canon 12 and 13 (including rules) -- illustrative cases
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CANON 12 - GENERAL
Republic of the Philippines
SUPREME COURT
Manila
SECOND DIVISION
A.C. No. 6986 March 6, 2006
JULIUS V. AGUSTIN, Complainant,
vs.ATTY. ENRIQUE S. EMPLEO, Respondent.
R E S O L U T I O N
GARCIA, J.:
This is a complaint for disbarment1filed by
complainant Julius V. Agustin against respondent Atty. Enrique
S. Empleo for the latters failure to comply with a court
order while acting as the formers counsel, thereby resulting in
the outright dismissal of a case and the complainants
counterclaim therein.
Records reveal that complainant was the defendant in Civil
Case No. B-259 for Forcible Entry with Preliminary Mandatory
Injunction and Damages then pending before the 2nd
Municipal Circuit Trial Court (MCTC), Bindoy, Negros Oriental,
in which respondent was his counsel.
In the course of the proceedings in that case, the MCTC issued
an Order on September 25, 1998,2giving theparties to the case
a period of fifteen (15) days from receipt thereof within which
to submit their compromise agreement or amicable settlement
for the approval of the court.
With no compromise agreement having been submitted by the
parties within the period thus given or thereafter, the MCTC,
some four (4) years later, or on August 5, 2002, issued an
Order3dismissing Civil Case No. B-259 and the counterclaim
therein for failure of the parties to prosecute.
Blaming his counsel for the dismissal of the case and his
counterclaim therein, complainant filed on October 18, 2004,
an administrative complaint against respondent with the
Integrated Bar of the Philippines (IBP), thereat docketed as
CBD Case No. 04-1344.
Acting on the complaint, the IBP Director for Bar Discipline,
Atty. Rogelio A. Vinluan, required respondent to submit his
answer thereto, otherwise he will be considered as in default
and the case heard ex-parte.4
In his answer,5respondent admits having been complainants
counsel in Civil Case No. B-259 and the dismissal of that case
by the MCTC for the parties failure to submit a compromise
agreement. He explained, however, that the non-submission of
the compromise agreement was due to complainants own
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fault in not contacting him for the purpose of providing the
details of said agreement, pointing out that counsels merely
assist their clients and do not decide for them in a compromise
agreement. Respondent likewise averred that complainant was
not prejudiced by the dismissal of Civil Case No. B-259 for the
simple reason that the latter was no less the defendant therein
and it was the plaintiff who failed to prosecute the case for
a long period of time. In any event, respondent alleged that
the instant administrative complaint is simply complainants
reaction to his letter dated June 15, 20046relative to his
(respondents) act of having withdrawn as complainants
counsel in a different case pending before another court.
Complainant, in his Reply-Affidavit,7countered that he
contacted respondent several times regarding the submission
of the compromise agreement in Civil Case No. B-259. The first
was on October 20, 1999 at respondents residence as the
latter was not at his office at that time, in compliance with
respondentsletter requesting to see him. The second was on
April 19, 2000 when complainant went to respondents office
on account of another case, and there reminded the latter asto the compromise agreement but respondent just made the
assurance that he will be the one to make the draft and/or
prepare the same. The third was on January 12, 2001, again at
the respondents office where, after being reminded as to the
compromise agreement, respondent told him not to be in a
hurry because the court can wait for the compromise
agreement and besides he is quite busy with other court cases.
Denying that the administrative complaint is his reaction to
respondents letter dated June 15, 2004, complainant asserted
that said letter concerns another case in connection with which
he is preparing another administrative case against
respondent.
In his Rejoinder,8respondent denied that complainant
contacted and reminded him about the subject compromise
agreement, averring that any communication that has
happened between him and the complainant pertains to
another case. Respondent further averred that complainant ismerely attempting to besmirch his unsullied reputation as a
legal practitioner since 1975.
After the termination of the mandatory preliminary conference,
the parties were required to submit their respective position
papers with documentary exhibits and affidavits of witnesses, if
any, within twenty (20) days from notice, after which the case
shall be submitted for resolution.9
Eventually, on July 26, 2005, the IBP Investigating
Commissioner, Acerey C. Pacheco, submitted his Report and
Recommendation.10Said the Commissioner in his report:
It is a fact as established by the records that no compromise
agreement was submitted to the court despite the receipt of
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the Order dated September 25, 1998. While it is true that as
counsel, respondent do not decide for the complainant to
enter into such kind of agreement, respondent is however,
duty bound to assist the court in the speedy disposition of
cases.
xxx xxx xxx
Respondents asseveration that he waited for the complainant
to provide him with details of the compromise agreement but
the latter failed to come does not inspire belief in the face of
the denials made by the complainant. Not even a piece of
paper or letter requesting the complainant to provide him with
the details of the agreement was presented to substantiate
such allegation.
And even assuming arguendo that respondent indeed asked
the complainant of such details, the period of almost four (4)
years from September 25, 1998 (date of the Order requiring
the submission of the compromise agreement) up to August 5,
2002 (date of the Order dismissing the case for failure to
submit the same) without doing anything to avoid the casebeing left "hanging on the air" betrays respondents duty
towards the court. As an officer of the court whose primary
function is to assist the court in the impartial and speedy
adjudication of cases, respondent ought to be vigilant and
avoid any act or omission that only impedes and obstructs
speedy disposition of cases.
In the case at bar, the period of almost four (4) years of waiting
constitutes inaction that caused unnecessary delay in thedisposition of said cases. The fact that no damage or prejudice
was sustained by the complainant, he being the defendant in
that case, is of no moment.
Thus, the Commissioners recommendation:
WHEREFORE, premises considered, it is most respectfully
recommended that herein respondent be reprimanded for his
inaction over the period of almost four (4) years without doinganything and that a repetition of the same act to be dealt with
accordingly.11
On October 22, 2005, the IBP Board of Governors passed
Resolution No. XVII-2005-9012adopting and approving the
afore-quoted report and recommendation of the Investigating
Commissioner, to wit:
RESOLVED to ADOPT and APPROVE, as it is hereby ADOPTED
and APPROVED, the Report and Recommendation of the
Investigating Commissioner of the above-entitled case, herein
made part of this Resolution as Annex "A"; and, finding the
recommendation fully supported by the evidence on record
and the applicable laws and rules, and considering the almost
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four years of inaction that caused delay in the disposition of
the cases, Atty. Enrique S. Empleo is hereby REPRIMANDED
and repetition of the same act shall be dealt with accordingly.
We are in full accord with the findings and recommendation ofthe Investigating Commissioner as adopted by the IBP Board
of Governors.
First and foremost among the duties of a lawyer is his duty to
the court. The chief mission of an attorney is to assist in the
administration of justice and to this end, his clients success in
the case is subordinate. As mandated in Canon 12 of the Code
of Professional Responsibility:
A LAWYER SHALL EXERT EVERY EFFORT AND CONSIDER IT HIS
DUTY TO ASSIST IN THE SPEEDY AND EFFICIENT
ADMINISTRATION OF JUSTICE.
Like the court itself, a lawyer is an instrument to advance its
ends: the speedy, efficient, impartial, correct and inexpensive
adjudication of cases and the prompt satisfaction of final
judgments.13A lawyer should not only help attain these
objectives but should likewise avoid any unethical or improper
practices that impede, obstruct or prevent their realization,
charged as he is with the primary task of assisting in the
speedy and efficient administration of justice.14
True, a lawyer cannot enter into a compromise agreement
without his clients consent. Be it remembered, however, that a
lawyer is also an officer of the court with the correlative duty
to see to it that cases are disposed in the soonest possible
time.
Here, respondent, fully aware that there is a pending court
order for the submission of a compromise agreement, should
have taken pains to remind complainant about it and ascertain
the true intent of the latter regarding the same, so that he, as
complainants counsel, can make the necessary legal action in
order for the case not to be unduly delayed and appear not to
be indefinitely pending in the docket of the court concerned.
Moreover, by respondents inaction to the court order in Civil
Case No. B-259, he has very well violated his Attorneys Oath
to "obey the laws and legal orders of the duly constituted
authorities."
Lastly, we cannot but note that respondent's conduct relative
to the civil case in question likewise fell short of the diligence
required of his profession, in violation of Canon 18 of the Codeof Professional Responsibility, which demands that a lawyer
shall serve his client with competence and diligence. Rule 18.03
of said Canon further states that a lawyer shall not neglect a
legal matter entrusted to him and his negligence in connection
therewith shall render him liable.
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As complainants counsel in Civil Case No. B-259, it was
incumbent upon respondent to invite his clients attention as
to the compromise agreement, especially so when there is a
pending court order for the submission of the same. There is
nothing in the record which shows that respondent did
anything in this respect, even when, as per his admission, he
and complainant were in communication at that time, albeit,
with regards to another case.
Thus, by just letting the court order for the submission of a
compromise agreement in Civil Case No. B-259 remain
unacted upon resulting in the pendency of that case for almost
four (4) years until its dismissal for the parties non-compliance, respondent sorely failed to perform what is
required of him as a lawyer and a member of the Bar.
ACCORDINGLY, respondent Atty. Enrique Empleo is hereby
REPRIMANDED with WARNING that a repetition of the same
or similar act will be dealt with more severely.
SO ORDERED.
CANON 12 RULE 12.02
EN BANC
[A.C. No. 5469. August 10, 2004]
RICARDO A. FORONDA, complainant, vs. ATTY. ARNOLD V.GUERRERO, respondent.
D E C I S I O N
CALLEJO, SR., J.:
The instant disbarment case arose when Ricardo A. Foronda,
acting as attorney-in-fact for Ramona Patricia Alcaraz and
Concepcion D. Alcaraz, filed a verified Letter-Complaint[1]dated
June 29, 2001 with the Office of the Bar Confidant charging
Atty. Arnold V. Guerrero with abusing procedural rules to
defeat the ends of substantial justice by filing appeals,
complaints and petitions to frustrate and delay the execution
of a judgment.
The Antecedents
The complainant alleged that his principals, Ramona and
Concepcion Alcaraz, filed Civil Case No. Q-44134 entitled
Concepcion Alcaraz, et al. v. Romeo Coronel, et al.for specific
performance and damages before the Regional Trial Court of
Quezon City, Branch 83. The case involved a parcel of land
which the defendants therein sold to the Alcarazes, and,
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thereafter, while the case was pending, to Catalina Balais-
Mabanag. Assisted by her husband Eleuterio Mabanag, and
with the respondent as their lawyer, Catalina intervened in the
case.
On March 1, 1989, the RTC rendered a Decision [2]in favor of
the plaintiffs, the dispositive portion of which reads:
WHEREFORE, judgment for specific performance is hereby
rendered ordering defendant to execute in favor of plaintiffs a
deed of absolute sale covering that parcel of land embraced in
and covered by Transfer Certificate of Title No. 327403 (now
TCT No. 331582) of the Registry of Deeds of Quezon City,
together with all the improvements existing thereon, free from
all liens and encumbrances and once accomplished, to
immediately deliver said document of sale to plaintiffs, and
upon receipt thereof, the plaintiffs are ordered to pay
defendants the whole balance of the purchase price
amounting toP1,190,000.00 in cash. Transfer Certificate of Title
No. 331582 of the Registry of Deeds of Quezon City in the
name of intervenor is hereby cancelled and declared to be
without any force and effect. Defendants and intervenor, and
all other persons claiming under them, are hereby ordered to
vacate the subject property and deliver possession thereof to
plaintiffs. Plaintiffs claim for damages and attorneys fees, as
well as the counterclaims of defendants and intervenors, are
hereby dismissed.
No pronouncement as to costs.
So ordered.[3]
The Mabanag Spouses, through the respondent as their
counsel, appealed the decision to the Court of Appeals,
docketed as CA-G.R. CV No. 23000. In its
Decision[4]promulgated on December 16, 1991, the Court of
Appeals affirmed the decision of the RTC in toto. Unsatisfied
with the judgment of the appellate court, the respondent
elevated the matter to this Court, docketed as G.R. No.
103577. The petition for review was dismissed, and the
judgment appealed from was, likewise, affirmed in toto in the
Courts Decision[5]dated October 7, 1996.[6]The Court found
that the questioned sale of the parcel of land between therein
petitioners and Mabanag on February 18, 1985 was correctly
upheld by both courts below.
Thereafter, according to the complainant, the respondent,
acting for and in behalf of his clients, the Mabanag Spouses,
filed several cases[7]questioning the ruling of the Court in G.R.
No. 103577. The complainant contended that the multiplepleadings and actions pursued by the respondent indicate that
he violated his oath as an officer of the court and breached the
Code of Professional Responsibility for Lawyers. The
complainant thereafter prayed that the instant complaint be
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referred to the Integrated Bar of the Philippines for proper
investigation and action.[8]
The Respondents Defense
The respondent, for his part, filed a Motion to Cite
Complainant and Counsel in Contempt Without Prejudice to
Disciplinary Action Against Counsel,[9]alleging that in an
attempt to cause disrepute, dishonor and to cast aspersion on
him, the complainants counsel virtually published and made
known publicly the instant administrative case against him by
filing a Manifestation in Civil Case No. Q-01-43396 before the
Regional Trial Court of Quezon City, Branch 80. According to
the respondent, this grossly violated the confidentiality in
administrative proceedings.[10]
In his Comment,[11]the respondent did not deny that the
decision in Civil Case No. Q-44134 was already final and
executory, as it had already been affirmed by the Court of
Appeals and the Supreme Court in their respective
decisions. The respondent put forth the following arguments
to justify the dismissal of the instant complaint:
A. THE SUBSEQUENT CASES FILED INVOLVED LEGITIMATE
AND VALID RESORT TO JUDICIAL PROCESSES AND REMEDIES;
HENCE, THERE IS NO BASIS FOR THE CHARGE THAT THE
RESPONDENT COUNSEL HAS ABUSED PROCEDURAL
PROCESSES TO DEFEAT THE ENDS OF SUBSTANTIAL JUSTICE.
B. THE COMPLAINT MUST AND SHOULD BE DISMISSED ON
THE GROUND OF FORUM SHOPPING AND VIOLATION OF
SECTION 5, RULE 7 OF THE 1997 RULES OF CIVIL PROCEDURE.
C. THIS ADMINISTRATIVE CASE IS PREMATURECONSIDERING THAT THE MATTERS RAISED THEREIN ARE
STILL ISSUES TO BE RESOLVED IN PENDING CASES; HENCE, ITS
OUTRIGHT DISMISSAL IS APPROPRIATELY CALLED FOR AND
WARRANTED.[12]
The respondent was vehement in denying that he abused legal
processes and remedies, as the issues raised in the subsequent
actions he filed were valid and meritorious, the resolution of
which were indispensable for the orderly administration of
justice. Thus:
It is basic that a counsel may resort to all legal reliefs and
remedies available and to invoke all pertinent provisions of the
law and rules, to protect the interest of a client in order that
justice may be done and duly administered. In fact, it is not
only the right of a counsel to do so but rather, it is his
bounden and sacred obligation as an officer of the court andas an advocate who is tasked to protect the interest of a client
within the bounds of law.
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Thus, in Civil Case No. Q-91-31268,with the Regional Trial
Court of Quezon City,which is the first complaint, what was
challenged therein is the eligibility of Ramona Patricia Alcaraz,
to own urban commercial lands, within the ambit of Batas
Pambansa Blg. 185, considering that she is nota Filipino
citizen or at least, she does not appear nor was she alleged to
be so. Evidently, therefore, this is not intended to forestall the
execution of the judgment which must be executed, pursuant
to the rules that is, in accordance with the dispositive portion
thereof. Otherwise stated, the execution, if it must be
undertaken, must be made in accordance with and consistently
(sic) the dispositive portion thereof. It is well settled that
execution must conform to that ordained or decreed in thedispositive portion of the decision.
As shown in the earlier narrations, the foregoing case is
presently on appeal with the Honorable Court of Appeals and
is still pending thereat, up to the present.
With regards to the petition for certiorari filed with the
Honorable Court of Appeals, docketed thereat as CA-G.R. SP
No. 4770 (sic), whereby a decision was already rendered and
such decision is already final and executory, the issues therein
disposed as raised, pertinently pertained to the questioned
and assailed Orders of the trial court which granted the writ of
execution, upon motion of parties who are purportedly the
principals of the complainant and his counsel. After the denial
of the said petition and the finality of the judgment of such
denial, partial execution ensued and was not of course, even
attempted to be forestalled by the herein respondent counsel
and his clients.
However, the execution being undertaken later on was shown
to have been exceeded when, despite the fact that there is no
showing that the parties who were supposed to execute a
deed of absolute sale pursuant to the dispositive portion of
the subject decision being sought to be implemented, had
refused or at least failed, after demand, to so execute and
perform the foregoing acts, the trial court ordered its branch
clerk of court to perform the said acts. In fact, it was pointedout that it does not even appear that the other parties whose
acts are sought, were already served with the writ of execution;
hence, the trial courts act was without basis and/or
premature. Nevertheless, the trial courts branch clerk of court
notwithstanding, proceeded as in fact, executed the deed of
absolute sale in favor of the Alcarazes. This act of the trial
court, with due respect, unduly created chaos and confusion,
which are antithetical to its function for an orderlyadministration of justice and the fair approximation thereof.
The matter was, thereafter, complicated further, when despite
the fact that the citizenships of the Alcarazes were not
indicated in the deed of absolute sale which appears to have
been presented with the Register of Deeds of Quezon City, the
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said Register of Deeds cancelled the title of the client of the
herein respondent counsel and issued a new title over the
subject property in favor of the Alcarazes and in order to
validate and to give a semblance of legality or color to the
validity of the issuance of the said title, by making it appear
that the Alcarazes are Filipino citizens, ALTHOUGH THERE IS
NO INDICATION OF THEIR CITIZENSHIP IN THE SUBJECT DEED
OF ABSOLUTE SALE, nevertheless, indicated in the new title
that the Alcarazes are Filipinos.
Thus, the herein respondent counsel, in behalf of his client and
to protect their interest, this time, was constrained to institute
a petition with the Honorable Court of Appeals, docketedas CA-G.R. SP No. 55576,whereby they assailed the
jurisdiction of the trial judge in decreeing the foregoing
execution of acts not included in the disposition portion of the
decision being sought to be executed and to perform acts
within the exclusive competence and direction of the Register
of Deeds pursuant to Providential Decree No. 1529, otherwise
known as the Board Registration Decree. This case is still
pending with the Honorable Court of Appeals up to thepresent; hence, it is misleading for the complainant to even
insinuate that a decision thereon is already final, which, of
course, as shown in the earlier discussions, are farthest from
the truth.
While all of the foregoing issues were still pending as they are
still pending up to the present, the complainant and counsel,
purportedly sold and transferred the subject property, using
the title being assailed and questioned in CA-G.R. SP No.
55576, to a third person, one Emelita Mariano, with the
purported deed of absolute sale being notarized by the same
counsel of the herein complainant, Atty. Oscar R. Ferrer, who is
representing the Alcarazes in the abovesaid cases; hence, he
cannot feign ignorance of the pendency of the said cases and
the issues involved therein which cast questions on the said
title and, thus, rendered the purported transfer or sale fatally
defective.
True to his duty to his client and as an officer of the court and
in order to maintain the integrity, dignity and orderliness in the
administration of justice, herein respondent counsel, filed in
behalf of his client, the Complaint in Civil Case No. Q-01-
43396, on February 15, 2001,with the Regional Trial Court
of Quezon City,for the annulment of the title issued in favor
of the third person, Emelita L. Mariano, for the annulment of
the Deed of Absolute Sale to her and Damages with prayer fora temporary restraining order and/or writ of preliminary
injunction.
When no temporary restraining order and/or writ of
preliminary injunction were issued by the trial court, herein
respondent counsel, in behalf of his client, availed of the
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legally available remedy of a special civil action of certiorari,
assailing on jurisdictional/grave abuse of discretion grounds,
the refusal and/or failure of the trial court to issue the prayed
for preliminary injunctive reliefs, among others. Thus,
respondent, as counsel for his client, filed with the Honorable
Court of Appeals, on July 24, 2001, a petition for certiorari
and prohibition with prayer for a temporary restraining order
and/or writ of preliminary injunction, docketed as CA-G.R. SP
No. 65783,which is still pending resolution of the said
Honorable Court up to the present.[13]
The respondent also alleged that the complainants failure to
disclose the pendency of Civil Case No. Q-01-43396 in thecertification against non-forum shopping in the case at bar
was in gross violation of Section 5, Rule 7 of the 1997 Rules of
Civil Procedure. Because of this, the respondent reasoned, the
complaint should be dismissed.
Finally, the respondent averred that the instant administrative
case is premature, considering that there are still issues to be
resolved in the pending cases. As such, no cause of action
could accrue against him. The respondent prayed that the
complaint be dismissed for utter and palpable lack of merit.
In his Compliance and Comment,[14]the complainant asserted
that there was no malice nor inaccuracy resorted to in the
filing of the complaint against the respondent. The
complainant averred that he was constrained to file the instant
complaint out of exasperation, if not desperation, upon the
instruction of his principals, so as to stop the respondent from
continuing with his dilatory and obstructionist strategies to
deprive them of their rights already confirmed by the courts,
from the RTC to the Supreme Court. Thus:
In order to stall the execution of the favorable decision
obtained by my principals Concepcion Alcaraz and her
daughter Ramona Patricia Alcaraz as early as March 1, 1989, in
Civil Case No. Q-44134, respondent acting in behalf of his
clients, went to this Court three (3) times in said case and
several times also to the Court of Appeals on appeals, petitionsfor certiorari, etc.
Although respondent admits the fact that the subject
decision of the court a quo is already final and executory, he
insists that the issues in the other cases are indeed different.
He argues in his comment that the issue in his petition (Annex
2 to Comment) pertained to the issuance of a writ of
execution to implement the abovesaid final and executory
decision. This is plain hair-splitting aimed to muddle the
issues and ultimately mislead the Honorable Court.[15]
The Recommendation of the Integrated Bar OfThe Philippines (IBP)
Commission On Bar Discipline
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On October 25, 2003, the IBP Board of Governors passed
Resolution No. XVI-2003-237, finding that the foregoing
recommendation of the Commissioner was fully supported by
the records, as well as the applicable laws. The Board found
that the respondent violated Rule 12.02 of the Code of
Professional Responsibility, and recommended his suspension
for one (1) year.
The Courts Ruling
At the outset, the Court would like to stress that administrative
cases against lawyers belong to a class of their own.[16]As we
held in the leading case of In re Almacen:[17]
Neither purely civil not purely criminal, they do not involve a
trial of an action or a suit, but are rather investigations by the
Court into the conduct of one of its officers. Not being
intended to inflict punishment, [they are] in no sense a criminal
prosecution. Accordingly, there is neither a plaintiff nor a
prosecutor therein. [They] may be initiated by the Court motu
proprio. Public interest is [their] primary objective, and the real
question for determination is whether or not the attorney isstill a fit person to be allowed the privileges as such. Hence, in
the exercise of its disciplinary powers, the Court merely calls
upon a member of the Bar to account for his actuations as an
officer of the Court with the end in view of preserving the
purity of the legal profession and the proper and honest
administration of justice by purging the profession of
members who by their misconduct have prove[n] themselves
no longer worthy to be entrusted with the duties and
responsibilities pertaining to the office of an attorney. .[18]
As such, the instant complaint cannot be dismissed as prayed
for by the respondent.
We agree that the respondent is administratively liable.
The respondent, by his own admission, filed multifarious
petitions, motions and actions concerning the sale of the
property in question, after the Court already ruled in G.R. No.
103577 that the said sale was correctly upheld by both the trialand appellate courts. He, thereafter, filed two other initiatory
pleadings before the RTC of Quezon City, namely, Civil Case
No. Q-97-31268 and Civil Case No. Q-01-43396. The same
matter subject of the original complaint was elevated to the
Court of Appeals no less than four (4) times: CA-G.R. CV No.
65124, CA-G.R. SP No. 65783, CA-G.R. CV No. 75911, and CA-
G.R. SP No. 55576. And from there, the matter was again
brought before this Court twice: G.R. No. 135820 and G.R. No.153142.[19]
We concur with the following observations made by IBP
Commissioner Rebecca Villanueva-Maala in her Report and
Recommendation dated October 3, 2003:
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The issue being raised by the respondent on behalf of his
clients in all the complaints, appeals, petitions and motions he
has filed is the question of non-eligibility of Ramona Alcaraz to
acquire property in thePhilippines and the nullity of the sale
between Alcaraz and the Coronels. These issues have already
been passed upon and upheld by both the Court of Appeals
and the Supreme Court. In the case docketed as CA-G.R. SP
No. 65783, the First Division of the Court of Appeals observed
that Mabanags counsel, (respondent herein) has questioned
the non-eligibility of Ramona Alcaraz to acquire property in
the Philippines for the nth time although as early as 30 July
1998, the Court of Appeals in CA-G.R. SP No. 47710 had
already affirmed the lower courts ruling that the petitioner is
not the proper party to question the eligibility of Alcaraz to
own property in the Philippines. The petition for review on
certiorari before the Supreme Court in G.R. No. 135820 upheld
the right of Ramona Alcaraz as one of the vendees in the deed
of sale. The Supreme Court passed judgment on her capacity
to buy the property. The issue was recycled in CA-G.R. SP No.
55576, Entry of Judgment was already issued by the Supreme
Court on 2 January 1997. However, petitioner has succeededfor more than five (5) years now to hold at bay the full
implementation of the judgment in point.Likewise, in
dismissing the complaint filed by respondent on behalf of his
client before RTC QC Branch 83 docketed as Case No. Q-97-
31268 entitled Mabanag vs. Patricia Ramona Alcaraz, et. al. to
declare Patricia Alcaraz ineligible to acquire real property, the
court observed that for failure of the plaintiffs to get afavorable decision of the earlier case, they tried to prevent
the execution by disqualifying herein defendant.(Emphasis
ours).
In the case docketed as CA-G.R. SP [No.] 65783, a pertinent
portion of the Court of Appeals decision reads While lawyers
owe (sic) entire devotion to the interest of their clients right,
they should not forget that they are officers of the court
bound to exert every effort to assist in the speedy and efficient
administration of justice they should not, therefore, misuse
the rules of procedure to defeat the ends of justice or undulydelay a case, impede the execution of a judgment or misuse
the court processes (Eternal Gardens Memorial Park
Corporation vs. Court of Appeals, 293 SCRA 622).[20]
It has, thus, been clearly established that in filing such
numerous petitions in behalf of his client, the respondent
thereby engaged in forum shopping. The essence of forum
shopping is the filing of multiple suits involving the same
parties for the same cause of action, either simultaneously or
successively, for the purpose of obtaining a favorable
judgment. It exists when, as a result of an adverse opinion in
one forum, a party seeks a favorable opinion in another, or
when he institutes two or more actions or proceedings
grounded on the same cause to increase the chances of
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obtaining a favorable decision. An important factor in
determining the existence of forum shopping is the vexation
caused to the courts and the parties-litigants by the filing of
similar cases to claim substantially the same reliefs.[21]
Indeed, while a lawyer owes fidelity to the cause of his client, it
should not be at the expense of truth and the administration
of justice. Under the Code of Professional Responsibility, a
lawyer has the duty to assist in the speedy and efficient
administration of justice, and is enjoined from unduly delaying
a case by impeding execution of a judgment or by misusing
court processes.[22]Such filing of multiple petitions constitutes
abuse of the Courts processes and improper conduct thattends to impede, obstruct and degrade the administration of
justice and will be punished as contempt of court. Needless to
add, the lawyer who files such multiple or repetitious petitions
(which obviously delays the execution of a final and executory
judgment) subjects himself to disciplinary action for
incompetence (for not knowing any better) or for willful
violation of his duties as an attorney to act with all good
fidelity to the courts, and to maintain only such actions asappear to him to be just and are consistent with truth and
honor.[23]
We note that while lawyers owe their entire devotion to the
interest of their clients and zeal in the defense of their clients
right, they should not forget that they are, first and foremost,
officers of the court, bound to exert every effort to assist in the
speedy and efficient administration of justice.[24]
In filing multiple petitions before various courts concerning the
same subject matter, the respondent violated Canon 12 of theCode of Professional Responsibility, which provides that a
lawyer shall exert every effort and consider it his duty to assist
in the speedy and efficient administration of justice. He also
violated Rule 12.02[25]and Rule 12.04[26]of the Code, as well as
a lawyers mandate to delay no man for money or malice.
We find that the IBPs recommended penalty of one years
suspension from the practice of law is not commensurate to
the respondents transgression. He shall thus be meted a two-
year suspension from the practice of law, effective
immediately.
WHEREFORE, for trifling with judicial processes by resorting to
forum shopping, respondent Atty. Arnold V. Guerrero is hereby
SUSPENDED from the practice of law for a period of Two (2)
Years. The respondent is DIRECTED to inform the Court of the
date of his receipt of this Decision. Let a copy of this Decisionbe included in the respondents files which are with the Office
of the Bar Confidant, and circularized to all courts and to the
Integrated Bar of the Philippines.
SO ORDERED.
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Davide, Jr., C.J., Puno, Panganiban, Quisumbing, Ynares-
Santiago, Carpio, Austria-Martinez, Corona, Carpio-Morales,
Azcuna, Tinga, andChico-Nazario, JJ., concur.
Sandoval-Gutierrez, J., on leave.
EN BANC
MANUEL S. SEBASTIAN,
Complainant,
A.C. No. 3731
Present:
PUNO, C.J.,
QUISUMBING,
YNARES-SANTIAGO,
SANDOVAL-GUTIERREZ,
CARPIO,
AUSTRIA-MARTINEZ,
CORONA,
- versus - CARPIO MORALES,
AZCUNA,
TINGA,
CHICO-NAZARIO,
GARCIA,
VELASCO, JR.,
NACHURA, and
REYES, JJ.
ATTY. EMILY A. BAJAR, Promulgated:
Respondent. September 7, 2007
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D E C I S I O N
CARPIO,J.:
The Case
On 18 October 1991, Manuel S. Sebastian (complainant)
filed a disbarment complaint against Atty. Emily
A. Bajar (respondent) for obstructing, disobeying, resisting,rebelling, and impeding final decisions of Regional Trial Courts,
the Court of Appeals and of the Honorable Supreme Court,
and also for submitting those final decisions for the review and
reversal of the DARAB, an administrative body, and for
contemptuous acts and dilatory tactics.
The Facts
Complainant alleged the following:
1. Respondent is a lawyer of the Bureau of Agrarian Legal
Assistance (BALA) of the Department of Agrarian Reform who
represented Fernando Tanlioco (Tanlioco) in numerous cases
which raised the same issues.[1]Tanlioco is an agricultural
lessee of a land owned by complainants spouse and sister-in-
law (landowners). The landowners filed an Ejectment case
against Tanlioco on the basis of a conversion order of the land
use from agricultural to residential. The Regional Trial Court
(RTC) rendered judgment
ordering Tanliocosejectment subject to the payment of
disturbance compensation.[2]The RTCsjudgment was affirmed
by the Court of Appeals[3]and the Supreme Court.[4]
2. Respondent, as Tanliocoscounsel, filed another case for
Specific Performance to produce the conversion order. The
RTC dismissed the complaint due to resjudicata and lack of
cause of action.[5]
3. Respondent filed a case for Maintenance of Possession
with the Department of Agrarian Reform Adjudication Board.
The case raised the same issues of conversion and disturbance
compensation.[6]
4. Respondent has violated Rule 10.03 of the Code of
Professional Responsibility since she misused the rules of
procedure through forum-shopping to obstruct the
administration of justice.[7]
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On 18 November 1991, the Court issued a resolution
requiring respondent to comment on the complaint lodged
against her.[8]
After a second Motion for Extension of Time to Submit
Comment,[9]respondent submitted her Comment alleging the
following:
1. Complainant is not the real party-in-interest. He is also
not authorized to prosecute the disbarment suit.[10]
2. Respondent has fulfilled allegiance to the Attorneys
Oath and performed duties in accordance with Section 20 of
Rule 138 of the Revised Rules of Court.[11]
3. Respondents client, Tanlioco, merely availed of all legal
remedies to obtain benefits secured for him by law.[12]
On 10 March 1992, complainant filed his Reply.
Complainant alleged that respondent did not confront the
issues of her disbarment squarely but raised issues that weredecided upon with finality by the courts.[13]
On 25 March 1992, the Court issued a Resolution
requiring respondent to file a Rejoinder within 10 days from
notice.[14]
On 3 June 1992, complainant filed a Manifestation
dated 2 June 1992 stating that respondent failed to comply
with the 25 March 1992 Court Resolution to file a Rejoinder.[15]
On 7 October 1992, the Court ordered respondent to
show cause why she should not be subjected to disciplinary
action for failure to comply with the Courts25 March
1992 Resolution. The Court also required respondent to
Comment on the complainants 2 June 1992 Manifestation.[16]
On 3 February 1993, respondent filed a Manifestation
alleging that she had substantially complied with the Courts
orders relative to her defenses. She advised the Court that she
had transferred to the Public Attorneys Office and since she
was no longer a BALA lawyer, the cases involved in this
proceeding had become moot and academic.[17]
On 1 March 1993, the Court issued a Resolution stating
that the administrative case against respondent has notbeen
mooted and nothing set out in her Manifestation excuses her
failure to obey this Courts Resolutions of 25 March 1992 and 7
October 1992.[18]The Court had also resolved to impose a fine
of P500 or imprisonment of five days and to require
respondent to comply with the 25 March 1992 and 7 October
1992 Resolutions.[19]
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On 24 August 1993, complainant filed a Manifestation
stating that respondent had not complied with the Courts
orders.[20]
On 29 September 1993, the Court issued a Resolution
ordering the arrest of respondent for detention at the National
Bureau of Investigation (NBI) for five days. The Court reiterated
that respondent should comply with the 25 March 1992 and 7
October 1992 Resolutions.[21]
On 20 October 1993, the NBI arrested respondent. The
NBI detained respondent for five days and released her on 25
October 1993.[22]
On 10 November 1993, the Court issued a Resolution
referring the case to the Integrated Bar of the Philippines (IBP)
for hearing and decision.[23]
On 11 November 1993, respondent filed a Rejoinder.Respondent claimed that complainant had no legal personality
to file this case.[24]Respondent also alleged that she was
merely protecting the interest of Tanlioco as she was sworn to
do so in her oath of office. Respondent contended that she
had comported herself as [an] officer of the court, at the risk of
being disciplined by the latter if only to impart truth and
justice.[25]
On 22 November 1995, Investigating
Commissioner Plaridel C. Jose (Investigating Commissioner
Jose) submitted his report and recommendation to the
IBP.Investigating Commissioner Jose enumerated respondents
violations of the Code of Professional Responsibility that
rendered her unfit to continue the practice of law:
1. Respondent appealed a case for purposes of delay
which amounted to an obstruction of justice.[26]
2. Respondent abused her right of recourse to the courts.
The duplication or multiplication of suits should be
avoided,[27]and respondents acts were tantamount to forum-
shopping which is a reprehensible manipulation of court
processes and proceedings.[28]
3. Respondent uttered disrespectful language and shoutedat everybody during the hearing on 25 May 1995.[29]The want
of intention is not an excuse for the disrespectful language
used.
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On 4 October 1996, the IBP transmitted to the Court a
copy of IBP Resolution No. XII-96-149 dated 30 March 1996.
The IBP Board of Governors adopted and approved
Investigating Commissioner Joses recommendation that
respondent be SUSPENDED INDEFINITELY from the practice
of law for Unethical Practices and attitude showing her
propensity and incorrigible character to violate the basic tenets
and requirements of the Code of Professional Responsibility
rendering her unfit to continue in the practice of
law.[30]Governor Angel R. Gonzales recommended her
outright disbarment.[31]
In its 20 January 1997 Resolution, the Court noted the
IBP Resolution suspending respondent indefinitely.[32]
On 13 April 1999, the Court issued a Resolution directing
the Office of the Court Administrator (OCA) to circularize the
resolution of the IBP dated 30 March 1996 suspending
respondent indefinitely from the practice of law.[33]
On 7 June 1999, the OCA, through Court Administrator
Alfredo L. Benipayo, issued Circular No. 30-99 informing all
courts that respondent had been suspended indefinitely.
On 30 January 2003, respondent filed a Motion to
Consider the Case Closed and Terminated. Respondent
apologized for her demeanor and prayed that the suspension
be lifted.[34]
On 16 June 2003, the Court issued a Resolution referring
the case to the IBP for report and recommendation.[35]
On 29 August 2003, Investigating
Commissioner Demaree J.B. Raval (Investigating
Commissioner Raval) conducted a hearing. Respondent
claimed that she did not receive any notice of
the OCAsCircular on her indefinite
suspension.[36] Respondent alleged that the Court Resolution
which she received merely noted the IBPs Resolution on her
indefinite suspension.[37] Respondent claimed that she only
knew of the suspension when she filed an application for a
judicial position in Mandaluyong City.[38]
In the hearing, respondent admitted that she continued
to practice law as a Prosecutor in Mandaluyong City despiteher suspension because she believed that a notation by the
Court in the 20 January 1997 Resolution did not mean an
implementation of the IBPs Resolution on her indefinite
suspension.[39]
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Due to the absence of complainant and his counsel,
another hearing was held on 19 September 2003.
Complainants counsel asserted that respondent had been
practicing law in the midst of her suspension and this
constituted a violation of the suspension order which she
wanted to be lifted.[40] Investigating Commissioner Ravalasked
respondent to present a valid ground to lift the suspension
order.[41]Respondent requested that her detention for five
days at the NBI be converted into a five-year suspension, one
year for every day of detention such that she would have
served five years of indefinite suspension.[42]
Investigating Commissioner Raval then directed the
parties to file simultaneously their Verified Position Papers.[43]
In his Position Paper and Comment, complainant posited
that respondents motion did not state valid grounds to
convince the Court to lift the suspension order. Complainant
stated that by continuing to practice law, she is flaunting her
defiance of the Supreme Court by showing that she can
hoodwink another branch of government.[44]Complainant alsoprayed for respondents disbarment due to the gravity of her
offense.[45]
In respondents Position Paper, she reiterated that
complainant is not the real party-in-interest since the property
that was litigated was owned by complainants wife. She
asserted that she never betrayed her clients cause, she was
never unfaithful to her oath, and it was complainant who filed
this case for harassment. Respondent prayed that the case be
considered closed and terminated due to lack of merit.[46]
Respondent also sent a letter to Investigating
Commissioner Raval and attached a copy of a Resolution in a
Preliminary Investigation case which she handled. Respondent
contended that in this Preliminary Investigation case, she
recommended its dismissal because the offended party was
not the real party-in-interest.[47]
Respondent insisted that complainant did not have the
personality to file the disbarment complaint against her; hence,
it should have been dismissed outright.[48]
After the parties filed their position papers, the IBP Board
of Governors issued Resolution No. XVI-2004-229 dated 16
April 2004. The IBP adopted Investigating
Commissioner RavalsReport and Recommendation thatrespondent be disbarred for her manifest flagrant misconduct
in disobeying the SC Order of her Indefinite Suspension.[49]
As culled from the records, the Court had merely noted
IBP Resolution No. XII-96-149 which recommended
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respondents indefinite suspension. The term noted means
that the Court has merely taken cognizance of the existence of
an act or declaration, without exercising a judicious
deliberation or rendering a decision on the matter it does
not imply agreement or approval.[50] Hence, the penalty of
indefinite suspension imposed by the IBP Board of Governors
has not attained finality. Section 12 of Rule 139-B provides:
Section 12. Review and Decision by the Board of Governors.
x x x
(b) If the Board, by the vote of a majority of its total
membership, determines that the respondent should be
suspended from the practice of law or disbarred, it shall issue a
resolution setting forth its findings and recommendations
which, together with the whole record of the case, shall
forthwith be transmitted to the Supreme Court for final
action. (Emphasis supplied)
Necessarily, the Court will now give its final action on
this complaint.
The Ruling of the Court
After a careful review of the records, the Court finds the
evidence on record sufficient to support the IBPs
findings. However, the Court disagrees with the penalty
imposed on respondent.
Administrative proceedings against lawyers
are sui generis[51]and they belong to a class of their
own.[52] They are neither civil nor criminal actions but rather
investigations by the Court into the conduct of its
officer.[53]They involve no private interest and afford no
redress for private grievance.[54]
A disciplinary action against a lawyer is intended to
protect the administration of justice from the misconduct of its
officers. This Court requires that its officers shall be
competent, honorable, and reliable men in whom the public
may repose confidence.[55]Lawyers must at all times faithfully
perform their duties to society, to the bar, to the courts, and to
their clients. Their conduct must always reflect the values and
norms of the legal profession as embodied in the Code of
Professional Responsibility. On these considerations, the Court
may disbar or suspend lawyers for any professional or private
misconduct showing them to be wanting in moral character,honesty, probity, and good demeanor or to be unworthy to
continue as officers of the Court.[56]
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Clear preponderant evidence is necessary to justify the
imposition of the penalty in disbarment or suspension
proceedings.[57]
The evidence presented shows that respondent failed to
comply with the Courts lawful orders in twoinstances:
1. In the 25 March 1992 Court Resolution, respondent
was required to file a rejoinder within 10 days from notice.
However, she only submitted the rejoinder on 11 November
1993 after she was detained at the NBI for five days for failure
to heed the Courts order.
2. In the 7 October 1992 Court Resolution, respondent
was required to comment on complainants manifestation. She
instead submitted a manifestation on 3 February 1993 or
almost four months thereafter. In her manifestation,
respondent alleged that she had substantially complied with
the Courts orders. However, the Court in its 1 March 1993
Resolution stated that nothing set out in respondents
manifestation excused her failure to obey the CourtsResolutions.
These acts constitute willful disobedience of the lawful
orders of this Court, which under Section 27, Rule 138[58]of the
Rules of Court is in itself a sufficient cause for suspension or
disbarment. Respondents cavalier attitude in repeatedly
ignoring the orders of the Supreme Court constitutes utter
disrespect to the judicial institution.[59]Respondents conduct
indicates a high degree of irresponsibility. A Courts Resolution
is not to be construed as a mere request, nor should it be
complied with partially, inadequately, or
selectively.[60]Respondents obstinate refusal to comply with
the Courts orders not only betrays a recalcitrant flaw in her
character; it also underscores her disrespect of the Courts
lawful orders which is only too deserving of reproof.[61]
Lawyers are called upon to obey court orders and
processes and respondents deference is underscored by the
fact that willful disregard thereof will subject the lawyer not
only to punishment for contempt but to disciplinary sanctions
as well. In fact, graver responsibility is imposed upon a lawyer
than any other to uphold the integrity of the courts and to
show respect to their processes.[62]
Respondents failure to comply with the Courts directive
to file a Rejoinder and to file a Comment also constitutes grossmisconduct. The Court defined gross misconduct as any
inexcusable, shameful, flagrant, or unlawful conduct on the
part of the person concerned in the administration of justice
which is prejudicial to the rights of the parties or to the right
determination of a cause. It is a conduct that is generally
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motivated by a premeditated, obstinate, or intentional
purpose.[63]
In Bernal Jr. v. Fernandez,[64]the Court held that failure to
comply with the Courts directive to comment on a letter-
complaint constitutes gross misconduct and insubordination,
or disrespect. In Cuizon v. Macalino,[65]a lawyers failure to
comply with the Courts Resolutions requiring him to file his
comment was one of the infractions that merited his
disbarment.
Furthermore, respondents defenses are untenable.
Firstly, respondent contends that complainant is not the real
party-in-interest since the property that was litigated was
owned by complainants wife. The Court is not persuaded with
this defense.
The procedural requirement observed in ordinary civil
proceedings that only the real party-in-interest must initiate
the suit does not apply in disbarment cases. In fact, the personwho called the attention of the court to a lawyers misconduct