount of the net gain or loss realizedfrom the sale. For more Information, see FORM PFS--INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

NAME1 MUTUAL FUND Singapore Funds Inc

2 SHARES OF MUTUAL FUNDHELD OR ACQUIRED BY FILER [Z] SPOUSE D DEPENDENT CHILD __

3 NUMBER OF SHARES D LESS THAN 100 D 100 TO 499 D 500 TO 999 [Z] 1,000 TO 4,999OF MUTUAL FUND D 5.000 TO 9,999 D 10.000 OR MORE4 IF SOLD [Z] NET GAIN [Z] LESS T H J l . t ~ $5,000 D $5000 - $9,999 D S10,OOO - $24,999 D $25,000--OR MORED NET LOSS



30/49

1-800-325-8506exas Ethics Commission PO Box 12070 Austin. Texas 78711-2070 (5121463-5800PART 5

D NOT APPLICABLE

o $5000 - $9.999 o $10000 - $24.999 D S25.000--0R MORE I

II INCOME FROM INTEREST DIVIDENDS ROYALTIES &RENTS ,List each source of income you, your spouse. or a dependent child received in excess of $500 that was derived frominterest, dividends, royalties and rents during the calendar year and indicate the category of the amount 0; the income. Formore information. see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet

1 SOURCE OF INCOME NAIv1E AND ADDRESSAbbott LaboratoriesCIO Goldman Sachs1000 Louisiana SI. Suite 550Houston, TX 77002

2 RECEIVED BY [ZJ FILER [Xl SPOUSE o DEPENDENTCHILD __3 AMOUNT

[ZJ $500 $4,999 D $5.000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORESOURCE OF INCOME NAME AND ADDRESS

Advent Claymore CV Sec Mutual FundC/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

RECEIVED BY[Xl FILER [Xl SPOUSE o DEPENDENT CHILD __

AMOUNT[ZJ $500 - $4,999 o $5,000 - $9,999 o $10.000- $24,999 o $25,000--OR MORE

SOURCE OF INCOME NAME Ai'JD ADDRESSAnheuser BuschC/O Goldman Sachs1000 Louisiana st. Suite 550Houston , TX 77002

RECEIVED BY[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD __

AMOUNT[ZJ $500 - $4.999

I COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY 1 X-? iS Software Versor, 1.\...2


31/49

-- -

__

__

__

,exas Ethics Commission POBox 12070 Austin Texas 78711-2070 (512)4635800 1-800-325-8506~ PART 5

are reporting by

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES &RENTSo NOT APPLICABLEList each source of income you, your spouse, or a dependent child received in excess of $500 that was derived frominterest dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. Formore information see FORM PFS--INSTRUCTION GUIDE.When reporting information about a dependent child's activity, Indicate the child about whom youproviding the number under which the child IS listed on the Cover Sheet.

1 SOURCE OF INCOME NAME AND ADDRESSING Asia Pacific High Dividned Equity Income FundC/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

2 RECEIVED BY [Z] FILER [Z] SPOUSE D DEPENDENTCHILD3 AMOUNT D $500 - $4999 D $5000 - $9,999 [Z] $10,000 - $24,999

SOURCE OF INCOME NAME AND ADDRESSBJ Services Co.C/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

RECEIVED BY [Z] FILER [Z] SPOUSE D DEPENDENTCHILDAMOUNT D $500 - $4,999 D $5,000 - $9,999 D $10,000- $24,999

SOURCE OF INCOME NAME AND ADDRESSChina Telecom Corporation LTO Sponsored AORC/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

RECEIVED BY [Z] FILER [Z] SPOUSE D DEPENDENT CHILDAMOUNT

[Z] 5500 - 54,999 D 55,000 - 59,999 D 510.000 - 524,999


o $25,OOO--OR MORE

o $25,000--OR MORE

o Sl25,000--OR MORE

TX-PfS Softv . are version 1.C.2


32/49

__

__

ITexasEthicsCommission PO Box 12070 Austir,. Texas 78711-2070 (512\463-5800 1-800-325-8506I INCOME FROM INTEREST DIVIDENDS ROYALTIES & RENTS PART 5

Fo r

, ,D NOT APPLICABLE

List each source of income you, your spouse. or a dependent child received in excess of :500 that was derived frominterest dividends, royalties and rents during the calendar year and indicate the category of the amount of the incomemore information, see F O R ~ ~ PFS--INSTRUCTION GUIDE.When reporting information about a dependent child's activity, Indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 SOURCE OF INCOME NAIv1E AND ADDRESSCoca-Cola CompanyC/O Goldman Sachs1000 Louisiana S1. Suite 550Houston, TX 77002

2 RECEIVED BY [Xl FILER [Xl SPOUSE D DEPENDENTCHILD3 AMOUNT

[Xl S500 - $4999 D $5,000- $9999 D S1 0.000 - $24,999

SOURCE OF INCOME NAME AND ADDRESSConocoPhillipsC/O Goldman Sachs1000 Louisiana S1 Suite 550Houston, TX 77002

RECEIVED BY [Xl FILER [Xl SPOUSE D DEPENDENTCHILDAMOUNT D $500- $4,999 D $5,000 - $9,999 [Xl $10,000 - $24,999

SOURCE OF INCOME NAME AND ADDRESSEli Lilly & CoC/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

RECEIVED BY [Xl FILER [Xl SPOUSE D DEPENDENTCHILDAMOUNT

[Xl $500 - $4.999 D $5.000 - $9.999 D S10.000 - S24.999


D $25,OOO--OR MORE

D $25.000--0R MORE

D $25,OOO--OR MORE

- ,X,-PFS Software Version ''1.0.2


33/49

(512\463-5800 1-800-325-8506POBox 12070 exas Ethics Commission Austin Texa< 78711-20 70-PART 5

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived frominterest dividends, royalties and rents during the calendar year and indicate the category of the amount of the Income. For

NAME AND ADDRESS

INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS0 NOT APPLICABLE

---

more information. see FORM PFS--INSTRUCTIOI\J GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 SOURCE OF INCOME Exxon Mobil CorporationC/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

2 RECEIVED BY [ZJ FILER [ZJ SPOUSE

3 AMOUNTo $500 - $4,999 IX) $5,000 - 59,999

SOURCE OF Ir\}COME General Electric

I

C/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

RECEIVED BY[ZJ FILER [ZJ SPOUSE

AMOUNTo $500 - $4,999 o $5,000 - $9,999

SOURCE OF INCOME Intel Corp,C/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002


AMOUNTo $500 - $4,999 IZJ $5,000 - $9999

COpy AND ATTACH ADDITIONAL P

o DEPENDENT CHILD __

0$10.000 - $24,999 o $25,000--OR MORE

NAME AND ADDRESS

[ZJ DEPENDENT CHILD JR

[ZJ $10,000 - $24,999 o S25,OOO--OR MORE

NAME AND ADDRESS

[ZJ DEPENDENT CHILD JR

o S10000 - :;24.999 o S25,OOO--OR MORE

AGES AS NECESSARY


34/49

Texas Ethics Corr rr issicn POBox 12070 Austin Texas 787 '1-2,,70 (512)463-5BOO 1-BOO-3?5-8506INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5

D NOT APPLICABLEList each source of income you, your spouse, or a dependent child received in excess of $500 that was derived frominterest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. Formore information. see FORrv'1 PFS--INSTRUCTION GUIDEWhen reporting Information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 SOURCE OF INCOME

2 RECEIVED BY

3 AMOUNT

SOURCE OF INCOME

RECEIVED BY

AMOUNT

SOURCE OF INCOME

RECEIVED BY

AMOUNT

N,c..fv1E AND ADDRESSIshares MSCI Singapore Index FundC/O Goldman Sachs1000 Louisiana si Suite 550Houston, TX 77002

[ZJ FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD -11.L

o $500 - $4,999 [ZJ $5,000 - $9.999 o $10,000 - $24,999 o $25,000--OR MORE

Johnson & JohnsonC/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

NArv1E AND ADDRESS

[ZJ FILER [ZJ SPOUSE o DEPENDENT CHILD __o $500 - $4,999 IZJ $5,000 - $9,999 o $10,000 - $24,999 o $25,000--OR MORE

Johnson ControlsC/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

NAME AND ADDRESS

[ZJ FILER [ZJ SPOUSE [ZJ DEPENDENT CHILD 123

[ZJ $500 - $4999 o $5,000 - S9.999 0$10.000 - $24.999 o $25.000--0R MORECOPY AND ATTACH ADDITIONAL PAGES AS NECESSARY

1x-Ps S Software ve-s.on ~ i .0.2


35/49

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1-800-325-8506Texas Etllic c Commission PO 80x 12070 Austin Texas 78711-2070 (5121463-5800 c INCOME FROM INTEREST, DIVIDENDS, ROYALTIES &RENTSo NOT APPLICABLE

List each source of income you your spousemore Information. see FORM PFS--INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom youproviding the number under which the child is listed on the Cover Sheet.

1 SOURCE OF INCOME Redwood Trust Inc. (REIT)C/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

2 RECEIVED BY [ZJ FILER [ZJ SPOUSE

3 AMOUNT o S500 - $4.999 o $5,000 - $9,999

SOURCE OF INCOMERowan Companies, IncC/O Goldman Sachs1000 Louisiana SI Suite 550Houston, TX 77002


AMOUNT[Xl $500 - $4,999 o $5,000 - $9,999

SOURCE OF INCOMESanofi-Aventis Sponsored ADRC/O Goldman Sachs1000 Louisiana SI Suite 550Houston, TX 77002

RECEIVED BY [ZJ FILER [Z] SPOUSE

AMOUNT[Z] S500- $L.999 o $5.000 - $9,999


PART 5

or a dependent child received In excess of $500 that was derived fromInterest. dividends. royalties and rents during the calendar year and indicate the category of the amount of the Income. For

are reporting by

NAME A'JD ADDRESS


0$10,000 - $24,999 [ZJ S25,000--OR MORE

NAME AND ADDRESS

o DEPENDENT CHILD __0$10,000 - $24,999 o $25,000--OR MORE

NAME AND ADDRESS


o S10.000 - 524,999 o S25000--0R MORE

T).:-O,r:-SSonware Verston 1,D,:;'


36/49

0

Texas Ethics Commission POBox 12070 Austin Texas 7871-1-2070 (5121463-5800 1-800-32S-8S06PART 5INCOME FROM INTEREST, DIVIDENDS, ROYALTIES &RENTS

NOT APPLICABLE...

List each source of income you, your spouse, or a dependent child received in excess of $500 that was derived frominterest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the income, Formore information, see FORM PFS--INSTRUCTION GUIDE

When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.1 SOURCE OF INCOME

2 RECEIVED BY

3 AMOUNT

SOURCE OF INCOME

RECEIVED BY

AMOUNT

SOURCE OF INCOME

RECEIVED BY

AMOUNT

NAME AND ADDRESSSingapore Telecommunications Ltd Sponsored ADRCIO Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

[ZJ FILER [2g SPOUSE D DEPENDENT CHILD __

o $SOO - $4,999 [2g $S,OOO - $9,999 0$10,000-$24,999 o 52S,000--OR MORENAME AND ADDRESS

Swiss Helvetia FundCIO Goldman Sachs1000 LOUISianaSt. Suite 550Houston, TX 77002

[ZJ FILER [2g SPOUSE o DEPENDENT CHILD __o $SOO - $4999 D S,OOO - $9,999 [ZJ 510,000- $24,999 o $2S,000--OR MORE

NAME AND ADDRESSUnilever NVC/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

[ZJ FILER [2g SPOUSE o DEPENDENT CHILD __

o 5S00- $4999 [2g 55,000 - 59.999 D S10.000-$24,999 o S2S,000--ORMORECOPY AND ATTACH ADDITIONAL PAGES AS NECESSARY


37/49

Texas EtrucsCommission POBox 12070 Austin Texas 78711-2070 (512)463-580[' 1-800-325-8506INCOME FROM INTEREST, DIVIDENDS, ROYALTIES & RENTS PART 5o NOT APPLICABLE

List each source of income you, your spouse, or a dependent child received in excess of S500 that was derived frominterest. dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. Fo rmore information, see FORM PFS--INSTRUCTION GUIDE.

When reporting information about a dependent child's activity. indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 SOURCE OF INCOME

2 RECEIVED BY

3 AMOUNT

SOURCE OF INCOME

RECEIVED BY

AMOUNT

SOURCE OF INCOME

RECEIVED BY

AMOUNT

NAME AND ADDRESSUnited Parcei Service CL BC/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

FILER SPOUSE o DEPENDENT CHILD __

$500 - $4,999 o $5.000 - $9,999 0$10,000 - $24.999 D S25,000--OR MORENAME Ar,jQ ADDRESS

Western Asset/Claymore Inflation-linked Opportunities & Income FundC/O Goldman Sachs1000 Louisiana SI Suite 550Houston, TX 77002

FILER [ZJ SPOUSE D DEPENDENT CHILD __D $500 - $4,999 D $5,000 - 59,999 $10,000-$24,999 D $25.000--0R MORE

NAME AND ADDRESSYum! BrandsC/O Goldman Sachs1000 Louisiana St. Suite 550Houston, TX 77002

[ZJ FILER [ZJ SPOUSE D DEPENDENT CHILD __

$500 - 4,999 o $5,000 - $9,999 D $10,000-524,999 D $25,000--OR MORECOpy AND ATTACH ADDITIONAL PAGES AS NECESSARY


38/49

__

__

__

Texas EthicsCommission Austin Texas 78711-2070 ( ~ 1 2 ) 4 6 3 - 5 8 0 0 1-800-325-8506 VV U L vPART 5INCOME FROM INTEREST, DIVIDENDS, ROYALTIES &RENTS

o NOT APPLICABLE-List each source of income you, your spouse, or a dependent child received in excess of S500 thatwas derived from

interest dividends, royalties and rents during the calendar year and indicate the category of the amount of the income. Formore information, see FORM PFS--INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 SOURCE OF II\JCOME NAME AND ADDRESSEI Paso CorpC/O Merrill Lynch1221 McKinney, Suite 3900Houston, TX 77002

2 RECEIVED BY [Xl FILER IZ] SPOUSE o DEPENDENT CHILD3 AMOUNT

IZJ $500 - $4,999 o 55,000 - $9999 0510,000 - $24,999

SOURCE OF INCOME NAME AND ADDRESSNational Retail PropertiesC/O Smith Barney717 Texas Ave Sutie 3050Houston, TX 77002

RECEIVED BYIZJ FILER IZ] SPOUSE o DEPENDENTCHILD

AMOUNT o $500 - $4,999 o 55,000 - S9,999 [Xl $10,000 - S24,999SOURCE OF INCOME NAME AND ADDRESS

Oneok. Inc.C/O Smith Barney717 Texas Ave Sutie 3050Houston, TX 77002

RECEIVED BY [Xl FILER IZ] SPOUSE o DEPENDENTCHILDAMOUNT

IZJ $500 - $4,999 o $5,000 - 59,999 0$10,000 - S24.999


o 525,000--ORIvl0RE

o $25,000--ORMORE

o S25,OOO--OR MORE


39/49

Texas Etr ics Commission, POBox 12070 Austin Texas 78711-2070 i5P)463-58DO- 1-800-325-8506INCOME FROM INTEREST, DIVIDENDS, ROYALTIES &RENTS PART 5

D NOT APPLICABLE- List each source of income you. your spouse, or a dependent child received in excess of 500 that was derived from

interest, dividends, royalties and rents dUring the calendar year and indicate the category of the amount of the income. Fo rmore information, see FORM PFS--INSTRUCTION GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the chiid IS listed on the Cover Sheet

NAME AND ADDRESS1 SOURCE OF Ir'JCOMEPfizer. Inc.C/O Smith Barney717 Texas Ave Sutie 3050Houston, TX 77002

2 RECEIVED BY

3 AMOUNT

SOURCE OF INCOME

RECEIVED BY

[ZJ FILER

D 5500 - $4,999

Smith Barney/CitiC/O Smith Barney717 Texas Ave Sutie 3050Houston, TX 77002

[ZJ FILER

[ZJ SPOUSE [ZJ DEPENDENTCHILD ...u..;L

o $5,000- $9,999 [ZJ $10,000- $24,999 D S25.0DO--OR MORENAME AND ADDRESS

[ZJ SPOUSE D DEPENDENTCHILDAMOUNT

[ZJ $500 - 54,999 o $5,000- $9,999 D $10,000 - $24,999 D $25,000--OR fv10RESOURCE OF INCOME

JPMorgan ChaseNAME AND ADDRESS

POBox 6076Newark, DE 19714

RECEIVED BY[ZJ FILER [ZJ SPOUSE o DC::PENDENT CHILD __

AMOUNT[ZJ 5500 - $4999 D $5.000- $9,999 D $10,000 - 524.999 o S25,000--OR MORE

COPY AND ATTACH ADDITIONAL PAGES AS NECESSARY"T X - P r ~ Sc-t.wareVerSIO,' : .D.L


40/49

--

I

L (517)463-5800 1-800-325-8506Texas Ethics Commission POBox 1"070 Austin Texas 78711-2070

List each source of income you, your spouse, or a dependent child received In excess of $500 that was derived frominterest dividends, royalties and rents during the calendar year and indicate the category of the amount of the income

PART 5INCOME FROM INTEREST, DIVIDENDS, ROYALTIES &RENTS

For

o NOT APPUCABLE

more Information, see FORM PFS--INSTRUCTION GUIDE.

providing the number under which the child is listed on the C1 SOURCE OF INCOME

1000 LouisianaHouston, TX 77002

over Sheet.

2 RECEIVED BY!ZJ FILER

3 AMOUNT!ZJ $500 - $4,999

SOURCE OF INCOMEAnn Tobias

ILit Agency for Children's bo520 E 84th St #4LNew York, NY 10028

oks

RECEIVED BYo FILER

AMOUNTI [Xl $500 - $4.999

SOURCE OF II\JCOMECanyonlands Reality, LLC300 S. Main StMoab, UT 84532

RECEIVED BY[Xl FILER

AMOUNT D $500 - $4,999

When reporting information about a dependent child's activity, indicate the child about whom you are reporting by

NAME AND ADDRESSNuveen Select Maturity Municipal Mutual Fund

[Xl SPOUSE o DEPENDENTCHILD __

D $5000 - $9.999 D $10,000 - $24,999 D $25,000--OR MORENAME AND ADDRESS

[Xl SPOUSE o DEPENDENTCHILD __D $5,000- $9,999 D $10.000-$24,999 D $25,000--OR MORE

NAI,1EAND ADDRESS

[Xl SPOUSE D DEPENDENT CHILD __

D 55.000- M,999 [Xl $10,000 - S24,999 D S25000--0R MORE

COpy AND ATTACH ADDITIONAL PAGES AS NECESSARY \T},-PFS Software ve-src n I.O,L

I


41/49

(512)463-5800 1-800-325-8506exas Ethi8s Commission POBox 12070 Austin Texas 7871', 2070PART 5INCOME FROM INTEREST, DIVIDENDS, ROYALTIES &RENTS

D NOTAPPLICABLEList each source of income you: your spouse, or a dependent child received in excessof $500 that was derived frominterest, dividends, royalties and rents during the calendar year and indicate the category of the amount of the Income. Formore information, see FORM PFS--INSTRUCTION GUIDE.When reporting information about a dependent child's activity. indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 SOURCE OF INCOME

2 RECEIVED BY

3 AMOUNT

SOURCE OF INCOME

RECEIVED BY

AMOUNT

NAlv1EAND ADORESSNuveen Municipal Value Fund

[Z] FILER [Z] SPOUSE D DEPENDENT CHILD __

[Z] $500 - $4,999 D $5,000 - $9,999 D $10,000 - $24,999 D $25,000--OR MORENAME AND ADDRESS

Pioneer Municipal & Equity Income Trust

[Z] FILER [Z] SPOUSE D DEPENDENT CHILD

[Z] $500 - $4.999 D $5,000 - $9,999 D $10,000 - S24.999 D S25,000--OR MORE



42/49

- -

- -

--

Texas Etrucs Cornmissron POBox 12070 Austin Texas 78711-2070 (51? )463-5800 1-800-325-8506~ PERSONAL NOTES AND LEASE AGREEMENTSD NOT APPLICABLE

-Identify each guarantor of a loan and each person or financial institution to whom you, your spouse,a dependent child had a total financial liabil ity of more than $1,000 in the form of a personal note or notes or leaseagreement at any time during the calendar year and indicate the category of the amount of the liability,tion, see FORM PFS--INSTRUCTION GUIDEWhen reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 PERSON OR INSTITUTION Northern Trust Bank-Home MortgageHOLDING NOTE ORLEASE AGREEMENT

2 LIABILITY OF [ZJ FILER [Z] SPOUSE3 GUARANTOR

4 AMOUNT D $1,000 - S4,999 D 55,000 - 59,999

PERSON OR INSTITUTION Goldman Sachs-Margin LoanHOLDING NOTE ORLEASE AGREEMENT

LIABILITY OF [ZJ FILER [ZJ SPOUSE

GUARANTOR

AMOUNT 0$1,000-54,999 o 55,000 - $9999


PART 6

orFor more informa-

D DEPENDENT CHIW

o $10,000 - S24,999 [Z] Sl25,000--OR MORE

D DEPENDENT CHILD

o $10,000 - $24,999 [ZJ 525,OOO--OR MORE

I

TX-P,S SoHwa;t Version ":l'.:I


43/49

- -

--

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Texas Ethics Commission , POBox 12070 Austin Texas 78711-2070 15121463-5800 1-800-325-8506INTERESTS IN REAL PROPERTY PART 7A

D NOT APPLICABLE-- Describe all beneficial interests in real property held or acquired by you, your spouse, or a dependent child during the -calendar year, If the interest was sold, also indicate the category of the amount of the net gain or loss realized from the sale.

For an explanation of 'beneficial interest' and other specific directions for completing this section, see FORM PFS--INSTRUCTIOr-.J GUIDE.When reporting information about a dependent child's activity, indicate the child about whom you are reporting byproviding the number under which the child is listed on the Cover Sheet.

1 HELD OR ACQUIRED BY2 STREET ADDRESSD NOT AVAILABLE

CHECK I"

bill white 2008 financial disclosure

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