canon 12 and 13 (including rules) -- illustrative cases

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  • 7/21/2019 Canon 12 and 13 (Including Rules) -- Illustrative Cases

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    CANON 12 - GENERAL

    Republic of the Philippines

    SUPREME COURT

    Manila

    SECOND DIVISION

    A.C. No. 6986 March 6, 2006

    JULIUS V. AGUSTIN, Complainant,

    vs.ATTY. ENRIQUE S. EMPLEO, Respondent.

    R E S O L U T I O N

    GARCIA, J.:

    This is a complaint for disbarment1filed by

    complainant Julius V. Agustin against respondent Atty. Enrique

    S. Empleo for the latters failure to comply with a court

    order while acting as the formers counsel, thereby resulting in

    the outright dismissal of a case and the complainants

    counterclaim therein.

    Records reveal that complainant was the defendant in Civil

    Case No. B-259 for Forcible Entry with Preliminary Mandatory

    Injunction and Damages then pending before the 2nd

    Municipal Circuit Trial Court (MCTC), Bindoy, Negros Oriental,

    in which respondent was his counsel.

    In the course of the proceedings in that case, the MCTC issued

    an Order on September 25, 1998,2giving theparties to the case

    a period of fifteen (15) days from receipt thereof within which

    to submit their compromise agreement or amicable settlement

    for the approval of the court.

    With no compromise agreement having been submitted by the

    parties within the period thus given or thereafter, the MCTC,

    some four (4) years later, or on August 5, 2002, issued an

    Order3dismissing Civil Case No. B-259 and the counterclaim

    therein for failure of the parties to prosecute.

    Blaming his counsel for the dismissal of the case and his

    counterclaim therein, complainant filed on October 18, 2004,

    an administrative complaint against respondent with the

    Integrated Bar of the Philippines (IBP), thereat docketed as

    CBD Case No. 04-1344.

    Acting on the complaint, the IBP Director for Bar Discipline,

    Atty. Rogelio A. Vinluan, required respondent to submit his

    answer thereto, otherwise he will be considered as in default

    and the case heard ex-parte.4

    In his answer,5respondent admits having been complainants

    counsel in Civil Case No. B-259 and the dismissal of that case

    by the MCTC for the parties failure to submit a compromise

    agreement. He explained, however, that the non-submission of

    the compromise agreement was due to complainants own

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    fault in not contacting him for the purpose of providing the

    details of said agreement, pointing out that counsels merely

    assist their clients and do not decide for them in a compromise

    agreement. Respondent likewise averred that complainant was

    not prejudiced by the dismissal of Civil Case No. B-259 for the

    simple reason that the latter was no less the defendant therein

    and it was the plaintiff who failed to prosecute the case for

    a long period of time. In any event, respondent alleged that

    the instant administrative complaint is simply complainants

    reaction to his letter dated June 15, 20046relative to his

    (respondents) act of having withdrawn as complainants

    counsel in a different case pending before another court.

    Complainant, in his Reply-Affidavit,7countered that he

    contacted respondent several times regarding the submission

    of the compromise agreement in Civil Case No. B-259. The first

    was on October 20, 1999 at respondents residence as the

    latter was not at his office at that time, in compliance with

    respondentsletter requesting to see him. The second was on

    April 19, 2000 when complainant went to respondents office

    on account of another case, and there reminded the latter asto the compromise agreement but respondent just made the

    assurance that he will be the one to make the draft and/or

    prepare the same. The third was on January 12, 2001, again at

    the respondents office where, after being reminded as to the

    compromise agreement, respondent told him not to be in a

    hurry because the court can wait for the compromise

    agreement and besides he is quite busy with other court cases.

    Denying that the administrative complaint is his reaction to

    respondents letter dated June 15, 2004, complainant asserted

    that said letter concerns another case in connection with which

    he is preparing another administrative case against

    respondent.

    In his Rejoinder,8respondent denied that complainant

    contacted and reminded him about the subject compromise

    agreement, averring that any communication that has

    happened between him and the complainant pertains to

    another case. Respondent further averred that complainant ismerely attempting to besmirch his unsullied reputation as a

    legal practitioner since 1975.

    After the termination of the mandatory preliminary conference,

    the parties were required to submit their respective position

    papers with documentary exhibits and affidavits of witnesses, if

    any, within twenty (20) days from notice, after which the case

    shall be submitted for resolution.9

    Eventually, on July 26, 2005, the IBP Investigating

    Commissioner, Acerey C. Pacheco, submitted his Report and

    Recommendation.10Said the Commissioner in his report:

    It is a fact as established by the records that no compromise

    agreement was submitted to the court despite the receipt of

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    the Order dated September 25, 1998. While it is true that as

    counsel, respondent do not decide for the complainant to

    enter into such kind of agreement, respondent is however,

    duty bound to assist the court in the speedy disposition of

    cases.

    xxx xxx xxx

    Respondents asseveration that he waited for the complainant

    to provide him with details of the compromise agreement but

    the latter failed to come does not inspire belief in the face of

    the denials made by the complainant. Not even a piece of

    paper or letter requesting the complainant to provide him with

    the details of the agreement was presented to substantiate

    such allegation.

    And even assuming arguendo that respondent indeed asked

    the complainant of such details, the period of almost four (4)

    years from September 25, 1998 (date of the Order requiring

    the submission of the compromise agreement) up to August 5,

    2002 (date of the Order dismissing the case for failure to

    submit the same) without doing anything to avoid the casebeing left "hanging on the air" betrays respondents duty

    towards the court. As an officer of the court whose primary

    function is to assist the court in the impartial and speedy

    adjudication of cases, respondent ought to be vigilant and

    avoid any act or omission that only impedes and obstructs

    speedy disposition of cases.

    In the case at bar, the period of almost four (4) years of waiting

    constitutes inaction that caused unnecessary delay in thedisposition of said cases. The fact that no damage or prejudice

    was sustained by the complainant, he being the defendant in

    that case, is of no moment.

    Thus, the Commissioners recommendation:

    WHEREFORE, premises considered, it is most respectfully

    recommended that herein respondent be reprimanded for his

    inaction over the period of almost four (4) years without doinganything and that a repetition of the same act to be dealt with

    accordingly.11

    On October 22, 2005, the IBP Board of Governors passed

    Resolution No. XVII-2005-9012adopting and approving the

    afore-quoted report and recommendation of the Investigating

    Commissioner, to wit:

    RESOLVED to ADOPT and APPROVE, as it is hereby ADOPTED

    and APPROVED, the Report and Recommendation of the

    Investigating Commissioner of the above-entitled case, herein

    made part of this Resolution as Annex "A"; and, finding the

    recommendation fully supported by the evidence on record

    and the applicable laws and rules, and considering the almost

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    four years of inaction that caused delay in the disposition of

    the cases, Atty. Enrique S. Empleo is hereby REPRIMANDED

    and repetition of the same act shall be dealt with accordingly.

    We are in full accord with the findings and recommendation ofthe Investigating Commissioner as adopted by the IBP Board

    of Governors.

    First and foremost among the duties of a lawyer is his duty to

    the court. The chief mission of an attorney is to assist in the

    administration of justice and to this end, his clients success in

    the case is subordinate. As mandated in Canon 12 of the Code

    of Professional Responsibility:

    A LAWYER SHALL EXERT EVERY EFFORT AND CONSIDER IT HIS

    DUTY TO ASSIST IN THE SPEEDY AND EFFICIENT

    ADMINISTRATION OF JUSTICE.

    Like the court itself, a lawyer is an instrument to advance its

    ends: the speedy, efficient, impartial, correct and inexpensive

    adjudication of cases and the prompt satisfaction of final

    judgments.13A lawyer should not only help attain these

    objectives but should likewise avoid any unethical or improper

    practices that impede, obstruct or prevent their realization,

    charged as he is with the primary task of assisting in the

    speedy and efficient administration of justice.14

    True, a lawyer cannot enter into a compromise agreement

    without his clients consent. Be it remembered, however, that a

    lawyer is also an officer of the court with the correlative duty

    to see to it that cases are disposed in the soonest possible

    time.

    Here, respondent, fully aware that there is a pending court

    order for the submission of a compromise agreement, should

    have taken pains to remind complainant about it and ascertain

    the true intent of the latter regarding the same, so that he, as

    complainants counsel, can make the necessary legal action in

    order for the case not to be unduly delayed and appear not to

    be indefinitely pending in the docket of the court concerned.

    Moreover, by respondents inaction to the court order in Civil

    Case No. B-259, he has very well violated his Attorneys Oath

    to "obey the laws and legal orders of the duly constituted

    authorities."

    Lastly, we cannot but note that respondent's conduct relative

    to the civil case in question likewise fell short of the diligence

    required of his profession, in violation of Canon 18 of the Codeof Professional Responsibility, which demands that a lawyer

    shall serve his client with competence and diligence. Rule 18.03

    of said Canon further states that a lawyer shall not neglect a

    legal matter entrusted to him and his negligence in connection

    therewith shall render him liable.

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    As complainants counsel in Civil Case No. B-259, it was

    incumbent upon respondent to invite his clients attention as

    to the compromise agreement, especially so when there is a

    pending court order for the submission of the same. There is

    nothing in the record which shows that respondent did

    anything in this respect, even when, as per his admission, he

    and complainant were in communication at that time, albeit,

    with regards to another case.

    Thus, by just letting the court order for the submission of a

    compromise agreement in Civil Case No. B-259 remain

    unacted upon resulting in the pendency of that case for almost

    four (4) years until its dismissal for the parties non-compliance, respondent sorely failed to perform what is

    required of him as a lawyer and a member of the Bar.

    ACCORDINGLY, respondent Atty. Enrique Empleo is hereby

    REPRIMANDED with WARNING that a repetition of the same

    or similar act will be dealt with more severely.

    SO ORDERED.

    CANON 12 RULE 12.02

    EN BANC

    [A.C. No. 5469. August 10, 2004]

    RICARDO A. FORONDA, complainant, vs. ATTY. ARNOLD V.GUERRERO, respondent.

    D E C I S I O N

    CALLEJO, SR., J.:

    The instant disbarment case arose when Ricardo A. Foronda,

    acting as attorney-in-fact for Ramona Patricia Alcaraz and

    Concepcion D. Alcaraz, filed a verified Letter-Complaint[1]dated

    June 29, 2001 with the Office of the Bar Confidant charging

    Atty. Arnold V. Guerrero with abusing procedural rules to

    defeat the ends of substantial justice by filing appeals,

    complaints and petitions to frustrate and delay the execution

    of a judgment.

    The Antecedents

    The complainant alleged that his principals, Ramona and

    Concepcion Alcaraz, filed Civil Case No. Q-44134 entitled

    Concepcion Alcaraz, et al. v. Romeo Coronel, et al.for specific

    performance and damages before the Regional Trial Court of

    Quezon City, Branch 83. The case involved a parcel of land

    which the defendants therein sold to the Alcarazes, and,

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    thereafter, while the case was pending, to Catalina Balais-

    Mabanag. Assisted by her husband Eleuterio Mabanag, and

    with the respondent as their lawyer, Catalina intervened in the

    case.

    On March 1, 1989, the RTC rendered a Decision [2]in favor of

    the plaintiffs, the dispositive portion of which reads:

    WHEREFORE, judgment for specific performance is hereby

    rendered ordering defendant to execute in favor of plaintiffs a

    deed of absolute sale covering that parcel of land embraced in

    and covered by Transfer Certificate of Title No. 327403 (now

    TCT No. 331582) of the Registry of Deeds of Quezon City,

    together with all the improvements existing thereon, free from

    all liens and encumbrances and once accomplished, to

    immediately deliver said document of sale to plaintiffs, and

    upon receipt thereof, the plaintiffs are ordered to pay

    defendants the whole balance of the purchase price

    amounting toP1,190,000.00 in cash. Transfer Certificate of Title

    No. 331582 of the Registry of Deeds of Quezon City in the

    name of intervenor is hereby cancelled and declared to be

    without any force and effect. Defendants and intervenor, and

    all other persons claiming under them, are hereby ordered to

    vacate the subject property and deliver possession thereof to

    plaintiffs. Plaintiffs claim for damages and attorneys fees, as

    well as the counterclaims of defendants and intervenors, are

    hereby dismissed.

    No pronouncement as to costs.

    So ordered.[3]

    The Mabanag Spouses, through the respondent as their

    counsel, appealed the decision to the Court of Appeals,

    docketed as CA-G.R. CV No. 23000. In its

    Decision[4]promulgated on December 16, 1991, the Court of

    Appeals affirmed the decision of the RTC in toto. Unsatisfied

    with the judgment of the appellate court, the respondent

    elevated the matter to this Court, docketed as G.R. No.

    103577. The petition for review was dismissed, and the

    judgment appealed from was, likewise, affirmed in toto in the

    Courts Decision[5]dated October 7, 1996.[6]The Court found

    that the questioned sale of the parcel of land between therein

    petitioners and Mabanag on February 18, 1985 was correctly

    upheld by both courts below.

    Thereafter, according to the complainant, the respondent,

    acting for and in behalf of his clients, the Mabanag Spouses,

    filed several cases[7]questioning the ruling of the Court in G.R.

    No. 103577. The complainant contended that the multiplepleadings and actions pursued by the respondent indicate that

    he violated his oath as an officer of the court and breached the

    Code of Professional Responsibility for Lawyers. The

    complainant thereafter prayed that the instant complaint be

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    referred to the Integrated Bar of the Philippines for proper

    investigation and action.[8]

    The Respondents Defense

    The respondent, for his part, filed a Motion to Cite

    Complainant and Counsel in Contempt Without Prejudice to

    Disciplinary Action Against Counsel,[9]alleging that in an

    attempt to cause disrepute, dishonor and to cast aspersion on

    him, the complainants counsel virtually published and made

    known publicly the instant administrative case against him by

    filing a Manifestation in Civil Case No. Q-01-43396 before the

    Regional Trial Court of Quezon City, Branch 80. According to

    the respondent, this grossly violated the confidentiality in

    administrative proceedings.[10]

    In his Comment,[11]the respondent did not deny that the

    decision in Civil Case No. Q-44134 was already final and

    executory, as it had already been affirmed by the Court of

    Appeals and the Supreme Court in their respective

    decisions. The respondent put forth the following arguments

    to justify the dismissal of the instant complaint:

    A. THE SUBSEQUENT CASES FILED INVOLVED LEGITIMATE

    AND VALID RESORT TO JUDICIAL PROCESSES AND REMEDIES;

    HENCE, THERE IS NO BASIS FOR THE CHARGE THAT THE

    RESPONDENT COUNSEL HAS ABUSED PROCEDURAL

    PROCESSES TO DEFEAT THE ENDS OF SUBSTANTIAL JUSTICE.

    B. THE COMPLAINT MUST AND SHOULD BE DISMISSED ON

    THE GROUND OF FORUM SHOPPING AND VIOLATION OF

    SECTION 5, RULE 7 OF THE 1997 RULES OF CIVIL PROCEDURE.

    C. THIS ADMINISTRATIVE CASE IS PREMATURECONSIDERING THAT THE MATTERS RAISED THEREIN ARE

    STILL ISSUES TO BE RESOLVED IN PENDING CASES; HENCE, ITS

    OUTRIGHT DISMISSAL IS APPROPRIATELY CALLED FOR AND

    WARRANTED.[12]

    The respondent was vehement in denying that he abused legal

    processes and remedies, as the issues raised in the subsequent

    actions he filed were valid and meritorious, the resolution of

    which were indispensable for the orderly administration of

    justice. Thus:

    It is basic that a counsel may resort to all legal reliefs and

    remedies available and to invoke all pertinent provisions of the

    law and rules, to protect the interest of a client in order that

    justice may be done and duly administered. In fact, it is not

    only the right of a counsel to do so but rather, it is his

    bounden and sacred obligation as an officer of the court andas an advocate who is tasked to protect the interest of a client

    within the bounds of law.

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    Thus, in Civil Case No. Q-91-31268,with the Regional Trial

    Court of Quezon City,which is the first complaint, what was

    challenged therein is the eligibility of Ramona Patricia Alcaraz,

    to own urban commercial lands, within the ambit of Batas

    Pambansa Blg. 185, considering that she is nota Filipino

    citizen or at least, she does not appear nor was she alleged to

    be so. Evidently, therefore, this is not intended to forestall the

    execution of the judgment which must be executed, pursuant

    to the rules that is, in accordance with the dispositive portion

    thereof. Otherwise stated, the execution, if it must be

    undertaken, must be made in accordance with and consistently

    (sic) the dispositive portion thereof. It is well settled that

    execution must conform to that ordained or decreed in thedispositive portion of the decision.

    As shown in the earlier narrations, the foregoing case is

    presently on appeal with the Honorable Court of Appeals and

    is still pending thereat, up to the present.

    With regards to the petition for certiorari filed with the

    Honorable Court of Appeals, docketed thereat as CA-G.R. SP

    No. 4770 (sic), whereby a decision was already rendered and

    such decision is already final and executory, the issues therein

    disposed as raised, pertinently pertained to the questioned

    and assailed Orders of the trial court which granted the writ of

    execution, upon motion of parties who are purportedly the

    principals of the complainant and his counsel. After the denial

    of the said petition and the finality of the judgment of such

    denial, partial execution ensued and was not of course, even

    attempted to be forestalled by the herein respondent counsel

    and his clients.

    However, the execution being undertaken later on was shown

    to have been exceeded when, despite the fact that there is no

    showing that the parties who were supposed to execute a

    deed of absolute sale pursuant to the dispositive portion of

    the subject decision being sought to be implemented, had

    refused or at least failed, after demand, to so execute and

    perform the foregoing acts, the trial court ordered its branch

    clerk of court to perform the said acts. In fact, it was pointedout that it does not even appear that the other parties whose

    acts are sought, were already served with the writ of execution;

    hence, the trial courts act was without basis and/or

    premature. Nevertheless, the trial courts branch clerk of court

    notwithstanding, proceeded as in fact, executed the deed of

    absolute sale in favor of the Alcarazes. This act of the trial

    court, with due respect, unduly created chaos and confusion,

    which are antithetical to its function for an orderlyadministration of justice and the fair approximation thereof.

    The matter was, thereafter, complicated further, when despite

    the fact that the citizenships of the Alcarazes were not

    indicated in the deed of absolute sale which appears to have

    been presented with the Register of Deeds of Quezon City, the

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    said Register of Deeds cancelled the title of the client of the

    herein respondent counsel and issued a new title over the

    subject property in favor of the Alcarazes and in order to

    validate and to give a semblance of legality or color to the

    validity of the issuance of the said title, by making it appear

    that the Alcarazes are Filipino citizens, ALTHOUGH THERE IS

    NO INDICATION OF THEIR CITIZENSHIP IN THE SUBJECT DEED

    OF ABSOLUTE SALE, nevertheless, indicated in the new title

    that the Alcarazes are Filipinos.

    Thus, the herein respondent counsel, in behalf of his client and

    to protect their interest, this time, was constrained to institute

    a petition with the Honorable Court of Appeals, docketedas CA-G.R. SP No. 55576,whereby they assailed the

    jurisdiction of the trial judge in decreeing the foregoing

    execution of acts not included in the disposition portion of the

    decision being sought to be executed and to perform acts

    within the exclusive competence and direction of the Register

    of Deeds pursuant to Providential Decree No. 1529, otherwise

    known as the Board Registration Decree. This case is still

    pending with the Honorable Court of Appeals up to thepresent; hence, it is misleading for the complainant to even

    insinuate that a decision thereon is already final, which, of

    course, as shown in the earlier discussions, are farthest from

    the truth.

    While all of the foregoing issues were still pending as they are

    still pending up to the present, the complainant and counsel,

    purportedly sold and transferred the subject property, using

    the title being assailed and questioned in CA-G.R. SP No.

    55576, to a third person, one Emelita Mariano, with the

    purported deed of absolute sale being notarized by the same

    counsel of the herein complainant, Atty. Oscar R. Ferrer, who is

    representing the Alcarazes in the abovesaid cases; hence, he

    cannot feign ignorance of the pendency of the said cases and

    the issues involved therein which cast questions on the said

    title and, thus, rendered the purported transfer or sale fatally

    defective.

    True to his duty to his client and as an officer of the court and

    in order to maintain the integrity, dignity and orderliness in the

    administration of justice, herein respondent counsel, filed in

    behalf of his client, the Complaint in Civil Case No. Q-01-

    43396, on February 15, 2001,with the Regional Trial Court

    of Quezon City,for the annulment of the title issued in favor

    of the third person, Emelita L. Mariano, for the annulment of

    the Deed of Absolute Sale to her and Damages with prayer fora temporary restraining order and/or writ of preliminary

    injunction.

    When no temporary restraining order and/or writ of

    preliminary injunction were issued by the trial court, herein

    respondent counsel, in behalf of his client, availed of the

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    legally available remedy of a special civil action of certiorari,

    assailing on jurisdictional/grave abuse of discretion grounds,

    the refusal and/or failure of the trial court to issue the prayed

    for preliminary injunctive reliefs, among others. Thus,

    respondent, as counsel for his client, filed with the Honorable

    Court of Appeals, on July 24, 2001, a petition for certiorari

    and prohibition with prayer for a temporary restraining order

    and/or writ of preliminary injunction, docketed as CA-G.R. SP

    No. 65783,which is still pending resolution of the said

    Honorable Court up to the present.[13]

    The respondent also alleged that the complainants failure to

    disclose the pendency of Civil Case No. Q-01-43396 in thecertification against non-forum shopping in the case at bar

    was in gross violation of Section 5, Rule 7 of the 1997 Rules of

    Civil Procedure. Because of this, the respondent reasoned, the

    complaint should be dismissed.

    Finally, the respondent averred that the instant administrative

    case is premature, considering that there are still issues to be

    resolved in the pending cases. As such, no cause of action

    could accrue against him. The respondent prayed that the

    complaint be dismissed for utter and palpable lack of merit.

    In his Compliance and Comment,[14]the complainant asserted

    that there was no malice nor inaccuracy resorted to in the

    filing of the complaint against the respondent. The

    complainant averred that he was constrained to file the instant

    complaint out of exasperation, if not desperation, upon the

    instruction of his principals, so as to stop the respondent from

    continuing with his dilatory and obstructionist strategies to

    deprive them of their rights already confirmed by the courts,

    from the RTC to the Supreme Court. Thus:

    In order to stall the execution of the favorable decision

    obtained by my principals Concepcion Alcaraz and her

    daughter Ramona Patricia Alcaraz as early as March 1, 1989, in

    Civil Case No. Q-44134, respondent acting in behalf of his

    clients, went to this Court three (3) times in said case and

    several times also to the Court of Appeals on appeals, petitionsfor certiorari, etc.

    Although respondent admits the fact that the subject

    decision of the court a quo is already final and executory, he

    insists that the issues in the other cases are indeed different.

    He argues in his comment that the issue in his petition (Annex

    2 to Comment) pertained to the issuance of a writ of

    execution to implement the abovesaid final and executory

    decision. This is plain hair-splitting aimed to muddle the

    issues and ultimately mislead the Honorable Court.[15]

    The Recommendation of the Integrated Bar OfThe Philippines (IBP)

    Commission On Bar Discipline

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    On October 25, 2003, the IBP Board of Governors passed

    Resolution No. XVI-2003-237, finding that the foregoing

    recommendation of the Commissioner was fully supported by

    the records, as well as the applicable laws. The Board found

    that the respondent violated Rule 12.02 of the Code of

    Professional Responsibility, and recommended his suspension

    for one (1) year.

    The Courts Ruling

    At the outset, the Court would like to stress that administrative

    cases against lawyers belong to a class of their own.[16]As we

    held in the leading case of In re Almacen:[17]

    Neither purely civil not purely criminal, they do not involve a

    trial of an action or a suit, but are rather investigations by the

    Court into the conduct of one of its officers. Not being

    intended to inflict punishment, [they are] in no sense a criminal

    prosecution. Accordingly, there is neither a plaintiff nor a

    prosecutor therein. [They] may be initiated by the Court motu

    proprio. Public interest is [their] primary objective, and the real

    question for determination is whether or not the attorney isstill a fit person to be allowed the privileges as such. Hence, in

    the exercise of its disciplinary powers, the Court merely calls

    upon a member of the Bar to account for his actuations as an

    officer of the Court with the end in view of preserving the

    purity of the legal profession and the proper and honest

    administration of justice by purging the profession of

    members who by their misconduct have prove[n] themselves

    no longer worthy to be entrusted with the duties and

    responsibilities pertaining to the office of an attorney. .[18]

    As such, the instant complaint cannot be dismissed as prayed

    for by the respondent.

    We agree that the respondent is administratively liable.

    The respondent, by his own admission, filed multifarious

    petitions, motions and actions concerning the sale of the

    property in question, after the Court already ruled in G.R. No.

    103577 that the said sale was correctly upheld by both the trialand appellate courts. He, thereafter, filed two other initiatory

    pleadings before the RTC of Quezon City, namely, Civil Case

    No. Q-97-31268 and Civil Case No. Q-01-43396. The same

    matter subject of the original complaint was elevated to the

    Court of Appeals no less than four (4) times: CA-G.R. CV No.

    65124, CA-G.R. SP No. 65783, CA-G.R. CV No. 75911, and CA-

    G.R. SP No. 55576. And from there, the matter was again

    brought before this Court twice: G.R. No. 135820 and G.R. No.153142.[19]

    We concur with the following observations made by IBP

    Commissioner Rebecca Villanueva-Maala in her Report and

    Recommendation dated October 3, 2003:

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    The issue being raised by the respondent on behalf of his

    clients in all the complaints, appeals, petitions and motions he

    has filed is the question of non-eligibility of Ramona Alcaraz to

    acquire property in thePhilippines and the nullity of the sale

    between Alcaraz and the Coronels. These issues have already

    been passed upon and upheld by both the Court of Appeals

    and the Supreme Court. In the case docketed as CA-G.R. SP

    No. 65783, the First Division of the Court of Appeals observed

    that Mabanags counsel, (respondent herein) has questioned

    the non-eligibility of Ramona Alcaraz to acquire property in

    the Philippines for the nth time although as early as 30 July

    1998, the Court of Appeals in CA-G.R. SP No. 47710 had

    already affirmed the lower courts ruling that the petitioner is

    not the proper party to question the eligibility of Alcaraz to

    own property in the Philippines. The petition for review on

    certiorari before the Supreme Court in G.R. No. 135820 upheld

    the right of Ramona Alcaraz as one of the vendees in the deed

    of sale. The Supreme Court passed judgment on her capacity

    to buy the property. The issue was recycled in CA-G.R. SP No.

    55576, Entry of Judgment was already issued by the Supreme

    Court on 2 January 1997. However, petitioner has succeededfor more than five (5) years now to hold at bay the full

    implementation of the judgment in point.Likewise, in

    dismissing the complaint filed by respondent on behalf of his

    client before RTC QC Branch 83 docketed as Case No. Q-97-

    31268 entitled Mabanag vs. Patricia Ramona Alcaraz, et. al. to

    declare Patricia Alcaraz ineligible to acquire real property, the

    court observed that for failure of the plaintiffs to get afavorable decision of the earlier case, they tried to prevent

    the execution by disqualifying herein defendant.(Emphasis

    ours).

    In the case docketed as CA-G.R. SP [No.] 65783, a pertinent

    portion of the Court of Appeals decision reads While lawyers

    owe (sic) entire devotion to the interest of their clients right,

    they should not forget that they are officers of the court

    bound to exert every effort to assist in the speedy and efficient

    administration of justice they should not, therefore, misuse

    the rules of procedure to defeat the ends of justice or undulydelay a case, impede the execution of a judgment or misuse

    the court processes (Eternal Gardens Memorial Park

    Corporation vs. Court of Appeals, 293 SCRA 622).[20]

    It has, thus, been clearly established that in filing such

    numerous petitions in behalf of his client, the respondent

    thereby engaged in forum shopping. The essence of forum

    shopping is the filing of multiple suits involving the same

    parties for the same cause of action, either simultaneously or

    successively, for the purpose of obtaining a favorable

    judgment. It exists when, as a result of an adverse opinion in

    one forum, a party seeks a favorable opinion in another, or

    when he institutes two or more actions or proceedings

    grounded on the same cause to increase the chances of

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    obtaining a favorable decision. An important factor in

    determining the existence of forum shopping is the vexation

    caused to the courts and the parties-litigants by the filing of

    similar cases to claim substantially the same reliefs.[21]

    Indeed, while a lawyer owes fidelity to the cause of his client, it

    should not be at the expense of truth and the administration

    of justice. Under the Code of Professional Responsibility, a

    lawyer has the duty to assist in the speedy and efficient

    administration of justice, and is enjoined from unduly delaying

    a case by impeding execution of a judgment or by misusing

    court processes.[22]Such filing of multiple petitions constitutes

    abuse of the Courts processes and improper conduct thattends to impede, obstruct and degrade the administration of

    justice and will be punished as contempt of court. Needless to

    add, the lawyer who files such multiple or repetitious petitions

    (which obviously delays the execution of a final and executory

    judgment) subjects himself to disciplinary action for

    incompetence (for not knowing any better) or for willful

    violation of his duties as an attorney to act with all good

    fidelity to the courts, and to maintain only such actions asappear to him to be just and are consistent with truth and

    honor.[23]

    We note that while lawyers owe their entire devotion to the

    interest of their clients and zeal in the defense of their clients

    right, they should not forget that they are, first and foremost,

    officers of the court, bound to exert every effort to assist in the

    speedy and efficient administration of justice.[24]

    In filing multiple petitions before various courts concerning the

    same subject matter, the respondent violated Canon 12 of theCode of Professional Responsibility, which provides that a

    lawyer shall exert every effort and consider it his duty to assist

    in the speedy and efficient administration of justice. He also

    violated Rule 12.02[25]and Rule 12.04[26]of the Code, as well as

    a lawyers mandate to delay no man for money or malice.

    We find that the IBPs recommended penalty of one years

    suspension from the practice of law is not commensurate to

    the respondents transgression. He shall thus be meted a two-

    year suspension from the practice of law, effective

    immediately.

    WHEREFORE, for trifling with judicial processes by resorting to

    forum shopping, respondent Atty. Arnold V. Guerrero is hereby

    SUSPENDED from the practice of law for a period of Two (2)

    Years. The respondent is DIRECTED to inform the Court of the

    date of his receipt of this Decision. Let a copy of this Decisionbe included in the respondents files which are with the Office

    of the Bar Confidant, and circularized to all courts and to the

    Integrated Bar of the Philippines.

    SO ORDERED.

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    Davide, Jr., C.J., Puno, Panganiban, Quisumbing, Ynares-

    Santiago, Carpio, Austria-Martinez, Corona, Carpio-Morales,

    Azcuna, Tinga, andChico-Nazario, JJ., concur.

    Sandoval-Gutierrez, J., on leave.

    EN BANC

    MANUEL S. SEBASTIAN,

    Complainant,

    A.C. No. 3731

    Present:

    PUNO, C.J.,

    QUISUMBING,

    YNARES-SANTIAGO,

    SANDOVAL-GUTIERREZ,

    CARPIO,

    AUSTRIA-MARTINEZ,

    CORONA,

    - versus - CARPIO MORALES,

    AZCUNA,

    TINGA,

    CHICO-NAZARIO,

    GARCIA,

    VELASCO, JR.,

    NACHURA, and

    REYES, JJ.

    ATTY. EMILY A. BAJAR, Promulgated:

    Respondent. September 7, 2007

    x - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

    - - - - - - - - - - x

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    D E C I S I O N

    CARPIO,J.:

    The Case

    On 18 October 1991, Manuel S. Sebastian (complainant)

    filed a disbarment complaint against Atty. Emily

    A. Bajar (respondent) for obstructing, disobeying, resisting,rebelling, and impeding final decisions of Regional Trial Courts,

    the Court of Appeals and of the Honorable Supreme Court,

    and also for submitting those final decisions for the review and

    reversal of the DARAB, an administrative body, and for

    contemptuous acts and dilatory tactics.

    The Facts

    Complainant alleged the following:

    1. Respondent is a lawyer of the Bureau of Agrarian Legal

    Assistance (BALA) of the Department of Agrarian Reform who

    represented Fernando Tanlioco (Tanlioco) in numerous cases

    which raised the same issues.[1]Tanlioco is an agricultural

    lessee of a land owned by complainants spouse and sister-in-

    law (landowners). The landowners filed an Ejectment case

    against Tanlioco on the basis of a conversion order of the land

    use from agricultural to residential. The Regional Trial Court

    (RTC) rendered judgment

    ordering Tanliocosejectment subject to the payment of

    disturbance compensation.[2]The RTCsjudgment was affirmed

    by the Court of Appeals[3]and the Supreme Court.[4]

    2. Respondent, as Tanliocoscounsel, filed another case for

    Specific Performance to produce the conversion order. The

    RTC dismissed the complaint due to resjudicata and lack of

    cause of action.[5]

    3. Respondent filed a case for Maintenance of Possession

    with the Department of Agrarian Reform Adjudication Board.

    The case raised the same issues of conversion and disturbance

    compensation.[6]

    4. Respondent has violated Rule 10.03 of the Code of

    Professional Responsibility since she misused the rules of

    procedure through forum-shopping to obstruct the

    administration of justice.[7]

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    16LEGAL ETHICS ASSIGNED CASE READINGS

    On 18 November 1991, the Court issued a resolution

    requiring respondent to comment on the complaint lodged

    against her.[8]

    After a second Motion for Extension of Time to Submit

    Comment,[9]respondent submitted her Comment alleging the

    following:

    1. Complainant is not the real party-in-interest. He is also

    not authorized to prosecute the disbarment suit.[10]

    2. Respondent has fulfilled allegiance to the Attorneys

    Oath and performed duties in accordance with Section 20 of

    Rule 138 of the Revised Rules of Court.[11]

    3. Respondents client, Tanlioco, merely availed of all legal

    remedies to obtain benefits secured for him by law.[12]

    On 10 March 1992, complainant filed his Reply.

    Complainant alleged that respondent did not confront the

    issues of her disbarment squarely but raised issues that weredecided upon with finality by the courts.[13]

    On 25 March 1992, the Court issued a Resolution

    requiring respondent to file a Rejoinder within 10 days from

    notice.[14]

    On 3 June 1992, complainant filed a Manifestation

    dated 2 June 1992 stating that respondent failed to comply

    with the 25 March 1992 Court Resolution to file a Rejoinder.[15]

    On 7 October 1992, the Court ordered respondent to

    show cause why she should not be subjected to disciplinary

    action for failure to comply with the Courts25 March

    1992 Resolution. The Court also required respondent to

    Comment on the complainants 2 June 1992 Manifestation.[16]

    On 3 February 1993, respondent filed a Manifestation

    alleging that she had substantially complied with the Courts

    orders relative to her defenses. She advised the Court that she

    had transferred to the Public Attorneys Office and since she

    was no longer a BALA lawyer, the cases involved in this

    proceeding had become moot and academic.[17]

    On 1 March 1993, the Court issued a Resolution stating

    that the administrative case against respondent has notbeen

    mooted and nothing set out in her Manifestation excuses her

    failure to obey this Courts Resolutions of 25 March 1992 and 7

    October 1992.[18]The Court had also resolved to impose a fine

    of P500 or imprisonment of five days and to require

    respondent to comply with the 25 March 1992 and 7 October

    1992 Resolutions.[19]

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    On 24 August 1993, complainant filed a Manifestation

    stating that respondent had not complied with the Courts

    orders.[20]

    On 29 September 1993, the Court issued a Resolution

    ordering the arrest of respondent for detention at the National

    Bureau of Investigation (NBI) for five days. The Court reiterated

    that respondent should comply with the 25 March 1992 and 7

    October 1992 Resolutions.[21]

    On 20 October 1993, the NBI arrested respondent. The

    NBI detained respondent for five days and released her on 25

    October 1993.[22]

    On 10 November 1993, the Court issued a Resolution

    referring the case to the Integrated Bar of the Philippines (IBP)

    for hearing and decision.[23]

    On 11 November 1993, respondent filed a Rejoinder.Respondent claimed that complainant had no legal personality

    to file this case.[24]Respondent also alleged that she was

    merely protecting the interest of Tanlioco as she was sworn to

    do so in her oath of office. Respondent contended that she

    had comported herself as [an] officer of the court, at the risk of

    being disciplined by the latter if only to impart truth and

    justice.[25]

    On 22 November 1995, Investigating

    Commissioner Plaridel C. Jose (Investigating Commissioner

    Jose) submitted his report and recommendation to the

    IBP.Investigating Commissioner Jose enumerated respondents

    violations of the Code of Professional Responsibility that

    rendered her unfit to continue the practice of law:

    1. Respondent appealed a case for purposes of delay

    which amounted to an obstruction of justice.[26]

    2. Respondent abused her right of recourse to the courts.

    The duplication or multiplication of suits should be

    avoided,[27]and respondents acts were tantamount to forum-

    shopping which is a reprehensible manipulation of court

    processes and proceedings.[28]

    3. Respondent uttered disrespectful language and shoutedat everybody during the hearing on 25 May 1995.[29]The want

    of intention is not an excuse for the disrespectful language

    used.

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    18LEGAL ETHICS ASSIGNED CASE READINGS

    On 4 October 1996, the IBP transmitted to the Court a

    copy of IBP Resolution No. XII-96-149 dated 30 March 1996.

    The IBP Board of Governors adopted and approved

    Investigating Commissioner Joses recommendation that

    respondent be SUSPENDED INDEFINITELY from the practice

    of law for Unethical Practices and attitude showing her

    propensity and incorrigible character to violate the basic tenets

    and requirements of the Code of Professional Responsibility

    rendering her unfit to continue in the practice of

    law.[30]Governor Angel R. Gonzales recommended her

    outright disbarment.[31]

    In its 20 January 1997 Resolution, the Court noted the

    IBP Resolution suspending respondent indefinitely.[32]

    On 13 April 1999, the Court issued a Resolution directing

    the Office of the Court Administrator (OCA) to circularize the

    resolution of the IBP dated 30 March 1996 suspending

    respondent indefinitely from the practice of law.[33]

    On 7 June 1999, the OCA, through Court Administrator

    Alfredo L. Benipayo, issued Circular No. 30-99 informing all

    courts that respondent had been suspended indefinitely.

    On 30 January 2003, respondent filed a Motion to

    Consider the Case Closed and Terminated. Respondent

    apologized for her demeanor and prayed that the suspension

    be lifted.[34]

    On 16 June 2003, the Court issued a Resolution referring

    the case to the IBP for report and recommendation.[35]

    On 29 August 2003, Investigating

    Commissioner Demaree J.B. Raval (Investigating

    Commissioner Raval) conducted a hearing. Respondent

    claimed that she did not receive any notice of

    the OCAsCircular on her indefinite

    suspension.[36] Respondent alleged that the Court Resolution

    which she received merely noted the IBPs Resolution on her

    indefinite suspension.[37] Respondent claimed that she only

    knew of the suspension when she filed an application for a

    judicial position in Mandaluyong City.[38]

    In the hearing, respondent admitted that she continued

    to practice law as a Prosecutor in Mandaluyong City despiteher suspension because she believed that a notation by the

    Court in the 20 January 1997 Resolution did not mean an

    implementation of the IBPs Resolution on her indefinite

    suspension.[39]

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    19LEGAL ETHICS ASSIGNED CASE READINGS

    Due to the absence of complainant and his counsel,

    another hearing was held on 19 September 2003.

    Complainants counsel asserted that respondent had been

    practicing law in the midst of her suspension and this

    constituted a violation of the suspension order which she

    wanted to be lifted.[40] Investigating Commissioner Ravalasked

    respondent to present a valid ground to lift the suspension

    order.[41]Respondent requested that her detention for five

    days at the NBI be converted into a five-year suspension, one

    year for every day of detention such that she would have

    served five years of indefinite suspension.[42]

    Investigating Commissioner Raval then directed the

    parties to file simultaneously their Verified Position Papers.[43]

    In his Position Paper and Comment, complainant posited

    that respondents motion did not state valid grounds to

    convince the Court to lift the suspension order. Complainant

    stated that by continuing to practice law, she is flaunting her

    defiance of the Supreme Court by showing that she can

    hoodwink another branch of government.[44]Complainant alsoprayed for respondents disbarment due to the gravity of her

    offense.[45]

    In respondents Position Paper, she reiterated that

    complainant is not the real party-in-interest since the property

    that was litigated was owned by complainants wife. She

    asserted that she never betrayed her clients cause, she was

    never unfaithful to her oath, and it was complainant who filed

    this case for harassment. Respondent prayed that the case be

    considered closed and terminated due to lack of merit.[46]

    Respondent also sent a letter to Investigating

    Commissioner Raval and attached a copy of a Resolution in a

    Preliminary Investigation case which she handled. Respondent

    contended that in this Preliminary Investigation case, she

    recommended its dismissal because the offended party was

    not the real party-in-interest.[47]

    Respondent insisted that complainant did not have the

    personality to file the disbarment complaint against her; hence,

    it should have been dismissed outright.[48]

    After the parties filed their position papers, the IBP Board

    of Governors issued Resolution No. XVI-2004-229 dated 16

    April 2004. The IBP adopted Investigating

    Commissioner RavalsReport and Recommendation thatrespondent be disbarred for her manifest flagrant misconduct

    in disobeying the SC Order of her Indefinite Suspension.[49]

    As culled from the records, the Court had merely noted

    IBP Resolution No. XII-96-149 which recommended

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    respondents indefinite suspension. The term noted means

    that the Court has merely taken cognizance of the existence of

    an act or declaration, without exercising a judicious

    deliberation or rendering a decision on the matter it does

    not imply agreement or approval.[50] Hence, the penalty of

    indefinite suspension imposed by the IBP Board of Governors

    has not attained finality. Section 12 of Rule 139-B provides:

    Section 12. Review and Decision by the Board of Governors.

    x x x

    (b) If the Board, by the vote of a majority of its total

    membership, determines that the respondent should be

    suspended from the practice of law or disbarred, it shall issue a

    resolution setting forth its findings and recommendations

    which, together with the whole record of the case, shall

    forthwith be transmitted to the Supreme Court for final

    action. (Emphasis supplied)

    Necessarily, the Court will now give its final action on

    this complaint.

    The Ruling of the Court

    After a careful review of the records, the Court finds the

    evidence on record sufficient to support the IBPs

    findings. However, the Court disagrees with the penalty

    imposed on respondent.

    Administrative proceedings against lawyers

    are sui generis[51]and they belong to a class of their

    own.[52] They are neither civil nor criminal actions but rather

    investigations by the Court into the conduct of its

    officer.[53]They involve no private interest and afford no

    redress for private grievance.[54]

    A disciplinary action against a lawyer is intended to

    protect the administration of justice from the misconduct of its

    officers. This Court requires that its officers shall be

    competent, honorable, and reliable men in whom the public

    may repose confidence.[55]Lawyers must at all times faithfully

    perform their duties to society, to the bar, to the courts, and to

    their clients. Their conduct must always reflect the values and

    norms of the legal profession as embodied in the Code of

    Professional Responsibility. On these considerations, the Court

    may disbar or suspend lawyers for any professional or private

    misconduct showing them to be wanting in moral character,honesty, probity, and good demeanor or to be unworthy to

    continue as officers of the Court.[56]

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    Clear preponderant evidence is necessary to justify the

    imposition of the penalty in disbarment or suspension

    proceedings.[57]

    The evidence presented shows that respondent failed to

    comply with the Courts lawful orders in twoinstances:

    1. In the 25 March 1992 Court Resolution, respondent

    was required to file a rejoinder within 10 days from notice.

    However, she only submitted the rejoinder on 11 November

    1993 after she was detained at the NBI for five days for failure

    to heed the Courts order.

    2. In the 7 October 1992 Court Resolution, respondent

    was required to comment on complainants manifestation. She

    instead submitted a manifestation on 3 February 1993 or

    almost four months thereafter. In her manifestation,

    respondent alleged that she had substantially complied with

    the Courts orders. However, the Court in its 1 March 1993

    Resolution stated that nothing set out in respondents

    manifestation excused her failure to obey the CourtsResolutions.

    These acts constitute willful disobedience of the lawful

    orders of this Court, which under Section 27, Rule 138[58]of the

    Rules of Court is in itself a sufficient cause for suspension or

    disbarment. Respondents cavalier attitude in repeatedly

    ignoring the orders of the Supreme Court constitutes utter

    disrespect to the judicial institution.[59]Respondents conduct

    indicates a high degree of irresponsibility. A Courts Resolution

    is not to be construed as a mere request, nor should it be

    complied with partially, inadequately, or

    selectively.[60]Respondents obstinate refusal to comply with

    the Courts orders not only betrays a recalcitrant flaw in her

    character; it also underscores her disrespect of the Courts

    lawful orders which is only too deserving of reproof.[61]

    Lawyers are called upon to obey court orders and

    processes and respondents deference is underscored by the

    fact that willful disregard thereof will subject the lawyer not

    only to punishment for contempt but to disciplinary sanctions

    as well. In fact, graver responsibility is imposed upon a lawyer

    than any other to uphold the integrity of the courts and to

    show respect to their processes.[62]

    Respondents failure to comply with the Courts directive

    to file a Rejoinder and to file a Comment also constitutes grossmisconduct. The Court defined gross misconduct as any

    inexcusable, shameful, flagrant, or unlawful conduct on the

    part of the person concerned in the administration of justice

    which is prejudicial to the rights of the parties or to the right

    determination of a cause. It is a conduct that is generally

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    motivated by a premeditated, obstinate, or intentional

    purpose.[63]

    In Bernal Jr. v. Fernandez,[64]the Court held that failure to

    comply with the Courts directive to comment on a letter-

    complaint constitutes gross misconduct and insubordination,

    or disrespect. In Cuizon v. Macalino,[65]a lawyers failure to

    comply with the Courts Resolutions requiring him to file his

    comment was one of the infractions that merited his

    disbarment.

    Furthermore, respondents defenses are untenable.

    Firstly, respondent contends that complainant is not the real

    party-in-interest since the property that was litigated was

    owned by complainants wife. The Court is not persuaded with

    this defense.

    The procedural requirement observed in ordinary civil

    proceedings that only the real party-in-interest must initiate

    the suit does not apply in disbarment cases. In fact, the personwho called the attention of the court to a lawyers misconduct